THE MIDVALE FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- THE MIDVALE FOUNDATION (EIN 20-8678873)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-05-05
- IRS object ID
- 201121299349100022
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-05-05T16:32:30-00:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208678873 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Midvale Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | MIDV | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o Foundation Source 501 Silversid | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Moira H Hintsa | Name |
| Title | President | Title |
| Date Signed | 2011-05-05 | DateSigned |
| Authorize Third Party | false | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2011-05-05 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 4078399 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 97306 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 97306 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -8611 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 612655 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 88695 | TotalRevenueAndExpenses |
| Total Net Investment Income | 97306 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 26274 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 26274 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 744 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 44 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 18770 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 3355 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 15415 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 45788 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 29673 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 15415 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 163810 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 163810 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 209598 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 29673 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 179225 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -120903 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 67633 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 551799 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 37834 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 37834 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 99766 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 99766 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 107781 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 2364705 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2759637 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 3125168 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 767168 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 765298 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 807616 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 3783438 | TotalAssetsBOY |
| Total Assets EOY | 3662535 | TotalAssetsEOY |
| Total Assets EOYFMV | 4078399 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 3783438 | RetainedEarningsBOY |
| Retained Earnings EOY | 3662535 | RetainedEarningsEOY |
| Total Net Assets BOY | 3783438 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3662535 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 3783438 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3662535 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 3783438 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -120903 | ExcessOfRevenueOverExpenses |
| Subtotal | 3662535 | Subtotal |
| Total Net Assets Fund Balances EOY | 3662535 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 612655 | GrossSalesPrice |
| Cost Or Other Basis | 621266 | CostOrOtherBasis |
| Gain Or Loss | -8611 | GainOrLoss |
| Gains Minus Excess Or Losses | -8611 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -8611 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 139249 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3524413 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.039510 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 96610 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 3840675 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.025154 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 12627 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 3226353 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.003914 | DistributionRatioYear3 |
