TRANSFORMATION TRUST INC: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- TRANSFORMATION TRUST INC (EIN 35-2024586)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-11-15
- IRS object ID
- 201113199349100706
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-15T08:45:20-06:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KSM BUSINESS SERVICES INC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 40857 | AddressLine1 |
| City | INDIANAPOLIS | City |
| State | IN | State |
| ZIP Code | 462400857 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 352024586 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRANSFORMATION TRUST INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | TRAN | NameControl |
| Phone | 3175802002 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1 |
| City | INDIANAPOLIS | City |
| State | IN | State |
| ZIP Code | 46280 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | SHEILA KLINK | Name |
| Title | OFFICER | Title |
| Phone | 3176843150 | Phone |
| Date Signed | 2011-11-14 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MARK N BERNSTEIN | Name |
| Phone | 3175802000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 28962866 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 5027834 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 518907 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 518907 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 400378 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1678340 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 400378 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 5947119 | TotalRevenueAndExpenses |
| Total Net Investment Income | 919285 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 115000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 15038 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 29217 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 60698 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 59538 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 17361 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 727 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | -946 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 236368 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 60265 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 657000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 657000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 893368 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 60265 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 657000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 5053751 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 859020 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 22833 | CashBOY |
| Cash EOY | 100276 | CashEOY |
| Cash EOYFMV | 100276 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 3502263 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 5216371 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 5216371 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 1005715 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 1041387 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1113812 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 6184438 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 19732043 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 20395901 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 228587 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 235729 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 168091 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 11758725 | InvestmentsOtherBOY |
| Investments Other EOY | 1493092 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 1968415 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 22702561 | TotalAssetsBOY |
