RESEARCH TRIANGLE INSTITUTE: Form 990, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- RESEARCH TRIANGLE INSTITUTE (EIN 56-0686338)
- Tax period
- 2009-10-01 to 2010-09-30
- Filed
- 2011-06-29
- IRS object ID
- 201121819349300917
- Schema version
- 2009v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-06-29T10:12:49-07:00 | Timestamp |
| Tax Period End Date | 2010-09-30 | TaxPeriodEndDate |
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2009-10-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 560686338 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESEARCH TRIANGLE INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RESE | NameControl |
| Phone | 9195416000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 12194 | AddressLine1 |
| City | Research Triangle Park | City |
| State | NC | State |
| ZIP Code | 277092194 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | James Gibson | Name |
| Title | Chief Financial Officer | Title |
| Phone | 9195416000 | Phone |
| Date Signed | 2011-06-30 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
Doing Business As DoingBusinessAs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RTI International | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Victoria F Haynes | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 12194 | AddressLine1 |
| City | Research Triangle Park | City |
| State | NC | State |
| ZIP Code | 27709 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 772293645 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | www.rti.org | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1958 | YearFormation |
| State Legal Domicile | NC | StateLegalDomicile |
| Activity Or Mission Description | Research Triangle Institute is one of the world's leading research institutes, dedicated to improving the human condition by turning knowledge into practice. Our staff of more than 2,800 provides research and technical expertise to governments and businesses in more than 40 countries in the areas of health and pharmaceuticals, education and training, surveys and statistics, advanced technology, international development, economic and social policy, energy and the environment, and laboratory and chemistry services. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 13 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 5 | NbrIndependentVotingMembers |
| Total Nbr Employees | 3048 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 3136369 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 145374 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 0 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 0 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 710673001 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 756080154 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 1972545 | InvestmentIncomePriorYear |
| Investment Income Current Year | 2378876 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | -508663 | OtherRevenuePriorYear |
| Other Revenue Current Year | -1141723 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 712136883 | TotalRevenuePriorYear |
| Total Revenue Current Year | 757317307 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 898429 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 655338 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 313740008 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 350732506 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 372702662 | OtherExpensePriorYear |
| Other Expenses Current Year | 382750462 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 687341099 | TotalExpensesPriorYear |
| Total Expenses Current Year | 734138306 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 24795784 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 23179001 | RevenuesLessExpensesCY |
| Total Assets BOY | 368057670 | TotalAssetsBOY |
| Total Assets EOY | 441855940 | TotalAssetsEOY |
| Total Liabilities BOY | 158648071 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 210021021 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 209409599 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 231834919 | NetAssetsOrFundBalancesEOY |
| Mission Description | Research Triangle Institute is one of the world's leading research institutes, dedicated to improving the human condition by turning knowledge into practice. Our staff of more than 2,800 provides research and technical expertise to governments and businesses in more than 40 countries in the areas of health and pharmaceuticals, education and training, surveys and statistics, advanced technology, international development, economic and social policy, energy and the environment, and laboratory and chemistry services. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 412641331 | Expense |
| Grants | 643838 | Grants |
| Revenue | 474809472 | Revenue |
| Description | RESEARCH: Multidisciplinary research & development and the application of science & technology in the areas of Health Research; Drug Discovery & Development; Education & Training Research; Survey Research Services; Statistics Research; Economic & Social Research; Advanced Technology Research & Development; Energy Research; Environmental Research Services; and Laboratory & Chemistry Services. See Schedule O for expanded description of these program service areas. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 248238594 | Expense |
| Grants | 11500 | Grants |
| Revenue | 280128959 | Revenue |
| Description | INTERNATIONAL DEVELOPMENT: Our experts in international development are dedicated to improving the human condition in developing countries. With more than 200 international development staff members based around the world, we deliver advisory and training services at the national, sub-national, and local government levels, providing institutional development through the transfer of analytical tools and methods. We often work in multidisciplinary teams that cut across traditional sector boundaries. Our clients include the Unites States Agency for International Development, Asian Development Bank, World Bank, Inter-American Development Bank, and several agencies of the United Nations, as well as foundations and other regional and international organizations. Our International Development service areas include Conflict Management, Mitigation & Reconstruction; Governance & Economic Growth; International Education; International Environmental Services; Global Health; Information & Communication Technology; and Monitoring & Evaluation. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 0 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Grnt | 0 | TotalOfOtherProgramServiceGrnt |
| Total Of Other Program Service Rev | 0 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 660879925 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 0 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Balance Sheet Amounts Reported | 1 | BalanceSheetAmountsReported |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 1 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 1 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 1 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 1 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 1190 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 0 | ComplianceWithBackupWitholding |
| Number Of Employees | 3048 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 1 | ForeignFinancialAccount |
| Name Of Foreign Country | AE | NameOfForeignCountry |
| Name Of Foreign Country | AM | NameOfForeignCountry |
| Name Of Foreign Country | BC | NameOfForeignCountry |
| Name Of Foreign Country | BG | NameOfForeignCountry |
| Name Of Foreign Country | BN | NameOfForeignCountry |
| Name Of Foreign Country | CA | NameOfForeignCountry |
