CLARE ROSE FOUNDATION INC: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- CLARE ROSE FOUNDATION INC (EIN 06-1480029)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-08-05
- IRS object ID
- 201122239349100117
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-08-05T16:32:02-00:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061480029 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Clare Rose Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CLAR | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o Foundation Source 501 Silversid | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Anne B Vincent | Name |
| Title | President | Title |
| Date Signed | 2011-08-05 | DateSigned |
| Authorize Third Party | false | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2011-08-05 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 10792928 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 492 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 492 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 373930 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 348570 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 55078 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 4727121 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 55078 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 4724 | OtherIncomeRevAndExpnss |
| Total Revenue And Expenses | 434224 | TotalRevenueAndExpenses |
| Total Net Investment Income | 404140 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 93090 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 93090 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 5048 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 30 | TaxesNetInvstIncm |
| Occupancy Rev And Expnss | 150 | OccupancyRevAndExpnss |
| Occupancy Dsbrs Chrtbl Prps | 150 | OccupancyDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 39629 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 152 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 39477 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 137917 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 93272 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 39627 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 188000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 188000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 325917 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 93272 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 227627 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 108307 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 310868 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 354967 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 306909 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 306909 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 1361857 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 1354633 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1435236 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 5948161 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 6536573 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 6905903 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 2520775 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 2095127 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2144880 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 10185760 | TotalAssetsBOY |
| Total Assets EOY | 10293242 | TotalAssetsEOY |
| Total Assets EOYFMV | 10792928 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 825 | OtherLiabilitiesBOY |
| Total Liabilities BOY | 825 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 10184935 | RetainedEarningsBOY |
| Retained Earnings EOY | 10293242 | RetainedEarningsEOY |
| Total Net Assets BOY | 10184935 | TotalNetAssetsBOY |
| Total Net Assets EOY | 10293242 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 10185760 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 10293242 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 10184935 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 108307 | ExcessOfRevenueOverExpenses |
| Subtotal | 10293242 | Subtotal |
| Total Net Assets Fund Balances EOY | 10293242 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 4727121 | GrossSalesPrice |
| Cost Or Other Basis | 4672043 | CostOrOtherBasis |
| Gain Or Loss | 55078 | GainOrLoss |
| Gains Minus Excess Or Losses | 55078 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 55078 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 79933 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 9112456 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.008772 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 166080 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 9535883 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.017416 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 653949 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 10049096 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.065075 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 420000 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 9171137 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.045796 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 480443 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 7675182 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.062597 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.199656 | TotalDistributionRatio |
