NORTON HEALTHCARE INC: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- NORTON HEALTHCARE INC (EIN 61-1028725)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-11-11
- IRS object ID
- 201113159349301606
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-11T08:26:52-06:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CROWE HORWATH LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9600 BROWNSBORO ROAD SUITE 400 | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 40241 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 611028725 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NORTON HEALTHCARE INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NORT | NameControl |
| Phone | 5026298249 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 224 E BROADWAY - 5TH FLOOR | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 40202 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MICHAEL W GOUGH | Name |
| Title | TREASURER | Title |
| Phone | 5026298249 | Phone |
| Date Signed | 2011-11-11 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5023263996 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | STEPHEN A WILLIAMS | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 234 E GARY ST STE 225 | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 40202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 306511917 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.NORTONHEALTHCARE.COM | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1983 | YearFormation |
| State Legal Domicile | KY | StateLegalDomicile |
| Activity Or Mission Description | ASSIST ITS TAX EXEMPT AFFILIATED ENTITIES IN CARRYING OUT THEIR HEALTHCARE AND CHARITABLE PURPOSES. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 22 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 19 | NbrIndependentVotingMembers |
| Total Nbr Employees | 1386 | TotalNbrEmployees |
| Total Nbr Volunteers | 22 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 616143 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 858007 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 146384537 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 154251572 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 541108 | InvestmentIncomePriorYear |
| Investment Income Current Year | 15486421 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | -60880 | OtherRevenuePriorYear |
| Other Revenue Current Year | 13898067 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 147480908 | TotalRevenuePriorYear |
| Total Revenue Current Year | 184494067 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 3195692 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 2419994 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 80374950 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 82510670 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 85524112 | OtherExpensePriorYear |
| Other Expenses Current Year | 85191163 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 169094754 | TotalExpensesPriorYear |
| Total Expenses Current Year | 170121827 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -21613846 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 14372240 | RevenuesLessExpensesCY |
| Total Assets BOY | 761341822 | TotalAssetsBOY |
| Total Assets EOY | 792733695 | TotalAssetsEOY |
| Total Liabilities BOY | 938893131 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 947079983 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | -177551309 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | -154346288 | NetAssetsOrFundBalancesEOY |
| Mission Description | SEE SCHEDULE O | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 129367797 | Expense |
| Grants | 2419994 | Grants |
| Revenue | 167731963 | Revenue |
| Description | SEE SCHEDULE O | Description |
| Total Program Service Expense | 129367797 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 1 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 1 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 1 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 1 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transaction Related Entity | 1 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 494 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 1386 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 1 | ForeignFinancialAccount |
| Name Of Foreign Country | SZ | NameOfForeignCountry |
| Name Of Foreign Country | SP | NameOfForeignCountry |
| Name Of Foreign Country | HK | NameOfForeignCountry |
| Name Of Foreign Country | MY | NameOfForeignCountry |
| Name Of Foreign Country | SN | NameOfForeignCountry |
| Name Of Foreign Country | UK | NameOfForeignCountry |
| Name Of Foreign Country | AS | NameOfForeignCountry |
| Name Of Foreign Country | BR | NameOfForeignCountry |
| Name Of Foreign Country | CA | NameOfForeignCountry |
| Name Of Foreign Country | NL | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 22 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 19 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HELENA SCHULZ | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5026298263 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 224 E BROADWAY - 5TH FLOOR | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 402022025 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (45 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| DONALD H ROBINSON | |||||||||
| TRUSTEE (CHAIRMAN) | 10.00 | X | 0 | 0 | 0 | ||||
| JOSEPH A PARADISIII | |||||||||
| TRUSTEE (VICE CHAIRMAN) | 4.00 | X | 1500 | 0 | 0 | ||||
| CHERYL BALKENHOL | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| MARIA L BOUVETTE | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| ROBERT R GOODIN MD | |||||||||
| TRUSTEE | 4.00 | X | 1500 | 0 | 0 | ||||
| CRAIG D GRANT | |||||||||
| TRUSTEE | 1.00 | X | 1500 | 0 | 0 | ||||
| R K GUILLAUME | |||||||||
| TRUSTEE | 3.00 | X | 1500 | 0 | 0 | ||||
| KEVIN J HABLE | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| MARIA GERWING HAMPTON | |||||||||
| TRUSTEE | 2.00 | X | 1500 | 0 | 0 | ||||
| MARTHA HEYBURN MD | |||||||||
| TRUSTEE | 1.00 | X | 1500 | 0 | 0 | ||||
| RONALD LEHOCKY MD | |||||||||
| TRUSTEE | 1.00 | X | 1500 | 0 | 0 | ||||
| GREGORY E MAYES | |||||||||
| TRUSTEE | 5.00 | X | 1500 | 0 | 0 | ||||
| MARY MOSELEY | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| MITCH NICHOLS | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| GAIL LYTTLE | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| G HUNT ROUNSAVALL | |||||||||
| TRUSTEE | 3.00 | X | 0 | 0 | 0 | ||||
| REV WILLIAM J SCHULTZ | |||||||||
| TRUSTEE | 3.00 | X | 0 | 0 | 0 | ||||
| WENDELL P WRIGHT | |||||||||
| TRUSTEE EX-OFFICIO | 1.00 | X | 1500 | 0 | 0 | ||||
| STEPHEN A WILLIAMS | |||||||||
| PRESIDENT/TRUSTEE | 30.00 | X | 1908292 | 0 | 298109 | X | |||
| GARY L STEWART | |||||||||
| TRUSTEE | 1.00 | X | 1818 | 0 | 0 | ||||
| CAROLYN J GATZ | |||||||||
| TRUSTEE | 1.00 | X | 1500 | 0 | 0 | ||||
| RICHARD S WOLF | |||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||||
| RUSSELL F COX | |||||||||
| VICE PRESIDENT | 30.00 | 1087174 | 0 | 199165 | X | ||||
| MICHAEL W GOUGH | |||||||||
| TREASURER | 30.00 | 918325 | 0 | 170550 | X | ||||
| ROBERT B AZAR | |||||||||
| SECRETARY | 30.00 | 483151 | 0 | 86735 | X | ||||
| STEVEN HESTER | |||||||||
| SENIOR VP, CMO | 50.00 | 679378 | 0 | 137287 | X | ||||
| TRACY WILLIAMS | |||||||||
| SENIOR V P, CNO | 50.00 | 437141 | 0 | 86197 | X | ||||
| RICHARD CARRICO | |||||||||
| VP & ASSOCIATE CFO | 50.00 | 449994 | 0 | 93917 | X | ||||
| JOSEPH DEVENUTO | |||||||||
| VICE PRESIDENT/CIO | 50.00 | 461350 | 0 | 272013 | X | ||||
| SCOTT WATKINS | |||||||||
| VP OPER & EXEC DIR OP SERV | 50.00 | 395915 | 0 | 81544 | X | ||||
| MICHAEL ESPOSITO | |||||||||
| VP BUSINESS DEV & EXEC DIR | 50.00 | 388680 | 0 | 79554 | X | ||||
| CHARLES BOHN | |||||||||
| VP HUMAN RESOURCES | 50.00 | 390755 | 0 | 82363 | X | ||||
| MARY JO BEAN | |||||||||
| VP BUSINESS DEV & EXEC DIR | 50.00 | 407865 | 0 | 56290 | X | ||||
| DANA ALLEN | |||||||||
| VP CHIEF MARKETING OFFICER | 50.00 | 285449 | 0 | 49637 | X | ||||
| MARY CORBETT | |||||||||
| VP HEALTH POLICY & GOVERNMT | 50.00 | 284915 | 0 | 52820 | X | ||||
| JIM MEYERS | |||||||||
| VP REVENUE CYCLE | 50.00 | 219826 | 0 | 35200 | X | ||||
| STEVE READY | |||||||||
| VP INFORMATION SERVICES | 50.00 | 254595 | 0 | 36287 | X | ||||
| JON COOPER | |||||||||
| VP SURGICAL SERVICES | 50.00 | 307465 | 0 | 62566 | X | ||||
| KIMBERLY THARP-BARRIE | |||||||||
| VP INSTITUE OF NURSING/WFD | 50.00 | 306255 | 0 | 53216 | X | ||||
| STEVE HEILMAN MD | |||||||||
| CHIEF MEDICAL INFOMATION | 50.00 | 340644 | 0 | 42570 | X | ||||
| STEVE MENAUGH | |||||||||
| VP PR & COMMUNICATIONS | 50.00 | 302439 | 0 | 64181 | X | ||||
| KENNETH WILSON MD | |||||||||
| VP CLINICAL EFFECTIVENESS | 50.00 | 334788 | 0 | 41975 | X | ||||
| GREGG DAVIS | |||||||||
| FORMER VP ORTHO,NEUROSPINE | 50.00 | 228473 | 0 | 31026 | X | ||||
| JAMES PAROBEK | |||||||||
| FORMER VP ANCILLARY SERVS | 50.00 | 178348 | 0 | 12331 | X | ||||
| KAREN BOLIN | |||||||||
| FORMER VP WOMEN'S SERVICES | 50.00 | 267483 | 0 | 38770 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 11335518 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 2164303 | TotalOtherCompensation |
| Number Individuals GT100 K | 120 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| LOCKTON COMPANIES LLC | |||||
| P O BOX 802702 | KANSAS CITY | MO | 64180 | INSURANCE CONSULT & BROKER | 6485978 |
| FTI CONSULTING INC | |||||
| P O BOX 418005 | BOSTON | MA | 02241 | PROFESSIONAL SERVICES | 3624361 |
| MEDASSIST INC | |||||
| 6455 RELIABLE PKWY | CHICAGO | IL | 60686 | PROFESSIONAL SERVICES | 3595084 |
| EMC CORPORATION | |||||
| 4246 COLLECTIONS CTR DR | CHICAGO | IL | 60693 | IS SOFTWARE MAINTENANCE | 3580919 |
