SRI INTERNATIONAL: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- SRI INTERNATIONAL (EIN 94-1160950)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-13
- IRS object ID
- 201243189349304769
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule J
- Schedule K
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-13T15:10:03-08:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RK Taylor & Associates | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2890 North Main St Suite 305 | AddressLine1 |
| City | Walnut Creek | City |
| State | CA | State |
| ZIP Code | 94597 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 941160950 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SRI International | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SRII | NameControl |
| Phone | 6508594304 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 Ravenswood Ave | AddressLine1 |
| City | Menlo Park | City |
| State | CA | State |
| ZIP Code | 94025 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Thomas J Furst | Name |
| Title | Sr VP & CFO | Title |
| Date Signed | 2012-11-13 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | John M Kikuchi | Name |
| Phone | 9259447666 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | Curtis R Carlson | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 Ravenswood Ave | AddressLine1 |
| City | Menlo Park | City |
| State | CA | State |
| ZIP Code | 94025 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 593641421 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| All Affiliates Included | false | AllAffiliatesIncluded |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.sri.com/ | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1946 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | SRI is committed to discovery and to the application of science and technology for knowledge, commerce, prosperity, and peace. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 10 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 9 | NbrIndependentVotingMembers |
| Total Nbr Employees | 2266 | TotalNbrEmployees |
| Total Gross UBI | 86626672 | TotalGrossUBI |
| Contributions Grants Prior Year | 43076732 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 38406936 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 357981268 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 539077064 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 30370000 | InvestmentIncomePriorYear |
| Investment Income Current Year | 2335962 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 9566157 | OtherRevenuePriorYear |
| Other Revenue Current Year | 9093665 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 440994157 | TotalRevenuePriorYear |
| Total Revenue Current Year | 588913627 | TotalRevenueCurrentYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 219971966 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 294901900 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 194387098 | OtherExpensePriorYear |
| Other Expenses Current Year | 282136727 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 414359064 | TotalExpensesPriorYear |
| Total Expenses Current Year | 577038627 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 26635093 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 11875000 | RevenuesLessExpensesCY |
| Total Assets BOY | 322849000 | TotalAssetsBOY |
| Total Assets EOY | 341880000 | TotalAssetsEOY |
| Total Liabilities BOY | 189586000 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 154526000 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 133263000 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 187354000 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | SRI is committed to discovery and to the application of science and technology for knowledge, commerce, prosperity, and peace. SRI has a broad charter that encourages it to make a difference in the world through basic and applied research, research services, technology development, and commercialization of our innovations. | MissionDescription |
| Significant New Program Services | true | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 272544400 | Expense |
| Revenue | 287090000 | Revenue |
| Description | Engineering & Systems Division (ESD), SRI's largest group, comprises more than 800 staff members conducting scientific research and development, supporting and deploying technologies and systems, and fielding products for its government and nongovernmental clients. Our expertise includes ionospheric and space research, radar and remote sensing, signal processing and algorithm development, medical devices, robotics, video processing, persistent surveillance, biometrics, signals and electronic intelligence, software engineering, training systems, and wireless communications. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 86842700 | Expense |
| Revenue | 96079000 | Revenue |
| Description | Information and Computing Sciences (ICS) conducts scientific research to develop and advance new technologies in machine intelligence, speech and natural language, perception and visual sciences, bioinformatics, formal methods, and computer security. The group's pioneering innovations have been leading the field of computer science for decades. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 78869000 | Expense |
