UNIVERSITY OF SOUTHERN CALIFORNIA: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- UNIVERSITY OF SOUTHERN CALIFORNIA (EIN 95-1642394)
- Tax period
- 2010-07-01 to 2011-06-30
- Filed
- 2012-05-15
- IRS object ID
- 201221369349305107
- Schema version
- 2010v3.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule H
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-15T13:28:28-04:00 | Timestamp |
| Tax Period End Date | 2011-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PricewaterhouseCoopers LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 High Street | AddressLine1 |
| City | Boston | City |
| State | MA | State |
| ZIP Code | 02110 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 951642394 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of Southern California | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | UNIV | NameControl |
| Phone | 2138211900 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | UNIVERSITY GARDENS | AddressLine1 |
| City | Los Angeles | City |
| State | CA | State |
| ZIP Code | 900898003 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Robert Abeles | Name |
| Title | Senior VP & CFO | Title |
| Date Signed | 2012-05-15 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PRICEWATERHOUSECOOPERS LLP | Name |
| Phone | 6175305000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DR CHRYSOSTOMOS L NIKIAS | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | UNIVERSITY GARDENS-UGB203 | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 900898003 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 3656788003 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | http://www.usc.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1895 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | SEE SCHEDULE O | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 50 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 38 | NbrIndependentVotingMembers |
| Total Nbr Employees | 24960 | TotalNbrEmployees |
| Total Gross UBI | 44564465 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -2423434 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 744379374 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 1029333297 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 2173508851 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 2417920422 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 153616697 | InvestmentIncomePriorYear |
| Investment Income Current Year | 206738312 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 2872661 | OtherRevenuePriorYear |
| Other Revenue Current Year | 2290335 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 3074377583 | TotalRevenuePriorYear |
| Total Revenue Current Year | 3656282366 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 332921961 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 369476211 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 1626802665 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 1727326128 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 34933015 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 898706031 | OtherExpensePriorYear |
| Other Expenses Current Year | 1016078871 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 2858430657 | TotalExpensesPriorYear |
| Total Expenses Current Year | 3112881210 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 215946926 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 543401156 | RevenuesLessExpensesCY |
| Total Assets BOY | 6205984527 | TotalAssetsBOY |
| Total Assets EOY | 7321980809 | TotalAssetsEOY |
| Total Liabilities BOY | 1716302806 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 1868210870 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 4489681721 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 5453769939 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | SEE SCHEDULE O | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 1415139733 | Expense |
| Grants | 367814963 | Grants |
| Revenue | 1267544595 | Revenue |
| Description | INSTRUCTION: 17,380 STUDENTS IN UNDERGRADUATE CLASSES: 19,516 STUDENTS IN GRADUATE AND PROFESSIONAL CLASSES: 4,915 BACHELOR DEGREES CONFERRED AND 6,815 ADVANCED DEGREES CONFERRED IN 2010-2011. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 825822000 | Expense |
| Revenue | 539105887 | Revenue |
| Description | HEALTH CARE SERVICES: THE DOCTORS OF USC ARE MORE THAN 500 PHYSICIANS AND SPECIALISTS WHO ARE FULL-TIME FACULTY MEMBERS OF THE KECK SCHOOL OF MEDICINE OF USC. USC PHYSICIANS PRACTICE AT KECK HOSPITAL OF USC, USC NORRIS CANCER HOPSITAL, DOHENY EYE INSTITUTE, HEALTH CARE CENTERS ON THE HEALTH SCIENCES CAMPUS AND IN DOWNTOWN LOS ANGELES, AND AT LOS ANGELES COUNTY & USC MEDICAL CENTER AND CHILDRENS HOSPITAL LOS ANGELES. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 270525000 | Expense |
| Revenue | 243011416 | Revenue |
| Description | AUXILIARY ENTERPRISES: APPROXIMATELY 37,000 STUDENTS AND 16,000 FACULTY AND STAFF ARE SERVED BY THE BOOKSTORE, DINING SERVICES, HOUSING, PARKING FACILITIES AND OTHER SERVICES THAT SUPPORT EDUCATIONAL ACTIVITIES. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 287491000 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Grnt | 1661248 | TotalOfOtherProgramServiceGrnt |
| Total Of Other Program Service Rev | 368258524 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 2798977733 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | true | CollectionsOfArt |
| Credit Counseling | true | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | false | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | true | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | true | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | true | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | true | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | true | Hospital |
| Financial Stmt Attached | true | FinancialStmtAttached |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | true | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | true | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | true | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | true | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | true | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | true | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 5998 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 24960 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | FR | NameOfForeignCountry |
| Name Of Foreign Country | SP | NameOfForeignCountry |
| Name Of Foreign Country | UK | NameOfForeignCountry |
| Name Of Foreign Country | CH | NameOfForeignCountry |
| Name Of Foreign Country | MX | NameOfForeignCountry |
| Name Of Foreign Country | TW | NameOfForeignCountry |
| Name Of Foreign Country | JA | NameOfForeignCountry |
| Name Of Foreign Country | KS | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Form1098 C Filed | true | Form1098CFiled |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 50 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 38 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | true | LocalChapters |
| Policies Reference Chapters | true | PoliciesReferenceChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | false | WhistleblowerPolicy |
| Document Retention Policy | false | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | ERIK BRINK UNIV COMPTROLLER | NamePerson |
| Telephone Number | 2138211900 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | UNIV GARDENS-UGB203 | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 90089 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (72 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| WALLIS ANNENBERG | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| WANDA M AUSTIN | |||||||||
| TRUSTEE FROM 10/06/2010 | 1.0 | X | 0 | 0 | 0 | ||||
| MARC R BENIOFF | |||||||||
| TRUSTEE FROM 12/01/2010 | 1.0 | X | 0 | 0 | 0 | ||||
| JOSEPH M BOSKOVICH | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| GREGORY P BRAKOVICH | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| RICK J CARUSO | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| ALAN I CASDEN | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| RONNIE C CHAN | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| YANG HO CHO | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| FRANK H CRUZ | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| RICHARD A DEBEIKES JR | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| DAVID H DORNSIFE | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| MICHELE DEDEAUX ENGEMANN | |||||||||
| TRUSTEE UNTIL 06/01/2011 | 1.0 | X | 0 | 0 | 0 | ||||
| DANIEL J EPSTEIN | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| CAROL CAMPBELL FOX | |||||||||
| TRUSTEE FROM 06/01/2011 | 1.0 | X | 0 | 0 | 0 | ||||
| STANLEY P GOLD | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| TAMARA HUGHES GUSTAVSON | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| PATRICK C HADEN | |||||||||
| TRUSTEE UNTIL 07/18/2010 | 1.0 | X | 0 | 0 | 0 | ||||
| MING HSIEH | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| RAY R IRANI | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| SUZANNE NORA JOHNSON | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| WILLIAM KECK II | |||||||||
| TRUSTEE UNTIL 06/03/2011 | 1.0 | X | 0 | 0 | 0 | ||||
| LYDIA H KENNARD | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| KENNETH KLEIN | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JOHN KUSMIERSKY | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| DANIEL D LANE | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| DAVID L LEE | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| MONICA C LOZANO | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JOHN C MARTIN | |||||||||
| TRUSTEE FROM 10/06/2010 | 1.0 | X | 0 | 0 | 0 | ||||
| KATHLEEN L MCCARTHY | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JAMIE MCCOURT | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JOHN MORK | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JERRY W NEELY | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| CHRYSOSTOMOS L NIKIAS | |||||||||
| PRES./TRUSTEE FROM 08/03/2010 | 50.0 | X | 1145533 | 0 | 170526 | X | |||
| ROBERT PADGETT | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JOAN A PAYDEN | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JANE HOFFMAN POPOVICH | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| BLAKE QUINN | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| LORNA Y REED | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| LINDA JOHNSON RICE | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| EDWARD P ROSKI JR | |||||||||
| TRUSTEE/CHAIRMAN | 1.0 | X | 0 | 0 | 0 | X | |||
| BARBARA J ROSSIER | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| STEVEN B SAMPLE | |||||||||
| PRES./TRUSTEE UNTIL 08/02/2010 | 50.0 | X | 1669279 | 0 | 294431 | X | |||
| WILLIAM J SCHOEN | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| WILLIAM E B SIART | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| ROBERT H SMITH | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| JEFFREY H SMULYAN | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| STEVEN SPIELBERG | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| MARK A STEVENS | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| RONALD D SUGAR | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| RATAN N TATA | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| RONALD N TUTOR | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| ANDREW J VITERBI | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| WILLIS B WOOD JR | |||||||||
| TRUSTEE | 1.0 | X | 0 | 0 | 0 | ||||
| ELIZABETH GARRETT | |||||||||
| SEE SCHEDULE 0 FOR TITLE | 50.0 | 648633 | 0 | 40830 | X | ||||
| ROBERT ABELES | |||||||||
| SEE SCHEDULE 0 FOR TITLE | 50.0 | 640707 | 0 | 40612 | X | ||||
| ALBERT R CHECCIO | |||||||||
| SR VP, UNIV ADV HIRED 8/23/10 | 50.0 | 171288 | 0 | 5547 | X | ||||
| TODD R DICKEY | |||||||||
| SR VP, ADMINISTRATION | 50.0 | 571351 | 0 | 32982 | X | ||||
| MARTHA HARRIS | |||||||||
| SR VP, UNIVERSITY RELATIONS | 50.0 | 434248 | 0 | 59499 | X | ||||
| CAROL MAUCH AMIR | |||||||||
| SECRETARY/GENERAL COUNSEL | 50.0 | 435069 | 0 | 47860 | X | ||||
| MITCHELL R CREEM | |||||||||
| CEO-UNIV AND NORRIS HOSPITALS | 50.0 | 778321 | 0 | 48088 | X | ||||
| JAMES G ELLIS | |||||||||
| DEAN - MARSHALL SCHOOL OF BUS. | 50.0 | 503074 | 0 | 42345 | X | ||||
| HOWARD A GILLMAN | |||||||||
| DEAN DORNSIFE COLLEGE OF LA&S | 50.0 | 386374 | 0 | 80194 | X | ||||
| CARMEN A PULIAFITO MD | |||||||||
| DEAN - KECK SCHOOL OF MED. | 50.0 | 1121730 | 0 | 45420 | X | ||||
| YANNIS C YORTSOS | |||||||||
| DEAN - VITERBI SCHOOL OF ENG. | 50.0 | 372815 | 0 | 122913 | X | ||||
| VAUGHN A STARNES MD | |||||||||
| KSOM - DIST. PROF. OF SURGERY | 50.0 | 2714178 | 0 | 38179 | X | ||||
| MONTE LANE KIFFIN | |||||||||
| HEAD FOOTBALL COACH | 50.0 | 2363340 | 0 | 43165 | X | ||||
| KEVIN O'NEILL | |||||||||
| HEAD COACH MEN'S BASKETBALL | 50.0 | 1636505 | 0 | 45790 | X | ||||
| INDERBIR SINGH GILL MD | |||||||||
| KSOM - PROF. & CHAIR - UROLOGY | 50.0 | 1533100 | 0 | 43170 | X | ||||
| MONTE GEORGE KIFFIN | |||||||||
| ASSISTANT FOOTBALL COACH | 50.0 | 1495791 | 0 | 37973 | X | ||||
| DENNIS F DOUGHERTY | |||||||||
| FORMER SENIOR VP & CFO | 20.0 | 254058 | 0 | 0 | X | ||||
| ALAN KREDITOR | |||||||||
| FORMER SR. VP, UNIV. ADVNCMNT | 40.0 | 376854 | 0 | 40215 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 19252248 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 1279739 | TotalOtherCompensation |
| Number Individuals GT100 K | 2942 | NumberIndividualsGT100K |
| Formers Listed | true | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| TUTOR-SALIBA CORPORATION | |||||
| 15901 OLDEN STREET | SYLMAR | CA | 91342 | CONSTRUCTION SVCS | 28491748 |
| MORLEY CONSTRUCTION COMPANY | |||||
| 2901 28TH STREET 100 | SANTA MONICA | CA | 904052975 | CONSTRUCTION SVCS | 24222166 |
| HATHAWAY DINWIDDIE CONSTRUCTION CO | |||||
| 275 BATTERY STREET STE 300 | SAN FRANCISCO | CA | 941113330 | CONSTRUCTION SVCS | 21645897 |
| 2TOR INC | |||||
| 1150 S OLIVE STREET SUITE 2050 | LOS ANGELES | CA | 90015 | CONSULTING | 19468699 |
| ARAMARK CORPORATION | |||||
| 1101 MARKET STREET | PHILADELPHIA | PA | 19107 | MAINTENANCE SERVICES | 14562153 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 446 | NumberOfContractorsGT100K |
| Government Grants | 350194117 | GovernmentGrants |
| All Other Contributions | 679139180 | AllOtherContributions |
| Noncash Contributions | 28390108 | NoncashContributions |
| Total Contributions | 1029333297 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| TUITION & FEES | 900099 | 1267544595 | 1267544595 | |
| SALES & SERVICE | 900099 | 31028730 | 31028730 | |
| AUXILIARY ENTERPRISES | 900099 | 243011416 | 197398455 | 45612961 |
| PROFESSIONAL SERVICES AGREEMENT | 900099 | 113838663 | 113838663 | |
| NET PATIENT SERVICE | 900099 | 539105887 | 539105887 |
Total Oth Program Service Revenue TotalOthProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 223391131 | TotalRevenueColumn |
| Related Or Exempt Function Income | 223391131 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 2417920422 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 50444898 | TotalRevenueColumn |
| Unrelated Business Revenue | -4006916 | UnrelatedBusinessRevenue |
| Exclusion | $54,451,814 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2076105 | TotalRevenueColumn |
| Exclusion | $2,076,105 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 156293414 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 156293414 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 156293414 | TotalRevenueColumn |
| Unrelated Business Revenue | 2958420 | UnrelatedBusinessRevenue |
| Exclusion | $153,334,994 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 719867 | GrossIncomeFundraisingEvents |
| Fundraising Direct Expenses | 505637 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 214230 | TotalRevenueColumn |
| Exclusion | $214,230 | ExclusionAmount |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 0 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3656282366 | TotalRevenueColumn |
| Related Or Exempt Function Income | 2372307461 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 44564465 | UnrelatedBusinessRevenue |
| Exclusion | $210,077,143 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 367804649 | Total |
| Program Services | 367804649 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1671562 | Total |
| Program Services | 1671562 | ProgramServices |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9408824 | Total |
| Program Services | 6158193 | ProgramServices |
| Management And General | 2180741 | ManagementAndGeneral |
| Fundraising | 1069890 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1241742 | Total |
| Program Services | 133738 | ProgramServices |
| Management And General | 517547 | ManagementAndGeneral |
| Fundraising | 590457 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1353624562 | Total |
| Program Services | 1220820706 | ProgramServices |
| Management And General | 115502189 | ManagementAndGeneral |
| Fundraising | 17301667 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 110029443 | Total |
| Program Services | 94357006 | ProgramServices |
| Management And General | 13592429 | ManagementAndGeneral |
| Fundraising | 2080008 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 175215559 | Total |
| Program Services | 150258104 | ProgramServices |
| Management And General | 21645162 | ManagementAndGeneral |
| Fundraising | 3312293 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 77805998 | Total |
| Program Services | 66723422 | ProgramServices |
| Management And General | 9611723 | ManagementAndGeneral |
| Fundraising | 1470853 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5192943 | Total |
| Management And General | 5192943 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2476307 | Total |
| Management And General | 2476307 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1194240 | Total |
| Program Services | 1194240 | ProgramServices |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10081029 | Total |
| Management And General | 10081029 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 556769634 | Total |
| Program Services | 504456467 | ProgramServices |
| Management And General | 43948910 | ManagementAndGeneral |
| Fundraising | 8364257 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 35220720 | Total |
| Program Services | 33429110 | ProgramServices |
| Management And General | 1739172 | ManagementAndGeneral |
| Fundraising | 52438 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 48036297 | Total |
| Program Services | 44782944 | ProgramServices |
| Management And General | 2721255 | ManagementAndGeneral |
| Fundraising | 532098 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 44105532 | Total |
| Program Services | 16215703 | ProgramServices |
| Management And General | 27889775 | ManagementAndGeneral |
| Fundraising | 54 | Fundraising |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 153647000 | Total |
| Program Services | 141401000 | ProgramServices |
| Management And General | 12087000 | ManagementAndGeneral |
| Fundraising | 159000 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9784280 | Total |
| Management And General | 9784280 | ManagementAndGeneral |
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices |
|---|---|---|
| COST OF GOODS SOLD | 84750000 | 84750000 |
| UNIVERSITY SERVICES | 45917847 | 45917847 |
| OTHER EXPENSES | 18903042 | 18903042 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3112881210 | Total |
| Program Services | 2798977733 | ProgramServices |
| Management And General | 278970462 | ManagementAndGeneral |
| Fundraising | 34933015 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 734281020 | BOY |
| EOY | 865775780 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 141640623 | BOY |
| EOY | 396774874 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 224594798 | BOY |
| EOY | 265295025 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1848389 | BOY |
| EOY | 3775158 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 457698 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 82584846 | BOY |
| EOY | 79386979 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 16820634 | BOY |
| EOY | 19949131 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 93876864 | BOY |
| EOY | 124179433 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 3595866396 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 1462394773 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2032827823 | BOY |
| EOY | 2133471623 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1446772431 | BOY |
| EOY | 1576852523 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1210081563 | BOY |
| EOY | 1593745353 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 220655536 | BOY |
| EOY | 262317232 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6205984527 | BOY |
| EOY | 7321980809 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 224057206 | BOY |
| EOY | 300098349 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 110580861 | BOY |
| EOY | 122262407 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 900214555 | BOY |
| EOY | 895241827 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15000000 | BOY |
| EOY | 31280750 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8560741 | BOY |
| EOY | 8563167 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 457889443 | BOY |
| EOY | 510764370 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1716302806 | BOY |
| EOY | 1868210870 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2136747453 | BOY |
| EOY | 2618600486 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 968630662 | BOY |
| EOY | 1227569859 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1384303606 | BOY |
| EOY | 1607599594 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4489681721 | BOY |
| EOY | 5453769939 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6205984527 | BOY |
| EOY | 7321980809 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 543401156 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 420687062 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School170b1 Aii | X | School170b1Aii |
| Contrib By Controlling Individual | false | ContribByControllingIndividual |
| Contribution By Related Party | false | ContributionByRelatedParty |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbying | |
| Total Direct Lobbying | TotalDirectLobbying | |
| Total Lobbying Expenditures | TotalLobbyingExpenditures | |
| Other Exempt Purpose Expenditures | OtherExemptPurposeExpenditures | |
| Total Exempt Purpose Expenditures | TotalExemptPurposeExpenditures | |
| Lobbying Nontaxable | LobbyingNontaxableAmount | |
| Grassroots Nontaxable | GrassrootsNontaxableAmount | |
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | true | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | false | MailingsMembers |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $1,194,240 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | true | RalliesDemonstrations |
| Other Activities | true | OtherActivities |
| Total Lobbying Expenditures IIB | 1194240 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE C, PART II-B, LINE 1(G)-(I) | Identifier |
| Explanation | the university of southern california'S efforts INCLUDE THE PROMOTION OF higher appropriations for student aid and basic research programs and efforts to generally further the university's MISSION OF EDUCATION AND RESEARCH AT THE LOCAL, STATE AND FEDERAL LEVEL. The University pays dues to member organizations which may lobby on its behalf. | Explanation |
Schedule D IRS990ScheduleD
Art Public Exhibition Amts ArtPublicExhibitionAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Assets In Part X | 5190040 | AssetsInPartX |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Collect Used For Public Exhibition | X | CollectUsedForPublicExhibition |
| Collect Used For Scholar Research | X | CollectUsedForScholarResearch |
| Collect Used For Preservation | X | CollectUsedForPreservation |
| Collect Used For Loan Or Exch Prgrms | X | CollectUsedForLoanOrExchPrgrms |
Collection Used For Other CollectionUsedForOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collection Used For Other Purposes | X | CollectionUsedForOtherPurposes |
| Description Of Other Purposes | EDUCATION | DescriptionOfOtherPurposes |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Solicited Assets For Sale | false | SolicitedAssetsForSale |
| Agent Trustee Etc | true | AgentTrusteeEtc |
| Beginning Balance | 129463430 | BeginningBalance |
| Additions During Year | 26278816 | AdditionsDuringYear |
| Distributions During Year | 7535269 | DistributionsDuringYear |
| Ending Balance | 148206977 | EndingBalance |
| Included On FS | false | IncludedOnFS |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 2795499323 | BeginningOfYearBalance |
| Contributions | 79010238 | Contributions |
| Investment Earnings Or Losses | 616999544 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 30366052 | GrantsOrScholarships |
| Other Expenditures | 115119606 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 3346023447 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 2528445000 | BeginningOfYearBalance |
| Contributions | 89512842 | Contributions |
| Investment Earnings Or Losses | 317498547 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 29509947 | GrantsOrScholarships |
| Other Expenditures | 110447119 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 2795499323 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 3368932595 | BeginningOfYearBalance |
| Contributions | 61771420 | Contributions |
| Investment Earnings Or Losses | -765468864 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 28585896 | GrantsOrScholarships |
| Other Expenditures | 108204255 | OtherExpenditures |
| Administrative Expenses | 0 | AdministrativeExpenses |
| End Of Year Balance | 2528445000 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.31000 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.69000 | PermanentEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | true | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 136373206 | OtherCostOrOtherBasis |
| Book Value | 136373206 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 2557546961 | OtherCostOrOtherBasis |
| Depreciation | 883803304 | Depreciation |
| Book Value | 1673743657 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovements |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 523818265 | OtherCostOrOtherBasis |
| Depreciation | 376489301 | Depreciation |
| Book Value | 147328964 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 378127964 | OtherCostOrOtherBasis |
| Depreciation | 202102168 | Depreciation |
| Book Value | 176025796 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 2133471623 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities (2 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| HEDGE FUND/ABSOLUTE RETURN | 622929479 | F |
| PRIVATE EQUITY | 970815874 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 1593745353 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (7 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| FOR ANNUITIES PAYABLES | $143,302,741 |
| SELF INSURANCE RESERVES | $113,851,104 |
| FEDERAL STUDENT LOAN FUNDS | $67,811,742 |
| OBLIGATION | $97,691,282 |
| REFUNDABLE ADVANCES | $18,501,327 |
| CAPITAL LEASE OBLIGATION | $60,695,824 |
| OTHER LIABILITIES | $8,910,350 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 510764370 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (4 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| Schedule D, Part III, Line 4 | The University of Southern California retains multiple collections of art, historical treasures and other similar assets such as books, scripts, films and photography. These collections are protected and preserved for education, research and public exhibition purposes. |
| Schedule D, Part IV, Line 1B | The University acts as the fiscal agent for funds related to University sponsored and/or affiliated programs. The University does not own the funds associated with these programs. |
| Schedule D, Part V, Line 4 | The intent of the University's endowment funds is to generate the revenues necessary to support the University's exempt purposes, including education, research and scholarships. |
| Schedule D, Part X | THE UNIVERSITY OF SOUTHERN CALIFORNIA DOES NOT HAVE A FIN 48 FOOTNOTE AS ANY UNCERTAIN TAX POSITIONS WERE DEEMED IMMATERIAL. |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | true | NondiscriminatoryPolicyStmt |
| Policy Statement In Brochures Etc | true | PolicyStatementInBrochuresEtc |
| Policy Publ Via Broadcast Media | true | PolicyPublViaBroadcastMedia |
| Maint Racial Composition Records | true | MaintRacialCompositionRecords |
| Maint Scholarships Records | true | MaintScholarshipsRecords |
| Maint Copies Of Brochures Etc | true | MaintCopiesOfBrochuresEtc |
| Maint Copies Of All Solicitations | true | MaintCopiesOfAllSolicitations |
| Discriminate Race Students Rights | false | DiscriminateRaceStudentsRights |
| Discriminate Race Admiss Policies | false | DiscriminateRaceAdmissPolicies |
| Discriminate Race Emplmn Faculty | false | DiscriminateRaceEmplmnFaculty |
| Discriminate Race Scholarships | false | DiscriminateRaceScholarships |
| Discriminate Race Educ Policies | false | DiscriminateRaceEducPolicies |
| Discriminate Race Use Of Fclts | false | DiscriminateRaceUseOfFclts |
| Discriminate Race Athletic Prog | false | DiscriminateRaceAthleticProg |
| Discriminate Race Other Acty | false | DiscriminateRaceOtherActy |
| Government Financial Aid Received | true | GovernmentFinancialAidReceived |
| Government Financial Aid Revoked | false | GovernmentFinancialAidRevoked |
| Compliance With Rev Proc7550 | true | ComplianceWithRevProc7550 |
Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| SCHEDULE E - EXPLANATION FOR LINE 3 | NON-DISCRIMINATION POLICY | THE UNIVERSITY OF SOUTHERN CALIFORNIA IS AN EQUAL OPPORTUNITY EMPLOYER AND EDUCATOR. PROUDLY PLURALISTIC AND FIRMLY COMMITTED TO PROVIDING EQUAL OPPORTUNITY FOR OUTSTANDING MEN AND WOMEN OF EVERY RACE, CREED AND BACKGROUND, THE UNIVERSITY OF SOUTHERN CALIFORNIA STRIVES TO BUILD A COMMUNITY IN WHICH EACH PERSON RESPECTS THE RIGHTS OF OTHER PEOPLE TO BE PROUD OF WHO AND WHAT THEY ARE, TO LIVE, WORK AND LEARN IN PEACE AND DIGNITY, AND TO HAVE AN EQUAL OPPORTUNITY TO REALIZE THEIR FULL POTENTIAL AS INDIVIDUALS AND MEMBERS OF SOCIETY. TO THIS END, THE UNIVERSITY PLACES GREAT EMPHASIS ON THOSE VALUES AND VIRTUES THAT BIND US TOGETHER AS HUMAN BEINGS AND MEMBERS OF THE TROJAN FAMILY. THE UNIVERSITY ENTHUSIASTICALLY SUPPORTS THIS POLICY IN ITS ENTIRETY, AND EXPECTS THAT EVERY PERSON ASSOCIATED WITH THE UNIVERSITY WILL GIVE CONTINUING SUPPORT TO ITS IMPLEMENTATION. THE UNIVERSITY OF SOUTHERN CALIFORNIA IS FIRMLY COMMITTED TO COMPLYING WITH ALL APPLICABLE LAWS AND GOVERNMENTAL REGULATIONS AT THE FEDERAL, STATE AND LOCAL LEVELS WHICH PROHIBIT DISCRIMINATION AGAINST, OR WHICH MANDATE THAT SPECIAL CONSIDERATION BE GIVEN TO, STUDENTS AND APPLICANTS FOR ADMISSION, OR FACULTY, STAFF AND APPLICANTS FOR EMPLOYMENT ON THE BASIS OF RACE, COLOR, NATIONAL ORIGIN, ANCESTRY, RELIGION, GENDER, SEXUAL ORIENTATION, AGE, PHYSICAL DISABILITY, MENTAL DISABILITY, DISABLED VETERAN OR VETERAN OF THE VIETNAM ERA, OR ANY OTHER CHARACTERISTIC WHICH MAY FROM TIME TO TIME BE SPECIFIED IN SUCH LAWS AND REGULATIONS. THIS POLICY ALSO SHALL APPLY TO THE ADMINISTRATION OF ANY OF THE UNIVERSITY'S EDUCATIONAL PROGRAMS AND ACTIVITIES. GENDER INCLUDES BOTH THE ACTUAL SEX OF AN EMPLOYEE OR APPLICANT FOR EMPLOYMENT AND THAT PERSON'S GENDER IDENTITY, APPEARANCE OR BEHAVIOR, WHETHER OR NOT THAT IDENTITY, APPEARANCE OR BEHAVIOR IS TRADITIONALLY ASSOCIATED WITH THAT PERSON'S SEX AT BIRTH. AN OTHERWISE QUALIFIED INDIVIDUAL MUST NOT BE DISCRIMINATED AGAINST OR EXCLUDED FROM ADMISSION, EMPLOYMENT OR PARTICIPATION IN EDUCATIONAL PROGRAMS AND ACTIVITIES SOLELY BY REASON OF HIS OR HER DISABILITY. THIS POLICY APPLIES TO ALL PERSONNEL ACTIONS SUCH AS RECRUITING, HIRING, PROMOTION, COMPENSATION, BENEFITS, TRANSFERS, LAYOFFS, RETURN FROM LAYOFF, TRAINING, EDUCATION, TUITION ASSISTANCE AND OTHER PROGRAMS. THIS GOOD FAITH EFFORT TO COMPLY IS MADE EVEN WHEN SUCH LAWS AND REGULATIONS CONFLICT WITH EACH OTHER. THE UNIVERSITY OF SOUTHERN CALIFORNIA SEEKS COMPLIANCE WITH ALL STATUTES PROHIBITING DISCRIMINATION IN EDUCATION, INCLUDING TITLE VI AND TITLE VII OF THE CIVIL RIGHTS ACT OF 1964, TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, SECTION 504 OF THE REHABILITATION ACT OF 1973, AND THE AMERICANS WITH DISABILITIES ACT OF 1990 WHICH RESPECTIVELY PROHIBIT DISCRIMINATION. IN GENERAL, THE UNIVERSITY DOES NOT SOLICIT OUTSIDE OF ITS WEBSITE AND ADMISSIONS MATERIALS. THE UNIVERSITY'S NON-DISCRIMINATION POLICY IS ON THE UNIVERSITY'S WEBSITE, IN THE FACULTY HANDBOOK, IN SCAMPUS (THE STUDENT HANDBOOK), AND ALSO IN THE UNIVERSITY COURSE CATALOGUE. IN ADDITION, IT IS COMMUNICATED TO ALL STUDENTS DURING ORIENTATION, TO ALL NEW EMPLOYEES WITHIN 60 DAYS OF HIRE, AND TO ALL EMPLOYEES EVERY 2 YEARS AS PART OF THE UNIVERSITY'S HARASSMENT AND DISCRIMINATION PREVENTION TRAINING. |
| SCHEDULE E - EXPLANATION FOR LINE 6a | THE UNIVERSITY OF SOUTHERN CALIFORNIA RECEIVES FUNDING FROM VARIOUS FEDERAL AND STATE GOVERNMENTAL AGENCIES IN SUPPORT OF THE UNIVERSITY'S EDUCATIONAL MISSION. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | true | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (50 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Central America and the Caribbean | 0 | 0 | Program Services | INSTRUCTION/EXCURSIONS | 0 |
| East Asia and the Pacific | 0 | 0 | Program Services | INSTRUCTION/EXCURSIONS | 0 |
| Europe (Including Iceland and Greenland) | 2 | 4 | Program Services | INSTRUCTION/EXCURSIONS | 0 |
| Russia and the Newly Independent States | 0 | 0 | Program Services | INSTRUCTION/EXCURSIONS | 0 |
| South America | 0 | 0 | Program Services | INSTRUCTION/EXCURSIONS | 0 |
| Central America and the Caribbean | 0 | 0 | Program Services | TRAVEL - RESEARCH | 0 |
| East Asia and the Pacific | 1 | 2 | Program Services | TRAVEL - RESEARCH | 0 |
| Europe (Including Iceland and Greenland) | 0 | 0 | Program Services | TRAVEL - RESEARCH | 0 |
| Middle East and North Africa | 0 | 0 | Program Services | TRAVEL - RESEARCH | 0 |
| North America | 0 | 0 | Program Services | TRAVEL - RESEARCH | 0 |
| Russia and the Newly Independent States | 0 | 0 | Program Services | TRAVEL - RESEARCH | 0 |
| South America | 0 | 0 | Program Services | TRAVEL - RESEARCH | 0 |
| South Asia | 0 | 0 | Program Services | TRAVEL - RESEARCH | 0 |
| Sub-Saharan Africa | 0 | 0 | Program Services | TRAVEL - RESEARCH | 0 |
| Central America and the Caribbean | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| East Asia and the Pacific | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| Europe (Including Iceland and Greenland) | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| Middle East and North Africa | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| North America | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| Russia and the Newly Independent States | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| South America | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| South Asia | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| Sub-Saharan Africa | 0 | 0 | Program Services | STUDENT TRAVEL | 0 |
| Central America and the Caribbean | 0 | 1 | Program Services | STAFF TRAVEL ABROAD | 0 |
| East Asia and the Pacific | 0 | 3 | Program Services | STAFF TRAVEL ABROAD | 0 |
| Europe (Including Iceland and Greenland) | 0 | 28 | Program Services | STAFF TRAVEL ABROAD | 0 |
| North America | 0 | 6 | Program Services | STAFF TRAVEL ABROAD | 0 |
| South America | 0 | 1 | Program Services | STAFF TRAVEL ABROAD | 0 |
| Sub-Saharan Africa | 0 | 1 | Program Services | STAFF TRAVEL ABROAD | 0 |
| East Asia and the Pacific | 0 | 1 | Program Services | RECRUITMENT | 0 |
| Europe (Including Iceland and Greenland) | 0 | 2 | Program Services | RECRUITMENT | 0 |
| South America | 0 | 2 | Program Services | RECRUITMENT | 0 |
| East Asia and the Pacific | 4 | 8 | Program Services | RECRUIT; PSHIP; STU.OP | 0 |
| North America | 1 | 1 | Program Services | RECRUIT; PSHIP; STU.OP | 0 |
| South Asia | 1 | 1 | Program Services | RECRUIT; PSHIP; STU.OP | 0 |
| East Asia and the Pacific | 0 | 5 | Program Services | GLOBALIZATION - TRAVEL | 0 |
| North America | 0 | 3 | Program Services | GLOBALIZATION - TRAVEL | 0 |
| South Asia | 0 | 1 | Program Services | GLOBALIZATION - TRAVEL | 0 |
| East Asia and the Pacific | 0 | 46 | Program Services | INTL EXPERNTL LEARNING | 0 |
| Russia and the Newly Independent States | 0 | 2 | Program Services | INTL EXPERNTL LEARNING | 0 |
| South America | 0 | 11 | Program Services | INTL EXPERNTL LEARNING | 0 |
| South Asia | 0 | 3 | Program Services | INTL EXPERNTL LEARNING | 0 |
| East Asia and the Pacific | 0 | 2 | Program Services | RESEARCH PROJECTS | 0 |
| East Asia and the Pacific | 0 | 0 | Grantmaking | 0 | |
| Europe (Including Iceland and Greenland) | 0 | 0 | Grantmaking | 0 | |
| Middle East and North Africa | 0 | 0 | Grantmaking | 0 | |
| North America | 0 | 0 | Grantmaking | 0 | |
| Central America and the Caribbean | 0 | 0 | Investments | 580394712 | |
| Europe (Including Iceland and Greenland) | 0 | 0 | Investments | 77581081 | |
| North America | 0 | 0 | Investments | 91774063 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 3 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 6 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 6 | ContNumberOfOffices |
| Cont Number Of Employees | 128 | ContNumberOfEmployees |
| Total Number Of Offices | 9 | TotalNumberOfOffices |
| Total Number Of Employees | 134 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 0 | SubtotalAmountSpent |
| Cont Amount Spent | 749749856 | ContAmountSpent |
| Total Amount Spent | 749749856 | TotalAmountSpent |
Grants To Orgs Outside US GrantsToOrgsOutsideUS (22 entries)
| RegionRegion | Purpose Of GrantPurposeOfGrant | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement | Method Of ValuationMethodOfValuation |
|---|---|---|---|---|
| North America | RSCH SUBAWRD | 30914 | WIRE/CHECK | FMV |
| North America | RSCH SUBAWRD | 16010 | WIRE/CHECK | FMV |
| Europe/Iceland/Greenland | RSCH SUBAWRD | 10000 | WIRE/CHECK | FMV |
| Europe/Iceland/Greenland | RSCH SUBAWRD | 304493 | WIRE/CHECK | FMV |
| North America | RSCH SUBAWRD | 67839 | WIRE/CHECK | FMV |
| Middle East/North Africa | RSCH SUBAWRD | 11396 | WIRE/CHECK | FMV |
| Europe/Iceland/Greenland | RSCH SUBAWRD | 177305 | WIRE/CHECK | FMV |
| Europe/Iceland/Greenland | RSCH SUBAWRD | 179457 | WIRE/CHECK | FMV |
| Europe/Iceland/Greenland | RSCH SUBAWRD | 25526 | WIRE/CHECK | FMV |
| East Asia/Pacific | RSCH SUBAWRD | 32138 | WIRE/CHECK | FMV |
| East Asia/Pacific | RSCH SUBAWRD | 104435 | WIRE/CHECK | FMV |
| Europe/Iceland/Greenland | RSCH SUBAWRD | 112686 | WIRE/CHECK | FMV |
| North America | RSCH SUBAWRD | 6583 | WIRE/CHECK | FMV |
| North America | RSCH SUBAWRD | 15000 | WIRE/CHECK | FMV |
| North America | RSCH SUBAWRD | 175200 | WIRE/CHECK | FMV |
| East Asia/Pacific | RSCH SUBAWRD | 135000 | WIRE/CHECK | FMV |
| East Asia/Pacific | RSCH SUBAWRD | 35989 | WIRE/CHECK | FMV |
| Middle East/North Africa | RSCH SUBAWRD | 25000 | WIRE/CHECK | FMV |
| East Asia/Pacific | RSCH SUBAWRD | 31921 | WIRE/CHECK | FMV |
| Europe/Iceland/Greenland | RSCH SUBAWRD | 20000 | WIRE/CHECK | FMV |
| North America | RSCH SUBAWRD | 135000 | WIRE/CHECK | FMV |
| Europe/Iceland/Greenland | RSCH SUBAWRD | 9375 | WIRE/CHECK | FMV |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of501c3 Orgs | 19 | TotalNumberOf501c3Orgs |
| Total Number Of Other Orgs | 3 | TotalNumberOfOtherOrgs |
Grants To Ind Outside US GrantsToIndOutsideUS (3 entries)
| Type Of AssistanceTypeOfAssistance | RegionRegion | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement | Amount Of Non Cash AssistanceAmountOfNonCashAssistance | Description Of Non Cash AssistanceDescriptionOfNonCashAssistance | Method Of ValuationMethodOfValuation |
|---|---|---|---|---|---|---|---|
| TRAVEL AWARD | East Asia/Pacific | 1 | 3324 | DEPT. REIMB. | 0 | N/A | FMV |
| TRAVEL AWARD | Europe/Iceland/Greenland | 1 | 2788 | DEPT. REIMB. | 0 | N/A | FMV |
| TRAVEL AWARD | South Asia | 1 | 4202 | DEPT. REIMB. | 0 | N/A | FMV |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | true | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| SCHEDULE F, PART I, COLUMN (F) | PURSUANT TO IRS GUIDANCE, EXPENDITURES ARE NOT REQUIRED TO BE REPORTED IN THIS COLUMN FOR THE CURRENT YEAR (WITH THE EXCEPTION OF INVESTMENTS). ZEROES HAVE BEEN INCLUDED IN THIS COLUMN DUE TO TAX SOFTWARE CONSTRAINTS. |
| SCHEDULE F, PART I, LINE 2 | THE AMOUNTS REPORTED IN SCHEDULE F, PART III, COLUMN (D) REPRESENT INTERDEPARTMENT REIMBURSEMENTS TO ALLOW FOR INVITED GUESTS TO THE UNIVERSITY FROM OVERSEAS TO INTERACT WITH FACULTY AND STUDENTS IN SEMINARS, LECTURES AND MEETINGS. THE REIMBURSEMENTS ARE PROVIDED UNDER UNIVERSITY POLICY AND PROCEDURES. THE UNIVERSITY WIRES ITS OFFICE EXPENSES ON A MONTHLY BASIS. THE MONTHLY EXPENSES CONSIST OF FIXED COSTS: PAYROLL, RENT, OCCUPANCY COSTS (SUCH AS PHONE/INTERNET/FAX, CLEANING, ELECTRICITY), CONSULTANTS SUCH AS ACCOUNTANTS, BANK FEES AND NON-FIXED, SUCH AS SUPPLIES, TRAVEL, MEALS AND ENTERTAINMENT AND SOME MISCELLANEOUS COSTS. THE OFFICES SEND THEIR EXPENSE REPORTS INCLUDING BACKUP (INVOICES/RECEIPTS) TO THE UNIVERSITY ALONG WITH MONTHLY BANK STATEMENTS. ALL EXPENDITURES DOMESTIC AND INTERNATIONAL MUST COMPLY WITH OUR EXPENDITURE MANUAL AND THE UNIVERSITY'S SENIOR BUSINESS OFFICERS ARE RESPONSIBLE FOR COMPLYING WITH THESE POLICIES AND REGULATIONS. |
Schedule G IRS990ScheduleG
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | ALUMNI AWARDS | NameOfEvent1 |
| Gross Receipts Event1 | 158502 | GrossReceiptsEvent1 |
| Gross Revenue Event1 | 158502 | GrossRevenueEvent1 |
| Other Direct Expenses Event1 | 234120 | OtherDirectExpensesEvent1 |
| Name Of Event2 | SCRIPTER AWARDS | NameOfEvent2 |
| Gross Receipts Event2 | 274535 | GrossReceiptsEvent2 |
| Gross Revenue Event2 | 274535 | GrossRevenueEvent2 |
| Other Direct Expenses Event2 | 121337 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 2 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 286830 | GrossReceiptsOtherEvents |
| Gross Revenue Other Events | 286830 | GrossRevenueOtherEvents |
| Other Direct Expenses Other Events | 150180 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 719867 | GrossReceiptsTotal |
| Gross Revenue Total Events | 719867 | GrossRevenueTotalEvents |
| Other Direct Expenses Total Events | 505637 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 505637 | DirectExpenseSummaryEvents |
| Net Income Summary | 214230 | NetIncomeSummary |
Schedule H IRS990ScheduleH
| Field | Value | IRS element (for citing) |
|---|---|---|
| Charity Care Policy | true | CharityCarePolicy |
| Written Policy | true | WrittenPolicy |
| Policy Applied To All Hospitals | X | PolicyAppliedToAllHospitals |
| FPG Reference Free Care | true | FPGReferenceFreeCare |
| Pcent200 | X | Pcent200 |
| FPG Reference Discounted Care | true | FPGReferenceDiscountedCare |
| Pcent350 | X | Pcent350 |
| Free Disc Care Medically Indigent | true | FreeDiscCareMedicallyIndigent |
| Amounts Budgeted For Charity Care | true | AmountsBudgetedForCharityCare |
| Expenses Exceeded Budget | false | ExpensesExceededBudget |
| Annual Community Benefit Report | true | AnnualCommunityBenefitReport |
| Report Publically Available | false | ReportPublicallyAvailable |
Charity Care At Cost CharityCareAtCost
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 1807746 | TotalCommunityBenefitExpense |
| Net Community Benefit Expense | 1021997 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00030 | PercentOfTotalExpense |
Unreimbursed Medicaid UnreimbursedMedicaid
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 82161234 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 41615240 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 40545994 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.01310 | PercentOfTotalExpense |
Total Charity Care TotalCharityCare
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 83968980 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 41615240 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 41567991 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.01340 | PercentOfTotalExpense |
Community Health Services CommunityHealthServices
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 466659 | TotalCommunityBenefitExpense |
| Net Community Benefit Expense | 466659 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00020 | PercentOfTotalExpense |
Health Professions Education HealthProfessionsEducation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 14708373 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 3124490 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 11583883 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00370 | PercentOfTotalExpense |
Research Research
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 268428230 | TotalCommunityBenefitExpense |
| Net Community Benefit Expense | 268428230 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.08650 | PercentOfTotalExpense |
Cash And In Kind Contributions CashAndInKindContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 406604 | TotalCommunityBenefitExpense |
| Net Community Benefit Expense | 406604 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00010 | PercentOfTotalExpense |
Total Other Benefits TotalOtherBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 284009866 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 3124490 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 280885376 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.09050 | PercentOfTotalExpense |
Total Community Benefits TotalCommunityBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 367978846 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 44739730 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 322453367 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.10390 | PercentOfTotalExpense |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bad Debt Expense Reported | true | BadDebtExpenseReported |
| Bad Debt Expense | $2,006,382 | BadDebtExpenseAmount |
| Amount Reimbursed By Medicare | 157460861 | AmountReimbursedByMedicare |
| Cost Of Care Reimbursed By Medicare | 223515941 | CostOfCareReimbursedByMedicare |
| Medicare Surplus Or Shortfall | -66055080 | MedicareSurplusOrShortfall |
Costing Methodology Used CostingMethodologyUsed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cost To Charge Ratio | X | CostToChargeRatio |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Written Debt Collection Policy | true | WrittenDebtCollectionPolicy |
| Provision For Charity Care | true | ProvisionForCharityCare |
Form990 Schedule H Part IV Form990ScheduleHPartIV
Name Of Entity NameOfEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Hospital Facilities | 2 | NumberOfHospitalFacilities |
Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA (2 entries)
| Facility NumberFacilityNumber | Address Line1Address/AddressLine1 | CityAddress/City | StateAddress/State | ZIP CodeAddress/ZIPCode | Licensed HospitalLicensedHospital | General Medical And SurgicalGeneralMedicalAndSurgical | Teaching HospitalTeachingHospital | Research FacilityResearchFacility |
|---|---|---|---|---|---|---|---|---|
| KECK HOSPITAL OF USC | ||||||||
| 1 | 1500 SAN PABLO STREET | LOS ANGELES | CA | 90089 | X | X | X | X |
| USC NORRIS CANCER HOSPITAL | ||||||||
| 2 | 1441 EASTLAKE AVENUE | LOS ANGELES | CA | 90089 | X | X | X | X |
Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB (2 entries)
| Hospital Facility NumberHospitalFacilityNumber |
|---|
| KECK HOSPITAL OF USC |
| 1 |
| USC NORRIS CANCER HOSPITAL |
| 2 |
Form990 Schedule H Part VI Form990ScheduleHPartVI (14 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| PART I, LINE 3C: | The discount amount is based on family income compared to the Federal Poverty Level ("FPL") for the current year. Patients with family income under 200% FPL will be eligible for free care for the dates of service for which an application is completed. Uninsured or under-insured patients with family income between 201% and 350% FPL will be eligible for care at a sliding scale discount. Uninsured patients whose family income exceeds 350% of the FPL will receive the Compact discounted rate. | |
| PART I, LINE 6A: | BOTH KECK HOSPITAL OF USC (F/K/A USC UNIVERSITY HOSPITAL) AND USC NORRIS CANCER HOSPITAL PREPARE AN ANNUAL COMMUNITY BENEFITS REPORT. | |
| PART I, LINE 7, COLUMN (F): | THE AMOUNT OF BAD DEBT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE IN LINE 7, COLUMN F WAS $8,154,174. | |
| PART I, LINE 7: | REPORTS FOLLOWING THE FORM 990, SCHEDULE H INSTRUCTIONS, ADDRESSING ALL PATIENT SEGMENTS. THE TOTAL PERCENTAGE OF FINANCIAL ASSISTANCE AND CERTAIN OTHER COMMUNITY BENEFITS AT COST ON LINE 7 WAS CALCULATED FOR FY11 ON A UNIVERSITY-WIDE BASIS AS PER THE FORM 990 INSTRUCTIONS REQUIRE. | |
| PART III, LINE 4: | NET PATIENT SERVICE REVENUE IS REPORTED AT ESTIMATED NET REALIZABLE AMOUNTS FROM PATIENTS, THIRD PARTY PAYORS, GOVERNMENT PROGRAM AND OTHERS IN THE PERIOD IN WHICH SERVICES ARE PROVIDED. THE MAJORITY OF THE HOSPITALS' SERVICES ARE RENDERED TO PATIENTS WITH COMMERCIAL OR MANAGED CARE INSURANCE, OR UNDER THE FEDERAL MEDICARE AND CALIFORNIA STATE MEDI-CAL PROGRAMS. REIMBURSEMENT FROM THESE VARIOUS PAYORS IS BASED ON A COMBINATION OF PROSPECTIVELY DETERMINED RATES, DISCOUNTS FROM CHARGES AND HISTORICAL COSTS. Amounts received under the Medicare program are subject to retroactive settlements based on review and final determination by program intermediaries or their agents. Provisions for contractual adjustments and retroactive settlements related to these payors are accrued on an estimated basis in the period the related services are rendered and adjusted in future periods as additional information becomes known or as final settlements are determined. The allowance for doubtful accounts is based upon management's assessment of historical and expected net collections considering historical business and economic conditions, trends in health care coverage, and other collection indicators. Periodically throughout the year management assesses the adequacy of the allowance for doubtful accounts based upon historical write-off experience by payor category. The results of this review are then used to make any modifications to the allowance for doubtful accounts. The bad debt expense (at cost) reported in Part III, line 2 was calculated using worksheet A of the schedule H instructions by applying the ratio of patient care cost to charges against bad debt. The determination of charity care generally should be made at the time of admission, or shortly thereafter. However, events after discharge may change the ability of the patient to pay. Designation as Charity Care will only be considered after all payment sources have been exhausted. Hospital charges for patient accounts identified as Charity Care at the time of admission or service are not recognized by the facility as net revenues or net receivables. If patient accounts are identified as Charity Care subsequent to the facility recognizing the charges as revenue, an adjustment is required to classify appropriately the revenue and any bad debt expense previously recorded. | |
| PART III, LINE 8: | The Medicare shortfall of ($66,055,080) reported in Part III, Line 7 should be treated as community benefit because the rates paid by Medicare do not accurately reflect the cost of care provided by the Hospitals. Accordingly, the Hospital must subsidize the cost of care provided to Medicare Beneficiaries with other revenues. | |
| PART III, LINE 9B: | As part of its mission, the Hospitals provide services and a broad array of benefits to the community. The Hospitals' patient acceptance policy is based on its mission statement and its community services responsibilities. Accordingly, The Hospitals accept patients in immediate need of care, regardless of their ability to pay. The Hospitals do not pursue collection of amounts determined to qualify as charity care based on established policies of the Hospitals. These policies define charity services as those services for which no payment is due for all or a portion of the patient's bill from the patient. See also Part III, Line 4. | |
| NEEDS ASSESSMENT: | IN FY 2010, KECK HOSPITAL OF USC AND USC NORRIS CANCER HOSPITAL UNDERTOOK A COMMUNITY HEALTH NEEDS ASSESSMENT AS REQUIRED BY CALIFORNIA LAW (SB 697). AS WELL, THE RECENT PASSAGE OF THE PATIENT PROTECTION AND AFFORDABLE CARE ACT REQUIRES TAX EXEMPT HOSPITALS TO CONDUCT NEEDS ASSESSMENTS AND DEVELOP COMMUNITY BENEFIT PLANS EVERY THREE YEARS. THE ASSESSMENT INCORPORATES COMPONENTS OF PRIMARY DATA COLLECTION AND SECONDARY DATA ANALYSIS THAT FOCUS ON THE HEALTH AND SOCIAL NEEDS OF THE SERVICE AREA. TARGETED INTERVIEWS WERE USED TO GATHER INFORMATION AND OPINIONS FROM PERSONS WHO REPRESENT THE BROAD INTERESTS OF THE COMMUNITY SERVED BY THE HOSPITALS. FOR THE INTERVIEWS, COMMUNITY STAKEHOLDERS, IDENTIFIED BY THE HOSPITALS, WERE CONTACTED AND ASKED TO PARTICIPATE IN THE NEEDS ASSESSMENT. THIRTY INTERVIEWS WERE COMPLETED FOR THE COMMUNITY HEALTH NEEDS ASSESSMENT FROM SEPTEMBER - NOVEMBER, 2010. SECONDARY DATA WERE COLLECTED FROM A VARIETY OF COUNTY AND STATE SOURCES TO PRESENT A COMMUNITY PROFILE, BIRTH AND DEATH CHARACTERISTICS, ACCESS TO HEALTH CARE, CHRONIC DISEASES, AND SOCIAL ISSUES. | |
| PATIENT EDUCATION OF ELIGIBITIY FOR ASSISTANCE: | USC HOSPITALS SHALL POST NOTICES INFORMING THE PUBLIC OF THE FINANCIAL ASSISTANCE PROGRAM. THESE NOTICES WILL BE POSTED IN HIGH VOLUME INPATIENT AND OUTPATIENT AREAS OF THE HOSPITALS. NOTICES SHALL ALSO BE POSTED IN THE ADMITTING AND FINANCIAL SERVICES DEPARTMENTS. EACH HOSPITAL SHALL PROVIDE PATIENTS WITH A WRITTEN DOCUMENT THAT CONTAINS INFORMATION ABOUT AVAILABILITY OF THE HOSPITALS' DISCOUNT PAYMENT AND CHARITY CARE POLICIES, INCLUDING INFORMATION ABOUT ELIGIBILITY, AS WELL AS CONTACT INFORMATION FOR A HOSPITAL EMPLOYEE OR OFFICE FROM WHICH THE PERSON MAY OBTAIN FURTHER INFORMATION ABOUT THESE POLICIES. THE NOTICE SHALL ALSO BE PROVIDED TO PATIENTS WHO RECEIVE OUTPATIENT CARE AND WHO MAY BE BILLED FOR THE CARE, BUT WHO WERE NOT ADMITTED. THE NOTICE SHALL BE PROVIDED IN ENGLISH, AND IN LANGUAGES OTHER THAN ENGLISH. THE LANGUAGES TO BE PROVIDED SHALL BE DETERMINED IN A MANNER SIMILAR TO THAT REQUIRED PURSUANT TO SECTION 12693.30 OF THE INSURANCE CODE (THRESHOLD LANGUAGES ARE SPANISH AND THOSE LANGUAGES SPOKEN BY 5% OF PATIENTS). DATA MAILERS SENT TO PATIENTS AS PART OF THE ROUTINE BILLING PROCESS WILL CONTAIN INFORMATION ABOUT THE FINANCIAL ASSISTANCE PROGRAM. WRITTEN CORRESPONDENCE TO THE PATIENT REQUIRED BY THIS ARTICLE SHALL ALSO BE IN THE LANGUAGE SPOKEN BY THE PATIENT, CONSISTENT WITH SECTION 12693.30 OF THE INSURANCE CODE AND APPLICABLE STATE AND FEDERAL LAW. | |
| COMMUNITY INFORMATION: | KECK HOSPITAL OF USC KECK HOSPITAL OF USC IS LOCATED EAST OF DOWNTOWN LOS ANGELES ON USC'S HEALTH SCIENCES CAMPUS. THE HOSPITAL DRAWS PATIENTS REGIONALLY FROM SOUTHERN CALIFORNIA, WITH A PRIMARY SERVICE AREA OF LOS ANGELES COUNTY, CALIFORNIA. 68% OF THE HOSPITALS' PATIENTS ORIGINATE FROM L.A. COUNTY, WITHIN L.A. COUNTY, 22% OF THE HOSPITALS' PATIENTS ARE FROM SPA 3, SAN GABRIEL VALLEY; 11% ARE FROM SPA 2, SAN FERNANDO VALLEY; 10% FROM SPA 7, EAST; 9% FROM SPA 4, L.A. METRO; AND 8% FROM SPA 8, SOUTH BAY. USC NORRIS CANCER HOSPITAL USC NORRIS CANCER HOSPITAL ALSO IS LOCATED EAST OF DOWNTOWN LOS ANGELES ON USC'S HEALTH SCIENCES CAMPUS. AS A RESULT OF ITS GROUND BREAKING WORK IN CANCER RESEARCH AND TREATMENT, THE HOSPITAL DRAWS PATIENTS FROM THROUGHOUT THE STATE, NATIONALLY AND INTERNATIONALLY. FOR THE PURPOSE OF THE NEEDS ASSESSMENT THE PRIMARY SERVICE AREA HAS BEEN IDENTIFIED AS LOS ANGELES COUNTY, CALIFORNIA. THE POPULATION FOR LOS ANGELES COUNTY, THE TWO HOSPITALS' PRIMARY SERVICE AREA, IS ESTIMATED AT 10,441,080 IN 2010, AN INCREASE OF 0.8% FROM 2009. FOR THE LAST FIVE YEARS, THE RATE OF POPULATION GROWTH IN L.A. COUNTY HAS SLOWED WHEN COMPARED TO THE RATE OF GROWTH IN THE STATE. KECK HOSPITAL OF USC AND USC NORRIS CANCER HOSPITAL ARE LOCATED IN THE EL SERENO/HIGHLAND PARK/LINCOLN HEIGHTS MEDICALLY UNDERSERVED AREA. CHILDREN AND YOUTH, AGES 0-19 MAKE UP 29.2% OF THE POPULATION; 59.8% ARE 20-64 YEARS OF AGE; AND 11% OF THE POPULATION ARE SENIORS, 65 YEARS OF AGE AND OLDER. THE AREA HAS HIGHER PERCENTAGES OF CHILDREN THAN FOUND IN THE STATE. MOST NOTABLY, L.A. COUNTY HAS A GREATER PERCENTAGE OF TEENS, AGES 15-19 (8.3%) THAN IN THE STATE (7.8%). THE POPULATION OF THE SERVICE AREA CONSISTS PRIMARILY OF HISPANIC OR LATINO (48.3%) AND WHITE (27.7%) RACE AND ETHNICITY. ASIANS COMPRISE 13.3% OF THE POPULATION, AND AFRICAN AMERICANS/BLACKS ARE 8.3% OF THE POPULATION. THE AREA HAS A LARGER PERCENTAGE OF LATINOS, AFRICAN AMERICANS/BLACKS, AND ASIANS, AND A SMALLER PERCENTAGE OF WHITES WHEN COMPARED TO THE STATE. AMONG THE POPULATION IN L.A. COUNTY, 32.8% ARE FOREIGN BORN. OF THE FOREIGN BORN, 62.1% ARE FROM LATIN AMERICAN COUNTRIES AND 29.6% ARE FROM ASIAN COUNTRIES. INCOME LEVELS PER CAPITA INCOME IN L.A. COUNTY IN 2008 WAS $42,265. WHILE INCOME DID GROW FROM 2007 TO 2008, THE RATE OF GROWTH HAS SLOWED. PER CAPITA INCOME IN THE COUNTY IS $1,587 LESS THAN THE PER CAPITA INCOME IN THE STATE. UNEMPLOYMENT FROM 2000 TO 2007, UNEMPLOYMENT IN L.A. COUNTY HAS HELD RELATIVELY STEADY. WITH THE ECONOMIC DOWNTURN UNEMPLOYMENT IN L.A. COUNTY HAS MORE THAN DOUBLED SINCE 2007. L.A. COUNTY'S UNEMPLOYMENT RATE IN 2009 WAS 11.6%, WHICH IS SLIGHTLY HIGHER THAN THE STATE'S UNEMPLOYMENT RATE OF 11.4%. POVERTY POVERTY THRESHOLDS ARE USED FOR CALCULATING ALL OFFICIAL POVERTY POPULATION STATISTICS. THEY ARE UPDATED EACH YEAR BY THE CENSUS BUREAU. FOR 2000, THE FEDERAL POVERTY THRESHOLD FOR ONE PERSON WAS $8,794 AND FOR A FAMILY OF FOUR $17,603. THE POVERTY RATES PAINT AN IMPORTANT PICTURE OF THE POPULATION WITHIN THE HOSPITAL'S PRIMARY SERVICE AREA. POVERTY RATES SHOW 17.9% OF THE POPULATION LIVING AT OR BELOW 100% OF THE FEDERAL POVERTY LEVEL (FPL) AND 39.9% AT 200% OF FPL. THE RATES OF POVERTY ARE HIGHER IN L.A. COUNTY THAN IN THE STATE. HOUSING AND HOUSEHOLDS MOST OF THE HOUSING IN THE SERVICE AREA CONSISTS OF SINGLE FAMILY DWELLINGS (55.2%). HOWEVER, 43.2% OF THE HOUSING UNITS ARE MULTIPLE FAMILY DWELLINGS, A PERCENTAGE THAT IS HIGHER THAN THE STATE (31.3%). LANGUAGE IN THE OVERALL HOSPITAL SERVICE AREA, A LANGUAGE OTHER THAN ENGLISH IS SPOKEN IN OVER HALF THE HOMES (54.1%). SPANISH IS SPOKEN IN 37.9% OF THE HOMES; THIS IS GREATER THAN THE NUMBER OF SPANISH SPEAKING HOUSEHOLDS IN THE STATE (25.8%). EDUCATION OF THE POPULATION AGE 18 AND OVER IN L.A. COUNTY, 30.6% HAS LESS THAN A HIGH SCHOOL EDUCATION AND ONLY 19.7% HAS GRADUATED HIGH SCHOOL; WHICH EQUATES TO HALF THE POPULATION (50.3%) WITH LESS THAN COLLEGE LEVEL EDUCATION. WHEN COMPARED TO THE STATE, L.A. COUNTY RESIDENTS HAVE LOWER RATES OF COLLEGE ATTAINMENT AT ALL LEVELS. LACK OF EDUCATION IS A CRITICAL MARKER OF AT-RISK POPULATIONS. LOW EDUCATIONAL ATTAINMENT NEGATIVELY IMPACTS ON EMPLOYMENT AND INCOME, RESULTING IN INCREASED LEVELS OF POVERTY. THESE FACTORS ALSO DIRECTLY CONTRIBUTE TO HIGH RATES OF DISEASE AND POOR HEALTH OUTCOMES. | |
| COMMUNITY BUILDING ACTIVITIES: | SEE "OTHER INFORMATION" BELOW | |
| OTHER INFORMATION: | Financial and In Kind Donations Contributions to nonprofit community organizations and charity events were made to: -Arroyo Vista Family Health Center -Camp Laurel Foundation -Expedition Inspiration Fund -Lorraine Pepper Memorial Fund -Project Angel Food -Southern California Society of Health System Pharmacists -Stennis Family Foundation -St. Vincent Meals on Wheels -Union Rescue Mission -USC CARE -USC GOOD NEIGHBORS COMMUNITY HEALTH IMPROVEMENT SERVICES -Educational sessions are open to the community, free of charge. Sessions included: Yoga for those with cancer, Look Good Feel Better, Bladder Cancer, COLORECTAL Cancer, For Men Only, Prostate Cancer Forum. -Support group sessions were dedicated to serving those dealing with BREAST cancer, J-Pouch, colorectal cancer, and a prostate support group for wives. Printed educational materials on a variety of cancer prevention and treatment topics were made available to patients, families, community groups and the public, for no charge. -The Jennifer Diamond Cancer Resource Library is the main cancer information resource center for USC Norris Cancer Hospital. It is open to cancer patients and their families, staff, cancer patients at the LAC+USC Medical Center, and the public. Opened in June 2008, there have been over 1,500 visitors to the library. -Patient Education and Community Outreach Center (PEOC) was established by the USC Norris Comprehensive Cancer Center (NCCC) in June 2008 to coordinate and facilitate community outreach efforts regionally and in NCCC's catchment area. The Cancer Information Service (CIS) Partnership Program Office was housed in this center, including the Jennifer Diamond Cancer Resource Library and training and meetings facilities open to the community. In January 2010, when the CIS program ended, NCCC continued to support one CIS/NCI trained, qualified full-time outreach staff, Zul Surani and salary support for the supervising Principal Investigator, Dr. Lourdes Baezconde-Garbanati to further develop and sustain outreach efforts in NCCC's catchment area. THE COMMUNITY WAS SERVED BY A NUMBER OF SUPPORT GROUPS THAT INCLUDED: CAREGIVER SUPPORT GROUP, ABDOMINAL TRANSPLANT GROUP, ABDOMINAL TRANSPLANT FAMILY GROUP, CARDIO-THORACIC SUPPORT GROUP, AND CYSTIC FIBROSIS SUPPORT GROUP. ALL OF THE SUPPORT GROUPS ARE OPEN TO THE PUBLIC, FREE OF CHARGE. The Lorraine Pepper Memorial Fund was established to help support social services at the USC/Norris Cancer Center. Specific programs offered to cancer patients that were funded by this fund include Yoga for Cancer Survivors. The 21ST annual Festival of Life celebration, HOSTED by USC Norris Cancer Hospital, is celebration held for cancer survivors and their families that includes inspirational speakers, testimonials and other events. THE DEPARTMENT OF SOCIAL WORK OFFERED A PROFESSIONAL TRAINING SEMINAR for 65 social workers in the Southern California region focused on the special and unique psychosocial needs of cancer patients. USC Norris Cancer Hospital ALSO provides THE FOLLOWING HEALTHCARE SUPPORT SERVICES: CANCERHELP WHICH IS A COMPUTER-BASED CANCER EDUCATION PROGRAM FROM THE NATIONAL CANCER INSTITUTE. THIS EDUCATION TOOL WAS MADE AVAILABLE TO PATIENTS, STAFF AND THE PUBLIC. THE IMAGE ENHANCEMENT CENTER ASSISTS WITH APPEARANCE AND BODY IMAGE ISSUES AS A RESULT OF CANCER TREATMENT. SERVICES ARE OPEN TO THE COMMUNITY AND INCLUDE MASTECTOMY PROSTHESIS FITTINGS. FINALLY, TAXI VOUCHERS WERE MADE AVAILABLE BY THE HOSPITALS TO PATIENTS WHO COULD NOT AFFORD OR ACCESS TRANSPORTATION FOR ACCESS TO HEALTH CARE. The mission of Arroyo Vista Family Health Center is to respond to the current and future health needs of the greater Northeast Los Angeles area by providing access to a range of high quality, affordable health services in a financially responsible manner. Camp Laurel's mission is to provide educational and support programs to children, youth and families affected by or living with HIV/AIDS. Their programs strive to improve the overall mental and physical health and welfare of children and youth affected by HIV/AIDS by reshaping their actions and ultimately the communities in which they live. This is done through the creation of programs that teach them the necessary life skills to overcome the adversity of AIDS and eliminate the social conditions that lead to many of their at-risk behaviors and economic and societal disparities. Our goal is to build a successful life path for the children and youth and create an overall healthy community amongst the youngest of those affected by HIV/AIDS. The purpose of The Expedition Inspiration Fund for Breast Cancer Research is to raise awareness and monies to benefit breast cancer research through research project funding, public education, and patient support. Additionally, through organized and sponsored outdoor endeavors, Expedition Inspiration promotes the physical and mental well being of breast cancer survivors. Since its inception in 1993, Expedition Inspiration has been instrumental in calling attention to the breast cancer epidemic and the urgent need to find a cure. For 25 years, PADRES Contra El Cancer has been dedicated to improving the lives of Latino children with cancer and their families. As the only organization of its kind operating within the United States, PADRES brings together children, families, healthcare professionals and community leaders to promote a comprehensive understanding of childhood cancer and other blood disorders as well as effective methods for treatment. Though programs, activities and services are primarily oriented to the Latino community, PADRES serves childhood cancer patients from all races and ethnic origins. Project Angel Food's mission is to nourish the body and spirit of men, women and children affected by HIV/AIDS, cancer, and other life-threatening illnesses. Project Angel Food services are free of charge to clients. Meals on Wheels, operated by the St. Vincent Foundation, utilized its grant to expand its Special Meal program to address the particular needs of those with chronic or disabling health challenges, as well as personal food preferences. Without this service, the vast majority of clients requiring special nutritional support would frequently go hungry, and would not receive the vitamins, minerals, and calories necessary for good health and/or the recuperative process. This private foundation utilized USC Norris Cancer Hospital's grant to support its educational outreach to African-American individuals and families regarding colon and rectal cancer prevention. As African-Americans are at high risk for dying from colorectal cancer due to late diagnosis, the Foundation focuses its educational outreach on the importance of screening, the signs and symptoms of the disease, lifestyle and diet factors, and effective treatment options. The Union Rescue Mission (URM) provides a comprehensive array of emergency and long-term services to its guests, including: food, shelter, clothing, medical and dental care, recovery programs, transitional housing, legal assistance, education, counseling, and job training to needy men, women, children and families. USC Neighborhood Outreach (UNO) was created to enhance the quality of life in the neighborhoods surrounding the University Park and Health Sciences campuses through mutually beneficial university-community partnerships. This year, UNO's priorities are to: 1) improve health outcomes particularly in the area of obesity and diabetes, 2) improve educational outcomes particularly for K-12 children, and 3) support job creation including training and small business development. The award is being used to provide services ranging from career path opportunities in Allied Health occupations for local area underrepresented high school students, to healthy eating and family fitness programs that address obesity and diabetes, to education programs targeting critical impact areas including key student transitions along the education pipeline, reading literacy by second grade, and algebra readiness in eighth grade. Programs will serve the children and families at 15 local elementary, middle, and high schools. | |
| AFFILIATED HEALTH CARE SYSTEM: | The organization sponsors numerous outreach programs throughout the local community, including health fairs, free health screenings and flu shots, educational booths and speaker series that are free and open to the public. In addition, the physician faculty of the Keck School of Medicine provide health care services to indigent patients of the County of Los Angeles through a contractual relationship with the County. These patients are offered access to a wide variety of treatments through clinical trials that they normally would not access absent the relationship between the County and USC. | |
| STATE FILING OF COMMUNITY BENEFIT REPORT | CA, | 990 SCHEDULE H, PART VI |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | STUDENT FINANCIAL AID | TypeOfGrant |
| Number Of Recipients | 18770 | NumberOfRecipients |
| Amount Of Cash Grant | 367804649 | AmountOfCashGrant |
| Method Of Valuation | N/A | MethodOfValuation |
| Description Of Non Cash Assistance | N/A | DescriptionOfNonCashAssistance |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE I | Identifier |
| Return Reference | PART I, LINE 2 | ReturnReference |
| Explanation | THE UNIVERSITY OF SOUTHERN CALIFORNIA ADMINISTERS ONE OF THE NATION'S LARGEST FINANCIAL AID PROGRAMS THROUGH ITS FINANCIAL AID OFFICE, AWARDING $367 MILLION IN AID TO OVER TWO-THIRDS OF OUR UNDERGRADUATE STUDENTS. WE WILL MEET THE FULL USC-DETERMINED FINANCIAL NEED OF ALL ADMITTED UNDERGRADUATE STUDENTS WHO MEET ALL FEDERAL, STATE AND UNIVERSITY ELIGIBILITY REQUIREMENTS AND DEADLINES. STUDENTS AND THEIR PARENTS ARE REQUIRED TO SUBMIT ALL APPLICATIONS AND SUPPORT DOCUMENTS, MEETING ALL DEADLINES, IN ORDER TO MAKE THEIR CLAIM FOR FINANCIAL ASSISTANCE AND TO BE CONSIDERED FOR FINANCIAL AID. PART III, COLUMN(C) THE CASH GRANT IS REFLECTED ON STUDENT ACCOUNTS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Personal Services | X | PersonalServices |
| Written Policy Re T And E Expenses | false | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (20 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CHRYSOSTOMOS L NIKIAS | |||||||||||||
| 709291 | 0 | 250000 | 0 | 186242 | 0 | 95333 | 0 | 75193 | 0 | 1316059 | 0 | 0 | 0 |
| STEVEN B SAMPLE | |||||||||||||
| 880502 | 0 | 103585 | 0 | 685192 | 0 | 208900 | 0 | 85531 | 0 | 1963710 | 0 | 0 | 0 |
| ELIZABETH GARRETT | |||||||||||||
| 502705 | 0 | 50000 | 0 | 95928 | 0 | 24500 | 0 | 16330 | 0 | 689463 | 0 | 0 | 0 |
| ROBERT ABELES | |||||||||||||
| 493232 | 0 | 100000 | 0 | 47475 | 0 | 24500 | 0 | 16112 | 0 | 681319 | 0 | 0 | 0 |
| ALBERT R CHECCIO | |||||||||||||
| 160168 | 0 | 0 | 0 | 11120 | 0 | 0 | 0 | 5547 | 0 | 176835 | 0 | 0 | 0 |
| TODD R DICKEY | |||||||||||||
| 410571 | 0 | 97000 | 0 | 63780 | 0 | 24500 | 0 | 8482 | 0 | 604333 | 0 | 0 | 0 |
| MARTHA HARRIS | |||||||||||||
| 321630 | 0 | 53000 | 0 | 59618 | 0 | 24500 | 0 | 34999 | 0 | 493747 | 0 | 0 | 0 |
| CAROL MAUCH AMIR | |||||||||||||
| 337834 | 0 | 50000 | 0 | 47235 | 0 | 24500 | 0 | 23360 | 0 | 482929 | 0 | 0 | 0 |
| MITCHELL R CREEM | |||||||||||||
| 593237 | 0 | 95000 | 0 | 90084 | 0 | 24500 | 0 | 23588 | 0 | 826409 | 0 | 0 | 0 |
| JAMES G ELLIS | |||||||||||||
| 433055 | 0 | 46000 | 0 | 24019 | 0 | 24500 | 0 | 17845 | 0 | 545419 | 0 | 0 | 0 |
| HOWARD A GILLMAN | |||||||||||||
| 309531 | 0 | 47000 | 0 | 29843 | 0 | 24500 | 0 | 55694 | 0 | 466568 | 0 | 0 | 0 |
| CARMEN A PULIAFITO MD | |||||||||||||
| 726678 | 0 | 110000 | 0 | 285052 | 0 | 24500 | 0 | 20920 | 0 | 1167150 | 0 | 0 | 0 |
| YANNIS C YORTSOS | |||||||||||||
| 311113 | 0 | 49000 | 0 | 12702 | 0 | 24500 | 0 | 98413 | 0 | 495728 | 0 | 0 | 0 |
| VAUGHN A STARNES MD | |||||||||||||
| 2472178 | 0 | 0 | 0 | 242000 | 0 | 24500 | 0 | 13679 | 0 | 2752357 | 0 | 0 | 0 |
| MONTE LANE KIFFIN | |||||||||||||
| 2077629 | 0 | 100000 | 0 | 185711 | 0 | 24500 | 0 | 18665 | 0 | 2406505 | 0 | 0 | 0 |
| KEVIN O'NEILL | |||||||||||||
| 1472882 | 0 | 0 | 0 | 163623 | 0 | 24500 | 0 | 21290 | 0 | 1682295 | 0 | 0 | 0 |
| INDERBIR SINGH GILL MD | |||||||||||||
| 1395100 | 0 | 0 | 0 | 138000 | 0 | 24500 | 0 | 18670 | 0 | 1576270 | 0 | 0 | 0 |
| MONTE GEORGE KIFFIN | |||||||||||||
| 1449365 | 0 | 0 | 0 | 46426 | 0 | 24500 | 0 | 13473 | 0 | 1533764 | 0 | 0 | 0 |
| DENNIS F DOUGHERTY | |||||||||||||
| 250000 | 0 | 0 | 0 | 4058 | 0 | 0 | 0 | 0 | 0 | 254058 | 0 | 0 | 0 |
| ALAN KREDITOR | |||||||||||||
| 344673 | 0 | 0 | 0 | 32181 | 0 | 24500 | 0 | 15715 | 0 | 417069 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| SCHEDULE J, PART I | LINE 1A AND LINE 1B: FIRST-CLASS TRAVEL: THE UNIVERSITY OF SOUTHERN CALIFORNIA REQUIRES THAT ECONOMY-CLASS (COACH) TRAVEL BE UTILIZED FOR UNIVERSITY BUSINESS. FIRST AND BUSINESS CLASS AIR TRAVEL IS ONLY ALLOWED WHEN THERE IS ADVANCE WRITTEN APPROVAL FROM THE CORPORATION, WHEN IT IS NECESSARY FOR MEDICAL REASONS, OR WHERE COACH CLASS IS UNAVAILABLE. THERE IS NO VALUE INCLUDED IN THE INDIVIDUAL'S FORM W-2 AS TAXABLE INCOME AS ONLY BUSINESS TRAVEL EXPENSES ARE PAID. CHARTER TRAVEL: THE UNIVERSITY OF SOUTHERN CALIFORNIA UTILIZES CHARTER TRAVEL ON OCCASION FOR ATHLETIC TEAM EVENTS FOR CERTAIN INDIVIDUALS AS PART OF THEIR RESPONSIBILITies AS EMPLOYEES OF THE UNIVERSITY OF SOUTHERN CALIFORNIA. THERE IS NO VALUE INCLUDED IN THE INDIVIDUAL'S FORM W-2 AS TAXABLE INCOME AS ONLY BUSINESS TRAVEL EXPENSES ARE PAID. TRAVEL FOR COMPANIONS: NONBUSINESS TRAVEL: THE UNIVERSITY OF SOUTHERN CALIFORNIA'S WRITTEN POLICY is NOT TO PAY OR REIMBURSE FOR COMPANION TRAVEL. EXCEPTIONS REQUIRE ADVANCE, WRITTEN APPROVAL FROM A SENIOR VICE PRESIDENT OR THE PRESIDENT AND THE EXPENSE IS REPORTED ON THE INDIVIDUAL'S FORM W-2 AS TAXABLE INCOME. BUSINESS TRAVEL: THE UNIVERSITY OF SOUTHERN CALIFORNIA ALLOWS COMPANION TRAVEL ONLY WHEN THERE IS A BUSINESS PURPOSE. THE AMOUNT IS NOT REPORTED ON THE EMPLOYEE's FORM W-2 AS TAXABLE INCOME AS ONLY BUSINESS TRAVEL EXPENSES ARE PAID. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: STEVEN B. SAMPLE RECEIVED A TAX GROSS-UP PAYMENT DURING 2010 WITH RESPECT TO A RETIREMENT GIFT FOR HIS YEARS OF SERVICE AS PRESIDENT OF THE UNIVERSITY WHICH WAS INCLUDED IN HIS FORM W-2 AS TAXABLE INCOME. HOUSING ALLOWANCE: HOUSING ALLOWANCES ARE GRANTED ONLY WHEN SUCH AN ALLOWANCE IS SPECIFICALLY STATED IN AN EMPLOYMENT CONTRACT. THE ALLOWANCE IS INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION ON FORM W-2. RESIDENCE FOR PERSONAL USE: LODGING PROVIDED IN THE PRESIDENT'S HOME (A UNIVERSITY BUILDING) TO THE CURRENT PRESIDENT IS NOT REPORTED ON FORM W-2 AS TAXABLE INCOME AS THE PRESIDENT IS REQUIRED TO ACCEPT SUCH LODGING AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE RENTAL VALUE OF THE PORTION OF THE PRESIDENT'S HOME THAT IS USED FOR PERSONAL PURPOSES IS INCLUDED AS A NONTAXABLE BENEFIT TO THE PRESIDENT. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: PAYMENT TO OR REIMBURSEMENT FOR AN INDIVIDUAL'S MEMBERSHIP IN, OR DUES TO, A PRIVATE CLUB FOR BUSINESS PURPOSES IS MADE AVAILABLE IN CERTAIN EMPLOYMENT CONTRACTS OR IS OTHERWISE APPROVED BY THE APPLICABLE SENIOR VICE PRESIDENT Or THE PRESIDENT. THE VALUE OF MEMBERSHIPS PROVIDED FOR BUSINESS PURPOSES IS NOT INCLUDED IN AN INDIVIDUAL'S W-2 AS TAXABLE INCOME. ANY PERSONAL USE OF THESE MEMBERSHIPS IS PAID FOR BY THE INDIVIDUAL. PERSONAL SERVICES: CERTAIN INDIVIDUALS received financial planning services. Such services ARE MADE AVAILABLE IN EMPLOYMENT CONTRACTS and the value of the services, IF USED, was included in the INDIVIDUALS' Form W-2 as taxable income. STEVEN B. SAMPLE received certain personal benefits, including administrative support such as bookkeeping, AND COORDINATION OF TRAVEL. Such services were approved AS PART OF HIS EMPLOYMENT CONTRACT and the value of tAXABLE services were included in DR. SAMPLE'S Form W-2 as taxable income. |
| LINE 4B: | STEVEN B. SAMPLE: AFTER SERVING AS PRESIDENT OF THE UNIVERSITY FOR MORE THAN 19 YEARS, DR. STEVEN B. SAMPLE STEPPED DOWN AS PRESIDENT ON AUGUST 2, 2010. DURING DR. SAMPLE'S TENURE AS PRESIDENT, THE UNIVERSITY SOLIDIFIED ITS STATUS AS ONE OF THE NATION'S LEADING RESEARCH UNIVERSITIES--RISING 25 POINTS IN THE ANNUAL U.S. NEWS & WORLD REPORT COLLEGE RANKINGS WITH THE NUMBER OF FRESHMAN APPLICATIONS NEARLY TRIPLING AND UNDERGRADUATE SAT SCORES RISING MORE THAN 300 POINTS. THE UNIVERSITY'S ENDOWMENT ALSO QUINTUPLED, AND USC CLAIMED 20 NATIONAL CHAMPIONSHIPS IN MEN'S AND WOMEN'S INTERCOLLEGIATE SPORTS. UPON RETIRING AS PRESIDENT, DR. SAMPLE WAS PAID HIS ACCRUED BUT UNUSED VACATION BENEFIT, WHICH WAS CAPPED PURSUANT TO UNIVERSITY POLICY. DR. SAMPLE IS ENTITLED TO RECEIVE RETIREMENT BENEFITS UNDER A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("SERP"), PAYABLE IN THREE ANNUAL INSTALLMENTS. THE SERP BENEFIT WAS CALCULATED AS THE AMOUNT WHICH, WHEN ADDED TO BENEFITS AVAILABLE FROM OTHER UNIVERSITY RETIREMENT PLANS, IS PROJECTED TO GENERATE THE ACTUARIAL EQUIVALENT OF A PRE-TAX, LIFETIME PENSION EQUAL TO APPROXIMATELY 60% OF DR. SAMPLE'S FINAL THREE YEAR AVERAGE ANNUAL SALARY AS PRESIDENT, BASED ON VARIOUS ASSUMPTIONS AND PROJECTIONS, AND SUBJECT TO A RISK OF FORFEITURE RELATED TO THE PERFORMANCE OF FUTURE SERVICES. $140,000 OF THE SERP BENEFIT ACCRUED DURING 2010. IN ADDITION, DR. SAMPLE IS ENTITLED TO RECEIVE A POST-RETIREMENT HOUSING ALLOWANCE, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE RELATED TO THE PERFORMANCE OF FUTURE SERVICES, $44,400 OF WHICH ACCRUED DURING 2010. BOTH AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN C. CHRYSOSTOMOS L. NIKIAS ON AUGUST 3, 2010, DR. CHRYSOSTOMOS L. NIKIAS BECAME PRESIDENT OF THE UNIVERSITY. DURING THE PERIOD FROM AUGUST 3, 2010 THROUGH DECEMBER 31, 2010, DR. NIKIAS PARTICIPATED IN A "DEFINED CONTRIBUTION" NON-QUALIFIED RETIREMENT PLAN, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, TO WHICH AN AMOUNT EQUAL TO 20% OF DR. NIKIAS' BASE SALARY WAS CREDITED BY THE UNIVERSITY. THIS AMOUNT IS INCLUDED IN SCHEDULE J, PART II, COLUMN C. LINE 4B: IN 1994 USC CREATED A SECTION 457(F) SUPPLEMENTAL RETIREMENT PLAN TO PROVIDE MAKE-UP BENEFITS TO EMPLOYEES WHOSE COMPENSATION EXCEEDS THE EARNINGS LIMITATION FOR CONTRIBUTIONS TO THE USC DEFINED CONTRIBUTION RETIREMENT PLAN. AS OF JANUARY 1, 2005, THE PLAN WAS FROZEN AND PARTICIPANTS, WITH RESPECT TO FUTURE MAKE-UP BENEFITS, WERE NO LONGER PERMITTED TO DEFER THESE BENEFITS, WHICH ARE INSTEAD CURRENTLY REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III) AS OTHER REPORTABLE COMPENSATION. SCHEDULE J, PART I, LINE 7: CERTAIN INDIVIDUALS LISTED IN SCHEDULE J, PART II, COLUMN (B)(ii) RECEIVED A MERIT BASED BONUS. THEIR NAMES AND THE AMOUNT OF SUCH BONUSES ARE SHOWN ON SCHEDULE J, PART II, COLUMN (B)(II). |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| CEFA - SERIES 2003A AND 2003C | |||||||
| 521705592 | 130175YD8 | 2003-03-20 | 202171000 | CONSTRUCTION | false | false | false |
| CEFA - SERIES 2003B | |||||||
| 521705592 | 130175YS5 | 2003-07-08 | 13957853 | REFINANCING SERIES 1993 AND 1993B | false | false | false |
| CEFA - SERIES 2005 | |||||||
| 521705592 | 1301757U0 | 2005-08-03 | 69564157 | REFINANCING SERIES 1997A AND 1997C | false | false | false |
| CEFA - SERIES 2007A | |||||||
| 521705592 | 130178HC3 | 2007-05-24 | 266125246 | CONST. & REFIN. SERIES 2003A & C | false | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)
| Amount RetiredAmountRetired | Total ProceedsTotalProceeds | Capital ExpendituresCapitalExpenditures | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind | Other Spent ProceedsOtherSpentProceeds | Issuance Costs From ProceedsIssuanceCostsFromProceeds |
|---|---|---|---|---|---|---|---|---|---|
| 153314184 | 213611802 | 213611802 | 2007 | false | false | true | true | ||
| 7823103 | 13957853 | true | false | true | true | 13957006 | |||
| 739173 | 69564157 | true | false | true | true | 68738628 | 641455 | ||
| 4840362 | 271228390 | 108008373 | 2010 | true | true | true | true | 161923692 | 1702833 |
Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Bond Counsel Routinely EngagedBondCounselRoutinelyEngaged | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|---|
| false | false | false | true | true | 0.00440 | 0.00000 | 0.00440 | true |
| false | false | false | false | true | true | |||
| false | false | false | false | true | true | |||
| false | false | false | true | true | 0.00300 | 0.00300 | 0.00600 | true |
Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| true | true | false | false | true | false |
| true | true | false | false | true | false |
| false | false | false | false | false | false |
| false | false | false | false | false | false |
Form990 Schedule K Part V Form990ScheduleKPartV (3 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| SCHEDULE K, PART II, LINE 3 | THE AMOUNTS OF TOTAL PROCEEDS OF ISSUE ON LINE 3 INCLUDES INVESTMENT EARNINGS. |
| SCHEDULE K, PART II, LINE 7 | THE ISSUANCE COSTS FOR CEFA SERIES 2003A AND 2003C, AND CEFA SERIES 2003B WERE PAID OUT OF UNIVERSITY FUNDS. |
| SCHEDULE K, PART III | AN ELECTION WAS MADE FOR THE RONALD N. TUTOR CAMPUS CENTER AND THE BROAD CIRM CENTER FOR REGENERATIVE MEDICINE TO FIRST ALLOCATE ANY PRIVATE BUSINESS USE TO EQUITY. |
Schedule L IRS990ScheduleL
Loan Table LoanTable (11 entries)
| Purpose Of LoanPurposeOfLoan | Loan From OrganizationLoanFromOrganization | Original PrincipalOriginalPrincipalAmount | Balance DueBalanceDue | DefaultDefault | Approved By BoardApprovedByBoard | Written AgreementWrittenAgreement | Loan To OrganizationLoanToOrganization |
|---|---|---|---|---|---|---|---|
| CARMEN PULIAFITO MD | |||||||
| HOUSING LOAN | X | $800,000 | 727684 | false | false | true | |
| CARMEN PULIAFITO MD | |||||||
| HOUSING LOAN | X | $1,200,000 | 600000 | false | false | true | |
| ALBERT CHECCIO | |||||||
| HOUSING LOAN | X | $1,000,000 | 1000000 | false | true | true | |
| ALBERT CHECCIO | |||||||
| HOUSING LOAN | X | $500,000 | 489776 | false | true | true | |
| ELIZABETH GARRETT | |||||||
| FACULTY HOUSING LOAN | X | $350,000 | 337698 | false | false | true | |
| ELIZABETH GARRETT | |||||||
| FACULTY HOUSING LOAN | X | $150,000 | 120000 | false | false | true | |
| ANDRES MARMOR | |||||||
| FACULTY HOUSING LOAN | X | $350,000 | 337698 | false | false | true | |
| ANDRES MARMOR | |||||||
| FACULTY HOUSING LOAN | X | $150,000 | 120000 | false | false | true | |
| KEVIN O'NEILL | |||||||
| HOUSING LOAN | X | $500,000 | 500000 | false | false | true | |
| TAMARA H GUSTAVSON | |||||||
| LOAN | $15,000,000 | 16218250 | false | false | true | X | |
| BW HUGHES TRUSTEE | |||||||
| LOAN | $15,000,000 | 15062500 | false | false | true | X | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 35513606 | TotalBalanceDue |
Form990 Schedule L Part IV Form990ScheduleLPartIV (19 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| CAROL DOUGHERTY | |||
| SPOUSE OF FRMR SR VP/CFO | 290901 | USC EMPLOYEE | false |
| MAUREEN DOUGHERTY | |||
| DGHTER-IN-LAW OF FRMR OFF | 157195 | USC EMPLOYEE | false |
| ADAM DUNCAN | |||
| SON-IN-LAW OF TRUSTEE | 237064 | USC EMPLOYEE | false |
| ANDRES MARMOR | |||
| SPOUSE OF OFFICER | 327953 | USC EMPLOYEE | false |
| NIKI C NIKIAS | |||
| SPOUSE OF OFFICER | 97878 | USC EMPLOYEE | false |
| KATHRYN SAMPLE | |||
| SPOUSE OF OFFICER | 30185 | USC EMPLOYEE | false |
| JANET PINE | |||
| SPOUSE OF KEY EMPLOYEE | 110000 | USC EMPLOYEE | false |
| ROBERT S MARTIN | |||
| BROTHER OF TRUSTEE | 23738 | USC EMPLOYEE | false |
| AIG | |||
| TRUSTEE ON BOARD | 1170305 | INSURANCE | false |
| APPLE COMPUTER | |||
| TRUSTEE ON BOARD | 12289273 | EQUIPMENT & SOFTWARE | false |
| BANK OF AMERICA | |||
| TRUSTEE ON BOARD | 399495 | BANKING FEES | false |
| CHEVRON | |||
| TRUSTEE ON BOARD | 2963029 | GRANTS & SPONSORSHIP | false |
| CHEVRON | |||
| TRUSTEE ON BOARD | 283198 | FUEL | false |
| SEQUOIA CAPITAL | |||
| TRUSTEE IS MANAGING PTR | 2734150 | LP CAPITAL DISTRIBUTION | false |
| TUTOR-SALIBA | |||
| TRUSTEE IS PRESIDENT/CEO | 11895980 | CONSTRUCTION SVCS | false |
| URS GROUP INC | |||
| TRUSTEE ON PARENT BOARD | 173736 | ENGINEERING SVCS | false |
| WALT DISNEY COMPANY | |||
| TRUSTEE ON BOARD | 936773 | ENTERTAINMENT | false |
| WESTERN ASSET FUNDS | |||
| TRUSTEE IS CHAIRMAN | 211731 | INVESTMENT FEES | false |
| WIND RIVER SYSTEMS INC | |||
| TRUSTEE IS CHRMN/CEO/PRES | 100298 | SOFTWARE | false |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArt | |
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest |
Books And Publications BooksAndPublications
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Noncash Contribs Rptd F990 | 64360 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | APPRAISED VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Clothing And Household Goods | ClothingAndHouseholdGoods |
Cars And Other Vehicles CarsAndOtherVehicles
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 1 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 4555 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | SELLING PRICE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 195 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 25430093 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | HIGH-LOW AVERAGE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther |
Real Estate Residential RealEstateResidential
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 3 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 900000 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | APPRAISED VALUE | MethodOfDeterminingRevenues |
Real Estate Commercial RealEstateCommercial
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 1 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 475000 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | APPRAISED VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts |
Other Non Cash Contributions Table OtherNonCashContributionsTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Description | EQUIPMENT | Description |
| Number Of Contributions | 3 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 1516100 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of8283 Received | 8 | NumberOf8283Received |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | true | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| SCHEDULE M, PART I, COLUMN(B) | THE ORGANIZATION IS REPORTING THE NUMBER OF ITEMS RECEIVED. | |
| SCHEDULE M, PART I, LINE 32(A) | THE UNIVERSITY OF SOUTHERN CALIFORNIA UTILIZES BROKERAGE FIRMS TO SELL NON-CASH CONTRIBUTIONS THAT THE UNIVERSITY RECEIVES AS GIFTS AND THE PROCEEDS ARE REMITTED BACK TO THE UNIVERSITY. |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (12 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| Form 990, PART 1, LINE 1 and Part III, Line 1 | The central mission of the University of Southern California is the development of human beings and society as a whole through the cultivation and enrichment of the human mind and spirit. The principal means by which our mission is accomplished are teaching, research, artistic creation, professional practice and selected forms of public service. Our first priority as faculty and staff is the education of our students, from freshmen to postdoctorals, through a broad array of academic, professional, extracurricular and athletic programs of the first rank. The integration of liberal and professional learning is one of USC's special strengths. We strive constantly for excellence in teaching knowledge and skills to our students, while at the same time helping them to acquire wisdom and insight, love of truth and beauty, moral discernment, understanding of self, and respect and appreciation for others. Research of the highest quality by our faculty and students is fundamental to our mission. USC is one of a very small number of premier academic institutions in which research and teaching are inextricably intertwined, and on which the nation depends for a steady stream of new knowledge, art and technology. Our faculty are not simply teachers of the works of others, but active contributors to what is taught, thought | |
| and practiced throughout the world. | USC is pluralistic, welcoming outstanding men and women of every race, creed and background. We are a global institution in a global center, attracting more international students over the years than any other American university. And we are private, unfettered by political control, strongly committed to academic freedom, and proud of our entrepreneurial heritage. An extraordinary closeness and willingness to help one another are evident among USC students, alumni, faculty, and staff; indeed, for those within its compass the Trojan Family is a genuinely supportive community. Alumni, trustees, volunteers and friends of USC are essential to this family tradition, providing generous financial support, participating in university governance, and assisting students at every turn. In our surrounding neighborhoods and around the globe, USC provides public leadership and public service in such diverse fields as health care, economic development, social welfare, scientific research, public policy and the arts. We also serve the public interest by being the largest private employer in the city of Los Angeles, as well as the city's largest export industry in the private sector. USC has played a major role in the development of Southern California for more than a century, and plays an increasingly important role in the development of the nation and the world. We expect to continue to play these roles for many centuries to come. Thus our planning, commitments and fiscal policies are directed toward building quality and excellence in the long term. | |
| FORM 990, PART 1, LINE 6 | THE UNIVERSITY OF SOUTHERN CALIFORNIA HAS MANY VOLUNTEERS INCLUDING TRUSTEES, BUT DOES NOT FORMALLY TRACK THIS POPULATION. | |
| FORM 990, PART III, LINE 4D | SPONSORED RESEARCH: THE MAJOR RESEARCH IS IN MEDICINE, ENGINEERING AND THE SCIENCES. THE INSTITUTION HAS 487 CONTRACTS/GRANTS AWARDED BY THE FEDERAL GOVERNMENT AND 526 AWARDED IN 2010-2011 BY PRIVATE CORPORATIONS, FOUNDATIONS, OR STATE AND LOCAL GOVERNMENTS FOR BASIC RESEARCH. | OTHER PROGRAM SERVICES |
| FORM 990, PART VI, LINE 2 | CERTAIN OFFICERS, TRUSTEES AND KEY EMPLOYEES OF USC SIT ON THE BOARDS OF THE FOLLOWING USC AFFILIATES: USC REAL ESTATE DEVELOPMENT CORPORATION (UNTIL FEBRUARY 2011): TODD R DICKEY JOHN KUSMIERSKY DANIEL D LANE WILLIAM E B SIART MAY DEWRIGHT TRUST: ROBERT ABELES CARMEN A. PULIAFITO, MD EDWARD P. ROSKI, JR. USC Trustee John Mork and USC Trustee Jerry Neely HAVE A BUSINESS RELATIONSHIP. USC Trustee David Lee AND USC Trustee Monica Lozano HAVE A BUSINESS RELATIONSHIP. USC Trustee Kenneth Klein AND USC Trustee Mark Stevens HAVE A BUSINESS RELATIONSHIP. USC PRESIDENT/TRUSTEE STEVEN SAMPLE AND USC TRUSTEE LYDIA KENNARD HAVE A BUSINESS RELATIONSHIP. USC PRESIDENT/TRUSTEE STEVEN SAMPLE AND USC DEAN JAMES ELLIS HAVE A BUSINESS RELATIONSHIP. | |
| Form 990, Part VI, Line 11(B) | The University of Southern California's Form 990 is reviewed at several levels. The University engages an external public accounting firm to assist in the preparation and review of its Form 990 and who signs as paid preparer. Among those who conduct the review of the final Form 990 at the University include MANAGEMENT, external counsel and the AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES. The review of Form 990 is conducted prior to it being filed and A FINAL COPY OF THE FORM 990 IS provided to each member of the governing board before it is filed. | |
| FORM 990, PART VI, LINE 12 | THE UNIVERSITY MAINTAINS A CONFLICT OF INTEREST AND ETHICS POLICY AND PROCEDURE WHICH COVERS ALL FACULTY MEMBERS (INCLUDING PART-TIME AND VISITING FACULTY), NON-FACULTY AND OTHER EMPLOYEES (SUCH AS POSTDOCTORAL SCHOLARS), AND STUDENTS (INCLUDING POSTDOCTORAL FELLOWS AND GRADUATE STUDENTS) EMPLOYED OR OTHERWISE ENGAGED BY THE UNIVERSITY. PURSUANT TO THE POLICY, CONFLICTS ARE MANAGED AFTER APPROPRIATE DISCLOSURE AND EVALUATION. IN ADDITION TO THE PROCEDURE SET FORTH IN THE UNIVERSITY'S CONFLICT OF INTEREST AND ETHICS POLICY AND PROCEDURE, PURCHASING SERVICES ALSO MAY IDENTIFY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST OR COMMITMENT IN THE COURSE OF PERFORMING THEIR DUTIES. IN THE EVENT THAT PURCHASING SERVICES IDENTIFIES A SITUATION THAT IS OR APPEARS TO BE A CONFLICT OF INTEREST OR COMMITMENT, THEY ARE REQUIRED TO REQUEST THAT A DISCLOSURE BE MADE UNDER THIS POLICY AND WILL COORDINATE WITH THE RELEVANT DEPARTMENT, UNIT OR SCHOOL TO ADDRESS AND MANAGE THE CONFLICT. DEPENDING UPON THE POTENTIAL MAGNITUDE OF THE ISSUE, PURCHASING SERVICES ALSO MAY REFER THE ISSUE TO THE SENIOR VICE PRESIDENT FOR ADMINISTRATION OR HIS OR HER DESIGNEE, FOR RESOLUTION. PURCHASING SERVICES MAY SUSPEND ANY FURTHER ACTION ON THE REQUEST THAT INITIATED THE DISCLOSURE UNTIL SUCH TIME AS THE CONFLICT IS MANAGED. IN ADDITION TO THE PROCEDURES SET FORTH ABOVE, A UNIVERSITY FACULTY MEMBER OR NON-FACULTY EMPLOYEE IS REQUIRED TO OBTAIN THE PRIOR WRITTEN APPROVAL FROM THE PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS OR SENIOR VICE PRESIDENT FOR ADMINISTRATION BEFORE HE OR SHE MAY ENDORSE OR AUTHORIZE ENDORSEMENT OF ANY PRODUCT OR SERVICE ON BEHALF OF THE UNIVERSITY. ASSISTANCE IN MANAGING POTENTIAL CONFLICTS OF INTEREST FOR NON-FACULTY EMPLOYEES IS AVAILABLE FROM THE MANAGER OF PERSONNEL SERVICES, POLICIES AND PROCEDURES ON THE UNIVERSITY PARK CAMPUS; OR, FOR NON-FACULTY EMPLOYEES ON THE HEALTH SCIENCES CAMPUS, THE DIRECTOR OF PERSONNEL SERVICES. FOR FACULTY, ASSISTANCE IS AVAILABLE FROM THE VICE PROVOST FOR FACULTY AFFAIRS. THE OFFICE OF THE GENERAL COUNSEL OR THE OFFICE OF COMPLIANCE ALSO MAY BE CONSULTED FOR ASSISTANCE. FAILURE TO DISCLOSE AND MANAGE ACTUAL OR POTENTIAL CONFLICTS OF INTEREST UNDER THIS POLICY, INCLUDING THE EXPECTATIONS DETAILED ABOVE ABOUT WHAT AN INDIVIDUAL SHOULD OR SHOULD NOT DO, MAY BE CAUSE FOR DISCIPLINARY ACTION, WHICH MAY RESULT IN TERMINATION. FOR FACULTY, SUCH ACTION SHALL OBSERVE ALL PROVISIONS OF THE POLICIES PUBLISHED IN THE FACULTY HANDBOOK. ANY DISCIPLINARY ACTION AGAINST A FACULTY MEMBER OR NON-FACULTY EMPLOYEE UNDER THIS POLICY MUST TAKE INTO ACCOUNT THE SCALE OF THE OFFENSE, THE INDIVIDUAL'S INTENT, AND THE DEGREE OF WRONGDOING. THE UNIVERSITY MAINTAINS A CONFLICT OF INTEREST POLICY FOR MEMBERS OF THE BOARD OF TRUSTEES. IN GENERAL, THE POLICY REQUIRES THAT A TRUSTEE MUST AVOID USING HIS OR HER POSITION FOR PERSONAL GAIN OR ADVANTAGE, OR TO OBTAIN A FAVORED STATUS FOR ANY SPECIAL GROUP, BUSINESS OR FAMILY ENTITY WITH WHICH THE TRUSTEE IS AFFILIATED. THE POLICY APPLIES TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES. A TRUSTEE WILL CONTINUE TO BE SUBJECT TO THE POLICY FOR FIVE YEARS AFTER LEAVING THE BOARD. IF A TRUSTEE BECOMES AWARE OF A FINANCIAL INTEREST THAT MAY BE MATERIAL, HE OR SHE IS REQUIRED TO IMMEDIATELY DISCLOSE THAT FINANCIAL INTEREST TO THE CHAIRMAN OF THE BOARD. SUCH DISCLOSURE IS IN ADDITION TO THE REQUIRED ANNUAL DISCLOSURES. - AFTER CONDUCTING A REASONABLE INVESTIGATION UNDER THE CIRCUMSTANCES, WHICH SHOULD INCLUDE AN ANALYSIS OF COMPARABLE ARRANGEMENTS OR TRANSACTIONS OR THE RECEIPT OF AN OPINION FROM AN EXPERT IN THE RELEVANT FIELD, THE BOARD SHOULD DETERMINE IN GOOD FAITH WHETHER USC COULD OBTAIN A MORE ADVANTAGEOUS FINANCIAL ARRANGEMENT OR TRANSACTION WITH REASONABLE EFFORTS FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. - IN ADDITION, THE BOARD SHOULD DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED MEMBERS, WITH KNOWLEDGE OF THE MATERIAL FACTS CONCERNING THE FINANCIAL ARRANGEMENT OR TRANSACTION AND THE TRUSTEE'S FINANCIAL INTEREST IN THE ARRANGEMENT OR TRANSACTION, WHETHER THE ARRANGEMENT OR TRANSACTION IS IN USC'S BEST INTEREST, FOR ITS OWN BENEFIT AND IS FAIR AND REASONABLE TO USC. THE BOARD SHOULD MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE ARRANGEMENT OR TRANSACTION IN CONFORMITY WITH SUCH DETERMINATION. - SHOULD THE BOARD APPROVE THE FINANCIAL ARRANGEMENT OR TRANSACTION IN QUESTION, THE TRUSTEE WHO HAS A CONFLICT OF INTEREST WILL BE REQUIRED TO ACT IN GOOD FAITH AND WITH FAIRNESS, AND TO REFRAIN FROM EXERTING UNDUE PRESSURE OR INFLUENCE. IN THE BOARD'S DISCRETION, IT MAY ALSO REQUIRE SUCH TRUSTEE TO BE SUBJECT TO THE OVERSIGHT OF A DISINTERESTED TRUSTEE. THIS POLICY HAS BEEN APPROVED BY THE BOARD. | |
| FORM 990, PART VI, LINES 13 AND 14 | THE UNIVERSITY OF SOUTHERN CALIFORNIA HAS A DOCUMENT RETENTION AND DESTRUCTION POLICY AND A WHISTLEBLOWER POLICY WHICH WERE PREVIOUSLY ISSUED BY UNIVERSITY MANAGEMENT AND ARE CURRENTLY IN EFFECT. BOTH POLICIES CAN BE FOUND ON THE UNIVERSITY'S WEBSITE. THESE POLICIES WERE FORMALLY APPROVED BY THE BOARD AFTER THE CLOSE OF THE FISCAL YEAR. | |
| FORM 990, PART VI, LINE 15 | THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT, OFFICERS AND KEY EMPLOYEES IS DETERMINED ANNUALLY USING THE SAFE HARBOR PROCESS DESCRIBED IN TREASURY REGULATION SECTION 53.4958-6. NAMELY, A COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES TAKES THE FOLLOWING THREE STEPS: (1) IT ENSURES THAT NO MEMBER OF THE COMMITTEE HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT BEING REVIEWED, (2) IT LOOKS TO COMPARABILITY DATA AND SPECIALIZED COMPENSATION REPORTS (AND IN SOME CASES OPINIONS) PREPARED FOR THE UNIVERSITY BY COMPENSATION CONSULTANTS WITH RESPECT TO SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILARLY SITUATED UNIVERSITIES, AND (III) IT MAINTAINS A CONTEMPORANEOUS RECORD OF ITS DELIBERATIONS AND DECISIONS. | |
| FORM 990, PART VI, LINE 19 | THE UNIVERSITY MAKES ITS BYLAWS, FINANCIAL STATEMENTS/ANNUAL REPORT, CONFLICT OF INTEREST AND ETHICS, AND CONFLICT OF INTEREST IN RESEARCH POLICIES AVAILABLE TO THE GENERAL PUBLIC ON THE ORGANIZATION'S WEBSITE. | |
| FORM 990, PART VII | ELIZABETH GARRETT: INTERIM SENIOR VICE PRESIDENT, ACADEMIC AFFAIRS AND PROVOST (FROM AUGUST 3, 2010 UNTIL OCTOBER 27, 2010). PROVOST AND SENIOR VICE PRESIDENT, ACADEMIC AFFAIRS (FROM OCTOBER 28, 2010 TO PRESENT). ROBERT ABELES: INTERIM SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (UNTIL AUGUST 2, 2010) AND SENIOR VICE PRESIDENT, FINANCE AND CHIEF FINANCIAL OFFICER (FROM AUGUST 3, 2010 TO PRESENT). | |
| FORM 990, PART XI, LINE 5 | UNREALIZED GAINS ON INVESTMENTS $437,185,950 PRESENT VALUE ADJUSTMENT TO TRUST LIABILITY ($ 16,498,888) -------------- $420,687,062 | OTHER CHANGES IN NET ASSETS |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI
Name Of Disregarded Entity NameOfDisregardedEntity
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | USC GATEWAY LLC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | UNIVERSITY GARDENS - UGB203 | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 90089 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202108058 | EIN |
| Primary Activities | PROPERTY MGMT | PrimaryActivities |
| Legal Domicile State | CA | LegalDomicileState |
| Total Income | 0 | TotalIncome |
| EOY Assets | 0 | EOYAssets |
Form990 Schedule R Part II Form990ScheduleRPartII (12 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| AE MANN INSTIT FOR BIOMEDICAL ENGINEER | ||||||||||
| c/o USC UGB203 | LOS ANGELES | CA | 900898003 | 954684347 | BIOMEDICAL | DE | 501(c)(3) | 11A | NA | false |
| ICT PRODUCTIONS INC | ||||||||||
| C/O USC UGB203 | LOS ANGELES | CA | 900898003 | 954843260 | EDUC. MEDIA | CA | 501(c)(3) | 11A | USC | true |
| LORD FOUNDATION OF CALIFORNIA | ||||||||||
| C/O USC UGB203 | LOS ANGELES | CA | 900898003 | 953168340 | USC SUPPORT | CA | 501(c)(3) | 11A | USC | true |
| DAVID X MARKS FOUNDATION | ||||||||||
| C/O USC UGB203 | LOS ANGELES | CA | 900898003 | 956034304 | USC SUPPORT | CA | 501(c)(3) | 11A | USC | true |
| USC CARE MEDICAL GROUP INC | ||||||||||
| 1510 SAN PABLO ST SUITE 649 | LOS ANGELES | CA | 900334613 | 954540991 | MANAGED CARE | CA | 501(c)(3) | 9 | USC | true |
| INITIATIVE & REFERENDUM INSTITUTE | ||||||||||
| C/O USC | LOS ANGELES | CA | 900891427 | 522075146 | EDUCATION | NE | 501(c)(3) | 7 | USC | true |
| HEALTH RESEARCH ASSOCIATION INC | ||||||||||
| 1640 MARENGO STREET 7TH FL | LOS ANGELES | CA | 900898003 | 951683862 | MED. RESEARCH | CA | 501(c)(3) | 4 | USC | true |
| SURVIVORS OF SHOAH VISUAL HISTORY FDN | ||||||||||
| C/O USC 650 W 35TH ST | LOS ANGELES | CA | 90089 | 954474965 | EDUC. MEDIA | CA | 501(c)(3) | 7 | USC | true |
| MANN DIVERSIFIED CHARITABLE FUND INC | ||||||||||
| 355 S GRAND AVE SUITE 1710 | LOS ANGELES | CA | 90071 | 954871035 | USC SUPPORT | DE | 501(c)(3) | 11A | NA | false |
| PACIFIC-12 CONFERENCE | ||||||||||
| 1350 TREAT BOULEVARD | WALNUT CREEK | CA | 94597 | 941459048 | USC SUPPORT | CA | 501(c)(3) | 11A | NA | false |
| CLASSICAL PUBLIC RADIO NETWORK | ||||||||||
| 7409 SOUTH ALTON COURT | CENTENNIAL | CO | 80112 | 841474681 | EDUC. MEDIA | CO | 501(c)(3) | 11A | NA | false |
| THE ASC TRUST AT USC | ||||||||||
| C/O R FOX 1500 MARKET STREET | PHILADELPHIA | PA | 19102 | 776216147 | USC SUPPORT | PA | 501(C)(3) | 11D | NA | false |
Form990 Schedule R Part IV Form990ScheduleRPartIV (5 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Direct Controlling Entity NADirectControllingEntityNA | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| USC REAL ESTATE DEV CORP (UNTIL 22011) | ||||||||||||
| UNIVERSITY PARK - ADM 352 | LOS ANGELES | CA | 900895013 | 930970076 | REAL ESTATE | CA | N/A | C | 1188 | 0 | 1.00000 | |
| MAY ROBERTS DEWRIGHT TRUST | ||||||||||||
| UNIVERSITY GARDENS - UGB203 | LOS ANGELES | CA | 900898003 | 956284845 | USC SUPPORT | CA | N/A | T | 814482 | 8169595 | 1.00000 | |
| INTEGRATED DIGITAL ASSET CORPORATION | ||||||||||||
| UNIVERSITY GARDENS - UGB203 | LOS ANGELES | CA | 900898003 | 954680904 | 3RD PARTY CON | CA | N/A | C | 0 | 100 | 1.00000 | |
| CHARITABLE REMAINDER TRUST (272) | ||||||||||||
| FUNDRAISING | CA | T | NA | |||||||||
| POOLED INCOME FUND (2) | ||||||||||||
| FUNDRAISING | CA | T | NA | |||||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | false | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | true | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | true | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | true | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | true | SharingOfFacilities |
| Sharing Of Paid Employees | true | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | true | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | true | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (12 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| ICT PRODUCTIONS | ||
| Q | 631702 | FMV |
| LORD FOUNDATION | ||
| R | 13369258 | FMV |
| LORD FOUNDATION | ||
| C | 1480000 | FMV |
| USC CARE MEDICAL GROUP | ||
| P | 191593802 | FMV |
| MAY DEWRIGHT FOUNDATION | ||
| R | 3195136 | FMV |
| MAY DEWRIGHT FOUNDATION | ||
| C | 602275 | FMV |
| HEALTH RESEARCH ASSOCIATION | ||
| R | 155507 | FMV |
| HEALTH RESEARCH ASSOCIATION | ||
| E | 2481376 | FMV |
| HEALTH RESEARCH ASSOCIATION | ||
| J | 952654 | FMV |
| HEALTH RESEARCH ASSOCIATION | ||
| P | 2399296 | FMV |
| HEALTH RESEARCH ASSOCIATION | ||
| Q | 847463 | FMV |
| DAVID X MARKS FOUNDATION | ||
| C | 1151066 | FMV |
Form990 Schedule R Part VII Form990ScheduleRPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PART IV, LINE 4, COLUMN (C) | Identifier |
| Explanation | THE LEGAL DOMICILES OF THE CHARITABLE REMAINDER TRUSTS INCLUDE: CA, CO, HI, IL, IN, NV, NY, NC. | Explanation |