| Total Distribution Ratio | 000.068578 | TotalDistributionRatio |
| Average Distribution Ratio | 000.022859 | AverageDistributionRatio |
| Net Noncharitable Assets | 3804097 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 86958 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 676 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 87634 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 179225 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 676 | InvestmentIncomeExciseTax |
| Subtotal | 676 | Subtotal |
| Tax Based On Investment Income | 676 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1298 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 1298 | TotalCreditsAndPayments |
| Tax Paid Original Return | 1298 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 622 | Overpayment |
| Amount Credited To Next Year | 622 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | Moira Hintsa | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o Foundation Source 501 Silversid | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 19809 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | President / Director / Secretary | Title |
| Avg Hours Per Wk Devoted To Position | 001.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 3397143 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 464884 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3862027 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 3862027 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 57930 | CashDeemedCharitable |
| Net Noncharitable Assets | 3804097 | NetNoncharitableAssets |
| Minimum Investment Return | 190205 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 190205 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 676 | TaxBasedOnInvestmentIncome |
| Total Tax | 676 | TotalTax |
| Distributable Amount Before Adj | 189529 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 189529 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 189529 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 179225 | ExpensesAndContributions |
| Qualifying Distributions | 179225 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 676 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 178549 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 189529 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 175619 | UndistributedIncomePriorYear |
| Qualifying Distributions | 179225 | QualifyingDistributions |
| Applied To Year1 | 175619 | AppliedToYear1 |
| Applied To Current Year | 3606 | AppliedToCurrentYear |
| Undistributed Income CY | 185923 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| BUILDERS BEYOND BORDERS | |||||||
| 8 WILLARD RD | NORWALK | CT | 06851 | N/A | 509(a)(2) | General Unrestricted | $4,000 |
| CONNECTICUT HOSPICE INC | |||||||
| 100 DOUBLE BEACH RD | BRANFORD | CT | 06405 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| CORNELL UNIVERSITY | |||||||
| 260 DAY HALL | ITHACA | NY | 14853 | N/A | 509(a)(1) | General Unrestricted | $22,000 |
| CORNELL UNIV JOHNSON MUSEUM OF ART | |||||||
| 1 CENTRAL AVE | ITHACA | NY | 14853 | N/A | 509(a)(1) | General Unrestricted | $20,000 |
| FREE THE CHILDREN INTERNATIONAL | |||||||
| PO BOX 32099 | HARTFORD | CT | 06510 | N/A | 509(a)(1) | General Unrestricted | $500 |
| FRIENDS OF CANONCHET FARM | |||||||
| PO BOX 418 | NARRAGANSETT | RI | 02882 | N/A | 509(a)(1) | General Unrestricted | $250 |
| FRIENDS OF MCGILL UNIVERSITY INC | |||||||
| 2 HAMILTON AVE STE 211 | NEW ROCHELLE | NY | 10801 | N/A | 509(a)(1) | General Unrestricted | $500 |
| GREENS FARMS ACADEMY INC | |||||||
| PO BOX 998 | GREEN FARMS | CT | 06838 | N/A | 509(a)(1) | General Unrestricted | $101,000 |
| GREENS FARMS ACADEMY INC | |||||||
| PO BOX 998 | GREEN FARMS | CT | 06838 | N/A | 509(a)(1) | Mountains Beyond Mountains Distribution Program | $6,400 |
| HORIZONS AT GREENS FARMS ACADEMY | |||||||
| 35 BEACHSIDE AVE | GREEN FARMS | CT | 06436 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| INTERFAITH HOUS ASSN-WESTPORT WES | |||||||
