UCARE MINNESOTA: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- UCARE MINNESOTA (EIN 36-3573805)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-08-02
- IRS object ID
- 201122149349300412
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule I
- Schedule J
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-08-02T09:39:27-05:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 363573805 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UCare Minnesota | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | UCAR | NameControl |
| Phone | 6126766500 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 Stinson Blvd NE | AddressLine1 |
| City | Minneapolis | City |
| State | MN | State |
| ZIP Code | 554132615 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Beth Monsrud | Name |
| Title | Chief Financial Officer | Title |
| Phone | 6126763217 | Phone |
| Date Signed | 2011-08-01 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Beth Monsrud | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 Stinson Blvd NE | AddressLine1 |
| City | Minneapolis | City |
| State | MN | State |
| ZIP Code | 554132615 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 1884759064 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.ucare.org | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1987 | YearFormation |
| State Legal Domicile | MN | StateLegalDomicile |
| Activity Or Mission Description | The primary tax-exempt activity of the organization is to organize and operate a health maintenance organization that is dedicated to promoting the health of the community served by the organization and that will make quality health care available on an economically advantageous prepaid basis to that community. This activity is intended to further the organization's mission to improve the health of our members through innovative services and partnerships across communities. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 15 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 7 | NbrIndependentVotingMembers |
| Total Nbr Employees | 522 | TotalNbrEmployees |
| Total Nbr Volunteers | 1290 | TotalNbrVolunteers |
| Total Gross UBI | -766000 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 7143 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 10220 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 1463563211 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 1607219887 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 21090610 | InvestmentIncomePriorYear |
| Investment Income Current Year | 16435290 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 6717 | OtherRevenuePriorYear |
| Other Revenue Current Year | 19860 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 1484667681 | TotalRevenuePriorYear |
| Total Revenue Current Year | 1623685257 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 10290000 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 16025000 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 35086541 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 38904477 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 1391092209 | OtherExpensePriorYear |
| Other Expenses Current Year | 1506217289 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 1436468750 | TotalExpensesPriorYear |
| Total Expenses Current Year | 1561146766 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 48198931 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 62538491 | RevenuesLessExpensesCY |
| Total Assets BOY | 515123968 | TotalAssetsBOY |
| Total Assets EOY | 573408907 | TotalAssetsEOY |
| Total Liabilities BOY | 256739021 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 261485469 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 258384947 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 311923438 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | UCare Minnesota will improve the health of our members through innovative services and partnerships across communities. See also response to Part 1, Line 1. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 1529977352 | Expense |
| Grants | 16025000 | Grants |
| Revenue | 1613980058 | Revenue |
| Description | Operates a HMO providing coordinated health care and coverage for 195,608 individuals from the community enrolled in state and federal public health care programs, including Medicaid and Medicare. UCare's programs provide services to seniors, low-income families, the physically disabled and other individuals who may have challenges accessing care. UCare does not offer any traditional commercial HMO or insurance products.UCare's mission is to improve the health of our members through innovative services and partnerships across communities. In 2010, UCare's quality monitoring and program initiatives demonstrated many significant activities and outcomes. The highlights are outlined below.Statistically significant (p< 0.05) clinical improvements for our members were identified in the following Healthcare Effectiveness Data and Information Set (HEDIS) measurements for Medicare and Medicaid: Pharmacy Treatment of Chronic Obstructive Pulmonary Disease; Monitoring of Persistent Medications; Adult Access to Practitioners; Well-Child