SHIPPY FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: SHIPPY FOUNDATION (EIN 20-4083744)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-11-14
IRS object ID: 201213199349100811
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Substantial Contributors Sch
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-11-14T12:33:03-06:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	135524538	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE CLARK ESTATES INC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE ROCKEFELLER PLAZA 31ST FLOOR	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10020	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	204083744	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	SHIPPY FOUNDATION CO THE CLARK ESTATES INC	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	SHIP	NameControl
Phone	2129776900	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	ONE ROCKEFELLER PLAZA 31ST FLOOR	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10020	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	RICHARD C VANISON	Name
Title	ASST TREASURER	Title
Phone	2129776900	Phone
Date Signed	2012-05-08	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	SOPHIA FARAJ CPA	Name
PTIN	P01601167	PTIN
Phone	2129776900	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	26333884	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	5603081	ContriReceivedRevAndExpnss
Interest On Savings Rev And Expnss	11	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	11	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	152114	DividendsRevAndExpnss
Dividends Net Invst Incm	590159	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	585222	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	6785381	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	722590	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	478748	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	-267205	OtherIncomeNetInvstIncm
Total Revenue And Expenses	6819176	TotalRevenueAndExpenses
Total Net Investment Income	1045555	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	123372	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	0	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	123372	OtherProfFeesDsbrsChrtblPrps
Interest Net Invst Incm	11576	InterestNetInvstIncm
Taxes Rev And Expnss	20303	TaxesRevAndExpnss
Taxes Net Invst Incm	31936	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	141450	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	268582	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	285125	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	312094	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	123372	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	1787000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	1787000	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	2072125	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	312094	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	1910372	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	4747051	ExcessOfRevenueOverExpenses
Net Investment Income	733461	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	3168303	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	5770375	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	5770375	SavingsAndTempCashInvstEOYFMV
Investments Govt Oblig BOY	2599156	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	3851288	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	3873078	InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY	3480775	InvestmentsCorpStockBOY