| MESSER CONSTRUCTION CO | |||||
| 5158 FISHWICK DR | CINCINNATI | OH | 45216 | CONSTRUCTION AND REPAIRS | 3543109 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 98 | NumberOfContractorsGT100K |
| Related Organizations | 802303 | RelatedOrganizations |
| Government Grants | 55704 | GovernmentGrants |
| Total Contributions | 858007 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| MANAGEMENT FEE ALLOCAT | 900099 | 148045757 | 148045757 |
| CENTRAL SERVICE ALLOCA | 900099 | 2781787 | 2781787 |
| INSURANCE ALLOCATION | 900099 | 2513361 | 2513361 |
| CLINICAL RESEARCH TRIA | 900099 | 829706 | 829706 |
| EDUCATION PROGRAMS | 900099 | 80961 | 80961 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 154251572 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 8179760 | TotalRevenueColumn |
| Exclusion | $8,179,760 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2117881 | TotalRevenueColumn |
| Exclusion | $2,117,881 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 242076 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 242076 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 242076 | TotalRevenueColumn |
| Exclusion | $242,076 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 127206630 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 122017850 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 5188780 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 5188780 | TotalRevenueColumn |
| Exclusion | $5,188,780 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | ExclusionExclusionAmount |
|---|---|---|---|---|
| FLOOD LOSS REIMBURSE | 900099 | 12642005 | 12642005 | |
| MISCELLANEOUS INCOME | 900099 | 308089 | 308089 | |
| FITNESS CENTER INCOME | 900099 | 175600 | $175,600 |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 530297 | TotalRevenueColumn |
| Related Or Exempt Function Income | 530297 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 13655991 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 184494067 | TotalRevenueColumn |
| Related Or Exempt Function Income | 167731963 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $15,904,097 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1499580 | Total |
| Program Services | 1499580 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 920414 | Total |
| Program Services | 920414 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9885065 | Total |
| Program Services | 5360604 | ProgramServices |
| Management And General | 4524461 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 57148972 | Total |
| Program Services | 49414685 | ProgramServices |
| Management And General | 7734287 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2265462 | Total |
| Program Services | 2159292 | ProgramServices |
| Management And General | 106170 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7131543 | Total |
| Program Services | 6834053 | ProgramServices |
| Management And General | 297490 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6079628 | Total |
| Program Services | 5320997 | ProgramServices |
| Management And General | 758631 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1609692 | Total |
| Program Services | 1479364 | ProgramServices |
| Management And General | 130328 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 506500 | Total |
| Program Services | 202600 | ProgramServices |
| Management And General | 303900 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 218750 | Total |
| Program Services | 87500 | ProgramServices |
| Management And General | 131250 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1141699 | Total |
| Management And General | 1141699 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 35819638 | Total |
| Program Services | 23903425 | ProgramServices |
| Management And General | 11916213 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1898692 | Total |
| Program Services | 1834630 | ProgramServices |
| Management And General | 64062 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5484534 | Total |
| Program Services | 4506185 | ProgramServices |
| Management And General | 978349 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1198466 | Total |
| Program Services | 1001547 | ProgramServices |
| Management And General | 196919 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 31830178 | Total |
| Management And General | 31830178 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 16571642 | Total |
| Program Services | 750695 | ProgramServices |
| Management And General | 15820947 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 102455 | Total |
| Program Services | 92210 | ProgramServices |
| Management And General | 10245 | ManagementAndGeneral |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| EQUIPMENT RENTAL & REPA | 23825007 | 21990905 | 1834102 |
| SPONSORSHIPS | 935755 | 771438 | 164317 |
| RECRUITMENT | 798183 | 718980 | 79203 |
| DUES & SUBSCRIPTIONS | 692663 | 518693 | 173970 |
| INTEREST ALLOCATION | -37770726 | -37770726 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 328035 | Total |
| Management And General | 328035 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 170121827 | Total |
| Program Services | 129367797 | ProgramServices |
| Management And General | 40754030 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -10516767 | BOY |
| EOY | -5078403 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 175414287 | BOY |
| EOY | 180461800 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2370811 | BOY |
| EOY | 2229626 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 20144 | BOY |
| EOY | 15528 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1141963 | BOY |
| EOY | 1160395 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 21221795 | BOY |
| EOY | 22004900 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 299499738 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 238144102 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 67238422 | BOY |
| EOY | 61355636 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 289042728 | BOY |
| EOY | 375993164 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 142239323 | BOY |
| EOY | 114397943 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 73169116 | BOY |
| EOY | 40193106 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 761341822 | BOY |
| EOY | 792733695 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 129985303 | BOY |
| EOY | 135858091 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5499704 | BOY |
| EOY | 3922896 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 687037966 | BOY |
| EOY | 678082926 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 12470370 | BOY |
| EOY | 9670318 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 103899788 | BOY |
| EOY | 119545752 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 938893131 | BOY |
| EOY | 947079983 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -177748713 | BOY |
| EOY | -154583380 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 197404 | BOY |
| EOY | 237092 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -177551309 | BOY |
| EOY | -154346288 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 761341822 | BOY |
| EOY | 792733695 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 14372240 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 8832781 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | X | SupportingOrganization509a3 |
| Supporting Org509a3 Type2 | X | SupportingOrg509a3Type2 |
| Certification Checkbox | X | CertificationCheckbox |
| Contrib By Controlling Individual | 0 | ContribByControllingIndividual |
| Contribution By Related Party | 0 | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | 0 | ContribBy35ControlledEntity |
Supported Org Information SupportedOrgInformation (5 entries)
| EINEIN | Type Of OrganizationTypeOfOrganization | Listed In Governing DocListedInGoverningDoc | Supported Organization NotifiedSupportedOrganizationNotified | Organized In USOrganizedInUS | AmountAmount |
|---|---|---|---|---|---|
| NORTON HOSP INC | |||||
| 610703799 | 3 | 1 | 1 | 1 | $1,155,298,131 |
| COMMUNITY MED ASSOC INC | |||||
| 611276316 | 9 | 1 | 1 | 1 | $177,420,528 |
| NORTON PROP INC | |||||
| 611028724 | 11A-TYPE I | 1 | 1 | 1 | $7,992,623 |
| NORTON HLTH FOUNDATION | |||||
| 310914919 | 7 | 1 | 1 | 1 | $2,027,414 |
| CHILDREN'S HOSP FND | |||||
| 616027530 | 7 | 1 | 1 | 1 | $3,527,622 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Supported Orgs | 5 | TotalNumberOfSupportedOrgs |
| Sum Of Amounts | 1346266318 | SumOfAmounts |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | Volunteers |
| Paid Staff Or Management | 0 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 0 | GrantsOtherOrganizations |
| Direct Contact Legislators | 0 | DirectContactLegislators |
| Rallies Demonstrations | 0 | RalliesDemonstrations |
| Other Activities | 1 | OtherActivities |
| Other Activities | $218,750 | OtherActivitiesAmount |
| Total Lobbying Expenditures IIB | 218750 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | EXPLANATION OF OTHER LOBBYING ACTIVITIES: | Identifier |
| Return Reference | PART II-B, LINE 1I: | ReturnReference |
| Explanation | PAYMENTS MADE TO THE FOLLOWING ENTITIES FOR GOVERNMENT AFFAIRS REPRESENTATION TO FOCUS ON GOALS AND PRIORITIES TO ADVOCATE, EDUCATE AND PROMOTE THE INTEREST OF NORTON HEALTHCARE, INC. AND REGISTERED AS APPROPRIATE WITH THE LEGISLATIVE AND/OR EXECUTIVE BRANCH ETHICS COMMISSION AS AGENTS/LOBBYISTS: GOVERNMENT STRATEGIES TOTALING $105,000 AND TO ROTUNDA GROUP, LLC TOTALING $113,750. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Agent Trustee Etc | 0 | AgentTrusteeEtc |
| Included On FS | 1 | IncludedOnFS |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 2115807 | OtherCostOrOtherBasis |