| Revenue | 80107000 | Revenue |
| Description | SRI's Physical Sciences Division conducts scientific research to address important technical challenges in chemistry, physics, materials science, mechanics, optics, nanotechnology and many other fields. It offers multidisciplinary teams to solve technical challenges through laboratory experiments, computer simulations, and testing. Its work ranges from fundamental research and laboratory experiments to computer simulations, pilot-scale testing, and systems development. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 55428879 | TotalOfOtherProgramServiceExp |
| Total Program Service Expense | 493684979 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | false | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | false | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | false | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | false | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | false | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 516 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 2266 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | OC | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Form8886 T Filed | false | Form8886TFiled |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Non Deductible Disclosure | false | NonDeductibleDisclosure |
| Quid Pro Quo Contributions | false | QuidProQuoContributions |
| Quid Pro Quo Disclosure | false | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Number Of8282 Filed | 0 | NumberOf8282Filed |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Form8899 Filed | false | Form8899Filed |
| Form1098 C Filed | false | Form1098CFiled |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Taxable Distributions | false | TaxableDistributions |
| Distribution To Donor | false | DistributionToDonor |
| Filed Lieu1041 | false | FiledLieu1041 |
| Licensed More Than One State | false | LicensedMoreThanOneState |
| Indoor Tanning Services | false | IndoorTanningServices |
| Form720 Filed | false | Form720Filed |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 10 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 9 | NumberIndependentVotingMembers |
| Family Or Business Relationship | false | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Policies Reference Chapters | false | PoliciesReferenceChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | true | InvestmentInJointVenture |
| Written Policy Or Procedure | true | WrittenPolicyOrProcedure |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | Luther Lau | NamePerson |
| Telephone Number | 6508595255 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 Ravenswood Ave | AddressLine1 |
| City | Menlo Park | City |
| State | CA | State |
| ZIP Code | 94025 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (34 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| David Liddle | ||||||||
| Board Member | 1.50 | X | 20000 | 0 | 0 | |||
| Curtis R Carlson | ||||||||
| President & CEO | 40.00 | X | 1455257 | 0 | 41180 | X | ||
| Richard Brewer | ||||||||
| Board member | 1.50 | X | 48000 | 0 | 0 | |||
| Leslie Kenne | ||||||||
| Board member | 1.50 | X | 54000 | 0 | 0 | |||
| Philip J Quigley | ||||||||
| Board member | 1.50 | X | 54000 | 0 | 0 | |||
| Henry Kressel | ||||||||
| Board member | 1.50 | X | 54000 | 0 | 0 | |||
| Charles Holloway | ||||||||
| Board member | 1.50 | X | 57625 | 0 | 16500 | |||
| John J Young Jr | ||||||||
| Board member | 1.50 | X | 57000 | 0 | 0 | |||
| Vernon Clark | ||||||||
| Board Chair | 12.00 | X | 180000 | 0 | 0 | |||
| Mariann Byerwalter | ||||||||
| Board member | 1.50 | X | 61000 | 0 | 0 | |||
| Samuel H Armacost | ||||||||
| Board member | 11.00 | X | 46228 | 0 | 16500 | X | ||
| Donald Scott Seaton | ||||||||
| Executive Direc | 40.00 | 398691 | 0 | 38804 | X | |||
| Stephen Ciesinski | ||||||||
| Vice President | 40.00 | 444777 | 0 | 45727 | X | |||
| Eric Pearson | ||||||||
| Vice President | 40.00 | 358696 | 0 | 26920 | X | |||
| Jerry Harrison | ||||||||
| Vice President | 40.00 | 453686 | 0 | 27659 | X | |||
| Laleh Shayesteh | ||||||||
| Asst. Secretary | 40.00 | 214054 | 0 | 28673 | X | |||
| Norman Winarsky | ||||||||
| Vice President | 40.00 | 534153 | 0 | 41180 | X | |||
| Richard Cramer | ||||||||
| Asst. Secretary | 40.00 | 234191 | 0 | 32473 | X | |||
| Alice Resnick | ||||||||
| Vice President | 40.00 | 320242 | 0 | 43637 | X | |||
| Jean Tooker | ||||||||
| Vice President | 40.00 | 345899 | 0 | 47630 | X | |||
| John W Prausa | ||||||||
| Vice President | 40.00 | 563637 | 0 | 35364 | X | |||
| William S Mark | ||||||||
| Vice President | 40.00 | 696676 | 0 | 47630 | X | |||
| Dennis Beatrice | ||||||||
| Vice President | 40.00 | 404388 | 0 | 41180 | X | |||
| Walter Moos | ||||||||
| Vice President | 40.00 | 523032 | 0 | 33925 | X | |||
| Richard Abramson | ||||||||
| Secretary/VP | 40.00 | 464303 | 0 | 47630 | X | |||
| Byron Rovegno | ||||||||
| Treasurer | 50.00 | 187377 | 0 | 26065 | X | |||
| Thomas J Furst | ||||||||
| SR VP & CFO | 40.00 | 495041 | 0 | 41180 | X | |||
| C Raymond Perrault | ||||||||
| Director | 40.00 | 421350 | 0 | 46355 | X | |||
| Carla Woodworth | ||||||||
| Executive Direct | 40.00 | 341543 | 0 | 43637 | X | |||