Investments Corp Stock EOY	3897705	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	4498615	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	2523285	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	2451317	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	2424148	InvestmentsCorpBondsEOYFMV
Investments Other BOY	10111804	InvestmentsOtherBOY
Investments Other EOY	10659689	InvestmentsOtherEOY
Investments Other EOYFMV	9767668	InvestmentsOtherEOYFMV
Total Assets BOY	21883323	TotalAssetsBOY
Total Assets EOY	26630374	TotalAssetsEOY
Total Assets EOYFMV	26333884	TotalAssetsEOYFMV
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	21883323	CapitalStockBOY
Capital Stock EOY	26630374	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	0	RetainedEarningsBOY
Retained Earnings EOY	0	RetainedEarningsEOY
Total Net Assets BOY	21883323	TotalNetAssetsBOY
Total Net Assets EOY	26630374	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	21883323	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	26630374	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	21883323	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	4747051	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	26630374	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	26630374	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (157 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
900 AMERICAN EAGLE	P	2011-05-06	2011-09-27	10965	13145	-2180	-2180
1500 AMERICAN EAGLE	P	2011-05-09	2011-09-27	18275	21847	-3572	-3572
4700 AMERICAN EAGLE	P	2011-05-10	2011-09-27	57259	68196	-10937	-10937
600 AMERICAN EAGLE	P	2011-05-20	2011-09-27	7311	8209	-898	-898
1900 AMERICAN EAGLE	P	2011-05-20	2011-11-29	25579	25996	-417	-417
5600 AMERICAN EAGLE	P	2011-05-25	2011-11-29	75391	73544	1847	1847
900 AMERICAN EAGLE	P	2011-05-25	2011-11-30	12589	11820	769	769
300 AMERICAN EAGLE	P	2011-05-27	2011-11-30	4197	3897	300	300
1100 AMERICAN EAGLE	P	2011-06-01	2011-11-30	15387	14286	1101	1101
1300 AMERICAN EAGLE	P	2011-06-02	2011-11-30	18184	16631	1553	1553
1300 AMERICAN EAGLE	P	2011-06-07	2011-11-30	18184	16663	1521	1521
3000 AMERICAN EAGLE	P	2011-08-08	2011-11-30	41964	34425	7539	7539
400 ARTIO GLOBAL	P	2011-01-28	2011-04-11	6788	5880	908	908
225 ARTIO GLOBAL	P	2011-01-31	2011-04-11	3818	3302	516	516
1800 BANK NY MELLON	P	2010-06-22	2011-01-14	57972	47666	10306	10306
200 BANK NY MELLON	P	2010-06-24	2011-01-14	6441	5157	1284	1284
700 BANK NY MELLON	P	2010-09-14	2011-01-14	22545	18091	4454	4454
3300 CISCO SYSTEMS	P	2010-11-12	2011-09-13	52660	66809	-14149	-14149
1700 CISCO SYSTEMS	P	2010-11-16	2011-09-13	27128	32999	-5871	-5871
1375 CISCO SYSTEMS	P	2010-11-23	2011-09-13	21942	26542	-4600	-4600
325 CISCO SYSTEMS	P	2010-11-23	2011-09-14	5366	6273	-907	-907
1700 CISCO SYSTEMS	P	2010-11-30	2011-09-14	28067	32793	-4726	-4726
1800 CISCO SYSTEMS	P	2011-02-10	2011-09-14	29718	34740	-5022	-5022
2700 CISCO SYSTEMS	P	2011-02-11	2011-09-14	44577	50733	-6156	-6156
2200 CISCO SYSTEMS	P	2011-02-24	2011-09-14	36322	40479	-4157	-4157
2800 CISCO SYSTEMS	P	2011-03-07	2011-09-14	46228	50969	-4741	-4741
2000 CISCO SYSTEMS	P	2011-03-15	2011-09-14	33020	34764	-1744	-1744
3100 CISCO SYSTEMS	P	2011-04-18	2011-09-14	51181	51910	-729	-729
2050 CISCO SYSTEMS	P	2011-05-17	2011-09-14	33846	33883	-37	-37
2300 CISCO SYSTEMS	P	2011-06-14	2011-09-14	37973	34419	3554	3554
1700 EBAY INC	P	2011-01-11	2011-01-20	51558	48172	3386	3386
100 GLBL CASHACCESS	P	2010-04-20	2011-02-24	334	853	-519	-519
1200 GLBL CASHACCESS	P	2010-05-04	2011-02-24	4006	10186	-6180	-6180
