WINDOVER FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: WINDOVER FOUNDATION (EIN 04-6897800)
Tax period: 2011-08-01 to 2012-07-31
Filed: 2012-12-17
IRS object ID: 201233529349100208
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
General Explanation Attachment
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Legal Fees Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-12-17T14:38:35-00:00	Timestamp
Tax Period End Date	2012-07-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	McCabe Tax Consulting	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	26 Swan Rd	AddressLine1
City	Winchester	City
State	MA	State
ZIP Code	018903747	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-08-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	046897800	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE WINDOVER FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	WIND	NameControl
Phone	6172613100	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	KL GATES ONE LINCOLN ST	AddressLine1
City	BOSTON	City
State	MA	State
ZIP Code	021112950	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	DAVID W LEWIS JR	Name
Title	TRUSTEE	Title
Date Signed	2012-11-16	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Joanne McCabe	Name
Phone	7813691670	Phone
Date Prepared	2012-11-16	DatePrepared
Self Employed	X	SelfEmployed

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	17554921	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Interest On Savings Rev And Expnss	1	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	1	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	358232	DividendsRevAndExpnss
Dividends Net Invst Incm	358232	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	238086	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	6330994	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	238086	CapitalGainNetIncmNetInvstIncm
Net STCG Adj Net Incm	3204	NetSTCGAdjNetIncm
Other Income Rev And Expnss	2899	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	2899	OtherIncomeNetInvstIncm
Total Revenue And Expenses	599218	TotalRevenueAndExpenses
Total Net Investment Income	599218	TotalNetInvestmentIncome
Total Adjusted Net Income	3204	TotalAdjustedNetIncome
Comp Ofcr Dir Trst Rev And Expnss	50601	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	25301	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	25300	CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss	32324	LegalFeesRevAndExpnss
Legal Fees Dsbrs Chrtbl Prps	32324	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	7900	AccountingFeesRevAndExpnss
Accounting Fees Dsbrs Chrtbl Prps	7900	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	91096	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	91096	OtherProfFeesNetInvstIncm
Taxes Rev And Expnss	3360	TaxesRevAndExpnss
Taxes Net Invst Incm	2360	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	1000	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	1030	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	1030	OtherExpensesNetInvstIncm
Tot Opr Expenses Rev And Expnss	186311	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	119787	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	66524	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	956000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	956000	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	1142311	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	119787	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	1022524	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-543093	ExcessOfRevenueOverExpenses
Net Investment Income	479431	NetInvestmentIncome
Adjusted Net Income	3204	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	336	CashBOY
Cash EOY	29709	CashEOY
Cash EOYFMV	29709	CashEOYFMV
Savings And Temp Cash Invst BOY	1803956	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	1081573	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	1081573	SavingsAndTempCashInvstEOYFMV
Investments Govt Oblig BOY	914995	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	2428163	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	2518159	InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY	5724376	InvestmentsCorpStockBOY
Investments Corp Stock EOY	5641881	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	6361103	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	2550884	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	3522867	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	3635269	InvestmentsCorpBondsEOYFMV
Investments Other BOY	6395156	InvestmentsOtherBOY
Investments Other EOY	4152616	InvestmentsOtherEOY
Investments Other EOYFMV	3929108	InvestmentsOtherEOYFMV
Total Assets BOY	17389703	TotalAssetsBOY
Total Assets EOY	16856809	TotalAssetsEOY
Total Assets EOYFMV	17554921	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Retained Earnings BOY	17389703	RetainedEarningsBOY
Retained Earnings EOY	16856809	RetainedEarningsEOY
Total Net Assets BOY	17389703	TotalNetAssetsBOY
Total Net Assets EOY	16856809	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	17389703	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	16856809	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	17389703	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-543093	ExcessOfRevenueOverExpenses
Other Increases	40175	OtherIncreases
Subtotal	16886785	Subtotal
Other Decreases	29976	OtherDecreases
Total Net Assets Fund Balances EOY	16856809	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (541 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
40,000 SAN ANTONIO TX	P	2006-11-01	2011-08-31	44800	42969	1831	1831
75,000 HAWAII ST	P	2010-09-01	2011-08-31	80925	79081	1844	1844
100,000 NEW YORK ST DORM	P	2010-09-15	2011-08-31	111041	109681	1360	1360
300 OREILLY AUTOMOTIVE	P	2001-01-01	2011-10-27	28538	24861	3677	3677
800 LANCASTER COLONY	P	2001-01-01	2011-10-27	54105	48879	5226	5226
300 MCDONALDS	P	2001-01-01	2012-01-04	29897	23960	5937	5937
1,000 ANSYS	P	2001-01-01	2012-03-06	61574	52972	8602	8602
550 TERDATA	P	2001-01-01	2012-03-09	36415	27474	8941	8941
700 PHILILIPS	P	2001-01-01	2012-05-02	22232	21093	1139	1139
1,400 CONOCOPHILLIPS	P	2001-01-01	2012-05-02	76915	66895	10020	10020
63 IBM	P	2001-01-01	2012-06-29	12299	8196	4103	4103
25 GOOGLE	P	2001-01-01	2012-06-29	14490	11607	2883	2883
25,000 JEFFERSON CNTY	P	2001-01-01	2012-06-29	24620	24919	-299	-299
75,000 JEFFERSON CNTY	P	2001-01-01	2012-06-29	73972	75857	-1885	-1885
124 APPLE	P	2001-01-01	2012-06-29	72309	25957	46352	46352
50 APPLE	P	2001-01-01	2012-07-05	30592	7091	23501	23501
37.230.083 BNY MELLON BOND FUND	P	2001-01-01	2011-08-09	500000	493671	6329	6329
37,009.624 BNY MELLON BOND FUND	P	2001-01-01	2011-08-11	500000	488428	11572	11572
59,479.555 BNY MELLON BOND FUND	P	2001-01-01	2011-08-17	800000	783941	16059	16059
190 OCCIDENTAL PETROLEUM	P	2001-01-01	2011-08-22	16678	11426	5252	5252
30 AUDODESK	P	2001-01-01	2011-08-24	733	1088	-355	-355
60 CUMMINS	P	2001-01-01	2011-08-25	4874	7683	-2809	-2809
40 CUMMINS	P	2001-01-01	2011-08-25	3228	1376	1852	1852
266 NEWS CORP	P	2001-01-01	2011-08-25	4180	2769	1411	1411
164 TIME WARNER	P	2001-01-01	2011-08-25	4564	3838	726	726
130,000 US TSY NOTE .875	P	2001-01-01	2011-08-25	130563	130513	50	50
881.48 FNMA POOL 975268	P	2001-01-01	2011-08-26	881	953	-72	-72
191 TIME WARNER	P	2001-01-01	2011-08-26	5345	4470	875	875
234 NEWS CORP	P	2001-01-01	2011-08-26	3742	2435	1307	1307
124 AUTODESK	P	2001-01-01	2011-09-14	3171	4499	-1328	-1328
81 AUTODESK	P	2001-01-01	2011-09-14	2076	2938	-862	-862
205 AUTODESK	P	2001-01-01	2011-09-14	5198	7352	-2154	-2154
176.81 FHLMC GOLD A69852	P	2001-01-01	2011-09-15	177	193	-16	-16
426.04 FHLMC GOLD G05509	P	2001-01-01	2011-09-15	426	471	-45	-45
502.21 FHLMC GOLD G05580	P	2001-01-01	2011-09-15	502	559	-57	-57
134.09 FHLMC GOLD G04216	P	2001-01-01	2011-09-15	134	146	-12	-12
206.09 FHLMC GOLD G05938	P	2001-01-01	2011-09-15	206	221	-15	-15
398.57 FHLMC GOLD A92821	P	2001-01-01	2011-09-15	399	428	-29	-29
306.68 FHLMC GOLD A95828	P	2001-01-01	2011-09-15	307	324	-17	-17
88.9 FHLMC GOLD A95160	P	2001-01-01	2011-09-15	89	92	-3	-3
143.77 FHLMC GOLD G06222	P	2001-01-01	2011-09-15	144	148	-4	-4
30,000 US TSY NOTE .875	P	2001-01-01	2011-09-19	30112	30118	-6	-6
80,000 US TSY NOTE 1.125	P	2001-01-01	2011-09-20	80978	80894	84	84
90,000 US TSY NOTE .875	P	2001-01-01	2011-09-20	90341	90356	-15	-15
14,869.889 BNY MELLON BOND FUND	P	2001-01-01	2011-09-23	200000	195985	4015	4015
213.67 FNMA POOL 255364	P	2001-01-01	2011-09-26	214	237	-23	-23
106.48 FNMA POOL 831812	P	2001-01-01	2011-09-26	106	117	-11	-11
208.83 FNMA POOL 966608	P	2001-01-01	2011-09-26	209	228	-19	-19
180.38 FNMA POOL 888967	P	2001-01-01	2011-09-26	180	199	-19	-19
506.29 FNMA POOL 745948	P	2001-01-01	2011-09-26	506	564	-58	-58
345.12 FNMA POOL 888890	P	2001-01-01	2011-09-26	345	389	-44	-44
81.66 FNMA POOL MA0708	P	2001-01-01	2011-09-26	81	82	-1	-1
1,162.96 FNMA POOL 975268	P	2001-01-01	2011-09-26	1163	1258	-95	-95
664.03 FNMA POOL AL0573	P	2001-01-01	2011-09-26	664	686	-22	-22
5,000 US TSY NOTE 1.125	P	2001-01-01	2011-09-28	5060	5056	4	4
20,374.8 FHLMC GOLD G05580	P	2001-01-01	2011-09-28	22664	22705	-41	-41
14,662.19 FHLMC GOLD G05509	P	2001-01-01	2011-09-28	16101	16220	-119	-119
7,513.148 BNY MELLON BOND FUND	P	2001-01-01	2011-10-05	100000	99023	977	977
40,000 US TSY NOTES 1.125	P	2001-01-01	2011-10-06	40537	40547	-10	-10
50,000 US TSY NOTES 1.125	P	2001-01-01	2011-10-13	50533	50559	-26	-26
45,000 US TSY NOTE	P	2001-01-01	2011-10-13	45336	45407	-71	-71
3 BMC SOFTWARE	P	2001-01-01	2011-10-14	108	149	-41	-41
35 GOOGLE	P	2001-01-01	2011-10-14	19014	14649	4365	4365
385 BMC SOFTWARE	P	2001-01-01	2011-10-14	13856	19098	-5242	-5242
102.78 FHLMC GOLD G11938	P	2001-01-01	2011-10-17	103	111	-8	-8
251.03 FHLMC GOLD A69852	P	2001-01-01	2011-10-17	251	273	-22	-22
614.94 FHLMC GOLD G04219	P	2001-01-01	2011-10-17	615	671	-56	-56
141.99 FHLMC GOLD G04216	P	2001-01-01	2011-10-17	142	155	-13	-13
171.02 FHLMC GOLD GO58938	P	2001-01-01	2011-10-17	171	184	-13	-13
644.48 FHLMC GOLD A92821	P	2001-01-01	2011-10-17	644	692	-48	-48
228.66 FHLMC GOLD A95828	P	2001-01-01	2011-10-17	229	241	-12	-12
197.24 FHLMC GOLD A95160	P	2001-01-01	2011-10-17	197	203	-6	-6
761 FHLMC GOLD G06222	P	2001-01-01	2011-10-17	761	789	-28	-28
67 BMC SOFTWARE	P	2001-01-01	2011-10-17	2420	3311	-891	-891
31.13 FHLMC GOLD A90393	P	2001-01-01	2011-10-17	31	34	-3	-3
10,000 MICROSOFT	P	2001-01-01	2011-10-20	12243	12306	-63	-63
5,000 US T-N0TE	P	2001-01-01	2011-10-21	5028	5030	-2	-2
440 HALLIBURTON	P	2001-01-01	2011-10-21	15187	9147	6040	6040
74 IBM	P	2001-01-01	2011-10-21	13190	6164	7026	7026
200 CAPITAL ONE FINANCIAL	P	2001-01-01	2011-10-21	8221	7918	303	303
210 CAPITAL ONE FINANCIAL	P	2001-01-01	2011-10-24	8433	8314	119	119
5,000 MICROSOFT	P	2001-01-01	2011-10-24	6202	6152	50	50
30 CAPITAL ONE FINANCIAL	P	2001-01-01	2011-10-24	1230	1189	41	41
231.73 FNMA POOL 255364	P	2001-01-01	2011-10-25	232	257	-25	-25
8.23 FNMA POOL 831812	P	2001-01-01	2011-10-25	8	9	-1	-1
181.64 FNMA POOL 966608	P	2001-01-01	2011-10-25	182	199	-17	-17
227.57 FNMA POOL 888967	P	2001-01-01	2011-10-25	228	252	-24	-24
440.25 FNMA POOL 745948	P	2001-01-01	2011-10-25	440	490	-50	-50
588.991 FNMA POOL 962301	P	2001-01-01	2011-10-25	589	631	-42	-42
202.41 FNMA POOL 981446	P	2001-01-01	2011-10-25	202	216	-14	-14
218.41 FNMA POOL AA7694	P	2001-01-01	2011-10-25	218	233	-15	-15
280.08 FNMA POOL 88890	P	2001-01-01	2011-10-25	280	315	-35	-35
239.16 FNMA POOL 888890	P	2001-01-01	2011-10-25	239	253	-14	-14
48.95 FNMA POOL AH4794	P	2001-01-01	2011-10-25	49	53	-4	-4
64.76 FNMA POOL AH3519	P	2001-01-01	2011-10-25	65	68	-3	-3
95.22 FNMA POOL MA708	P	2001-01-01	2011-10-25	95	96	-1	-1
990.4 FNMA POOL 975268	P	2001-01-01	2011-10-25	990	1071	-81	-81
45,000 US T-NOTE	P	2001-01-01	2011-10-25	45337	45406	-69	-69
660.7 FNMA POOL AL0573	P	2001-01-01	2011-10-25	661	683	-22	-22
307.02 FNMA POOL AJ1758	P	2001-01-01	2011-10-25	307	322	-15	-15
3,690.69 FNMA POOL AE5895	P	2001-01-01	2011-10-25	3691	3834	-143	-143
54 IBM	P	2001-01-01	2011-11-01	10031	4499	5532	5532
770 TEXTRON	P	2001-01-01	2011-11-07	14098	7361	6737	6737
196 NORDSTROM	P	2001-01-01	2011-11-07	9915	6501	3414	3414
17 NORDSTROM	P	2001-01-01	2011-11-07	864	564	300	300
14,962.594 BNY MELLON FOC EQ OPP	P	2001-01-01	2011-11-08	180000	201995	-21995	-21995
211 NORDSTROM	P	2001-01-01	2011-11-08	10478	6999	3479	3479
11 NORDSTROM	P	2001-01-01	2011-11-08	549	365	184	184
3,595 RUBBERMAID	P	2001-01-01	2011-11-10	56378	65328	-8950	-8950
20,000 US TSY NOTE	P	2001-01-01	2011-10-10	22673	23519	-846	-846
368.46 FHLMC GOLD Q03517	P	2001-01-01	2011-11-15	368	390	-22	-22
112.09 FHLMC GOLD G11938	P	2001-01-01	2011-11-15	112	120	-8	-8
221.82 FHLMC GOLD A69852	P	2001-01-01	2011-11-15	222	242	-20	-20
246.59 FHLMC GOLD A90393	P	2001-01-01	2011-11-15	247	267	-20	-20
551.54 FHLMC GOLD G04219	P	2001-01-01	2011-11-15	552	602	-50	-50
115.42 FHLMC GOLD GO4219	P	2001-01-01	2011-11-15	115	125	-10	-10
229.48 FHLMC GOLD GO5938	P	2001-01-01	2011-11-15	229	246	-17	-17
640.78 FHLMC GOLD A92821	P	2001-01-01	2011-11-15	641	688	-47	-47
513.08 FHLMC GOLD A95828	P	2001-01-01	2011-11-15	513	541	-28	-28
177.27 FHLMC GOLD A95160	P	2001-01-01	2011-11-15	177	182	-5	-5
1,173.86 FHLMC GOLD G06222	P	2001-01-01	2011-11-15	1174	1218	-44	-44
15,000 US TSY NOTE .5	P	2001-01-01	2011-11-15	15075	15056	19	19
10,000 US TSY NOTE	P	2001-01-01	2011-11-15	10077	10063	14	14
170 CONOCOPHILLIPS	P	2001-01-01	2011-11-16	12258	10787	1471	1471
10 CONOCOPHILLIPS	P	2001-01-01	2011-11-17	716	635	81	81
15,000 US TSY NOTE	P	2001-01-01	2011-11-21	15111	15135	-24	-24
20,000 US TSY NOTE	P	2001-01-01	2011-11-22	20144	20181	-37	-37
15,000 US TSY NOTE	P	2001-01-01	2011-11-23	17429	17639	-210	-210
10,000 US TSY BOND	P	2001-01-01	2011-11-23	10345	9904	441	441
3,527.59 FNMA POOL AL0219	P	2001-01-01	2011-11-25	3528	3585	-57	-57
906.1 FNMA POOL AE5895	P	2001-01-01	2011-11-25	906	941	-35	-35
294.5 FNMA POOL 255364	P	2001-01-01	2011-11-25	295	327	-32	-32
122.61 FNMA POOL 831812	P	2001-01-01	2011-11-25	123	136	-13	-13
29.4 FNMA POOL 966608	P	2001-01-01	2011-11-25	29	32	-3	-3
217.18 FNMA POOL 888967	P	2001-01-01	2011-11-25	218	241	-23	-23
507.1 FNMA POOL 745948	P	2001-01-01	2011-11-25	507	565	-58	-58
262.2 FNMA POOL 962301	P	2001-01-01	2011-11-25	262	281	-19	-19
389.38 FNMA POOL 981644	P	2001-01-01	2011-11-25	389	416	-27	-27
368.76 FNMA POOL AA7694	P	2001-01-01	2011-11-25	369	395	-26	-26
910.7 FNMA POOL AC8596	P	2001-01-01	2011-11-25	911	964	-53	-53
315.29 FNMA POOL 888890	P	2001-01-01	2011-11-25	315	355	-40	-40
263.45 FNMA POOL AD2351	P	2001-01-01	2011-11-25	263	278	-15	-15
557.41 FNMA POOL AH4794	P	2001-01-01	2011-11-25	557	603	-46	-46
65.76 FNMA POOL AH3519	P	2001-01-01	2011-11-25	66	69	-3	-3
94.2 FNMA POOL MA0708	P	2001-01-01	2011-11-25	94	95	-1	-1
1,751.89 FNMA POOL 975268	P	2001-01-01	2011-11-25	1752	1895	-143	-143
869.8 FNMA POOL AL0573	P	2001-01-01	2011-11-25	870	899	-29	-29
550.5 FNMA POOL AJ1758	P	2001-01-01	2011-11-25	551	578	-27	-27
158 COMERICA	P	2001-01-01	2011-12-08	4023	5791	-1768	-1768
297 COMERICA	P	2001-01-01	2011-12-08	7678	10767	-3089	-3089
15,000 US TSY NOTE .75	P	2001-01-01	2011-12-12	15128	15160	-32	-32
15,000 US TSY NOTE	P	2001-01-01	2011-12-12	15107	15135	-28	-28
97 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-14	4414	3998	416	416
95 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-14	4295	3916	379	379
191 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-14	8697	7872	825	825
957.24 FHLMC GOLD Q03517	P	2001-01-01	2011-12-15	957	1015	-58	-58
89.13 FHLMC GOLD G11938	P	2001-01-01	2011-12-15	89	96	-7	-7
278.48 FHLMC GOLD A69852	P	2001-01-01	2011-12-15	278	303	-25	-25
31.86 FHLMC GOLD A90303	P	2001-01-01	2011-12-15	32	35	-3	-3
592.25 FHLMC GOLD G04219	P	2001-01-01	2011-12-15	592	646	-54	-54
136.6 FHLMC GOLD G04216	P	2001-01-01	2011-12-15	137	149	-12	-12
210.73 FHLMC GOLD G05938	P	2001-01-01	2011-12-15	211	227	-16	-16
412.14 FHLMC GOLD A92821	P	2001-01-01	2011-12-15	412	442	-30	-30
192.39 FHLMC GOLD A95828	P	2001-01-01	2011-12-15	192	202	-10	-10
261.29 FHLMC GOLD A95169	P	2001-01-01	2011-12-15	261	269	-8	-8
1,108.78 FHLMC GOL22D G06	P	2001-01-01	2011-12-15	1109	1150	-41	-41
30,000 FHLMC GOLD	P	2001-01-01	2011-12-15	30716	30707	9	9
21 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-15	946	866	80	80
101 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-15	4548	4163	385	385
284.52 FNMA POOL 255364	P	2001-01-01	2011-12-27	285	316	-31	-31
208.37 FNMA POOL 831812	P	2001-01-01	2011-12-27	208	230	-22	-22
77.47 FNMA POOL 966608	P	2001-01-01	2011-12-27	77	84	-7	-7
218.13 FNMA POOL 888967	P	2001-01-01	2011-12-27	218	241	-23	-23
379.02 FNMA POOL 745948	P	2001-01-01	2011-12-27	379	422	-43	-43
943.09 FNMA POOL 962301	P	2001-01-01	2011-12-27	943	1010	-67	-67
221.62 FNMA POOL 981644	P	2001-01-01	2011-12-27	222	237	-15	-15
472.57 FNMA POOL AA7694	P	2001-01-01	2011-12-27	473	506	-33	-33
941.76 FNMA POOL AC8596	P	2001-01-01	2011-12-27	942	997	-55	-55
264.82 FNMA POOL 888890	P	2001-01-01	2011-12-27	265	298	-33	-33
339.84 FNMA POOL AD2351	P	2001-01-01	2011-12-27	340	360	-20	-20
516.19 FNMA POOL AH4794	P	2001-01-01	2011-12-27	516	558	-42	-42
65.16 FNMA POOL AH3519	P	2001-01-01	2011-12-27	65	68	-3	-3
106.88 FNMA POOL MA0708	P	2001-01-01	2011-12-27	107	108	-1	-1
1,387.07 FNMA POOL 975268	P	2001-01-01	2011-12-27	1387	1501	-114	-114
776.02 FNMA POOL AL0573	P	2001-01-01	2011-12-27	776	802	-26	-26
334.64 FNMA POOL AJ1758	P	2001-01-01	2011-12-27	335	352	-17	-17
1,046.52 FNMA POOL AL0219	P	2001-01-01	2011-12-27	1047	1064	-17	-17
1,119.4 FNMA POOL AE5895	P	2001-01-01	2011-12-28	1119	1162	-43	-43
30,000 FNMA	P	2001-01-01	2012-01-12	31830	32247	-417	-417
30,000 FNMA	P	2001-01-01	2012-01-12	30980	30741	239	239
15,000 TIME WARNER	P	2001-01-01	2012-01-13	15817	15802	15	15
106.37 FHLMC GOLD G11938	P	2001-01-01	2012-01-17	106	114	-8	-8
251.38 FHLMC GOLD A69852	P	2001-01-01	2012-01-17	251	273	-22	-22
283.07 FHLMC GOLD G04719	P	2001-01-01	2012-01-17	283	306	-23	-23
31.59 FHLMC GOLD A90393	P	2001-01-01	2012-01-17	32	35	-3	-3
537.64 FHLMC GOLD G04219	P	2001-01-01	2012-01-17	538	587	-49	-49
114.72 FHLMC GOLD G04216	P	2001-01-01	2012-01-17	115	125	-10	-10
173.5 FHLMC GOLD G05938	P	2001-01-01	2012-01-17	174	187	-13	-13
574.85 FHLMC GOLD A92821	P	2001-01-01	2012-01-17	575	617	-42	-42
222.01 FHLMC GOLD A95828	P	2001-01-01	2012-01-17	222	234	-12	-12
253.29 FHLMC GOLD A95160	P	2001-01-01	2012-01-17	253	261	-8	-8
415.02 FHLMC GOLD G06222	P	2001-01-01	2012-01-17	415	431	-16	-16
1,908.86 FHLMC GOLD Q03517	P	2001-01-01	2012-01-18	1909	2024	-115	-115
25.43 FHLMC POOL Q4584	P	2001-01-01	2012-01-18	25	27	-2	-2
30,000 FHLMC GOLD	P	2001-01-01	2012-01-18	31093	30632	461	461
2,277.98 FHLMC GOLD G11938	P	2001-01-01	2012-01-18	2421	2446	-25	-25
2,467.53 FMNA POOL AA7694	P	2001-01-01	2012-01-18	2639	2639
10,000 BARCLAYS BANK	P	2001-01-01	2012-01-23	10530	10761	-231	-231
10,000 SBC COMMUNICATIONS	P	2001-01-01	2012-01-24	10299	10506	-207	-207
1,144.83 FNMA POOL AE5895	P	2001-01-01	2012-01-25	1145	1189	-44	-44
348.46 FNMA POOL 745948	P	2001-01-01	2012-01-25	348	387	-39	-39
343.01 FNMA POOL 255364	P	2001-01-01	2012-01-25	343	380	-37	-37
246.32 FNMA POOL 831812	P	2001-01-01	2012-01-25	246	272	-26	-26
463.16 FNMA POOL 966608	P	2001-01-01	2012-01-25	463	506	-43	-43
179.66 FNMA POOL 888967	P	2001-01-01	2012-01-25	180	199	-19	-19
221.18 FNMA POOL 962301	P	2001-01-01	2012-01-25	221	237	-16	-16
26.42 FNMA POOL 981644	P	2001-01-01	2012-01-25	26	28	-2	-2
375.29 FNMA POOL AA7694	P	2001-01-01	2012-01-25	375	401	-26	-26
792.49 FNMA POOL AC8596	P	2001-01-01	2012-01-25	792	838	-46	-46
299.22 FNMA POOL 888890	P	2001-01-01	2012-01-25	299	337	-38	-38
399.07 FNMA POOL AD2351	P	2001-01-01	2012-01-25	399	419	-20	-20
233 FNMA POOL AH4794	P	2001-01-01	2012-01-25	233	252	-19	-19
307.93 FNMA POOL AH3519	P	2001-01-01	2012-01-25	308	322	-14	-14
451.2 FNMA POOL MA0708	P	2001-01-01	2012-01-25	451	456	-5	-5
1568.35 FNMA POOL 975268	P	2001-01-01	2012-01-25	1568	1696	-128	-128
1167.07 FNMA POOL AL0573	P	2001-01-01	2012-01-25	1167	1206	-39	-39
434.45 FNMA POOL AJ1758	P	2001-01-01	2012-01-25	434	455	-21	-21
1235.96 FNMA POOL AL0219	P	2001-01-01	2012-01-25	1236	1256	-20	-20
5,000 US TSY NOTE .75	P	2001-01-01	2012-01-25	5042	5053	-11	-11
20,000 JP MORGAN CHASE	P	2001-01-01	2012-01-25	21152	21542	-390	-390
22 OMNICOM GROUP	P	2001-01-01	2012-01-25	1032	767	265	265
107 OMNICOM GROUP	P	2001-01-01	2012-01-25	5010	3575	1435	1435
580 PPL	P	2001-01-01	2012-01-25	15949	16332	-383	-383
60 CHUBB	P	2001-01-01	2012-01-25	4248	3819	429	429
80 CHUBB	P	2001-01-01	2012-01-25	5661	4160	1501	1501
5,000 SBC COMMUNICATIONS	P	2001-01-01	2012-01-26	5149	5253	-104	-104
156 OMNICOM GROUP	P	2001-01-01	2012-01-26	7202	4989	2213	2213
185 OMNICOM GROUP	P	2001-01-01	2012-01-27	8525	5916	2609	2609
10,000 TELEFONICA EMISIONES	P	2001-01-01	2012-01-27	10238	10391	-153	-153
15,000 TELEFONICA EMISIONES	P	2001-01-01	2012-01-30	15355	15585	-230	-230
115 OMNICOM GROUP	P	2001-01-01	2012-01-30	5311	3678	1633	1633
114 HESS	P	2001-01-01	2012-01-31	6265	6218	47	47
95 LINCOLN NATL	P	2001-01-01	2012-01-31	1963	2138	-175	-175
378 LINCOLN NATL	P	2001-01-01	2012-02-01	7908	8506	-598	-598
124 HESS	P	2001-01-01	2012-02-01	6839	6633	206	206
247 LINCOLN NATL	P	2001-01-01	2012-02-02	5165	5558	-393	-393
30,000 US TSY NOTE .75	P	2001-01-01	2012-02-13	30233	30319	-86	-86
30,000 FNMA MTG	P	2001-01-01	2012-02-13	31116	30895	221	221
5,000 SBC COMMUNICATIONS	P	2001-01-01	2012-02-14	5136	5252	-116	-116
25.81 FHLMC POOL Q04584	P	2001-01-01	2012-02-14	26	28	-2	-2
1841.5 FHLMC GOLD Q03517	P	2001-01-01	2012-02-15	1841	1952	-111	-111
291.69 FHLMC GOLD A69852	P	2001-01-01	2012-02-15	292	318	-26	-26
274.88 FHLMC GOLD G04719	P	2001-01-01	2012-02-15	275	297	-22	-22
289.02 FHLMC GOLD A09303	P	2001-01-01	2012-02-15	289	313	-24	-24
519.81 FHLMC GOLD G04219	P	2001-01-01	2012-02-15	520	568	-48	-48
138.82 FHLMC GOLD G04219	P	2001-01-01	2012-02-15	139	151	-12	-12
185.04 FHLMC GOLD G05938	P	2001-01-01	2012-02-15	185	199	-14	-14
554.66 FHLMC GOLD A92821	P	2001-01-01	2012-02-15	555	596	-41	-41
291.27 FHLMC GOLD A 95828	P	2001-01-01	2012-02-15	291	307	-16	-16
191.48 FHLMC GOLD A95160	P	2001-01-01	2012-02-15	191	197	-6	-6
295.02 FHLMC GOLD G06222	P	2001-01-01	2012-02-15	295	306	-11	-11
58,974 FNMA POOL AL0573	P	2001-01-01	2012-02-16	62102	60955	1147	1147
35,000 FHLMC GOLD	P	2001-01-01	2012-02-16	36400	36162	238	238
235 NORFOLK SOUTHERN	P	2001-01-01	2012-02-21	16097	11653	4444	4444
120 NORFOLK SOUTHERN	P	2001-01-01	2012-02-21	8226	5897	2329	2329
10,000 US TSY NOTE .75	P	2001-01-01	2012-02-24	10072	10106	-34	-34
1316.45 FNMA POOL AE5895	P	2001-01-01	2012-02-27	1316	1367	-51	-51
194.43 FNMA POOL 255364	P	2001-01-01	2012-02-27	194	215	-21	-21
233.06 FNMA POOL 831812	P	2001-01-01	2012-02-27	233	258	-25	-25
190.36 FNMA POOL 966608	P	2001-01-01	2012-02-27	190	207	-17	-17
180.4 FNMA POOL 888967	P	2001-01-01	2012-02-27	180	199	-19	-19
438.82 FNMA POOL 745948	P	2001-01-01	2012-02-27	439	489	-50	-50
505.66 FNMA POOL 962301	P	2001-01-01	2012-02-27	506	542	-36	-36
55.84 FNMA POOL 981644	P	2001-01-01	2012-02-27	56	60	-4	-4
109.1 FNMA POOL AA7694	P	2001-01-01	2012-02-27	109	117	-8	-8
573.33 FNMA POOL AC8596	P	2001-01-01	2012-02-27	573	607	-34	-34
264.9 FNMA POOL 888890	P	2001-01-01	2012-02-27	265	298	-33	-33
245 FNMA POOL AD2351	P	2001-01-01	2012-02-27	245	259	-14	-14
47.98 FNMA POOL AH4794	P	2001-01-01	2012-02-27	48	52	-4	-4
560.41 FNMA POOL AH3519	P	2001-01-01	2012-02-27	560	586	-26	-26
110.6 FNMA POOL MA0708	P	2001-01-01	2012-02-27	111	112	-1	-1
708.62 FNMA POOL 975268	P	2001-01-01	2012-02-27	709	767	-58	-58
1574.87 FNMA POOL AL0573	P	2001-01-01	2012-02-27	1575	1628	-53	-53
497.9 FNMA POOL AJ1758	P	2001-01-01	2012-02-27	498	523	-25	-25
1242.29 FNMA POOL AL0219	P	2001-01-01	2012-02-27	1242	1262	-20	-20
30,000 GENERAL ELEC CAP CRP	P	2001-01-01	2012-02-27	34358	33237	1121	1121
30,000 US TSY NOTE .75	P	2001-01-01	2012-02-27	30214	30319	-105	-105
15,000 GENERAL MILLS	P	2001-01-01	2012-02-29	17990	17726	264	264
5,000 US TSY NOTE .75	P	2001-01-01	2012-02-29	5035	5053	-18	-18
55,000 US TSY NOTE .75	P	2001-01-01	2012-03-01	55393	55585	-192	-192
5,000 US TSY NOTE	P	2001-01-01	2012-03-01	4977	4986	-9	-9
5,000 NYSE EURONEXT	P	2001-01-01	2012-03-09	5256	5359	-103	-103
30,000 FNMA	P	2001-01-01	2012-03-12	31027	31019	8	8
10,000 US TSY NOTE .5	P	2001-01-01	2012-03-12	10034	10038	-4	-4
14,278.17 FNMA POOL AJ5643	P	2001-01-01	2012-03-12	15037	15026	11	11
2524.45 FHLMC GOLD Q035019	P	2001-01-01	2012-03-15	2524	2677	-153	-153
26.72 FHLMC POOL Q04584	P	2001-01-01	2012-03-15	27	29	-2	-2
266.85 FHLMC GOLD A69852	P	2001-01-01	2012-03-15	267	291	-24	-24
421.73 FHLMC GOLD G04719	P	2001-01-01	2012-03-15	422	456	-34	-34
220.35 FHLMC GOLD A90393	P	2001-01-01	2012-03-15	220	238	-18	-18
506.84 FHLMC GOLD G04219	P	2001-01-01	2012-03-15	507	553	-46	-46
124.77 FHLMC GOLD G04216	P	2001-01-01	2012-03-15	125	136	-11	-11
207.04 FHLMC GOLD G05938	P	2001-01-01	2012-03-15	207	223	-16	-16
678.18 FHLMC GOLD A92821	P	2001-01-01	2012-03-15	678	728	-50	-50
438.78 FHLMC GOLD A95828	P	2001-01-01	2012-03-15	439	463	-24	-24
302.66 FHLMC A9160	P	2001-01-01	2012-03-15	303	312	-9	-9
241.28 FHLMC GOLD G06222	P	2001-01-01	2012-03-15	241	250	-9	-9
15,000 JEFFERIES GROUP	P	2001-01-01	2012-03-15	15000	15000
40,000 FHLMC	P	2001-01-01	2012-03-15	41500	41500
445 HONEWELL	P	2001-01-01	2012-03-16	26799	18474	8325	8325
10,000 TELEFONICA EMISONES	P	2001-01-01	2012-03-23	10340	10123	217	217
286.14 FNMA POOL AE5895	P	2001-01-01	2012-03-26	286	297	-11	-11
1583.09 FNMA POOL AL0219	P	2001-01-01	2012-03-26	1583	1609	-26	-26
530.48 FNMA POOL AJ5643	P	2001-01-01	2012-03-26	530	558	-28	-28
224.11 FNMA POOL 255364	P	2001-01-01	2012-03-26	224	248	-24	-24
280.2 FNMA POOL 831812	P	2001-01-01	2012-03-26	280	310	-30	-30
29.49 FNMA POOL 966608	P	2001-01-01	2012-03-26	29	32	-3	-3
185.68 FNMA POOL 888967	P	2001-01-01	2012-03-26	186	206	-20	-20
459.11 FNMA POOL 745948	P	2001-01-01	2012-03-26	459	512	-53	-53
313.26 FNMA POOL 962301	P	2001-01-01	2012-03-26	313	335	-22	-22
130.86 FNMA POOL 981644	P	2001-01-01	2012-03-26	131	140	-9	-9
98.75 FNMA POOL AA7694	P	2001-01-01	2012-03-26	99	106	-7	-7
594.29 FNMA POOL AC8596	P	2001-01-01	2012-03-26	595	623	-28	-28
160.49 FNMA POOL MA 0708	P	2001-01-01	2012-03-26	160	162	-2	-2
876.83 FNMA POOL 975268	P	2001-01-01	2012-03-26	877	949	-72	-72
512.87 FNMA POOL AJ1758	P	2001-01-01	2012-03-26	513	538	-25	-25
125.72 FNMA POOL AB4113	P	2001-01-01	2012-03-26	126	131	-5	-5
266.7 FNMA POOL AK2439	P	2001-01-01	2012-03-26	267	283	-16	-16
564.24 FNMA POOL AC8596	P	2001-01-01	2012-03-26	565	598	-33	-33
329.18 FNMA POOL 888890	P	2001-01-01	2012-03-26	329	371	-42	-42
481.02 FNMA POOL AD2351	P	2001-01-01	2012-03-26	481	509	-28	-28
504.91 FNMA POOL AH4794	P	2001-01-01	2012-03-26	505	546	-41	-41
142 PROCTER GAMBLE	P	2001-01-01	2012-04-02	9511	8039	1472	1472
14 PROCTER GAMBLE	P	2001-01-01	2012-04-02	939	777	162	162
124 DUPONT	P	2001-01-01	2012-04-03	6514	6489	25	25
136 DUPONT	P	2001-01-01	2012-04-03	7142	5006	2136	2136
220 TYCO INTL	P	2001-01-01	2012-04-03	12305	5809	6496	6496
540 ORACLE	P	2001-01-01	2012-04-04	15743	11466	4277	4277
10,000 US TSY NOTE	P	2001-01-01	2012-04-09	9782	10018	-236	-236
10,000 US TSY NOTE	P	2001-01-01	2012-04-11	9826	10019	-193	-193
38,302.4 FNMA POOL AE5895	P	2001-01-01	2012-04-12	39978	39786	192	192
30,000 FHLMC	P	2001-01-01	2012-04-12	31029	30874	155	155
424.18 FHLMC GOLD G04718	P	2001-01-01	2012-04-16	424	459	-35	-35
323.35 FHLMC GOLD A69852	P	2001-01-01	2012-04-16	323	352	-29	-29
238.64 FHLMC GOLD A90393	P	2001-01-01	2012-04-16	239	259	-20	-20
551.22 FHLMC GOLD G04219	P	2001-01-01	2012-04-16	551	601	-50	-50
173.75 FHLMC GOLD G04219	P	2001-01-01	2012-04-16	174	189	-15	-15
300.51 FHLMC GOLD G05938	P	2001-01-01	2012-04-16	301	324	-23	-23
568.76 FHLMC GOLD A92821	P	2001-01-01	2012-04-16	569	611	-42	-42
554.69 FHLMC GOLD A95828	P	2001-01-01	2012-04-16	555	585	-30	-30
376.89 FHLMC GOLD A95160	P	2001-01-01	2012-04-16	377	388	-11	-11
706.28 FHLMC GOLD G06222	P	2001-01-01	2012-04-16	706	732	-26	-26
27.12 FHLMC POOL Q04584	P	2001-01-01	2012-04-17	27	29	-2	-2
1501.78 FHLMC GOLD Q03517	P	2001-01-01	2012-04-17	1502	1593	-91	-91
45,000 FHLMC	P	2001-01-01	2012-04-17	46856	46561	295	295
789.8 FNMA POOL AE5895	P	2001-01-01	2012-04-25	790	821	-31	-31
20,000 JOHNSON CONTROLS	P	2001-01-01	2012-04-23	22623	22805	-182	-182
2667.33 FNMA POOL AL0219	P	2001-01-01	2012-04-25	2667	2710	-43	-43
341.42 FNMA POOL 255364	P	2001-01-01	2012-04-25	341	378	-37	-37
6.88 FNMA POOL 831812	P	2001-01-01	2012-04-25	7	8	-1	-1
497.94 FNMA POOL 966608	P	2001-01-01	2012-04-25	498	544	-46	-46
215.95 FNMA POOL 888967	P	2001-01-01	2012-04-25	216	239	-23	-23
544.14 FNMA POOL 745948	P	2001-01-01	2012-04-25	544	606	-62	-62
274.89 FNMA POOL 962301	P	2001-01-01	2012-04-25	275	295	-20	-20
127.16 FNMA POOL 981644	P	2001-01-01	2012-04-25	127	136	-9	-9
360.6 FNMA POOL AA7694	P	2001-01-01	2012-04-25	361	386	-25	-25
617.41 FNMA POOL AC8596	P	2001-01-01	2012-04-25	617	653	-36	-36
368.51 FNMA POOL 888890	P	2001-01-01	2012-04-25	369	416	-47	-47
258.47 FNMA POOL AD2351	P	2001-01-01	2012-04-25	258	273	-15	-15
433.61 FNMA POOL AH4794	P	2001-01-01	2012-04-25	434	470	-36	-36
478.58 FNMA POOL AH3519	P	2001-01-01	2012-04-25	479	501	-22	-22
148.11 FNMA POOL MA0708	P	2001-01-01	2012-04-25	148	150	-2	-2
1502.64 FNMA POOL 975268	P	2001-01-01	2012-04-25	1503	1626	-123	-123
596.81 FNMA POOL AJ1758	P	2001-01-01	2012-04-25	597	626	-29	-29
800.81 FNMA POOL AB4113	P	2001-01-01	2012-04-25	801	831	-30	-30
491.9 FNMA POOL AK2439	P	2001-01-01	2012-04-25	492	522	-30	-30
393.65 FNMA POOL AK2717A	P	2001-01-01	2012-04-25	394	418	-24	-24
40,000 US T-NOTE 2.125	P	2001-01-01	2012-04-27	40838	39534	1304	1304
10,000 US TSY NOTE	P	2001-01-01	2012-04-30	10043	10030	13	13
10,000 US TSY NOTE	P	2001-01-01	2012-04-30	10008	10018	-10	-10
70 MCKESSON	P	2001-01-01	2012-05-02	6389	3938	2451	2451
140 MCKESSON	P	2001-01-01	2012-05-03	12808	6302	6506	6506
11 PHILLIPS	P	2001-01-01	2012-05-08	346	335	11	11
129 PHILLIPS	P	2001-01-01	2012-05-08	4076	3157	919	919
38,214.48 FNMA POOL MA0708	P	2001-01-01	2012-05-14	41839	38597	3242	3242
35,000 FHLMC	P	2001-01-01	2012-05-14	36378	36094	284	284
13,127.87 FHLMC	P	2001-01-01	2012-05-14	13995	13921	74	74
345.09 FHLMC POOL Q04584	P	2001-01-01	2012-05-15	345	366	-21	-21
1549.51 FHLMC GOLD Q03517	P	2001-01-01	2012-05-15	1550	1644	-94	-94
281.58 FHLMC GOLD A69852	P	2001-01-01	2012-05-15	282	307	-25	-25
535.99 FHLMC GOLD G04719	P	2001-01-01	2012-05-15	536	580	-44	-44
307.94 FHLMC GOLD A90393	P	2001-01-01	2012-05-15	308	333	-25	-25
552.65 FHLMC GOLD G04219	P	2001-01-01	2012-05-15	553	604	-51	-51
183.14 FHLMC GOLD G04219	P	2001-01-01	2012-05-15	183	199	-16	-16
203.32 FHLMC GOLD G05938	P	2001-01-01	2012-05-15	203	218	-15	-15
447.79 FHLMC GOLD A92821	P	2001-01-01	2012-05-15	448	481	-33	-33
625 FHLMC GOLD A95828	P	2001-01-01	2012-05-15	625	659	-34	-34
314.63 FHLMC GOLD A95160	P	2001-01-01	2012-05-15	315	324	-9	-9
1203.62 FHLMC GOLD G06222	P	2001-01-01	2012-05-15	1204	1249	-45	-45
45,000 FHLMC	P	2001-01-01	2012-05-17	47021	46729	292	292
10,000 APACHE	P	2001-01-01	2012-05-22	10254	10048	206	206
30,000 FHLB	P	2001-01-01	2012-05-23	31390	32029	-639	-639
20,000 US TSY NOTE .75	P	2001-01-01	2012-05-23	20120	20212	-92	-92
10,000 US TSY NOTE .5	P	2001-01-01	2012-05-23	10031	10037	-6	-6
5,000 KRAFT FOODS	P	2001-01-01	2012-05-23	5813	5559	254	254
174.87 FNMA POOL MA0708	P	2001-01-01	2012-05-25	175	177	-2	-2
1494.11 FNMA POOL AL0219	P	2001-01-01	2012-05-25	1494	1518	-24	-24
389.87 FNMA POOL 255364	P	2001-01-01	2012-05-25	390	432	-42	-42
373.68 FNMA POOL 831812	P	2001-01-01	2012-05-25	374	414	-40	-40
643.93 FNMA POOL 966608	P	2001-01-01	2012-05-25	644	703	-59	-59
219.99 FNMA POOL 888967	P	2001-01-01	2012-05-25	220	244	-24	-24
673.78 FNMA POOL 745948	P	2001-01-01	2012-05-25	674	751	-77	-77
514.5 FNMA POOL 962301	P	2001-01-01	2012-05-25	515	552	-37	-37
153.68 FNMA POOL 981644	P	2001-01-01	2012-05-25	154	165	-11	-11
55.99 FNMA POOL AA7694	P	2001-01-01	2012-05-25	56	60	-4	-4
577.09 FNMA POOL AC8596	P	2001-01-01	2012-05-25	577	611	-34	-34
419.86 FNMA POOL 888890	P	2001-01-01	2012-05-25	420	473	-53	-53
249.45 FNMA POOL AD2351	P	2001-01-01	2012-05-25	249	264	-15	-15
219.04 FNMA POOL AH4794	P	2001-01-01	2012-05-25	219	237	-18	-18
334.57 FNMA POOL AH3519	P	2001-01-01	2012-05-25	335	351	-16	-16
1277.43 FNMA POOL 975268	P	2001-01-01	2012-05-25	1277	1382	-105	-105
391,95 FNMA POOL AJ1758	P	2001-01-01	2012-05-25	392	411	-19	-19
245.27 FNMA POOL AB4113	P	2001-01-01	2012-05-25	245	254	-9	-9
652.62 FNMA POOL AK2439	P	2001-01-01	2012-05-25	653	692	-39	-39
396.91 FNMA POOL AK2717	P	2001-01-01	2012-05-25	397	421	-24	-24
297.81 FNMA POOL AK5762	P	2001-01-01	2012-05-25	298	314	-16	-16
10,000 APACHE	P	2001-01-01	2012-05-25	10193	9994	199	199
5,000 KRAFT FOODS	P	2001-01-01	2012-05-25	5803	5559	244	244
5,000 KRAFT FOODS	P	2001-01-01	2012-05-30	5796	5559	237	237
5,000 KRAFT FOODS	P	2001-01-01	2012-06-04	5816	5559	257	257
5,000 US TSY NOTE	P	2001-01-01	2012-06-04	5175	5127	48	48
15,000 US TSY NOTE .5	P	2001-01-01	2012-06-07	15051	15056	-5	-5
10,000 US TSY NOTE .5	P	2001-01-01	2012-06-08	10032	10037	-5	-5
19 CUMMINS	P	2001-01-01	2012-06-12	1847	654	1193	1193
18 ENERGIZER HLDGS	P	2001-01-01	2012-06-12	1311	1273	38	38
15,000 US TSY NOTE	P	2001-01-01	2012-06-12	16151	16012	139	139
40,000 FNMA	P	2001-01-01	2012-06-13	41913	41541	372	372
162 ENERGIZER HLDGS	P	2001-01-01	2012-06-13	11893	11323	570	570
170 CUMMINS	P	2001-01-01	2012-06-13	16392	5850	10542	10542
26.91 FHLMC POOL Q04584	P	2001-01-01	2012-06-15	27	29	-2	-2
1514.21 FHLMC GOLD Q03517	P	2001-01-01	2012-06-15	1514	1606	-92	-92
343.32 FHLMC GOLD A69852	P	2001-01-01	2012-06-15	343	373	-30	-30
436.73 FHLMC GOLD G04719	P	2001-01-01	2012-06-15	437	473	-36	-36
199.46 FHL,C GOLD A90393	P	2001-01-01	2012-06-15	199	215	-16	-16
590.37 FHLMC GOLD G04219	P	2001-01-01	2012-06-15	590	644	-54	-54
50,00 FHLMC	P	2001-01-01	2012-06-18	52148	52125	23	23
70 BAXTER INTL	P	2001-01-01	2012-06-19	3440	3820	-380	-380
184 ELECTRONIC ARTS	P	2001-01-01	2012-06-19	2263	3631	-1368	-1368
10 ELECTRONIC ARTS	P	2001-01-01	2012-06-20	122	197	-75	-75
583 ELECTRONIC ARTS	P	2001-01-01	2012-06-20	7205	11507	-4302	-4302
420 BAXTER INTL	P	2001-01-01	2012-06-20	20656	22430	-1774	-1774
40 ELECTRONIC ARTS	P	2001-01-01	2012-06-20	494	789	-295	-295
33 ELECTRONICS ARTS	P	2001-01-01	2012-06-20	407	652	-245	-245
1657.18 FNMA POOL AL0219	P	2001-01-01	2012-06-25	1657	1684	-27	-27
167.06 FNMA POOL 255364	P	2001-01-01	2012-06-25	167	185	-18	-18
65.99 FNMA POOL 831812	P	2001-01-01	2012-06-25	66	73	-7	-7
471.64 FNMA POOL 966608	P	2001-01-01	2012-06-25	472	515	-43	-43
199.72 FNMA POOL 888967	P	2001-01-01	2012-06-25	200	221	-21	-21
711.32 FNMA POOL 745948	P	2001-01-01	2012-06-25	711	792	-81	-81
1009.74 FNMA POOL 962301	P	2001-01-01	2012-06-25	1010	1082	-72	-72
113.68 FNMA 981644	P	2001-01-01	2012-06-25	114	122	-8	-8
198.1 FNMA POOL AA7694	P	2001-01-01	2012-06-25	198	212	-14	-14
514.36 FNMA POOL AC8596	P	2001-01-01	2012-06-25	514	544	-30	-30
450.12 FNMA POOL 888890	P	2001-01-01	2012-06-25	450	507	-57	-57
179.14 FNMA POOL AD2351	P	2001-01-01	2012-06-25	179	190	-11	-11
163.89 FNMA POOL AH4794	P	2001-01-01	2012-06-25	164	177	-13	-13
440.38 FNMA POOL AH3519	P	2001-01-01	2012-06-25	440	461	-21	-21
1421.99 FNMA POOL 975268	P	2001-01-01	2012-06-25	1422	1538	-116	-116
552.61 FNMA POOL AJ1758	P	2001-01-01	2012-06-25	553	580	-27	-27
395.95 FNMA POOL AB4113	P	2001-01-01	2012-06-25	396	411	-15	-15
246.93 FNMA POOL AK2439	P	2001-01-01	2012-06-25	247	262	-15	-15
64.59 FNMA POOL AK2717	P	2001-01-01	2012-06-25	65	69	-4	-4
51.17 FNMA POOL AK5762	P	2001-01-01	2012-06-25	51	54	-3	-3
182 NETAPP	P	2001-01-01	2012-06-25	5621	7046	-1425	-1425
60 NETAPP	P	2001-01-01	2012-06-25	1856	2182	-326	-326
13 NETAPP	P	2001-01-01	2012-06-26	394	464	-70	-70
167 NETAPP	P	2001-01-01	2012-06-26	4998	5949	-951	-951
10,000 NYSE EURONEXT	P	2001-01-01	2012-06-28	10398	10718	-320	-320
5,000 COMCAST	P	2001-01-01	2012-06-29	5759	5812	-53	-53
10,000 NYSE EURONEXT	P	2001-01-01	2012-07-02	10394	10717	-323	-323
30,000 US TSY NOTE	P	2001-01-01	2012-07-02	30400	30236	164	164
8771.93 BNY MID CAP STOCK	P	2001-01-01	2012-07-03	100000	115614	-15614	-15614
3802.281 DREYFUS PRE STRAT INTER	P	2001-01-01	2012-07-03	50000	55703	-5703	-5703
3182.556 DREYFUS/NEWTON INTER EQ	P	2001-01-01	2012-07-03	50000	59230	-9230	-9230
5555.556 BNY MELLON INTL	P	2001-01-01	2012-07-03	50000	62833	-12833	-12833
25,000 HSBC FINANCE	P	2001-01-01	2012-07-03	26603	27189	-586	-586
10,000 PETROBRAS INTL FIN	P	2001-01-01	2012-07-03	10768	10420	348	348
5,000 US TSY NOTE	P	2001-01-01	2012-07-03	5075	5076	-1	-1
5,000 US TSY NOTE	P	2001-01-01	2012-07-05	5075	5076	-1	-1
5,000 US TSY NOTE .625	P	2001-01-01	2012-07-05	5029	5029
25,000 LLOYDS TSB BANK PLC	P	2001-01-01	2012-07-10	28554	25328	3226	3226
20 TERADATA	P	2001-01-01	2012-07-11	1303	997	306	306
120 TERADATA	P	2001-01-01	2012-07-12	7863	5738	2125	2125
27,473.99 FNMA POOL AB4113	P	2001-01-01	2012-07-12	28800	28517	283	283
22,000 TYCO INTL FIN	P	2001-01-01	2012-07-13	23852	23023	829	829
284.43 FHLMC GOLD A69852	P	2001-01-01	2012-07-16	284	309	-25	-25
478.61 FHLMC GOLD G04719	P	2001-01-01	2012-07-16	479	518	-39	-39
249.37 FHLMC GOLD A90393	P	2001-01-01	2012-07-16	249	269	-20	-20
609.1 FHLMC GOLD GO4219	P	2001-01-01	2012-07-16	609	665	-56	-56
165.83 FHLMC GOLD GO4216	P	2001-01-01	2012-07-16	166	181	-15	-15
329.45 FHLMC GOLD G05938	P	2001-01-01	2012-07-16	329	354	-25	-25
456.35 FHLMC GOLD A92821	P	2001-01-01	2012-07-16	456	490	-34	-34
505.28 FHLMC GOLD A95828	P	2001-01-01	2012-07-16	505	532	-27	-27
297.57 FHLMC GOLD A95160	P	2001-01-01	2012-07-16	298	307	-9	-9
565.48 FHLMC GOLD G0622	P	2001-01-01	2012-07-16	565	586	-21	-21
1253.56 FHLMC GOLD G05477	P	2001-01-01	2012-07-16	1254	1357	-103	-103
1480.02 FHLMC GOLD J16933	P	2001-01-01	2012-07-16	1480	1545	-65	-65
35,000 US TSY NOTE .5	P	2001-01-01	2012-07-16	35113	35131	-18	-18
1618.27 FHLMC GOLD Q03517	P	2001-01-01	2012-07-17	1618	1716	-98	-98
573.82 FHLMC POOL Q04584	P	2001-01-01	2012-07-17	574	609	-35	-35
9 ST JUDE MEDICAL	P	2001-01-01	2012-07-23	335	436	-101	-101
501 ST JUDE MEDICAL	P	2001-01-01	2012-07-23	18806	24244	-5438	-5438
1650.71 FNMA POOL AL0219	P	2001-01-01	2012-07-25	1651	1678	-27	-27
612.97 FNMA POOL AB4113	P	2001-01-01	2012-07-25	613	636	-23	-23
277.35 FNMAPOOL 255364	P	2001-01-01	2012-07-25	277	307	-30	-30
114.13 FNMA POOL 831812	P	2001-01-01	2012-07-25	114	126	-12	-12
938.66 FNMA POOL 966608	P	2001-01-01	2012-07-25	937	1023	-86	-86
250.92 FNMA POOL 888967	P	2001-01-01	2012-07-25	251	278	-27	-27
644.3 FNMA POOL 745948	P	2001-01-01	2012-07-25	644	718	-74	-74
183.86 FNMA POOL 862301	P	2001-01-01	2012-07-25	184	197	-13	-13
23.16 FNMA POOL 981644	P	2001-01-01	2012-07-25	23	25	-2	-2
193.9 FNMA POOL AA7694	P	2001-01-01	2012-07-25	194	208	-14	-14
557.81 FNMA POOL AC8596	P	2001-01-01	2012-07-25	558	591	-33	-33
505.22 FNMA POOL 888890	P	2001-01-01	2012-07-25	505	569	-64	-64
361.04 FNMA POOL AD2351	P	2001-01-01	2012-07-25	361	382	-21	-21
535.81 FNMA POOL AH4794	P	2001-01-01	2012-07-25	536	580	-44	-44
716.43 FNMA POOL AH3519	P	2001-01-01	2012-07-25	716	750	-34	-34
1678.42 FNMA POOL 975268	P	2001-01-01	2012-07-25	1678	1815	-137	-137
835.73 FNMA POOL AJ1758	P	2001-01-01	2012-07-25	836	877	-41	-41
637.59 FNMA PPOOL AK2712	P	2001-01-01	2012-07-25	638	676	-38	-38
393.34 FNMA POOL AK2439	P	2001-01-01	2012-07-25	393	417	-24	-24
52.12 FNMA POOL AK5762	P	2001-01-01	2012-07-25	52	55	-3	-3
160.07 FNMA POOL AB5471	P	2001-01-01	2012-07-25	160	168	-8	-8
10 LIMITED BRANDS	P	2001-01-01	2012-07-25	463	173	290	290
11 DIRECTV	P	2001-01-01	2012-07-25	532	474	58	58
215 DIRECTV	P	2001-01-01	2012-07-26	10173	9261	912	912
140 LIMITED BRANDS	P	2001-01-01	2012-07-26	6378	2426	3952	3952
153 DIRECTV	P	2001-01-01	2012-07-27	7178	6591	587	587
132 LIMITED BRANDS	P	2001-01-01	2012-07-27	5924	2275	3649	3649
88 LIMITED BRANDS	P	2001-01-01	2012-07-27	3914	1517	2397	2397
91 DIRECTV	P	2001-01-01	2012-07-27	4257	3920	337	337

Field	Value	IRS element (for citing)
Capital Gain Net Income	238086	CapitalGainNetIncome
Net Short Term Capital Gain Or Loss	3204	NetShortTermCapitalGainOrLoss

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	11768	QualifyingDistributionsYear1
Noncharitable Assets Year1	3870257	NoncharitableAssetsYear1
Distribution Ratio Year1	000.003041	DistributionRatioYear1
Qualifying Distributions Year2	12286	QualifyingDistributionsYear2
Noncharitable Assets Year2	256329	NoncharitableAssetsYear2
Distribution Ratio Year2	000.047931	DistributionRatioYear2
Qualifying Distributions Year3	14106	QualifyingDistributionsYear3
Noncharitable Assets Year3	253659	NoncharitableAssetsYear3
Distribution Ratio Year3	000.055610	DistributionRatioYear3
Qualifying Distributions Year4	14817	QualifyingDistributionsYear4
Noncharitable Assets Year4	297506	NoncharitableAssetsYear4
Distribution Ratio Year4	000.049804	DistributionRatioYear4
Qualifying Distributions Year5	12762	QualifyingDistributionsYear5
Noncharitable Assets Year5	290621	NoncharitableAssetsYear5
Distribution Ratio Year5	000.043913	DistributionRatioYear5
Total Distribution Ratio	000.200299	TotalDistributionRatio
Average Distribution Ratio	000.040060	AverageDistributionRatio
Net Noncharitable Assets	17380392	NetNoncharitableAssets
Adjusted Noncharitable Assets	696259	AdjustedNoncharitableAssets
One Percent Net Investment Income	4794	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	701053	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	1022524	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	4794	InvestmentIncomeExciseTax
Subtotal	4794	Subtotal
Tax Based On Investment Income	4794	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	1500	EstTaxPaymentsAndOverpayment
Total Credits And Payments	1500	TotalCreditsAndPayments
Tax Paid Original Return	1500	TaxPaidOriginalReturn
Penalty For Underpayment	72	PenaltyForUnderpayment
Tax Due	3366	TaxDue

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	MA	StatesFiledWith
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Books In Care Of Person Name	DAVID W LEWIS JR	BooksInCareOfPersonName
Books In Care Of Phone Number	6172613100	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	KL GATES ONE LINCOLN ST	AddressLine1
City	BOSTON	City
State	MA	State
ZIP Code	021112950	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Maint Expend Responsibility	false	MaintExpendResponsibility
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation
KL GATES
ONE LINCOLN ST	BOSTON	MA	021112950	TRUSTEE	003.50	50601
ROBERT G FULLER JR
79 MAPLE RIDGE DR	WINTHROP	ME	04364	TRUSTEE	001.00	0
MOIRA H FULLER
79 MAPLE RIDGE DR	WINTHROP	ME	04364	TRUSTEE	000.50	0
RANDOLPH J FULLER
183 WARREN AVE	BOSTON	MA	02116	TRUSTEE	000.50	0

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	NONE	Description1
Expenses1	0	Expenses1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	16350149	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	1294919	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	17645068	TotalFMVOfUnusedAssets
Adj Total FMV Of Unused Assets	17645068	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	264676	CashDeemedCharitable
Net Noncharitable Assets	17380392	NetNoncharitableAssets
Minimum Investment Return	869020	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	869020	MinimumInvestmentReturn
Tax Based On Investment Income	4794	TaxBasedOnInvestmentIncome
Total Tax	4794	TotalTax
Distributable Amount Before Adj	864226	DistributableAmountBeforeAdj
Distributable Amount Before Ded	864226	DistributableAmountBeforeDed
Distributable Amount As Adjusted	864226	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	1022524	ExpensesAndContributions
Qualifying Distributions	1022524	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	4794	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	1017730	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	864226	DistributableAmountAsAdjusted
Undistributed Income Prior Year	169867	UndistributedIncomePriorYear
Qualifying Distributions	1022524	QualifyingDistributions
Applied To Year1	169867	AppliedToYear1
Applied To Current Year	852657	AppliedToCurrentYear
Undistributed Income CY	11569	UndistributedIncomeCY

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	NONE	ContributingManager
Shareholder Manager	NONE	ShareholderManager

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	DAVID W LEWIS JR	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	KL GATES ONE LINCOLN ST	AddressLine1
City	BOSTON	City
State	MA	State
ZIP Code	021112950	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	6172613100	RecipientPhoneNumber
Form And Info And Materials	NO FORMAL APPLICATION	FormAndInfoAndMaterials
Submission Deadlines	NONE ADOPTED	SubmissionDeadlines
Restrictions On Awards	NONE	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (17 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
BOSTON EARLY MUSIC FESTIVAL
161 FIRST ST	CAMBRIDGE	MA	02142	NONE	PUBLIC CHARITY	GENERAL	$50,000
CHARLES RIVER SCHOOL
6 OLD MEADOW RD	DOVER	MA	02030	NONE	PUBLIC CHARITY	GENERAL	$35,000
CHURCH OF THE COVENANT
67 NEWBURY ST	BOSTON	MA	02116	NONE	PUBLIC CHARITY	GENERAL	$30,000
FRANCO AMERICAN HERITAGE CENTER
46 CEDAR ST	LEWISTON	ME	04240	NONE	PUBLIC CHARITY	GENERAL	$10,000
FRIENDS OF LITHGOW LIBRARY
45 WINTHROP ST	AUGUSTA	ME	04330	NONE	PUBLIC CHARITY	GENERAL	$100,000
FRIENDS OF THE BLAINE HOUSE
192 STATE ST	AUGUSTA	ME	04332	NONE	PUBLIC CHARITY	GENERAL	$65,000
FRIENDS OF MAINE STATE MUSEUM
8S STATE HOUSE STATION	AUGUSTA	ME	04333	NONE	PUBLIC CHARITY	GENERAL	$36,000
GLASTONBURY ABBEY
16 HULL ST	HINGHAM	MA	02043	NONE	PUBLIC CHARITY	GENERAL	$50,000
KENNEBEC HISTORICAL SOCIETY
107 WINTHROP ST	AUGUSTA	ME	04330	NONE	PUBLIC CHARITY	GENERAL	$5,000
KENNEBEC VALLEY YMCA
31 UNION ST	AUGUSTA	ME	04330	NONE	PUBLIC CHARITY	GENERAL	$5,000
MAINE GENERAL MEDICAL CENTER
6 EAST CHESTNUT ST	AUGUSTA	ME	04330	NONE	PUBLIC CHARITY	GENERAL	$250,000
MERRICONEAG WALDORF SCHOOL
57 DESERT RD	FREEPORT	ME	04332	NONE	PUBLIC CHARITY	GENERAL	$2,000
PINE TREE SOCIETY
149 FRONT ST	BATH	ME	04530	NONE	PUBLIC CHARITY	GENERAL	$25,000
ST MARK'S HOME FOR WOMEN
57 WINTHROP ST	AUGUSTA	ME	04330	NONE	PUBLIC CHARITY	GENERAL	$25,000
TOWN OF WINTHROP LIBRARY
2 METCALF SQUARE	WINTHROP	MA	02152	NONE	PUBLIC CHARITY	GENERAL	$50,000
TRANSFIGURATION HERMITAGE
205 WINDSOR NECK RD	WINDSOR	ME	04363	NONE	PUBLIC CHARITY	GENERAL	$208,000
UNIVERSITY OF MAINE AT AUGUSTA
46 UNIVERSITY DR	AUGUSTA	ME	04330	NONE	PUBLIC CHARITY	GENERAL	$10,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	956000	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion	$1	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$358,232	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	15	ExclusionCode
Exclusion	$2,899	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$238,086	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$599,218	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	599218	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees (2 entries)

CategoryCategory	AmountAmount	Disbursements Charitable PrpsDisbursementsCharitablePrps
MCCABE TAX CONSULTING	$7,500	7500
WELCH FORBES	$400	400

General Explanation Attachment GeneralExplanationAttachment

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (58 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
ATT 05/15/2016	251387	267890
AMGEN 06/30/2011	249287	260580
BANK OF AMERICA SR UNSECURED 07/07/2011	250000	232500
BANK OF AMERICA UNSUBORDINATED 03/15/2017	261258	262913
CINTAS 06/01/2016	250435	263012
GENERAL ELECTRIC CAPITAL 01/07/2011	253032	282632
HSBC BK 08/24/2020	252192	264230
JPMORGAN CHASE 06/24/2010	257003	262520
KELLOGG 05/19/2011	250170	272800
MAIN ST MAT GAS 01/09/2007	25912	27567
MORGAN STANLEY 05/31/2017	250000	232648
ROGERS WIRELESS 03/01/2014	22543	21745
MORGAN STANLEY GLOBAL 03/30/2004	26024	25572
BBVA US SENIOR SA UNIPER 04/01/2014	14401	14391
AMERICAN INTL GROUP 09/15/2014	24658	26123
CITIGROUP 09/15/2014	21078	20835
AMERITRADE HOLDING 12/01/2014	21474	21222
ROYAL BANK OF SCOTLAND 03/16/2010	25571	26307
PRUDENTIAL FINANCIAL 09/17/2015	21678	21853
TYCO INTL FINANCE 10/15/2015	3140	3205
CISCO SYSTEMS 02/22/2016	17470	17526
BP CAPITAL MARKETS PLC 03/11/2016	20983	21461
COMCAST 03/15/2016	23250	23227
HYDRO-QUEBEC 06/30/2016	30499	31308
BANK OF AMERICA 08/15/2016	39174	42434
THERMO FISHER SCIENTIFIC 09/22/2016	10055	10381
BARCLAYS BANK PLC 09/22/2016	21522	21832
HEWLETT-PACKARD 12/09/2016	4989	5211
BEAR STEARNS CO 01/22/2017	21401	22130
FORD MOTOR CREDIT 06/12/2017	14994	14934
BLACKROCK 09/15/2017	23725	24422
HEWLETT-PACKARD 09/15/2017	9998	9978
CITIGROUP 11/21/2017	10797	11422
VERIZON COMMUNICATIONS 02/15/2018	29143	30295
ORACLE 04/15/2008	30128	30788
MET LIFE GLOB FUND 1 7.717 02/15/2019	24827	25876
JEFFERIES GROUP 07/15/2019	10975	11025
ONTARIO PROVINCE 10/07/2019	27452	28678
PEPSICO 01/15/2020	22558	23461
SIMON PROPERTY GROUP LP 02/01/2020	22034	23994
TELEFONICA EMISIONES SAU 04/27/2020	24195	22280
HSBC FINANCE 01/15/2021	27133	27877
PETROBRAS INTL FIN 01/27/2021	5205	5593
GENERAL ELEC CAP 02/11/2021	32623	34378
TIME WARNER CABLE 02/15/2021	25302	27559
ATT 05/15/2021	32836	35050
BOSTON PROPERTIES 05/15/2021	14759	16222
TIME WARNER 01/15/2022	15536	16498
A.B.B. FINANCE USA 05/08/2022	19505	20822
ANHEUSER-BUSCH INBER WOR 07/15/2022	9990	10195
COMCAST 07/15/2022	9991	10466
EASTMAN CHEMICAL 08/15/2022	9951	10513
GOLDMAN SACHS GRP 10/01/1937	18637	20563
RABOBANK NEDERLAND 05/24/1941	21508	23601
AMGEN 06/15/1942	16794	17597
WF-RBS COMMERCIAL MORTGAGE TR 11/01/2011	25250	26428
UBS COMMERCIAL MORTGAGE TR 05/01/2012	45673	47515
JOHNSON CONTROLS 12/01/2021	20762	21184

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (120 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
3060 shares of CARMAX	102662	85160
1250 shares of JOHNSON JOHNSON	80092	86525
1170 shares of OREILLY AUTOMOTIVE	76546	100316
800 shares of LANCASTER COLONY	48879	55432
1350 shares of UNITED TECHNOLOGIES	107357	100494
750 shares of IBM	69733	146985
1975 shares of AFLAC	91049	86465
1900 shares of NOBLE CORP	74783	70300
1950 shares of METLIFE	85488	60002
620 shares of CATERPILLAR	39896	52210
1375 shares of AMERICAN EXPRESS	57991	79351
1450 shares of NOVARTIS	88551	84999
1370 shares of PEPSICO	76560	99640
360 shares of APPLE	49635	213766
150 shares of GOOGLE	64248	94945
3850 shares of JOHNSON CONTROLS	157630	94903
950 shares of MCDONALDS	80139	84892
1100 shares of FISERV	72882	77143
2895 shares of CVS CAREMARK	105398	130999
1950 shares of COCA COLA	130378	157560
120 shares of AMERICAN TOWER CORP	8540	8677
1212 shares of PROCTER GAMBLE	75383	78222
890 shares of APACHE	68566	76647
2800 shares of CENOVUS ENERGY	104516	85428
940 shares of CHEVRON	100622	103005
1300 shares of SCHLUMBERGER	110610	92638
2125 shares of SUNCOR ENERGY	82626	64898
1935 shares of AMERIPRISE FINANCIAL	83819	100078
2635 shares of JPMORGAN CHASE	129850	94860
2400 shares of STATE STREET	107824	96912
1875 shares of TORONTO DOMINION BANK ONTARIO	157033	147338
1550 shares of GILEAD SCIENCES	64468	84212
2600 shares of RESMED	79211	82056
1675 shares of STRYKER	97421	87150
1575 shares of TEVA PHARMACEUTICAL INDUSTRIES	76104	64402
2220 shares of DANAHER	98769	117238
2075 shares of EMERSON ELECTRIC	115241	99123
1350 shares of EXPEDITORS INTL WASHINGTON	67552	48019
2600 shares of IRON MOUNTAIN	87974	83746
850 shares of STERICYCLE	73701	78923
1525 shares of ANSYS	84024	91439
1490 shares of POLYPORE INTL	64145	55368
2100 shares of QUALCOMM	94944	125328
2225 shares of ECOLAB	124347	145626
1175 shares of PRAXAIR	108358	121918
2275 shares of VERIZON COMMUNICATIONS	83979	102694
1950 shares of EXELON	83904	76284
3400 shares of ORACLE	77891	102680
1125 shares of TERADATA	63742	76072
1300 shares of TRIMBLE NAVIGATION	51589	57538
285 shares of ANADARKO PETROLEUM	15812	19790
308 shares of APACHE	22436	26525
280 shares of CONOCOPHILLIPS	11073	15243
557 shares of EXXON MOBIL	40771	48375
307 shares of OCCIDENTAL PETROLEUM	16971	26718
180 shares of PRAXAIR	12843	18677
295 shares of TYCO INTL	7790	16207
233 shares of CATERPILLAR	14993	19621
300 shares of DANAHER	9268	15843
2167 shares of GENERAL ELECTRIC	31644	44965
102 shares of AMAZON.COM	21973	23797
275 shares of AUTOLIV	11729	15557
760 shares of CBS CL B	21872	25430
340 shares of CARNIVAL	10618	11315
1510 shares of FORD MOTOR	24825	13952
1425 shares of NEWS CORP	14833	33046
645 shares of PEPSICO	34781	46911
470 shares of PHILIP MORRIS INTL	23594	42977
1145 shares of UNILEVER	31346	41002
455 shares of COVIDIEN	21479	25425
650 shares of ALLSCRIPTS HEALTHCARE SOLUTIONS	10981	5980
315 shares of CIGNA	7828	12688
195 shares of MCKESSON	8703	17692
695 shares of MERCK	16930	30698
2715 shares of PFIZER	46570	65269
270 shares of ZIMMER HOLDINGS	17585	15911
515 shares of AMERICAN EXPRESS	21456	29721
395 shares of AMERIPRISE FINANCIAL	9429	20429
1465 shares of BANK OF AMERICA	18083	10753
310 shares of CAPITAL ONE FINANCIAL	13582	17512
235 shares of CHUBB	11126	17082
910 shares of JPMORGAN CHASE	42500	32760
1542 shares of WELLS FARGO	39138	52135
255 shares of ALLIANCE DATA SYS	10329	33150
199 shares of APPLE	28221	121541
1120 shares of EMC	17013	29355
16 shares of GOOGLE	6696	10128
305 shares of INFORMATICA	8998	9001
143 shares of IBM	11912	28025
885 shares of ORACLE	18791	26727
635 shares of QUALCOMM	24767	37897
185 shares of TERADATA	8779	12510
1027 shares of ATT	31141	38944
615 shares of NEXTERA ENERGY	33592	43604
470 shares of ENSCO	25243	25535
690 shares of VALE	12380	12454
420 shares of COOPER INDUSTRIES PLC	26789	30190
510 shares of LYONDELLBASELL INDUSTRIES NV	22738	22710
680 shares of COCA-COLA	19569	19938
290 shares of COGNIZANT TACHNOLOGY SOLUTIONS	20586	16463
680 shares of WALT DISNEY	31216	33415
121 shares of EOG RES	12487	11859
220 shares of DR PEPPER SNAPPLE GROUP	9451	10028
220 shares of EATON	10782	9645
340 shares of FEDEX	31333	30702
107 shares of INTERCONTINENAL EXCHANGE	13263	14041
280 shares of INTUIT	14500	16246
390 shares of JOHNSON JOHNSON	25611	26996
167 shares of LORILLARD	18736	21483
430 shares of MOODYS	18035	17428
360 shares of NATIONAL OILWELL VARCO	25308	26028
180 shares of PVH	13338	14297
280 shares of T ROWE PRICE GROUP	16814	17010
260 shares of RALCORP	19194	15514
420 shares of ROBERT HALF	11447	11344
190 shares of TARGART	10228	11524
360 shares of TRANSCANADA	15387	16362
210 shares of VMWARE	18933	19060
1030 shares of SANOFI-AVENTIS	38473	41859
480 shares of CBRE GROUP	8589	7478

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	1715262	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	1748290	USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val	742825	StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV	799958	StateLocalSecuritiesEOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (17 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
PENN VIRGINIA RESOURCES	FMV	5224	5158
VANGUARD FIXED INCOME SECURITIES	FMV	270000	279379
BNY MELLON SHORT-TERM US GOVT	FMV	147240	146760
BNY MELLON BOND FUND	FMV	515952	536699
DREYFUS SELECT MANAGERS SM CAP VALE	FMV	146000	144142
BNY MELLON INTL FUND	FMV	212167	168833
DREUFUS/NEWTON INTL EQUITY	FMV	215770	183770
STRATEGIC INTL STOCK FUND	FMV	219297	200136
BNY MELLON EMERGING MARKETS FD	FMV	787745	737695
BNY MELLON SMALL/MID CAP FUND	FMV	192000	159415
BNY MELLON FOCUSED EQUITY OPPOR FD	FMV	198005	181725
DREYFUS US EQUITY FUND	FMV	400000	401651
BNY MELLON MID CAP STOCK FUND	FMV	334386	286689
DREYFUS OPPORTUNISTIC SM CAP FD	FMV	73000	58438
DREYFUS SELECT MANAGERS SM CAP GR	FMV	146000	129971
ENTERPRISE PRODUCTS PARTNERS	FMV	89830	106000
BNY MELLON INCOME STOCK FUND	FMV	200000	202647

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	KL GATES	Category
Amount	$32,324	Amount
Disbursements Charitable Prps	32324	DisbursementsCharitablePrps

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (3 entries)

DescriptionDescription	AmountAmount
FISCAL 7/31/11 FEDERAL TAX	$21,563
AMORTIZATION OF TAX EXEMPT BONDS- WELCH FORBES	$6,913
FISCAL 7/31/12 FEDERAL ESTIMATED PAYMENTS	$1,500

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (3 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
DEFLATION OF US BONDS	306	306
FOREIGN INVESTMENT FEE	707	707
AD FEES	17	17

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	PENN VA RESOURCE PARTNERSHIP	Description
Revenue And Expenses Per Books	2899	RevenueAndExpensesPerBooks
Net Investment Income	2899	NetInvestmentIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (2 entries)

DescriptionDescription	AmountAmount
TAX EXEMPT INTEREST- WELCH FORBES	$39,256
TAX EXEMPT INTEREST- BNY MELLON	$919

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
WELCH FORBES	$55,792	55792
BNY MELLON	$35,304	35304

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
FOREIGN TAXES WH	$2,360	2360	0	0
MASS EXCISE TAX	$1,000	0	0	1000

WINDOVER FOUNDATION: Form 990PF, tax year 2011

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (541 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Recipient US Address RecipientUSAddress

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (17 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Other Investment Income Part VII OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees (2 entries)

General Explanation Attachment GeneralExplanationAttachment

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (58 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (120 entries)

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (17 entries)

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (3 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (3 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (2 entries)

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (2 entries)

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

Comments