| Total Assets EOY | 27818898 | TotalAssetsEOY |
| Total Assets EOYFMV | 28962866 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 581 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 0 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 581 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 22701980 | RetainedEarningsBOY |
| Retained Earnings EOY | 27818898 | RetainedEarningsEOY |
| Total Net Assets BOY | 22701980 | TotalNetAssetsBOY |
| Total Net Assets EOY | 27818898 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 22702561 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 27818898 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 22701980 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 5053751 | ExcessOfRevenueOverExpenses |
| Other Increases | 63167 | OtherIncreases |
| Subtotal | 27818898 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 27818898 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (108 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Cost Or Other BasisCostOrOtherBasis |
|---|---|---|---|---|---|---|---|
| CAMBRIDGE | D | 2008-12-31 | 2010-12-31 | 3388 | 3388 | 3388 | |
| MCHOLDINGS | D | 2008-12-31 | 2010-12-31 | 48993 | 48993 | 48993 | |
| ALLEGHENY ENERGY INCSTOCK MERGER AT .667SHARES OF | D | 2006-01-17 | 2010-09-28 | 7935 | -9278 | -9278 | 17213 |
| ALLEGHENY ENERGY INCSTOCK MERGER AT .667SHARES OF | D | 2006-01-11 | 2010-09-22 | 2810 | -3579 | -3579 | 6389 |
| ALLEGHENY ENERGY INCSTOCK MERGER AT .667SHARES OF | D | 2006-01-17 | 2010-09-22 | 1718 | -2189 | -2189 | 3907 |
| ALLEGHENY ENERGY INCSTOCK MERGER AT .667SHARES OF | D | 2006-01-11 | 2010-08-23 | 2687 | -3754 | -3754 | 6441 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-08-12 | 3302 | 1515 | 1515 | 1787 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-08-04 | 4444 | 2299 | 2299 | 2145 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-07-21 | 9125 | 4181 | 4181 | 4944 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-06-29 | 3919 | 1715 | 1715 | 2204 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-06-08 | 2913 | 1275 | 1275 | 1638 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-06-03 | 3815 | 1829 | 1829 | 1986 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-05-18 | 11233 | 5405 | 5405 | 5828 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-05-06 | 2952 | 1413 | 1413 | 1539 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-04-29 | 6615 | 3617 | 3617 | 2998 |
| ANGLO AMERICAN ADR EACH REPR 0.5 ORD USD0.54945 | D | 2008-11-13 | 2010-03-23 | 4363 | 2228 | 2228 | 2135 |
| CACI INTL INC CL A | D | 2008-01-07 | 2010-09-08 | 4058 | -695 | -695 | 4753 |
| CACI INTL INC CL A | D | 2008-01-07 | 2010-09-02 | 4152 | -799 | -799 | 4951 |
| CALPINE CORP COM NEW | D | 2008-11-13 | 2010-10-20 | 7334 | 1920 | 1920 | 5414 |
| CALPINE CORP COM NEW | D | 2008-11-13 | 2010-10-13 | 9014 | 2487 | 2487 | 6527 |
| CALPINE CORP COM NEW | D | 2008-11-13 | 2010-03-03 | 4191 | 786 | 786 | 3405 |
| CHINA OILFIELD SERVICES H CNY1 ISIN #CNE1000002P4 | P | 2010-03-11 | 2010-07-22 | 3397 | -906 | -906 | 4303 |
| CHINA UNICOM (HONG KONG) LIMITED ADR EACH REP 10 O | D | 2008-11-13 | 2010-11-09 | 8594 | 509 | 509 | 8085 |
| CHINA UNICOM (HONG KONG) LIMITED ADR EACH REP 10 O | D | 2008-11-13 | 2010-03-30 | 4201 | -790 | -790 | 4991 |
| CHINA UNICOM (HONG KONG) LIMITED ADR EACH REP 10 O | D | 2008-11-13 | 2010-01-20 | 7069 | -790 | -790 | 7859 |
| COMPUTERSHARE LTD NPV(POST REC) ISIN #AU000000CPU5 | P | 2010-01-20 | 2010-07-14 | 3251 | -848 | -848 | 4099 |
| DEAN FOODS CO | P | 2009-09-29 | 2010-09-16 | 3289 | -2641 | -2641 | 5930 |
| EL PASO CORP COM | D | 2006-01-17 | 2010-12-30 | 2125 | -1199 | -1199 | 3324 |
