MARTIN AND TONI SOSNOFF FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- MARTIN AND TONI SOSNOFF FOUNDATION (EIN 22-2231640)
- Tax period
- 2010-12-01 to 2011-11-30
- Filed
- 2012-07-09
- IRS object ID
- 201241919349100059
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-07-09T14:16:01-05:00 | Timestamp |
| Tax Period End Date | 2011-11-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROTHSTEIN KASS | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4 BECKER FARM ROAD | AddressLine1 |
| City | ROSELAND | City |
| State | NJ | State |
| ZIP Code | 07068 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-12-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 222231640 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTIN & TONI SOSNOFF FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | MART | NameControl |
| Phone | 2128675000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 135 | AddressLine1 |
| City | RHINEBECK | City |
| State | NY | State |
| ZIP Code | 12572 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MARTIN SOSNOFF | Name |
| Title | TRUSTEE | Title |
| Phone | 2128675000 | Phone |
| Date Signed | 2012-07-15 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | THOMAS SCALABRINI | Name |
| Phone | 9739946666 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 11896380 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 222969 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 222969 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 217108 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 217108 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -142957 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 13754293 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 500 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 500 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 297620 | TotalRevenueAndExpenses |
| Total Net Investment Income | 440577 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 950 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 800 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 61252 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 61252 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 904 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 154 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 63106 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 62206 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 2414745 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 2414745 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 2477851 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 62206 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 2414745 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -2180231 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 378371 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 21548 | CashBOY |
| Cash EOY | 3801 | CashEOY |
| Cash EOYFMV | 3801 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 196923 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 109875 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 109875 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 8285008 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 8029631 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 9000172 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 4152025 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 2359710 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2236483 | InvestmentsCorpBondsEOYFMV |
| Other Assets BOY | 468042 | OtherAssetsBOY |