| Name Of Foreign Country | CH | NameOfForeignCountry |
| Name Of Foreign Country | EG | NameOfForeignCountry |
| Name Of Foreign Country | ES | NameOfForeignCountry |
| Name Of Foreign Country | ET | NameOfForeignCountry |
| Name Of Foreign Country | GH | NameOfForeignCountry |
| Name Of Foreign Country | GT | NameOfForeignCountry |
| Name Of Foreign Country | GV | NameOfForeignCountry |
| Name Of Foreign Country | ID | NameOfForeignCountry |
| Name Of Foreign Country | IZ | NameOfForeignCountry |
| Name Of Foreign Country | JO | NameOfForeignCountry |
| Name Of Foreign Country | KE | NameOfForeignCountry |
| Name Of Foreign Country | LI | NameOfForeignCountry |
| Name Of Foreign Country | MA | NameOfForeignCountry |
| Name Of Foreign Country | MI | NameOfForeignCountry |
| Name Of Foreign Country | ML | NameOfForeignCountry |
| Name Of Foreign Country | MO | NameOfForeignCountry |
| Name Of Foreign Country | MZ | NameOfForeignCountry |
| Name Of Foreign Country | NP | NameOfForeignCountry |
| Name Of Foreign Country | OC | NameOfForeignCountry |
| Name Of Foreign Country | PK | NameOfForeignCountry |
| Name Of Foreign Country | PL | NameOfForeignCountry |
| Name Of Foreign Country | RP | NameOfForeignCountry |
| Name Of Foreign Country | RW | NameOfForeignCountry |
| Name Of Foreign Country | SF | NameOfForeignCountry |
| Name Of Foreign Country | SG | NameOfForeignCountry |
| Name Of Foreign Country | SP | NameOfForeignCountry |
| Name Of Foreign Country | TZ | NameOfForeignCountry |
| Name Of Foreign Country | UG | NameOfForeignCountry |
| Name Of Foreign Country | UK | NameOfForeignCountry |
| Name Of Foreign Country | UP | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Nbr Voting Governing Body Members | 13 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 5 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 1 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | GA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | J Gibson - Chief Financial Officer | NamePerson |
| Telephone Number | 9195416000 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3040 Cornwallis Road | AddressLine1 |
| Address Line2 | PO Box 12194 | AddressLine2 |
| City | Research Triangle Park | City |
| State | NC | State |
| ZIP Code | 27709 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (32 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|
| T Darden | ||||||||
| Board Member | 2 | X | 15000 | 0 | 0 | |||
| E Johnson Jr | ||||||||
| Chairman | 2 | X | 22427 | 0 | 0 | |||
| P Lange | ||||||||
| Board Member | 2 | X | 18250 | 505164 | 36909 | |||
| T Lomax | ||||||||
| Board Member | 2 | X | 15250 | 223376 | 0 | |||
| H Martin | ||||||||
| Board Member | 2 | X | 11250 | 300000 | 0 | |||
| W Moore Jr | ||||||||
| Board Member | 2 | X | 25500 | 11000 | 0 | |||
| T Nagle | ||||||||
| Board Member | 2 | X | 16500 | 222482 | 0 | |||
| H Pinnix-Ragland | ||||||||
| Board Member | 2 | X | 0 | 0 | 0 | |||
| P Rizzo | ||||||||
| Board Member | 2 | X | 17000 | 0 | 0 | |||
| P Scott III | ||||||||
| Board Member | 2 | X | 20875 | 0 | 0 | |||
| J Siedow | ||||||||
| Board Member | 2 | X | 19749 | 247912 | 36330 | |||
| T Waldrop | ||||||||
| Board Member | 2 | X | 16742 | 303375 | 0 | |||
| P Wynn Jr | ||||||||
| Board Member | 2 | X | 21500 | 248532 | 34699 | |||
| V Haynes | ||||||||
| President | 40 | X | 721143 | 0 | 411061 | X | ||
| J Gibson | ||||||||
| Vice President & CFO | 40 | 429270 | 0 | 51330 | X | |||
| E Holden | ||||||||
| Vice President | 40 | 418781 | 0 | 45494 | X | |||
| S Sethi | ||||||||
| Vice President | 40 | 395940 | 0 | 30201 | X | |||
| L Maggart | ||||||||
| Vice President | 40 | 395401 | 0 | 34026 | X | |||
| A Mangel | ||||||||
| Vice President | 40 | 355451 | 0 | 44517 | X | |||
| L Clark | ||||||||
| Vice President | 40 | 319266 | 0 | 38143 | X | |||
| E Story | ||||||||
| Secretary | 40 | 275504 | 0 | 42379 | X | |||
| J Hunter-Cevera | ||||||||
| Vice President | 40 | 273092 | 0 | 24691 | X | |||
| S Snyder | ||||||||
| Vice President | 40 | 248175 | 0 | 40253 | X | |||
| E Sax | ||||||||
| Treasurer | 40 | 226215 | 0 | 38989 | X | |||
| C Buchholtz | ||||||||
| Assistant Secretary | 40 | 151829 | 0 | 30983 | X | |||
| L Cravens | ||||||||
| Chief of Party | 40 | 402373 | 0 | 27950 | X | |||
| A Haines | ||||||||
| Chief of Party | 40 | 357595 | 0 | 6829 | X | |||
| R Zerbonia | ||||||||
| Divisional Director | 40 | 321584 | 0 | 29581 | X | |||
| R Johnson | ||||||||
| Senior Policy Advisor & Former VP | 40 | 320732 | 0 | 36553 | X | X | ||
| M Kattan | ||||||||
| Divisional Director | 40 | 316969 | 0 | 29602 | X | |||
| L Gilliland | ||||||||
| VP & General Counsel | 40 | 289530 | 0 | 39564 | X | |||
| W Goodlett | ||||||||
| Former Vice President | 0 | 110000 | 0 | 0 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 6548893 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 2061841 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 1110084 | TotalOtherCompensation |
| Number Individuals GT100 K | 664 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | Address Line2AddressOfContractor/AddressUS/AddressLine2 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation | Business Name Line2NameOfContractor/NameBusiness/BusinessNameLine2 | Address Line1AddressOfContractor/AddressForeign/AddressLine1 | Address Line2AddressOfContractor/AddressForeign/AddressLine2 | CityAddressOfContractor/AddressForeign/City | CountryAddressOfContractor/AddressForeign/Country | Postal CodeAddressOfContractor/AddressForeign/PostalCode |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Headway Corporate Resources | ||||||||||||
| 421 Fayetteville Street | Suite 1020 | Raleigh | NC | 27601 | Contract Labor | 37319233 | ||||||
| HR Directions | ||||||||||||
| 805 Spring Forest Road | Raleigh | NC | 27609 | Contract Labor | 12956394 | Int'l Research Partners/Greene Resources | ||||||
| Crown Agents Consultancy | ||||||||||||
| 818 Connecticut Avenue NW | Suite 840 | Washington | DC | 20006 | Procurement Logistics | 11848489 | ||||||
| G4S Risk Management | ||||||||||||
| Security Services | 8490100 | ArmourGroup Services | Egginton House | 25-28 Buckhingham Gate | London | UK | SW1E 6LD | |||||
| Unity Resources Group | ||||||||||||
| Security Services | 8203370 | 7F Albwardy Building | Khalid Bin Waleed Street | Dubai | AE | |||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 357 | NumberOfContractorsGT100K |
| Total Contributions | 0 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue | ExclusionExclusionAmount |
|---|---|---|---|---|---|
| Research | 541700 | 475527545 | 472391176 | 3136369 | $0 |
| International Development | 541900 | 280552609 | 280552609 | 0 | $0 |
Total Oth Program Service Revenue TotalOthProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 756080154 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2073944 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $2,073,944 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 0 | Real |
| Personal | 0 | Personal |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 14558697 | Securities |
| Other | 722573 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 14552800 | Securities |
| Other | 423538 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 5897 | Securities |
| Other | 299035 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 304932 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $304,932 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Currency Gain/Loss | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | -1141723 | TotalRevenueColumn |
| Related Or Exempt Function Income | -1141723 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | -1141723 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 757317307 | TotalRevenueColumn |