| Book Value | 2115807 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 38765230 | OtherCostOrOtherBasis |
| Depreciation | 28923413 | Depreciation |
| Book Value | 9841817 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 227908589 | OtherCostOrOtherBasis |
| Depreciation | 208600302 | Depreciation |
| Book Value | 19308287 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 30710112 | OtherCostOrOtherBasis |
| Depreciation | 620387 | Depreciation |
| Book Value | 30089725 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 61355636 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (3 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| ALTERNATIVE INVESTMENT MASTER TRUST UNITS | 74813910 | F |
| REAL ESTATE MASTER TRUST UNITS | 29913715 | F |
| SECURITIES LENDING COLLATERAL | 9670318 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 114397943 | TotalOfBookValueSecurities |
Other Assets OtherAssets (9 entries)
| DescriptionDescription | Book ValueBookValue |
|---|---|
| INVESTMENTS IN HEALTHCARE & OTHER RELATED ORGANIZATIONS | 568362 |
| DEPOSIT - PFG EQUIPMENT LEASE | 68557 |
| OTHER LT ASSETS | 2395455 |
| 2006 BOND ISSUE COST | 2519414 |
| 1997 BOND ISSUE COSTS | 312980 |
| 2000 BOND ISSUE COST | 11631556 |
| REFUNDABLE ADVANCE | 4478102 |
| RECEIVABLE FROM AFFILIATES | 5351436 |
| PENSION | 12867244 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 40193106 | TotalBookValueOtherAssets |
Other Liabilities OtherLiabilities (5 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| SELF INSURANCE TRUST | $82,156,180 |
| OTHER INSURANCE | $2,948,858 |
| MARKET VALUE OF SWAP - UNFAVORABLE | $14,748,375 |
| CAPITAL LEASE | $1,350,000 |
| OTHER LIABILITIES | $18,342,339 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 119545752 | TotalOfAmounts |
| Total Revenue | 184494067 | TotalRevenue |
| Total Expenses | 170121827 | TotalExpenses |
| Excess Or Deficit For Year | 14372240 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 21408714 | NetUnrealizedGLOnInvestments |
| Other | -$12,575,933 | OtherAmount |
| Total Adjustments | 8832781 | TotalAdjustments |
| Excess Or Deficit Per FS | 23205021 | ExcessOrDeficitPerFS |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART IV, LINE 2B: | NORTON HEALTHCARE, INC. PARTICIPATES IN A SECURITIES LENDING PROGRAM, WHEREBY SECURITIES OWNED BY THE CORPORATION ARE LOANED TO OTHER INSTITUTIONS. THE CORPORATION REQUIRES THAT COLLATERAL FROM THE BORROWER IN AN AMOUNT EQUAL TO 102% IN THE CASE OF SECURITIES OF UNITED STATES ISSUERS, AND 105% IN THE CASE OF SECURITIES OF NON-UNITED STATES ISSUERS OF THE MARKET VALUE OF THE LOANED SECURITIES BE PLACED WITH A THIRD PARTY TRUSTEE. THE MARKET VALUE OF CASH COLLATERAL HELD FOR LOANED MARKETABLE SECURITIES IS REPORTED AS COLLATERAL HELD FOR SECURITIES LENDING AGREEMENT, PART X LINE 12, AND A CORRESPONDING PAYABLE, PART X LINE 21, IS REPORTED FOR REPAYMENT OF SUCH COLLATERAL UPON SETTLEMENT OF THE SECURITIES LENDING ARRANGEMENTS. | |
| PART X: | THE CORPORATION COMPLETED AN ANALYSIS OF ITS TAX POSITION AT DECEMBER 2010 AND 2009 AND DETERMINED THAT NO MATERIAL AMOUNTS WERE REQUIRED TO BE RECOGNIZED UNDER ASC 740, INCOME TAXES IN THE COMBINED FINANCIAL STATEMENTS AT DECEMBER 31, 2010 AND 2009. | DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: |
| SCHEDULE D PART IX OTHER ASSETS, FORM 990, PART X, LINE 15 REFUNDABLE ADVANCES OF $4,478,102 REPRESENT ASSETS TRANSFERRRED FROM THE NORTON HEALTHCARE JAMES R PETERSDORF FUND (COMMUNITY TRUST FUND) TO THE CHILDREN'S HOSPITAL FOUNDATION AND NORTON HEALTHCARE FOUNDATION OF 2,284,102 AND 2,194,000 RESPECTIVELY. THE PRINCIPAL OF THESE FUNDS IS RESTRICTED AND IF THE RESTRICTED PURPOSE CANNOT BE FULFILLED OR NO LONGER ACCORDS WITH THE STRATEGIC PLAN OF NORTON HEALTHCARE, THE FUNDS ASSETS SHALL REVERT BACK TO THE TRUST. SCHEDULE D PART PART XI, LINE 8 COMPONENTS: AFFILIATE TRANSFERS - 69,200 SWAP MARKET TO MARKET ADJUSTMENT -9,785,145 CHANGE IN MINIMUM PENSION LIABILITY 9,928,920 ASSET IMPAIRMENT -12,650,508 TOTAL PART XI, LINE 8: -12,575,933 |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (6 entries)
| RegionRegion | Type Of Activities ConductedTypeOfActivitiesConducted | Total ExpendituresTotalExpenditures |
|---|---|---|
| CENTRAL AMERICA AND THE CARRIBEAN | INVESTMENTS | 94597581 |
| EAST ASIA AND THE PACIFIC | INVESTMENTS | 11310797 |
| EUROPE | INVESTMENTS | 2123751 |
| NORTH AMERICA | INVESTMENTS | 3025343 |
| RUSSIA | INVESTMENTS | 880000 |
| SOUTH AMERICA | INVESTMENTS | 340114 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 112277586 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 112277586 | TotalAmountSpent |
| Transfer To Foreign Corp | 1 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | METHOD USED TO ACCCOUNT FOR EXPENDITURES: | Identifier |
| Explanation | SCHEDULE F, PART I, LINE 3: INVESTMENTS ARE RECORDED AT FAIR MARKET VALUE | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (23 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| SHAWNEE CHRISTIAN HEALTHCARE CENTER | |||||||
| 234 AMY AVENUE | LOUISVILLE | KY | 40212 | 264345390 | 501(C)(3) | 425000 | PROVIDE START-UP FINANCIAL SUPPORT FOR FAITH BASED HEALTHCARE CLINIC SHAWNEE AREA |
| LOUISVILLE COMPREHENSIVE CARE MS CENTER | |||||||
| 3991 DUTCHMANS LANE | LOUISVILLE | KY | 40207 | 201512570 | 501(C)(3) | 100000 | MS CONPREHENSIVE CENTER OF EXCELLENCE TO OPTIMIZE CARE FOR GREATEST NUMBER OF PEOPLE WITH MS |
| UNIVERSITY PEDIATRIC SURGERY ASSOCIATES | |||||||
| 234 E GRAY ST STE 766 | LOUISVILLE | KY | 40202 | 611238961 | 501(C)(3) | 250000 | PEDIATRIC ACADEMIC SUPPORT AND PEDIATRIC SURGICAL SERVICES |
| U OF L PEDIATRIC SURGERY RESEARCH | |||||||
| DEPARTMENT OF SURGERY | LOUISVILLE | KY | 40202 | 611014882 | 501(C)(3) | 250000 | FOR PEDIATRIC SURGERY RESEARCH SUPPORT TO THE U OF L RESEARCH FOUNDATION |
| NORTON LEATHERMAN SPINE CENTER | |||||||
| 210 E GRAY ST STE 900 | LOUISVILLE | KY | 40202 | 611276316 | 501(C)(3) | 856301 | STUDY THE TREATMENT OF CHRONIC MECHANICAL BACK PAIN WITH EITHER SURGICAL OR NON-SURGICAL CHOICE |
| NORTON LEATHERMAN SPINE CENTER | |||||||
| 210 E GRAY ST STE 900 | LOUISVILLE | KY | 40202 | 611276316 | 501(C)(3) | -1077281 | ADJUSTMENT FOR PRIOR YEARS RECORDING OF GRANT |
| U OF L RESEARCH FOUNDATION | |||||||
| 550 S JACKSON STREET | LOUISVILLE | KY | 40202 | 611029626 | 501(C)(3) | 88804 | PEDIATRIC RESEARCH |
| LEADERSHIP LOUISVILLE CENTER | |||||||
| 732 W MAIN ST | LOUISVILLE | KY | 40202 | 310958491 | 501(C)(3) | 20000 | PROMOTE LEADERSHIP WITHIN THE LOUISVILLE COMMUNITY THROUGH ORGANIZATION REPRESENTATION |
| DOCTORS WITHOUT BORDERS | |||||||
| 333 SEVENTH AVE 2ND FLOOR | NEW YORK | NY | 10001 | 133433452 | 501(C)(3) | 43379 | HAITI RELIEF |
| EDGE OUTREACH INC | |||||||
| 1500 ARLINTON AVE | LOUISVILLE | KY | 40206 | 611262016 | 501(C)(3) | 43379 | HAITI RELIEF |
| AMERICAN HEART ASSOCIATION | |||||||
| 5455 N HIGH ST | COLUMBUS | OH | 43214 | 135613797 | 501(C)(3) | 40000 | 2010 KENTUCKIANA GO RED |
| WOMEN 4 WOMEN INC | |||||||
| 323 W BROADWAY SUITE 502 | LOUISVILLE | KY | 40202 | 611240049 | 501(C)(3) | 40000 | 2010 CHAMPIONS 4 HER WALK, RUN & FESTIVAL TITLE SPONSOR |
| HABITAT FOR HUMANITY | |||||||
| 2777 S FLOYD ST | LOUISVILLE | KY | 40209 | 581735528 | 501(C)(3) | 37000 | HABITAT FOR HUMANITY PROJECT |
| AMERICAN CANCER SOCIETY | |||||||
| 701 W MUHAMMED ALI BLVD | LOUISVILLE | KY | 40203 | 131788491 | 501(C)(3) | 27000 | SPONSOR FOR WALKS/RELAY FOR LIFE WITHIN VARIOUS COUNTIES IN KENTUCKY AND SOUTHERN INDIANA |
| CENTER FOR WOMEN AND FAMILIES | |||||||
| 927 S 2ND STREET | LOUISVILLE | KY | 40201 | 610444846 | 501(C)(3) | 35000 | PRESENTING SPONSOR FOR 2010 CELEBRATION OF SERVICE & SURVIVAL AND THE SANE PROGRAM |
| THE CENTER FOR COURAGEOUS KIDS | |||||||
| 1501 BURNLEY RD | SCOTTSVILLE | KY | 42164 | 201789905 | 501(C)(3) | 30000 | FAMILY RETREAT SPONSORSHIP |
| THE SALUTE TO CATHOLIC SCHOOL ALUMNI | |||||||
| 325 W MAIN ST SUITE 1906 | LOUISVILLE | KY | 40202 | 356078141 | 501(C)(3) | 30000 | 2010 BENEFACTOR OF THE FATHER JOSEPH MCGEE AWARD SPONSOR |
| EPILEPSY FOUNDATION KENTUCKIANA | |||||||
| 982 EASTERN PARKWAY | LOUISVILLE | KY | 40217 | 611314540 | 501(C)(3) | 25000 | SPONSOR OF THE 2010 BRAINSTORM CONFERENCE |
| GILDA'S CLUB LOUISVILLE INC | |||||||
| P O BOX 4061 | LOUISVILLE | KY | 40204 | 201635170 | 501(C)(3) | 25000 | SUPPORT FOR THE BUILDING FAMILY RESLIENCE LECTURE SERIES |
| AMERICAN HEART ASSOCIATION | |||||||
| 240 WHITTINGTON PKWY | LOUISVILLE | KY | 40222 | 135613797 | 501(C)(3) | 19000 | BLOOD PRESSURE SCREENINGS; GALA AND GENERAL PROGRAM SUPPORT |
| AMERICAN LUNG ASSOCIATION OF KY | |||||||
| P O BOX 9067 | LOUISVILLE | KY | 40209 | 610444714 | 501(C)(3) | 17000 | EVENT SPONSOR AND LUNG WALK |
| LOUISVILLE METRO PARKS | |||||||
| P O BOX 37280 | LOUISVILLE | KY | 40233 | 320049006 | 501(C)(3) | 20000 | SUPPORT FOR HEALTHY HOMETOWN HIKE AND BIKE SERIES |
| HEUSER HEARING INSTITUTE | |||||||
| 115 E KENTUCKY ST | LOUISVILLE | KY | 40203 | 610492369 | 501(C)(3) | 125000 | ENDOWED RESEARCH CHAIR OTOLOGY ARENA SUPPORT |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 24 | TotalNbrOf501C3AndGovtGrants |
Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)
| Type Of GrantTypeOfGrant | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant |
|---|---|---|
| UNDERGRADUATE SCHOLARSHIPS FOR STUDENTS PURSUING EDUCATION FOR A CAREER IN THE HEALTHCARE FIELD | 78 | 94000 |
| ASSISTANCE TO CURRENT NORTON HEALTHCARE CLINICAL PERSONNEL | 667 | 825414 |
Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | PART I, LINE 2: | SCHEDULE I, PART I, LINE 2: ALL GRANT APPLICANTS ARE REQUIRED TO SUBMIT A GRANT APPLICATION TO THE MANAGER OF STEWARDSHIP. THE GRANT IS REVIEWED AND APPROVED BY NORTON HEALTHCARE MANAGEMENT. ALL GRANT REQUESTS GREATER THAN $250,000 REQUIRE THE APPROVAL OF THE NORTON HEALTHCARE BOARD OF DIRECTORS. SELECTION CRITERIA INCLUDES APPROPRIATENESS OF THE REQUEST, LEVEL OF NEED AND WHETHER THE REQUEST IS IN ALIGNMENT WITH THE ORGANIZATION'S GOALS AND OBJECTIVES. UPON APPROVAL, THE GRANT IS ENTERED INTO THE GRANT DATABASE AND THE FINANCIAL SYSTEM. THE ORGANIZATION REQUIRES THAT A PROGRESS REPORT BE SUBMITTED MIDWAY THROUGH THE PROJECT, AND A FINAL REPORT IS REQUIRED AT THE END OF THE PROJECT FOR WHICH FUNDING IS RECEIVED. GRANT REPORT DEADLINES AND GUIDELINES THAT EXPLAIN WHAT TO INCLUDE IN REPORTS WILL BE SENT TO THE PROJECT DIRECTOR/GRANTEE UPON GRANT AWARD NOTIFICATION. GRANT REPORTS MUST INCLUDE AN ACCOUNTING OF FUNDS EXPENDED AND ENCUMBERED, INCLUDING SUPPORTING DOCUMENTATION. GRANT RECIPIENTS WHO FAIL TO SUBMIT REPORTS OR ACCOUNT FOR THE EXPENSE OF GRANT FUNDS WILL NOT BE ALLOWED TO APPLY FOR FUTURE FUNDING UNTIL THE REPORTING REQUIREMENTS ARE MET. |
| OTHER INFORMATION: | PART IV: | PART I, LINE 2 - GRANTS WILL BE AWARDED FROM THE BOARD-DESIGNED FUND TO ADVANCE INITIATIVES THAT ARE ALIGNED WITH OR A DIRECT PART OF NORTON HEALTHCARE STRATEGIC PLAN. AWARDS ARE GRANTED FOR EDUCATION, RESEARCH, WORKFORCE DEVELOPMENT, COMMUNITY HEALTH AND/OR TECHNOLOGY OR EQUIPMENT OF SPECIAL NATURE. CASH ASSISTANCE IS AWARDED THROUGH THE COMMUNITY INITIATIVE COMMITTEE AND EXPENSED IN THE YEAR THAT THE CASH ASSISTANCE IS AWARDED. A REQUEST PROCESS IS IN PLACE TO ENSURE THAT THE REQUEST IS IN ALIGNMENT WITH THE NORTON HEALTHCARE STRATEGIC PLAN. |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Discretionary Spending Account | X | DiscretionarySpendingAccount |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 1 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 1 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (24 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STEPHEN A WILLIAMS | |||||||||||||
| 922287 | 0 | 517078 | 0 | 468927 | 0 | 277463 | 0 | 20646 | 0 | 2206401 | 0 | 0 | 0 |
| RUSSELL F COX | |||||||||||||
| 690430 | 0 | 241507 | 0 | 155237 | 0 | 172291 | 0 | 26874 | 0 | 1286339 | 0 | 0 | 0 |
| MICHAEL W GOUGH | |||||||||||||
| 599288 | 0 | 203578 | 0 | 115459 | 0 | 145308 | 0 | 25242 | 0 | 1088875 | 0 | 0 | 0 |
| ROBERT B AZAR | |||||||||||||
| 260914 | 0 | 101412 | 0 | 120825 | 0 | 77943 | 0 | 8792 | 0 | 569886 | 0 | 0 | 0 |
| STEVEN HESTER | |||||||||||||
| 427976 | 0 | 123201 | 0 | 128201 | 0 | 108807 | 0 | 28480 | 0 | 816665 | 0 | 80319 | 0 |
| TRACY WILLIAMS | |||||||||||||
| 207007 | 0 | 81286 | 0 | 148848 | 0 | 64558 | 0 | 21639 | 0 | 523338 | 0 | 39827 | 0 |
| RICHARD CARRICO | |||||||||||||
| 310829 | 0 | 98898 | 0 | 40267 | 0 | 74093 | 0 | 19824 | 0 | 543911 | 0 | 0 | 0 |
| JOSEPH DEVENUTO | |||||||||||||
| 195386 | 0 | 92811 | 0 | 173153 | 0 | 252423 | 0 | 19590 | 0 | 733363 | 0 | 69465 | 0 |
| SCOTT WATKINS | |||||||||||||
| 266234 | 0 | 76655 | 0 | 53026 | 0 | 61279 | 0 | 20265 | 0 | 477459 | 0 | 26253 | 0 |
| MICHAEL ESPOSITO | |||||||||||||
| 262269 | 0 | 72065 | 0 | 54346 | 0 | 60652 | 0 | 18902 | 0 | 468234 | 0 | 27220 | 0 |
| CHARLES BOHN | |||||||||||||
| 296274 | 0 | 61957 | 0 | 32524 | 0 | 61933 | 0 | 20430 | 0 | 473118 | 0 | 0 | 0 |
| MARY JO BEAN | |||||||||||||
| 204468 | 0 | 47333 | 0 | 156064 | 0 | 48636 | 0 | 7654 | 0 | 464155 | 0 | 128449 | 0 |
| DANA ALLEN | |||||||||||||
| 167368 | 0 | 46883 | 0 | 71198 | 0 | 40926 | 0 | 8711 | 0 | 335086 | 0 | 0 | 0 |
| MARY CORBETT | |||||||||||||
| 223953 | 0 | 45080 | 0 | 15882 | 0 | 40827 | 0 | 11993 | 0 | 337735 | 0 | 0 | 0 |
| JIM MEYERS | |||||||||||||
| 185431 | 0 | 21917 | 0 | 12478 | 0 | 17751 | 0 | 17449 | 0 | 255026 | 0 | 0 | 0 |
| STEVE READY | |||||||||||||
| 196333 | 0 | 25845 | 0 | 32417 | 0 | 18166 | 0 | 18121 | 0 | 290882 | 0 | 0 | 0 |
| JON COOPER | |||||||||||||
| 204326 | 0 | 69072 | 0 | 34067 | 0 | 42965 | 0 | 19601 | 0 | 370031 | 0 | 16767 | 0 |
| KIMBERLY THARP-BARRIE | |||||||||||||
| 197107 | 0 | 52370 | 0 | 56778 | 0 | 43801 | 0 | 9415 | 0 | 359471 | 0 | 24117 | 0 |
| STEVE HEILMAN MD | |||||||||||||
| 301412 | 0 | 36799 | 0 | 2433 | 0 | 23414 | 0 | 19156 | 0 | 383214 | 0 | 0 | 0 |
| STEVE MENAUGH | |||||||||||||
| 201945 | 0 | 43953 | 0 | 56541 | 0 | 42564 | 0 | 21617 | 0 | 366620 | 0 | 44724 | 0 |
| KENNETH WILSON MD | |||||||||||||
| 266464 | 0 | 49084 | 0 | 19240 | 0 | 26138 | 0 | 15837 | 0 | 376763 | 0 | 0 | 0 |
| GREGG DAVIS | |||||||||||||
| 122198 | 0 | 47142 | 0 | 59133 | 0 | 16296 | 0 | 14730 | 0 | 259499 | 0 | 31818 | 0 |
| JAMES PAROBEK | |||||||||||||
| 64155 | 0 | 56342 | 0 | 57851 | 0 | 6296 | 0 | 6035 | 0 | 190679 | 0 | 47669 | 0 |
| KAREN BOLIN | |||||||||||||
| 164487 | 0 | 43788 | 0 | 59208 | 0 | 36305 | 0 | 2465 | 0 | 306253 | 0 | 21241 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| PART I, LINE 1A | TAX INDEMNIFICATION AND GROSS-UP PAYMENTS ARE TREATED AS TAXABLE COMPENSATION TO THE INTERESTED PERSONS LISTED BELOW AT TIME OF PAYMENT. PAYMENTS ARE IN ACCORDANCE WITH EXISTING COMPENSATION POLICY. GROSS-UP PAYMENTS SHALL BE MADE ONLY WHEN SPECIFIED IN AN EMPLOYEE'S EMPLOYMENT CONTRACT, OR AS APPROVED IN WRITING BY THE PRESIDENT AND CEO OF NORTON HEALTHCARE, EXECUTIVE VICE PRESIDENT OR CFO. DURING 2010, GROSS-UP PAYMENTS WERE PROCESSED AS OUTLINED IN THE EMPLOYMENT CONTRACT FOR THE CEO. SEE NARRATIVE PROVIDED IN SCHEDULE O, REFERENCING PART VI, LINE 15, WHICH DESCRIBES THE PROCESS FOR DETERMINING COMPENSATION FOR THE CEO, OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. STEPHEN A. WILLIAMS: THE TOTAL TAX GROSS-UP BENEFITS INCLUDED IN TAXABLE COMPENSATION FOR MR. WILLIAMS ARE $129,637. THE TAX GROSS-UPS ARE RELATED TO THE BENEFIT OUTLINED BELOW: ANNUITY - THE TAX GROSS-UP ASSOCIATED WITH THE ANNUITY BENEFIT IS $129,637. THIS PURCHASED ANNUITY REPRESENTS ACCUMULATED BENEFITS EARNED IN PRIOR YEARS RELATED TO A NON-QUALIFIED DEFINED BENEFIT PENSION RESTORATION PLAN IN EFFECT SINCE 1990. CONTRIBUTIONS TO THIS PLAN WERE MADE IN 2005, 2006, 2007, 2008, 2009 AND 2010. INCLUDED IN MR. WILLIAMS COMPENSATION IN 2010 IS $252,772 WHICH IS THE COST OF THE PURCHASED ANNUITY. THE TOTAL COST OF THE PURCHASED ANNUITY AND THE ASSOCIATED TAX GROSS-UP IS $382,409, WHICH WAS INCLUDED IN TAXABLE COMPENSATION. DISCRETIONARY SPENDING ACCOUNTS ARE TREATED AS TAXABLE COMPENSATION. THE ORGANIZATION PROVIDES A DISCRETIONARY SPENDING ACCOUNT FOR ELIGIBLE NORTON HEALTHCARE EXECUTIVES, EFFECTIVE OCTOBER 1, 2007. NORTON HEALTHCARE PROVIDES BENEFITS TO ITS IDENTIFIED EXECUTIVE STAFF TO PROVIDE A TOTAL COMPENSATION PACKAGE THAT IS COMPETITIVE WITH THE MARKET AND WHICH CONFORMS TO THE PHILOSOPHY AND GUIDELINES SET OUT BY THE BOARD OF TRUSTEES, THROUGH THE EXECUTIVE COMPENSATION PHILOSOPHY AND PROGRAMS. THROUGH THE DISCRETIONARY SPENDING ACCOUNT POLICY, EXECUTIVES ARE FREE TO CHOOSE WHATEVER BENEFITS THEY FIND MOST USEFUL OR IMPORTANT TO THEM AND NORTON HEALTHCARE DOES NOT REIMBURSE FOR THE COST OF THOSE BENEFITS, AS THEY ARE PART OF THE DISCRETIONARY SPENDING ACCOUNT. THE INTERESTED PERSONS LISTED BELOW RECEIVED THE BENEFIT OF A DISCRETIONARY SPENDING ACCOUNT IN 2010: STEPHEN A. WILLIAMS $58,789 RUSSELL F. COX 59,434 MICHAEL W. GOUGH 52,208 ROBERT B. AZAR 17,500 STEVEN HESTER 17,500 RICHARD CARRICO 17,500 TRACY WILLIAMS 17,500 JOSEPH DEVENUTO 7,115 SCOTT WATKINS 10,000 MICHAEL ESPOSITO 10,000 GREGG DAVIS 6,731 JAMES PAROBEK 3,077 JON COOPER 10,000 KAREN BOLIN 10,000 CHARLES BOHN 17,500 KIMBERLY THARP-BARRIE 10,000 MARY JO BEAN 10,000 DANA ALLEN 10,000 MARY CORBETT 15,000 JIM MEYERS 1,923 STEVE READY 1,154 STEVE HEILMAN 1,538 STEVE MENAUGH 10,000 KENNETH WILSON 1,538 |
| PART I, LINES 4A-B | SEVERANCE PAYMENT WAS RECEIVED DURING 2010 BY KEY EMPLOYEE, JOSEPH DEVENUTO IN THE AMOUNT OF $81,060.00, OTHER COMPENSATION,INCLUDED IN SCHEDULE J COLUMN B(III). MR. DEVENUTO WILL CONTINUE TO RECEIVE SEVERANCE PAYMENTS THROUGH SEPTEMBER 3, 2011; THEREFORE INCLUDED IN SCHEDULE J, COLUMN C, $199,948.00 IS INCLUDED AS THE ESTIMATED PAYMENT TO BE PAID IN 2011. PART I, LINE 4B: THE FOLLOWING INTERESTED PERSONS PARTICIPATED IN OR RECEIVED PAYMENT FROM SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS AS DESCRIBED IN IRC SECTION 457(F). THE INTERESTED PERSONS BELOW MAY HAVE PARTICIPATED IN ONE OR MORE OF THE FOLLOWING PLANS: THE EXECU-FLEX BENEFIT PLAN, THE EXECU-PLUS BENEFIT PLAN, DEFINED BENEFIT AND DEFINED CONTRIBUTION RESTORATION PLANS, AND THE PHYSICIAN DEFERRED PLAN. THE "PAY CREDIT" COLUMN REPRESENTS A REASONABLE ESTIMATE OF THE ANNUAL INCREASE IN ACTUARIAL VALUE OF THE PLANS; AND THEREFORE, REPRESENTS THE ORGANIZATION'S CONTRIBUTION TO THE VALUE OF THE BENEFITS. THE "PAYMENT RECEIVED" COLUMN REPRESENTS CASH PAYMENTS THAT THE EMPLOYEE RECEIVED DURING 2010 AND CAN BE COMPRISED OF PRIOR YEARS EMPLOYEE AND EMPLOYER CONTRIBUTIONS. PARTICIPANTS NAME PAY CREDIT PAYMENT RECEIVED STEPHEN A. WILLIAMS $ 252,963 $ 0 RUSSELL F. COX 155,141 0 MICHAEL W. GOUGH 128,158 0 ROBERT B. AZAR 63,243 0 STEVEN HESTER 91,657 80,319 RICHARD CARRICO 59,393 0 TRACY WILLIAMS 49,858 88,616 JOSEPH DEVENUTO 52,475 69,465 SCOTT WATKINS 44,129 26,253 MICHAEL ESPOSITO 43,502 27,220 GREGG DAVIS 16,296 31,818 KIMBERLY THARP-BARRIE 29,101 33,664 MARY JO BEAN 31,486 128,449 JAMES PAROBEK 6,296 47,669 KAREN BOLIN 24,055 21,241 CHARLES BOHN 49,683 0 DANA ALLEN 28,676 0 MARY CORBETT 28,577 0 JIM MEYERS 4,300 10,404 JON COOPER 28,265 16,767 STEVE READY 5,916 34,690 STEVE HEILMAN 11,164 0 STEVE MENAUGH 27,864 44,724 KENNETH WILSON 11,438 0 |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI
Issuer Name IssuerName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Issuer EIN | 320049006 | IssuerEIN |
| CUSIP Number | 54659LAC8 | CUSIPNumber |
| Date Issued | 2006-10-12 | DateIssued |
| Issue Price | 315474736 | IssuePrice |
| Description Of Purpose | SEE SCH K PART V | DescriptionOfPurpose |
| Defeased | 0 | Defeased |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Pool Financing | 0 | PoolFinancing |