Visits; Controlling High-Blood Pressure; Managing Diabetes by LCL-C and Blood Pressure Controls; and Chlamydia Screening.Additional significant clinical improvements included exceeding the goal of improving the rate of: Pneumococcal vaccine in a Medicare special needs plan community population; colon cancer screening for Medicaid enrollees; breast cancer screening for Medicare enrollees; and Chlamydia screening in Medicaid enrollees.Satisfaction in UCare's health improvement efforts from members was demonstrated in 2010 by the following measures. UCare scored 4.5 stars out of 5 in the CMS Medicare Performance Assessment report for its Medicare plans for overall health plan quality in 2009. In the CMS Medicare CAHPS survey, UCare performed significantly higher than the national average on the following measures: overall rating of health plan; overall rating of care received; and overall rating of prescription drug coverage. It also performed at a high level on other Medicare measures, and on the Medicaid CAHPS survey.UCare's Community Benefit Program In addition to UCare's core business of providing public health care program plans that seek to improve the health of our communities, UCare provides community benefit through a variety of activities that reach beyond its everyday commitment to its enrollees. Through UCare's community benefit program, UCare reaches out to the larger community to: address social needs that may undermine the health of the community; strengthen the providers that serve populations with challenges accessing care; encourage the wellness of families and seniors; and support research, programs, and organizations that benefit health care quality and delivery.UCare engaged in the following examples of additional community benefit activities in 2010. During 2010, UCare helped fund many community organizations and providers delivering services, research, and programs that reach beyond UCare's membership into the larger community, including efforts to strengthen the social safety net for at-risk families and seniors. Examples include funding for the following: Human Rights Campaign; Minneapolis Urban League Scholarship Program; National Alliance of the Mentally Ill (NAMI); Lutheran Social Services; Neighborhood Health Care Network; and Minnesota Academy of Family Physicians Research Forum. In addition to funding quality improvement and public health efforts in the community, UCare employees devoted substantial time to participate in many collaborations working to improve health care quality and to advance public health and health care access, including projects that seek to break down language and cultural barriers between the traditional health care system and minority communities. Examples include participating in the following: Community Health Work Project; Institute for Clinical Systems Improvement; Minnesota Community Measures; Health Literacy Partnership; Interpreter Stakeholders Group; Metro Local Public Health Association/Health Plan Collaboration; Multilingual Health Resource Exchange; and Twin Cities Health Start. UCare also provides many health promotion, disease management, care management and wellness programs. These efforts not only benefit the health of its enrollees, but also positively affect their families and larger communities. Examples include: disease management programs for asthma, diabetes, chronic kidney disease and congestive heart failure designed to improve health outcomes for individuals suffering from these conditions; falls prevention programs to improve safety of seniors living at home; Management of Maternity Services (M.O.M.S.) Program that provides resources to enrollees and providers to improve pregnancy and post-partum health; car seat distribution and education to pregnant women; and providing free health education materials at a variety of community forums. UCare also encourages employees and their families to volunteer time and financial resources in the community. UCare provides organizational support for volunteer services to education, social services, and health organizations that build capacity in local communities to improve the welfare of at-risk families and seniors. Examples include support for the following: Adopt-a-Family Gift Drive; Food and School Supply Drives; Jeremiah House Cook for Kids; Meals on Wheels Northeast Dinner Bell; and Pratt Community School Reading and E-mentor Programs. In addition, UCare provides funding to community partners and providers to help cover gaps in reimbursement, improve access to dental services, provide outreach to the uninsured and diverse communities, support obesity initiatives, community clinic infrastructure and improve quality of care. Examples include funding for the following: Culture Care Connection on-line cultural competence resource center for providers; Rural Palliative Care Project; Neighborhood Health Care Network & Clinics; Lutheran Social Services; Just Kids Dental in Duluth Minnesota; Honoring Choices Minnesota; and Southern Minnesota Regional Legal Services. UCare also provides support for the UCare Fund. The UCare Fund of the Minnesota Medical Foundation is a community-directed initiative providing financial support for health care