JAMES AND SUSAN HE FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- JAMES AND SUSAN HE FOUNDATION (EIN 20-5282768)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2012-10-05
- IRS object ID
- 201242799349100009
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-10-05T14:20:43-07:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Jimmy J Chen & Associates Inc | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1582 Centre Pointe Drive | AddressLine1 |
| City | Milpitas | City |
| State | CA | State |
| ZIP Code | 95035 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 205282768 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES AND SUSAN HE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | JAME | NameControl |
| Phone | 4084200974 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 874 PECAN COURT | AddressLine1 |
| City | SUNNYVALE | City |
| State | CA | State |
| ZIP Code | 94087 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RUNSHENG HE | Name |
| Title | CEO | Title |
| Date Signed | 2012-10-05 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jimmy J Chen CPA | Name |
| Phone | 4084358828 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 541944 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 23143 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 23143 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 23143 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | -3542 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 37915 | GrossSalesPrice |
| Other Income Rev And Expnss | 1455 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 1455 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 21056 | TotalRevenueAndExpenses |
| Total Net Investment Income | 24598 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 23143 | TotalAdjustedNetIncome |
| Accounting Fees Rev And Expnss | 1265 | AccountingFeesRevAndExpnss |
| Accounting Fees Adj Net Incm | 1265 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 1265 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 946 | TaxesRevAndExpnss |
| Taxes Adj Net Incm | 946 | TaxesAdjNetIncm |
| Taxes Dsbrs Chrtbl Prps | 946 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 10047 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 25 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 10047 | OtherExpensesAdjNetIncm |
| Other Expenses Dsbrs Chrtbl Prps | 10047 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 12258 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 25 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 12258 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 12258 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 20000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 20000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 32258 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 25 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 12258 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 32258 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -11202 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 24573 | NetInvestmentIncome |
| Adjusted Net Income | 10885 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 11080 | CashBOY |
| Cash EOY | 34202 | CashEOY |
| Cash EOYFMV | 34202 | CashEOYFMV |
| Investments Corp Stock BOY | 461424 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 427100 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 507742 | InvestmentsCorpStockEOYFMV |
| Land Building And Equipment Basis | 1640 | LandBuildingAndEquipmentBasis |
| Accum Deprec Land Bldg And Equip | 1640 | AccumDeprecLandBldgAndEquip |
| Total Assets BOY | 472504 | TotalAssetsBOY |
| Total Assets EOY | 461302 | TotalAssetsEOY |
| Total Assets EOYFMV | 541944 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 219330 | CapitalStockBOY |
| Capital Stock EOY | 219330 | CapitalStockEOY |
| Retained Earnings BOY | 253174 | RetainedEarningsBOY |
| Retained Earnings EOY | 241972 | RetainedEarningsEOY |
| Total Net Assets BOY | 472504 | TotalNetAssetsBOY |
| Total Net Assets EOY | 461302 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 472504 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 461302 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 472504 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -11202 | ExcessOfRevenueOverExpenses |
| Subtotal | 461302 | Subtotal |
| Total Net Assets Fund Balances EOY | 461302 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| PER CHARLES SCHWAB | P | 2009-01-21 | 2012-01-27 | 28053 | 17389 | 10664 | 10664 |
| PER CHARLES SCHWAB | P | 2009-10-08 | 2011-09-09 | 9862 | 24068 | -14206 | -14206 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -3542 | CapitalGainNetIncome |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 491 | InvestmentIncomeExciseTax |
| Subtotal | 491 | Subtotal |
| Tax Based On Investment Income | 491 | TaxBasedOnInvestmentIncome |
| Tax Due | 491 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | false | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RUNSHENG HE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 4084200974 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 874 PECAN COURT | AddressLine1 |
| City | SUNNYVALE | City |
| State | CA | State |
| ZIP Code | 94087 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| FANG WU | ||||||
| 874 PECAN COURT | SUNNYVALE | CA | 94087 | Secretary | 0.00 | 0 |
| RUNSHENG HE | ||||||
| 874 PECAN COURT | SUNNYVALE | CA | 94087 | CEO | 0.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 504458 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 29713 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 534171 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 534171 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 8013 | CashDeemedCharitable |
| Net Noncharitable Assets | 526158 | NetNoncharitableAssets |
| Minimum Investment Return | 26308 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 26308 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 491 | TaxBasedOnInvestmentIncome |
| Total Tax | 491 | TotalTax |
| Distributable Amount Before Adj | 25817 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 25817 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 25817 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 32258 | ExpensesAndContributions |
| Qualifying Distributions | 32258 | QualifyingDistributions |
| Adj Qualifying Distributions | 32258 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 25817 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 23122 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 17309 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 17975 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 4602 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 35548 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 98556 | TotalExcessDistriCarryover |
| Qualifying Distributions | 32258 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 25817 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 6441 | RemainingDistriFromCorpus |
| Total Corpus | 104997 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 23122 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 81875 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 17309 | ExcessFromYear4 |
| Excess From Year3 | 17975 | ExcessFromYear3 |
| Excess From Year2 | 4602 | ExcessFromYear2 |
| Excess From Year1 | 35548 | ExcessFromYear1 |
| Excess From Current Year | 6441 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FANG WU | ContributingManager |
| Contributing Manager | RUNSHENG HE | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person Name | FUZHOU YIMIN ENVIRONMENTAL PROTECTI | RecipientPersonName |
Recipient Foreign Address RecipientForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 273 WU-SI RD | AddressLine1 |
| City | FUZHOU | City |
| Province Or State | FUJIAN | ProvinceOrState |
| Country | OC | Country |
| Postal Code | 350003 | PostalCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationship |
| Recipient Foundation Status | 501C | RecipientFoundationStatus |
| Purpose Of Grant Or Contribution | CHARITY | PurposeOfGrantOrContribution |
| Amount | $20,000 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 20000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 23143 | RelatedOrExemptFunctionIncome |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 1455 | RelatedOrExemptFunctionIncome |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | -3542 | RelatedOrExemptFunctionIncome |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Income | 21056 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 21056 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX RETURNS PREP FEE | Category |
| Amount | $1,265 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 1265 | AdjustedNetIncome |
| Disbursements Charitable Prps | 1265 | DisbursementsCharitablePrps |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | Machinery and Equipment | CategoryOrItem |
| Cost Or Other Basis | 1640 | CostOrOtherBasis |
| Accumulated Depreciation | 1640 | AccumulatedDepreciation |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|---|
| POSTAGE | 22 | 22 | 22 | |
| OUTSIDE SERVICE | 10000 | 10000 | 10000 | |
| BANK CHARGES | 25 | 25 | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Other Investment Income | Description |
| Revenue And Expenses Per Books | 1455 | RevenueAndExpensesPerBooks |
| Net Investment Income | 1455 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| IRS | $911 | 911 | 911 |
| FTB FILING FEE | $25 | 25 | 25 |
| ATTORNEY GENERAL FILING FEE | $10 | 10 | 10 |
Comments