ALEX KATZ FOUNDATION INC: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- ALEX KATZ FOUNDATION INC (EIN 51-0529249)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-11-07
- IRS object ID
- 201103119349100520
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expln Of Non Filing With AG Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-07T16:52:49-06:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KOZAK AND COMPANY LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510529249 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX KATZ FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ALEX | NameControl |
| Phone | 2128896371 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O A KOZAK AND CO 192 LEXINGTON | AddressLine1 |
| Address Line2 | AVE NO 1100 | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | VINCENT KATZ | Name |
| Title | TREASURER | Title |
| Phone | 2128896371 | Phone |
| Date Signed | 2011-11-07 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ARNOLD TOREN | Name |
| Phone | 2128896371 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 18385059 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 3594825 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 140 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 140 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 140 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 339520 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 339520 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 339520 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | 38768 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 3310538 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 62918 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 0 | NetSTCGAdjNetIncm |
| Total Revenue And Expenses | 3973253 | TotalRevenueAndExpenses |
| Total Net Investment Income | 402578 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 339660 | TotalAdjustedNetIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 20000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Adj Net Incm | 0 | CompOfcrDirTrstAdjNetIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 20000 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 3500 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 2625 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 2625 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 875 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 53317 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 53317 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Adj Net Incm | 53317 | OtherProfFeesAdjNetIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 8483 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 983 | TaxesNetInvstIncm |
| Taxes Adj Net Incm | 983 | TaxesAdjNetIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 246 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 56 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 56 | OtherExpensesAdjNetIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 85546 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 56981 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 56981 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 20875 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 899390 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 899390 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 984936 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 56981 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 56981 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 920265 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 2988317 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 345597 | NetInvestmentIncome |
| Adjusted Net Income | 282679 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 80687 | CashBOY |
| Cash EOY | 125185 | CashEOY |