| EL PASO CORP COM | D | 2007-11-20 | 2010-12-30 | 2629 | -1484 | -1484 | 4113 |
| EL PASO CORP COM | D | 2006-01-17 | 2010-12-23 | 4669 | -2662 | -2662 | 7331 |
| EL PASO CORP COM | D | 2006-01-17 | 2010-12-07 | 4369 | -2386 | -2386 | 6755 |
| EL PASO CORP COM | D | 2006-01-17 | 2010-11-02 | 5133 | -3029 | -3029 | 8162 |
| EL PASO CORP COM | D | 2006-01-17 | 2010-10-13 | 4744 | -2864 | -2864 | 7608 |
| EL PASO CORP COM | D | 2006-01-17 | 2010-08-31 | 7152 | -6316 | -6316 | 13468 |
| GAZPROM O A O SPONSORED ADR ISIN #US3682872078 SED | P | 2009-01-29 | 2010-06-30 | 7178 | 2194 | 2194 | 4984 |
| GENON ENERGY INC COM | P | 2009-01-29 | 2010-11-23 | 5364 | -2772 | -2772 | 8136 |
| HONG KONG EXCHANGES & CLEARING HKD1 ISIN #HK038804 | D | 2006-01-17 | 2010-08-19 | 4023 | 254 | 254 | 3769 |
| HOWARD HUGHES CORP COM USD0.01 | P | 2010-11-17 | 2010-11-17 | 36 | 36 | 36 | |
| HUANENG POWER INTERNATIONAL INC ADR EACH REP 40 H | D | 2007-11-20 | 2010-03-15 | 360 | -88 | -88 | 448 |
| HUANENG POWER INTERNATIONAL INC ADR EACH REP 40 H | D | 2008-01-07 | 2010-03-15 | 3600 | -878 | -878 | 4478 |
| HUANENG POWER INTERNATIONAL INC ADR EACH REP 40 H | D | 2007-11-20 | 2010-02-26 | 3502 | -886 | -886 | 4388 |
| INTERCONTINENTALEXCHINC | D | 2006-09-11 | 2010-12-21 | 6570 | -491 | -491 | 7061 |
| INTERCONTINENTALEXCHINC | D | 2006-09-11 | 2010-12-13 | 13024 | -1098 | -1098 | 14122 |
| KUNLUN ENERGY COMPANY LIMITED ORD HKD0.01 ISIN #BM | P | 2009-09-29 | 2010-07-08 | 5114 | 2016 | 2016 | 3098 |
| LABRANCHE & CO **STOCK MERGER AT .998 PER SHARE TO | D | 2007-11-20 | 2010-05-28 | 6061 | -4518 | -4518 | 10579 |
| LABRANCHE & CO **STOCK MERGER AT .998 PER SHARE TO | D | 2006-01-17 | 2010-04-30 | 1945 | -1035 | -1035 | 2980 |
| LABRANCHE & CO **STOCK MERGER AT .998 PER SHARE TO | D | 2006-01-11 | 2010-04-30 | 467 | -248 | -248 | 715 |
| LABRANCHE & CO **STOCK MERGER AT .998 PER SHARE TO | D | 2007-11-20 | 2010-04-30 | 389 | -207 | -207 | 596 |
| LEGG MASON | D | 2006-01-10 | 2010-07-01 | 2200 | -1686 | -1686 | 3886 |
| LEGG MASON | D | 2007-11-20 | 2010-07-01 | 5501 | -4215 | -4215 | 9716 |
| LEGG MASON | D | 2008-01-07 | 2010-07-01 | 2751 | -2107 | -2107 | 4858 |
| LIBERTY ACQUISITION HLGS CORP COM (COMBINATION)FRO | P | 2010-10-20 | 2010-12-01 | 333 | 0 | 0 | 7095 |
| LONDON STOCK EXCHANGE GROUP ORD GBP0.06918604 ISIN | D | 2006-01-17 | 2010-06-16 | 4077 | -3009 | -3009 | 7086 |
| LONDON STOCK EXCHANGE GROUP ORD GBP0.06918604 ISIN | D | 2006-01-17 | 2010-05-27 | 6597 | -5223 | -5223 | 11820 |
| NARA BANCORP INC | D | 2007-11-20 | 2010-07-08 | 538 | -220 | -220 | 758 |
| NARA BANCORP INC | D | 2006-04-28 | 2010-07-08 | 2490 | -1022 | -1022 | 3512 |
| NARA BANCORP INC | D | 2007-11-20 | 2010-07-08 | 2624 | -1078 | -1078 | 3702 |
| NARA BANCORP INC | D | 2008-01-07 | 2010-07-08 | 2174 | -892 | -892 | 3066 |
| NASDAQ OMX GROUP INC | D | 2008-01-07 | 2010-09-14 | 3388 | -4408 | -4408 | 7796 |
| NASDAQ OMX GROUP INC | D | 2008-01-07 | 2010-08-31 | 450 | -670 | -670 | 1120 |
| NASDAQ OMX GROUP INC | D | 2008-01-07 | 2010-08-31 | 2266 | -3380 | -3380 | 5646 |
| NASDAQ OMX GROUP INC | D | 2008-01-07 | 2010-08-31 | 3598 | -5378 | -5378 | 8976 |
| NUVEEN SR INCOME FD COM | P | 2009-03-12 | 2010-06-23 | 2169 | 1214 | 1214 | 955 |
| NUVEEN SR INCOME FD COM | P | 2009-03-11 | 2010-06-23 | 1371 | 777 | 777 | 594 |
| NUVEEN SR INCOME FD COM | P | 2009-03-13 | 2010-06-23 | 747 | 409 | 409 | 338 |
| NUVEEN SR INCOME FD COM | P | 2009-03-16 | 2010-06-23 | 4548 | 2454 | 2454 | 2094 |
| NYSE EURONEXT | D | 2006-01-17 | 2010-11-30 | 1673 | -1787 | -1787 | 3460 |
| NYSE EURONEXT | D | 2007-11-20 | 2010-11-30 | 1919 | -2051 | -2051 | 3970 |
| NYSE EURONEXT | D | 2008-01-07 | 2010-11-30 | 2742 | -2930 | -2930 | 5672 |