research projects and special programs by practitioners affiliated with the University of Minnesota Medical School as well as community healthcare providers. Funding focuses on programs and projects that improve the health of underserved populations through innovative services, education, community outreach, and research. Priority was given in 2010 to projects focusing on obesity reduction, promoting healthy lifestyles and cultural diversity. Examples include support for the following: Accessibility Inc, Sabathani Community Clinic, Parenting Resource Center Inc, Willmar Women and Family Center, and Otter Tail County Public Health.UCare's financial contributions to the University of Minnesota Medical School, Department of Family Medicine and Community Health supported activities in 2010 to strengthen family medicine and preventive health services, particularly for communities that may experience difficulty forming connections with a medical home. The contribution also funds research and education that broadly benefits the health and wellness of the community. Examples of funded efforts include: Advanced Primary Care CMS demonstration project; clinical services to underserved populations; curriculum development for delivering team-based care to chronically ill patients; conducting childhood obesity prevention programs including implementing the breakfast to go school based program to encourage kids to eat breakfast each day; Palliative Care Fellowship; and Rural Physician Associate Program. | Description |
| Total Program Service Expense | 1529977352 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 1 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 5140 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 522 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Form8899 Filed | 0 | Form8899Filed |
| Form1098 C Filed | 0 | Form1098CFiled |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 15 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 7 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 1 | InvestmentInJointVenture |
| Written Policy Or Procedure | 1 | WrittenPolicyOrProcedure |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Greg Marshall | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 6126766500 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 Stinson Blvd NE | AddressLine1 |
| City | Minneapolis | City |
| State | MN | State |
| ZIP Code | 554132615 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (28 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| Macaran Baird MD | |||||||||
| Director | 0.20 | X | 1600 | 334304 | 43532 | ||||
| Bill Brombach | |||||||||
| Director | 0.20 | X | 1855 | 0 | 0 | ||||
| Cathy Godlewski | |||||||||
| Director | 0.20 | X | 1200 | 153456 | 29644 | ||||
| John Harris | |||||||||
| Director | 0.20 | X | 2200 | 0 | 0 | ||||
| Jay Kiedrowski | |||||||||
| Director | 0.20 | X | 2400 | 0 | 0 | ||||
| Teresa McCarthy MD | |||||||||
| Director | 0.20 | X | 2000 | 124836 | 32348 | ||||
| Peter Mitsch | |||||||||
| Director | 0.20 | X | 2600 | 199987 | 40715 | ||||
| William Roberts MD | |||||||||
| Director | 0.20 | X | 1800 | 191298 | 35338 | ||||
| Mary Jeanne Schneeman | |||||||||
| Director | 0.20 | X | 1965 | 0 | 0 | ||||
| Sharon Shonka | |||||||||
| Director | 0.20 | X | 1800 | 0 | 0 | ||||
| James Van Vooren MD | |||||||||
| Director | 0.20 | X | 2200 | 166326 | 37215 | ||||
| Kimberly Carter | |||||||||
| Director | 0.20 | X | 1765 | 0 | 0 | ||||
| James Miller | |||||||||
| Director | 0.20 | X | 2020 | 0 | 0 | ||||
| Patricia Adam MD | |||||||||
| Director | 0.20 | X | 1400 | 164247 | 36800 | ||||
| Michael Wootten MD | |||||||||
| Director | 0.20 | X | 800 | 184128 | 38953 | ||||
| Nancy Feldman | |||||||||
| President & Chief Executive Officer | 40.00 | 641798 | 0 | 99006 | X | ||||
| Mark Traynor | |||||||||
| Secretary | 40.00 | 272055 | 0 | 40779 | X | ||||
| Beth A Monsrud | |||||||||
| Treasurer | 40.00 | 272888 | 0 | 46174 | X | ||||
| Laurie Heyer-Dean | |||||||||
| SVP Operations | 40.00 | 277755 | 0 | 39945 | X | ||||
| Russel Kuzel MD | |||||||||
| Chief Medical Officer | 40.00 | 335572 | 0 | 58569 | X | ||||
| Thomas Mahowald | |||||||||
| SVP Product Development | 40.00 | 267854 | 0 | 47081 | X | ||||
| Ghitann Worcester | |||||||||
| SVP Public Affairs & Development | 40.00 | 278636 | 0 | 41194 | X | ||||
| Barry Baines | |||||||||
| Associate Medical Officer | 20.00 | 288709 | 0 | 48994 | X | ||||
| Robert Beauchamp | |||||||||
| Chief Information Officer | 40.00 | 187434 | 0 | 22795 | X | ||||
| Craig Christianson | |||||||||
| Associate Medical Director | 20.00 | 255401 | 0 | 44911 | X | ||||
| Brian Eck | |||||||||
| Sales Director | 40.00 | 201080 | 0 | 8047 | X | ||||
| Cheryl Swenson | |||||||||
| Sales Manager | 40.00 | 187027 | 0 | 24317 | X | ||||
| Terry Chism | |||||||||
| Former SVP Administration | 40.00 | 241969 | 0 | 34263 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 3735783 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 1518582 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 850620 | TotalOtherCompensation |
| Number Individuals GT100 K | 45 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| Ingenix | |||||