| Douglas Bercow | ||||||||
| Dir Bus Develop | 40.00 | 430522 | 0 | 43637 | X | |||
| James Crofton | ||||||||
| Sarnoff VP/CFO | 40.00 | 430463 | 0 | 17026 | X | |||
| Kristin Percoda | ||||||||
| Lab Director | 40.00 | 418040 | 0 | 32773 | X | |||
| Adolf Pfefferbaum | ||||||||
| Program Dir | 40.00 | 227462 | 0 | 24267 | X | |||
| Mark Clifton | ||||||||
| VP, Prod & Svc | 40.00 | 405880 | 0 | 49874 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 11401213 | TotalReportableCompFromOrg |
| Total Other Compensation | 937426 | TotalOtherCompensation |
| Number Individuals GT100 K | 775 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| University Space Research | |||||
| 10211 Wincopin Circle | Columbia | MD | 21044 | Transition support | 367706 |
| Reynolds Cleaning Service | |||||
| 1472 Oddstad Dr | Redwood City | CA | 94063 | Janitorial | 1386092 |
| Pricewaterhousecoopers | |||||
| PO Box 514038 | Los Angeles | CA | 90051 | Accounting | 477140 |
| Micro Disc | |||||
| 301 Oxford Valley Rd Suite1101 | Yardley | PA | 19067 | Image processing | 458990 |
| Hitech CM & Design | |||||
| PO Box 620252 | Woodside | CA | 94062 | Construction Mgmt | 345327 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 11 | NumberOfContractorsGT100K |
| Government Grants | 38406936 | GovernmentGrants |
| Total Contributions | 38406936 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|
| Scientific research | 452450392 | 452450392 | |
| Commercial tech svce | 86626672 | 86626672 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 539077064 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 376000 | TotalRevenueColumn |
| Exclusion | $376,000 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 7727474 | TotalRevenueColumn |
| Exclusion | $7,727,474 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 3323000 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 4680373 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | -1357373 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -1357373 | TotalRevenueColumn |
| Exclusion | -$1,357,373 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 2007383 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 24383 | Securities |
| Other | 23038 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 1983000 | Securities |
| Other | -23038 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1959962 | TotalRevenueColumn |
| Related Or Exempt Function Income | -23038 | RelatedOrExemptFunctionIncome |
| Exclusion | $1,983,000 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Other income | Description |
| Total Revenue Column | 2723564 | TotalRevenueColumn |
| Related Or Exempt Function Income | 2723564 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 2723564 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 588913627 | TotalRevenueColumn |
| Related Or Exempt Function Income | 455150918 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 86626672 | UnrelatedBusinessRevenue |
| Exclusion | $8,729,101 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8190821 | Total |
| Program Services | 1687521 | ProgramServices |
| Management And General | 6503300 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 190005356 | Total |
| Program Services | 159845892 | ProgramServices |
| Management And General | 30159464 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 17782731 | Total |
| Program Services | 14726164 | ProgramServices |
| Management And General | 3056567 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 63599604 | Total |
| Program Services | 51377711 | ProgramServices |
| Management And General | 12221893 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15323388 | Total |
| Program Services | 12689543 | ProgramServices |
| Management And General | 2633845 | ManagementAndGeneral |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2662693 | Total |
| Management And General | 2662693 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 588994 | Total |
| Program Services | 274972 | ProgramServices |
| Management And General | 314022 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 352556 | Total |
| Management And General | 352556 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 151468466 | Total |
| Program Services | 136097184 | ProgramServices |
| Management And General | 15371282 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 68123 | Total |
| Program Services | 32164 | ProgramServices |
| Management And General | 35959 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 25452300 | Total |
| Program Services | 22146907 | ProgramServices |
| Management And General | 3305393 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6667678 | Total |
| Program Services | 2078089 | ProgramServices |
| Management And General | 4589589 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 18935720 | Total |
| Program Services | 13843562 | ProgramServices |
| Management And General | 5092158 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12140389 | Total |
| Program Services | 11383376 | ProgramServices |
| Management And General | 757013 | ManagementAndGeneral |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1846401 | Total |
| Program Services | 1529096 | ProgramServices |
| Management And General | 317305 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 278960 | Total |
