RIVERS FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- RIVERS FOUNDATION (EIN 27-0167279)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-08
- IRS object ID
- 201221309349101642
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- General Explanation Attachment
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-08T15:02:16-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 270167279 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Rivers Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RIVE | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Philip Rivers | Name |
| Title | President | Title |
| Date Signed | 2012-02-27 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-02-27 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1366452 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 500000 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 23807 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 23807 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 3916 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 37943 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 3916 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 1 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 1 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 527724 | TotalRevenueAndExpenses |
| Total Net Investment Income | 27724 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 7172 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 7172 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 153 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 99 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 11312 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 35 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 11277 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 18637 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 7306 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 11277 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 210500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 210500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 229137 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 7306 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 221777 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 298587 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 20418 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 783050 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 584036 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 584036 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 298251 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 795852 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 782416 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 1081301 | TotalAssetsBOY |
| Total Assets EOY | 1379888 | TotalAssetsEOY |
| Total Assets EOYFMV | 1366452 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 1081301 | RetainedEarningsBOY |
| Retained Earnings EOY | 1379888 | RetainedEarningsEOY |
| Total Net Assets BOY | 1081301 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1379888 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1081301 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1379888 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1081301 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 298587 | ExcessOfRevenueOverExpenses |
| Subtotal | 1379888 | Subtotal |
| Total Net Assets Fund Balances EOY | 1379888 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 37943 | GrossSalesPrice |
| Cost Or Other Basis | 34027 | CostOrOtherBasis |
| Gain Or Loss | 3916 | GainOrLoss |
| Gains Minus Excess Or Losses | 3916 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 3916 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 165044 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 471500 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.350040 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 8596 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 152270 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.056452 | DistributionRatioYear2 |
| Total Distribution Ratio | 000.406492 | TotalDistributionRatio |
| Average Distribution Ratio | 000.203246 | AverageDistributionRatio |
| Net Noncharitable Assets | 1004567 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 204174 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 204 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 204378 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 221777 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 204 | InvestmentIncomeExciseTax |
| Subtotal | 204 | Subtotal |
| Tax Based On Investment Income | 204 | TaxBasedOnInvestmentIncome |
| Tax Due | 204 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Philip M Rivers | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | President / Director / Secretary | 001.00 | 0 |
| Tiffany Rivers | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 799608 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 220257 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1019865 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 1019865 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 15298 | CashDeemedCharitable |
| Net Noncharitable Assets | 1004567 | NetNoncharitableAssets |
| Minimum Investment Return | 50228 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 50228 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 204 | TaxBasedOnInvestmentIncome |
| Total Tax | 204 | TotalTax |
| Distributable Amount Before Adj | 50024 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 50024 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 50024 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 221777 | ExpensesAndContributions |