| NYSE EURONEXT | D | 2006-01-11 | 2010-11-03 | 1774 | -1629 | -1629 | 3403 |
| NYSE EURONEXT | D | 2006-01-17 | 2010-11-03 | 2632 | -2416 | -2416 | 5048 |
| PARGESA HLDGS SA CHF20(BR) ISIN #CH0021783391 SEDO | D | 2007-11-20 | 2010-06-22 | 1999 | -1238 | -1238 | 3237 |
| PARGESA HLDGS SA CHF20(BR) ISIN #CH0021783391 SEDO | D | 2008-01-07 | 2010-06-22 | 5169 | -3203 | -3203 | 8372 |
| PARGESA HLDGS SA CHF20(BR) ISIN #CH0021783391 SEDO | D | 2006-01-17 | 2010-06-07 | 1836 | -1290 | -1290 | 3126 |
| PARGESA HLDGS SA CHF20(BR) ISIN #CH0021783391 SEDO | D | 2007-11-20 | 2010-06-07 | 5968 | -4190 | -4190 | 10158 |
| PARGESA HLDGS SA CHF20(BR) ISIN #CH0021783391 SEDO | D | 2006-01-17 | 2010-04-23 | 4222 | -1360 | -1360 | 5582 |
| PARGESA HLDGS SA CHF20(BR) ISIN #CH0021783391 SEDO | D | 2006-01-17 | 2010-04-14 | 4325 | -1257 | -1257 | 5582 |
| PICO HOLDINGS INC | P | 2009-09-29 | 2010-08-17 | 3284 | -696 | -696 | 3980 |
| PICO HOLDINGS INC | P | 2009-10-27 | 2010-08-17 | 4857 | -1041 | -1041 | 5898 |
| PICO HOLDINGS INC | P | 2009-09-29 | 2010-08-05 | 4294 | -298 | -298 | 4592 |
| PNC FINL SVCS GROUP | P | 2010-02-09 | 2010-08-17 | 4174 | 336 | 336 | 3838 |
| POWER CORP OF CANADASUBORD VTG NPV ISIN #CA7392391 | D | 2007-11-20 | 2010-06-30 | 265 | -74 | -74 | 339 |
| POWER CORP OF CANADASUBORD VTG NPV ISIN #CA7392391 | D | 2008-01-07 | 2010-06-30 | 3620 | -1008 | -1008 | 4628 |
| POWER CORP OF CANADASUBORD VTG NPV ISIN #CA7392391 | D | 2007-02-15 | 2010-06-15 | 1185 | -234 | -234 | 1419 |
| POWER CORP OF CANADASUBORD VTG NPV ISIN #CA7392391 | D | 2007-11-20 | 2010-06-15 | 3582 | -707 | -707 | 4289 |
| POWER CORP OF CANADASUBORD VTG NPV ISIN #CA7392391 | D | 2007-02-15 | 2010-05-12 | 4286 | -589 | -589 | 4875 |
| POWER CORP OF CANADASUBORD VTG NPV ISIN #CA7392391 | D | 2007-02-15 | 2010-05-04 | 4278 | -597 | -597 | 4875 |
| PROMOTORA DE INFORMACIONES(PRISA)SPON ADR EACH REP | P | 2010-12-01 | 2010-12-01 | 5 | 5 | 5 | |
| PROMOTORA DE INFORMACIONES(PRISA)SPON ADR EACH REP | P | 2010-12-01 | 2010-12-01 | 4 | 4 | 4 | |
| RMR ASIA PAC REAL ESTATE FD COM | P | 2009-02-11 | 2010-07-30 | 1721 | 424 | 424 | 1297 |
| RMR ASIA PAC REAL ESTATE FD COM | P | 2009-02-12 | 2010-07-30 | 1400 | 335 | 335 | 1065 |
| RMR ASIA PAC REAL ESTATE FD COM | P | 2009-03-19 | 2010-07-30 | 823 | 259 | 259 | 564 |
| SINGAPORE EXCHANGE NPV ISIN #SG1J26887955 SEDOL #6 | D | 2006-07-31 | 2010-12-09 | 6485 | 1296 | 1296 | 5189 |
| ST JOE COMPANY | P | 2009-05-07 | 2010-08-17 | 6329 | -151 | -151 | 6480 |
| TIME WARNER INC NEW COM NEW | P | 2009-01-29 | 2010-11-09 | 3545 | 1227 | 1227 | 2318 |
| UTS ENERGY CORP COM NPV ISIN #CA9033961090 SEDOL # | P | 2009-12-15 | 2010-08-10 | 4621 | 1890 | 1890 | 2731 |
| UTS ENERGY CORP COM NPV ISIN #CA9033961090 SEDOL # | P | 2009-12-14 | 2010-08-03 | 280 | 117 | 117 | 163 |
| UTS ENERGY CORP COM NPV ISIN #CA9033961090 SEDOL # | P | 2009-12-15 | 2010-08-03 | 3880 | 1633 | 1633 | 2247 |
| UTS ENERGY CORP COM NPV ISIN #CA9033961090 SEDOL # | P | 2009-12-14 | 2010-07-27 | 5151 | 2180 | 2180 | 2971 |
| WASHINGTON POST CO CL B | P | 2009-01-29 | 2010-09-15 | 5760 | -806 | -806 | 6566 |
| WILLIAMS COS INC | D | 2006-01-17 | 2010-09-21 | 2262 | -2473 | -2473 | 4735 |
| WILSHIRE BANCORP INC | D | 2008-01-07 | 2010-07-14 | 2473 | -740 | -740 | 3213 |
| EV PARAMETRIC TAX MGD EMERGING MKTS I | D | 2008-01-07 | 2010-05-18 | 86240 | 6180 | 6180 | 80060 |
| HARBOR HIGH YIELD BDINST. | P | 2009-02-25 | 2010-05-03 | 666813 | 66717 | 66717 | 600096 |
| ISHARES IBOXX $ INVESTOP INVESTMENT GRADE CORP BD | P | 2009-02-25 | 2010-02-05 | 9394 | 842 | 842 | 8552 |
| ISHARES IBOXX $ INVESTOP INVESTMENT GRADE CORP BD | P | 2009-02-25 | 2010-02-05 | 114820 | 10290 | 10290 | 104530 |
| SALLIE MAE BK MURRAY UTAH 4.25000% 11/19/2010CD | P | 2009-05-11 | 2010-11-19 | 35000 | 0 | 0 | 35000 |