Form990 Schedule K Part II Form990ScheduleKPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amount Retired | 265000 | AmountRetired |
| Total Proceeds | 329981080 | TotalProceeds |
| Capitalized Interest | 958005 | CapitalizedInterest |
| Refunding Escrow | 73383337 | RefundingEscrow |
| Issuance Costs From Proceeds | 2885257 | IssuanceCostsFromProceeds |
| Working Capital Expenditures | 5900000 | WorkingCapitalExpenditures |
| Capital Expenditures | 183389691 | CapitalExpenditures |
| Year Of Subst Completion | 2009 | YearOfSubstCompletion |
| Current Refunding | 0 | CurrentRefunding |
| Advance Refunding | 1 | AdvanceRefunding |
| Final Allocation Made | 1 | FinalAllocationMade |
| Adequate Books And Recds Maintaind | 1 | AdequateBooksAndRecdsMaintaind |
Form990 Schedule K Part III Form990ScheduleKPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Owning Bond Financed Property | 0 | OwningBondFinancedProperty |
| Any Lease Arrangements | 1 | AnyLeaseArrangements |
| Mngment Cntrct Bond Financd Prprty | 1 | MngmentCntrctBondFinancdPrprty |
| Any Research Agreements | 1 | AnyResearchAgreements |
| Bond Counsel Routinely Engaged | 1 | BondCounselRoutinelyEngaged |
| Prcntge Prvt Business Use By Others | 0.04130 | PrcntgePrvtBusinessUseByOthers |
| Percentage Of Prvt Business Re UBI | 0.00570 | PercentageOfPrvtBusinessReUBI |
| Total Private Business Use | 0.04700 | TotalPrivateBusinessUse |
| Post Issuance Compliance Procdrs | 1 | PostIssuanceComplianceProcdrs |
Form990 Schedule K Part IV Form990ScheduleKPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8038 T Filed | 0 | Form8038TFiled |
| Variable Rate Issue | 0 | VariableRateIssue |
| Hedge Identified In Books And Recds | 0 | HedgeIdentifiedInBooksAndRecds |
| Gross Proceeds Invested In GIC | 1 | GrossProceedsInvestedInGIC |
Name Of GIC Provider NameOfGICProvider
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Term Of GIC | 3.200000000000 | TermOfGIC |
| Regulatory Safe Harbor Satisfied | 1 | RegulatorySafeHarborSatisfied |
| Gross Proceeds Invested | 0 | GrossProceedsInvested |
| Exception To Rebate | 0 | ExceptionToRebate |
Form990 Schedule K Part V Form990ScheduleKPartV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| PART I, COLUMN F | DESCRIPTION OF PURPOSE OF BOND ISSUE | TO REFINANCE, IN AN ADVANCE REFUNDING TRANSACTION, A PORTION OF THE OUTSTANDING KENTUCKY ECONOMIC DEVELOPMENT FINANCE AUTHORITY HEALTH SYSTEM REVENUE BONDS, SERIES 2000A, AND SERIES 2000C, TO FINANCE OR REIMBURSE THE CORPORATION FOR THE COSTS OF CONSTRUCTING AND EQUIPPING A NEW HOSPITAL FACILITY TO BE OWNED AND OPERATED BY NORTON HOSPITALS, TO FINANCE OR REIMBURSE THE CORPORATION FOR THE COSTS OF RENOVATION AND EXPANSION OF VARIOUS PATIENT CARE AREAS AND THE ACQUISITIONS OF EQUIPMENT AND TO PAY CERTAIN COSTS OF ISSUANCE. |
| PART IV, ARBITRAGE, LINE 4C | TERM OF GIC | THE GIC WAS ENTERED INTO OCTOBER 26, 2006. AS OF OCTOBER 31, 2009 WE HAD OFFICIALLY SPENT ALL OF THE GIC. THE OFFICIAL TERMINATION DATE OF THIS GIC WAS JANUARY 1, 2010. WE CONCLUDE THAT THE TERM OF THE GIC IS FROM OCTOBER 26, 2006 TO JANUARY 1, 2010 OR 3.2 YEARS. |
Schedule L IRS990ScheduleL
Loan Table LoanTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | KAYCEE THARP DAUGHTER OF KIMBER | NamePerson |
| Purpose Of Loan | NORTON HEALTHCARE SCHOLARS PROGRAM (SEE SCHEDULE O CONTINUED DISCLOSURE) | PurposeOfLoan |
| Loan From Organization | X | LoanFromOrganization |
| Original Principal | $20,144 | OriginalPrincipalAmount |
| Balance Due | 15528 | BalanceDue |
| Default | 0 | Default |
| Approved By Board | 1 | ApprovedByBoard |
| Written Agreement | 1 | WrittenAgreement |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 15528 | TotalBalanceDue |
Form990 Schedule L Part IV Form990ScheduleLPartIV
Name Of Interested Person NameOfInterestedPerson
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AL J SCHNEIDER COMPANY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship | MARY MOSELEY TRUSTEE IS AN OFFICER OF THE COMPANY | Relationship |
| Amount Of Transaction | 195444 | AmountOfTransaction |
| Description Of Transaction | SERVICES INCLUDING BUT NOT LIMITED TO SERVICE BANQUET, CONFERENCES AND OTHER BUSINESS FUNCTIONS | DescriptionOfTransaction |
| Sharing Of Revenues | 0 | SharingOfRevenues |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (13 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | MR. STEPHEN A. WILLIAMS, PRESIDENT AND CEO OF NORTON HEALTHCARE, INC. IS ALSO AN OFFICER FOR NORTON HEALTHCARE, INC., NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES AND NORTON PROPERTIES. MARIA L. BOUVETTE, PRESIDENT AND CEO OF PORTER BANCORP, INC. IS A TRUSTEE FOR NORTON HEALTHCARE, INC., NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES AND NORTON PROPERTIES. MR. WILLIAMS IS A BOARD MEMBER OF PORTER BANCORP, INC. | |
| FORM 990, PART VI, SECTION B, LINE 11 | ALL FORMS 990 WERE REVIEWED IN ADVANCE OF FILING WITH THE NORTON HEALTHCARE, INC. (NORTON) FINANCE COMMITTEE ON OCTOBER 6, 2011 AND THE FULL NORTON BOARD OF TRUSTEES ON NOVEMBER 8, 2011. NORTON IS THE PARENT OF COMMUNITY MEDICAL ASSOCIATES, INC., NORTON HEALTHCARE FOUNDATION, INC., NORTON HOSPITALS, INC., NORTON PROPERTIES, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION. ALSO, ELECTRONIC COPIES OF ALL FORMS 990 WERE MADE AVAILABLE TO ALL MEMBERS OF THE FINANCE COMMITTEE AND BOARD OF TRUSTEES. | |
| THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY ANNUALLY DISTRIBUTING A QUESTIONNAIRE THAT REQUIRES OFFICERS, TRUSTEES, AND KEY EMPLOYEES TO DISCLOSE INTERESTS THAT MAY GIVE RISE TO CONFLICTS. IF A CONFLICT ARISES, THE POLICY PROVIDES PROCEDURES FOR ADDRESSING CONFLICTS TO ENSURE DECISIONS ARE MADE IN THE BEST INTEREST OF THE ORGANIZATION. | FORM 990, PART VI, SECTION B, LINE 12C | |
| THE ORGANIZATION TAKES ALL NECESSARY STEPS TO ENSURE THAT ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE COMPENSATED WITHIN APPROPRIATE LEVELS FOR THE SERVICES PROVIDED TO THE ORGANIZATION. THE ORGANIZATION PROVIDES A TOTAL COMPENSATION PACKAGE THAT IS COMPETITIVE WITH THE MARKET AND WHICH CONFORMS TO THE PHILOSOPHY AND GUIDELINES SET OUT BY THE BOARD OF TRUSTEES. NORTON HEALTHCARE INC. (NHI) ENGAGES AN OUTSIDE INDEPENDENT COMPENSATION CONSULTANT, INTEGRATED HEALTHCARE STRATEGIES (IHS), TO PREPARE COMPENSATION ANALYSIS UTILIZING DATA FROM SIMILAR-SIZED HEALTH SYSTEMS AND HOSPITAL ORGANIZATIONS. IN ADDITION, THE ORGANIZATION PARTICIPATES IN THIRD PARTY SURVEYS WHICH PROVIDE AGGREGATE, COMPARATIVE COMPENSATION DATA FOR OFFICERS AND KEY EMPLOYEES IN SIMILAR-TYPE POSITIONS. IHS CONSULTANTS MET IN 2009 WITH THE COMMITTEE OF BOARD LEADERSHIP (NOW EXECUTIVE COMMITTEE) OF THE BOARD OF TRUSTEES (BOARD) CONCERNING EXECUTIVE COMPENSATION AND BENEFITS PROGRAM FOR NHI EXECUTIVES AND TOTAL COMPENSATION FOR THE CEO. THE CONSULTANTS REVIEWED SOURCES OF COMPARABILITY DATA AND MARKET MOVEMENT COMPARISONS. NHI'S VARIABLE COMPENSATION PROGRAM WAS REVIEWED ALONG WITH BENCHMARK COMPARISONS. BASED ON THE RECOMMENDATIONS OF IHS, EMPLOYMENT CONTRACTS FOR THE CEO, COO AND CFO WERE SUBSEQUENTLY COMPLETED AND APPROVED BY THE BOARD. THE EXECUTIVE COMMITTEE ALSO REVIEWED AND APPROVED ALL KEY EMPLOYEE COMPENSATION BASED ON THE THIRD-PARTY REPORT FURNISHED AND DISCUSSED WITH COMMITTEE MEMBERS, AND SUBSEQUENTLY APPROVED BY THE BOARD. | FORM 990, PART VI, SECTION B, LINE 15 | |
| FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. | FORM 990, PART VI, SECTION C, LINE 19 | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | NET UNREALIZED GAINS ON INVESTMENTS: 21,408,714. ASSET IMPAIRMENT -12,650,508. SWAP MARK TO MARKET ADJUSTMENTS -9,785,145. AFFILIATE TRANSFER -69,200. CHANGE IN MINIMUM PENSION LIABILITY 9,928,920. TOTAL TO FORM 990, PART XI, LINE 5: 8,832,781. | FORM 990, PART XI, LINE 5: |
| FORM 990, PART XII, LINE 2C: THE ORGANIZATION DID NOT CHANGE EITHER ITS OVERSIGHT, PROCESS OR SELECTION PROCESS DURING THE TAX YEAR. | ||
| FORM 990 PART III, LINE 1, ORGANIZATION'S MISSION: NORTON HEALTHCARE, INC.'S (NHI) EXEMPT PURPOSE IS TO PROVIDE QUALITY HEALTH CARE TO ALL THOSE WE SERVE, IN A MANNER THAT RESPONDS TO THE NEEDS OF OUR COMMUNITIES AND HONORS OUR FAITH HERITAGE. THIS INCLUDES, BUT NOT LIMITED TO, CONDUCTING EDUCATIONAL AND RESEARCH ACTIVITIES RELATING TO THE RENDERING OF CARE TO THE SICK AND INJURED AND TO PROVIDE PATIENT CARE THROUGH ITS AFFILIATED HOSPITALS NORTON HOSPITAL, KOSAIR CHILDREN'S HOSPITAL, NORTON AUDUBON HOSPITAL, NORTON SUBURBAN HOSPITAL AND NORTON BROWNSBORO HOSPITAL. EACH HOSPITAL, IN ITS DELIVERY OF SERVICES TO PATIENTS AND IN ITS DEALINGS WITH EMPLOYEES, PHYSICIANS, FAMILY MEMBERS AND THE COMMUNITY AS A WHOLE, SEEKS TO REFLECT THE VALUES AND STANDARDS OF THE ORGANIZATION'S FAITH HISTORY. NHI AND ITS AFFILIATED HOSPITALS WILL A) RESPECT EVERY PERSON, B) SET THE STANDARD FOR QUALITY AND CARE, C) CONTINUALLY IMPROVE CARE AND SERVICE, D) DEMONSTRATE STEWARDSHIP OF RESOURCES AND ACCEPT ACCOUNTABILITY FOR RESULTS, E) SUCCEED WITH INTEGRITY, AND F) COLLABORATE INTERNALLY WITH ONE ANOTHER, WITH PHYSICIANS, AND WITH OTHER PROVIDERS TO DELIVER COMPREHENSIVE, INTEGRATED AND HIGH QUALITY HEALTHCARE. | ||