| Qualifying Distributions | 221777 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 204 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 221573 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 50024 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year2 | 3715 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 141577 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 145292 | TotalExcessDistriCarryover |
| Qualifying Distributions | 221777 | QualifyingDistributions |
| Applied To Current Year | 50024 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 171753 | RemainingDistriFromCorpus |
| Total Corpus | 317045 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 317045 | ExcessDistriCyovToNextYear |
| Excess From Year2 | 3715 | ExcessFromYear2 |
| Excess From Year1 | 141577 | ExcessFromYear1 |
| Excess From Current Year | 171753 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Philip M Rivers | ContributingManager |
| Contributing Manager | Tiffany Rivers | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (9 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CATHOLIC ANSWERS INC | |||||||
| PO BOX 199000 | SAN DIEGO | CA | 92159 | N/A | 509(a)(1) | General Unrestricted | $55,000 |
| CHURCH OF THE NATIVITY | |||||||
| PO BOX 8770 | RANCHO SANTA FE | CA | 92067 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| CULTURE OF LIFE FAMILY SERVICES | |||||||
| 550 WASHINGTON ST | SAN DIEGO | CA | 92103 | N/A | 509(a)(1) | General Unrestricted | $25,000 |
| DW | |||||||
| 212 ARDYS PL | VISTA | CA | 92084 | NONE | N/A | Hardship Assistance Grant | $3,000 |
| ETERNAL WORD TELEVISION NETWORK INC | |||||||
| 5817 OLD LEEDS RD | IRONDALE | AL | 35210 | N/A | 509(a)(1) | General Unrestricted | $2,500 |
| IHR EDUCATIONAL BROADCASTING | |||||||
| 3256 PENRYN RD STE 100 | LOOMIS | CA | 95650 | N/A | 509(a)(1) | Live the Faith, Spread the Word Campaign | $100,000 |
| JB | |||||||
| 4979 DUBOIS DR | SAN DIEGO | CA | 92117 | NONE | N/A | Hardship Assistance Grant | $5,000 |
| MILES CHRISTI RELIGIOUS ORDER | |||||||
| PO BOX 910331 | SAN DIEGO | CA | 92191 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| SAINT JOSEPH ACADEMY | |||||||
| 500 LAS FLORES DR | SAN MARCOS | CA | 92078 | N/A | 509(a)(1) | Fund in Need Program - St. Joseph Gala | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 210500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $23,807 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $3,916 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Tax Refund | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $1 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $27,724 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 27724 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 0001 | ContributorNumber |
| Contributor Name Individual | Rivers Philip M | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | co Rick Landrum 1100 Ridgeway Loop | AddressLine1 |
| City | Memphis | City |
| State | TN | State |
| ZIP Code | 38120 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 500000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (33 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 55 shares of AFLAC INC. AFL | 3151 | 2379 |
| 35 shares of AIR PRODS CHEM INC. APD | 3039 | 2982 |
| 3462 shares of AMERICAN FUNDS BOND FD OF AMERICA F BFAFX | 41904 | 43445 |
| 150 shares of ATT CORP COM NEW T | 4579 | 4536 |
| 100 shares of BERKSHIRE HATHAWAY INC. CLASS B BRK-B | 8181 | 7630 |
| 4840 shares of BLACKROCK GLOBAL ALLOC A MDLOX | 92813 | 87887 |
| 42 shares of BOEING CO BA | 2931 | 3081 |
| 55 shares of COCA-COLA CO KO | 3016 | 3848 |
| 65 shares of DIAGEO PLC ADS DEO | 4877 | 5682 |
| 100 shares of EMERSON ELECTRIC CO. EMR | 5452 | 4659 |
| 50 shares of EXXON MOBIL CORP XOM | 3041 | 4238 |
| 70 shares of ILLINOIS TOOL WORKS ITW | 3354 | 3270 |
| 200 shares of INTEL CORP INTC | 4680 | 4850 |
| 2304 shares of IVY ASSET STRATEGY FD CLASS A WASAX | 55649 | 51283 |
| 46 shares of JOHNSON JOHNSON JNJ | 2988 | 3017 |
| 1000 shares of JPM CHASE CAP XXIX GTD CAP SER CC 6.7 4/02/2040 48125E207 | 24240 | 25520 |
| 50 shares of MCDONALDS CORP MCD | 3814 | 5017 |
| 80 shares of MEDTRONIC INC MDT | 3014 | 3060 |
| 62 shares of NEXTERA ENERGY, INC NEE | 3015 | 3775 |
| 110 shares of NORTHEAST UTIL NU | 2970 | 3968 |
| 1385 shares of PERMANENT PT PRPFX | 61063 | 63830 |
| 5389 shares of PIMCO FUNDS TOTAL RETURN FUND CLASS A PTTAX | 59257 | 58580 |
| 50 shares of PROCTER GAMBLE CO PG | 3097 | 3336 |
| 12677 shares of PRUDENTIAL SHORT-TERM CORPORATE BOND FUND INCCL A PBSMX | 145492 | 143879 |
| 55 shares of RAYTHEON CO. RTN | 3160 | 2661 |
| 85 shares of SANOFI-AVENTIS SPONSORED ADR SNY | 3027 | 3106 |
| 100 shares of SCHLUMBERGER LTD SLB | 8435 | 6831 |
| 12537 shares of SUNAMERICA INCOME FDS STRATEGIC BOND FD CL A SDIAX | 42622 | 42123 |
| 2827 shares of TEMPLETON GLOBAL BOND FUND - CLASS A TPINX | 37733 | 35087 |
| 3379 shares of THE HARTFORD INFLATION PLUS FD CL A HIPAX | 38462 | 40306 |
| 8073 shares of UBS DYNAMIC ALPHA FD CL A BNAAX | 50721 | 48759 |
| 6393 shares of UBS GLOBAL ALLOCATION FUND CLASS A BNGLX | 63054 | 56131 |
| 50 shares of UNITED PARCEL SERVICE UPS | 3021 | 3660 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 11252 | 11252 | |
| Bank Charges | 35 | 35 | |
| State or Local Filing Fees | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Foreign Tax Refund | Description |
| Revenue And Expenses Per Books | 1 | RevenueAndExpensesPerBooks |
| Net Investment Income | 1 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $7,172 | Amount |
| Net Investment Income | 7172 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Excise Tax for 2010 | $54 | 0 | 0 | 0 |
| Foreign Tax Paid | $99 | 99 | 0 | 0 |
Comments