SIMONS LAUFER MATHEMATICAL SCIENCES INSTITUTE: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- SIMONS LAUFER MATHEMATICAL SCIENCES INSTITUTE (EIN 94-2650833)
- Tax period
- 2010-08-01 to 2011-07-31
- Filed
- 2012-06-15
- IRS object ID
- 201231679349300743
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-06-15T13:11:51-05:00 | Timestamp |
| Tax Period End Date | 2011-07-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BURR PILGER MAYER INC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 CALIFORNIA STREET SUITE 1300 | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94108 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-08-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 942650833 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MATHEMATICAL SCIENCES RESEARCH INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | MATH | NameControl |
| Phone | 5106420143 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 17 GAUSS WAY | AddressLine1 |
| City | BERKLEY | City |
| State | CA | State |
| ZIP Code | 94720 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PHYLLIS CARTER | Name |
| Title | CFO/CAO | Title |
| Phone | 5106420143 | Phone |
| Date Signed | 2012-06-14 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MAGA KISRIEV | Name |
| Phone | 4154215757 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | PHYLLIS CARTER | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 17 GAUSS WAY | AddressLine1 |
| City | BERKLEY | City |
| State | CA | State |
| ZIP Code | 94720 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 10632663 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.MSRI.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1980 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | MSRI FOSTERS MATHEMATICAL RESEARCH BY BRINGING TOQETHER THE FOREMOST MATHEMATICAL SCIENTISTS FROM AROUND THE WORLD IN AN ENVIRONMENT THAT PROMOTES CREATIVE AND EFFECTIVE COLLABORATION. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 36 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 36 | NbrIndependentVotingMembers |
| Total Nbr Employees | 31 | TotalNbrEmployees |
| Total Nbr Volunteers | 10 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 2668794 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 9233905 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 369017 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 364150 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 79164 | InvestmentIncomePriorYear |
| Investment Income Current Year | 7415 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 4860 | OtherRevenuePriorYear |
| Other Revenue Current Year | 10381 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 3121835 | TotalRevenuePriorYear |
| Total Revenue Current Year | 9615851 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 2841458 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 2259460 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 1991231 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 2301638 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 476550 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 2587110 | OtherExpensePriorYear |
| Other Expenses Current Year | 4091631 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 7419799 | TotalExpensesPriorYear |
| Total Expenses Current Year | 8652729 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -4297964 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 963122 | RevenuesLessExpensesCY |
| Total Assets BOY | 24272636 | TotalAssetsBOY |
| Total Assets EOY | 24884416 | TotalAssetsEOY |
| Total Liabilities BOY | 152944 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 324596 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 24119692 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 24559820 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXIST TO FURTHER THE ADVANCEMENT AND COMMUNICATION OF FUNDAMENTAL KNOWLEDGE IN MATHEMATICS AND THE MATHEMATICAL SCIENCES, THE DEVELOPMENT OF HUMAN CAPITAL FOR THE GROWTH AND USE OF SUCH KNOWLEDGE, AND THE CULTIVATION IN THE LARGER SOCIETY OF AWARENESS AND APPRECIATION OF THE BEAUTY, POWER AND IMPORTANCE OF MATHEMATICAL IDEAS AND WAYS OF UNDERSTANDING THE WORLD. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 5070164 | Expense |
| Grants | 2259460 | Grants |
| Revenue | 364150 | Revenue |
| Description | SCIENTIFIC PROGRAMS: MSRI CONDUCTS BROADLY-BASED RESEARCH PROGRAMS IN THE MATHEMATICAL SCIENCES AND CLOSELY RELATED FIELDS.IN ANY GIVEN YEAR, MSRI CONDUCTS BETWEEN TWO AND FOUR THEMATIC RESEARCH PROGRAMS, EACH LASTING EITHER 4 MONTHS OR 10 MONTHS. EACH SUCH PROGRAM HOSTS 40-100 MATHEMATICAL SCIENTISTS FROM ALL OVER THE WORLD WHOSE RESEARCH CENTERS ON THE PROGRAM'S THEME, DURING WHICH TIME, THEY COLLABORATE ON RESEARCH, CONDUCT SEMINARS AND WORKSHOPS, AND TRAIN AND MENTOR POSTDOCTORAL FELLOWS IN THE DISCIPLINE.MSRI ALSO HOSTS, EACH YEAR, SEVERAL STAND-ALONE WORKSHOPS ON SPECIAL TOPICS, EACH ONE LASTING FOR A PERIOD BETWEEN ONE DAY AND TWO WEEKS AND BRINGING TO MSRI BETWEEN 40 AND 150 PARTICIPANTS. MSRI ALSO COLLABORATES WITH OTHER MATHEMATICS INSTITUTES IN SCIENTIFIC PROGRAMS AND IN ITS EFFORTS TO ENCOURAGE A DIVERSE POPULATION TO PARTICIPATE IN MATHEMATICS RESEARCH PROGRAMS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 1289159 | Expense |
| Description | MATH AND SOCIETY PROGRAMS: MSRI SPONSORS A LARGE NUMBER OF PROGRAMS AND ACTIVITIES WHOSE GOAL IS TO ENHANCE K-12 MATHEMATICS EDUCATION AND TEACHER TRAINING. THESE INCLUDE SUPPORTING SEVERAL MATH CIRCLES (AFTERSCHOOL ACTIVITIES IN MATHEMATICS FOR SCHOOL CHILDREN) IN THE BAY AREA; THE NATIONAL ASSOCIATION OF MATH CIRCLES (WHICH PROMOTES A MATH CIRCLES NATIONWIDE; MATHEMATICS RELATED EVENTS FOR CHILDREN (JULIA ROBINSON MATHEMATICS FESTIVAL, THE BAY AREA MATHEMATICS OLYMPIAD); CIRCLE ON THE ROAD (A PROGRAM TO FOSTER ESTABLISHMENT OF NEW MATH CIRCLES); CRITICAL ISSUES IN MATHEMATICS EDUCATION (A FORUM FOR EXCHANGE OF IDEAS BETWEEN MATHEMATICS RESEARCHERS AND EDUCATORS); AND THE MATHEMATICS PROFESSIONAL DEVELOPMENT INSTITUTE (TRAINING FOR TEACHERS OF MATHEMATICS).IN ADDITION, EACH YEAR, A SERIES OF FILMS, AND PUBLIC LECTURES AND OTHER EVENTS ARE HOSTED AT MSRI FOR THE PUBLIC. THAT HELPS THE INTERESTED LAY PERSON TO UNDERSTAND THE IMPORTANCE OF MATHEMATICS AND ITS APPLICATIONS IN OUR SOCIETY AND CULTURE AND TO APPRECIATE THE SIGNIFICANT RECENT ADVANCES IN THE DISCIPLINE. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 802511 | Expense |
| Description | COMPUTING AND COMMUNICATION: MSRI PROVIDES INFORMATION TECHNOLOGY (IT) RESOURCES AND SERVICES TO ITS RESEARCHERS AND THE BROADER MATH COMMUNITY WORLDWIDE. MSRI MAINTAINS AN IT PLATFORM THAT FEATURES THE MOST ADVANCED MATHEMATICAL SOFTWARE AND THAT GRANTS ACCESS TO AND SUPPORTS VIRTUAL COLLABORATIVE RESEARCH AMONGST MATHEMATICIANS AT THE INSTITUTE. MSRI DEVELOPS AND MAINTAINS A VMATH WEBSITE THAT STREAMS VIDEOS OF PAST PROGRAM LECTURES FOR MATHEMATICIANS AND THE GENERAL PUBLIC. ALSO, MSRI DEVELOPED AND CURRENTLY MAINTAINS AND PROMOTES THE NATIONAL ASSOCIATION OF MATH CIRCLES WEBSITE, ENABLING A NATIONWIDE NETWORK OF MATH CIRCLES TO SHARE ONLINE MATH RESOURCES AND TOOLS AND FOR USE IN MATH CIRCLE AFTER-SCHOOL PROGRAMS AND CHILDHOOD EDUCATION. IN ADDITION, MSRI PRODUCES AND DISTRIBUTES DIGITAL VERSIONS OF ITS MOST POPULAR SCIENTIFIC AND PUBLIC EVENTS. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expense | 7161834 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 0 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 172 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 31 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 36 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 36 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 1 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 0 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | AL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | FL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | GA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MD | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ME | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ND | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NM | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | PA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | RI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | SC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | TN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | UT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | VA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WV | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHYLLIS CARTER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5106438321 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 17 GAUSS WAY | AddressLine1 |
| City | BERKELEY | City |
| State | CA | State |
| ZIP Code | 947205070 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (39 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee |
|---|---|---|---|---|---|---|---|
| EDWARD BAKER | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| DEBORAH LOEWENBERG BALL | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| GEORGE BENKART | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| ELWYN BERLEKAMP | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| SUN-YUNG ALICE CHANG | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| RUTH CHARNEY | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JENNIFER CHAYES | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| NIEL CHRIS | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| MAY CHU | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| DAVID EISENBUD | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| CHARLES FEFFERMAN | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JERRY FIDDLER | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| DAN FREED | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JEFF GOODBY | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| PHILLIP G GRIFFITHS | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| SANFORD GROSSMAN | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| MARIA M KLAWE | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JULIUS R KREVANS | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| HENRY LAUFER | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| TOM LEIGHTON | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| DUSA MCDUFF | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| PRABHAKAR RAGHAVAN | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| PETER SARNAK | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JAMES H SIMONS | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| HUGO SONNENSCHEIN | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| ROGER A STRAUCH | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| SANDOR STRAUS | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| ANDREW VITERBI | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| ANDREI OKOUNKOV | |||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| RICK SCHOEN | |||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| MORRIS KALKA | |||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| VICTOR MOLL | |||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| DAVID SCOTT | |||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JOSE SCHEINKMAN | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| ROBERT BRYANT | |||||||
| DIRECTOR AND EX-OFFICIO TRUSTEE | 40.00 | X | 82830 | 0 | 8336 | X | |
| HELENE BARCELO | |||||||
| DEPUTY DIREC. AND EX-OFFICIO TRUSTEE | 40.00 | X | 158760 | 0 | 33917 | X | |
| DAVID AUCKLY | |||||||
| ASSOCITE DIRECTOR | 40.00 | 130823 | 0 | 46085 | X | ||
| PHYLLIS CARTER | |||||||
| CFO/COA | 40.00 | 44365 | 0 | 2960 | X | ||
| JIM SOTORIS | |||||||
| DEVELOPMENT DIRECTOR | 40.00 | 116392 | 0 | 21384 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 416778 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 91298 | TotalOtherCompensation |
| Number Individuals GT100 K | 3 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
| Number Of Contractors GT100 K | 0 | NumberOfContractorsGT100K |
| Government Grants | 5689143 | GovernmentGrants |
| All Other Contributions | 3544762 | AllOtherContributions |
| Noncash Contributions | 47206 | NoncashContributions |
| Total Contributions | 9233905 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ACADEM. SVC FEES & OTH | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 364150 | TotalRevenueColumn |
| Related Or Exempt Function Income | 364150 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 364150 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 74280 | TotalRevenueColumn |
| Exclusion | $74,280 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 7843 | TotalRevenueColumn |
| Exclusion | $7,843 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 949947 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 1016812 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | -66865 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -66865 | TotalRevenueColumn |
| Exclusion | -$66,865 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OTHER REVENUE | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 2538 | TotalRevenueColumn |
| Related Or Exempt Function Income | 2538 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 2538 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 9615851 | TotalRevenueColumn |
| Related Or Exempt Function Income | 366688 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $15,258 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 39000 | Total |
| Program Services | 39000 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2220460 | Total |
| Program Services | 2220460 | ProgramServices |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 645852 | Total |
| Program Services | 390711 | ProgramServices |
| Management And General | 176818 | ManagementAndGeneral |
| Fundraising | 78323 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1292896 | Total |
| Program Services | 785814 | ProgramServices |
| Management And General | 350690 | ManagementAndGeneral |
| Fundraising | 156392 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 88192 | Total |
| Program Services | 62006 | ProgramServices |
| Management And General | 14882 | ManagementAndGeneral |
| Fundraising | 11304 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 142582 | Total |
| Program Services | 71965 | ProgramServices |
| Management And General | 53722 | ManagementAndGeneral |
| Fundraising | 16895 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 132116 | Total |
| Program Services | 88859 | ProgramServices |
| Management And General | 26061 | ManagementAndGeneral |
| Fundraising | 17196 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 36008 | Total |
| Program Services | 56 | ProgramServices |
| Management And General | 35952 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 42230 | Total |
| Management And General | 42230 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 108393 | Total |
| Program Services | 48398 | ProgramServices |
| Management And General | 15595 | ManagementAndGeneral |
| Fundraising | 44400 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 72592 | Total |
| Program Services | 19372 | ProgramServices |
| Management And General | 8356 | ManagementAndGeneral |
| Fundraising | 44864 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 140629 | Total |
| Program Services | 124238 | ProgramServices |
| Management And General | 14769 | ManagementAndGeneral |
| Fundraising | 1622 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 67931 | Total |
| Program Services | 49138 | ProgramServices |
| Management And General | 7083 | ManagementAndGeneral |
| Fundraising | 11710 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 622280 | Total |
| Program Services | 547606 | ProgramServices |
| Management And General | 68451 | ManagementAndGeneral |
| Fundraising | 6223 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 15275 | Total |
| Program Services | 10346 | ProgramServices |
| Management And General | 4811 | ManagementAndGeneral |
| Fundraising | 118 | Fundraising |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| MEMBER SALARIES AND LIV | 681471 | 681471 | ||
| WORKSHOPS LESS GRANTS T | 626805 | 584134 | 4100 | 38571 |
| PURCHASED SERVICES | 407725 | 338765 | 42242 | 26718 |
| RESEARCH PROFESSORS | 398965 | 398965 | ||
| POSTDOCTORAL FELLOWSHIP | 365006 | 364986 | 20 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 506321 | Total |
| Program Services | 335544 | ProgramServices |
| Management And General | 148563 | ManagementAndGeneral |
| Fundraising | 22214 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8652729 | Total |
| Program Services | 7161834 | ProgramServices |
| Management And General | 1014345 | ManagementAndGeneral |
| Fundraising | 476550 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 321615 | BOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1523725 | BOY |
| EOY | 2071622 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2420721 | BOY |
| EOY | 2710496 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 664 | BOY |
| EOY | 15293 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 47808 | BOY |
| EOY | 21030 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 16368446 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 4971001 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11541260 | BOY |
| EOY | 11397445 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8416843 | BOY |
| EOY | 8668530 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24272636 | BOY |
| EOY | 24884416 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 152943 | BOY |
| EOY | 324596 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1 | BOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 152944 | BOY |
| EOY | 324596 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 12636292 | BOY |
| EOY | 12411155 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3364816 | BOY |
| EOY | 1797358 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8118584 | BOY |
| EOY | 10351307 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24119692 | BOY |
| EOY | 24559820 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24272636 | BOY |
| EOY | 24884416 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 963122 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -522994 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1633596 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9376734 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 3563559 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 2668794 | CurrentTaxYearMinus1Year |
| Current Tax Year | 9233905 | CurrentTaxYear |
| Total | 26476588 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1633596 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 9376734 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 3563559 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 2668794 | CurrentTaxYearMinus1Year |
| Current Tax Year | 9233905 | CurrentTaxYear |
| Total | 26476588 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 5419871 | AmountsSubstContributorsTotal |
| Public Support Total170 | 21056717 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 151039 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 246078 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 112726 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 84024 | CurrentTaxYearMinus1Year |
| Current Tax Year | 82123 | CurrentTaxYear |
| Total | 675990 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 27152578 | TotalSupport |
| Public Support Pertcentage170 | 0.77550 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.73780 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 8515267 | BeginningOfYearBalance |
| Contributions | 2207723 | Contributions |
| Investment Earnings Or Losses | 150534 | InvestmentEarningsOrLosses |
| End Of Year Balance | 10873524 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 8386968 | BeginningOfYearBalance |
| Contributions | 86633 | Contributions |
| Investment Earnings Or Losses | 44561 | InvestmentEarningsOrLosses |
| Administrative Expenses | 2895 | AdministrativeExpenses |
| End Of Year Balance | 8515267 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 6863715 | BeginningOfYearBalance |
| Contributions | 44561 | Contributions |
| Investment Earnings Or Losses | 73190 | InvestmentEarningsOrLosses |
| End Of Year Balance | 6981466 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.01900 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.95200 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.02900 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 13041218 | OtherCostOrOtherBasis |
| Depreciation | 2789195 | Depreciation |
| Book Value | 10252023 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 3327228 | OtherCostOrOtherBasis |
| Depreciation | 2181806 | Depreciation |
| Book Value | 1145422 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 11397445 | TotalOfBookValueLandBuildings |
| Total Revenue | 9615851 | TotalRevenue |
| Total Expenses | 8652729 | TotalExpenses |
| Excess Or Deficit For Year | 963122 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 150655 | NetUnrealizedGLOnInvestments |
| Prior Period Adjustments | -673649 | PriorPeriodAdjustments |
| Total Adjustments | -522994 | TotalAdjustments |
| Excess Or Deficit Per FS | 440128 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 9777796 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 150655 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 11290 | DonatedSrvcAndUseOfFacilities |
| Revenue Not Rptd F990 | 161945 | RevenueNotRptdF990 |
| Revenue Subtotal | 9615851 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 9615851 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 8664019 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 11290 | DonatedServicesUseOfFacilities |
| Expenses Not Rptd F990 | 11290 | ExpensesNotRptdF990 |
| Expenses Subtotal | 8652729 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 8652729 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: | PART V, LINE 4: | ENDOWMENTS ARE HELD TO SUPPORT THE WORK OF RESEARCH PROFESSORS,POSTDOCTORAL SCHOLARS, AND MATHEMATICS CIRCLE PROGRAMS. |
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X: | FOLLOWING THE ACCOUNTING GUIDANCE FOR UNCERTAIN TAX POSITIONS, MANAGEMENT CONCLUDED THERE ARE NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2011 AND 2010. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
| No Grant More Than5000 | X | NoGrantMoreThan5000 |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | STIPENDS, PER DIEM AND TRAVEL REIMBURSMENT | TypeOfGrant |
| Number Of Recipients | 599 | NumberOfRecipients |
| Amount Of Cash Grant | 2220460 | AmountOfCashGrant |
| Method Of Valuation | FMV | MethodOfValuation |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: MSRI REGUIRES SUBMISSION OF HOTEL AND TRAVEL RECEIPTS BEFORE REIMBURSING THE GRANTEES' EXPENSES. IN ADDITION, FOR NATIONAL SECURITY GRANTS, VERIFICATION OF THE RECEPIENTS' UNITED STATE CITIZENSHIP IS OBTAINED. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | 0 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 0 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (2 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| HELENE BARCELO | |||||||||||||
| 158760 | 0 | 0 | 0 | 0 | 0 | 16038 | 0 | 17879 | 0 | 192677 | 0 | 0 | 0 |
| DAVID AUCKLY | |||||||||||||
| 130823 | 0 | 0 | 0 | 0 | 0 | 11492 | 0 | 34593 | 0 | 176908 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SUPPLEMENTAL INFORMATION | Identifier |
| Return Reference | PART III | ReturnReference |
| Explanation | MSRI OFFERS A MONETARY HOUSING ALLOWANCE TO INCENT SUCCESSFUL JOB CANDIDATES TO ACCEPT THEIR OFFER. THE COST OF LIVING IS VERY HIGH IN THE CA BAY AREA. IN ADDITION, THE ASSOCIATE DIRECTOR POSITION IS A TWO-YEAR POSITION. THE ANNUAL VALUE OF THE HOUSING ALLOWANCE RECEIVED WAS $21,600. | Explanation |
Schedule M IRS990ScheduleM
Other Non Cash Contributions Table OtherNonCashContributionsTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Description | BOOKS | Description |
| Noncash Contribs Rptd F990 | 47206 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (8 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | SOME OF THE DIRECTORS HAVE CAREERS AS INVESTORS AND FELLOW DIRECTORS HOLD INVESTMENTS IN FUNDS THEY MANAGE. | |
| FORM 990, PART VI, SECTION A, LINE 4 | THE NUMBER, COMPOSITION, QUALIFICATIONS, AUTHORITY, OR DUTIES OF THE GOVERNING BODY'S VOTING MEMBERS; OLD BYLAWS: THE CORPORATION SHALL HAVE A MINIMUM OF 16 AND A MAXIMUM OF 35 ELECTED TRUSTEES AND, IN ADDITION, THE FOLLOWING WILL SERVE AS EX OFFICIO TRUSTEES: THE DIRECTOR, THE DEPUTY DIRECTOR, THE CHAIR OF THE COMMITTEE OF ACADEMIC SPONSORS, AND, IF THEY ARE NOT ALREADY ELECTED TRUSTEES, THE CHAIR OF THE SCIENTIFIC ADVISORY COMMITTEE AND THE CHAIR OF THE HUMAN RESOURCES ADVISORY COMMITTEE. NEW BYLAWS: THE CORPORATION SHALL HAVE A MINIMUM OF 16 AND A MAXIMUM OF 35 ELECTED TRUSTEES AND, IN ADDITION, THE FOLLOWING WILL SERVE AS EX OFFICIO TRUSTEES IF THEY ARE NOT ALREADY ELECTED TRUSTEES: THE CHAIR, THE VICE-CHAIR, THE SECRETARY, THE TREASURER, THE DIRECTOR, THE DEPUTY DIRECTOR, AND THE CHAIRS OF THE COMMITTEE OF ACADEMIC SPONSORS, THE SCIENTIFIC ADVISORY COMMITTEE, THE HUMAN RESOURCES ADVISORY COMMITTEE, AND THE EDUCATIONAL ADVISORY COMMITTEE. THE NUMBER, COMPOSITION, QUALIFICATIONS, AUTHORITY, OR DUTIES OF THE ORGANIZATION'S OFFICERS OR KEY EMPLOYEES; OLD BYLAWS: THE BOARD OF TRUSTEES HAS A CHAIR, A VICE-CHAIR, A SECRETARY, AND A TREASURER, EACH ELECTED FOR A 3-YEAR TERM. IN ADDITION, THE CORPORATION HAS FOUR OFFICERS: A DIRECTOR, A DEPUTY DIRECTOR, A SECRETARY, AND A CHIEF FINANCIAL OFFICER. NEW BYLAWS: THE OFFICERS OF THE CORPORATION ARE THE CHAIR, VICE-CHAIR, SECRETARY, TREASURER, A DIRECTOR, A DEPUTY DIRECTOR, AND A CHIEF FINANCIAL OFFICER. NEITHER THE SECRETARY, THE TREASURER, NOR THE CHIEF FINANCIAL OFFICER MAY SERVE CONCURRENTLY AS THE CHAIR. OLD BYLAWS: THE CHIEF FINANCIAL OFFICER IS ELECTED BY THE BOARD OF TRUSTEES. NEW BYLAWS: THE CHIEF FINANCIAL OFFICER IS HIRED BY THE STEERING COMMITTEE. OLD BYLAWS: NO DUTIES SPECIFIED FOR THE BOARD SECRETARY OR TREASURER. NEW BYLAWS: THE (ONE) SECRETARY OVERSEES THE KEEPING OF THE RECORD OF PROCEEDINGS OF THE BOARD, THE GIVING OF NOTICES AS MAY BE NECESSARY, AND THE KEEPING OF THE MINUTE BOOKS OF THE CORPORATION. THE TREASURER ADVISES THE CHIEF FINANCIAL OFFICER AND SERVES AS THE CHAIR OF THE FINANCE COMMITTEE. IN ADDITION TO THE DUTIES OF THE CHIEF FINANCIAL OFFICER UNDER THE OLD BYLAWS, THE CHIEF FINANCIAL OFFICER SERVES ON THE FINANCE COMMITTEE. NEW BYLAWS: THE DIRECTOR MUST FURNISH AN ANNUAL WRITTEN REPORT TO ALL THE TRUSTEES THAT PROVIDES INFORMATION ON (A) THE ASSETS AND LIABILITIES OF THE CORPORATION, (B) THE PRINCIPAL CHANGES IN ASSETS AND LIABILITIES, (C) THE REVENUE OR RECEIPTS OF THE CORPORATION, (D) THE EXPENSES OR DISBURSEMENTS OF THE CORPORATION, AND (E) ANY TRANSACTION INVOLVING MORE THAN $50,000 BETWEEN THIS CORPORATION AND ANY OF ITS TRUSTEES OR OFFICERS. THIS REPORT WILL BE ACCOMPANIED BY A REPORT THEREON OF INDEPENDENT ACCOUNTANTS. NEW BYLAWS: THE BOARD OF TRUSTEES (OR A BOARD COMMITTEE) SHALL REVIEW ANY COMPENSATION PACKAGES (INCLUDING ALL BENEFITS) OF THE DIRECTOR, DEPUTY DIRECTOR, AND CHIEF FINANCIAL OFFICER. THE QUORUM, VOTING RIGHTS, OR VOTING APPROVAL REQUIREMENTS OF THE GOVERNING BODY MEMBERS OR THE ORGANIZATION'S STOCKHOLDERS OR MEMBERSHIP; OLD BYLAWS: A QUORUM IS A MAJORITY OF THE TRUSTEES IN OFFICE (BUT NO FEWER THAN 8 TRUSTEES). NEW BYLAWS: A QUORUM IS A MAJORITY OF THE TRUSTEES IN OFFICE (BUT NO FEWER THAN EITHER 8 TRUSTEES OR ONE-FIFTH OF THE AUTHORIZED NUMBER OF TRUSTEES). THE COMMITTEES OF THE ORGANIZATION; OLD BYLAWS: THERE WERE TWO STANDING COMMITTEES: THE SCIENTIFIC ADVISORY COMMITTEE AND THE HUMAN RESOURCES ADVISORY COMMITTEE NEW BYLAWS: THERE ARE BOARD COMMITTEES (ONLY TRUSTEES CAN BE MEMBERS) AND ADVISORY COMMITTEES. THE STANDING BOARD COMMITTEE IS THE STEERING COMMITTEE. THE STANDING ADVISORY COMMITTEES ARE THE AUDIT COMMITTEE, THE SCIENTIFIC ADVISORY COMMITTEE, THE HUMAN RESOURCES COMMITTEE, AND THE EDUCATIONAL ADVISORY COMMITTEE. THE COMPOSITION OR PROCEDURES CONTAINED WITHIN THE ORGANIZING DOCUMENT OR BYLAWS OF AN AUDIT COMMITTEE. OLD BYLAWS: NO MENTION OF AN AUDIT COMMITTEE NEW BYLAWS: FOR ANY TAX YEAR IN WHICH THIS CORPORATION HAS GROSS REVENUES OF $2 MILLION OR MORE, THIS CORPORATION SHALL HAVE AN AUDIT COMMITTEE WHOSE MEMBERS SHALL BE APPOINTED BY THE BOARD OF TRUSTEES TO FOUR-YEAR TERMS, AND WHO MAY INCLUDE BOTH TRUSTEES AND NON-TRUSTEES, SUBJECT TO THE FOLLOWING LIMITATIONS: (A) MEMBERS OF THE FINANCE COMMITTEE, IF ANY, SHALL CONSTITUTE LESS THAN ONE-HALF OF THE MEMBERSHIP OF THE AUDIT COMMITTEE; (B) THE CHAIR OF THE AUDIT COMMITTEE MAY NOT BE A MEMBER OF THE FINANCE COMMITTEE, IF ANY; (C) THE AUDIT COMMITTEE MAY NOT INCLUDE ANY MEMBER OF THE STAFF, INCLUDING THE DIRECTOR OR CHIEF FINANCIAL OFFICER; (D) THE AUDIT COMMITTEE MAY NOT INCLUDE ANY PERSON WHO HAS A MATERIAL FINANCIAL INTEREST IN ANY ENTITY DOING BUSINESS WITH THIS CORPORATION; AND (E) AUDIT COMMITTEE MEMBERS SHALL NOT BE COMPENSATED FOR THEIR SERVICE AS AUDIT COMMITTEE MEMBERS. THE BOARD OF TRUSTEES SHALL SELECT THE CHAIR OF THE AUDIT COMMITTEE, WHOSE TERM SHALL BE FOUR YEARS, AND WHO SHALL BE A MEMBER OF THE AUDIT COMMITTEE BY VIRTUE OF SERVING AS AUDIT COMMITTEE CHAIR. THE AUDIT COMMITTEE SHALL: (1) RECOMMEND TO THE FULL BOARD OF TRUSTEES FOR APPROVAL THE RETENTION AND, WHEN APPROPRIATE, THE TERMINATION OF AN INDEPENDENT CERTIFIED PUBLIC ACCOUNTANT TO SERVE AS AUDITOR, (2) SUBJECT TO APPROVAL OF THE FULL BOARD, NEGOTIATE THE COMPENSATION OF THE AUDITOR ON BEHALF OF THE BOARD, (3) CONFER WITH THE AUDITOR TO SATISFY THE AUDIT COMMITTEE MEMBERS THAT THE FINANCIAL AFFAIRS OF THIS CORPORATION ARE IN ORDER, (4) REVIEW AND DETERMINE WHETHER TO ACCEPT THE AUDIT, AND (5) APPROVE PERFORMANCE OF ANY NON-AUDIT SERVICES PROVIDED TO THIS CORPORATION BY THE AUDITOR'S FIRM. | |
| FORM 990, PART VI, SECTION B, LINE 11 | THE FORM 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR REVIEW. COMMITTEE MEMBERS PROVIDE FEEDBACK AND CHANGES TO CONTENT IN THE FORM 990 DIRECTLY TO THE CFO/CAO. ALL CHANGES ARE REFLECTED IN THE FORM 990 BY THE CFO/CAO PRIOR TO FILING THE FORM 990 WITH THE IRS. | |
| CONFLICT OF INTEREST STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT THE ANNUAL TRUSTEE MEETING. THE BOARD OF TRUSTEES SIGN AND RETURN THE COMPLETED FORMS FOR REVIEW. CONFLICTS OF INTERESTED THAT ARE IDENTIFIED ARE ADDRESSED AT THAT TIME. | FORM 990, PART VI, SECTION B, LINE 12 | |
| THE CFO/CAO PREPARES AND SUBMITS A COMPARATIVE SALARY ANALYSIS FOR EACH OFFICER LEVEL POSITION TO THE COMPENSATION COMMITTEE FOR REVIEW. BASED ON REVIEW, THE STEERING COMMITTEE SUBMITS A RECOMMENDATION FOR APPROVAL OF OFFICER COMPENSATION BY THE BOARD OF TRUSTEE. KEY EMPLOYEE COMPENSATION IS AUTHORIZED BY THE DIRECTOR AND APPROVED BY THE BOARD OF TRUSTEES IN THE ANNUAL BUDGETING PROCESS. | FORM 990, PART VI, SECTION B, LINE 15 | |
| DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. | FORM 990, PART VI, SECTION C, LINE 19 | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | NET UNREALIZED GAINS ON INVESTMENTS: 150,655. PRIOR PERIOD ADJUSTMENTS: -673,649. TOTAL TO FORM 990, PART XI, LINE 5: -522,994. | FORM 990, PART XI, LINE 5: |
| NO CHANGE IN THE AUDIT COMMITTEE'S OVERSIGHT PROCESS. | FORM 990, PART XII, LINE 2C |
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