| FORM 990, PART III, PROGRAM SERVICE ACCOMPLISHMENTS NORTON HEALTHCARE, INC. (NHI) IS A NOT-FOR-PROFIT CORPORATION BASED IN LOUISVILLE, KENTUCKY. IN 2010, NHI, THROUGH ITS AFFILIATE, NORTON HOSPITALS, INC., NORTON HAS A TOTAL OF 1,837 LICENSED BEDS, NORTON HOSPITAL-642 BEDS; KOSAIR CHILDREN'S HOSPITAL (KCH)-263 BEDS; NORTON AUDUBON HOSPITAL-432 BEDS; NORTON SUBURBAN HOSPITAL-373 BEDS; AND NORTON BROWNSBORO HOSPITAL-127 BEDS. THESE HOSPITALS OPERATE TWENTY-FOUR (24) HOURS A DAY, SEVEN DAYS (7) DAYS A WEEK. NHI, THROUGH ITS AFFILIATE, COMMUNITY MEDICAL ASSOCIATES, INC. HAD A TOTAL OF 67 PHYSICIAN PRACTICES AND 12 IMMEDIATE CARE CENTERS OPERATING IN EIGHT COUNTIES IN KENTUCKY AND SOUTHERN INDIANA. IN 2010, NORTON'S HOSPITALS SERVED 60,408 INPATIENTS, 373,239 OUTPATIENTS, AND 167,457 EMERGENCY ROOM VISITS. IN ADDITION, NORTON'S OPERATING ROOMS CARED FOR 19,466 INPATIENT SURGICAL PATIENTS AND 32,274 OUTPATIENT SURGICAL PATIENTS. ADDITIONALLY, 8,082 BABIES WERE DELIVERED AT NORTON BIRTHING CENTERS. IN 2010, AS IN YEARS PAST, NORTON'S HOSPITALS PROVIDED FINANCIAL ASSISTANCE FOR INDIGENT PATIENTS AND DISCOUNTED SERVICES FOR THOUSANDS OF PEOPLE IN THE LOCAL COMMUNITY AND THROUGHOUT THE STATE. IN ADDITION, DONATIONS WERE GIVEN TOWARD COMMUNITY AND PROFESSIONAL EDUCATION, SUPPORT FOR THE UNIVERSITY OF LOUISVILLE SCHOOL OF MEDICINE AND OTHER COMMUNITY PROGRAMS AND SERVICES. SPECIFICALLY, IN 2010 NORTON HEALTHCARE'S TOTAL COMMUNITY BENEFIT WAS $107.4 MILLION, OVER $2 MILLION A WEEK, AND INCLUDES COMMUNITY INITIATIVES AND PROGRAMS SUCH AS INDIGENT OR FINANCIAL ASSISTANCE, EDUCATIONAL SUPPORT, UNPAID COSTS OF MEDICAID SERVICES, CORPORATE SPONSORSHIPS, PASTORAL CARE AND COUNSELING PROGRAMS, KENTUCKY POISON CONTROL CENTER AND CHILD GUIDANCE AND ADVOCACY PROGRAMS. NORTON HEALTHCARE'S EMPLOYEES PROVIDED 6,000 COMMUNITY SERVICE HOURS THAT SUPPORTED OVER 250 ORGANIZATIONS INCLUDING 150 ORGANIZATIONS WITH BOARD AND COMMITTEE REPRESENTATION. NORTON HEALTHCARE EMPLOYEES ALSO PROVIDED A SIGNIFICANT CONTRIBUTION TO THE HAITI RELIEF EFFORTS AND ALMOST 4,000 HOURS OF PERSONAL COMMUNITY SERVICE TO OVER 100 ORGANIZATIONS. THE ORGANIZATION IS ALSO PARTNERING WITH OTHER NON-PROFIT ORGANIZATIONS, LOCAL GOVERNMENT AND CENTERS FOR DISEASE CONTROL AND PREVENTION TO IMPROVE THE HEALTH STATUS OF OUR COMMUNITY THROUGH EVIDENCE-BASED INITIATIVES. COMMUNITY EDUCATION AND WORKFORCE DEVELOPMENT * NORTON HEALTHCARE PROVIDES PROGRAMMATIC SUPPORT TO THE UNIVERSITY OF LOUISVILLE SCHOOL OF MEDICINE THROUGH FUNDS AND FACILITIES. DURING THE JULY 2009- JUNE 2010 ACADEMIC YEAR, 152 RESIDENTS COMPLETED CLINICAL ROTATIONS IN 15 SPECIALTIES AT NORTON HEALTHCARE FACILITIES. RESIDENCY PROGRAMS ARE PART OF $23.1 MILLION IN SUPPORT PROVIDED TO THE SCHOOL. * PROVIDED 1,681 DIFFERENT EDUCATIONAL OPPORTUNITIES/CLASSES TO HELP EMPLOYEES ATTAIN THEIR CAREER GOALS. IN 2010, 11,934 EMPLOYEES PARTICIPATED IN THESE COURSES (AN ADDITIONAL 270 VENDORS, NURSING STUDENTS, CONTRACT PHYSICIANS AND VOLUNTEERS ALSO COMPLETED EDUCATIONAL ACTIVITIES AT NORTON HEALTHCARE). OFFICE OF CHURCH AND HEALTH MINISTRIES * THE OFFICE OF CHURCH AND HEALTH MINISTRIES PROVIDES FREE EDUCATION, RESOURCES AND SERVICES TO FAITH COMMUNITY NURSES AND OTHERS WORKING IN CONGREGATIONAL HEALTH MINISTRIES. IN 2010, THEY SERVED MORE THAN 143 FAITH COMMUNITIES WITH ACTIVE HEALTH AND WELLNESS PROGRAMS. DONATIONS TO THE COMMUNITY * NORTON EMPLOYEES AND PHYSICIANS GAVE $944,383 THROUGH THE 2010 COMBINED GIVING CAMPAIGN. THROUGH THE ANNUAL COMBINED GIVING CAMPAIGN, EMPLOYEES HELP SUPPORT THE WHAS CRUSADE FOR CHILDREN, METRO UNITED WAY, FUND FOR THE ARTS, CHILDREN'S HOSPITAL FOUNDATION, NORTON HEALTHCARE FOUNDATION AND KOSAIR CHARITIES. * NORTON HEALTHCARE EMPLOYEES BUILT A HABITAT FOR HUMANITY HOUSE IN THE LOW-INCOME SMOKETOWN NEIGHBORHOOD IN LOUISVILLE, KY. THIS IS THE FOURTH HABITAT HOME BUILT BY NORTON HEALTHCARE EMPLOYEES. * NORTON HEALTHCARE EMPLOYEES DONATED MORE THAN THREE AND ONE HALF TONS OF FOOD (7,245 POUNDS) TO DARE TO CARE, EXCEEDING THE GOAL OF 6,000 POUNDS OF FOOD THAT WAS SET AT THE BEGINNING OF THE FOOD DRIVE. * NORTON HEALTHCARE PARTNERED WITH THE LOUISVILLE METRO DEPARTMENT OF PUBLIC HEALTH AND WELLNESS IN 2010 TO PROVIDE FREE H1N1 AND SEASONAL FLU IMMUNIZATIONS IN THE 41 JEFFERSON COUNTY PUBLIC IN WHICH 80 PERCENT OR MORE OF THE STUDENTS ARE ON FREE OR REDUCED-PRICE LUNCHES. NORTON CONTRIBUTED TO THE SCHOOL IMMUNIZATION CAMPAIGN BY PROVIDING 66 NURSING SHIFTS FOR A TOTAL DONATED LABOR COST OF $9,198. THIS IS THE SECOND YEAR NORTON HEALTHCARE HAS PROVIDED STAFFING, AT NO COST, FOR IMMUNIZATIONS IN JEFFERSON COUNTY PUBLIC SCHOOLS. ACCORDING TO THE LOUISVILLE METRO DEPARTMENT OF PUBLIC HEALTH AND WELLNESS, 8,126 VACCINATIONS WERE ADMINISTERED. NORTON HEART CARE * NORTON HEART CARE PROVIDES THE REGION'S MOST COMPREHENSIVE SCREENING, EDUCATION AND PREVENTION PROGRAM AND IS COMMITTED TO EDUCATING OUR COMMUNITY ABOUT HEART HEALTH AND RISK FACTOR MANAGEMENT. IN 2010 THIS INCLUDED PROVIDING INFORMATION ABOUT SMOKING CESSATION, DIET AND EXERCISE, AS WELL AS PERFORMING MORE THAN 9,700 FREE CHOLESTEROL AND BLOOD PRESSURE SCREENINGS AND BODY FAT AND BODY MASS ANALYSES AT MORE THAN 106 LOCATIONS AND EVENTS THROUGH METRO LOUISVILLE. * SCREENINGS AND EDUCATION ALSO WERE PROVIDED THROUGH THE NORTON WOMEN'S HEART CENTER, THE REGION'S ONLY CENTER DEDICATED SOLELY TO EDUCATION, PREVENTION AND TREATMENT OF HEART DISEASE. * THE CENTER'S CIRCLE OF HEARTS PROGRAM IS A FREE MONTHLY SUPPORT AND WELLNESS GROUP THAT FOCUSES ON HEART DISEASE AND OTHER RELATED HEALTH ISSUES FOR WOMEN. * IN 2010 NORTON HEART CARE CONTINUED ITS PARTNERSHIP WITH THE AMERICAN HEART ASSOCIATION THROUGH THE CAMPAIGN TO LOWER BLOOD PRESSURE IN THE AFRICAN-AMERICAN COMMUNITY. BY PROVIDING FREE SCREENINGS AND EDUCATIONAL INFORMATION THROUGH EVENTS AT LOUISVILLE-AREA CHURCHES, BUSINESSES AND CIVIC ORGANIZATIONS, THE THREE-YEAR PARTNERSHIP HAS REACHED ITS GOAL OF SCREENING MORE THAN 1,000 AFRICAN AMERICANS IN JEFFERSON COUNTY. NORTON CANCER INSTITUTE * IN 2010, THE NORTON CANCER INSTITUTE PREVENTION OUTREACH TEAM SCREENED 2,810 PEOPLE FOR CANCER ON THE NORTON CANCER INSTITUTE MOBILE PREVENTION CENTER. NEARLY ONE-THIRD OF THOSE PARTICIPANTS HAD RARELY, OR NEVER BEFORE, BEEN SCREENED. MAJORITY OF THE PEOPLE SERVED BY THE UNIT WERE INDIVIDUALS IN LOW-INCOME AREAS OF THE COMMUNITY. SINCE SCREENINGS BEGAN ON THE MOBILE PREVENTION UNIT, 51 INDIVIDUALS WERE DIAGNOSED WITH INVASIVE CANCER AND PRE-INVASIVE CANCER. * HELPED 87 INDIVIDUALS STOP SMOKING THROUGHH SMOKING CESSATION CLASSES IN 2010. A MEDICAL COMPONENT WAS ADDED SO THAT PRESCRIPTION SMOKING CESSATION MEDICATIONS ALSO ARE AVAILABLE TO THOSE WHO NEED IT. * PROVIDED THE NORTON CANCER INSTITUTE GENETIC COUNSELING SERVICES, THE ONLY DEDICATED SERVICE CENTER OF ITS KIND IN THE REGION, STAFFED BY AN ONCOLOGIST AND TWO GENETIC COUNSELORS SPECIALIZING IN CANCER GENETICS AND HEREDITARY CANCER SYNDROMES. IN 2010, THE PROGRAM PROVIDED SERVICES TO 357 NEW PATIENTS. OF THOSE, 40 WERE FOUND TO HAVE POSITIVE GENETIC TESTING RESULTS. WOMEN'S SERVICES * DELIVERED 8,082 BABIES AT NORTON WOMEN'S PAVILION BIRTHING CENTERS. * PROVIDED FREE EDUCATIONAL CLASSES TO NEARLY 1,000 WOMEN IN THE COMMUNITY THROUGH THE MARSHALL WOMEN'S HEALTH & EDUCATION CENTER AT NORTON SUBURBAN HOSPITAL. THE CENTER OFFERS FREE PREVENTION CLASSES, EDUCATIONAL MATERIALS AND CLINICAL NAVIGATION SERVICES PEDIATRIC SERVICES * KOSAIR CHILDREN'S HOSPITAL RECEIVED THE PRESTIGIOUS RANKING AS ONE OF THE TOP PEDIATRIC MEDICAL CENTERS FROM ACROSS THE UNITED STATES TO BE RANKED IN U.S. NEWS MEDIA GROUP'S 2010 EDITION OF AMERICA'S BEST CHILDREN'S HOSPITALS. THIS WAS THE SECOND TIME KOSAIR CHILDREN'S HOSPITAL HAS BEEN INCLUDED ON THE LIST. IT RANKS 26TH IN THE COUNTRY IN THE TREATMENT OF RESPIRATORY DISORDERS, SCORING PARTICULARLY WELL IN CYSTIC FIBROSIS OUTCOMES AND LOW INCIDENCE OF BLOODSTREAM INFECTIONS. * IN MAY 2010, KOSAIR CHILDREN'S HOSPITAL, KENTUCKY'S ONLY FULL-SERVICE, FREE-STANDING HOSPITAL DESIGNED 'JUST FOR KIDS', EXPANDED TO OFFER CARE AT THE STATE'S FIRST PEDIATRIC OUTPATIENT CENTER, KOSAIR CHILDREN'S MEDICAL CENTER-BROWNSBORO. THIS NEW OUTPATIENT CENTER IS THE ONLY FACILITY OF ITS TYPE IN KENTUCKY, PROVIDING PEDIATRIC SERVICES FOR RESIDENTS OF GROWING NORTHEASTERN JEFFERSON AND SURROUNDING COUNTIES. IT OFFERS OUTPATIENT DIAGNOSTICS, EMERGENCY SERVICES AND OUTPATIENT SURGERY. * KOSAIR CHILDREN'S HOSPITAL LED THE EFFORT TO ENACT A NEW CHILD ABUSE LAW. THE CHILDREN'S HOSPITAL FOUNDATION OFFICE OF CHILD ADVOCACY OF KOSAIR CHILDREN'S HOSPITAL PLAYED AN IMPORTANT ROLE IN THE 2010 KENTUCKY LEGISLATIVE SESSION THAT CREATED A NEW LAW AIMED AT PREVENTING CHILD ABUSE. | ||
| THROUGH A COLLABORATIVE EFFORT, HOUSE BILL 285, DRAFTED SPECIFICALLY TO REDUCE PEDIATRIC ABUSIVE HEAD TRAUMA THROUGH INCREASED EDUCATION AND AWARENESS EFFORTS, WAS INTRODUCED IN THE HEALTH AND WELFARE COMMITTEE BY REP. ADDIA WUCHNER. * KOSAIR CHILDREN'S HOSPITAL IS HOME TO THE KENTUCKY REGIONAL POISON CENTER WHERE IN 2010, NEARLY 72,000 CONCERNED INDIVIDUALS FROM ALL 120 COUNTIES IN KENTUCKY CALLED THE CENTER TO LEARN HOW TO CORRECTLY HANDLE EXPOSURES TO POISON AND FOR TREATMENT ADVICE. * CHILD PASSENGER SAFETY TECHNICIANS FROM KOSAIR CHILDREN'S HOSPITAL CHECKED MORE THAN 500 CAR SEATS AND BOOSTER SEATS AND PROVIDED APPROXIMATELY 128 CAR SEATS AT FREE CHECKUP CLINICS STATEWIDE. * KOSAIR CHILDREN'S HOSPITAL LEADS SAFE KIDS LOUISVILLE AND JEFFERSON COUNTY, A PROGRAM THAT CONDUCTS SAFETY EVENTS AT SCHOOLS AND IN THE COMMUNITY. IN 2010, APPROXIMATELY 20,000 THIRD THROUGH FIFTH-GRADERS THROUGHOUT KENTUCKY PARTICIPATED IN BIKE SAFETY 'RODEOS'. * APPROXIMATELY 500 AREA ELEMENTARY STUDENTS PARTICIPATED IN SAFE KIDS WALK THIS WAY, ANOTHER PROGRAM LED BY KOSAIR CHILDREN'S HOSPITAL AND DESIGNED TO POINT OUT DANGEROUS AREAS AND TEACH CHILDREN SAFE PEDESTRIAN HABITS. * KOSAIR CHILDREN'S HOSPITAL RECEIVED DESIGNATION FROM THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES AS A MEDAL OF HONOR HOSPITAL. KOSAIR CHILDREN'S RECEIVED THIS RECOGNITION FOR ACHIEVING AND SUSTAINING NATIONAL GOALS FOR ORGAN DONATION, INCLUDING A DONATION RATE OF 75 PERCENT OR MORE OF ELIGIBLE DONORS. THE HOSPITAL'S PEDIATRIC KIDNEY TRANSPLANT PROGRAM RECEIVED A BRONZE MEDAL FOR ITS SUCCESSFUL OUTCOMES OF KIDNEY TRANSPLANTS, INCLUDING ONE-YEAR POST-TRANSPLANT SURVIVAL RATES, DECEASED DONOR TRANSPLANTATION RATES AND LOW RATES FOR WAITLIST MORTALITY. * KOSAIR CHILDREN'S HOSPITAL 'JUST FOR KIDS' TRANSPORT TEAM ASSISTED IN THE TRANSPORT OF 1,268 SICK BABIES AND INJURED CHILDREN FROM ACROSS THE REGION TO KOSAIR