| Cash EOYFMV | 125185 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 2992169 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 3269633 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 3269633 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 657858 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 249275 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 258878 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 3557099 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 4638038 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 5550373 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 6904321 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 8517394 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 8658739 | InvestmentsCorpBondsEOYFMV |
| Other Assets BOY | 141325 | OtherAssetsBOY |
| Other Assets EOY | 522251 | OtherAssetsEOY |
| Other Assets EOYFMV | 522251 | OtherAssetsEOYFMV |
| Total Assets BOY | 14333459 | TotalAssetsBOY |
| Total Assets EOY | 17321776 | TotalAssetsEOY |
| Total Assets EOYFMV | 18385059 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 14333459 | RetainedEarningsBOY |
| Retained Earnings EOY | 17321776 | RetainedEarningsEOY |
| Total Net Assets BOY | 14333459 | TotalNetAssetsBOY |
| Total Net Assets EOY | 17321776 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 14333459 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 17321776 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 14333459 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 2988317 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 17321776 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 17321776 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (66 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| 1,300SHS CISCO SYSTEMS INC | P | 2009-04-14 | 2010-01-25 | 29990 | 23382 | 6608 | 6608 |
| 1,300SHS JPMORGAN CHASE & CO | P | 2009-03-16 | 2010-01-25 | 51448 | 32031 | 19417 | 19417 |
| 900SHS JPMORGAN CHASE & CO | P | 2009-04-09 | 2010-01-25 | 35618 | 27921 | 7697 | 7697 |
| $10M USTB 03/18/10 | P | 2009-09-18 | 2010-02-22 | 10000 | 10000 | 0 | 0 |
| $100M USTB 03/18/10 | P | 2009-09-18 | 2010-03-09 | 99998 | 99998 | 0 | 0 |
| $25M USTB 03/18/10 | P | 2009-09-18 | 2010-03-10 | 25000 | 25000 | 0 | 0 |
| 1,300SHS ASTRAZENECA PLC | P | 2009-12-08 | 2010-03-12 | 57559 | 59249 | -1690 | -1690 |
| 600SHS ASTRAZENECA PLC | P | 2009-12-31 | 2010-03-12 | 26566 | 28109 | -1543 | -1543 |
| $75M USTB 03/18/10 | P | 2009-09-18 | 2010-03-18 | 75000 | 75000 | 0 | 0 |
| $100M USTB 04/22/10 | P | 2010-01-08 | 2010-04-22 | 100000 | 100000 | 0 | 0 |
| $40M USTB 06/17/10 | P | 2010-01-28 | 2010-05-13 | 39994 | 39994 | 0 | 0 |
| $110M USTB 06/17/10 | P | 2010-01-28 | 2010-06-17 | 110000 | 110000 | 0 | 0 |
| 1,700SHS DENTSPLY INTL INC | P | 2009-07-21 | 2010-06-29 | 51171 | 50274 | 897 | 897 |
| 800SHS DENTSPLY INTL INC | P | 2009-08-20 | 2010-06-29 | 24080 | 27190 | -3110 | -3110 |
| 100SHS UNITED TECHNOLOGIES CORP | P | 2010-03-19 | 2010-06-29 | 6467 | 7358 | -891 | -891 |
| $75M USTB 09/16/10 | P | 2010-06-18 | 2010-07-14 | 74981 | 74981 | 0 | 0 |
| $50M USTB 09/30/10 | P | 2010-07-02 | 2010-07-28 | 49987 | 49987 | 0 | 0 |
| $75M USTB 09/30/10 | P | 2010-07-02 | 2010-08-20 | 74988 | 74988 | 0 | 0 |
| $100M USTB 09/30/10 | P | 2010-07-02 | 2010-09-14 | 99994 | 99994 | 0 | 0 |
| $50M USTB 09/30/10 | P | 2010-07-02 | 2010-09-30 | 50000 | 50000 | 0 | 0 |
| $275M USTB 11/04/10 | P | 2010-05-04 | 2010-11-04 | 275000 | 275000 | 0 | 0 |
| 400SHS JOHNSON & JOHNSON | P | 2010-03-22 | 2010-11-29 | 24672 | 26132 | -1460 | -1460 |
| 500SHS AMGEN INC | P | 2009-04-24 | 2010-03-11 | 28459 | 24835 | 3624 | 3624 |
| 1,600SHS BANK OF AMERICA CORP | P | 2009-10-21 | 2010-05-07 | 26148 | 27766 | -1618 | -1618 |
| 1,000SHS BANK OF AMERICA CORP | P | 2010-03-11 | 2010-05-07 | 16343 | 17411 | -1068 | -1068 |
| 500SHS QUEST DIAGNOSTICS INC | P | 2009-12-15 | 2010-05-20 | 26499 | 29879 | -3380 | -3380 |