| CAPITAL GAINS DIVIDENDS | P | 338212 | 338212 | 338212 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 400378 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 98000 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 13621811 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.007194 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 263966 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 4406075 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.059910 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 258549 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 4830497 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.053524 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 313660 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 4208666 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.074527 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 93760 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 3878484 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.024174 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.219329 | TotalDistributionRatio |
| Average Distribution Ratio | 0.043866 | AverageDistributionRatio |
| Net Noncharitable Assets | 25215172 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1106089 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 8590 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1114679 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 657000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 17180 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 17180 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 17180 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 8924 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 10000 | TaxPaidWithExtension |
| Total Credits And Payments | 18924 | TotalCreditsAndPayments |
| Overpayment | 1744 | Overpayment |
| Amount Credited To Next Year | 1744 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | IN | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | TRANSFORMATION TRUST | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 3175802002 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1 |
| City | INDIANAPOLIS | City |
| State | IN | State |
| ZIP Code | 46280 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| SHEILA KLINK | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 20.00 | 75000 | 0 | 0 |
| ELIZABETH HAMILTON | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 10.00 | 40000 | 0 | 0 |
| PATSY HEARD | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 1.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 25574327 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 24832 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 25599159 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 25599159 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 383987 | CashDeemedCharitable |
| Net Noncharitable Assets | 25215172 | NetNoncharitableAssets |
| Minimum Investment Return | 1260759 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 1260759 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 17180 | TaxBasedOnInvestmentIncome |
| Total Tax | 17180 | TotalTax |
| Distributable Amount Before Adj | 1243579 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 1243579 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 1243579 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 657000 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 657000 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 657000 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 1243579 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 504345 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 657000 | QualifyingDistributions |