CHILDREN'S HOSPITAL EACH YEAR BY WAY OF TWO MOBILE INTENSIVE CARE UNITS, AND THEIR SERVICES ON HELICOPTERS AND AIRPLANES. * MORE THAN 5,000 KINDERGARTEN STUDENTS AND 1,200 PARENTS AND TEACHERS ATTENDED CHILDREN AND HOSPITALS WEEK AT KOSAIR CHILDREN'S HOSPITAL. THE WEEKLONG EVENT IS HELD EVERY MARCH AND IS DESIGNED TO HELP LESSEN THE FEAR AND ANXIETY CHILDREN MAY HAVE ABOUT HOSPITALS. * A PATIENT CARE SYSTEMS ANALYST IN THE 'JUST FOR KIDS' CRITICAL CARE CENTER AT KOSAIR CHILDREN'S HOSPITAL WAS RECOGNIZED BY THE NATIONAL ASSOCIATION OF CHILDREN'S HOSPITALS AND RELATED INSTITUTIONS (NACHRI) COUNCIL ON MANAGEMENT INFORMATION SYSTEM, FOR THE EXCEPTIONAL USES OF NACHRI ANALYTICS PROGRAM DATA TO IMPROVE THE EFFICIENCY, SAFETY, TIMELINESS AND EFFECTIVENESS OF CARE IN CHILDREN'S HOSPITALS. * THE KOSAIR CHILDREN'S HOSPITAL INTERVENTIONAL RADIOLOGY SUITE WAS COMPLETED. THIS NEW RESOURCE ALLOWS CLINICIANS THE ABILITY TO DELIVER MINIMALLY INVASIVE TREATMENT THROUGH NEEDLES AND CATHETERS WITH THE AID OF CT, X-RAY OR ULTRASOUND, INSTEAD OF SURGERY. ORTHO/NEURO/SPINE SERVICES * NORTON NEUROSCIENCE INSTITUTE CONTINUED ITS $100 MILLION, 10-YEAR INVESTMENT IN THE COMMUNITY IT SERVES. THE INSTITUTE IS POISED TO BE THE FUTURE REGIONAL AND NATIONAL LEADER IN TREATMENT, RESEARCH AND ACADEMIC TRAINING FOR ALL ADULT AND PEDIATRIC NEUROSCIENCE DISCIPLINES. THE INSTITUTE IS DESIGNED TO TREAT THESE PATIENTS FOR THEIR NEUROLOGICAL DISORDERS WITHOUT HAVING TO LEAVE THE STATE FOR CARE AS WAS SOMETIMES NECESSARY IN THE PAST. NEARLY TWO DOZEN SUBSPECIALTY FELLOWSHIP-TRAINED NEUROSURGEONS, NEUROLOGISTS AND OTHER NEUROLOGICAL RELATED SPECIALISTS HAVE JOINED THE GROWING PRACTICE. THESE PHYSICIANS PROVIDE EXPERTISE IN STROKE CARE, EPILEPSY, MOVEMENT DISORDERS, PARKINSON'S DISEASE, MULTIPLE SCLEROSIS, BRAIN TUMORS AND CONCUSSIONS. ALSO AS A RESULT OF NORTON'S $100 MILLION COMMITMENT, THE FOLLOWING SERVICES BEGAN IN 2010 AND NOW ARE AVAILABLE TO THE COMMUNITY. * THE NEUROENDOVASCULAR PROGRAM BECAME AVAILABLE AT ALL NORTON HEALTHCARE ADULT FACILITIES MAKING ADVANCED STROKE, ANEURYSM AND ARTERIOVENOUS MALFORMATION (RANDOM BRAIN HEMORRHAGE OR RUPTURE) TREATMENT POSSIBLE -- NOT PREVIOUSLY AVAILABLE IN THE REGION. * A STATE-OF-THE ART EPILEPSY CENTER OPENED AT NORTON BROWNSBORO HOSPITAL, PROVIDING THE REGION'S MOST ADVANCED EPILEPSY MONITORING UNIT, DEDICATED TO PROVIDING ACCURATE DIAGNOSES AND QUALITY CARE FOR INDIVIDUALS LIVING WITH SEIZURES AND EPILEPSY. AS PART OF NORTON NEUROSCIENCE INSTITUTE'S MULTIDISCIPLINARY APPROACH TO EPILEPSY CARE, THE NORTON BROWNSBORO HOSPITAL EPILEPSY MONITORING UNIT IS A SPECIALIZED INPATIENT UNIT DESIGNED TO EVALUATE AND DIAGNOSE SEIZURE DISORDERS. * A CENTRALIZED MULTIPLE SCLEROSIS (MS) CENTER OPENED AT NORTON SUBURBAN HOSPITAL, PROVIDING MS PATIENTS DEDICATED PROVIDERS THAT OFFER COMPREHENSIVE CARE, ENHANCED PATIENT RESOURCES, AND SUPPORT SERVICES ALL IN ONE CENTRALIZED LOCATION. IN ADDITION, MS PATIENTS HAVE ACCESS TO NATIONAL INSTITUTES OF HEALTH CLINICAL TRIALS THROUGH THE CENTER. * THE REGION'S FIRST REHABILITATION PROGRAM FOCUSED SOLELY ON TREATING PATIENTS WITH NEUROLOGICAL AND SPINE DISORDERS OPENED WITH THE ONLY "LOKOMAT" SYSTEM IN LOUISVILLE. THE SYSTEM ASSISTS PARALYZED PATIENTS OR THOSE WITH MOVEMENT DISORDERS. COMMUNITY MEDICAL ASSOCIATES * TREATED IN EXCESS OF 878,000 PATIENTS IN 2010. * THIS NETWORK CONSISTS OF 67 PRACTICES AND 12 IMMEDIATE CARE CENTERS IN EIGHT COUNTIES IN KENTUCKY AND SOUTHERN INDIANA. * COMMUNITY MEDICAL ASSOCIATES ONE AREA OF SERVICE IS TO STUDY THE NEEDS OF SPECIALTY SERVICES THAT ARE UNDERSERVED IN THE COMMUNITY AND STRIVE TO PROVIDE A QUALITY AND STABLE WORKFORCE TO SATISFY THOSE NEEDS. * 2010 SPECIALTY GROUPS ADDED INCLUDE BREAST HEALTH, NEUROLOGY, BARIATRICS AND ORTHOPEDIC SURGERY. * PHYSICIANS AND CHAPLAINS ALSO MAKE HOUSE CALLS FOR PATIENTS WHO HAVE DIFFICULTY LEAVING THEIR HOMES FOR MEDICAL CARE. * PHYSICIANS ARE INVOLVED IN MEDICAL SCREENING, COMMUNITY OUTREACH AND COMMUNITY EDUCATION ACTIVITIES TO PROMOTE WELLNESS AND EARLY INTERVENTIONS. PHYSICIANS ALSO SERVE IN A VARIETY OF CAPACITIES FOR BOTH MEDICAL AND COMMUNITY RESOURCE ORGANIZATIONS. RESEARCH * ADDED NEW NORTON-EMPLOYED RESEARCH GROUPS: NORTON CARDIOVASCULAR ASSOCIATES AND NORTON BLUEGRASS CARDIOLOGY. * NORTON HEALTHCARE OFFICE OF RESEARCH ADMINISTRATION PARTNERED WITH NORTON UNIVERSITY TO OFFER RESEARCH EDUCATION TO ALL RESEARCHERS IN THE LOUISVILLE METRO AREA AND BEYOND. IN 2010, NINE PROGRAMS WERE OFFERED. INSTITUTIONAL ATTENDEES INCLUDED: NORTON HEALTHCARE, JEWISH HOSPITAL & ST. MARY'S HEALTHCARE, UNIVERSITY OF LOUISVILLE HOSPITAL, FLOYD MEMORIAL HOSPITAL, OWENSBORO HOSPITAL MEDICAL SYSTEM (OHMS), CENTRAL BAPTIST, UNIVERSITY OF KENTUCKY, UNIVERSITY OF LOUISVILLE, AND VARIOUS COMMUNITY-BASED PRACTICES. CHILDREN'S HOSPITAL FOUNDATION THE CHILDREN'S HOSPITAL FOUNDATION IS THE PHILANTHROPIC ARM OF KOSAIR CHILDREN'S HOSPITAL AND WORKS TO RAISE AWARENESS AND FUNDS IN SUPPORT OF THE HOSPITAL. EACH YEAR, MORE THAN 120,000 CHILDREN IN OUR REGION DEPEND ON KOSAIR CHILDREN'S FOR SPECIALIZED MEDICAL CARE. THE FOUNDATION HAS EXPANDED PARTNERSHIPS WITHIN THE COMMUNITY AND ENHANCED THE HOSPITAL'S ABILITY TO SERVE ALL CHILDREN REGARDLESS OF THEIR FAMILIES' ABILITY TO PAY. THE STRENGTH AND VALUE OF THE COMMUNITY'S SUPPORT FOR THE HOSPITAL ARE VISIBLE THROUGH FUNDING AND SUPPORT OF PROJECTS THAT INCLUDE: * THE NEW KOSAIR CHILDREN'S MEDICAL CENTER-BROWNSBORO, FEATURING A MEDITATION GARDEN, PLAYGROUND AND FUN ZONES TO HELP EASE THE MINDS OF PATIENTS AND FAMILIES, PLUS THE GETWELL NETWORK, WHICH PROVIDES INTERACTIVE PROGRAMMING AND EDUCATION THROUGH TELEVISION MONITORS. * A NEW SURGICAL EPILEPSY PROGRAM AND SEIZURE MONITORING UNIT THAT BRINGS NEW TREATMENT OPTIONS FOR CHILDREN SUFFERING FROM SEIZURES. * THE CHILDREN'S HOSPITAL FOUNDATION OFFICE OF CHILD ADVOCACY OF KOSAIR CHILDREN'S HOSPITAL, WHICH HELPS PROVIDE SAFETY AND OUTREACH INFORMATION AIMED AT KEEPING KIDS OUT OF THE HOSPITAL. * PEDIATRIC BEREAVEMENT AND PASTORAL CARE PROGRAMS, WHICH PROVIDE EMOTIONAL AND SPIRITUAL SUPPORT TO FAMILIES OF CHILDREN IN THE HOSPITAL. * CHILD LIFE, EXPRESSIVE THERAPY AND MUSIC THERAPY PROGRAMS. * ENDOWED RESEARCH CHAIRS IN PEDIATRIC HEMATOLOGY/ONCOLOGY, SLEEP MEDICINE AND ENDOCRINOLOGY. * A NEW SYSTEM TO MORE EFFECTIVELY DIAGNOSE AND TREAT GASTROESOPHAGEAL REFLUX IN CHILDREN-A CONDITION THAT IF LEFT UNTREATED, CAN DAMAGE THE ESOPHAGUS OR CAUSE RECURRENT PNEUMONIA, VOMITING AND WEIGHT LOSS. * STAFF EDUCATIONAL OPPORTUNITIES AND ADVANCED CERTIFICATIONS THAT CAN LEAD TO IMPROVED PATIENT TREATMENT. * NEW ELECTROCARDIOGRAM MONITORING EQUIPMENT THAT ALLOWS ANESTHESIOLOGISTS TO BETTER DETECT ARRHYTHMIA'S DURING SURGERY AS WELL AS MONITOR CHILDREN'S AWARENESS. * RENOVATION OF THE PLAY ROOM AND FAMILY RESOURCE CENTER FOR THE CANCER CARE AND RENAL CENTER TO GIVE PATIENTS AND THEIR FAMILIES A MORE HOME-LIKE ATMOSPHERE WHEN THEY ARE HOSPITALIZED FOR LONG PERIODS OF TIME. | ||
| * CONTINUATION OF SAFETY CITY, A PROGRAM FOR AREA SECOND-GRADE STUDENTS THAT TEACHES BICYCLE, PEDESTRIAN, SCHOOL BUS, STRANGER-DANGER AND TRAFFIC SAFETY. NORTON HEALTHCARE FOUNDATION THE NORTON HEALTHCARE FOUNDATION IS THE PHILANTHROPIC ARM OF THE NOT-FOR-PROFIT NORTON HEALTHCARE ADULT-SERVICE HOSPITALS-NORTON HOSPITAL, NORTON AUDUBON HOSPITAL, NORTON BROWNSBORO HOSPITAL AND NORTON SUBURBAN HOSPITAL. THE FOUNDATION RAISES FUNDS EACH YEAR TO UNDERWRITE AND EXPAND PROGRAMS, EQUIPMENT AND FACILITIES, RESEARCH AND EDUCATION, AND ENABLING THE HOSPITALS TO STAY UP-TO-DATE WITH MEDICAL ADVANCES AND TECHNOLOGY, AND MAINTAINING THE COMMUNITY'S ACCESS TO HEALTH CARE. COMMUNITY SUPPORT THROUGH THE NORTON HEALTHCARE FOUNDATION ALLOWS CAREGIVERS TO CONTINUE MAKING A DIFFERENCE FOR PATIENTS IN GREATER LOUISVILLE. IN 2010 THAT SUPPORT HELPED THE FOUNDATION PROVIDE FUNDING TO: * SUPPORT NORTON CANCER INSTITUTE INITIATIVES THAT PROVIDE EARLY DETECTION SCREENINGS, EDUCATION AND CLINICAL RESEARCH * PROVIDE FUNDING TO AID IN THE CONSTRUCTION OF THE NEW NORTON CANCER INSTITUTE-DOWNTOWN BUILDING, WHICH IS EQUIPPED TO PROVIDE THE LATEST IN RADIATION AND TUMOR TREATMENT FOR PEDIATRIC AND ADULT PATIENTS. FUNDING INCLUDES ART GLASS WINDOWS AND AREAS THAT ASSIST IN EASING PATIENTS AND FAMILIES' ANXIETY WHILE ALSO HEALING THE MIND AND SPIRIT. * SUPPORT PASTORAL CARE SERVICES FOR PATIENTS, THEIR FAMILIES AND STAFF MEMBERS AT ALL NORTON HEALTHCARE ADULT-SERVICE FACILITIES * PURCHASE ADDITIONAL EQUIPMENT AND PROVIDE ENHANCEMENTS FOR NORTON WOMEN'S PAVILION AT NORTON SUBURBAN HOSPITAL AND NORTON HOSPITAL, HELPING FAMILIES WELCOMING A NEW BABY TO THE FAMILY. * PURCHASE ADDITIONAL EQUIPMENT FOR THE NORTON AUDUBON HOSPITAL CRITICAL CARE AREA, IMPROVING CARE GIVEN TO PATIENTS RECOVERING FROM THE MOST SERIOUS SURGERIES AND ILLNESSES. * CONTINUE OFFERING COMMUNITY HEALTH INFORMATION CLASSES AND SUPPORT THROUGH THE MARSHALL WOMEN'S HEALTH & EDUCATION CENTER AT NORTON SUBURBAN HOSPITAL. * PROVID A NURSE COORDINATOR TO PROVIDE ASSISTANCE TO ADULT CYSTIC FIBROSIS PATIENTS. * PROVIDE EDUCATIONAL OPPORTUNITIES FOR THE COMMUNITY AND CAREGIVERS, SUCH AS THE GAIL KLEIN GARLOVE LECTURESHIP AND NIXON LECTURESHIP, WHICH FOCUS ON TOPICS RELATED TO CANCER CARE, PREVENTION AND RESEARCH. * ALLOW NURSES TO OBTAIN ONCOLOGY-CERTIFIED NURSE DESIGNATION, ENABLING THEM TO PROVIDE THE MOST COMPREHENSIVE CARE TO CANCER PATIENTS. * ALLOW NURSES TO OBTAIN CERTIFIED NEUROSPINE NURSE DESIGNATION, ENABLING THEM TO PROVIDE THE HIGHEST LEVELS OF NEUROSPINE CARE FOR THOSE WITH DISEASES AND INJURIES TO THE BRAIN AND SPINE. * ENHANCE UNITS AND REPLACE AGING EQUIPMENT AT NORTON HOSPITAL. | ||