| 2771 Monentum Pl | Chicago | IL | 606895327 | Chart Review, Actuarial & Consulting | 2362391 |
| AVT Consulting LLC | |||||
| 4915 S 35th St 103 | St Louis Park | MN | 55416 | Contract Programming & Consulting | 1652593 |
| Dennis Breitenfeldt Health Insurance Age | |||||
| PO Box 238 | Long Prairie | MN | 56347 | Sales Brokerage Services | 775458 |
| Leprechaun LLC | |||||
| 6000 Western Pl 900 | Fort Worth | TX | 76107 | Chart Review | 449611 |
| Wells Capital Management | |||||
| 525 Market St | San Francisco | CA | 94105 | Investment Management | 432983 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 20 | NumberOfContractorsGT100K |
| All Other Contributions | 10220 | AllOtherContributions |
| Total Contributions | 10220 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| Medicare/Medicaid Paym | 524114 | 1508832996 | 1508832996 |
| Medicare Member Premiu | 524114 | 98386891 | 98386891 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 1607219887 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 9694979 | TotalRevenueColumn |
| Unrelated Business Revenue | -766000 | UnrelatedBusinessRevenue |
| Exclusion | $10,460,979 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 267814118 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 261061715 | Securities |
| Other | 12092 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 6752403 | Securities |
| Other | -12092 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 6740311 | TotalRevenueColumn |
| Related Or Exempt Function Income | 6740311 | RelatedOrExemptFunctionIncome |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 19860 | TotalRevenueColumn |
| Related Or Exempt Function Income | 19860 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 19860 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1623685257 | TotalRevenueColumn |
| Related Or Exempt Function Income | 1613980058 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -766000 | UnrelatedBusinessRevenue |
| Exclusion | $10,460,979 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 16025000 | Total |
| Program Services | 16025000 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3839465 | Total |
| Management And General | 3839465 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 27170551 | Total |
| Program Services | 24236315 | ProgramServices |
| Management And General | 2934236 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1396069 | Total |
| Program Services | 948678 | ProgramServices |
| Management And General | 447391 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4182356 | Total |
| Program Services | 3180765 | ProgramServices |
| Management And General | 1001591 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2316036 | Total |
| Program Services | 1864501 | ProgramServices |
| Management And General | 451535 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 34021 | Total |
| Management And General | 34021 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 264148 | Total |
| Program Services | 105299 | ProgramServices |
| Management And General | 158849 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 44667 | Total |
| Management And General | 44667 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 531983 | Total |
| Management And General | 531983 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1466741802 | Total |
| Program Services | 1463407384 | ProgramServices |
| Management And General | 3334418 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7296104 | Total |
| Program Services | 7296104 | ProgramServices |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3259870 | Total |
| Program Services | 2594684 | ProgramServices |
| Management And General | 665186 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7511319 | Total |
| Program Services | 5412299 | ProgramServices |
| Management And General | 2099020 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2334133 | Total |
| Program Services | 1505222 | ProgramServices |
| Management And General | 828911 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 311133 | Total |
| Program Services | 245204 | ProgramServices |
| Management And General | 65929 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 640500 | Total |
| Program Services | 375766 | ProgramServices |
| Management And General | 264734 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1447891 | Total |
| Program Services | 1020253 | ProgramServices |
| Management And General | 427638 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 210223 | Total |
| Program Services | 146948 | ProgramServices |
| Management And General | 63275 | ManagementAndGeneral |
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | TotalTotal | Management And GeneralManagementAndGeneral | Program ServicesProgramServices |
|---|---|---|---|
| Taxes & Assessments | 13417410 | 13417410 | |
| Miscellaneous | 2172085 | 559155 | 1612930 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1561146766 | Total |
| Program Services | 1529977352 | ProgramServices |
| Management And General | 31169414 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -10434238 | BOY |
| EOY | 11955638 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 126212310 | BOY |