| Other Assets EOY | 468042 | OtherAssetsEOY |
| Other Assets EOYFMV | 546049 | OtherAssetsEOYFMV |
| Total Assets BOY | 13123546 | TotalAssetsBOY |
| Total Assets EOY | 10971059 | TotalAssetsEOY |
| Total Assets EOYFMV | 11896380 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 13123546 | UnrestrictedBOY |
| Unrestricted EOY | 10971059 | UnrestrictedEOY |
| Total Net Assets BOY | 13123546 | TotalNetAssetsBOY |
| Total Net Assets EOY | 10971059 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 13123546 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 10971059 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 13123546 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -2180231 | ExcessOfRevenueOverExpenses |
| Other Increases | 27744 | OtherIncreases |
| Subtotal | 10971059 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 10971059 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (96 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| CELGENE CORP | P | 2010-06-30 | 2010-12-07 | 112666 | 102418 | 10248 | 10248 |
| LIBERTY MEDIA CORP SR DEB 5.700% DUE 05-15-13 | P | 2010-10-27 | 2010-12-14 | 102745 | 103195 | -450 | -450 |
| LIBERTY MEDIA CORP SR DEB 5.700% DUE 05-15-13 | P | 2010-10-27 | 2010-12-14 | 205490 | 206295 | -805 | -805 |
| MERCK & CO INC NEW | P | 2009-03-10 | 2011-01-03 | 43243 | 26304 | 16939 | 16939 |
| MERCK & CO INC NEW | P | 2009-03-09 | 2011-01-03 | 118918 | 69480 | 49438 | 49438 |
| ENTERPRISE PRODUCTS OPER LP BONDS 7.034% DUE 01-15-68 | P | 2010-10-27 | 2011-01-03 | 336035 | 337609 | -1574 | -1574 |
| FORD MOTOR CREDIT CO LLC NOTES 7.000% DUE 04-15-15 | P | 2010-07-12 | 2011-01-03 | 107343 | 101265 | 6078 | 6078 |
| FORD MOTOR CREDIT CO LLC NOTES 7.000% DUE 04-15-15 | P | 2010-04-06 | 2011-01-03 | 107343 | 99493 | 7850 | 7850 |
| HOST HOTELS & RESORTS LP NOTES 6.750% DUE 06-01-16 | P | 2010-10-27 | 2011-01-06 | 307635 | 312915 | -5280 | -5280 |
| HUNTSMAN INTL LLC 7.375% DUE 01-01-15 | P | 2010-10-22 | 2011-01-18 | 204916 | 205715 | -799 | -799 |
| HUNTSMAN INTL LLC 7.375% DUE 01-01-15 | P | 2010-06-30 | 2011-01-18 | 29713 | 27356 | 2357 | 2357 |
| NETFLIX COM INC | P | 2010-09-22 | 2011-01-27 | 186944 | 138891 | 48053 | 48053 |
| NALCO CO SENIOR NOTES 8.250% DUE 05-15-17 | P | 2010-10-27 | 2011-02-08 | 330435 | 336015 | -5580 | -5580 |
| TEVA PHARMACEUTICAL IND LTD ADR | P | 2010-03-02 | 2011-02-09 | 36083 | 43078 | -6995 | -6995 |
| TEVA PHARMACEUTICAL IND LTD ADR | P | 2010-07-13 | 2011-02-09 | 51547 | 54481 | -2934 | -2934 |
| TEVA PHARMACEUTICAL IND LTD ADR | P | 2010-08-02 | 2011-02-09 | 67011 | 65357 | 1654 | 1654 |
| FORD MTR CO CAP TR II PFD CONV 6.5% | P | 2010-07-27 | 2011-02-14 | 219335 | 199808 | 19527 | 19527 |
| GOLDMAN SACHS GROUP INC | P | 2010-12-09 | 2011-02-22 | 81664 | 83184 | -1520 | -1520 |
| GOLDMAN SACHS GROUP INC | P | 2010-12-09 | 2011-02-22 | 65331 | 66540 | -1209 | -1209 |
| GOLDMAN SACHS GROUP INC | P | 2010-10-21 | 2011-02-22 | 130663 | 127873 | 2790 | 2790 |
| MOSAIC CO | P | 2010-10-21 | 2011-02-22 | 257071 | 204851 | 52220 | 52220 |
| LAS VEGAS SANDS CORP | P | 2010-10-19 | 2011-03-01 | 147980 | 125571 | 22409 | 22409 |
| AMAZON COM INC | P | 2010-09-22 | 2011-03-03 | 242543 | 212230 | 30313 | 30313 |
| HOME INNS & HOTELS MGMT INC ADR | P | 2011-01-06 | 2011-03-08 | 284766 | 297338 | -12572 | -12572 |
| DU PONT E I DE NEMOURS & CO | P | 2010-08-05 | 2011-03-14 | 157987 | 127418 | 30569 | 30569 |
| FREEPORT MCMORAN COPPER&GOLD | P | 2010-10-14 | 2011-03-15 | 60262 | 59884 | 378 | 378 |
| FREEPORT MCMORAN COPPER&GOLD | P | 2010-10-13 | 2011-03-15 | 130567 | 129699 | 868 | 868 |