| FORM 990, PART V, LINE 1A AND PART VII, SECTION B, LINE 1 AND 2: NORTON HEALTHCARE, INC EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HOSPITALS, INC., NORTON PROPERTIES, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON HEALTHCARE FOUNDATION, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION. THEREFORE, ALL VENDORS, INCLUDING INDEPENDENT CONTRACTORS, ARE PAID AND REPORTED BY NORTON HEALTHCARE, INC. ON BEHALF OF THESE NAMED ENTITIES. FOR PURPOSES OF PART V, LINE 1, THE NUMBER OF 1099S REPORTED AND FILED FOR 2010 BY NORTON HEALTHCARE, INC. WAS APPROXIMATELY 494. NORTON HEALTHCARE, INC. HAS APPROXIMATELY 98 INDEPENDENT CONTRACTORS EXCEEDING $100,000 FOR 2010. NORTON HEALTHCARE, INC., THE COMMON PAYING AGENT, REPORTED 870 ON FORM 1096 FOR 2010. FORM 990 PART V LINE 1B: NORTON HEALTHCARE INC., AS THE COMMON PAYING AGENT, FILED A FORM W-2G ON BEHALF OF THE CHILDREN'S HOSPITAL FOUNDATION. FORM 990, PART V LINE 1C: NORTON HEALTHCARE, INC., EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HEALTHCARE INC, AND ALL AFFILITIES. NORTON HEALTHCARE, INC. REQUIRES THAT ALL VENDORS PROVIDE AN ACCRUATE TAXPAYER IDENTIFICAION NUMBER ON A FORM W-9, AS REQURIED BY LAW, PRIOR TO ISSURANCE OF ANY PAYMENT. FORM 990, PART V, LINE 2A AND PART I, LINE 5: NORTON HEALTHCARE, INC EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HOSPTIALS, INC., NORTON PROPERTIES, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON HEALTHCARE FOUNDATION, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION. THEREFORE, ALL APPLICABLE IRS TAX COMPLIANCE FILINGS ARE REPORTED BY NORTON HEALTHCARE, INC. ON BEHALF OF THESE NAMED ENTITIES. NORTON HEALTHCARE, INC. HAS APPROXIMATELY 1,386 EMPLOYEES. NORTON HEALTHCARE, INC., THE COMMON PAYING AGENT, REPORTED 12,156 EMPLOYEES ON FORM W-3 FOR 2010. FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B: THE INTERESTED PERSONS LISTED BELOW ARE OFFICERS FOR NORTON HEALTHCARE, INC AND AFFILIATES, WHICH INCLUDES: NORTON HEALTHCARE, INC.(NHI), NORTON HOSPITALS, INC. (HOSPITALS), COMMUNITY MEDICAL ASSOCIATES, INC. (CMA), NORTON PROPERTIES, INC.(PROPERTIES), NORTON HEALTHCARE FOUNDATION, INC. (NHF) AND THE CHILDREN'S HOSPITAL FOUNDATION (CHF). ESTIMATED BELOW ARE THE AVERAGE HOURS PER WEEK DEVOTED TO EACH ORGANIZATION DURING 2010: NHI HOSPITALS CMA PROPERTIES NHF CHF TOTAL STEPHEN A. WILLIAMS 30 10 6 2 1 1 50 RUSSELL F. COX 30 10 6 2 1 1 50 MICHAEL W. GOUGH 30 10 6 2 1 1 50 ROBERT B. AZAR 30 10 6 2 1 1 50 FORM 990, PART VII, SECTION A, LINE 1A, COLUMN D: NORTON HEALTHCARE, INC. (NHI) AND AFFILIATES (NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, INC. AND NORTON PROPERTIES, INC. AND NORTON HEALTHCARE FOUNDATION, INC.) ENCOURAGES AND FACILITATES BOARD MEMBER ATTENDANCE AT EDUCATIONAL PROGRAMS AND CONFERENCES ON SUBJECTS RELEVANT TO NHI. NHI'S TRAVEL POLICY FOR BOARD OF TRUSTEES PROVIDES THAT FOR EACH TRUSTEE THAT ATTENDS AT LEAST ONE OUT OF TOWN EDUCATIONAL CONFERENCE, A LUMP SUM STIPEND WILL BE PAID TO COVER UNREIMBURSED TRAVEL EXPENSE AND OTHER MISCELLANEOUS EXPENSES ASSOCIATED WITH CONFERENCE PREPARATION, ATTENDANCE OR FOLLOW UP. IN COMPLIANCE WITH IRS REGULATIONS, NHI PROVIDES A FORM 1099 TO ANY TRUSTEE THAT RECEIVES A STIPEND. THESE AMOUNTS HAVE BEEN REPORTED IN PART VII OF THE FORM 990 AS REPORTABLE COMPENSATION TO THE TRUSTEE RECEIVING STIPENDS IN 2010. FORM 990 PART IX LINE 20, INTEREST EXPENSE AND LINE 24E, INTEREST EXPENSE ALLOCATION: NORTON HEALTHCARE, INC.'S (NHI) METHODOLOGY FOR INTEREST EXPENSE ALLOCATION IS TO DETERMINE A BUDGET INTEREST EXPENSE AMOUNT BASED ON ANTICIPATED INTEREST EXPENSE TO BE RECORDED ON NHI'S OUTSTANDING DEBT. THE BUDGETED BOND INTEREST EXPENSE IS ALLOCATED TO ITS AFFILIATES MONTHLY THROUGHOUT THE FISCAL YEAR. FOR PURPOSES OF THE FORM 990 THE AMOUNT OF INTEREST EXPENSE ALLOCATED TO NHI'S AFFILIATES IS REPORTED ON PART IX, LINE 24E. ANY INCREASE OR DECREASE TO THE ACTUAL BOND INTEREST EXPENSE DURING THE FISCAL YEAR IS NOT ALLOCATED TO ITS AFFILIATES BUT IS REFLECTED IN NHI'S FINANCIAL STATEMENTS AND THE FORM 990, PART IX, LINE 20 ACCORDINGLY. IN 2010, THE AMOUNTS BUDGETED FOR THE INTEREST EXPENSE ALLOCATIONS WERE IN EXCESS OF THE ACTUAL AMOUNTS RECORDED. FACTORS CONTRIBUTING TO THE FAVORABLE INTEREST EXPENSE WERE: THE PURCHASE OF NHI'S 2003 BOND ISSUE IN EARLY 2009 (AND ULTIMATELY EXTINGUISHED LATER IN 2009); EARNINGS ON THE CASH FLOW ON THE SWAP AGREEMENTS EXCEEDED EXPECTATIONS AND GREATER THAN ANTICIPATED CAPITALIZED INTEREST, WHICH LOWERED THE AMOUNT RECORDED AS INTEREST EXPENSE. FORM 990, PART XII, LINE 3A AND 3B: AS REQUIRED BY THE U.S. OFFICE OF MANAGEMENT AND BUDGET CIRCULAR A-133, AUDITS OF STATES, LOCAL GOVERNMENTS, AND NON-PROFITS ORGANIZATIONS, IN 2010 NORTON HEALTHCARE, INC. AND AFFILIATES (NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON PROPERTIES, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION) RECEIVED AN AUDIT IN ACCORDANCE WITH THE SINGLE AUDIT ACT. | ||
| SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS REGARDING NORTON HEALTHCARE SCHOLARS PROGRAM: NORTON HEALTHCARE SCHOLARS PROGRAM IS A STUDENT LOAN PROGRAM THAT PROVIDES EDUCATIONAL FUNDING TO STUDENTS INTERESTED IN PURSUING DESIGNATED HEALTHCARE CAREERS. IT IS A PARTNERSHIP WITH KENTUCKY AND SOUTHERN INDIANA COLLEGES AND UNIVERSITIES. THIS PROGRAM WAS STARTED BY NORTON HEALTHCARE AS A RESULT OF THE HEALTHCARE WORKER SHORTAGE AND WAS BEGUN AS A WORKFORCE DEVELOPMENT INITIATIVE TO ENSURE THE COMMUNITY HAS ENOUGH HEALTHCARE WORKERS. UPON GRADUATION, NORTON HEALTHCARE SCHOLARS BEGIN CAREERS WITH NORTON HEALTHCARE AND ARE ELIGIBLE TO HAVE THEIR LOAN FORGIVEN. CURRENTLY NORTON HEALTHCARE HAS 335 SCHOLARS IN SCHOOL. THIS PROGRAM HAS 1,640 GRADUATES AND 1,252 OF THESE GRADUATES HAVE CONTINUED THEIR CAREERS WITH NORTON HEALTHCARE. APPLICANTS ARE REVIEWED EACH YEAR FOR THIS PROGRAM. FOR 2010, 205 APPLICANTS WERE GRANTED ENROLLMENT INTO THE NORTON HEALTHCARE SCHOLARS PROGRAM. SCHOLARS WHO FAIL TO GRADUATE OR FULFILL THEIR COMMITMENT WITH NORTON HEALTHCARE ARE REQUIRED TO REPAY THE LOAN AT THE TIME OF WITHDRAWAL FROM THE PROGRAM. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (5 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Direct Controlling Entity NADirectControllingEntityNA | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| NORTON HOSPITALS INC | ||||||||||
| 224 E BROADWAY 5TH FLOOR | LOUISVILLE | KY | 40202 | 610703799 | PROVIDE HOSPITAL SERVICES | KY | 501(C)3 | 3 | N/A | 1 |
| COMMUNITY MEDICAL ASSOCIATES INC | ||||||||||
| 224 E BROADWAY 5TH FLOOR | LOUISVILLE | KY | 40202 | 611276316 | OPERATES A NETWORK OF PHYSICIAN PRACTICES | KY | 501(C)3 | 9 | N/A | 1 |
| NORTON PROPERTIES INC | ||||||||||
| 224 E BROADWAY 5TH FLOOR | LOUISVILLE | KY | 40202 | 611028724 | MAINTAINS OFFICE AND PARKING FACILITIES | KY | 501(C)3 | 11A-TYPEI | N/A | 1 |
| THE CHILDREN'S HOSPITAL FOUNDATION | ||||||||||
| 224 E BROADWAY 5TH FLOOR | LOUISVILLE | KY | 40202 | 616027530 | GENERATE FUNDS TO SUPPORT PROGRAMS AND SERVICES | KY | 501(C)3 | 7 | N/A | 1 |
| NORTON HEALTHCARE FOUNDATION INC | ||||||||||
| 224 E BROADWAY 5TH FLOOR | LOUISVILLE | KY | 40202 | 310914919 | GENERATE FUNDS TO SUPPORT PROGRAMS AND SERVICES | KY | 501(C)3 | 7 | N/A | 1 |
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NORTON ENTERPRISES INC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 224 E BROADWAY 5TH FLOOR | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 40202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 611054301 | EIN |
| Primary Activity | PROVIDE NURSING AND PATHOLOGY SERVICES | PrimaryActivity |
| Legal Domicile State | KY | LegalDomicileState |
| Direct Controlling Entity NA | N/A | DirectControllingEntityNA |
| Type Of Entity | C | TypeOfEntity |
| Share Of Total Income | 33570138 | ShareOfTotalIncome |
| Share Of EOY Assets | 27338805 | ShareOfEOYAssets |
| Percentage Ownership | 1.00000 | PercentageOwnership |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 0 | SharingOfFacilities |
| Sharing Of Paid Employees | 0 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 1 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 1 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (12 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| NORTON ENTERPRISES INC | ||
| Q | 20518874 | FMV |
| NORTON ENTERPRISES INC | ||
| R | 21131324 | FMV |
| NORTON HOSPITALS INC | ||
| Q | 1155298131 | FMV |
| NORTON HOSPITALS INC | ||
| R | 1219597203 | FMV |
| COMMUNITY MEDICAL ASSOCIATES | ||
| Q | 177420528 | FMV |
| COMMUNITY MEDICAL ASSOCIATES | ||
| R | 146373903 | FMV |
| NORTON PROPERTIES INC | ||
| Q | 7992623 | FMV |
| NORTON PROPERTIES INC | ||
| R | 5422719 | FMV |
| THE CHILDREN'S HOSPITAL FOUNDATION INC | ||
| Q | 3527622 | FMV |
| THE CHILDREN'S HOSPITAL FOUNDATION INC | ||
| R | 3766562 | FMV |
| NORTON HEALTHCARE FOUNDATION INC | ||
| Q | 2027414 | FMV |
| NORTON HEALTHCARE FOUNDATION INC | ||
| R | 2002450 | FMV |
Form990 Schedule R Part VII Form990ScheduleRPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | FORM 990, SCHEDULE R, PART V, LINE 2: NORTON HEALTHCARE, INC. (NHI) OWNS 100% OF THE OUTSTANDING STOCK OF NORTON ENTERPRISES, INC. (NEI), A FOR-PROFIT CORPORATION. NHI PROCESSES ALL PAYROLL, ACCOUNTS PAYABLE TRANSACTIONS, AND PURCHASE ORDERS ON BEHALF OF NEI. THESE OPERATING EXPENSES ARE TRANSFERRED TO NEI THROUGH AN INTERCOMPANY TRANSFER AND ARE REPORTED WITH TRANSACTION TYPE Q. ALL OPERATING RECEIPTS OF NEI ARE TRANSFERRED TO NHI THROUGH AN INTERCOMPANY TRANSFER AND ARE REPORTED WITH TRANSACTION TYPE R. NORTON HEALTHCARE, INC. (NHI) PROCESSES ALL PAYROLL, ACCOUNTS PAYABLE TRANSACTIONS, AND PURCHASE ORDERS ON BEHALF OF ITS AFFILIATES (NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, NORTON PROPERTIES, INC., NORTON HEALTHCARE FOUNDATION, INC. AND THE CHILDREN'S HOSPITAL FOUNDATION) THESE OPERATING EXPENSES ARE TRANSFERRED TO THE AFFILIATES THROUGH AN INTERCOMPANY TRANSFER AND ARE REPORTED WITH TRANSACTION TYPE Q. ALL OPERATING RECEIPTS OF THE AFFILIATES ARE TRANSFERRED TO NHI THROUGH AN INTERCOMPANY TRANSFER AND ARE REPORTED WITH TRANSACTION TYPE R. | Explanation |