| EOY | 106574687 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 44854183 | BOY |
| EOY | 53259329 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3000000 | BOY |
| EOY | 3000000 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3100126 | BOY |
| EOY | 2349977 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 15668918 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 9869548 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2943211 | BOY |
| EOY | 5799370 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 340609386 | BOY |
| EOY | 385966505 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4838990 | BOY |
| EOY | 4503401 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 515123968 | BOY |
| EOY | 573408907 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 242808413 | BOY |
| EOY | 248198749 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11788928 | BOY |
| EOY | 10632009 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2141680 | BOY |
| EOY | 2654711 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 256739021 | BOY |
| EOY | 261485469 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 258384947 | BOY |
| EOY | 311923438 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 258384947 | BOY |
| EOY | 311923438 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 515123968 | BOY |
| EOY | 573408907 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 62538491 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -9000000 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | X | PubliclySupportedOrg509a2 |
Gifts Grants Contrib Received509 GiftsGrantsContribReceived509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus3 Years | 5000 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7143 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7143 | CurrentTaxYearMinus1Year |
| Current Tax Year | 10220 | CurrentTaxYear |
| Total | 29506 | Total |
Gross Receipts From Admissions GrossReceiptsFromAdmissions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 891218024 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1016691215 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1153860214 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1463563213 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1607219887 | CurrentTaxYear |
| Total | 6132552553 | Total |
Total509 Total509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 891218024 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1016696215 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1153867357 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1463570356 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1607230107 | CurrentTaxYear |
| Total | 6132582059 | Total |
Amts Recd From Disqual Persons AmtsRecdFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Amts From Subst Contributors AmtsFromSubstContributors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Support From DQ Ps Etc SupportFromDQPsEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | 6132582059 | PublicSupportTotal509 |
Gross Investment Income509 GrossInvestmentIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 14836796 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 22148986 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 6730149 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 21057525 | CurrentTaxYearMinus1Year |
| Current Tax Year | 16435290 | CurrentTaxYear |
| Total | 81208746 | Total |
Investment Income And UBTI InvestmentIncomeAndUBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 14836796 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 22148986 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 6730149 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 21057525 | CurrentTaxYearMinus1Year |
| Current Tax Year | 16435290 | CurrentTaxYear |
| Total | 81208746 | Total |
Other Income509 OtherIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 43094 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 64886 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 250456 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 6717 | CurrentTaxYearMinus1Year |
| Current Tax Year | 19860 | CurrentTaxYear |
| Total | 385013 | Total |
Total Support Total TotalSupportTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 906097914 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1038910087 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1160847962 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1484634598 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1623685257 | CurrentTaxYear |
| Total | 6214175818 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Percentage509 | 0.98690 | PublicSupportPercentage509 |
| Prior Year Support Percentage | 0.98660 | PriorYearSupportPercentage |
| Investment Income Percentage | 0.01310 | InvestmentIncomePercentage |
| Prior Yr Invest Income Percentage | 0.01330 | PriorYrInvestIncomePercentage |
| Thirty Three Percnt Tests CY509 | X | ThirtyThreePercntTestsCY509 |
| General Explanation | Schedule A, Part II, Line 12, Explanation of Other Income: Proceeds from class action lawsuits and other misc income. | GeneralExplanation |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 1 | Volunteers |
