CAPUTO FOUNDATION INC: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- CAPUTO FOUNDATION INC (EIN 20-3987936)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-02
- IRS object ID
- 201221309349101432
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- General Explanation Attachment
- Other Expenses Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-02T10:28:58-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203987936 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Caputo Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CAPU | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | A Richard Caputo Jr | Name |
| Title | President | Title |
| Date Signed | 2012-03-26 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-03-26 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 92369 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 38500 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 11 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 11 | InterestOnSavingsNetInvstIncm |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 38511 | TotalRevenueAndExpenses |
| Total Net Investment Income | 11 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 153 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 153 | OtherProfFeesNetInvstIncm |
| Other Expenses Rev And Expnss | 4983 | OtherExpensesRevAndExpnss |
| Other Expenses Dsbrs Chrtbl Prps | 4983 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 5136 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 153 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 4983 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 16000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 16000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 21136 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 153 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 20983 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 17375 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 0 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 74994 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 92369 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 92369 | SavingsAndTempCashInvstEOYFMV |
| Total Assets BOY | 74994 | TotalAssetsBOY |
| Total Assets EOY | 92369 | TotalAssetsEOY |
| Total Assets EOYFMV | 92369 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 74994 | RetainedEarningsBOY |
| Retained Earnings EOY | 92369 | RetainedEarningsEOY |
| Total Net Assets BOY | 74994 | TotalNetAssetsBOY |
| Total Net Assets EOY | 92369 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 74994 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 92369 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 74994 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 17375 | ExcessOfRevenueOverExpenses |
| Subtotal | 92369 | Subtotal |
| Total Net Assets Fund Balances EOY | 92369 | TotalNetAssetsFundBalancesEOY |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 16269 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 87283 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.186394 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 7136 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 49374 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.144530 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 6563 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 5600 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 001.171964 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 500 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 28 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 017.857143 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 4930 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 445 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 011.078652 | DistributionRatioYear5 |
| Total Distribution Ratio | 030.438683 | TotalDistributionRatio |
| Average Distribution Ratio | 006.087737 | AverageDistributionRatio |
| Net Noncharitable Assets | 72233 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 439736 | AdjustedNoncharitableAssets |
| Adj Nonchrtbl Assets And One | 439736 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 20983 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 0 | InvestmentIncomeExciseTax |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | A Richard Caputo Jr | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 19809 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | President / Director / Secretary | Title |
| Avg Hours Per Wk Devoted To Position | 001.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 0 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 73333 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 73333 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 73333 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 1100 | CashDeemedCharitable |
| Net Noncharitable Assets | 72233 | NetNoncharitableAssets |
| Minimum Investment Return | 3612 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 3612 | MinimumInvestmentReturn |
| Distributable Amount Before Adj | 3612 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 3612 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 3612 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 20983 | ExpensesAndContributions |
| Qualifying Distributions | 20983 | QualifyingDistributions |
| Adj Qualifying Distributions | 20983 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 3612 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 4908 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 499 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 6285 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 4667 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 11905 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 28264 | TotalExcessDistriCarryover |
| Qualifying Distributions | 20983 | QualifyingDistributions |
| Applied To Current Year | 3612 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 17371 | RemainingDistriFromCorpus |
| Total Corpus | 45635 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 4908 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 40727 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 499 | ExcessFromYear4 |
| Excess From Year3 | 6285 | ExcessFromYear3 |
| Excess From Year2 | 4667 | ExcessFromYear2 |
| Excess From Year1 | 11905 | ExcessFromYear1 |
| Excess From Current Year | 17371 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | A Richard Caputo Jr | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (16 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AMERICARES FOUNDATION INC | |||||||
| 88 HAMILTON AVE | STAMFORD | CT | 06902 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| CHILDRENS DAY SCHOOL INC | |||||||
| 8 RIVERSIDE AVE | RIVERSIDE | CT | 06878 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| DOMUS FOUNDATION | |||||||
| 83 LOCKWOOD AVE | STAMFORD | CT | 06902 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| GREENWICH ALLIANCE FOR EDUCATION FD | |||||||
| 48 MAPLE AVE | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| GREENWICH BOYS AND GIRLS CLUB ASSOC | |||||||
| 4 HORSENECK LN | GREENWICH | CT | 06830 | N/A | 509(a)(2) | General Unrestricted | $1,000 |
| GREENWICH LIBRARY | |||||||
| 101 W PUTNAM AVE | GREENWICH | CT | 06830 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| HILL HOUSE INC | |||||||
| 10 RIVERSIDE AVE | RIVERSIDE | CT | 06878 | N/A | 509(a)(2) | General Unrestricted | $1,000 |
| NEIGHBOR TO NEIGHBOR INC | |||||||
| 248 E PUTNAM AVE | GREENWICH | CT | 06830 | N/A | 509(a)(2) | General Unrestricted | $1,000 |
| OLD GREENWICH-RIVERSIDE COMMUNITY C | |||||||
| 90 HARDING RD 2ND FL | OLD GREENWICH | CT | 06870 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| PERROT MEM LIBRARY ASSOCIATION | |||||||
| 90 SOUND BEACH AVE | OLD GREENWICH | CT | 06870 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| PUTNAM GENERAL FOOTBALL INC | |||||||
| PO BOX 185 | OLD GREENWICH | CT | 06870 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| ROCKIN APPALACHIAN MOMS PROJECT | |||||||
| 187 SOUND BEACH AVE STE 2 | OLD GREENWICH | CT | 06870 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| SHANE AND HOLLEY GUIDRY FOUNDATION | |||||||
| 701 POYDRAS ST STE 3700 | NEW ORLEANS | LA | 70139 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| SOUND BEACH VOLUNTEER SERVICES FOUN | |||||||
| 207 SOUND BEACH AVE | OLD GREENWICH | CT | 06870 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| UNITED WAY OF GREENWICH INC | |||||||
| 1 LAFAYETTE COURT | GREENWICH | CT | 06830 | N/A | 509(a)(2) | General Unrestricted | $1,000 |
| YOUNG MENS CHRISTIAN ASSOCIATION OF | |||||||
| 50 E PUTNAM AVE | GREENWICH | CT | 06830 | N/A | 509(a)(2) | General Unrestricted | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 16000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $11 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $11 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 11 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 0001 | ContributorNumber |
| Contributor Name Individual | The Jordan Company LP | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Paul Rodzevik 767 5th Ave 48th Fl | AddressLine1 |
| City | New York | City |
| State | NY | State |
| ZIP Code | 10153 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 38500 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
General Explanation Attachment GeneralExplanationAttachment
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|
| Administrative Fees | 4958 | 4958 |
| State or Local Filing Fees | 25 | 25 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $153 | Amount |
| Net Investment Income | 153 | NetInvestmentIncome |
Comments