| Applied To Year1 | 504345 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 152655 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 1090924 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (22 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ART RANCH CRESTONE | |||||||
| 44828 TYLER CREEK DRIVE | HOT SPRINGS | CA | 93207 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $25,000 |
| BETHLEHEM HOUSE RESIDENCE INC | |||||||
| 130 EAST 30TH STREET | INDIANAPOLIS | IN | 46205 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $65,000 |
| CARE FOR KIDS FOUNDATION INC | |||||||
| 4760 KINGSWAY DR | INDIANAPOLIS | IN | 46205 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $40,000 |
| CARPINTERIA EDUCATION FOUNDATION INC | |||||||
| 5201 8TH STREET SUITE 311 | CONCORD | CA | 94520 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $15,000 |
| CHALLENGE DAY | |||||||
| 2520 STANWELL DRIVE SUITE 160 | CONCORD | CA | 94520 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $50,000 |
| CHILD ABUSE LISTENING MEDIATION (CALM) | |||||||
| 1236 CHAPALA STREET | SANTA BARBARA | CA | 93101 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $25,000 |
| FOOD FAMILY FARMING FOUNDATION | |||||||
| 4810 RIVERBEND RD | BOULDER | CO | 80301 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $25,000 |
| THE FRIENDSHIP CLUB | |||||||
| 138 NEW MOHAWK ROAD 275 | NEVADA CITY | CA | 95959 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $15,000 |
| GANGAJI FOUNDATION | |||||||
| PO BOX 716 | ASHLAND | OR | 97520 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $75,000 |
| GANNA WALSKA LOTUSLAND FOUNDATION | |||||||
| 695 ASHLEY ROAD | SANTA BARBARA | CA | 93108 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $50,000 |
| GENESIS WEST INC | |||||||
| PO BOX 1534 | SUMMERLAND | CA | 93067 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $2,000 |
| GRASS VALLEY CHARTER SCHOOL FOUNDATION | |||||||
| 342 S SCHOOL STREET | GRASS VALLEY | CA | 95945 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $15,000 |
| HAMILTON COUNTY VESTA FOUNDATION FOR CHILDREN INC | |||||||
| 1118 W MAIN | CARMEL | IN | 46032 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $10,000 |
| HOPE THROUGH HEALING HANDS | |||||||
| 2033 RICHARD JONES ROAD | NASHVILLE | TN | 37215 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $15,000 |
| KID TOO KID FOUNDATION | |||||||
| 491 NORTH MAGEE STREET | SOUTHAMPTON | NY | 11968 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $25,000 |
| OPEN GATE SANGHA INC | |||||||
| 1299 DEL MAR AVE STE 200 | SAN JOSE | CA | 95060 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $75,000 |
| RED ALERT ROBOTICS PARENT ORGANIZATION | |||||||
| 2717 SOUTH MORGANTOWN ROAD | GREENWOOD | CA | 46143 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $5,000 |
| SANTA BARBARA BOWL FOUNDATION | |||||||
| 1122 NORTH MILPAS STREET | SANTA BARBARA | CA | 93103 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $15,000 |
| SOUTHPORT UNITED METHODIST CHURCH | |||||||
| 1947 SOUTHPORT ROAD | INDIANAPOLIS | IN | 46227 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $25,000 |
| TWIN PINES COOPERATIVE FOUNDATION | |||||||
| 216 F ST 1844 | DAVIS | CA | 95616 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $10,000 |
| THE WORK FOUNDATION INC | |||||||
| PO BOX 20310 | SANTA BARBARA | CA | 93120 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $50,000 |
| YOUTH SHELTERS AND FAMILY SERVICES INC | |||||||
| PO BOX 28279 | SANTA FE | NM | 87592 | N/A | 501(C)(3) | CONTRIBUTION TO GENERAL FUND | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 657000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $518,907 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $400,378 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $919,285 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 919285 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (3 entries)