| 49 RICHMONDVILLE AVE STE 112 | WESTPORT | CT | 06880 | N/A | 509(a)(1) | General Unrestricted | $5,500 |
| NARROW RIVER PRESERVATION ASSOCIATI | |||||||
| PO BOX 8 | SAUNDERSTOWN | RI | 02874 | N/A | 509(a)(2) | General Unrestricted | $660 |
| PARTNERS IN HEALTH A NONPROFIT CORP | |||||||
| 888 COMMONWEALTH AVE 3RD FL | BOSTON | MA | 02215 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 163810 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $97,306 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$8,611 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $88,695 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 88695 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (19 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ALCOA INC NOTE - 6.000 - 01/15/2012 ALC011512 1000000.00% | 9558 | 10431 |
| BARCLAYS BANK-4.25-6/24/18 BAR42562418 2500000.00% | 25000 | 23978 |
| BARCLAYS BK- 3.75- 12/13/2017 BK3751213 2500000.00% | 25000 | 24665 |
| BELLSOUTH CORP NOTES 4.750 11/15/2012 079860AJ1 5000000.00% | 50908 | 53335 |
| CATERPILLAR FINL SVCS MTNS BE 6.12500 02/17/2014 14912L4F5 5000000.00% | 50271 | 55830 |
| CITIGROUP INC SUB NT - 5.000 - 09/15/2014 172967CQ2 2500000.00% | 23774 | 25862 |
| CONCOPHILLIPS NOTES 04.75000 02/01/2014 20825CAS3 5000000.00% | 51017 | 54227 |
| DIAGEO CAP PLC GTD NT 5.20000 01/30/2013 25243YAL3 5000000.00% | 51272 | 53921 |
| GE CAPITAL CORP NOTE - 5.500 - 02/15/2015 GE021515 2500000.00% | 25000 | 26348 |
| HEWLETT-PACKARD CO - 4.250 - 02/24/2012 428236AU7 5000000.00% | 51204 | 51960 |
| HSBC FINANCIAL CORP 4 1/15/15 HSBC011515 2500000.00% | 25000 | 24573 |
| JOHN DEERE CAPITAL CORP SR UNSEC MTN 4.5 04/03/13 24422EQQ5 5000000.00% | 49402 | 53452 |
| KRAFT FOODS NOTE - 6.250 - 06/01/2012 KT6256112 2500000.00% | 25883 | 26743 |
| MEDTRONIC INC - 4.500 - 03/15/2014 585055AP1 5000000.00% | 50351 | 54273 |
| ORACLE CORP - 5.25 - 01/15/2016 68402LAC8 5000000.00% | 50814 | 55800 |
| PFIZER INC MAKE WHOLE 04.45000 03/15/2012 717081CZ4 5000000.00% | 51250 | 52188 |
| PROTECTIVE LIFE SECD TR NT - 5.450 - 09/28/2012 PLST545 7500000.00% | 74872 | 80129 |
| PRUDENTIAL INC. - 4.750 - 09/17/2015 74432QBJ3 2500000.00% | 25001 | 26450 |
| VERIZON GLOBAL FDG CORP NT 4.375 06/01/2013 92344GAV8 5000000.00% | 49721 | 53451 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (96 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 275 shares of 3M CO MMM | 25032 | 23733 |
| 1000 shares of ABB LTD. ABB | 16609 | 22450 |
| 950 shares of ABBOTT LABS ABT | 48254 | 45515 |
| 450 shares of ACCENTURE PLC ACN | 14282 | 21821 |
| 650 shares of AFLAC INC. AFL | 29526 | 36680 |
| 300 shares of AIR PRODS CHEM INC. APD | 26345 | 27285 |
| 100 shares of APPLE INC. AAPL | 13771 | 32256 |
| 600 shares of AVON PRODUCTS AVP | 21870 | 17436 |
| 1000 shares of BAC CAP TR III 7.0032 DUE 08/15/32 | 12243 | 24320 |
| 30 shares of BANK OF AMERICA CORP 7.250 CONV PFD SER L BAC-PL | 12542 | 28709 |
| 300 shares of BEST BUY INC. BBY | 10757 | 10287 |
| 115 shares of BLACKROCK INC BLK | 19217 | 21917 |
| 600 shares of CARDINAL HEALTH INC. CAH | 19751 | 22986 |
| 700 shares of CELANESE CORPORATION CE | 24516 | 28819 |
| 700 shares of CHEVRONTEXACO CORP CVX | 58057 | 63874 |
| 1000 shares of CISCO SYSTEMS INC CSCO | 27820 | 20230 |
| 350 shares of COLGATE-PALMOLIVE COMPANY CL | 23233 | 28130 |
| 500 shares of CONSTELLATION BRANDS INC STZ | 9228 | 11075 |
| 900 shares of CORNING INC GLW | 19421 | 17388 |
| 700 shares of COSTCO WHOLESALE CORP NEW COST | 43079 | 50547 |
| 650 shares of COVIDIEN LTD COV | 26199 | 29679 |
| 650 shares of CSX CORP CSX | 27924 | 41997 |
| 1200 shares of CVS CAREMARK CORP. CVS | 40737 | 41724 |
| 200 shares of DEERE CO DE | 9837 | 16610 |
| 300 shares of DIAGEO PLC ADS DEO | 24112 | 22299 |
| 1163 shares of DODGE COX FUNDS INTERNATIONAL STOCK FUND DODFX | 39285 | 41544 |
| 3757 shares of DREYFUS EMERGING MARKETS FUND C DRPEX | 50000 | 50902 |
| 400 shares of EATON CORP ETN | 30550 | 40604 |
| 750 shares of EMC CORP-MASS EMC | 12906 | 17175 |
| 600 shares of EMERSON ELECTRIC CO. EMR | 26868 | 34302 |
| 500 shares of EXELON CORPORATION EXC | 24484 | 20820 |
| 700 shares of EXXON MOBIL CORP XOM | 53286 | 51184 |
| 250 shares of F5 NETWORKS, INC. FFIV | 25345 | 32540 |
| 830 shares of FIDELITY DIVERSIFIED INTERNATIONAL FUND FDIVX | 20580 | 25017 |
