THE NESSEL FAMILY FOUNDATION INC: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- THE NESSEL FAMILY FOUNDATION INC (EIN 06-1596433)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-06-28
- IRS object ID
- 201101799349100400
- Schema version
- 2010v3.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-06-28T09:07:53-05:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Allison & Godfrey | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 Church Lane | AddressLine1 |
| City | Westport | City |
| State | CT | State |
| ZIP Code | 06880 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061596433 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Irwin and Dorothy Nessel Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NESS | NameControl |
| Phone | 2032277470 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 Church Lane | AddressLine1 |
| City | Westport | City |
| State | CT | State |
| ZIP Code | 06880 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David Godfrey | Name |
| Title | Secretary | Title |
| Phone | 2032277470 | Phone |
| Date Signed | 2011-06-13 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | David L Godfrey | Name |
| Phone | 2032277470 | Phone |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 4142999 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 104 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 104 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 113080 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 113080 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 207630 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 912210 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 207630 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 320814 | TotalRevenueAndExpenses |
| Total Net Investment Income | 320814 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 3300 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 1650 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 1650 | LegalFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 23322 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 21296 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 2026 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 236 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 236 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 26858 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 23182 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 3676 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 148500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 148500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 175358 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 23182 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 152176 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 145456 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 297632 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 240453 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 409936 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 409936 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 1764514 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1664286 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2816965 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 665931 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 760633 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 810338 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 133800 | InvestmentsOtherBOY |
| Investments Other EOY | 115299 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 105760 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 2804698 | TotalAssetsBOY |
| Total Assets EOY | 2950154 | TotalAssetsEOY |
| Total Assets EOYFMV | 4142999 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 2804698 | RetainedEarningsBOY |
| Retained Earnings EOY | 2950154 | RetainedEarningsEOY |
| Total Net Assets BOY | 2804698 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2950154 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2804698 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2950154 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2804698 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 145456 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 2950154 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2950154 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (30 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|---|---|
| 1000 Hewlett Packard Co | 2009-10-20 | 2010-02-04 | 47712 | 20540 | 27172 | 27172 | |
| 500 Constellation Bds 8.125% 1/15/12 | 2009-10-01 | 2010-02-25 | 50000 | 50540 | -540 | -540 | |
| 500 Affiliated Computer Svces 4.7% 06/01/10 | 2009-11-25 | 2010-06-01 | 50000 | 50415 | -415 | -415 | |
| 290 Iron MNT Inc 7.75% 01/15/15 | 2010-05-12 | 2010-09-07 | 29375 | 29254 | 121 | 121 | |
| 22000 Chaoda Modern Ag Hlord | 2007-11-29 | 2010-01-07 | 26928 | 18501 | 8427 | 8427 | |
| .53 Kinder Morgan Mgmt LLC | 2006-03-28 | 2010-02-23 | 30 | 17 | 13 | 13 | |
| 500 Celestica Inc 7.625% 07/01/2013 | 2005-09-30 | 2010-03-02 | 51907 | 50437 | 1470 | 1470 | |
| 500 Preferred Plus Tr 8.75% 02/01/2030 | 2005-09-13 | 2010-03-29 | 11501 | 12709 | -1208 | -1208 | |
| 1000 Preferred Plus Tr Pfd 8.75% 02/01/2030 | 2005-09-13 | 2010-03-30 | 23072 | 25418 | -2346 | -2346 | |
| 500 Preferred Plus Tr Pfd 8.75% 02/01/2030 | 2007-06-04 | 2010-03-30 | 11536 | 12810 | -1274 | -1274 | |
| 200 Apple Inc | 2007-05-22 | 2010-04-05 | 47147 | 5497 | 41650 | 41650 | |
| .147 Kinder Morgan Mgmt LLC | 2006-03-28 | 2010-05-24 | 8 | 5 | 3 | 3 | |