| Contributor NumberContributorNumber | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Noncash Contribution TypeNoncashContributionType |
|---|---|---|---|---|---|---|
| ESTATE OF EDWIN HOWARD KLINK | ||||||
| 1 | 101 W OHIO STREET STE 1350 | INDIANAPOLIS | IN | 46204 | 191512 | X |
| ESTATE OF EDWIN HOWARD KLINK | ||||||
| 2 | 101 W OHIO STREET STE 1350 | INDIANAPOLIS | IN | 46204 | 941243 | X |
| ESTATE OF EDWIN HOWARD KLINK | ||||||
| 3 | 101 W OHIO STREET STE 1350 | INDIANAPOLIS | IN | 46204 | 3895079 | X |
Noncash Property NoncashProperty (3 entries)
| Contributor Number From Part IContributorNumberFromPartI | Noncash Property DescriptionNoncashPropertyDescription | Fair Market ValueFairMarketValue | Date ReceivedDateReceived |
|---|---|---|---|
| 1 | SECURITIES | 191512 | 2010-01-31 |
| 2 | SECURITIES | 941243 | 2010-01-31 |
| 3 | SECURITIES | 3895078 | 2010-07-31 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $29,217 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (3 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| TRIBUNE CO NEW NT | 97005 | 45500 |
| LOOMIS SAYLES BOND INSTL (LSBDX ) | 100024 | 98143 |
| WILLIAMS COS INC (WMB ) | 38700 | 24448 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (95 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| CNPC HONG KONG LTD SHS | 0 | 0 |
| NATIONALE PORTEFEUILLE (CNAPF) | 17045 | 17087 |
| GREENLIGHT CAPITAL RE LTD COM STK | 18798 | 22601 |
| LONDON STOCK EXCHANGE GROUP PLC | 0 | 0 |
| VALUE PARTNERS GROUP LTD HKD0.10 | 3128 | 7024 |
| PARGESA HOLDING SA GENEVE | 0 | 0 |
| OSAKA SECURITIES EXCHANGE CO LTD | 18608 | 20038 |
| JSE LIMITED JOHANNESBURG SHS | 12322 | 20300 |
| BEIJING CAPITAL INTERNATIONAL | 19672 | 12812 |
| CHEUNG KONG INFRASTRUCTURE HLDGS | 8458 | 15424 |
| HENDERSON LAND DEVELOPMENT CO LTD | 9458 | 20454 |
| HONG KONG EXCHANGES AND CLEARING LTD SHS | 6783 | 10206 |
| SINGAPORE EXCHANGE LTD SHS | 5189 | 6573 |
| AUTONATION INC (AN) | 31871 | 42836 |
| AUTOZONE INC NEV (AZO) | 27491 | 40343 |
| ALLEGHENY ENERGY INC (AYE ) | 0 | 0 |
| ANGLO AMERN PLC ADR NEW (AAUKY ) | 0 | 0 |
| BROOKFIELD ASSET MGMT INC COM | 20262 | 20207 |
| CME GROUP INC (CME ) | 29061 | 21557 |
| CNOOC LTD SPONSORED ADR (CEO ) | 10205 | 14541 |
| CACI INTL INC CL A (CACI ) | 0 | 0 |
| CALPINE CORP COM NEW (CPN ) | 0 | 0 |
| CANADIAN OIL SANDS TR NEW UNIT | 20662 | 25395 |
| CENOVUS ENERGY INC COM NPV | 5001 | 7845 |
| DISCOVERY COMMUNICATIONS INC (DISCA) | 8554 | 8549 |
| CHINA UNICOM LTD SPONS ADR (CHU ) | 0 | 0 |
| DEAN FOODS CO (DF ) | 0 | 0 |
| EL PASO CORP COM (EP ) | 21651 | 13980 |
| ENCANA CORP | 5978 | 6872 |
| FAIRFAX FINANCIAL HLDGS (FRFHF) | 4017 | 4116 |
| FOREST CITY ENTERPRISES CL A (FCEA ) | 32423 | 33597 |
| FRANCO NEVADA CORP COM | 22029 | 27849 |
| HOWARD HUGHES CORP COM (HHC) | 3036 | 48488 |
| GAZPROM O A O SPONSORED ADR | 0 | 0 |
| HUANENG POWER INTL INC - ADR (HNP ) | 0 | 0 |
| IAC/INTERACTIVECRP COM (IACI) | 13401 | 14207 |
| ICAHN ENTERPRISES LP DESPOSTITARY UNIT (IEP ) | 12540 | 5818 |
| INTERCONTINENTALEXCH INTL (ICE ) | 0 | 0 |
| JARDEN CORP COM (JAH ) | 15879 | 15836 |
| JARDINE STRATEGIC HLDGS (JSHLY) | 24672 | 26019 |
| LABRANCHE & CO (LAB ) | 0 | 0 |
| LEGG MASON (LM ) | 0 | 0 |
| LEUCADIA NATL CORP (LUK ) | 67707 | 40998 |
| LIBERTY MEDIA HLDG CORP INTERACTIVE COM (LINTA) | 7172 | 10818 |
| LIBERTY MEDIA HLDG CORP CAP COM (LCAPA) | 28101 | 38349 |
| LIBERTY MEDIA CORP NEW LIBERTY STARZ (LSTZA) | 29261 | 34237 |
| MARKET VECTORS ETF TR GAMING ETF (BJK ) | 5384 | 10075 |
| MASTERCARD INC CL A (MA ) | 16791 | 13222 |