| Related Or Exempt Function Income | 751802062 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 3136369 | UnrelatedBusinessRevenue |
| Exclusion | $2,378,876 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 643838 | Total |
| Program Services | 643838 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11500 | Total |
| Program Services | 11500 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5658499 | Total |
| Management And General | 5658499 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1032725 | Total |
| Management And General | 1032725 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 235620637 | Total |
| Program Services | 207151466 | ProgramServices |
| Management And General | 28469171 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 20637402 | Total |
| Program Services | 17817624 | ProgramServices |
| Management And General | 2819778 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 70538791 | Total |
| Program Services | 59510057 | ProgramServices |
| Management And General | 11028734 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 17244452 | Total |
| Program Services | 14709518 | ProgramServices |
| Management And General | 2534934 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3164714 | Total |
| Program Services | 560520 | ProgramServices |
| Management And General | 2604194 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1190091 | Total |
| Program Services | 8602 | ProgramServices |
| Management And General | 1181489 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 318116 | Total |
| Management And General | 318116 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 252678586 | Total |
| Program Services | 246845034 | ProgramServices |
| Management And General | 5833552 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19953659 | Total |
| Program Services | 16800916 | ProgramServices |
| Management And General | 3152743 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 29858263 | Total |
| Program Services | 27902311 | ProgramServices |
| Management And General | 1955952 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 436826 | Total |
| Program Services | 436826 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 18539916 | Total |
| Program Services | 18024506 | ProgramServices |
| Management And General | 515410 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19044400 | Total |
| Program Services | 17338693 | ProgramServices |
| Management And General | 1705707 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11737901 | Total |
| Program Services | 11130481 | ProgramServices |
| Management And General | 607420 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1587192 | Total |
| Management And General | 1587192 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14021954 | Total |
| Program Services | 13631627 | ProgramServices |
| Management And General | 390327 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2396157 | Total |
| Program Services | 890203 | ProgramServices |
| Management And General | 1505954 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| Taxes, Net of Refunds | 549362 | 671453 | -122091 |
| Memberships | 540676 | 237815 | 302861 |
| Miscellaneous | 6094461 | 6059941 | 34520 |
| Business Meals | 638188 | 496994 | 141194 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 734138306 | Total |
| Program Services | 660879925 | ProgramServices |
| Management And General | 73258381 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 33971681 | BOY |
| EOY | 26731507 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 137295661 | BOY |
| EOY | 177533266 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13210254 | BOY |
| EOY | 20084170 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 246473123 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 107922088 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 116207848 | BOY |
| EOY | 138551035 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 58284096 | BOY |
| EOY | 73426809 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6196822 | BOY |
| EOY | 1846325 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 463610 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2891308 | BOY |
| EOY | 3219218 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 368057670 | BOY |
| EOY | 441855940 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 78275374 | BOY |
| EOY | 83129678 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26853844 | BOY |
| EOY | 39448513 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 39205000 | BOY |
| EOY | 63307601 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 8290948 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14313853 | BOY |
| EOY | 15844281 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 158648071 | BOY |
| EOY | 210021021 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 207617293 | BOY |
| EOY | 229891002 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 260210 | BOY |
| EOY | 345302 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1532096 | BOY |
| EOY | 1598615 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 209409599 | BOY |
| EOY | 231834919 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 368057670 | BOY |
| EOY | 441855940 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | X | SupportingOrganization509a3 |
| Supporting Org509a3 Type1 | X | SupportingOrg509a3Type1 |
| Certification Checkbox | X | CertificationCheckbox |
| Contrib By Controlling Individual | 0 | ContribByControllingIndividual |
| Contribution By Related Party | 0 | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | 0 | ContribBy35ControlledEntity |
Supported Org Information SupportedOrgInformation (2 entries)
| EINEIN | Type Of OrganizationTypeOfOrganization | Listed In Governing DocListedInGoverningDoc | Supported Organization NotifiedSupportedOrganizationNotified | Organized In USOrganizedInUS | AmountAmount | Business Name Line2Name/BusinessNameLine2 |
|---|---|---|---|---|---|---|
| DUKE UNIVERSITY | ||||||
| 560532129 | 2 | 1 | 1 | 1 | $0 | |
| THE UNIVERSITY OF NORTH CAROLINA | ||||||
| 566001393 | IRC 115 | 1 | 1 | 1 | $0 | (UNC SYSTEM) |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Supported Orgs | 2 | TotalNumberOfSupportedOrgs |
| Sum Of Amounts | 0 | SumOfAmounts |
| General Explanation | Schedule A, Part I, Line 11h - Three North Carolina universities -- Duke University in Durham, the University of North Carolina at Chapel Hill, and North Carolina State University in Raleigh -- incorporated RTI in 1958. We are a separately operated affiliate of these schools and maintain our own staff and offices. We work with their scientists on research programs and projects and maintain such relationships as adjunct faculty appointments, cooperative research programs, and other professional contacts. We also participate with universities and businesses in the Microelectronics Center of North Carolina and the North Carolina Biotechnology Center. | GeneralExplanation |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | Volunteers |
| Paid Staff Or Management | 1 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 0 | GrantsOtherOrganizations |
| Direct Contact Legislators | 1 | DirectContactLegislators |
| Direct Contact Legislators | $318,116 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | 0 | RalliesDemonstrations |
| Other Activities | 0 | OtherActivities |
| Total Lobbying Expenditures IIB | 318116 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SchC_P2B_S00_L01 | Identifier |
| Return Reference | Schedule C, Part II-B, Line 1 | ReturnReference |
| Explanation | Research Triangle Institute communicates the results of its independent objective research to government officials; protects its reputation for independence, objectivity and quality; and seeks sufficient federal budgets for certain fields of research and development. | Explanation |