| Paid Staff Or Management | 1 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 0 | GrantsOtherOrganizations |
| Direct Contact Legislators | 1 | DirectContactLegislators |
| Direct Contact Legislators | $94,032 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | 0 | RalliesDemonstrations |
| Other Activities | 0 | OtherActivities |
| Total Lobbying Expenditures IIB | 94032 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Schedule D IRS990ScheduleD
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 750202 | OtherCostOrOtherBasis |
| Depreciation | 281321 | Depreciation |
| Book Value | 468881 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 7285169 | OtherCostOrOtherBasis |
| Depreciation | 3661356 | Depreciation |
| Book Value | 3623813 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 7633547 | OtherCostOrOtherBasis |
| Depreciation | 5926871 | Depreciation |
| Book Value | 1706676 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 5799370 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Accumulated Post Retirement Benefit Option | Description |
| Amount | $2,654,711 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 2654711 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Description of Uncertain Tax Positions Under FIN 48: | Identifier |
| Return Reference | Part X: | ReturnReference |
| Explanation | UCare has elected to adopt guidance in the income tax standard regarding the recognition and measurement of uncertain tax positions. UCare follows the accounting standard for contingencies for evaluating uncertain tax positions. The adoption of this standard has no effect on UCare's financial statements. UCare's tax returns are subject to review and examination by federal, state and local authorities. The tax returns for the years 2007 to 2010 are open to review and examination. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (7 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| Apple Tree Dental | |||||||
| 8960 Springbrook Dr 150 | Minneapolis | MN | 55433 | 363411437 | 501(C)(3) | 50000 | Support mobile dental program in nursing homes. |
| Lutheran Social Services | |||||||
| 2485 Como Ave | St Paul | MN | 55108 | 410872993 | 501(C)(3) | 150000 | Support Senior Companion Program. |
| Minnesota Community Foundation | |||||||
| 55 5th St E 600 | St Paul | MN | 55101 | 410832480 | 501(C)(3) | 25000 | Support Give MN Program. |
| Minnesota Medical Foundation | |||||||
| 200 Oak St SE 300 | Minneapolis | MN | 55455 | 416027707 | 115 | 2000000 | Support health research, medical education, and community health programs. |
| Stratis Health | |||||||
| 2901 Metro Dr 400 | Bloomington | MN | 55425 | 410971557 | 501(C)(3) | 400000 | Support Palliative Care Program. |
| Stratis Health | |||||||
| 2901 Metro Dr 400 | Bloomington | MN | 55425 | 410971557 | 501(C)(3) | 400000 | Support Cultural Competency Program. |
| University of Minnesota Dept of Family Medicine & Community Health | |||||||
| 516 Delaware St Box 381 UMHC | Minneapolis | MN | 55455 | 416007513 | 115 | 13000000 | Support medical education and community health programs. |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 5 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 2 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Procedure for Monitoring Grants in the U.S.: | Identifier |
| Return Reference | Part I, Line 2: | ReturnReference |
| Explanation | Schedule I, Part I, Line 2: UCare Minnesota does not have a formal grant program. Transactions disclosed in Schedule I, Part II, 1a represent a one time cash assistance provided to these organizations based on the parameters outlined in UCare's Board approved Community Benefit Policy. In addition to UCare's ongoing community benefit efforts, the Board annually determines whether special year-end community benefit contributions are appropriate under the provisions of the Policy. The Policy outlines three categories of contributions and the amounts distributed by category are reviewed and approved by the Board of Directors, and the Board receives an annual report on the use of the funds. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 1 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (21 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Macaran Baird MD | |||||||||||||
| 0 | 333783 | 0 | 0 | 1600 | 521 | 0 | 31850 | 0 | 11682 | 1600 | 377836 | 1600 | 392205 |
| Cathy Godlewski | |||||||||||||
| 0 | 153217 | 0 | 0 | 1200 | 239 | 0 | 20025 | 0 | 9619 | 1200 | 183100 | 1400 | 202597 |
| Teresa McCarthy MD | |||||||||||||
| 0 | 124642 | 0 | 0 | 2000 | 194 | 0 | 16550 | 0 | 15798 | 2000 | 157184 | 1400 | 163093 |
| Peter Mitsch | |||||||||||||
| 0 | 199676 | 0 | 0 | 2600 | 311 | 0 | 24917 | 0 | 15798 | 2600 | 240702 | 2400 | 233594 |
| William Roberts MD | |||||||||||||
| 0 | 191000 | 0 | 0 | 1800 | 298 | 0 | 24161 | 0 | 11177 | 1800 | 226636 | 1200 | 220069 |
| James Van Vooren MD | |||||||||||||
| 0 | 166067 | 0 | 0 | 2200 | 259 | 0 | 21417 | 0 | 15798 | 2200 | 203541 | 2400 | 199805 |
| Patricia Adam MD | |||||||||||||
| 0 | 163991 | 0 | 0 | 1400 | 256 | 0 | 21002 | 0 | 15798 | 1400 | 201047 | 1000 | 191155 |
| Michael Wootten MD | |||||||||||||