| FREEPORT MCMORAN COPPER&GOLD | P | 2010-10-15 | 2011-03-15 | 60262 | 58992 | 1270 | 1270 |
| METLIFE INC JR SUB DEB 6.400% DUE 12-15-36 | P | 2010-10-27 | 2011-03-17 | 285735 | 295335 | -9600 | -9600 |
| CABLEVISION SYS CORP | P | 2010-01-26 | 2011-03-21 | 161608 | 100658 | 60950 | 60950 |
| CABLEVISION SYS CORP | P | 2010-01-27 | 2011-03-21 | 108910 | 65903 | 43007 | 43007 |
| EXPRESS SCRIPTS INC | P | 2009-06-18 | 2011-03-21 | 260411 | 164880 | 95531 | 95531 |
| APPLE INC | P | 2008-09-24 | 2011-04-04 | 68260 | 25821 | 42439 | 42439 |
| APPLE INC | P | 2008-10-22 | 2011-04-04 | 34130 | 9903 | 24227 | 24227 |
| BHP BILLITON PLC ADR | P | 2011-02-08 | 2011-04-11 | 144672 | 139973 | 4699 | 4699 |
| BAIDU.COM INC SPONSORED ADR | P | 2011-04-04 | 2011-04-28 | 191994 | 184479 | 7515 | 7515 |
| BAIDU.COM INC SPONSORED ADR | P | 2010-11-04 | 2011-04-28 | 162456 | 121862 | 40594 | 40594 |
| RIO TINTO PLC ADR | P | 2011-02-09 | 2011-05-04 | 137981 | 152749 | -14768 | -14768 |
| RIO TINTO PLC ADR | P | 2011-02-14 | 2011-05-04 | 82788 | 90650 | -7862 | -7862 |
| RIO TINTO PLC ADR | P | 2011-02-10 | 2011-05-04 | 68990 | 73857 | -4867 | -4867 |
| RIO TINTO PLC ADR | P | 2011-02-28 | 2011-05-04 | 151779 | 156080 | -4301 | -4301 |
| BP PLC ADR | P | 2010-07-12 | 2011-05-04 | 276385 | 226306 | 50079 | 50079 |
| BHP BILLITON PLC ADR | P | 2011-02-08 | 2011-05-06 | 7987 | 8234 | -247 | -247 |
| BHP BILLITON PLC ADR | P | 2011-02-14 | 2011-05-06 | 79868 | 81858 | -1990 | -1990 |
| BHP BILLITON PLC ADR | P | 2011-02-10 | 2011-05-06 | 79868 | 79890 | -22 | -22 |
| BHP BILLITON PLC ADR | P | 2011-02-28 | 2011-05-06 | 151749 | 151133 | 616 | 616 |
| CITIGROUP INC NEW | P | 2011-01-03 | 2011-05-17 | 381927 | 449383 | -67456 | -67456 |
| FREEPORT MCMORAN COPPER&GOLD | P | 2010-10-15 | 2011-05-23 | 84366 | 88488 | -4122 | -4122 |
| FREEPORT MCMORAN COPPER&GOLD | P | 2010-10-15 | 2011-05-23 | 9374 | 9831 | -457 | -457 |
| FREEPORT MCMORAN COPPER&GOLD | P | 2010-10-21 | 2011-05-23 | 168733 | 173922 | -5189 | -5189 |
| GENERAL MOTORS CO | P | 2011-03-08 | 2011-06-02 | 208711 | 229022 | -20311 | -20311 |
| GENERAL MOTORS CO | P | 2011-03-16 | 2011-06-02 | 125227 | 133798 | -8571 | -8571 |
| ORACLE CORP | P | 2010-12-07 | 2011-06-08 | 168529 | 157117 | 11412 | 11412 |
| ORACLE CORP | P | 2010-10-21 | 2011-06-08 | 53055 | 49370 | 3685 | 3685 |
| RED HAT INC | P | 2010-11-03 | 2011-06-08 | 217117 | 222396 | -5279 | -5279 |
| RED HAT INC | P | 2010-11-03 | 2011-06-09 | 62568 | 63164 | -596 | -596 |
| GOLDMAN SACHS GROUP INC | P | 2010-10-21 | 2011-07-11 | 131783 | 159842 | -28059 | -28059 |
| GOLDMAN SACHS GROUP INC | P | 2010-09-10 | 2011-07-11 | 79070 | 89957 | -10887 | -10887 |
| GOLDMAN SACHS GROUP INC | P | 2010-09-10 | 2011-07-11 | 144962 | 164585 | -19623 | -19623 |
| SIRIUS XM RADIO INC | P | 2011-01-03 | 2011-07-11 | 110009 | 85258 | 24751 | 24751 |
| CSX CORP | P | 2011-05-06 | 2011-07-20 | 165478 | 170276 | -4798 | -4798 |
| HUNTSMAN INTL LLC 7.375% DUE 01-01-15 | P | 2010-06-30 | 2011-07-25 | 175203 | 161309 | 13894 | 13894 |
| BAIDU.COM INC SPONSORED ADR | P | 2010-11-04 | 2011-08-01 | 143634 | 99706 | 43928 | 43928 |
| BAIDU.COM INC SPONSORED ADR | P | 2010-10-25 | 2011-08-01 | 95756 | 65254 | 30502 | 30502 |
| QUALCOMM INC | P | 2011-03-03 | 2011-08-05 | 95158 | 111061 | -15903 | -15903 |
| QUALCOMM INC | P | 2011-01-27 | 2011-08-05 | 285475 | 313437 | -27962 | -27962 |
| FORD MTR CO DEL | P | 2010-11-11 | 2011-08-05 | 184967 | 290332 | -105365 | -105365 |
| FORD MTR CO DEL | P | 2011-03-16 | 2011-08-05 | 76101 | 102110 | -26009 | -26009 |
| NETAPP INC | P | 2010-11-22 | 2011-08-08 | 228844 | 292112 | -63268 | -63268 |