Schedule D IRS990ScheduleD
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 0 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 2674413 | OtherCostOrOtherBasis |
| Book Value | 2674413 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 0 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 151938638 | OtherCostOrOtherBasis |
| Depreciation | 64874131 | Depreciation |
| Book Value | 87064507 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 0 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 0 | OtherCostOrOtherBasis |
| Depreciation | 0 | Depreciation |
| Book Value | 0 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 0 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 62669276 | OtherCostOrOtherBasis |
| Depreciation | 43047957 | Depreciation |
| Book Value | 19621319 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 0 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 29190796 | OtherCostOrOtherBasis |
| Depreciation | 0 | Depreciation |
| Book Value | 29190796 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 138551035 | TotalOfBookValueLandBuildings |
Closely Held Equity Interests CloselyHeldEquityInterests
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | -22921 | BookValue |
| Method Of Valuation | C | MethodOfValuation |
Other Securities OtherSecurities (2 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| Wall Wani Foundation | 270631 | F |
| George Watts Hill Foundation | 1598615 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 1846325 | TotalOfBookValueSecurities |
Other Assets OtherAssets (5 entries)
| DescriptionDescription | Book ValueBookValue |
|---|---|
| Security Deposits | 753988 |
| Receivable from Subsidiaries | 226664 |
| IRC 457(b) Salary Deferral Plan | 1725082 |
| Capitalized Software Costs | 186573 |
| Deferred Bond Charges | 326911 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 3219218 | TotalBookValueOtherAssets |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| Other Accrued Expenses | $15,772,173 |
| Capital Lease Obligation | $72,108 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 15844281 | TotalOfAmounts |
| Total Revenue | 757317307 | TotalRevenue |
| Total Expenses | 734138306 | TotalExpenses |
| Excess Or Deficit For Year | 23179001 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 924620 | NetUnrealizedGLOnInvestments |
| Donated Services And Facilities | 0 | DonatedServicesAndFacilities |
| Investment Expenses | 0 | InvestmentExpenses |
| Prior Period Adjustments | 0 | PriorPeriodAdjustments |
| Other | -$1,678,301 | OtherAmount |
| Total Adjustments | -753681 | TotalAdjustments |
| Excess Or Deficit Per FS | 22425320 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 763596047 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 3433675 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 0 | DonatedSrvcAndUseOfFacilities |
| Recoveries Of Prior Year Grants | 0 | RecoveriesOfPriorYearGrants |
| Other Revenues | 1993634 | OtherRevenues |
| Revenue Not Rptd F990 | 5427309 | RevenueNotRptdF990 |
| Revenue Subtotal | 758168738 | RevenueSubtotal |
| Investment Expenses Not Included | 0 | InvestmentExpensesNotIncluded |
| Other Revenues Not Included | -851431 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | -851431 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 757317307 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 741170727 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 0 | DonatedServicesUseOfFacilities |
| Prior Year Adjustments | 0 | PriorYearAdjustments |
| Losses Reported | 0 | LossesReported |
| Other Expenses Included | 7653751 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 7653751 | ExpensesNotRptdF990 |
| Expenses Subtotal | 733516976 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 0 | InvestmentExpensesNotIncluded2 |
| Other Expenses Not Included | 621330 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 621330 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 734138306 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (6 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| SchD_P10_S00_L00 | Schedule D, Part X | As provided by Section 501(c)(3) of the Internal Revenue Code and the Internal Revenue Service's determination that the Institute's charitable, scientific and educational operations are income tax exempt, no provision for corporate income taxes is required. However, this tax exemption does not pertain to activities unrelated to the Institute's exempt purposes. The Institute's presence in foreign countries did not result in significant income taxation in these countries. For the year ended September 30, 2010, the international tax expense was completely offset with a US tax benefit that arose from a US net operating loss claim. While the US tax loss was incurred in a prior period, the opportunity to carry it back and claim a US tax refund arose during fiscal year 2010. All not-for-profit organizations, including the Institute, are subject to the implementation provisions of FASB ASC Topic 740 Income Taxes (formerly referenced as FASB Interpretation No. 48, Accounting for Uncertainty in Income Taxes). The Institute's activities that most likely could create taxable income are contracts with commercial enterprises for services performed in non-domestic jurisdictions. There are no uncertain tax positions that result in material liabilities. |
| SchD_P11_S00_L08 | Schedule D, Part XI, Line 8 | Equity in Losses of Affiliates = (1,306,003); Loss on Investment in Subsidiaries = (372,298) |
| SchD_P12_S00_L02d | Schedule D, Part XII, Line 2d | Revenue of Subsidiaries, Net Eliminations = 2,607,786; Charitable Contributions = (638,628); Other Income Impact of Consolidation = 7,178; Income Tax Benefit = 17,298 |
| SchD_P12_S00_L04b | Schedule D, Part XII, Line 4b | Gain on Disposal of Fixed Assets = 299,035; Foreign Currency Loss = (1,150,466) |
| SchD_P13_S00_L02d | Schedule D, Part XIII, Line 2d | Gain on Disposal of Fixed Assets = (299,035); Foreign Currency Loss = 1,150,466; Impact of Consolidation = 2,987,262; MTM Loss = 2,509,055; Loss on Affiliate 1,306,003 |
| SchD_P13_S00_L04b | Schedule D, Part XIII, Line 4b | Charitable Contributions = 638,628; Income Tax Benefit = (17,298) |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 1 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (13 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Central America and the Caribbean | 5 | 12 | Program Services | Education; Governance & Economic Growth; Health; Information & Communication Technology; Statistics Research | 7157926 |
| East Asia and the Pacific | 18 | 201 | Program Services | Education; Environmental Research Services; Governance & Economic Growth; Health; Information & Communication Technology | 27093277 |
| Europe (including Iceland and Greenland) | 4 | 33 | Program Services | Governance & Economic Growth; Health; Information & Communication Technology | 11132320 |
| Middle East and North Africa | 11 | 565 | Program Services | Education; Environmental Research Services; Governance & Economic Growth; Information & Communication Technology | 110016759 |
| North America (including Canada and Mexico, but not the United States) | 0 | 0 | Program Services | Information & Communication Technology | 177977 |
| Russia and the newly independent States | 4 | 21 | Program Services | Education; Governance & Economic Growth; Health | 2346406 |
| South America | 0 | 0 | Program Services | Education; Governance & Economic Growth; Statistics Research | 280825 |
| South Asia | 1 | 6 | Program Services | Economic & Social Research; Education; Environmental Research Services; Governance & Economic Growth; Health; Information & Communication Technology; Statistics Research; Survey Research | 11281675 |