| 500SHS QUEST DIAGNOSTICS INC | P | 2010-03-08 | 2010-05-20 | 26499 | 28261 | -1762 | -1762 |
| 900SHS ANADARKO PETROLEUM CORP | P | 2010-05-18 | 2010-06-02 | 38443 | 53223 | -14780 | -14780 |
| 1,000SHS EXPEDIA INC. | P | 2010-03-08 | 2010-06-24 | 19317 | 23296 | -3979 | -3979 |
| 480SHS RESEARCH IN MOTION LTD | P | 2009-10-15 | 2010-07-08 | 23290 | 33968 | -10678 | -10678 |
| 70SHS RESEARCH IN MOTION LTD | P | 2009-10-15 | 2010-07-08 | 3396 | 4940 | -1544 | -1544 |
| 100SHS RESEARCH IN MOTION LTD | P | 2009-10-15 | 2010-07-08 | 4852 | 7015 | -2163 | -2163 |
| 1,600SHS LINCOLN NATIONAL CORP | P | 2010-06-14 | 2010-07-19 | 35915 | 44669 | -8754 | -8754 |
| $80M ALCOA INC 7.375% 8/1/10 | P | 2009-08-21 | 2010-08-02 | 80000 | 83566 | -3566 | -3566 |
| 800SHS ITT CORP | P | 2008-01-31 | 2010-01-07 | 39349 | 46942 | -7593 | -7593 |
| 150SHS ITT CORP | P | 2008-02-01 | 2010-01-07 | 7378 | 8978 | -1600 | -1600 |
| 1,000SHS ITT CORP COM | P | 2008-10-13 | 2010-01-07 | 49186 | 45499 | 3687 | 3687 |
| 1,200SHS CISCO SYSTEMS INC | P | 2008-01-30 | 2010-01-25 | 27683 | 29040 | -1357 | -1357 |
| 1,300SHS CISCO SYSTEMS INC | P | 2009-01-14 | 2010-01-25 | 29990 | 21007 | 8983 | 8983 |
| 350SHS SPIRIT AEROSYSTEMS HLDGS INC CL A | P | 2008-03-25 | 2010-01-27 | 7370 | 7946 | -576 | -576 |
| 150SHS SPIRIT AEROSYSTEMS HLDGS INC CL A | P | 2008-07-02 | 2010-01-27 | 3159 | 2911 | 248 | 248 |
| 300SHS SPIRIT AEROSYSTEMS HLDGS INC CL A | P | 2008-09-10 | 2010-01-27 | 6317 | 6083 | 234 | 234 |
| 100SHS SPIRIT AEROSYSTEMS HLDGS INC CL A | P | 2008-07-02 | 2010-03-19 | 2267 | 1941 | 326 | 326 |
| 3,300SHS SPIRIT AEROSYSTEMS HLDGS INC CL A | P | 2008-10-13 | 2010-03-19 | 74800 | 41204 | 33596 | 33596 |
| 900SHS SEMPRA ENERGY COM | P | 2008-01-31 | 2010-04-28 | 43806 | 49611 | -5805 | -5805 |
| 100SHS SEMPRA ENERGY COM | P | 2008-02-01 | 2010-04-28 | 4867 | 5602 | -735 | -735 |
| 1,000SHS SEMPRA ENERGY COM | P | 2008-10-13 | 2010-04-28 | 48673 | 39365 | 9308 | 9308 |
| 800SHS CHUBB CORP | P | 2009-04-13 | 2010-06-29 | 40576 | 34719 | 5857 | 5857 |
| 800SHS CHUBB CORP | P | 2009-04-24 | 2010-06-29 | 40576 | 33231 | 7345 | 7345 |
| 200SHS CHUBB CORP | P | 2009-05-26 | 2010-06-29 | 10144 | 8031 | 2113 | 2113 |
| 400SHS UNITED TECHNOLOGIES CORP | P | 2008-01-30 | 2010-06-29 | 25868 | 29127 | -3259 | -3259 |
| 1,200SHS UNITED TECHNOLOGIES CORP | P | 2008-10-13 | 2010-06-29 | 77605 | 61270 | 16335 | 16335 |
| 400SHS JOHNSON & JOHNSON | P | 2008-01-30 | 2010-11-29 | 24672 | 25052 | -380 | -380 |
| 600SHS JOHNSON & JOHNSON | P | 2009-01-14 | 2010-11-29 | 37008 | 34969 | 2039 | 2039 |
| 400SHS JOHNSON & JOHNSON | P | 2009-06-09 | 2010-11-29 | 24672 | 22383 | 2289 | 2289 |
| 2,200SHS HUNTSMAN CORP | P | 2009-10-02 | 2010-12-09 | 34985 | 18453 | 16532 | 16532 |
| 900SHS HUNTSMAN CORP | P | 2009-11-30 | 2010-12-09 | 14312 | 8409 | 5903 | 5903 |
| 2,400SHS AT&T INC | P | 2009-04-09 | 2010-05-07 | 60245 | 62544 | -2299 | -2299 |
| 600SHS BP PLC SPONS ADR | D | 2003-10-06 | 2010-05-18 | 27469 | 26487 | 982 | 982 |
| 300SHS BP PLC SPONS ADR | D | 2003-12-17 | 2010-05-18 | 13735 | 14207 | -472 | -472 |
| 200SHS 3M COMPANY | D | 2003-03-06 | 2010-05-21 | 15538 | 12450 | 3088 | 3088 |
| 200SHS 3M COMPANY | D | 2003-08-01 | 2010-05-21 | 15538 | 14205 | 1333 | 1333 |
| 400SHS 3M COMPANY | P | 2006-10-16 | 2010-05-21 | 31076 | 30421 | 655 | 655 |
| $200M USTN 4.5% 11/15/2010 | P | 2006-10-17 | 2010-11-15 | 200000 | 198775 | 1225 | 1225 |
| $250M BERKSHIRE HATHAWAY FIN GLOBAL 4.125% 01/15/10 | P | 2008-10-28 | 2010-01-15 | 250000 | 252425 | -2425 | -2425 |