| Program Services | 366 | ProgramServices |
| Management And General | 278594 | ManagementAndGeneral |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 17972683 | Total |
| Program Services | 15804959 | ProgramServices |
| Management And General | 2167724 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2067190 | Total |
| Program Services | 493671 | ProgramServices |
| Management And General | 1573519 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Management And GeneralManagementAndGeneral | Program ServicesProgramServices |
|---|---|---|---|
| Rental expense on page 1 | -4680373 | -4680373 | |
| Printing and Publications | 559175 | 528269 | 30906 |
| Other | 5274886 | -3934327 | 9209213 |
| Equipment purchases | 40480886 | 47203 | 40433683 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 577038627 | Total |
| Program Services | 493684979 | ProgramServices |
| Management And General | 83353648 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2439000 | BOY |
| EOY | 11295187 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 90031000 | BOY |
| EOY | 73797813 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 90851000 | BOY |
| EOY | 116055000 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 446000 | BOY |
| EOY | 3868000 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4551000 | BOY |
| EOY | 5929000 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 295501527 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 186692527 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 78169000 | BOY |
| EOY | 108809000 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11056000 | BOY |
| EOY | 12712000 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 38303000 | BOY |
| EOY | 0 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 7003000 | BOY |
| EOY | 9414000 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 322849000 | BOY |
| EOY | 341880000 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 68040000 | BOY |
| EOY | 77371000 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 34754000 | BOY |
| EOY | 33634000 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10962000 | BOY |
| EOY | 3502000 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 75830000 | BOY |
| EOY | 40019000 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 189586000 | BOY |
| EOY | 154526000 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 133263000 | BOY |
| EOY | 187354000 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 133263000 | BOY |
| EOY | 187354000 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 322849000 | BOY |
| EOY | 341880000 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 11875000 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 42216000 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | X | PubliclySupportedOrg509a2 |
Gifts Grants Contrib Received509 GiftsGrantsContribReceived509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 42596826 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 47692857 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 40307810 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 43076732 | CurrentTaxYearMinus1Year |
| Current Tax Year | 38406936 | CurrentTaxYear |
| Total | 212081161 | Total |
Gross Receipts From Admissions GrossReceiptsFromAdmissions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 289639174 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 341673143 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 326553190 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 357981268 | CurrentTaxYearMinus1Year |
| Current Tax Year | 539077064 | CurrentTaxYear |
| Total | 1854923839 | Total |
Gross Receipts From Non UBI GrossReceiptsFromNonUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Tax Rev Levied For Org Benefit509 TaxRevLeviedForOrgBenefit509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Of Svcs Fclts Furnishd By Govt ValueOfSvcsFcltsFurnishdByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total509 Total509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 332236000 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 389366000 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 366861000 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 401058000 | CurrentTaxYearMinus1Year |
| Current Tax Year | 577484000 | CurrentTaxYear |
| Total | 2067005000 | Total |
Amts Recd From Disqual Persons AmtsRecdFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Amts From Subst Contributors AmtsFromSubstContributors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 145066254 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 188635880 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 162710636 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 192029553 | CurrentTaxYearMinus1Year |
| Current Tax Year | 238801140 | CurrentTaxYear |
| Total | 927243463 | Total |
Support From DQ Ps Etc SupportFromDQPsEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 145066254 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 188635880 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 162710636 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 192029553 | CurrentTaxYearMinus1Year |
| Current Tax Year | 238801140 | CurrentTaxYear |