| ARCH COAL INC | P | 2011-03-03 | 2011-08-08 | 101417 | 183895 | -82478 | -82478 |
| ARCH COAL INC | P | 2011-05-23 | 2011-08-08 | 87764 | 129289 | -41525 | -41525 |
| UNITED PARCEL SERVICES INC | P | 2009-12-15 | 2011-08-08 | 156697 | 148569 | 8128 | 8128 |
| APACHE CORP | P | 2011-04-28 | 2011-08-18 | 97855 | 128758 | -30903 | -30903 |
| APACHE CORP | P | 2011-03-02 | 2011-08-18 | 234852 | 288636 | -53784 | -53784 |
| JUNIPER NETWORKS INC | P | 2011-05-18 | 2011-08-31 | 152318 | 282569 | -130251 | -130251 |
| PRUDENTIAL FINANCIAL INC | P | 2011-08-15 | 2011-09-02 | 330153 | 364297 | -34144 | -34144 |
| CSX CORP | P | 2011-05-06 | 2011-09-12 | 36417 | 49773 | -13356 | -13356 |
| CSX CORP | P | 2011-03-22 | 2011-09-12 | 49834 | 68049 | -18215 | -18215 |
| METLIFE INC | P | 2011-06-02 | 2011-09-16 | 114757 | 150434 | -35677 | -35677 |
| CITIGROUP INC NEW | P | 2011-08-15 | 2011-09-22 | 192840 | 246093 | -53253 | -53253 |
| CITIGROUP INC NEW | P | 2011-08-24 | 2011-09-22 | 112287 | 129761 | -17474 | -17474 |
| GOODRICH CORP | P | 2011-01-27 | 2011-09-26 | 291469 | 221095 | 70374 | 70374 |
| UNITEDHEALTH GROUP INC | P | 2011-05-05 | 2011-09-28 | 143002 | 148847 | -5845 | -5845 |
| WELLPOINT INC | P | 2011-05-04 | 2011-09-29 | 214103 | 254574 | -40471 | -40471 |
| UNITEDHEALTH GROUP INC | P | 2011-05-05 | 2011-10-13 | 267264 | 287770 | -20506 | -20506 |
| IBM CORP | P | 2011-09-15 | 2011-10-18 | 194377 | 185342 | 9035 | 9035 |
| IBM CORP | P | 2008-10-29 | 2011-10-18 | 70682 | 35566 | 35116 | 35116 |
| IBM CORP | P | 2008-11-25 | 2011-10-18 | 17671 | 8205 | 9466 | 9466 |
| FORD MOTOR CREDIT CO LLC NOTES 7.000% DUE 04-15-15 | P | 2011-09-06 | 2011-11-03 | 218740 | 212285 | 6455 | 6455 |
| FORD MOTOR CREDIT CO LLC NOTES 7.000% DUE 04-15-15 | P | 2011-10-05 | 2011-11-03 | 109370 | 103505 | 5865 | 5865 |
| MICROSOFT CORP | P | 2011-10-05 | 2011-11-07 | 101563 | 99172 | 2391 | 2391 |
| HALLIBURTON CO | P | 2011-03-01 | 2011-11-07 | 125161 | 154348 | -29187 | -29187 |
| BAIDU.COM INC SPONSORED ADR | P | 2010-10-25 | 2011-11-21 | 179717 | 163136 | 16581 | 16581 |
| MICROSOFT CORP | P | 2011-09-02 | 2011-11-21 | 102751 | 105869 | -3118 | -3118 |
| MICROSOFT CORP | P | 2011-08-05 | 2011-11-21 | 12531 | 12857 | -326 | -326 |
| THROUGH REGENCY ENERGY PARTNERS LP | 2011-12-31 | 585 | 585 | 585 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -142957 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1485236 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 4583109 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.324067 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 720701 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 6218621 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.115894 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1611945 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 8911735 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.180879 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 1025931 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 11396653 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.090020 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 1021059 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 10539632 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.096878 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.807738 | TotalDistributionRatio |
| Average Distribution Ratio | 0.161548 | AverageDistributionRatio |