| $300M BERKSHIRE HATHAWAY INC 4.2% 12/15/10 | P | 2008-11-18 | 2010-12-15 | 300000 | 308916 | -8916 | -8916 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 62918 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | -23743 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1258916 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 12507620 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.100652 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 2972680 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 10939153 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.271747 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 895740 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 5435418 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.164797 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 612788 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2728672 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.224574 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 267600 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 351023 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.762343 | DistributionRatioYear5 |
| Total Distribution Ratio | 1.524113 | TotalDistributionRatio |
| Average Distribution Ratio | 0.304823 | AverageDistributionRatio |
| Net Noncharitable Assets | 14983219 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 4567230 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3456 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 4570686 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 920265 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 6912 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 6912 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 6912 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 6256 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 5000 | TaxPaidWithExtension |
| Total Credits And Payments | 11256 | TotalCreditsAndPayments |
| Overpayment | 4344 | Overpayment |
| Amount Credited To Next Year | 4344 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 0 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | DE | StatesFiledWith |
| Form990 PF Filed With AG | 0 | Form990PFFiledWithAG |
| Private Operating Foundation | 1 | PrivateOperatingFoundation |
| New Substantial Contributors | 1 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | VINCENT KATZ | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2124637598 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 211 WEST 19TH STREET | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 100114000 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| ALEX KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | PRESIDENT & DIRECTOR | 0.00 | 0 | 0 | 0 |
| ADA KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | VICE-PRES & DIRECTOR | 0.00 | 0 | 0 | 0 |
| VINCENT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | TREASURER & DIRECTOR | 20.00 | 10000 | 0 | 0 |
| VIVIEN BITTENCOURT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | SECRETARY & DIRECTOR | 20.00 | 10000 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | COLBY COLLEGE MUSEUM OF ART | Description1 |
| Expenses1 | 0 | Expenses1 |
| Description2 | BOWDOIN COLLEGE MUSEUM OF ART | Description2 |
| Expenses2 | 0 | Expenses2 |
| Description3 | THE COOPER UNION | Description3 |
| Expenses3 | 0 | Expenses3 |
| Description4 | PHILADELPHIA MUSEUM OF ART | Description4 |
| Expenses4 | 0 | Expenses4 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 12942755 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 1895400 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 373235 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 15211390 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 15211390 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 228171 | CashDeemedCharitable |
| Net Noncharitable Assets | 14983219 | NetNoncharitableAssets |