| NYSE EURONEXT (NYX ) | 0 | 0 |
| NARA BANCORP INC (NARA ) | 0 | 0 |
| NASDAQ OMX GROUP INC (NDAQ ) | 0 | 0 |
| NUVEEN SR INCOME FD COM (NSL ) | 0 | 0 |
| PICO HOLDINGS INC (PICO ) | 0 | 0 |
| PHILIP MORRIS INTL INC COM (PM ) | 19588 | 21129 |
| PIMCO FLOATING RATE STRATEGY FD (PFN ) | 6067 | 15325 |
| PROMOTORA DE INFORMACIONES (PRIS) | 2079 | 1997 |
| PROMOTORA DE INFORMACIONES (PRISB) | 4683 | 4760 |
| POWER CORP CDA | 0 | 0 |
| RRI ENERGY INC COM (RRI ) | 0 | 0 |
| RMR ASIA PAC REAL ESTATE FD COM (RAP ) | 0 | 0 |
| ST JOE COMPANY (JOE ) | 0 | 0 |
| SCRIPPS E W CO OHIO CL A NEW (SSP ) | 2873 | 16128 |
| SEARS HLDGS CORP (SHLD ) | 36161 | 42554 |
| SILVER WHEATON CORPORATION COM | 4608 | 14991 |
| TIME WARNER INC NEWCOM NEW (TWX | 6106 | 9490 |
| UTS ENERGY CORP COM NPV | 0 | 0 |
| URBANA CORP COM CL A NON-VTG | 11985 | 5091 |
| WASHINGTON POST CO CL B (WPO ) | 0 | 0 |
| WILSHIRE BANCORP INC (WIBC ) | 0 | 0 |
| WYNN RESORTS LTD (WYNN ) | 22688 | 33540 |
| LINK REAL ESTATE INVESTMENT TRUST | 9364 | 12427 |
| GENERAL GROWTH PPTYS INC NEW COM (GGP) | 34404 | 38236 |
| ISHARES IBOXX $ INVESTOP INVESTMENT | 0 | 0 |
| CGM FOCUS (CGMFX ) | 302098 | 153665 |
| COHEN & STEERS GL INFRASTRUCTURE (CSUIX) | 500024 | 523002 |
| COLUMBIA ACORN CLASS Z (ACRNX ) | 140746 | 153211 |
| EV PARAMETRIC TAX MG (EITEX) | 150060 | 202358 |
| EATON VANCE TAX MNGD EMERGING MKTS INSTL (EITEX ) | 0 | 0 |
| FAIRHOLME FUND (FAIRX ) | 600096 | 811944 |
| HARBOR HIGH YIELD BD INST. (HYFAX ) | 0 | 0 |
| IVA WORLDWIDE FUND CL I (IVWIX ) | 1093944 | 1355138 |
| IVY GLOBAL NAT RESOURCES CL Y (IGNYX ) | 604994 | 347253 |
| IVY GLOBAL NATURAL RESOURCES CLASS A (IGNAX ) | 45000 | 30901 |
| JENSEN PORTFOLIO CLASS I (JENIX ) | 575096 | 854578 |
| JPMORGAN CORE BOND SELECT SHARES (WOBDX) | 5354500 | 5415913 |
| MATTHEWS ASIAN GROWTH & INCOME FUND (MACSX) | 88000 | 99406 |
| MERIDIAN GROWTH FUND (MERDX ) | 133616 | 159988 |
| PIMCO TOTAL RETURN INSTL (PTTRX ) | 5326972 | 5232978 |
| PAX WORLD BALANCED INDIVIDUAL INV (PAXWX) | 870000 | 989985 |
| PAX WORLD GLOBAL GREEN FUND (PGINX) | 500000 | 600220 |
| PIMCO COMMODITY REAL RETURN INST (PCRIX ) | 1297350 | 1104051 |
| PIMCO EMERGING LOCAL BOND FD INST CL (PELBX) | 1181837 | 1239812 |
| COLUMBIA ST BK TACOMA WASH | 100144 | 100251 |
| MCFARLAND ST BK WIS CD | 35396 | 36066 |
| SUNTRUST BK ATLANTA GA | 88954 | 91240 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 1014447 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 1088341 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 26940 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 25471 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (5 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| FUTURE SELECT | FMV | 250000 | 13685 |
| GLENROCK | FMV | 1038343 | 1776156 |
| CAMBRIDGE | FMV | 166422 | 166422 |
| MC HOLDINGS | FMV | 38327 | 12152 |
| LOAN RECEIVABLE | FMV | 0 | 0 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | Category |
| Amount | $15,038 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| BANK FEES | 94 | 0 | 0 |
| MISCELLANEOUS EXPENSES | -1040 | 0 | 0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ADJUSTMENT TO COST BASIS BY BROKER | Description |
| Amount | $63,167 | Amount |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PAYROLL LIABILITIES | Description |
| BOY Book Value | 581 | BOYBookValue |
| EOY Book Value | 0 | EOYBookValue |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| INVESTMENT FEES | $59,538 | 59538 | 0 |
| OTHER CONTRACT SERVICES | $1,160 | 0 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES ON INVESTMENTS | $727 | 727 | 0 |
| EXCISE TAXES | $7,000 | 0 | 0 |
| PAYROLL TAXES | $9,634 | 0 | 0 |
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