| Net Noncharitable Assets | 13778944 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 2225961 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 3784 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 2229745 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 2414745 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 3784 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 3784 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 3784 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 61272 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 61272 | TotalCreditsAndPayments |
| Overpayment | 57488 | Overpayment |
| Amount Credited To Next Year | 4000 | AmountCreditedToNextYear |
| Amount To Be Refunded | 53488 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | ROTHSTEIN KASS | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 9739946666 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4 BECKER FARM ROAD | AddressLine1 |
| City | ROSELAND | City |
| State | NJ | State |
| ZIP Code | 07068 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| MARTIN SOSNOFF | ||||||||
| PO BOX 135 | RHINEBECK | NY | 12572 | TRUSTEE | 0.00 | 0 | 0 | 0 |
| TONI SOSNOFF | ||||||||
| PO BOX 135 | RHINEBECK | NY | 12572 | TRUSTEE | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 13229163 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 213564 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 546049 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 13988776 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 13988776 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 209832 | CashDeemedCharitable |
| Net Noncharitable Assets | 13778944 | NetNoncharitableAssets |
| Minimum Investment Return | 688947 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 688947 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 3784 | TaxBasedOnInvestmentIncome |
| Total Tax | 3784 | TotalTax |
| Distributable Amount Before Adj | 685163 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 685163 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 685163 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 2414745 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 2414745 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 3784 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 2410961 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 685163 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 554188 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 498325 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 1177668 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 1568441 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 1375731 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 5174353 | TotalExcessDistriCarryover |
| Qualifying Distributions | 2414745 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 685163 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 1729582 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 6903935 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 554188 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 6349747 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 498325 | ExcessFromYear4 |
| Excess From Year3 | 1177668 | ExcessFromYear3 |
| Excess From Year2 | 1568441 | ExcessFromYear2 |
| Excess From Year1 | 1375731 | ExcessFromYear1 |
| Excess From Current Year | 1729582 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MARTIN SOSNOFF | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (29 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ALS ASSOCIATION GREATER NY CHAPTER | |||||||
| 42 BROADWAY SUITE 1724 | NEW YORK | NY | 10004 | NONE | 501(C)(3) | CHARITABLE | $100 |
| ALZHEIMER'S ASSOCIATION | |||||||