| Minimum Investment Return | 749161 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | X | Sect4942j3j5FndtnAndFrgnOrg |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 920265 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 920265 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 920265 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 0 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 267600 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 612788 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 895740 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 2972680 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 1258916 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 6007724 | TotalExcessDistriCarryover |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 0 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 6007724 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 267600 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 5740124 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 612788 | ExcessFromYear4 |
| Excess From Year3 | 895740 | ExcessFromYear3 |
| Excess From Year2 | 2972680 | ExcessFromYear2 |
| Excess From Year1 | 1258916 | ExcessFromYear1 |
Private Operating Foundations PrivateOperatingFoundations
| Field | Value | IRS element (for citing) |
|---|---|---|
| Date Of Ruling | 2005-02-28 | DateOfRuling |
| Section4942j3 | X | Section4942j3 |
Lessor Adj Net Incm Min Invst Return LessorAdjNetIncmMinInvstReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 282679 | CurrentYear |
| Year1 | 259655 | Year1 |
| Year2 | 183597 | Year2 |
| Year3 | 0 | Year3 |
| Total | 725931 | Total |
Percent85 Of Lessor Percent85OfLessor
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 240277 | CurrentYear |
| Year1 | 220707 | Year1 |
| Year2 | 156057 | Year2 |
| Year3 | 0 | Year3 |
| Total | 617041 | Total |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 920265 | CurrentYear |
| Year1 | 1258916 | Year1 |
| Year2 | 2972680 | Year2 |
| Year3 | 895740 | Year3 |
| Total | 6047601 | Total |
Qlfy Distri Not Used Directly QlfyDistriNotUsedDirectly
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 0 | CurrentYear |
| Year1 | 0 | Year1 |
| Year2 | 0 | Year2 |
| Year3 | 0 | Year3 |
| Total | 0 | Total |
Qlfy Distri Made Directly QlfyDistriMadeDirectly
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 920265 | CurrentYear |
| Year1 | 1258916 | Year1 |
| Year2 | 2972680 | Year2 |
| Year3 | 895740 | Year3 |
| Total | 6047601 | Total |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 18367434 | CurrentYear |
| Year1 | 14851559 | Year1 |
| Year2 | 12779927 | Year2 |
| Year3 | 11272413 | Year3 |
| Total | 57271333 | Total |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3Bi
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Two Thirds Min Invst Return TwoThirdsMinInvstReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 499441 | CurrentYear |
| Year1 | 416921 | Year1 |
| Year2 | 364639 | Year2 |
| Year3 | 0 | Year3 |
| Total | 1281001 | Total |
Total Support TotalSupport
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Public Support PublicSupport
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Largest Support From EO LargestSupportFromEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Gross Investment Income GrossInvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALEX KATZ | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (43 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUAN GOMEZ, GREEN CHAIR, 2009 | $2,800 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUAN GOMEZ, FIGURES AND LEAVES, 2009 | $2,800 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUAN GOMEZ, MOTHER AND CHILD, 2009 | $2,800 | |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | ||||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MICHAEL JOO, SWISS ROLL, 2008 | $56,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - HELMUT FEDERLE, THE DANISH PRINCE, 2009 | $37,500 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - SYLVIA PLIMACK MANGOLD, THE ELM TREE, 1991 | $1,200 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WALLACE BERMAN, UNTITLED #117, C. 1964-1976 | $12,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, PORTRAIT OF RED GROOMS, 1960 | $18,800 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BOB THOMPSON, UNTITLED, 1962 | $80,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROBERT MOSKOWITZ, UNTITLED #71, 1962 | $8,125 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUSTEN LADDA, IRIS MIRROR, 2009 | $3,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK-SYLVIA PLIMACK MANGOLD,THE ELM TREE (STATE II),1993 | $1,200 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROBERT RAUSCHENBERG, CARBOARD VI, 1971 | $5,625 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - YVONNE JAQUETTE, NIGHTSCAPE WOODCUT, 1998 | $1,200 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID SALLE, RIPS IN THE MIRROR, 1998 | $116,500 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, UNTITLED, 2010 | $3,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RAFAEL FERRER, "APUESTA?", 1997 | $50,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RAFAEL FERRER, "#18 2008", 2008 | $1,750 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RAFAEL FERRER, "#2, PARIS 1977", 1977 | $1,750 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RAFAEL FERRER, "NOV. 27, 1975", 1975 | $600 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RAFAEL FERRER, "MARCH 29, 1980", 1980 | $500 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RACKSTRAW DOWNES, BERGEN COUNTY GENERATING STATION | $9,600 | |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUAN GOMEZ, TIME EXTENSION ITINERANT, 2009 | $9,600 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - SPENCER SWEENEY, TBC, 2009 | $6,000 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, PHILIP GUSTON'S ROOM, 2009 | $15,000 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RACKSTRAW DOWNES, THE SANDHILLS PRESIDIO LOOKING | $8,000 | AVENUE |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, UNTITLED, 1964 | $11,400 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, ALBA'S GARDEN, 1991 | $17,250 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, UNTITLED, 1954 | $32,200 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, LANDSCAPE WITH CARS, 1954 | $31,000 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, UNTITLED (INTERIOR), C. 1950S | $43,750 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - SYLVIA PLIMACK MANGOLD, PIN OAK, 2004 | $2,240 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, BACONS DOOR, 2009 | $8,000 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RACKSTRAW DOWNES, HYDROPONIC TOMATO PLANT BETWEEN | $4,800 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RACKSTRAW DOWNES, PRESIDIO-BEEHIVES NEAR A CANYON | $6,400 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MITCH EPSTEIN, UNTITLED (NEW YORK), 1998 | $15,000 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROB PRUITT, EXQUISITE SELF PORTRAIT:PAST,PRESENT,F | $36,000 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - FRANCESCO CLEMENTE,ACTORS OF THE TERREIRO III,2008 | $44,000 | |
| PHILADELPHIA MUSEUM OF ART | ||||||||
| PO BOX 7646 | PHILADELPHIA | PA | 19101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RACKSTRAW DOWNES, 110TH AND BROADWAY, 1978 | $86,500 | |
| THE COOPER UNION | ||||||||
| 30 COOPER SQUARE 8TH FLOOR | NEW YORK | NY | 10003 | N/A | PUBLIC | GENERAL CONTRIBUTION | $100,000 | |
| AMERICAN ACADEMY IN ROME | ||||||||
| 7 EAST 60 STREET | NEW YORK | NY | 10022 | N/A | PUBLIC | GENERAL CONTRIBUTION | $250 | |
| NATIONAL ACADEMY | ||||||||
| 1083 FIFTH AVENUE | NEW YORK | NY | 10128 | N/A | PUBLIC | GENERAL CONTRIBUTION | $250 | |
| THE BROOKLYN RAIL INC | ||||||||
| 99 COMMERCIAL STREET 32 | BROOKLYN | NY | 11222 | N/A | PUBLIC | GENERAL CONTRIBUTION | $5,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 899390 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $140 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $339,520 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $38,768 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $378,428 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 378428 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | ALEX KATZ | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 3594825 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
