ALICE SHAW FARBER TRUST UW: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- ALICE SHAW FARBER TRUST UW (EIN 13-6763455)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-04-18
- IRS object ID
- 201111119349100701
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-04-18T13:42:01-05:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136763455 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALICE SHAW FARBER TRUST UW CHARITIES R52064004 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | FARB | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANKPOBOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | TRUSTEE | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2011-05-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1109193 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 41 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 41 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 37580 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 37547 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 12626 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 280971 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 12626 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 537 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 0 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 50784 | TotalRevenueAndExpenses |
| Total Net Investment Income | 50214 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 24196 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 18139 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 6049 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 353 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 121 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 250 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 250 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 24799 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 18260 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 6299 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 42094 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 42094 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 66893 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 18260 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 48393 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -16109 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 31954 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 22385 | CashBOY |
| Cash EOY | 8022 | CashEOY |
| Cash EOYFMV | 8022 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 100767 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 70025 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 70025 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 450342 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 434414 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 606850 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 367713 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 412637 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 424296 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 941207 | TotalAssetsBOY |
| Total Assets EOY | 925098 | TotalAssetsEOY |
| Total Assets EOYFMV | 1109193 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 941207 | CapitalStockBOY |
| Capital Stock EOY | 925098 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 941207 | TotalNetAssetsBOY |
| Total Net Assets EOY | 925098 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 941207 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 925098 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 941207 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -16109 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 925098 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 925098 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 279713 | 268345 | 11368 | 11368 | |
| CAPITAL GAINS DIVIDENDS | 1258 | 1258 | 1258 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 12626 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 66070 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 993848 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.066479 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 50624 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 1205229 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.042004 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 55136 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1361306 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.040502 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 59124 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1310934 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.045101 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 57015 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1302625 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.043769 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.237855 | TotalDistributionRatio |
| Average Distribution Ratio | 0.047571 | AverageDistributionRatio |
| Net Noncharitable Assets | 1041055 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 49524 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 320 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 49844 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 48393 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 639 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 639 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 639 | TaxBasedOnInvestmentIncome |
| Total Credits And Payments | 0 | TotalCreditsAndPayments |
| Penalty For Underpayment | 6 | PenaltyForUnderpayment |
| Tax Due | 645 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE BANKNA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 2149652903 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2200 ROSS AVE 5TH FL | AddressLine1 |
| City | DALLAS | City |
| State | TX | State |
| ZIP Code | 75201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | 1 | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | 1 | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances | Address Line2USAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE BANKNA | |||||||||