| 2500 Microsoft Corp | 1995-07-18 | 2010-06-01 | 61941 | 16615 | 45326 | 45326 | |
| 100 Apple Inc | 2007-05-22 | 2010-06-23 | 27302 | 2749 | 24553 | 24553 | |
| 1500 Fuel Tech Inc | 2007-04-03 | 2010-08-13 | 9689 | 36445 | -26756 | -26756 | |
| .411 Kinder Morgan Mgmt LLC | 2006-03-28 | 2010-08-24 | 24 | 13 | 11 | 11 | |
| 500 Cognizant Technology Solutions | 2009-07-02 | 2010-10-04 | 32463 | 8627 | 23836 | 23836 | |
| 200 Infosys Technologies Ltd ADR | 2007-05-22 | 2010-10-04 | 13454 | 4914 | 8540 | 8540 | |
| 1000 Infosys Technologies Ltd ADR | 2006-12-31 | 2010-10-04 | 67272 | 68093 | -821 | -821 | |
| 100 Apple Inc | 2006-12-31 | 2010-10-18 | 30056 | 3803 | 26253 | 26253 | |
| 3000 GMX RES Inc | 2009-03-11 | 2010-11-15 | 15224 | 29980 | -14756 | -14756 | |
| 500 Trinity Inds Inc 6.5% 3/15/14 | 2009-11-05 | 2010-11-26 | 51083 | 49375 | 1708 | 1708 | |
| .139 Kinder Morgan Mgmt LLC | 2006-03-28 | 2010-12-03 | 9 | 4 | 5 | 5 | |
| 2000 Saturn Aon Cap TR 8% | 2008-09-22 | 2010-12-06 | 50000 | 32510 | 17490 | 17490 | |
| 600 Saturns Aon Cap TR 8% | 2009-09-22 | 2010-12-06 | 15000 | 13660 | 1340 | 1340 | |
| 2500 Roadhouse Inc | 2006-05-30 | 2010-12-07 | 44295 | 34148 | 10147 | 10147 | |
| 1500 Tanger Factory 7.5% | 2008-11-25 | 2010-12-09 | 37500 | 26260 | 11240 | 11240 | |
| 500 Nalco Co 8.875% 11/15/13 | 2009-07-14 | 2010-12-22 | 50889 | 51063 | -174 | -174 | |
| 2000 Pref Plus PFD 7.65% 01/15/32 | 2006-02-24 | 2010-12-30 | 51753 | 50178 | 1575 | 1575 | |
| Capital Gains Dividends | 5040 | 5040 | 5040 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 207630 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 115621 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2896178 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.039922 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 134872 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2824015 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.047759 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 126031 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2688156 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.046884 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 92063 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2061630 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.044655 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 54936 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1405448 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.039088 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.218308 | TotalDistributionRatio |
| Average Distribution Ratio | 0.043662 | AverageDistributionRatio |
| Net Noncharitable Assets | 3807599 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 166247 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2976 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 169223 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 152176 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 5953 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 5953 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 5953 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1961 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 1961 | TotalCreditsAndPayments |
| Tax Due | 3992 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CT | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | David L Godfrey | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2032270424 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 Church Lane | AddressLine1 |
| City | Westport | City |
| State | CT | State |
| ZIP Code | 06880 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| Dorothy M Nessel | ||||||||
| 2321 Meadow Ridge | Redding | CT | 06896 | President | 0.50 | 0 | 0 | 0 |
| David L Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Vice President | 0.50 | 0 | 0 | 0 |
| Judy Nessel | ||||||||
| 129 Field Point Road | Fairfield | CT | 06430 | Director | 0.50 | 0 | 0 | 0 |
| David L Godfrey | ||||||||
| 35 Church Lane | Westport | CT | 06880 | Secretary | 0.50 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 3639772 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 225811 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3865583 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 3865583 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 57984 | CashDeemedCharitable |
| Net Noncharitable Assets | 3807599 | NetNoncharitableAssets |
| Minimum Investment Return | 190380 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 190380 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 5953 | TaxBasedOnInvestmentIncome |
| Total Tax | 5953 | TotalTax |
| Distributable Amount Before Adj | 184427 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 184427 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 184427 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 152176 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 152176 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 152176 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 184427 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 76998 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 152176 | QualifyingDistributions |
| Applied To Year1 | 76998 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 75178 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 109249 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Dorothy M Nessel | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| A WISH (World Institute for a Sustainable Humanity) | |||||||