| Noncash Contribution Type | X | NoncashContributionType |
Noncash Property NoncashProperty
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number From Part I | 1 | ContributorNumberFromPartI |
| Noncash Property Description | 50% INTEREST IN SEVEN (7) WORKS OF ART BY ALEX KATZ PREVIOUSLY REACQUIRED BY ARTIST. SEE FOOTNOTE 1. | NoncashPropertyDescription |
| Fair Market Value | 94825 | FairMarketValue |
| Date Received | 2010-04-06 | DateReceived |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $3,500 | Amount |
| Net Investment Income | 2625 | NetInvestmentIncome |
| Adjusted Net Income | 2625 | AdjustedNetIncome |
| Disbursements Charitable Prps | 875 | DisbursementsCharitablePrps |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Statement | THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. | Statement |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | FOOTNOTE 1-DESCRIPTION OF 50% INTEREST OF SEVEN WORKS DONATED TO FOUNDATION | Identifier |
| Return Reference | FORM 990-PF, SCHEDULE B, PART II, LINE 1 | ReturnReference |
| Explanation | ALEX KATZ, PORTRAIT OF RED GROOMS, 1960, O/B 30 X 43" $ 9,400.ALEX KATZ, UNTITLED, 1964, O/B, 12 X 8" 5,700.ALEX KATZ, ALBA'S GARDEN, 1991, O/B, 9 X 12" 8,625.ALEX KATZ, UNTITLED, C. 1950S, O/B, 14 X 15" 16,100.ALEX KATZ, LANDSCAPE WITH CARS, 1954, O/B, 16 X 20" 15,500.ALEX KATZ, UNTITLED (INTERIOR), C. 1950S, O/B, 25 X 33" 21,875.ALEX KATZ, CORNICE, 1997, O/C, 8' X 10' 17,625. ---------TOTAL FAIR MARKET VALUE OF NONCASH PROPERTY DONATED $ 94,825. ========= | Explanation |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (24 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| $500M AMERICAN EXPRESS 3.15% 12/09/11 | 503033 | 512710 |
| $250M BERKSHIRE HATHAWAY FIN 4.125% 1/15/10 | 0 | 0 |
| $300M BERKSHIRE HATHAWAY 4.2% 12/15/10 | 0 | 0 |
| $500M JOHN DEERE 2.875% 06/19/12 | 514160 | 516620 |
| $750M GENERAL ELECTRIC CC 3% 12/09/11 | 747847 | 768030 |
| $1000M GOLDMAN SACHS 3.25% 6/15/12 | 1003660 | 1038090 |
| $500M NY COMMUNITY BANK 3% 12/16/11 | 514260 | 511980 |
| $70M SUNTRUST BANK 3% 11/16/11 | 70112 | 71593 |
| $80M ALCOA INC 7.375% 8/1/10 | 0 | 0 |
| $250M BERKSHIRE HATHAWAY 4.625% 10/15/13 | 258913 | 271482 |
| $500M CITIGROUP INC 2.125% 4/30/12 | 499030 | 510145 |
| $80M COLGATE PALMOLIVE 3.15% 8/5/15 | 81784 | 83301 |
| $80M CVS CORP 5.75% 8/15/11 | 85878 | 82481 |
| $500M GENERAL ELECTRIC CC 1.625% 1/7/11 | 499660 | 500020 |
| $500M GENERAL ELECTRIC CC 2.2% 6/8/12 | 498495 | 511195 |
| $250M MICROSOFT CORP 2.95% 6/1/14 | 246250 | 260245 |
| $250M PFIZER INC 4.45% 3/15/12 | 256173 | 260865 |
| $750M STANFORD UNIV REV 3.625% 5/1/14 | 790066 | 793935 |
| $80M TJX COMPANIES INC 4.2% 8/15/15 | 82428 | 85744 |
| $80M XEROX CORP 5.5% 5/15/12 | 83037 | 84497 |
| $250M BERKSHIRE HATHAWAY GLOBAL 2.125% 02/11/13 | 300217 | 306396 |
| $500M INTL BUSINESS MACHINES CORP 2% 01/05/16 | 491490 | 488890 |
| $500M MICROSOFT CORP 1.625% 09/25/15 | 492490 | 487615 |
| $500M WAL-MART STORES INC 2.875% 04/01/15 | 498411 | 512905 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (67 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 800 SHS 3M COMPANY | 0 | 0 |
| 2900 SHS ACCENTURE LTD | 99531 | 140621 |
| 2000 SHS BERKSHIRE HATHAWAY CL B | 153481 | 160220 |
| 900 SHS BP PLC SPONS ADR | 0 | 0 |
| 6000 SHS BROOKFIELD ASSET MGMT | 149052 | 199740 |
| 1200 SHS CISCO SYSTEMS INC | 24819 | 24276 |
| 900 SHS COLGATE PALMOLIVE CO | 49613 | 72333 |
| 5200 SHS CVS CORP | 167761 | 180804 |
| 1200 SHS EMERSON ELECTRIC CO | 46062 | 68604 |
| 1000 SHS EXXON MOBIL CORP | 58865 | 73120 |
| 400 SHS FEDEX CORP | 29818 | 37204 |
| 1500 SHS GENERAL ELECTRIC CO | 53355 | 27435 |
| 1700 SHS IBM | 206893 | 249492 |
| 2300 SHS INTEL CORP | 44010 | 48369 |
| 1950 SHS ITT CORP | 0 | 0 |
| 1000 SHS JOHNSON & JOHNSON | 60165 | 42420 |