| 0 | 183841 | 0 | 0 | 800 | 287 | 0 | 23155 | 0 | 15798 | 800 | 223081 | 0 | 0 |
| Nancy Feldman | |||||||||||||
| 395494 | 0 | 166079 | 0 | 80225 | 0 | 9800 | 0 | 89206 | 0 | 740804 | 0 | 658027 | 0 |
| Mark Traynor | |||||||||||||
| 199136 | 0 | 48121 | 0 | 24798 | 0 | 9800 | 0 | 30979 | 0 | 312834 | 0 | 298693 | 0 |
| Beth A Monsrud | |||||||||||||
| 197080 | 0 | 50131 | 0 | 25677 | 0 | 7850 | 0 | 38324 | 0 | 319062 | 0 | 289072 | 0 |
| Laurie Heyer-Dean | |||||||||||||
| 197261 | 0 | 47637 | 0 | 32857 | 0 | 9800 | 0 | 30145 | 0 | 317700 | 0 | 302372 | 0 |
| Russel Kuzel MD | |||||||||||||
| 281539 | 0 | 10000 | 0 | 44033 | 0 | 5423 | 0 | 53146 | 0 | 394141 | 0 | 0 | 0 |
| Thomas Mahowald | |||||||||||||
| 198802 | 0 | 48040 | 0 | 21012 | 0 | 9742 | 0 | 37339 | 0 | 314935 | 0 | 307308 | 0 |
| Ghitann Worcester | |||||||||||||
| 197182 | 0 | 50124 | 0 | 31330 | 0 | 9747 | 0 | 31447 | 0 | 319830 | 0 | 298877 | 0 |
| Barry Baines | |||||||||||||
| 213189 | 0 | 62627 | 0 | 12893 | 0 | 9800 | 0 | 39194 | 0 | 337703 | 0 | 394392 | 0 |
| Robert Beauchamp | |||||||||||||
| 159657 | 0 | 27777 | 0 | 0 | 0 | 5623 | 0 | 17172 | 0 | 210229 | 0 | 153678 | 0 |
| Craig Christianson | |||||||||||||
| 168888 | 0 | 49500 | 0 | 37013 | 0 | 9113 | 0 | 35798 | 0 | 300312 | 0 | 341308 | 0 |
| Brian Eck | |||||||||||||
| 176995 | 0 | 24085 | 0 | 0 | 0 | 6032 | 0 | 2015 | 0 | 209127 | 0 | 218666 | 0 |
| Cheryl Swenson | |||||||||||||
| 178402 | 0 | 8625 | 0 | 0 | 0 | 7481 | 0 | 16836 | 0 | 211344 | 0 | 237188 | 0 |
| Terry Chism | |||||||||||||
| 158148 | 0 | 50144 | 0 | 33677 | 0 | 8543 | 0 | 25720 | 0 | 276232 | 0 | 300727 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | Part I, Line 6 | ReturnReference |
| Explanation | Incentive compensation is not available unless the organization has net positive earnings. Amounts paid are based on the calender year performance in relation to pre-established criteria that are not necessarily, but can be tied to net earnings. Payments are made in March following the completion of the incentive plan year. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (8 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| Form 990, Part VI, Section A, line 1 | Eight directors affiliated with the University of Minnesota Medical School, Department of Family Medicine are reported here as not independent. The Medical School/Department is not a traditional parent organization of UCare, and does not directly appoint or elect all of these directors. The Department also does not have direct removal authority for all of these directors, and removal of a director under the bylaws requires the vote of at least one director not affiliated with the Medical School/Department. However, the Medical School/Department has indirect control of the appointment and election process of these eight directors. One director is appointed by the Dean of the Medical School, two directors (including the chair) are on the board by virtue of their positions at the Department, and the chair appoints five physicians on faculty at the Department. In addition to the above directors, UCare's current board includes seven independent directors: six directors who are enrollees of UCare's plans, and an at-large director from the community. Under Minnesota law, the board is charged to act in the best interests of the corporation. See Minn. Stat. Sections 62D.12, subd. 9 and 317A.251. | |
| Form 990, Part VI, Section A, line 6 | Individuals enrolled in UCare's health plans are considered members, although they do not elect all of the directors in the board. Their only right is to elect six of the board's directors who are enrolled members. There are no classes of member or other rights. | |
| Form 990, Part VI, Section A, line 7a | Under Minnesota law, at least 40% of a HMO's board must consist of members of the HMO elected by the membership. Accordingly, UCare's board includes six members nominated by its Governance Committee and elected by its enrolled members. In addition, under UCare's bylaws, the chair of the board has the authority to appoint five physician directors from the University of Minnesota Medical School Department of Family Medicine, and the Dean of the Medical School appoints one director. | |
| Form 990, Part VI, Section B, line 11 | UCare provides a copy and reviews the detail of the 990 with the Finance and Audit Committee. UCare also provides a copy of the 990 to all Board of Directors members via e-mail, prior to the Finance and Audit Committee's report to the Board. Upon approval by the Board of Directors, the 990 is filed with the Internal Revenue Service. | |