| Total | 927243463 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | 1139761537 | PublicSupportTotal509 |
Gross Investment Income509 GrossInvestmentIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 10082764 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 8873149 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7768450 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7983000 | CurrentTaxYearMinus1Year |
| Current Tax Year | 8103474 | CurrentTaxYear |
| Total | 42810837 | Total |
Post1975 UBTI Post1975UBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Investment Income And UBTI InvestmentIncomeAndUBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 10082764 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 8873149 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7768450 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7983000 | CurrentTaxYearMinus1Year |
| Current Tax Year | 8103474 | CurrentTaxYear |
| Total | 42810837 | Total |
Net Income From Other UBI NetIncomeFromOtherUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Income509 OtherIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 99939 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 967276 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1709290 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | -131000 | CurrentTaxYearMinus1Year |
| Current Tax Year | 2723564 | CurrentTaxYear |
| Total | 5369069 | Total |
Total Support Total TotalSupportTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 342418703 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 399206425 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 376338740 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 408910000 | CurrentTaxYearMinus1Year |
| Current Tax Year | 588311038 | CurrentTaxYear |
| Total | 2115184906 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Percentage509 | 0.53880 | PublicSupportPercentage509 |
| Prior Year Support Percentage | 0.53980 | PriorYearSupportPercentage |
| Investment Income Percentage | 0.02020 | InvestmentIncomePercentage |
| Prior Yr Invest Income Percentage | 0.02280 | PriorYrInvestIncomePercentage |
| Thirty Three Percnt Tests CY509 | X | ThirtyThreePercntTestsCY509 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form4720 Filed4955 Tax | false | Form4720Filed4955Tax |
| Correction Made | false | CorrectionMade |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | true | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | false | MailingsMembers |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $346,853 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | false | RalliesDemonstrations |
| Other Activities | true | OtherActivities |
| Other Activities | $232,615 | OtherActivitiesAmount |
| Total Lobbying Expenditures IIB | 579468 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
| Form4720 Filed4912 Tax | false | Form4720Filed4912Tax |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Part II-B, Line 1i | Identifier |
| Return Reference | Part II-B, Line 1i - Other Activities Description | ReturnReference |
| Explanation | The amount reflected in Line 1(i) as "other activities" represents the expenses associated with paid staff or management (line 1(b). SRI International contracted with lobbying firms to meet with Members of Congress and their staff to educate them on SRI-specific initiatives that were determined would be of value to the nation in the near- and long-term. These initiatives included areas such as cyber security, bio defense, economic development, educational enhancements and military personnel readiness. | Explanation |
Schedule D IRS990ScheduleD
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 21460908 | OtherCostOrOtherBasis |
| Book Value | 21460908 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 189843940 | OtherCostOrOtherBasis |
| Depreciation | 142192075 | Depreciation |
| Book Value | 47651865 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 5991821 | OtherCostOrOtherBasis |
| Depreciation | 3532958 | Depreciation |
| Book Value | 2458863 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 74693501 | OtherCostOrOtherBasis |
| Depreciation | 40967494 | Depreciation |
| Book Value | 33726007 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 3511357 | OtherCostOrOtherBasis |
| Book Value | 3511357 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 108809000 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities (5 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| Tenant allowance | $2,689,879 |
| Remediation reserve | $6,560,699 |
| Other liabilities | $217,422 |
| Lease liability | $2,647,000 |
| Client advances and credits | $27,904,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 40019000 | TotalOfAmounts |
| Total Revenue | 588913627 | TotalRevenue |
| Total Expenses | 577038627 | TotalExpenses |
| Excess Or Deficit For Year | 11875000 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 1680000 | NetUnrealizedGLOnInvestments |
| Other | $40,536,000 | OtherAmount |
| Total Adjustments | 42216000 | TotalAdjustments |
| Excess Or Deficit Per FS | 54091000 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 598205000 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 1680000 | NetUnrealizedGainsInvestments |
| Other Revenues | 7611373 | OtherRevenues |