| 1000 SHS JP MORGAN CHASE & CO | 38975 | 61850 |
| 5700 SHS LEUCADIA NATIONAL CORP | 151025 | 166326 |
| 2000 SHS MICROSOFT CORP | 62955 | 55820 |
| 3000 SHS NESTLE SA SPONS ADRS | 132304 | 176214 |
| 5500 SHS ONEX CORP SUB VTG | 144404 | 166595 |
| 2800 SHS PFIZER INC | 64986 | 49028 |
| 1500 SHS PRAXAIR INC | 110072 | 143205 |
| 2700 SHS PROCTER & GAMBLE | 170344 | 173691 |
| 3000 SHS RECKITT BENCKISER GROUP PLC | 149622 | 165541 |
| 1400 SHS SCHLUMBERGER LTD | 74086 | 116900 |
| 2000 SHS SEMPRA ENERGY | 0 | 0 |
| 4200 SHS SPIRIT AEROSYSTEMS | 0 | 0 |
| 1600 SHS UNITED TECHNOLOGIES CORP | 0 | 0 |
| 400 SHS AMGEN INC | 23286 | 21960 |
| 600 SHS APACHE CORP | 42204 | 71538 |
| 1900 SHS ASTRAZENECA PLC | 0 | 0 |
| 2400 SHS AT&T INC | 0 | 0 |
| 1600 SHS BANK OF AMERICA CORP | 0 | 0 |
| 400 SHS BOEING CO | 21054 | 26104 |
| 700 SHS CATERPILLAR INC | 25671 | 65562 |
| 600 SHS CELEGENE CORP | 23250 | 35484 |
| 600 SHS CHEVRON CORP | 38760 | 54750 |
| 1000 SHS CHUBB CORP | 51982 | 59640 |
| 3700 SHS DANAHER CORP | 136457 | 174529 |
| 2500 SHS DENTSPLY INTL INC | 0 | 0 |
| 600 SHS DOVER CORP | 25548 | 35070 |
| 2000 SHS HEWLETT PACKARD CO | 68345 | 84200 |
| 7500 SHS HUNTSMAN CORP | 58405 | 117075 |
| 400 SHS KOHLS CORP | 22010 | 21736 |
| 2100 SHS MCCORMICK & CO INC | 67219 | 97713 |
| 2300 SHS ORACLE CORP | 41868 | 71990 |
| 1800 SHS QUALCOMM INC | 69281 | 89082 |
| 500 SHS QUEST DIAGNOSTICS INC | 0 | 0 |
| 3800 SHS RANGE RESOURCES CORP | 173318 | 170924 |
| 650 SHS RESEARCH IN MOTION LTD | 0 | 0 |
| 7000 SHS US BANCORP DEL | 139090 | 188790 |
| 8000 SHS AMEREN CORP | 230739 | 225520 |
| 5500 SHS AMERICAN WATER WORKS CO INC | 120873 | 139095 |
| 200 SHS APPLE INC | 44156 | 64512 |
| 1150 SHS BED BATH & BEYOND INC | 46712 | 56522 |
| 5400 SHS BRINKER INTERNATIONAL INC | 86359 | 112752 |
| 650 SHS CUMMINS INC | 43264 | 71507 |
| 600 SHS DEVON ENERGY CORP | 38766 | 47106 |
| 600 SHS HESS CORP | 37392 | 45924 |
| 3500 SHS HONEYWELL INTERNATIONAL INC | 164916 | 186060 |
| 700 SHS MEDTRONIC INC | 31455 | 25963 |
| 550 SHS PNC FINANCIAL SERVICES GROUP INC | 32480 | 33396 |
| 3700 SHS ST. JUDE MEDICAL INC | 143697 | 158175 |
| 2300 SHS UNITED PARCEL SERVICE INC CL B | 145072 | 166934 |
| 1200 SHS WALT DISNEY CO | 38456 | 45012 |
| 6000 SHS WELLS FARGO & CO | 163755 | 185940 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 249275 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 258878 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (11 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| ARTWORK - 4 WORKS BY JUAN GOMEZ | 18000 | 0 | 0 |
| ARTWORK - ROBERT RAUSCHENBERG,CARDBOARD VI,1971 | 5625 | 0 | 0 |
| ARTWORK - YVONNE JAQUETTE,NIGHTSCAPE WOODCUT,1998 | 1200 | 0 | 0 |
| ARTWORK - DAVID SALLE, RIPS IN THE MIRROR | 116500 | 0 | 0 |
| ARTWORK - JUSTEN LADDA, RED MIRROR, 2009 | 0 | 3000 | 3000 |
| ARTWORK - ALEX KATZ, CORNICE, 1997 | 0 | 35250 | 35250 |
| ARTWORK - ALEX KATZ,VINCENT WITH A RADIO,1974 | 0 | 242500 | 242500 |
| ARTWORK - ENZO CUCCHI, CATTEDRALE, 2009 | 0 | 33501 | 33501 |
| ARTWORK - ALEX KATZ, MOTHER'S DAY, 1959 | 0 | 104500 | 104500 |
| ARTWORK - ALEX KATZ, UNTITLED, 1999 | 0 | 67500 | 67500 |
| ARTWORK - ROB PRUITT,EXQUISITE SELF PORTRAIT:FATHER MARTIAN,2010 | 0 | 36000 | 36000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| REGISTERED AGENT & FILING FEES | 190 | 0 | 0 | 0 |
| BANK FEES | 56 | 56 | 56 | 0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | Category |
| Amount | $53,317 | Amount |
| Net Investment Income | 53317 | NetInvestmentIncome |
| Adjusted Net Income | 53317 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | ALEX KATZ | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | AKOZAK CO 192 LEXINGTON AVE 1100 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| FEDERAL NET INVEST INCOME TAX | $7,500 | 0 | 0 | 0 |
| FOREIGN TAX PAID-FIRST MANHATTAN | $983 | 983 | 983 | 0 |
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