| Sub-Saharan Africa | 63 | 389 | Program Services | Economic & Social Research; Education; Environmental Research Services; Governance & Economic Growth; Health; Information & Communication Technology; Monitoring & Evaluation; Statistics Research; Survey Research | 126752691 |
| Sub-Saharan Africa | Investments | ||||
| Europe (including Iceland and Greenland) | Investments | ||||
| East Asia and the Pacific | Grantmaking | 10000 | |||
| Sub-Saharan Africa | Grantmaking | 1500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Offices | 106 | TotalNumberOfOffices |
| Total Number Of Employees | 1227 | TotalNumberOfEmployees |
| Total Amount Spent | 296251356 | TotalAmountSpent |
Grants To Orgs Outside US GrantsToOrgsOutsideUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | East Asia and the Pacific | Region |
| Purpose Of Grant | Charitable Contribution to International Federation of Red Cross and Red Crescent Societies in support of earthquake relief efforts in Indonesia. | PurposeOfGrant |
| Amount Of Cash Grant | 10000 | AmountOfCashGrant |
| Manner Of Cash Disbursement | Wire Transfer | MannerOfCashDisbursement |
| Amount Of Non Cash Assistance | 0 | AmountOfNonCashAssistance |
| Method Of Valuation | Cash | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of501c3 Orgs | 1 | TotalNumberOf501c3Orgs |
| Total Number Of Other Orgs | 0 | TotalNumberOfOtherOrgs |
Form990 Schedule F Part IV Form990ScheduleFPartIV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| SchF_P01_S00_L01 | Schedule F, Part I, Line 1 | RTI's international development program services are not in the nature of grant making. See Part III, Line 4(b) of the Form 990. |
| SchF_P01_S00_L02 | Schedule F, Part I, Line 2 | Consistent with our mission, RTI is committed to helping people by giving back to communities where we are located when possible. As described in Schedule I, RTI seeks staff recommendations for worthy charitable causes, such as that received from our office in Indonesia to support the commmunity in recovery from natural disaster. During FY10, RTI contributed $10,000 to earthquake relief efforts in Indonesia. The contribution was directed to the International Federation of Red Cross and Red Crescent Societies, which has comprehensive expertise and capabilities in disaster situtations, and allows donors to direct contributions to a specific disaster event. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (6 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Amount Of Non Cash AssistanceAmountOfNonCashAssistance | Method Of ValuationMethodOfValuation | Purpose Of GrantPurposeOfGrant | Description Of Non Cash AssistanceDescriptionOfNonCashAssistance | Address Line2AddressUS/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NC Zoological Society | |||||||||||
| 4403 Zoo Pkwy | Asheboro | NC | 27205 | 560990900 | 501(c)(3) | 300000 | 0 | Cash | Charitable Contribution | ||
| American Red Cross | |||||||||||
| 4737 University Drive | Durham | NC | 27717 | 560196605 | 501(c)(3) | 76077 | 0 | Cash | Charitable Contribution | ||
| Triangle United Way | |||||||||||
| 2400 Perimeter Park Dr | Morrisville | NC | 27560 | 561949103 | 501(c)(3) | 75000 | 800 | Cash, FMV | Charitable Contribution | Computer Equipment | |
| National Merit Scholarship Corporation | |||||||||||
| 1560 Sherman Ave | Evanston | IL | 60201 | 362307745 | 501(c)(3) | 14210 | 0 | Cash | Scholarship Funding | Suite 200 | |
| Research Triangle Environmental Health Collaborative | |||||||||||
| 9200 Leslieshire Drive | Raleigh | NC | 27615 | 204594346 | 501(c)(3) | 10000 | 0 | Cash | Charitable Contribution | ||
| Friends of the NC State Museum of Natural Sciences | |||||||||||
| PO Box 26928 | Raleigh | NC | 27611 | 561240806 | 501(c)(3) | 8551 | 0 | Cash | Charitable Contribution | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 6 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 0 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SchI_P01_S00_L02 | Identifier |
| Return Reference | Schedule I, Part I, Line 2 | ReturnReference |
| Explanation | Consistent with our mission, RTI is committed to helping people by giving back to the communities where we are located, when possible. RTI has a process for making annual contributions at the corporate level to charitable causes. The process, governed by an annual budget and consistent giving criteria, seeks staff recommendations for worthy recipient organizations. The Community Partnerships Board issues, via the RTI media, a call for recommendations from staff in December of each year. It convenes no later than February to make its recommendations to the Chief Executive Officer (CEO) and Chief Financial Officer (CFO). The decisions are reported to staff, thereby setting the program for the fiscal year. Contributions are made during the second and third quarters of the fiscal year. In the fourth quarter of the fiscal year, the CEO and CFO, in consultation with Corporate Affairs, review the program, lessons learned, and prospects for its evolution. RTI also supports the United Way's mission to improve people's lives by mobilizing the caring power of communities. As part of this support, RTI holds an annual United Way campaign in the fall, grants an annual corporate contribution to Triangle United Way as well as a regional office location United Way, provides year round donor education and communication, and participates in local United Way volunteer efforts when possible. In addition, RTI supports educational initiatives related to our exempt purpose through the corporate sponsorships program. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Travel For Companions | X | TravelForCompanions |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 1 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 1 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 1 | AnyNonFixedPayments |
| Initial Contract Exception | 1 | InitialContractException |
| Rebuttable Presumption Procedure | 0 | RebuttablePresumptionProcedure |
Form990 Schedule J Part II Form990ScheduleJPartII (26 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|
| V Haynes | |||||||||||
| 546877 | 0 | 135665 | 0 | 38601 | 0 | 396937 | 0 | 14124 | 0 | 1132204 | 0 |
| J Gibson | |||||||||||
| 328271 | 0 | 84000 | 0 | 16999 | 0 | 27439 | 0 | 23891 | 0 | 480600 | 0 |
| E Holden | |||||||||||
| 322350 | 0 | 87000 | 0 | 9431 | 0 | 27377 | 0 | 18117 | 0 | 464275 | 0 |
| S Sethi | |||||||||||
| 325419 | 0 | 57000 | 0 | 13521 | 0 | 27252 | 0 | 2949 | 0 | 426141 | 0 |
| L Maggart | |||||||||||
| 308120 | 0 | 74000 | 0 | 13281 | 0 | 27171 | 0 | 6855 | 0 | 429427 | 0 |
| A Mangel | |||||||||||
| 265552 | 0 | 85068 | 0 | 4831 | 0 | 26903 | 0 | 17614 | 0 | 399968 | 0 |
| L Clark | |||||||||||
| 265419 | 0 | 47500 | 0 | 6347 | 0 | 24500 | 0 | 13643 | 0 | 357409 | 0 |
| E Story | |||||||||||
| 220694 | 0 | 54000 | 0 | 810 | 0 | 24572 | 0 | 17806 | 0 | 317882 | 0 |
| J Hunter-Cevera | |||||||||||
| 168155 | 0 | 98100 | 0 | 6838 | 0 | 23708 | 0 | 982 | 0 | 297783 | 0 |
| S Snyder | |||||||||||
| 210198 | 0 | 37000 | 0 | 977 | 0 | 21606 | 0 | 18647 | 0 | 288428 | 0 |
| E Sax | |||||||||||
| 191875 | 0 | 33000 | 0 | 1340 | 0 | 19855 | 0 | 19134 | 0 | 265204 | 0 |
| C Buchholtz | |||||||||||
| 139024 | 0 | 12500 | 0 | 305 | 0 | 14357 | 0 | 16626 | 0 | 182812 | 0 |
| L Cravens | |||||||||||
| 165202 | 0 | 7250 | 0 | 229921 | 0 | 16833 | 0 | 11117 | 0 | 430323 | 0 |
| A Haines | |||||||||||
| 179868 | 0 | 7000 | 0 | 170727 | 0 | 1139 | 0 | 5689 | 0 | 364423 | 0 |
| R Zerbonia | |||||||||||
| 157040 | 0 | 11026 | 0 | 153518 | 0 | 16194 | 0 | 13387 | 0 | 351165 | 0 |
| R Johnson | |||||||||||
| 243516 | 0 | 37803 | 0 | 39413 | 0 | 24500 | 0 | 12053 | 0 | 357285 | 0 |