| P O BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 17279 | 0 | 0 | |
| MICHAEL J REARDON | |||||||||
| C/OJPMORGAN CHASE BANKNA PO BOX | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 6917 | 0 | 0 | 3038 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 956158 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 100751 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1056909 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 1056909 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 15854 | CashDeemedCharitable |
| Net Noncharitable Assets | 1041055 | NetNoncharitableAssets |
| Minimum Investment Return | 52053 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 52053 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 639 | TaxBasedOnInvestmentIncome |
| Total Tax | 639 | TotalTax |
| Distributable Amount Before Adj | 51414 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 51414 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 51414 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 48393 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 48393 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 48393 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 51414 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 42094 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 48393 | QualifyingDistributions |
| Applied To Year1 | 42094 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 6299 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 45115 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (4 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| GEORGE DUFFY FOUNDATION | |||||||
| PO BOX 350 | FORT PLAIN | NY | 13339 | NONE | PRIVATE FOUNDATION | OPERATING FUND | $10,523 |
| THE METROPOLITAN MUSEUM OF ART | |||||||
| 1000 FIFTH AVENUE | NEW YORK | NY | 10028 | NONE | PUBLIC CHARITY | OPERATING FUND | $10,523 |
| THE METROPOLITAN OPERA ASSOCIATION | |||||||
| LINCOLN CENTER | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | OPERATING FUND | $10,524 |
| THE JULLIARD SCHOOL | |||||||
| 60 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PRIVATE FOUNDATION | OPERATING FUND | $10,524 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 42094 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $41 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $37,580 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $537 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $12,626 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $50,784 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 50784 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibility
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEORGE DUFFY FOUNDATION | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 350 83 CANAL ST | AddressLine1 |
| City | FORT PLAIN | City |
| State | NY | State |
| ZIP Code | 13339 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Date | 2009-01-01 | GrantDate |
| Grant | $10,523 | GrantAmount |
| Grant Purpose | FUND 6 SCHOLARSHIPS GIVEN BY THE GEORGE DUFFY FOUNDATION IN CANJOHARIE, FORT PLAIN, ANDST. JOHNSVILLE, NY | GrantPurpose |
| Amount Expended By Grantee | 10523 | AmountExpendedByGrantee |
| Any Diversion By Grantee | NO | AnyDiversionByGrantee |
| Dates Of Reports By Grantee | 04/09/2011 | DatesOfReportsByGrantee |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (8 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| GOLDMAN SACHS TRUST HIGH YIELD FUND INSTITUTIONAL SHS - 3566.529 SHS | 26000 | 26036 |
| EATON VANCE MUT FDS TR FLT RT CL I - 2905.028 SHS | 26000 | 26029 |
| JPM CORE BOND FD - SEL- 6597.377 SHS | 67557 | 75606 |
| JPM HIGH YIELD FD - SEL FUND 3580 5.91% - 6723.886 SHS | 52186 | 54800 |
| JPM SHORT DURATION BOND FD - SEL- 7292.616 SHS | 80000 | 80000 |
| JPM TREAS & AGENCY FD - SEL- 7013.521 SHS | 69361 | 68662 |
| JPM TR I TAX AWARE REAL RTRN FD -SEL FUND 992 1.84% - 2016.129 SHS | 20000 | 19940 |
| JPM TOTAL RETURN FD - SEL- 7081.569 SHS | 71533 | 73223 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (23 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| E I DUPONT DE NEMOURS & CO-600 SHS | 25132 | 29928 |
| MICROSOFT CORP - 1600 SHS | 1295 | 44656 |
| GENERAL ELECTRIC CO - 2400 SHS | 6774 | 36580 |
| JOHNSON & JOHNSON - 500 SHS | 25880 | 30925 |
| PFIZER INC - 1000 SHS | 26700 | 14008 |
| SCHLUMBERGER LTD - 700 SHS | 4471 | 58450 |
| JPM REALTY INCOME FD - INSTL- 1167.728 SHS | 11000 | 10977 |
| BANK OF AMERICA CORP - 2088 SHS | 0 | 0 |
| DOMINION RESOURCES INC VA - 1000 SHS | 29876 | 34176 |
| ISHARES RUSSELL MIDCAP GROWTH INDEX FUND - 212 SHS | 12107 | 12001 |
| ISHARES MSCI EAFE INDEX FUND - 300 SHS | 17415 | 17466 |
| ALTRIA GROUP INC - 200 SHS | 4010 | 4924 |
| ARBITRAGE FUNDS - I CL I - 1720.094 SHS | 22000 | 22000 |
| JPM INTL VALUE FD - SEL- 2427.184 SHS | 40000 | 32524 |
| JPM ASIA EQU FD - SEL- 929.368 SHS | 35000 | 35204 |
| VANGUARD MSCI EMERGING MARKETS ETF - 0 SHS | 33407 | 33654 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 1248.311 SHS | 26172 | 25803 |
| JPM TR I HIGHBRIDGE STATISTICAL -SEL FUND 1011 - 852.821 SHS | 14046 | 12929 |
| DUKE ENERGY CORP - 1752 SHS | 17064 | 31203 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 0 SHS | 22000 | 22000 |
| PHILIP MORRIS INTERNATIONAL - 200 SHS | 9211 | 11706 |
| EXXON MOBIL CORP - 800 SHS | 26618 | 58496 |
| CONOCOPHILLIPS - 500 SHS | 24236 | 27240 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | NY STATE ATTORNEY GENERAL FILING FEE | Description |
| Revenue And Expenses Per Books | 250 | RevenueAndExpensesPerBooks |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 250 | DisbursementsCharitablePrps |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL EXCISE TAX REFUND | Description |
| Revenue And Expenses Per Books | 537 | RevenueAndExpensesPerBooks |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 537 | AdjustedNetIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| EXCISE TAX BALANCE DUE - PRIOR YEAR | $232 | 0 | 0 |
| FOREIGN TAXES WITHHELD | $121 | 121 | 0 |
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