| Revenue Not Rptd F990 | 9291373 | RevenueNotRptdF990 |
| Revenue Subtotal | 588913627 | RevenueSubtotal |
| Total Revenue Per Form990 | 588913627 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 583517000 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 6478373 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 6478373 | ExpensesNotRptdF990 |
| Expenses Subtotal | 577038627 | ExpensesSubtotal |
| Total Expenses Per Form990 | 577038627 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Part XIII, Line 2d | Part XIII, Line 2d: Other expenses and losses per audited F/S | Equity investment in affiliates $1798000 Rental expense offset to income $4680373 Book-tax difference $0 |
| Part XII, Line 2d | Part XII, Line 2d: Other revenue amounts included in F/S but not included on form 990 | Rental expense $4680373 Income tax benefit $2931000 Equity in gain of affiliates $0 |
| Part XI, Line 8 | Part XI, Line 8: Other Changes in Net Assets or Fund Balances | Book-tax diff $0 Income tax benefit $2931000 Equity in gain of subsidiaries $0 Merger of subsidiaries $39403000 Equity investment in affiliates $ -1798000 |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (4 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Middle East | 1 | 3 | Program Services | Improving innovation and R&D systems | 627000 |
| Europe | 1 | 4 | Program Services | NSF Atmospheric Research Facility | 1086456 |
| East Asia | 1 | 5 | International marketing | International marketing | 2231000 |
| North America | 1 | 0 | Program services | NSF Atmospheric Research Facility | 1000646 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 4 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 12 | SubtotalNumberOfEmployees |
| Total Number Of Offices | 4 | TotalNumberOfOffices |
| Total Number Of Employees | 12 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 4945102 | SubtotalAmountSpent |
| Total Amount Spent | 4945102 | TotalAmountSpent |
| No Recipient Over5 K | X | NoRecipientOver5K |
| Transfer To Foreign Corp | false | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | false | OwnForeignCorp |
| Passive Foreign Invest Co | false | PassiveForeignInvestCo |
| Foreign Partnership | false | ForeignPartnership |
| Boycott Countries | true | BoycottCountries |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | true | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | true | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
| Rebuttable Presumption Procedure | false | RebuttablePresumptionProcedure |
Form990 Schedule J Part II Form990ScheduleJPartII (25 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Bonus Filing OrgBonusFilingOrg | Other Compensation Filing OrgOtherCompensationFilingOrg | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Total Compensation Filing OrgTotalCompensationFilingOrg |
|---|---|---|---|---|
| William S Mark | ||||
| 358592 | 180000 | 158084 | 47630 | 744306 |
| Walter Moos | ||||
| 325208 | 120000 | 77824 | 33925 | 556957 |
| Vernon Clark | ||||
| 180000 | 180000 | |||
| Thomas J Furst | ||||
| 364069 | 50000 | 80972 | 41180 | 536221 |
| Stephen Ciesinski | ||||
| 304469 | 95000 | 45308 | 45727 | 490504 |
| Richard Cramer | ||||
| 201926 | 26151 | 6114 | 32473 | 266664 |
| Richard Abramson | ||||
| 302215 | 80000 | 82088 | 47630 | 511933 |
| Norman Winarsky | ||||
| 311923 | 120000 | 102230 | 41180 | 575333 |
| Mark Clifton | ||||
| 275192 | 100000 | 30688 | 49874 | 455754 |
| Laleh Shayesteh | ||||
| 179976 | 26000 | 8078 | 28673 | 242727 |
| Kristin Percoda | ||||
| 230383 | 85000 | 102657 | 32773 | 450813 |
| John W Prausa | ||||
| 354731 | 120000 | 88906 | 35364 | 599001 |
| Jerry Harrison | ||||
| 324354 | 90299 | 39033 | 27659 | 481345 |
| Jean Tooker | ||||
| 221285 | 75000 | 49614 | 47630 | 393529 |
| James Crofton | ||||
| 364363 | 66100 | 17026 | 447489 | |
| Eric Pearson | ||||
| 267846 | 50000 | 40850 | 26920 | 385616 |
| Douglas Bercow | ||||
| 222019 | 65000 | 143503 | 43637 | 474159 |
| Donald Scott Seaton | ||||
| 275231 | 100000 | 23460 | 38804 | 437495 |
| Dennis Beatrice | ||||
| 281331 | 60000 | 63057 | 41180 | 445568 |
| Curtis R Carlson | ||||
| 516387 | 686052 | 252818 | 41180 | 1496437 |
| Carla Woodworth | ||||
| 213000 | 70000 | 58543 | 43637 | 385180 |
| C Raymond Perrault | ||||
| 285223 | 105000 | 31127 | 46355 | 467705 |
| Byron Rovegno | ||||
| 150915 | 25000 | 11462 | 26065 | 213442 |
| Alice Resnick | ||||
| 199192 | 75000 | 46050 | 43637 | 363879 |
| Adolf Pfefferbaum | ||||
| 212837 | 11000 | 3625 | 24267 | 251729 |
Form990 Schedule J Part III Form990ScheduleJPartIII (4 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Sch J, Part I, Line 7 | Part I, Line 7: Non-Fixed payments not listed above | The amounts shown in column (ii) of Section B of Part II on the preceding page all represent PBC (Performance Based Compensation). PBC is a financial incentive pool of funds that is pre-approved by the Board of Directors annually. PBC payout is based on the following factors that are designed to align individual and organizational performance with the non-profit mission of SRI: growth in order bookings, growth in contract labor revenue, meeting threshold income from research contracts, generating royalty income, generating new equity assets resulting from spin-off companies, generating new patents, publishing research results, and other such metrics as deemed relevant by management for the fiscal year. |