| 2900 WESTCHESTER AVENUE SUITE 306 | PURCHASE | NY | 105772551 | NONE | 501(C)(3) | CHARITABLE | $300 |
| AMERICAN BALLET THEATRE | |||||||
| 890 BROADWAY | NEW YORK | NY | 10003 | NONE | 501(C)(3) | CHARITABLE | $500,000 |
| AMERICAN KENNEL CLUB | |||||||
| 260 MADISON AVENUE | NEW YORK | NY | 10016 | NONE | 501(C)(3) | CHARITABLE | $5,000 |
| ANIMAL MEDICAL CENTER | |||||||
| 510 EAST 62ND STREET | NEW YORK | NY | 10065 | NONE | 501(C)(3) | CHARITABLE | $45,700 |
| BALLET THEATRE FOUNDATION | |||||||
| 800 BROADWAY | NEW YORK | NY | 10003 | NONE | 501(C)(3) | CHARITABLE | $87,400 |
| BARD COLLEGE | |||||||
| PO BOX 5000 | ANNADALEONHUDSION | NY | 125045000 | NONE | 501(C)(3) | CHARITABLE | $344,455 |
| CHILD MIND INSTITUTE | |||||||
| 445 PARK AVENUE | NEW YORK | NY | 10022 | NONE | 501(C)(3) | CHARITABLE | $3,000 |
| FRIENDS OF NEW BOLTON CENTER | |||||||
| 382 W STREET ROAD | KENNETT SQUARE | PA | 19348 | NONE | 501(C)(3) | CHARITABLE | $1,000 |
| HSS FUND INC | |||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | NONE | 501(C)(3) | CHARITABLE | $50,000 |
| MANHATTAN THEATRE CLUB | |||||||
| 311 WEST 43RD STREET 8TH FLOOR | NEW YORK | NY | 10036 | NONE | 501(C)(3) | CHARITABLE | $6,900 |
| MOUNT SINAI CRYSTAL PARTY | |||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 100296574 | NONE | 501(C)(3) | CHARITABLE | $23,000 |
| MT SINAI SCHOOL OF MEDICINE | |||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 100296574 | NONE | 501(C)(3) | CHARITABLE | $100,000 |
| MT SINAI HOSPITAL | |||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 100296574 | NONE | 501(C)(3) | CHARITABLE | $400,000 |
| NDH FOUNDATION | |||||||
| PO BOX 5002 | RHINEBECK | NY | 12572 | NONE | 501(C)(3) | CHARITABLE | $51,000 |
| NJ BUDDIES AIDS WALK | |||||||
| 149 HUDSON STREET | HACKENSACK | NJ | 07601 | NONE | 501(C)(3) | CHARITABLE | $300 |
| NORTHERN DUTCHESS HOSPITAL | |||||||
| 6511 SPRINGBROOK AVENUE | RHINEBECK | NY | 12572 | NONE | 501(C)(3) | CHARITABLE | $500 |
| THE POODLE CLUB OF AMERICA FOUNDATION INC | |||||||
| 5989 SIERRA MEDINA AVE | LAS VEGAS | NV | 89139 | NONE | 501(C)(3) | CHARITABLE | $100 |
| PLANNED PARENTHOOD OF MID-HUDSON VALLEY | |||||||
| 178 CHURCH STREET | POUGHKEEPSIE | NY | 12601 | NONE | 501(C)(3) | CHARITABLE | $200 |
| PUBLIC THEATER | |||||||
| 425 LAFAYETTE STREET | NEW YORK | NY | 10003 | NONE | 501(C)(3) | CHARITABLE | $1,590 |
| RHINEBECK FIRE DEPARTMENT | |||||||
| 76 E MARKET STREET | RHINEBECK | NY | 12572 | NONE | 501(C)(3) | CHARITABLE | $1,000 |
| RICHARD B FISHER CENTER FOR PERFORMING | |||||||
| BARD COLLEGE | ANNADALEONHUDSION | NY | 125045000 | NONE | 501(C)(3) | CHARITABLE | $750,000 |
| ROUNDABOUT THEATER COMPANY | |||||||
| 231 WEST 39TH STREET | NEW YORK | NY | 10003 | NONE | 501(C)(3) | CHARITABLE | $10,000 |
| THE ALDRICH CONTEMPORARY MUSEUM OF ART | |||||||
| 258 MAIN STREET | RIDGEFIELD | CT | 06877 | NONE | 501(C)(3) | CHARITABLE | $20,000 |
| THE CHILDREN'S HOUSE OF WASHINGTON | |||||||
| 3133 DUMBARTON ST NW | WASHINGTON | DC | 200073309 | NONE | 501(C)(3) | CHARITABLE | $1,200 |
| THE METROPOLITAN OPERA | |||||||
| LINCOLN CENTER | NEW YORK | NY | 10023 | NONE | 501(C)(3) | CHARITABLE | $10,000 |
| TRIBECA FILM FESTIVAL | |||||||
| 375 GREENWICH STREET | NEW YORK | NY | 10013 | NONE | 501(C)(3) | CHARITABLE | $1,000 |
| UPSTATE FILMS | |||||||
| 6425 MONTGOMERY STREET/RT 9 | RHINEBECK | NY | 12572 | NONE | 501(C)(3) | CHARITABLE | $500 |
| HVCP SINTERKLASS | |||||||
| 118 LA BERGERIE LANE | RED HOOK | NY | 12571 | NONE | 501(C)(3) | CHARITABLE | $500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 2414745 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $222,969 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $217,108 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $500 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$142,957 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $297,620 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 297620 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ROTHSTEIN KASS | Category |
| Amount | $950 | Amount |
| Net Investment Income | 800 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (16 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| DISH DBS CORP | 430360 | 424000 |
| ENTERPRISE PRODUCTS OPER LP BD | 0 | 0 |
| FORD MORTOR CREDIT CO LLC NOTES | 0 | 0 |
| HARTFORD FINANCIAL SERV GROUP | 203715 | 195376 |
| HOST HOTELS & RESORTS LP NOTES | 0 | 0 |
| HUNTSMAN INTL LLC | 0 | 0 |
| LIBERTY MEDIA CORP SR DEB | 0 | 0 |
| LINCOLN NATIONAL CORP VARIABLE | 287865 | 267750 |
| LUCENT TECNOLOGIES INC | 255963 | 212400 |
| METLIFE INC JR SUB DEB | 0 | 0 |
| NALCO CO SENIOR NOTES | 0 | 0 |
| NOVA CHEMICALS CORP NOTES | 330015 | 324000 |
| MORGAN STANLEY GROUP NOTES | 291765 | 273000 |
| RANGE RESOURCES CORP NOTES | 165840 | 166500 |
| ARCH COAL INC NOTE | 206145 | 196000 |
| CENTURYTEL ENTERPRISE | 188042 | 177457 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (35 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| AMAZON COM INC | 0 | 0 |
| APPLE INC. | 161564 | 649740 |
| BAIDU.COM INC SPONSORED ADR | 195763 | 235782 |
| BP PLC ADR | 0 | 0 |
| CITIGROUP CAP XII 8.5% TR PFD | 294676 | 302400 |
| COUSINS PPTYS 7.5% B PFD | 440418 | 412125 |
| COVIDIEN PLC F | 359 | 410 |
| GOOGLE INC CLASS A | 336872 | 509482 |
| IBM CORP | 98462 | 225600 |
| MADISON SQUARE GARDEN INC CL A | 162781 | 236600 |
| METLIFE INC | 711391 | 661080 |
| NEW YORK TIMES CO | 58650 | 34896 |
| ORACLE CORP | 344154 | 407550 |
| PRECISION CASTPARTS CORP | 144019 | 214175 |
| UNION PACIFIC CORP | 139733 | 237843 |
| VORNADO REALTY TRUST | 326346 | 330720 |
| BAC CAP TR VIII 6% 35 TR PFD | 104407 | 176130 |
| HILTON HOTELS CORP 8% 31 QUIBS | 78730 | 66166 |
| NEW YORK TIMES CO - WARRANTS | 709 | 0 |
| VIACOM INC. 6.85% 55 SENIOR N | 334437 | 427550 |
| REGENCY ENERGY PARTNERS | 138058 | 167973 |
| GENERAL MOTORS 4.75% 12/1/13 SER B CONV | 619406 | 526372 |
| ALLERGAN INC | 288652 | 293020 |
| CAPITAL ONE FINANCIAL CORP | 283407 | 303688 |
| CITIGROUP INC NEW | 369001 | 343500 |
| CSX CORP | 151801 | 125918 |
| EMC CORP MASS | 455399 | 398073 |
| HALLIBURTON CO | 259611 | 231840 |
| MICROSOFT CORP | 228853 | 227662 |
| QUALCOMM INC | 339174 | 334280 |
| ROVI CORP | 0 | 222 |
| SCHLUMBERGER LTD | 421933 | 376650 |
| SIRIUS XM RADIO INC | 219794 | 232020 |
| TE CONNECTIVITY LTD | 315 | 285 |
| WELLPOINT INC | 320756 | 310420 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ARTWORK | Description |
| BOY Book Value | 468042 | BOYBookValue |
| EOY Book Value | 468042 | EOYBookValue |
| EOYFMV | 546049 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| NY FILING FEES | 750 | 0 | 0 |
| BANK CHARGES | 154 | 154 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| TAX REFUND | 15984 | 15984 | 15984 |
| PARTNERSHIP INCOME - REGENCY ENERGY | -15484 | -15484 | -15484 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | BOOK BASIS ADJUSTMENT FROM INVESTMENT IN REGENCY ENERGY PARTNERS | Description |
| Amount | $27,744 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAXES | Category |
| Amount | $61,252 | Amount |
| Net Investment Income | 61252 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments