CALTECH Y: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: CALTECH Y (EIN 95-1684790)
Tax period: 2010-10-01 to 2011-09-30
Filed: 2012-05-09
IRS object ID: 201231309349301518
Schema version: 2010v3.4
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule G
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-05-09T11:46:23-07:00	Timestamp
Tax Period End Date	2011-09-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MICHAEL B NOLL CPA	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	600 S LAKE AVE STE 502	AddressLine1
City	PASADENA	City
State	CA	State
ZIP Code	91106	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2010-10-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	951684790	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	The Caltech Y	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	CALT	NameControl

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1201 E California Blvd MC C1-128	AddressLine1
City	Pasadena	City
State	CA	State
ZIP Code	91125	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	Daniel Erickson	Name
Title	Treasurer	Title
Phone	6263956163	Phone
Date Signed	2012-05-07	DateSigned
Authorize Third Party	false	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	MICHAEL B NOLL	Name
Phone	6266830515	Phone
Date Prepared	2012-05-09	DatePrepared
Self Employed	X	SelfEmployed

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	Susan Marakami	NameOfPrincipalOfficerPerson
Gross Receipts	560175	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.caltechy.org	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1948	YearFormation
State Legal Domicile	CA	StateLegalDomicile
Activity Or Mission Description	To enrich student life and challenge students to grow into responsible citizens of the world	ActivityOrMissionDescription
Nbr Voting Members Governing Body	64	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	64	NbrIndependentVotingMembers
Total Nbr Employees	7	TotalNbrEmployees
Total Gross UBI	0	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	336245	ContributionsGrantsPriorYear
Contributions Grants Current Year	301557	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	34855	ProgramServiceRevenuePriorYear
Program Service Revenue CY	70710	ProgramServiceRevenueCY
Investment Income Prior Year	81159	InvestmentIncomePriorYear
Investment Income Current Year	141905	InvestmentIncomeCurrentYear
Other Revenue Prior Year	8130	OtherRevenuePriorYear
Other Revenue Current Year	12540	OtherRevenueCurrentYear
Total Revenue Prior Year	460389	TotalRevenuePriorYear
Total Revenue Current Year	526712	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	2400	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	4800	GrantsAndSimilarAmntsCY
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	307298	SalariesEtcPriorYear
Salaries Etc Current Year	393607	SalariesEtcCurrentYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	76916	TotalFundrsngExpCurrentYear
Other Expense Prior Year	151863	OtherExpensePriorYear
Other Expenses Current Year	145053	OtherExpensesCurrentYear
Total Expenses Prior Year	461561	TotalExpensesPriorYear
Total Expenses Current Year	543460	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	-1172	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-16748	RevenuesLessExpensesCY
Total Assets BOY	1808727	TotalAssetsBOY
Total Assets EOY	1826537	TotalAssetsEOY
Total Liabilities BOY	88946	TotalLiabilitiesBOY
Total Liabilities EOY	107059	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	1719781	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	1719478	NetAssetsOrFundBalancesEOY
Mission Description	To enrich student life and challenge students to grow into responsible citizens of the world	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	338772	Expense
Grants	4800	Grants
Revenue	83121	Revenue
Description	STUDENT PROGRAMS - The Student Executive Committee ExComm Y-Outdoors and Social Activism Speaker Series Committees and Community Service project leaders - including 40 to 50 student leaders - plan and implement approximately 100 programs each ye ar including the Y-Hike backpacking trip day hikes National Park camping trips the International Food Festival Martin Luther King Jr Commemoration Week events Decompression Union Station Homeless shelter - monthly meal service Alternative S pring Break trips Make-A-Difference Day the Washington DC Science Policy Trip a speaker series that featured well-renowned speakers Alexis Madrigal Ira Leifer Jim Fruchterman Steve Koonin and a documentary from Liberty in North Korea and Exp lore LA Life Skills and Adventure 101 Series Over 6000 individuals participated or were served by the Caltech Ys programs The Y also awarded the Lucy Guernsey Award to two students for their outstanding service to the community and the annual S tudenski travel and education grant to one Caltech undergraduate student	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	26185	Expense
Revenue	14452	Revenue
Description	FRIENDS DINNERS AND ACTIVITIES - Dinners held three times a year provide an opportunity for Caltech alumni students and friends to get acquainted while also being educated by guest speakers Guests speakers range from Caltech professors to promine nt community members Occasional activities involve educational field trips for alumni and friends of the Y A total of 280 people participated in the 3 Friends Dinners and 1 Activity	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	364957	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	false	LobbyingActivities
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	false	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	true	ReportOtherAssets
Report Other Liabilities	false	ReportOtherLiabilities
Report Fin48 Footnote	false	ReportFin48Footnote
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	false	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	false	ForeignOffice
Foreign Activities	false	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	true	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	false	GrantsToIndividuals
Schedule J Required	false	ScheduleJRequired
Tax Exempt Bonds	false	TaxExemptBonds
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	false	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	false	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	false	RelatedOrgControlledEntity
Transaction Related Entity	false	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	7	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	7	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Form8899 Filed	false	Form8899Filed
Form1098 C Filed	false	Form1098CFiled
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	64	NbrVotingGoverningBodyMembers
Number Independent Voting Members	64	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	false	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
Other Website	X	OtherWebsite
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	Athena Castro	NamePerson
Telephone Number	6263956163	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	1201 E California Blvd MC C1-128	AddressLine1
City	Pasadena	City
State	CA	State
ZIP Code	91125	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (50 entries)

Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	TitleTitle	OfficerOfficer	Highest Compensated EmployeeHighestCompensatedEmployee
Barbara Gee
1.00	X	0	0	0
Ben Turk
1.00	X	0	0	0
Betty Sirri
1.00	X	0	0	0
Candace Rypisi
1.00	X	0	0	0
Catherine Xie
1.00	X	0	0	0
Charles Vorsanger
1.00	X	0	0	0
Christina Weng
8.00	X	0	0	0	Student ExComm President	X
Daniel Erickson
2.00	X	0	0	0	Treasurer	X
David Levy
2.00	X	0	0	0	Vice-Chair	X
Debbie Tseng
1.00	X	0	0	0
Deborah Smith
1.00	X	0	0	0
Debra Dison Hall
1.00	X	0	0	0
Don Pinkerton
1.00	X	0	0	0
Donald Brown
1.00	X	0	0	0
Dorothy Tyson
1.00	X	0	0	0
Douglas Smith
1.00	X	0	0	0
Frank Dryden
1.00	X	0	0	0
Frederick Shair
1.00	X	0	0	0
Gunilla Hastrup
1.00	X	0	0	0
Haley Barnes
1.00	X	0	0	0
Heidi Sheng
1.00	X	0	0	0
Howell Tyson
1.00	X	0	0	0
Jane Pinkerton
1.00	X	0	0	0
Jennifer Ma
1.00	X	0	0	0
Jim Workman
2.00	X	0	0	0	Secretary	X
John Gee
1.00	X	0	0	0
Josh Tollefson
1.00	X	0	0	0
Karen Blake
1.00	X	0	0	0
Margaret Chiu
1.00	X	0	0	0
Mario Zubia
1.00	X	0	0	0
Marjory Gooding
2.00	X	0	0	0	Vice-Chair	X
Michelle Jiang
1.00	X	0	0	0
Neha Samdaria
1.00	X	0	0	0
Norri Sirri
1.00	X	0	0	0
Pamela Hemann
1.00	X	0	0	0
Pranay Kothari
1.00	X	0	0	0
Ray Hemann
1.00	X	0	0	0
Rolf Hastrup
1.00	X	0	0	0
Rosemary Macedo
1.00	X	0	0	0
Samantha Foster
1.00	X	0	0	0
Sara Ahmed
1.00	X	0	0	0
Shruti Mishra
1.00	X	0	0	0
Stephanie Kwan
1.00	X	0	0	0
Susan Liao
1.00	X	0	0	0
Susan Marakami
5.00	X	0	0	0	Board Chair	X
Tom Mannion
1.00	X	0	0	0
Toni Perpall
1.00	X	0	0	0
Xida Zheng
1.00	X	0	0	0
Yang Hu
1.00	X	0	0	0
Athena Castro
40.00		99000	0	0	Executive Director	X	X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	99000	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	0	TotalOtherCompensation
Number Individuals GT100 K	0	NumberIndividualsGT100K
Formers Listed	false	FormersListed
Total Comp GT150 K	false	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources
Fundraising Events	23396	FundraisingEvents
Related Organizations	151872	RelatedOrganizations
All Other Contributions	126289	AllOtherContributions
Total Contributions	301557	TotalContributions

Program Service Revenue ProgramServiceRevenue (2 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
Student program fees	900099	58273	58273
Friends dinner & activi	900099	12437	12437

Field	Value	IRS element (for citing)
Total Program Service Revenue	70710	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	200990	TotalRevenueColumn
Exclusion	$200,990	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Personal	12137	Personal

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Personal	3818	Personal

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Personal	8319	Personal

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	8319	TotalRevenueColumn
Related Or Exempt Function Income	8319	RelatedOrExemptFunctionIncome

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	-59085	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	-59085	Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	-59085	TotalRevenueColumn
Exclusion	-$59,085	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	21156	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	23396	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	18550	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	2606	TotalRevenueColumn
Exclusion	$2,606	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	12710	GrossSalesOfInventory
Cost Of Goods Sold	11095	CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	1615	TotalRevenueColumn
Related Or Exempt Function Income	1615	RelatedOrExemptFunctionIncome

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	526712	TotalRevenueColumn
Related Or Exempt Function Income	80644	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	0	UnrelatedBusinessRevenue
Exclusion	$144,511	ExclusionAmount

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	4800	Total
Program Services	4800	ProgramServices

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	310501	Total
Program Services	206873	ProgramServices
Management And General	55798	ManagementAndGeneral
Fundraising	47830	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	21039	Total
Program Services	14610	ProgramServices
Management And General	3082	ManagementAndGeneral
Fundraising	3347	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	37752	Total
Program Services	23104	ProgramServices
Management And General	6225	ManagementAndGeneral
Fundraising	8423	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	24315	Total
Program Services	17414	ProgramServices
Management And General	3703	ManagementAndGeneral
Fundraising	3198	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	21557	Total
Program Services	1500	ProgramServices
Management And General	20057	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	9059	Total
Program Services	1830	ProgramServices
Management And General	273	ManagementAndGeneral
Fundraising	6956	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	39	Total
Program Services	39	ProgramServices

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	15501	Total
Program Services	4605	ProgramServices
Management And General	4614	ManagementAndGeneral
Fundraising	6282	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	184	Total
Program Services	94	ProgramServices
Management And General	90	ManagementAndGeneral

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	1435	Total
Program Services	1198	ProgramServices
Management And General	237	ManagementAndGeneral

Travel Travel

Field	Value	IRS element (for citing)
Total	28546	Total
Program Services	28546	ProgramServices

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	75	Total
Management And General	30	ManagementAndGeneral
Fundraising	45	Fundraising

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	4944	Total
Program Services	4519	ProgramServices
Management And General	425	ManagementAndGeneral

Insurance Insurance

Field	Value	IRS element (for citing)
Total	1258	Total
Program Services	684	ProgramServices
Management And General	421	ManagementAndGeneral
Fundraising	153	Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
Caltech labor and charges	6569	4528	2041
Program activities	7443	7443
Food meals & meetings	39948	35885	3381	682
Program supplies	6995	6995
Recognition	1500	290	1210

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	543460	Total
Program Services	364957	ProgramServices
Management And General	101587	ManagementAndGeneral
Fundraising	76916	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	847	BOY
EOY	12681	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	61693	BOY
EOY	54923	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	3667	BOY
EOY	13471	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	835	BOY
EOY	835	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
EOY	250	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	83512	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	62064	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	24994	BOY
EOY	21448	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	1716691	BOY
EOY	1722929	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	1808727	BOY
EOY	1826537	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	88946	BOY
EOY	90109	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
EOY	16950	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	88946	BOY
EOY	107059	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	1142151	BOY
EOY	1144528	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	577630	BOY
EOY	574950	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	1719781	BOY
EOY	1719478	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	1808727	BOY
EOY	1826537	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-16748	ReconcilationRevenueExpenses
Reconcilation Other Changes	16445	ReconcilationOtherChanges
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	false	FSAudited

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Supporting Organization509a3	X	SupportingOrganization509a3
Supporting Org509a3 Type3 Func Int	X	SupportingOrg509a3Type3FuncInt
Contrib By Controlling Individual	false	ContribByControllingIndividual
Contribution By Related Party	false	ContributionByRelatedParty
Contrib By35 Controlled Entity	false	ContribBy35ControlledEntity

Supported Org Information SupportedOrgInformation

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	California Inst of Technology	BusinessNameLine1

Field	Value	IRS element (for citing)
EIN	951643307	EIN
Type Of Organization	6	TypeOfOrganization
Listed In Governing Doc	true	ListedInGoverningDoc
Supported Organization Notified	true	SupportedOrganizationNotified
Organized In US	true	OrganizedInUS
Amount	$151,872	Amount

Field	Value	IRS element (for citing)
Sum Of Amounts	151872	SumOfAmounts

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule D IRS990ScheduleD

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1733135	BeginningOfYearBalance
Contributions	7125	Contributions
Investment Earnings Or Losses	137530	InvestmentEarningsOrLosses
Other Expenditures	154861	OtherExpenditures
End Of Year Balance	1722929	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	1734581	BeginningOfYearBalance
Investment Earnings Or Losses	176912	InvestmentEarningsOrLosses
Other Expenditures	196552	OtherExpenditures
End Of Year Balance	1714941	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.66000	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.34000	PermanentEndowmentEOYBalance
Endowments Held By Unrelated Orgs	false	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	true	EndowmentsHeldByRelatedOrgs
Are Related Orgs Listed Schedule R	true	AreRelatedOrgsListedScheduleR

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	44433	OtherCostOrOtherBasis
Depreciation	29186	Depreciation
Book Value	15247	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	39079	OtherCostOrOtherBasis
Depreciation	32878	Depreciation
Book Value	6201	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	21448	TotalOfBookValueLandBuildings

Other Assets OtherAssets (5 entries)

DescriptionDescription	Book ValueBookValue
General Endowment Fund	1147979
Hershey Endowment Fund	127347
Johnson Endowment Fund	128991
Housner Endowment Fund	176775
Studenski Endowment Fund	141837

Field	Value	IRS element (for citing)
Total Book Value Other Assets	1722929	TotalBookValueOtherAssets

Schedule G IRS990ScheduleG

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	Golf Tourn	NameOfEvent1
Gross Receipts Event1	44552	GrossReceiptsEvent1
Charitable Contributions Event1	23396	CharitableContributionsEvent1
Gross Revenue Event1	21156	GrossRevenueEvent1
Rent Facility Costs Event1	6000	RentFacilityCostsEvent1
Food And Beverage Event1	6229	FoodAndBeverageEvent1
Other Direct Expenses Event1	6321	OtherDirectExpensesEvent1
Gross Receipts Total	44552	GrossReceiptsTotal
Charitable Contributions Total	23396	CharitableContributionsTotal
Gross Revenue Total Events	21156	GrossRevenueTotalEvents
Rent Facility Costs Total Events	6000	RentFacilityCostsTotalEvents
Food And Beverage Total Events	6229	FoodAndBeverageTotalEvents
Other Direct Expenses Total Events	6321	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	18550	DirectExpenseSummaryEvents
Net Income Summary	2606	NetIncomeSummary

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (8 entries)

IdentifierIdentifier	ExplanationExplanation
01. Officer, directors, etc. family relationship (Part VI, line 2)	John and Barbara Gee married Rolf and Gunilla Hastrup married Robert and Toni Perpall married Robert deceased Don and Jane Pinkerton married Norri and Betty Sirri married Douglas and Deborah Smith married Howell and Dorothy Tyson married Ben Turk and Samantha Foster married
02. Committee meeting documentation (Part VI, line 8b)	Although no committee has authority to act on behalf of the governing body minutes of committee meetings are documented
03. Form 990 governing body review (Part VI, line 11)	Form 990 is distributed to Finance Committee for detailed review prior to filing and is available to entire board of directors upon request
04. Conflict of interest policy compliance (Part VI, line 12c)	Annually management circulates questionnaire to board of directors inquiring if there are any conflicts of interest or related-party transactions
05. CEO, executive director, top management comp (Part VI, line 15a)	Annually the personnel committee convenes to review compensation package of the executive director program director and development director taking into consideration comparability data of other non-profit organizations in Los Angeles County
06. Other officer or key employee compensation (Part VI, line 15b	Annually the personnel committee convenes to review compensation package of the executive director program director and development director taking into consideration comparability data of other non-profit organizations in Los Angeles County
07. Governing documents, etc, available to public (Part VI, line 19)	Form 990 is posted on the website for the California Attorney Generals Registry of Charitable Trusts Form 990 governing documents policies and financial information are available for inspection at The Caltech Y office
08. Explanation of other changes in net assets or fund balances (Part XI, line 5)	The investment trustees that manage the endowment funds modified the opening balances which increased by 16445

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	California Institute of Techno	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	1200 E California Blvd	AddressLine1
City	Pasadena	City
State	CA	State
ZIP Code	91125	ZIPCode

Field	Value	IRS element (for citing)
EIN	951643307	EIN
Primary Activities	Higher Education	PrimaryActivities
Legal Domicile State	CA	LegalDomicileState
Exempt Code Section	501c3	ExemptCodeSection
Public Charity Status	III-F1	PublicCharityStatus
Controlled Org	false	ControlledOrg

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	false	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	true	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	false	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	true	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	true	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	false	OtherTransferFromOtherOrg