| Sch J, Part I, Line 5b | Part I, Line 5b: Explanation of organization compensation based on revenues of related organization | Like most universities and other research institutions, and consistent with the requirements of the Bayh-Dole Act [35 U.S.C. 200 et seq], SRI shares with SRI inventors and other contributors royalties in the form of cash or equity which is received from spin-off and other companies to whom SRI intellectual property is licensed or transferred. As noted above, the IRS approved SRI's Intellectual Property Royalty and Equity Sharing Program in a Private Letter ruling issued in 1999. Of the twenty-five Officers, Key Employees and Highest Compensated Employees (non-Officers and non-Key Employees) shown in Part II, royalty payments totaled $1,522,022 with individual amounts ranging from $314 to $312,044. |
| Sch J, Part I, Line 4 | Part I, Line 4: Participated or recieved pay from an equity based compensation arrangement | Like most universities and other research institutions, and consistent with the requirements of the Bayh-Dole Act [35 U.S.C. 200 et seq], SRI shares with SRI inventors and other contributors royalties in the form of cash or equity received from spin-off and other companies to whom SRI intellectual property is licensed or transferred. The terms and conditions under which SRI shares such equity are laid out in detail in SRI's Intellectual Property Royalty and Equity Sharing Program that was approved by the IRS in a Private Letter ruling issued in 1999. Of the twenty-five Officers, Key Employees and Highest Compensated Employees (non-Officers and non-Key Employees) shown in Part II, fourteen received equity-based payments totaling $15,585, with individual amounts ranging from $1 to $4,000. |
| Sch J, Part I, Line 1a | Part I, Line 1a: Relevant information in regards to selections on 1a. | SRI's Travel Policy is structured for compliance with FAR 31.205-46. Under sub-section (d) of this provision, airline costs in excess of the lowest customary standard are allowable in situations to accommodate the physical or medical needs of the traveler. The decision to permit such travel, solely for medical reasons on an individual basis, was issued from the Controller's office within the auspices of the Chief Financial Officer (CFO). |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer |
|---|---|---|---|---|---|---|
| CA Infrastructure and Dev | ||||||
| 630304653 | 13033W3N1 | 2010-03-10 | 15000000 | Research facilities upgrade | false | false |
| CA Infrastructure and Development Bank | ||||||
| 630304653 | 13033WLH4 | 2003-09-01 | 23720000 | Research facilities | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)
| Total ProceedsTotalProceeds | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Capital ExpendituresCapitalExpenditures | Amount UnspentAmountUnspent | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|
| 15000000 | 603000 | 14160026 | 236974 | 2011 | false | false | false | true |
| 23720000 | 23720000 | 2005 | false | false | true | true |
Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|
| false | false | false | false | true |
| false | false | false | false | true |
Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| false | true | false | false | false | false |
| false | true | false | false | false | false |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fed Tax Requirements Compliance | X | FedTaxRequirementsCompliance |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| Schedule K, Part III, Lines 4 and 5 | Any private use of the facilities is allocated to equity or taxable proceeds. | |
| Part V, Question 4 Foreign Accounts | SRI maintains foreign accounts in Japan and Greenland. | |
| Form 990, Part VI, Line 19: Other Organization Documents Publicly Available | SRI's organization documents and financial statements are made available to the public upon request. Copies of the financial statements can also be obtained from the office of the California Secretary of State, where a copy is filed annually. SRI's conflict of interest policy is not made available to the public. | Form 990, Part VI, Line 19 |
| Form 990, Part VI, Line 15b: Compensation Review and Approval Process for Officers and Key Employees | Among the committees of the SRI Board of Directors is the Compensation and Management Development Committee (the "Committee"), which is composed of four independent directors. On an annual basis, the Committee reviews and approves compensation levels for SRI's Senior Staff and CEO, based on comparable compensation information for similarly-situated companies. This comparable compensation information is developed or obtained by a qualified, experienced and independent compensation consultant, who provides a report and opinion to the Committee regarding the reasonableness of the proposed compensation levels in light of the external data. The minutes of the Committee reflect and document the decisions, and the basis thereof, reached by the Committee, and records relating to the data considered by the Committee and the minutes of the Committee's meetings are maintained by the VP of Human Resources and the General Counsel. In March 2010, the Compensation and Management Development Committee reviewed and approved salaries and incentives for the following Senior Executive positions: President and Chief Executive OfficerSenior Vice President and Chief Financial OfficerVice President, Legal and Business Affairs and General CounselTreasurerVice President, Policy DivisionVice President, Information Computing Sciences DivisionVice President, Biosciences DivisionVice President, Physical Sciences DivisionVice President, Engineering and Systems DivisionVice President, Corporate and Marketing CommunicationsVice President, Human ResourcesVice President, Ventures, Licensing, Strategic Programs and Government Business Development | Form 990, Part VI, Line 15b |