| UCare requires completion of an annual questionnaire by its board members, officers and senior executives, which is designed to surface potential conflicts of interest. In addition, UCare's policy requires disclosure to the Board Chair and/or CEO of a potential conflict involving a director, officer or management staff when a particular transaction arises. If the Board or a designated Board Committee determines that a potential conflict exists related to a transaction requiring action by the board, the policy calls for the board member with the potential conflict to abstain from voting and for a majority of the disinterested directors to find that the transaction is fair and reasonable to the corporation, and that the organization could not reasonably find a more advantageous transaction from another entity without a potential conflict. In practice, UCare seeks to manage certain business matters so that they are not subject to action by the board or senior executives where a potential conflict exists. For example, the board includes members who are enrolled in UCare's health plans, and the benefit designs and premium amounts of such plans are not brought before the board for action. The policy also requires disclosure of potential conflicts to the board or designated committee even for transactions not requiring board action. | Form 990, Part VI, Section B, line 12c | |
| On an annual basis, UCare's Compensation Committee reviews and approves the President and CEO's total cash compensation, including base pay and incentive pay. Benefits are reviewed, as described below, every three years, with the most recent review in 2010. The Compensation Committee is composed of independent members of the Board of Directors. UCare engages an independent consultant organization that specializes in advising health care organizations about executive compensation issues. The independent consultant organization conducts a comparability analysis that incorporates multiple industry surveys and compensation data for comparable positions at peer organizations. The independent consultant organization then shares the results of this comparability analysis with the Compensation Committee. After deliberation about the comparability analysis and recommendations, the Committee approves the annual cash compensation package for the President & CEO. Minutes are recorded contemporaneously to accurately document the Committee's discussions and actions, and the independent consultant organization's report is retained for recordkeeping purposes. The Compensation Committee reports its actions to the Board. The Compensation Committee also participates in the compensation process for other senior executives, including the Treasurer & Chief Financial Officer, the Secretary & General Counsel, the Chief Medical Officer, the Senior Vice President of Administration, the Senior Vice President of Operations, the Senior Vice President of Public Affairs & Marketing, and the Senior Vice President of Product Management. The process for determining compensation for these positions follows a compensation philosophy approved by the Board of Directors. Every three years, an independent consultant organization conducts a comparability analysis for these positions, focusing on total compensation data including base pay, incentive pay, and benefits for comparable positions at peer organizations. The President and CEO's position is also included in this comparability analysis. The most recent 3-year analysis occurred in 2010. The Compensation Committee receives and discusses the analysis and recommendations with the independent consultant organization, and provides input for the President & CEO in determining cash compensation for the officers and senior executives. All changes in the benefit structure are approved by the Committee. The Committee's discussion and input are reflected in contemporaneous documentation, and a copy of the independent consultant organization's report is retained. | Form 990, Part VI, Section B, line 15 | |
| UCare's 990 Form is available on the Minnesota Department of Health website at www.health.state.mn.us/divs/hpsc/mcs/financial.htm. UCare's year-end financial statements are also available on this site. UCare files its governing documents and Conflict of Interest Policy with the Minnesota Department of Health, and this public information would be available from this agency upon request. In addition, UCare would provide copies of these documents, if requested. | Form 990, Part VI, Section C, line 19 | |
| Changes in Net Assets or Fund Balances: | UCare contr Paid-in capital to its wholly owned subsidiary UCare Wisconsin -9,000,000. Total to Form 990, Part XI, Line 5: -9,000,000. | Form 990, Part XI, line 5: |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|
| UCare Wisconsin | |||||||||
| 500 Stinson Blvd | Minneapolis | MN | 554132615 | 208295948 | Non-Profit Service Insurance Corporation | WI | 501(c)(4) | UCare Minnesota | 0 |
| Univ of Minn Medical SchoolDept of Family Medicine & Community Health | |||||||||
| 516 Delaware St Box 381 | Minneapolis | MN | 55455 | 416007513 | Medical Education | MN | 115 | 0 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 1 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 1 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 1 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (4 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| UCare Wisconsin - Direct expense reimbursement | ||
| P | 8726618 | Actual Cost |
| UCare Wisconsin - Reimburse management services | ||
| K | 1371410 | Actual Cost |
| UCare Wisconsin - Contributed Capital | ||
| B | 9000000 | Actual Cost |
| Univ of Minnesota Dept of Family Medicine & Community Health | ||
| B | 13000000 | Actual Cost |
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