| 350 shares of FREEPORT-MCMORAN COPPER GOLD INC. FCX | 17370 | 42032 |
| 1800 shares of GENERAL ELECTRIC CO GE | 29318 | 32922 |
| 350 shares of GILEAD SCIENCES INC GILD | 15634 | 12684 |
| 100 shares of GOLDMAN SACHS GROUP GS | 14207 | 16816 |
| 50 shares of GOOGLE INC CL A GOOG | 20807 | 29699 |
| 4925 shares of HARBOR BOND FUND HABDX | 57055 | 59590 |
| 400 shares of HEWLETT PACKARD CO HPQ | 17506 | 16840 |
| 800 shares of HOME DEPOT INC. HD | 25240 | 28048 |
| 600 shares of HONEYWELL INTERNATIONAL INC. HON | 30026 | 31896 |
| 800 shares of HSBC HLDGS PLC PERPETUAL SUB CAP SECS 8.125 PERPE HCS | 18948 | 21464 |
| 2500 shares of INTEL CORP INTC | 49636 | 52575 |
| 200 shares of INTERNATIONAL BUSINESS MACHINES IBM | 21815 | 29352 |
| 250 shares of ISHARES DJ US OG EP IEO | 12663 | 15963 |
| 1100 shares of ISHARES MSCI CANADA INDEX FD EWC | 25531 | 34100 |
| 650 shares of ISHARES MSCI EMERGING MARKETS INDEX FD EEM | 17084 | 30966 |
| 500 shares of ISHARES TR S P MIDCAP 400 INDEX FD IJH | 42888 | 45345 |
| 600 shares of ISHARES TRUST MSCI EAFE INDEX FUND EFA | 48203 | 34932 |
| 1000 shares of JOHNSON JOHNSON JNJ | 61124 | 61849 |
| 1000 shares of JOHNSON CONTROLS INC. JCI | 30840 | 38200 |
| 600 shares of JP MORGAN CHASE CO JPM | 21241 | 25452 |
| 800 shares of JUNIPER NETWORKS JNPR | 25720 | 29536 |
| 1700 shares of KRAFT FOODS INC KFT | 50834 | 53567 |
| 200 shares of LABORATORY CORP AMER HLDGS LH | 16044 | 17584 |
| 888 shares of MATTHEWS PACIFIC TIGER FUND MAPTX | 20000 | 20826 |
| 450 shares of MEDTRONIC INC MDT | 20670 | 16691 |
| 22441 shares of MELLON INTERMEDIATE BOND FUND CLASS M SHARES MPIBX | 295999 | 289940 |
| 438 shares of MERIDIAN GROWTH FUND MERDX | 15688 | 19545 |
| 800 shares of METLIFE INC PFD B - 6.500 MET-PB | 19159 | 19840 |
| 600 shares of METLIFE INC. MET | 16226 | 26664 |
| 1000 shares of MICROSOFT CORPORATION MSFT | 19708 | 27910 |
| 250 shares of MONSANTO CO MON | 21221 | 17410 |
| 950 shares of NABORS INDUSTRIES LTD NBR | 15683 | 22287 |
| 500 shares of NOBLE CORPORATION NE | 12822 | 17885 |
| 300 shares of OCCIDENTAL PETE CORP OXY | 18755 | 29430 |
| 750 shares of ORACLE CORP ORCL | 15922 | 23475 |
| 2245 shares of PENNSYLVANIA MUTUAL FD, INVESTMENT CLASS PENNX | 20000 | 26149 |
| 750 shares of PEPSICO INC PEP | 44346 | 48998 |
| 700 shares of PETSMART INC. COM PETM | 16349 | 27874 |
| 295 shares of PFIZER INC. PFE | 5229 | 5165 |
| 400 shares of PLAINS EXPL AND PRODCTN PXP | 11367 | 12856 |
| 1200 shares of POWERSHARES DYN BIOTECH GENO PBE | 22288 | 26268 |
| 900 shares of PROCTER GAMBLE CO PG | 56456 | 57896 |
| 350 shares of QUALCOMM INC QCOM | 15987 | 17322 |
| 200 shares of SEMPRA ENERGY COM SRE | 9410 | 10496 |
| 400 shares of STERICYCLE INC SRCL | 21413 | 32368 |
| 1046 shares of T ROWE PRICE MID CAP VALUE TRMCX | 20000 | 24801 |
| 2400 shares of TAIWAN SEMICONDUCTOR MFG CO LTD TSM | 25800 | 30096 |
| 850 shares of TARGET CORPORATION TGT | 45144 | 51111 |
| 300 shares of TEVA PHARMECEUTICAL SP ADR TEVA | 12581 | 15639 |
| 400 shares of TEXTRON INC. TXT | 22756 | 9456 |
| 500 shares of THERMO FISHER SCIENTIFIC INC TMO | 19469 | 27680 |
| 350 shares of TRAVELERS COMPANIES INC THE TRV | 14920 | 19499 |
| 879 shares of UMB SCOUT INTERNATIONAL UMBWX | 30000 | 28457 |
| 350 shares of UNION PACIFIC UNP | 18191 | 32431 |
| 700 shares of UNITED TECHNOLOGIES CORP UTX | 48391 | 55104 |
| 2500 shares of UNUM CORP UNM | 62124 | 60549 |
| 2200 shares of VANGUARD GNMA FUND VFIIX | 22026 | 23632 |
| 4999 shares of VANGUARD SHORT-TERM CORPORATE FD ADMIRAL SHS VFSUX | 52794 | 53844 |
| 800 shares of VERIZON COMMUNICATIONS VZ | 26072 | 28624 |
| 1500 shares of VODAFONE GROUP PLC VOD | 31353 | 39660 |
| 550 shares of WELLS FARGO CO. WFC | 16905 | 17045 |
| 550 shares of YUM BRANDS INC YUM | 19013 | 26978 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 99766 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 107781 | USGovtSecuritiesEOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 15390 | 15390 | |
| Bank Charges | 3355 | 3355 | |
| State or Local Filing Fees | 25 | 25 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $26,274 | Amount |
| Net Investment Income | 26274 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated Tax for 2010 | $700 | 0 | 0 | 0 |
| Foreign Tax Paid | $44 | 44 | 0 | 0 |
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