| M Kattan | |||||||||||
| 152922 | 0 | 0 | 0 | 164047 | 0 | 15746 | 0 | 13856 | 0 | 346571 | 0 |
| L Gilliland | |||||||||||
| 246260 | 0 | 40000 | 0 | 3270 | 0 | 24500 | 0 | 15064 | 0 | 329094 | 0 |
| W Goodlett | |||||||||||
| 0 | 0 | 0 | 0 | 110000 | 0 | 0 | 0 | 0 | 0 | 110000 | 0 |
| P Lange | |||||||||||
| 18250 | 488664 | 0 | 0 | 0 | 16500 | 0 | 30128 | 0 | 7717 | 18250 | 543009 |
| T Lomax | |||||||||||
| 15250 | 223376 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 15250 | 223376 |
| H Martin | |||||||||||
| 11250 | 300000 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 11250 | 300000 |
| T Nagle | |||||||||||
| 16500 | 222482 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 16500 | 222482 |
| J Siedow | |||||||||||
| 19749 | 247912 | 0 | 0 | 0 | 0 | 0 | 30128 | 0 | 6666 | 19749 | 284706 |
| T Waldrop | |||||||||||
| 16742 | 303375 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 16742 | 303375 |
| P Wynn Jr | |||||||||||
| 21500 | 248532 | 0 | 0 | 0 | 0 | 0 | 30128 | 0 | 5036 | 21500 | 283696 |
Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| SchJ_P01_S00_L01a | Schedule J, Part I, Line 1a | Limited charter air travel was utilized by senior executives in the US and on the continents of Africa and Asia where commercial flights were unavailable. In some instances, a spouse accompanied the senior executives on their RTI business as dictated by local tradition and protocol. The officers reimbursed RTI for non-business spousal travel expenses, and therefore, no income was imputed for spousal travel costs. Two business club memberships, where leaders in industry and business gather, are maintained for RTI business purposes. No taxable compensation has been imputed to the senior executives who use these club memberships exclusively for RTI business purposes. |
| SchJ_P01_S00_L04 | Schedule J, Part I, Line 4 | In connection with W Goodlett's employment agreement, he received $110,000 during calendar year 2009. In recognition of Dr. Haynes' long service to the institution, her compensation and retirement benefits relative to the market and retaining Dr. Haynes through 2011, the Board provided Dr. Haynes a supplemental retirement benefit. This benefit will be paid to Dr. Haynes upon retirement in 2011, provided she remains employed with the institution through 2011. The amount accrued for this benefit during calendar year 2009 was $367,500. The Institute implemented a long-term incentive plan designed to reward executives for ensuring the organization's finances are strong and to retain executives. This plan recognizes that the executives' total compensation is below market. Rather than increasing salaries, annual incentives or supplemental retirement benefits, the Board implemented a cash based retention plan which is dependent on the institution's continued strong performance. Amounts accrued during calendar year 2009 are as follows: V Haynes $4,937; J Gibson $2,939; E Holden $2,877; S Sethi $2,752; L Maggart $2,671; A Mangel $2,403; E Story $1,987; and J Hunter-Cevera $2,875. |
| SchJ_P01_S00_L07 | Schedule J, Part I, Line 7 | The Compensation Committee approved non fixed payments for the following persons in connection with the termination of the IRC 457(f) plan: V Haynes $4,375; J Gibson $2,706; S Sethi $2,606; and R Johnson $2,601. RTI maintains variable compensation plans which are reviewed and approved annually by the Compensation Committee of the Board as well as the full Board to establish appropriate measureable targets and objectives along with incentive amounts. Actual performance under the plan is reviewed after the performance period and approved by the Compensation Committee and full Board as well. Amounts paid under these plans during calendar year 2009 are as follows: V Haynes $135,665; J Gibson $84,000; E Holden $87,000; S Sethi $57,000; L Maggart $74,000; A Mangel $85,068; L Clark $47,500; E Story $54,000; J Hunter-Cevera $14,600; S Snyder $34,000; E Sax $33,000; C Buchholtz $12,500; A Haines $7,000; R Zerbonia $11,026; R Johnson $30,000; and L Gilliland $40,000. These amounts are included in Schedule J, Part II, column (B). |
| SchJ_P01_S00_L08 | Schedule J, Part I, Line 8 | RTI recruits its executive leadership from the national labor market, and this practice can introduce additional variability into each executive's initial compensation package. Accordingly, amounts were paid during the 2009 calendar year that emanated from RTI's offer of employment to certain executives and these items were included in the executive's employment agreement with RTI. These payments were reported as taxable income and are included in the 2009 bonus categorization for each executive that received such payment. |
| SchJ_P02_S00_L00 | Schedule J, Part II | RTI was established in 1958 by Duke University and The University of North Carolina system as the founding tenant of the Research Triangle Park, NC and has grown into one of the world's leading independent nonprofit research organizations, dedicated to conducting research and development that improves the human condition by turning knowlege into practice. Based on RTI's corporate governance structure, compensation of those Board Members employed by supported organizations (i.e., Duke and the UNC System) is reported on rows (ii) and was obtained from the 990 Information Request Questionnaire that was distributed to these listed persons and from Duke University. These amounts were paid by either Duke University or The University of North Carolina (UNC System). Given the supporting relationship with these universities, RTI is required to report these amounts; however, RTI has no influence over this compensation. The reportable compensation of each of the top five highest compensated employees reported in Schedule J, Part II, column (B)(iii) includes additional compensation (i.e., danger pay, housing, & other allowances) related to an international assignment. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)
| Business Name Line2IssuerName/BusinessNameLine2 | Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer |
|---|---|---|---|---|---|---|---|
| Durham County Industrial Facilities & Pollution Control | |||||||
| Financing Authority | 561379535 | 266711AA8 | 2007-11-29 | 40560000 | Finance construction of office buildings & parking deck | 0 | 0 |
| Durham County Industrial Facilities & Pollution Control | |||||||
| Financing Authority | 561379535 | 266711AC4 | 2010-02-18 | 24999384 | Finance construction of office building & parking deck | 0 | 0 |
Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)
| Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Amount DefeasedAmountDefeased | Amount UnspentAmountUnspent | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 41187495 | 0 | 0 | 0 | 333770 | 0 | 40853725 | 2008 | 0 | 0 | 1 | 1 |
| 25000497 | 0 | 0 | 9325072 | 340956 | 0 | 15334469 | 2011 | 0 | 0 | 0 | 1 |
Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Bond Counsel Routinely EngagedBondCounselRoutinelyEngaged | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 1 | 0 | 0.0091 | 0.0004 | 0.0095 | 1 |
| 0 | 0 | 0 | 0 | 0 | 0.0136 | 0 | 0.0136 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| 0 | 1 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 0 | 1 |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (8 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| siXis Inc | |||
| J Gibson is a Director of siXis | 216688 | Purchase Assets, Contract Services | 0 |
| Ziptronix Inc | |||
| V Haynes is a Director of Ziptronix | 990926 | Equity Investment, Loan Repayment, Interest & Contract Services | 0 |
| Archer Daniels Midland Company | |||
| V Haynes is a Director of Archer Daniels Midland Company | 136152 | Dept of Energy Cost Share Agreement | 0 |
| SunTrust Bank | |||
| P Wynn is a Director of SunTrust Bank | 1457927 | Credit Facilities, Interest & Fees | 0 |
| S Liegey | |||
| Family Member of S Snyder, Vice President | 109759 | Employment Compensation & Benefits | 0 |
| S Johnson | |||
| Family Member of R Johnson, Former Officer | 48041 | Employment Compensation & Benefits | 0 |
| K Felder | |||
| Family Member of V Haynes, President | 46359 | Employment Compensation & Benefits | 0 |
| M Gibson | |||
| Family Member of J Gibson, Vice President & CFO | 28792 | Employment Compensation & Benefits | 0 |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (14 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| F990_P03_S00_L04a | Form 990, Part III, Line 4a | HEALTH RESEARCH is our largest single field of study, encompassing research that ranges from studies of the human genome and the development of new drug compounds to national surveys of health behaviors and the implementation of global health programs. Our activities in DRUG DISCOVERY AND DEVELOPMENT include working with pharmaceutical companies and government agencies to bring new medicines to market, and to ensure the safety and efficacy of those in the marketplace. As part of a comprehensive EDUCATION AND TRAINING RESEARCH program, our experts conduct rigorous studies used to assess and improve the quality of early development, education, and employment programs in the United States and many other countries. We also provide training solutions for forensic scientists, the military, and law enforcement. RTI is a leader in SURVEY RESEARCH and SURVEY STATISTICS. With a staff of highly skilled researchers using advanced data collection systems and techniques, we offer broad-based survey services for public and private sector studies. Our SURVEY RESEARCH SERVICES include study design, instrument development and evaluation, pretests and pilot studies, mail surveys, telephone surveys, face-to-face field surveys, Web surveys, records abstraction, collection of biological specimens, mixed-mode surveys, subject tracing, focus groups, and health registries. Our STATISTICS RESEARCH experts conduct complex statistical analyses to support wide ranging research programs in both laboratory and social sciences as well as ensure the quality, validity, and reliability of our research products and results by applying quality control and assurance procedures from sampling design through data collection and analysis. Our multidisciplinary ECONOMIC & SOCIAL RESEARCH team includes experts in economics, demography, health, education, urban planning, and public financing. We provide independent, objective information and analyses that help to inform and improve public policy discourse and advance economic and social development decision making in technology economics and policy, crime and justice, and food and agricultural policy. We provide ADVANCED TECHNOLOGY RESEARCH & DEVELOPMENT services through the identification, development, application, and transfer of leading-edge technologies in areas including Materials Science; Electronics; Microfabrication; Information Technology; Innovation Advising; and Technology Economics & Policy. Our ENERGY RESEARCHERS develop technologies that seek to generate cleaner and more efficient sources of energy. Through these efforts, we support national and worldwide goals of energy security and creation of a reliable, sustainable, and economically viable energy supplies. We are a leading provider of ENVIRONMENTAL RESEARCH SERVICES for the U.S. Environmental Protection Agency and other government agencies. We conduct large-scale environmental management projects for both government and industry, helping them make critical policy and regulatory decisions. Our LABORATORY & CHEMISTRY SERVICES support RTI research with state-of-the-art instrumentation, technologies, and processes. Our lab specifications and procedures emphasize quality control and excellence at every level of activity to meet the expectations and needs of our clients. |
| F990_P06_S0A_L02 | Form 990, Part VI, Section A, Line 2 | T Darden & E Johnson - Family Relationship; T Darden & W Moore - Business Relationship; T Darden & P Rizzo - Business Relationship; P Lange & J Siedow - Business Relationship; P Lange & P Wynn - Business Relationship; W Moore & P Rizzo - Business Relationship; W Moore & P Scott - Business Relationship |
| F990_P06_S0A_L06 | Form 990, Part VI, Section A, Line 6 | Research Triangle Institute is a non-profit corporation incorporated under the laws of the State of North Carolina. The Members of the corporation include the persons who at the time occupy the following positions: President, The University of North Carolina; President, Duke University; One member of the Board of Trustees of Duke University, appointed by the Chair of the Board of Trustees of Duke University, for one or more terms of three years; and One member of the Board of Governors of The University of North Carolina, appointed by the Chair of the Board of Governors of The University of North Carolina, for one or more terms of three years. The Members shall elect the Governors, review and act on fundamental corporate transactions approved by the Governors, and take such other actions as may be required by law. No part of the earnings of the Corporation shall inure to the benefit of any member or individual. |
| F990_P06_S0A_L07a | Form 990, Part VI, Section A, Line 7a | The Members shall elect the Governors as described in the Bylaws of the Corporation. |
| F990_P06_S0A_L07b | Form 990, Part VI, Section A, Line 7b | The Members shall review and act on fundamental corporate transactions approved by the Governors, and take such other actions as may be required by law. Fundamental corporate transactions are described in the Articles of Incorporation. |
| F990_P06_S0B_L11 | Form 990, Part VI, Section B, Line 11 | The Form 990 with required schedules was provided to the full Board of Governors prior to filing via posting on RTI's hosted board communication solution, Directors Desk. In addition, RTI management reviewed the process and steps undertaken in completing the form on multiple occasions with the Audit and Compensation Committees of the Board, including a review of the file ready form with the Audit Committee prior to dissemination to the full Board. |
| F990_P06_S0B_L12c | Form 990, Part VI, Section B, Line 12c | Members of the Board of Governors, Officers, and Key Employees are required to complete an annual conflict of interest disclosure in accordance with the organization's policies and procedures. Each disclosure is reviewed by the Audit Committee Chair, Chair of the Board of Governors, or the Chief Ethics Officer to determine whether a conflict of interest exists, and if so, whether it appears to be significant and may warrant further review according to the standards and guidelines of the policy. |