| PO Box 812 | Lopez Island | WA | 98261 | NONE | 501 C(3) | Rneetswe Happy Home Orphan Center, Botswana | $2,000 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | NONE | 501 C(3) | Annual FundGeneral | $5,000 |
| Bridgeport Ladies Charitable Society | |||||||
| 427 Center Rd | Easton | CT | 06612 | NONE | 501 C(3) | General | $2,000 |
| Center for Women and Families of Eastern Ffld County | |||||||
| 753 Fairfield Ave | Bridgeport | CT | 06604 | NONE | 501 C(3) | General | $30,000 |
| Connecticut Challenge | |||||||
| 860 Canal Street | Stamford | CT | 06902 | NONE | 501 C(3) | General | $20,000 |
| Fairfield Historical Society | |||||||
| 370 Beach Road | Fairfield | CT | 06824 | None | 501 C(3) | General | $5,000 |
| Grace Cottage Foundation | |||||||
| 74 Grafton Road | Townshend | VT | 05353 | NONE | 501 C(3) | General | $35,000 |
| Gratitude House Inc | |||||||
| 1700 N Dixie Hwy | West Palm Beach | FL | 33407 | NONE | 501 C(3) | General | $5,000 |
| Greens Farm Academy | |||||||
| 35 Beachside Avenue | Greens Farm | CT | 06838 | NONE | 501 C(3) | Horizons Program | $10,000 |
| Jupiter Medical Center Foundation Inc | |||||||
| 1210 South Old Dixie Highway | Jupiter | FL | 334587205 | None | 501 C(3) | General | $25,000 |
| Maine Island Trails Association | |||||||
| 58 Fore St Suite 30-3 | Portland | ME | 04101 | NonE | 501 C(3) | General | $2,000 |
| Near and Far Aid Association Inc | |||||||
| PO Box 717 | Southport | CT | 06490 | NONE | 501 C(3) | General | $5,000 |
| Roger Ludlowe Middle School PTA | |||||||
| 689 Unquowa Road | Fairfield | CT | 06824 | NONE | 501 C(3) | Outdoor Adventure Club Scholarships | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 148500 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $104 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $113,080 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $207,630 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $320,814 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 320814 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (18 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 25M Colonial Rlty Ltd 6.25% 06/15/14 | 24481 | 25773 |
| 50M Colonial Rlty LP 4.8% 04/01/2011 | 13062 | 15035 |
| 50M Colonial Rlty LP 6.15% 04/15/2013 | 49925 | 51906 |
| 40M corrections Corp Amer New 6.25% 03/15/2013 | 40438 | 40400 |
| 50M Dow Chemical 5.9% due 8/15/13 | 50670 | 50098 |
| 25M Dow Chemical 7.2% 6/15/14 | 25304 | 25326 |
| 50M Dresser Rand Group 7.375% 11/01/2014 | 43400 | 51250 |
| 50M El Paso Corp 7% 05/15/11 | 50432 | 50861 |
| 50M Freeport-McMoran 8.25% 04/01/2015 | 53183 | 52688 |
| 30M Hospitality Pptys 6.75% 02/15/2013 | 20460 | 31689 |
| 50M Iron MNT Inc 7.75% 01/15/15 | 50460 | 50125 |
| 50M Kansas City Souther Ry 8% 6/1/15 | 54312 | 53750 |
| 50M L-3 Communications Corp 6.375% 10/15/15 | 51430 | 51500 |
| 50M Leucadia Natl Corp 7% 8/15/13 | 49188 | 53562 |
| 50M Moog Inc 6.25% 1/15/15 | 49437 | 50500 |
| 50M Royal Caribbean Cruise 7% 6/15/13 | 36000 | 52875 |
| 50M Scholastic Corp 5% 04/15/2013 | 47026 | 50125 |
| 50M Sprint Cap Corp 8.375% 03/15/12 | 51425 | 52875 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (38 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 2000 ABB Ltd ADR | 46404 | 44900 |
| 2000 Altria Corp | 23723 | 49240 |
| 800 Apple Inc | 26206 | 258048 |
| 1000 Baker Hughes Inc | 42702 | 57170 |
| 1000 Caterpillar Inc | 43998 | 93660 |
| 1000 Celgene Corp | 55751 | 59140 |
| 700 Cenovus Energy Inc | 14287 | 23268 |
| 4200 Cisco Systems, Inc. | 43918 | 84966 |
| 2500 Cognizant Technology Solutions | 43133 | 183225 |
| 600 Diageo PLC ADR | 34862 | 44598 |
| 1000 Dolby Laboratories Inc | 35338 | 66700 |
| 3500 E M C Corp | 62554 | 80150 |
| 700 Encana Corp | 15171 | 20384 |
| 1000 ExxonMobil | 39364 | 73120 |
| 3850 General Electric | 36161 | 70417 |
| 100 Google Inc Cl A | 30410 | 59397 |
| 250 Intuitive Surgical Inc New | 24542 | 64438 |
| 600 Itron Inc | 38030 | 33270 |
| 1000 Johnson & Johnson | 55370 | 61850 |
| 1662 Kinder Morgan Mgmt LLC | 51657 | 111155 |
| 2000 Martek Biosciences Corp | 44675 | 62600 |
| 500 Monsanto Co New | 39194 | 34820 |
| 1000 Morningstar Inc | 40438 | 53080 |
| 1000 Pepsico Inc | 56850 | 65330 |
| 2000 Philip Morris Intl Inc | 54387 | 117060 |
| 3000 Plum Creek Timber Co Inc | 102916 | 112350 |
| 2000 Quanta Services Inc | 47408 | 39840 |
| 1000 Resmed Inc | 40013 | 69280 |
| 2500 Schlumberger Ltd | 70247 | 208750 |
| 1000 TEVA Pharm Indus ADR | 46810 | 52129 |
| 1000 United Parcel Service | 73810 | 72580 |
| 1000 United Technologies | 31998 | 78720 |
| 1000 Varian Medical Systems Inc | 39277 | 69280 |
| 800 Visa Inc Cl A | 41377 | 56304 |
| 2000 Corp Backed Tr CTFS 7,75% 7/1/97 | 20895 | 21120 |
| 5000 Haven Capital Trust II 10.25% | 49410 | 59900 |
| 2200 Premier Cap TR 9% | 55281 | 58520 |
| 1800 Saturns Goodrich 8% 4/15/38 Pfd | 45719 | 46206 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (2 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 48000 Chaoda Modern Agriculture Hlord | AT COST | 37408 | 36960 |
| 10000 Henderson Land Dev Co Ltd | AT COST | 77891 | 68800 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Gunn Godfrey & Allison | Category |
| Amount | $3,300 | Amount |
| Net Investment Income | 1650 | NetInvestmentIncome |
| Disbursements Charitable Prps | 1650 | DisbursementsCharitablePrps |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| Custodial Fees | $4,052 | 2026 | 2026 |
| Investment Mgmt Fees | $19,270 | 19270 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign Taxes | Category |
| Amount | $236 | Amount |
| Net Investment Income | 236 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |