UNIVERSITY OF IOWA RESEARCH FOUNDATION: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- UNIVERSITY OF IOWA RESEARCH FOUNDATION (EIN 23-7436761)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2012-11-14
- IRS object ID
- 201233199349305218
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-14T16:04:58-06:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 410746749 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1715 1ST AVENUE SE | AddressLine1 |
| City | CEDAR RAPIDS | City |
| State | IA | State |
| ZIP Code | 52402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237436761 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIVERSITY OF IOWA RESEARCH FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | UNIV | NameControl |
| Phone | 3193354546 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2660 UNIVERSITY CAPITOL CENTRE | AddressLine1 |
| City | IOWA CITY | City |
| State | IA | State |
| ZIP Code | 522425500 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DOUG TRUE | Name |
| Title | VICE PRESIDENT | Title |
| Phone | 3193354546 | Phone |
| Date Signed | 2012-11-14 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DAVID LITTLE | Name |
| PTIN | P01480921 | PTIN |
| Phone | 3193632697 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DOUG TRUE | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2660 UNIVERSITY CAPITOL CENTRE | AddressLine1 |
| City | IOWA CITY | City |
| State | IA | State |
| ZIP Code | 522425500 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 10435370 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | HTTP://RESEARCH.UIOWA.EDU/UIRF/ | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1975 | YearFormation |
| State Legal Domicile | IA | StateLegalDomicile |
| Activity Or Mission Description | THE FOUNDATION ENCOURAGES INVESTIGATION AND RESEARCH AT THE UNIVERSITY OF IOWA. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 20 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 9 | NbrIndependentVotingMembers |
| Total Nbr Employees | 13 | TotalNbrEmployees |
| Total Nbr Volunteers | 11 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 419492 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 640506 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 8033652 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 8810835 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 1113182 | InvestmentIncomePriorYear |
| Investment Income Current Year | 984029 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 9566326 | TotalRevenuePriorYear |
| Total Revenue Current Year | 10435370 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 1370454 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 1484513 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 8375717 | OtherExpensePriorYear |
| Other Expenses Current Year | 8898588 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 9746171 | TotalExpensesPriorYear |
| Total Expenses Current Year | 10383101 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -179845 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 52269 | RevenuesLessExpensesCY |
| Total Assets BOY | 30486790 | TotalAssetsBOY |
| Total Assets EOY | 27385870 | TotalAssetsEOY |
| Total Liabilities BOY | 4439282 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 1285532 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 26047508 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 26100338 | NetAssetsOrFundBalancesEOY |
| Mission Description | THE PURPOSE OF THE FOUNDATION IS TO ENCOURAGE INVESTIGATION AND RESEARCH AT THE UNIVERSITY OF IOWA BY OBTAINING AND MAINTAINING COPYRIGHTS, PATENTS, ETC AND BY ASSISTING IN COMMERCIAL DEVELOPMENT OF THESE TECHNOLOGIES. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 9852969 | Expense |
| Revenue | 8810835 | Revenue |
| Description | DURING FISCAL YEAR 2012, THE UNIVERSITY OF IOWA RESEARCH FOUNDATION RECEIVED 102 DISCLOSURES OF NEW INVENTIONS FROM UNIVERSITY OF IOWA (UI) RESEARCHERS; FILED 72 US PATENT APPLICATIONS; EXECUTED 39 LICENSE/OPTION AGREEMENTS; OBTAINED 59 ISSUED PATENTS; AND DISTRIBUTED NET REVENUE TO UI INVENTORS, UI COLLEGES, DEPARTMENTS, AND OTHER THIRD PARTY CO-OWNERS IN THE AMOUNT OF $5.5 MILLION DOLLARS. | Description |
| Total Program Service Expense | 9852969 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 0 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 56 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 13 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 20 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 9 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | LINDA L MCNIEL | NamePerson |
| Telephone Number | 3193354073 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 S CAPITOL ST 2660 UCC | AddressLine1 |
| City | IOWA CITY | City |
| State | IA | State |
| ZIP Code | 52242 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (23 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer |
|---|---|---|---|---|---|---|
| GAIL AGRAWAL | ||||||
| DIRECTOR | 1.00 | X | 0 | 305089 | 25300 | |
| MARK ARNOLD | ||||||
| DIRECTOR | 1.00 | X | 0 | 216014 | 22753 | |
| HOWARD BREMER | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| GREG CARMICHAEL | ||||||
| DIRECTOR | 1.00 | X | 0 | 314073 | 31317 | |
| JORDAN COHEN | ||||||
| DIRECTOR | 1.00 | X | 0 | 300864 | 35328 | |
| SUE CURRY | ||||||
| DIRECTOR | 1.00 | X | 0 | 362852 | 27295 | |
| JACK EVANS | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| DAVID HENSLEY | ||||||
| DIRECTOR | 1.00 | X | 0 | 221353 | 21357 | |
| RICH HICHWA | ||||||
| DIRECTOR | 1.00 | X | 0 | 193832 | 39526 | |
| JAY JOHNSON | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| ROBERT KARR | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| MATT KINLEY | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| MARK KITTRELL | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| LYNETTE MARSHALL | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| DAVID MILES | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| CURT NELSON | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| PAUL ROTHMAN | ||||||
| DIRECTOR | 1.00 | X | 0 | 658402 | 23863 | |
| DON SCHOEN | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| BERN SHEN | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| PATRICIA WINOKUR | ||||||
| DIRECTOR | 1.00 | X | 0 | 205736 | 19749 | |
| SALLY MASON | ||||||
| PRESIDENT | 1.00 | X | 0 | 483080 | 27269 | X |
| DOUG TRUE | ||||||
| VICE PRESIDENT | 1.00 | X | 0 | 359067 | 35641 | X |
| ZEV SUNLEAF | ||||||
| EXEC DIRECTOR/SECRETARY/TREASURER | 40.00 | 124564 | 0 | 13818 | X | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 124564 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 3620362 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 323216 | TotalOtherCompensation |
| Number Individuals GT100 K | 1 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| KILPATRICK TOWNSEND & STOCKTON | |||||
| PO BOX 39000 | SAN FRANCISCO | CA | 94137 | LEGAL SERVICES | 311139 |
| VIKSNINS HARRIS & PADYS | |||||
| 7900 INTL DR STE 670 | BLOOMINGTON | MN | 55425 | LEGAL SERVICES | 308856 |
| COMPUTER PACKAGES INC | |||||
| 414 HUNGERFORD DRIVE | ROCKVILLE | MD | 20850 | COMPUTER SERVICES | 256001 |
| BALLARD SPAHR ANDREWS & INGERSOLL LLP | |||||
| 1735 MARKET ST 9 FL | PHILADELPHIA | PA | 19103 | LEGAL SERVICES | 183320 |
| STARTUP MIDWEST MANAGEMENT | |||||
| 221 BOLIVAR ST STE 101 | JEFFERSON CITY | MO | 65101 | CONSULTING SERVICES | 163125 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 7 | NumberOfContractorsGT100K |
| Related Organizations | 640506 | RelatedOrganizations |
| Total Contributions | 640506 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| ROYALTIES | 711120 | 6396719 | 6396719 |
| REIMBURSED PATENT ACQU | 541700 | 1496043 | 1496043 |
| LICENSE, SUBLICENSE, & | 541700 | 918073 | 918073 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 8810835 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 984029 | TotalRevenueColumn |
| Exclusion | $984,029 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 10435370 | TotalRevenueColumn |
| Related Or Exempt Function Income | 8810835 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $984,029 | ExclusionAmount |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 138383 | Total |
| Program Services | 101020 | ProgramServices |
| Management And General | 37363 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 958765 | Total |
| Program Services | 699898 | ProgramServices |
| Management And General | 258867 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 387365 | Total |
| Program Services | 282776 | ProgramServices |
| Management And General | 104589 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5007 | Total |
| Management And General | 5007 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 39775 | Total |
| Management And General | 39775 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24224 | Total |
| Program Services | 18168 | ProgramServices |
| Management And General | 6056 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5548320 | Total |
| Program Services | 5548320 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 152917 | Total |
| Program Services | 114688 | ProgramServices |
| Management And General | 38229 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7953 | Total |
| Program Services | 5965 | ProgramServices |
| Management And General | 1988 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11862 | Total |
| Program Services | 8897 | ProgramServices |
| Management And General | 2965 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| PATENT ACQUISITION COST | 2260745 | 2260745 | |
| OTHER BUSINESS TECH AND | 679860 | 679860 | |
| NON-COMPETITIVE SUBSIDY | 85500 | 85500 | |
| OPERATING EXPENSE | 55668 | 20375 | 35293 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 26757 | Total |
| Program Services | 26757 | ProgramServices |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10383101 | Total |
| Program Services | 9852969 | ProgramServices |
| Management And General | 530132 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4250009 | BOY |
| EOY | 2518355 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1666514 | BOY |
| EOY | 769862 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 261932 | BOY |
| EOY | 261932 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 32260 | BOY |
| EOY | 82087 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 76938 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 47176 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 41970 | BOY |
| EOY | 29762 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24228591 | BOY |
| EOY | 23708706 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5514 | BOY |
| EOY | 15166 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 30486790 | BOY |
| EOY | 27385870 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 334881 | BOY |
| EOY | 254799 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 615 | BOY |
| EOY | 0 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4103786 | BOY |
| EOY | 1030733 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4439282 | BOY |
| EOY | 1285532 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Do Not Follow SFAS117 | X | DoNotFollowSFAS117 |
Cap Stck Trst Prin Current Funds CapStckTrstPrinCurrentFunds
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Paid In Cap Srpls Land Bldg Eqp Fund PaidInCapSrplsLandBldgEqpFund
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Retained Earnings Endowment Etc RetainedEarningsEndowmentEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26047508 | BOY |
| EOY | 26100338 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26047508 | BOY |
| EOY | 26100338 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 30486790 | BOY |
| EOY | 27385870 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 52269 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 561 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | X | SupportingOrganization509a3 |
| Supporting Org509a3 Type1 | X | SupportingOrg509a3Type1 |
| Certification Checkbox | X | CertificationCheckbox |
| Contrib By Controlling Individual | 0 | ContribByControllingIndividual |
| Contribution By Related Party | 0 | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | 0 | ContribBy35ControlledEntity |
Supported Org Information SupportedOrgInformation
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIVERSITY OF IOWA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426004813 | EIN |
| Type Of Organization | 2 | TypeOfOrganization |
| Listed In Governing Doc | 0 | ListedInGoverningDoc |
| Amount | $78,000 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Supported Orgs | 1 | TotalNumberOfSupportedOrgs |
| Sum Of Amounts | 78000 | SumOfAmounts |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 76938 | OtherCostOrOtherBasis |
| Depreciation | 47176 | Depreciation |
| Book Value | 29762 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 29762 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (2 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| UI POOLED CASH & INVESTMENTS | 23632135 | F |
| EQUITY INVESTMENTS | 76571 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 23708706 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROYALTIES DUE | Description |
| Amount | $1,030,733 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 1030733 | TotalOfAmounts |
| Total Revenue | 10435370 | TotalRevenue |
| Total Expenses | 10383101 | TotalExpenses |
| Excess Or Deficit For Year | 52269 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 559 | NetUnrealizedGLOnInvestments |
| Prior Period Adjustments | 2 | PriorPeriodAdjustments |
| Total Adjustments | 561 | TotalAdjustments |
| Excess Or Deficit Per FS | 52830 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 10435929 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 559 | NetUnrealizedGainsInvestments |
| Revenue Not Rptd F990 | 559 | RevenueNotRptdF990 |
| Revenue Subtotal | 10435370 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 10435370 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 10383101 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 10383101 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 10383101 | TotalExpensesPerForm990 |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Written Employment Contract | X | WrittenEmploymentContract |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (11 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GAIL AGRAWAL | |||||||||||||
| 0 | 265705 | 0 | 0 | 0 | 39384 | 0 | 21032 | 0 | 4268 | 0 | 330389 | 0 | 0 |
| MARK ARNOLD | |||||||||||||
| 0 | 176693 | 0 | 0 | 0 | 39321 | 0 | 18982 | 0 | 3771 | 0 | 238767 | 0 | 0 |
| GREG CARMICHAEL | |||||||||||||
| 0 | 282411 | 0 | 0 | 0 | 31662 | 0 | 27787 | 0 | 3530 | 0 | 345390 | 0 | 0 |
| JORDAN COHEN | |||||||||||||
| 0 | 258819 | 0 | 0 | 0 | 42045 | 0 | 20966 | 0 | 14362 | 0 | 336192 | 0 | 0 |
| SUE CURRY | |||||||||||||
| 0 | 343312 | 0 | 0 | 0 | 19540 | 0 | 20351 | 0 | 6944 | 0 | 390147 | 0 | 0 |
| DAVID HENSLEY | |||||||||||||
| 0 | 147636 | 0 | 47809 | 0 | 25908 | 0 | 15645 | 0 | 5712 | 0 | 242710 | 0 | 0 |
| RICH HICHWA | |||||||||||||
| 0 | 163310 | 0 | 0 | 0 | 30522 | 0 | 31253 | 0 | 8273 | 0 | 233358 | 0 | 0 |
| PAUL ROTHMAN | |||||||||||||
| 0 | 524322 | 0 | 120740 | 0 | 13340 | 0 | 21299 | 0 | 2564 | 0 | 682265 | 0 | 0 |
| PATRICIA WINOKUR | |||||||||||||
| 0 | 193827 | 0 | 0 | 0 | 11909 | 0 | 18189 | 0 | 1560 | 0 | 225485 | 0 | 0 |
| SALLY MASON | |||||||||||||
| 0 | 430831 | 0 | 8400 | 0 | 43849 | 0 | 19600 | 0 | 7669 | 0 | 510349 | 0 | 0 |
| DOUG TRUE | |||||||||||||
| 0 | 331452 | 0 | 0 | 0 | 27615 | 0 | 28465 | 0 | 7176 | 0 | 394708 | 0 | 0 |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (7 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION B, LINE 11 | A PRELIMINARY DRAFT OF THE FORM 990 IS PROVIDED TO UIRF STAFF FOR DETAIL REVIEW. AFTER IT IS REVIEWED, BUT PRIOR TO IT BEING FILED WITH THE IRS, AN UPDATED AND FINAL COPY OF THE FORM 990 IS PROVIDED TO THE ENTIRE BOARD. | |
| FORM 990, PART VI, SECTION B, LINE 12C | A CONFLICT OF INTEREST QUESTIONNAIRE IS COMPLETED AND SIGNED BY EACH BOARD MEMBER ANNUALLY. DURING THE PROCUREMENT PROCESS UIRF PAYS SPECIAL ATTENTION TO IDENTIFYING ANY POTENTIAL CONFLICTS OF INTERESTS AND SUBJECTS ITSELF TO THE UNIVERSITY OF IOWA'S POLICY, PROCEDURE AND DISCLOSURE REQUIREMENTS. THE SELECTION OF LICENSEES IS ANOTHER AREA WHERE CONFLICTS COULD POTENTIALLY ARISE SO UIRF FOLLOWS REPORTING PROCEDURES AND HAS DAILY DISCUSSIONS WITH THE EXECUTIVE DIRECTOR TO HELP IDENTIFY ANY POTENTIAL CONFLICTS. | |
| FORM 990, PART VI, SECTION B, LINE 15 | COMPENSATION OF THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES IS RENEWED AND APPROVED BY THE UNIVERSITY OF IOWA VICE PRESIDENT FOR RESEARCH OFFICE AND ASSOCIATED HUMAN RESOURCE PERSONNEL; THAT PROCESS IS GOVERNED BY POLICY AND PROCEDURE. | |
| FORM 990, PART VI, SECTION C, LINE 19 | THE GOVERNING DOCUMENTS ARE FILED WITH THE STATE OF IOWA. FINANCIAL STATEMENTS ARE AVAILABLE AS PART OF THE UI FINANCIAL REPORT AND ALSO THE ANNUAL REPORT, WHICH IS ON THE UIRF WEBSITE. | |
| FORM 990, PART XI, LINE 5: | NET UNREALIZED GAINS ON INVESTMENTS: 559. PRIOR PERIOD ADJUSTMENTS: 2. TOTAL TO FORM 990, PART XI, LINE 5: 561. | CHANGES IN NET ASSETS OR FUND BALANCES: |
| FORM 990, PART XII, LINE 2C: | THERE WERE NO CHANGES TO THE PROCEDURES USED BY THE AUDIT OVERSIGHT COMMITTEE. | AUDIT OVERSIGHT COMMITTEE |
| FORM 990, PART VIII, LINE 2B & LINE 2C: | 2B REIMBURSED PATENT ACQUISITION COSTS 2C LICENSE, SUBLICENSE, & MILESTONE FEE | FULL PROGRAM SERVICE REVENUE DESCRIPTIONS |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIVERSITY OF IOWA | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 105 JESSUP HALL | AddressLine1 |
| City | IOWA CITY | City |
| State | IA | State |
| ZIP Code | 522421316 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426004813 | EIN |
| Primary Activities | EDUCATIONAL INSTITUTION | PrimaryActivities |
| Legal Domicile State | IA | LegalDomicileState |
| Exempt Code Section | 501(C)(3) | ExemptCodeSection |
| Public Charity Status | 170(B)(1)(A) (II) | PublicCharityStatus |
| Direct Controlling Entity NA | N/A | DirectControllingEntityNA |
| Controlled Org | 0 | ControlledOrg |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 1 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 1 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Comments