| F990_P06_S0B_L15 | Form 990, Part VI, Section B, Line 15 | Each year Research Triangle Institute (the "Institute") management seeks the review and approval of the Institute's Compensation Committee and Board of Governors ("Board") to ensure that the total compensation packages for its Chief Executive Officer (CEO) and other senior executives listed below are reasonable. The CEO and other senior executives are not involved in the Compensation Committee and Board's decision regarding the reasonableness of the executive compensation packages. The Compensation Committee and Board use independent compensation surveys conducted by nationally recognized independent firms. The independent survey includes compensation paid by comparable institutions (taxable as well as non-taxable) for functionally comparable positions and in comparable geographic labor markets. The Compensation Committee and Board also use an independent executive compensation consulting firm to review the survey data and provide comments opining on the reasonableness of compensation for the Institute's senior executives. In 2009, the study covered the following executive positions: Victoria F Haynes, President & Chief Executive Officer; James J Gibson, Executive Vice President & Chief Financial Officer; Satinder K Sethi, Executive Vice President, Operations Group; Lon E Maggart, Executive Vice President, International Development Group; E Wayne Holden, Executive Vice President, Social, Statistical and Environmental Sciences; Jennie Hunter-Cevera, Executive Vice President, Discovery and Analytical Sciences; G Edward Story, Senior Vice President, General Counsel, and Corporate Secretary; Lorena K Clark, Senior Vice President, Human Resources and Corporate Affairs; Allen W Mangel, Senior Vice President, Health Solutions; Stephen P Snyder, Vice President & Controller; and E Ward Sax, Vice President, Treasurer & Chief Risk Officer. |
| F990_P06_S0B_L16b | Form 990, Part VI, Section B, Line 16b | RTI and its staff belong to and participate in consortiums and associations that are consistent with RTI's mission to improve the human condition. These affiliations are neither in form nor substance a joint venture for federal income taxation. While RTI has not entered into a joint venture with a taxable entity, RTI has adopted a joint venture policy in order to evaluate its participation for federal income tax purposes. Additionally, certain federal contracts are awarded on a cost share basis whereby a cost share subcontractor reimburses RTI for a percentage of the total contract cost. Cost share arrangements exist primarily with unrelated taxable entitites. |
| F990_P06_S0C_L19 | Form 990, Part VI, Section C, Line 19 | The organization makes its governing documents, conflict of interest policy and financial statements available to the public upon request. |
| F990_P07_S0A_L01b | Form 990, Part VII, Section A, Line 1b | RTI was established in 1958 by Duke University and The University of North Carolina system as the founding tenant of the Research Triangle Park, NC and has grown into one of the world's leading independent nonprofit research organizations, dedicated to conducting research and development that improves the human condition by turning knowlege into practice. Based on RTI's corporate governance structure, compensation of those Board Members employed by supported organizations (i.e. Duke and the UNC System) is reported in column (E) and was obtained from the 990 Information Request Questionnaire that was distributed to these listed persons and from Duke University. These amounts were paid by either Duke University or The University of North Carolina (UNC System). Given the supporting relationship with these universities, RTI is required to report these amounts; however, RTI has no influence over this compensation. |
| F990_P11_S00_L02b | Form 990, Part XI, Line 2b | The financial statements of Research Triangle Institute were audited on a consolidated basis by the independent accounting firm PricewaterhouseCoopers, LLP. |
| SchL_P04_S00_L00 | Schedule L, Part IV | V Haynes and J Gibson were on the Board of Directors for one or more of the following for-profit companies representing RTI's interest in each of the companies: siXis, Nextreme and Ziptronix. These companies were spun-off from RTI's research divisions in June 2008, December 2004, and March 2000, respectively. RTI holds a minority interest in each company. No compensation was received from these companies for serving on the respective boards. |
| SchR_P05_S00_L02 | Schedule R, Part V, Line 2 | MasiMax Resources Incorporated merged with RTI in December 2009. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Research Triangle Institute Global Research Corp LLC | BusinessNameLine1 |
| Business Name Line2 | RTIGR | BusinessNameLine2 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 12194 | AddressLine1 |
| City | Research Triangle Park | City |
| State | NC | State |
| ZIP Code | 27709 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 560686338 | EIN |
| Primary Activities | None | PrimaryActivities |
| Legal Domicile State | NC | LegalDomicileState |
| Total Income | 0 | TotalIncome |
| EOY Assets | 0 | EOYAssets |
| Direct Controlling Entity NA | N/A | DirectControllingEntityNA |
Form990 Schedule R Part II Form990ScheduleRPartII (5 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Direct Controlling Entity NADirectControllingEntityNA | Business Name Line2NameOfDisregardedEntity/BusinessNameLine2 |
|---|---|---|---|---|---|---|---|---|---|---|
| Duke University | ||||||||||
| 2138 Campus Drive | Durham | NC | 27708 | 560532129 | University | NC | 501(c)(3) | 2 | N/A | |
| The University of North Carolina | ||||||||||
| University of North Carolina | Chapel Hill | NC | 27599 | 566001393 | University | NC | 115 | N/A | UNC System | |
| Center for Health Economics Research | ||||||||||
| PO Box 12194 | Research Triangle Park | NC | 27709 | 042703180 | Health Economics Research | MA | 501(c)(3) | 7 | N/A | CHER |
| RTI-PCCO | ||||||||||
| PO Box 12574 | Research Triangle Park | NC | 27709 | 561593799 | Child-Care Center | NC | 501(c)(3) | 9 | N/A | Parents Child Care Organization |
| RTI Post Retirement Health Benefits Trust | ||||||||||
| PO Box 12194 | Research Triangle Park | NC | 27709 | 561855400 | Health Benefits to Retirees | NC | 501(c)(9) | N/A | RTI VEBA | |
Form990 Schedule R Part III Form990ScheduleRPartIII
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RTI Ziptronix Equity Associates LLC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 12194 | AddressLine1 |
| City | Research Triangle Park | City |
| State | NC | State |
| ZIP Code | 27709 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300033837 | EIN |
| Primary Activity | Investment Company | PrimaryActivity |
| Legal Domicile State | NC | LegalDomicileState |
| Direct Controlling Entity NA | N/A | DirectControllingEntityNA |
| Predominant Income Type | Excluded | PredominantIncomeType |
| Share Of Total Income | 0 | ShareOfTotalIncome |
| Share Of EOY Assets | 213475 | ShareOfEOYAssets |
| Disproportionate Allocations | 0 | DisproportionateAllocations |
| Code V | $0 | CodeVAmount |
| General Or Managing Partner | 1 | GeneralOrManagingPartner |
Form990 Schedule R Part IV Form990ScheduleRPartIV (3 entries)
| Address Line1AddressForeign/AddressLine1 | Province Or StateAddressForeign/ProvinceOrState | CountryAddressForeign/Country | Primary ActivityPrimaryActivity | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Direct Controlling Entity NADirectControllingEntityNA | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Legal Domicile StateLegalDomicileState |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RTI Polska SP zoo | |||||||||||||||
| UI Walecznych | Warsaw | PL | European Collaboration | PL | N/A | C | 118869 | 69434 | 1 | ||||||
| MasiMax Resources Incorporated | |||||||||||||||
| Consulting | N/A | C | 0 | 0 | 1 | PO Box 12194 | Research Triangle Park | NC | 27709 | 521904196 | MD | ||||
| Sizanang | |||||||||||||||
| Nieuw Mucklenueck | Pretoria | SF | Research | SF | N/A | C | -20219 | 25009 | 1 | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 1 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 1 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 1 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 1 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 1 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (5 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved |
|---|---|
| MasiMax Resources Incorporated | |
| l | 62576 |
| Sizanang | |
| a-i | 19559 |
| Sizanang | |
| d | 70359 |
| RTI Polska SP zoo | |
| d | 156305 |
| MasiMax Resources Incorporated | |
| p | 170818 |