| Form 990, Part VI, Line 12c: Explanation of Monitoring and Enforcement of Conflicts | SRI maintains, trains its officers, directors and employees regarding, and enforces standards of conduct and conflict-of-interest policies which, among other things, require such persons to identify, disclose and avoid interests that could give rise to ethical conflicts. Training in SRI's code of conduct and its ethics and conflicts-of-interest policies is provided through SRI's Legal Department, as well as through its professional contracts staff, and the ethics and conflict-of-interest policies are posted on SRI's internal website. SRI's ethics officer is reachable by all employees through SRI's ethics "hotline," and SRI's internal audit staff assists the ethics officer in investigating potential violations and recommending remedial measures. Senior management oversees these personnel and policies and takes corrective and, as warranted, disciplinary action. SRI requires its officers and directors to complete an annual disclosure form which is reviewed for potential conflicts. In the event of potential conflicts, the persons involved are barred from participating in the deliberations and decisions regarding the matter which is the subject of the conflict. | Form 990, Part VI, Line 12c |
| Form 990, Part VI, Line 11: Form 990 Review Process | The Form 990 is reviewed by SRI staff (Financial Analysis, Controller, CEO), outside legal counsel and the audit committee. A copy of the final version of the Form 990 is furnished to the each member of the Board of Directors. | Form 990, Part VI, Line 11 |
| Form 990, Part III, Line 4d : Other Program Services Description | OTHER PROGRAM SERVICES 4: SRI engages in a broad range of other research initiatives in furtherance of its exempt mission, as exemplified by the Biosciences Division and Policy Division. The Biosciences Division is a unique organization of approximately 230 people, with all of the resources necessary to take chemical and biological research programs from "idea to IND" -- from initial discoveries to investigational new drug applications to start human clinical trials. The Biosciences Division performs basic research on disease mechanisms; drug discovery and the development of biologics; and full-service preclinical contract research and development. The Policy Division undertakes research to address problems posed by complex issues in education, health, economic development and human services. Policy experts develop research-based solutions to problems posed by rapid social, technological, and economic changes in society. The research is used to shape innovations to improve productivity and quality of life at home, at school, and in the workplace. | Form 990, Part III, Line 4d |
| Form 990, Part III, Line 2: New Services | Effective January 1, 2011, SRI's wholly owned subsidiary, Sarnoff, Inc., was dissolved and its assets, liabilities and operations were transferred to SRI. Unrestricted net assets of Sarnoff as of December 31, 2010 totaled $38,000,000. Sarnoff engaged in research, technology development and consulting activities that were similar to those of SRI; such activities substantially further the exempt purposes of SRI. | Form 990, Part III, Line 2 |
| Client Note 1 - SRI maintains foreign accounts in Japan and Greenland. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Technology Venture Management | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 Ravenswood Ave | AddressLine1 |
| City | Menlo Park | City |
| State | CA | State |
| ZIP Code | 94025 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 311663741 | EIN |
| Primary Activities | Support of research | PrimaryActivities |
| Legal Domicile State | CA | LegalDomicileState |
| Exempt Code Section | 501(c)(3) | ExemptCodeSection |
| Public Charity Status | 509(a)(3) | PublicCharityStatus |
| Direct Controlling Entity NA | N/A | DirectControllingEntityNA |
| Controlled Org | true | ControlledOrg |
Form990 Schedule R Part IV Form990ScheduleRPartIV (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Averatek | |||||||||||
| 550 Nuttman St | Santa Clara | CA | 95054 | 260836519 | Circuit components | CA | SRI | C Corp | -1010000 | 1584000 | 0.63900 |
| SRI Holdings | |||||||||||
| 333 Ravenwsood Ave | Menlo Park | CA | 94025 | 931201429 | Bus Consult | CA | SRI | C Corp | 1.00000 | ||
| Sarnoff Corporation | |||||||||||
| 201 Washington Road | Princeton | NJ | 08540 | 222792705 | Scientific research | NJ | SRI | C Corp | 1.00000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
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