| Average Distribution Ratio | 000.039931 | AverageDistributionRatio |
| Net Noncharitable Assets | 10032635 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 400613 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3109 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 403722 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 227627 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 6217 | InvestmentIncomeExciseTax |
| Subtotal | 6217 | Subtotal |
| Tax Based On Investment Income | 6217 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 11707 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 11707 | TotalCreditsAndPayments |
| Tax Paid Original Return | 11707 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 5490 | Overpayment |
| Amount Credited To Next Year | 5490 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Elise Furer | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Director / Secretary | 001.00 | 0 |
| Anne Vincent | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | President | 001.00 | 0 |
| Edward Vincent | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Director | 001.00 | 0 |
| William Vincent | ||||||
| c/o Foundation Source 501 Silversid | Wilmington | DE | 19809 | Director | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LPL Financial | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9785 Towne Centre Drive | AddressLine1 |
| City | San Diego | City |
| State | CA | State |
| ZIP Code | 92121 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Service | Investment Management | TypeOfService |
| Compensation | 93090 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Number Of Cntrct Paid Over50k | 93090 | TotNumberOfCntrctPaidOver50k |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 9764424 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 420992 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 10185416 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 10185416 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 152781 | CashDeemedCharitable |
| Net Noncharitable Assets | 10032635 | NetNoncharitableAssets |
| Minimum Investment Return | 501632 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 501632 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 6217 | TaxBasedOnInvestmentIncome |
| Total Tax | 6217 | TotalTax |
| Distributable Amount Before Adj | 495415 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 495415 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 495415 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 227627 | ExpensesAndContributions |
| Qualifying Distributions | 227627 | QualifyingDistributions |
| Adj Qualifying Distributions | 227627 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 495415 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 97051 | UndistributedIncomePriorYear |
| Qualifying Distributions | 227627 | QualifyingDistributions |
| Applied To Year1 | 97051 | AppliedToYear1 |
| Applied To Current Year | 130576 | AppliedToCurrentYear |
| Undistributed Income CY | 364839 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (7 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CHILDRENS DAY SCHOOL | |||||||
| 8 RIVERSIDE AVE | RIVERSIDE | CT | 06878 | N/A | 509(a)(1) | Tuition Assistance Fund | $5,000 |
| HORIZONS AT GREENS FARMS ACADEMY | |||||||
| 35 BEACHSIDE AVE | GREEN FARMS | CT | 06436 | N/A | 509(a)(1) | General Unrestricted | $25,000 |
| LOWCOUNTRY ORPHAN RELIEF | |||||||
| PO BOX 70185 | N CHARLESTON | SC | 29415 | N/A | 509(a)(1) | Building Purchase Fund | $125,000 |
| MERCY LEARNING CENTER OF BRIDGEPORT | |||||||
| 637 PARK AVE | BRIDGEPORT | CT | 06604 | N/A | 509(a)(2) | General Unrestricted | $10,000 |
| MONARCH SCHOOL PROJECT | |||||||
| 808 W CEDAR ST | SAN DIEGO | CA | 92101 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| OUR SISTERS SCHOOL INC | |||||||
| 145 BROWNELL AVE | NEW BEDFORD | MA | 02740 | N/A | 509(a)(1) | General Unrestricted | $8,000 |
| ST MARY CHURCH | |||||||
| 178 GREENWHICH AVE | GREENWHICH | CT | 06830 | N/A | 509(a)(1) | Scholarship Program | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 188000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $492 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $373,930 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $55,078 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Federal Tax Refund | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $4,724 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $434,224 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 434224 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (18 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| AMERICAN EXPRESS CO SR NT 7.00000 03/19/2018 025816AY5 12500000.00% | 101901 | 144345 |
| CONOCOPHILLIPS NOTES 05.75000 02/01/2019 20825CAR5 10000000.00% | 103014 | 114000 |
| CREDIT SUISSE MEDIUM TERM-0.00-09/30/2011 22546EYV0 2500000.00% | 25000 | 24783 |
| CREDIT SUISSE MEDIUM TERM-10.00-06/15/2011 22546EH72 5000000.00% | 50000 | 47510 |
| CREDIT SUISSE MEDIUM TERM-16.50-08/31/2011 22546EXV1 10000000.00% | 100000 | 100690 |
| CVS CORP - 6.125 - 08/15/2016 126650BE9 5000000.00% | 44717 | 56550 |
| DILLARD DEPT STORES INC DEB 9.125 254063AM2 25000000.00% | 286829 | 259374 |
| GE CAP CORP GLOB DTD 2/15/2002 5.875 2/15/2012 36962GXS8 12500000.00% | 132125 | 130835 |
| GENERAL ELEC CAP CORP - 5.000 - 03/30/2024 36962GH23 2500000.00% | 25000 | 24498 |
| HOME DEPOT 5.20 DUE 03/01/2011 437076AN2 10000000.00% | 97513 | 100747 |
| OLD DOMINION ELECTRIC - 6.250 - 06/01/2011 679574AF0 20000000.00% | 206134 | 204466 |
| ORACLE CORP / OZARK HLDG INC 5.000 01/15/2011 NT 68402LAE4 10000000.00% | 104091 | 100127 |
| PFIZER INC 4.5FEB 15 2014 717081AR4 12500000.00% | 123438 | 135230 |
| SBC COMMUNICATIONS NOTE DTD 11/3/2004 5.1 9/15/2014 78387GAP8 11000000.00% | 99029 | 120351 |
| TARGET CORP NT 6.350 1/15/11 87612EAC0 10000000.00% | 108307 | 100165 |
| WELLS FARGO CO - 6.375 - 08/01/2011 949746CE9 12500000.00% | 135086 | 129009 |
| XTO ENERGY INC SR NT 7.500 04/15/2012 98385XAA4 5000000.00% | 52938 | 54150 |
| WELLS FARGO BK N A CD IDX ZERO 0.00000 04/27/2011 949748NV5 30000000.00% | 300005 | 298050 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (58 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 3155 shares of ALMOST FAMILY INC AFAM | 104205 | 121215 |
| 4000 shares of ARCH COAL INC. ACI | 105080 | 140240 |
| 4000 shares of BANK ONE CAP VI 7.2 ONE-PW | 100000 | 102040 |
| 5843 shares of CALAMOS CONVERTIBLE CLASS A CCVIX | 107728 | 114456 |
| 3000 shares of CENTURY TEL INC CTL | 99298 | 138510 |
| 3376 shares of CHEEROKEE INC CHKE | 59721 | 63503 |
| 2670 shares of CHICAGO BRIDGE IRON CBI | 59541 | 87843 |
| 3100 shares of COCA-COLA CO KO | 87177 | 203887 |
| 3000 shares of COMPANHIA SANEA ADS SBS | 114970 | 158640 |
| 4757 shares of DELUXE CORPORATION DLX | 95410 | 109506 |
| 11525 shares of EARTHLINK NETWORK, INC. ELNK | 102951 | 99115 |
| 14290 shares of EATON VANCE GLOBAL MACRO FD CL I EIGMX | 147761 | 146761 |
| 2000 shares of EVERGREEN SOLAR, INC ESLR | 19070 | 1160 |
| 17496 shares of FIRST EAGLE FUNDS INC. SGOVX | 356085 | 396470 |
| 2000 shares of FLUOR CORP NEW FLR | 89950 | 132520 |
| 3000 shares of FOREST LABORATORIES FRX | 89577 | 95940 |
| 4000 shares of FUEL TECH, INC. FTEK | 47110 | 38840 |
| 3000 shares of GARMIN LTD GRMN | 97438 | 92970 |
| 1000 shares of GENERAL ELECTRIC CO GE | 33105 | 18290 |
| 258 shares of GLOBAL CROSSING LTD GLBC | 698 | 3333 |
| 11100 shares of GT SOLAR INTERNATIONAL INC SOLR | 100050 | 101232 |
| 5785 shares of IMPAX LABS INC IPXL | 104590 | 116336 |
| 1000 shares of ING GROEP PERP DEBT 7.20 INZ | 25630 | 23170 |
| 2965 shares of INTERDIGITAL COMMUNICATIONS CORP IDCC | 100205 | 123463 |
| 1100 shares of INTERNATIONAL BUSINESS MACHINES IBM | 131939 | 161436 |
| 3000 shares of ITT CORP. ITT | 155080 | 156330 |
| 4749 shares of J P MORGAN MID CAP VALUE FD JAMCX | 100846 | 109853 |
| 28017 shares of JOHN HANCOCK TR FLOATING RATE INCOME FUND CLASS I JFIIX | 268225 | 265886 |
| 2277 shares of JP MORGAN EMERGING MARKETS EQUITY FUND A JFAMX | 50195 | 54829 |
| 100000 shares of LB 100 PPN-CSDAN 30Y-2Y SWAP SPRD LBPPN | 100000 | |
| 1111 shares of LEHMAN BROTHERS HOLDINGS INC. LEHMQ | 40118 | 56 |
| 3870 shares of MEDICIS PHARMA CP MRX | 104490 | 103677 |
| 3000 shares of MEMC ELECTRONICS MATERIALS INC WFR | 45450 | 33780 |
| 4000 shares of MICROSOFT CORPORATION MSFT | 103080 | 111640 |
| 13606 shares of NEW ENERGY SYSTEMS GROUP NEWN | 105443 | 105174 |
| 9200 shares of ONCOTHYREON INC ONTY | 45264 | 29992 |
| 17135 shares of PDL BIOPHARMA INC PDLI | 111575 | 106751 |
| 10288 shares of PIMCO EQS PATHFINDER WORLD FUND PTHWX | 100215 | 104529 |
| 13971 shares of PIMCO FDS SMALL CAP STOCKPLUS PSCSX | 105000 | 103948 |
| 2122 shares of PIMCO FUNDS LOW DURATION FUND CLASS A PTLAX | 20383 | 22049 |
| 32648 shares of PIMCO FUNDS PACIFIC INVESTMENT MANAGEMENT PAUAX | 345584 | 343132 |
| 5000 shares of PIMCO INCOME OPPORTUNITY FDCOM PKO | 110724 | 127950 |
| 69216 shares of PIMCO UNCONSTRAINED BOND FUND CLASS A PUBAX | 742464 | 768294 |
| 10000 shares of POWER ONE INC. PWER | 104190 | 102000 |
| 4000 shares of PROCTER GAMBLE CO PG | 247618 | 257320 |
| 2135 shares of SANDISK CORP SNDK | 104124 | 106451 |
| 5000 shares of SANTARUS, INC. SNTS | 26550 | 16350 |
| 3766 shares of SELIGMAN COMMUNICATIONS INFO FD INC CL A SLMCX | 125000 | 168386 |
| 15740 shares of SINO CLEAN ENERGY INC. SCEI | 107136 | 105857 |
| 7610 shares of TERADYNE INC TER | 94331 | 106844 |
| 2950 shares of TESSERA TECHNOLOGIES INC TSRA | 59826 | 65343 |
| 1100 shares of TRANSOCEAN LTD. RIG | 120285 | 76461 |
| 7800 shares of UNITED ONLINE INC UNTD | 59202 | 51480 |
| 4000 shares of UNITIL CP UTL | 86875 | 90960 |
| 5880 shares of USA MOBILITY INC USMO | 73150 | 104488 |
| 2420 shares of VEECO INSTRUMENTS INC. VECO | 100176 | 103963 |
| 5700 shares of VIROPHARMA INCORPORATED VPHM | 100240 | 98724 |
| 3000 shares of WALT DISNEY HOLDINGS CO. DIS | 94445 | 112530 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 946724 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 1023746 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 407909 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 411490 | StateLocalSecuritiesEOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 39450 | 39450 | |
| Bank Charges | 152 | 152 | |
| State or Local Filing Fees | 27 | 27 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Federal Tax Refund | Description |
| Revenue And Expenses Per Books | 4724 | RevenueAndExpensesPerBooks |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $93,090 | Amount |
| Net Investment Income | 93090 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated Tax for 2010 | $5,000 | 0 | 0 | 0 |
| Foreign Tax Paid | $30 | 30 | 0 | 0 |
| IRS Miscellaneous Fee | $18 | 0 | 0 | 0 |
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