750 GLBL CASHACCESS	P	2010-05-05	2011-02-24	2504	6288	-3784	-3784
650 GLBL CASHACCESS	P	2010-05-06	2011-02-24	2170	5349	-3179	-3179
150 GLBL CASHACCESS	P	2010-03-19	2011-02-25	512	1210	-698	-698
1750 GLBL CASHACCESS	P	2010-05-06	2011-02-25	5969	14400	-8431	-8431
1000 GLBL CASHACCESS	P	2010-05-07	2011-02-25	3411	8125	-4714	-4714
900 GLBL CASHACCESS	P	2010-05-10	2011-02-25	3070	7341	-4271	-4271
900 GLBL CASHACCESS	P	2010-05-11	2011-02-25	3070	7305	-4235	-4235
815 GLBL CASHACCESS	P	2010-03-15	2011-02-28	2774	6533	-3759	-3759
200 GLBL CASHACCESS	P	2010-03-16	2011-02-28	681	1609	-928	-928
350 GLBL CASHACCESS	P	2010-03-18	2011-02-28	1191	2824	-1633	-1633
550 GLBL CASHACCESS	P	2010-03-19	2011-02-28	1872	4438	-2566	-2566
175 GLBL CASHACCESS	P	2010-03-22	2011-02-28	596	1410	-814	-814
1385 GLBL CASHACCESS	P	2010-03-15	2011-03-01	4714	11103	-6389	-6389
500 GLBL CASHACCESS	P	2010-05-17	2011-03-01	1702	4004	-2302	-2302
10 GLBL CASHACCESS	P	2010-05-19	2011-03-01	34	78	-44	-44
890 GLBL CASHACCESS	P	2010-05-19	2011-03-02	3012	6916	-3904	-3904
950 GLBL CASHACCESS	P	2010-06-07	2011-03-02	3215	7207	-3992	-3992
900 GLBL CASHACCESS	P	2010-06-08	2011-03-02	3046	6657	-3611	-3611
900 GLBL CASHACCESS	P	2010-07-01	2011-03-02	3046	6353	-3307	-3307
360 GLBL CASHACCESS	P	2010-07-06	2011-03-02	1218	2426	-1208	-1208
590 GLBL CASHACCESS	P	2010-07-06	2011-03-03	2004	3976	-1972	-1972
510 GLBL CASHACCESS	P	2010-07-21	2011-03-03	1732	1995	-263	-263
900 GLBL CASHACCESS	P	2010-07-21	2011-03-03	3057	3895	-838	-838
1000 GLBL CASHACCESS	P	2010-07-21	2011-03-04	3299	3912	-613	-613
1190 GLBL CASHACCESS	P	2010-07-21	2011-03-08	3850	4655	-805	-805
90000 L-3 COMM 5.875	P	2010-06-03	2011-03-09	91762	90286	1476	1476
700 L-3 COMM.	P	2010-01-26	2011-01-20	54633	59437	-4804	-4804
225 L-3 COMM.	P	2011-08-04	2011-08-16	15286	16133	-847	-847
225 L-3 COMM.	P	2011-08-04	2011-08-17	15237	16133	-896	-896
500 L-3 COMM.	P	2011-08-08	2011-08-17	33861	34127	-266	-266
1400 MICROSOFT	P	2011-04-18	2011-06-30	36120	34964	1156	1156
1900 MICROSOFT	P	2011-04-28	2011-06-30	49019	50368	-1349	-1349
2000 MICROSOFT	P	2011-04-18	2011-07-08	53392	49948	3444	3444
1400 MICROSOFT	P	2011-05-17	2011-07-08	37374	34077	3297	3297
1400 MICROSOFT	P	2011-05-23	2011-07-08	37374	33825	3549	3549
1300 MONDELEZ INTL	P	2011-02-15	2011-12-02	47395	39756	7639	7639
1300 MONDELEZ INTL	P	2011-02-16	2011-12-02	47395	39709	7686	7686
500 NAVIGANT CONS	P	2011-01-25	2011-05-17	4942	4951	-9	-9
100 NAVIGANT CONS	P	2011-02-08	2011-05-17	988	967	21	21
800 NAVIGANT CONS	P	2011-02-02	2011-05-19	8219	7674	545	545
500 NAVIGANT CONS	P	2011-02-02	2011-05-20	5084	4796	288	288
100 NAVIGANT CONS	P	2011-02-02	2011-05-23	989	959	30	30
475 NAVIGANT CONS	P	2011-02-03	2011-05-23	4699	4439	260	260
500 NAVIGANT CONS	P	2011-02-03	2011-05-24	4912	4673	239	239
3800 NEWS CORP	P	2011-11-07	2011-11-29	62844	63691	-847	-847
2800 NEWS CORP	P	2011-11-17	2011-11-29	46306	46392	-86	-86
300000 SPEEDWAY 6.75	P	2010-08-11	2011-02-04	304125	302531	1594	1594
250000 T 0.75 11/30/11	P	2011-02-24	2011-08-09	250469	250424	45	45
500000 T 0.875 1/31/11	P	2010-07-29	2011-01-31	500000	500000	0	0
500000 T 0.875 5/31/11	P	2011-02-24	2011-05-20	500000	500092	-92	-92
1000 TEVA PHARM	P	2011-02-10	2011-10-12	38943	51007	-12064	-12064
700 TEVA PHARM	P	2011-02-14	2011-10-12	27260	35765	-8505	-8505
200 TEVA PHARM	P	2011-02-24	2011-10-12	7789	9998	-2209	-2209
1500 TEVA PHARM	P	2011-02-24	2011-10-26	59820	74987	-15167	-15167
700 TEVA PHARM	P	2011-03-21	2011-10-26	27916	33670	-5754	-5754
600 TEVA PHARM	P	2011-04-21	2011-10-26	23928	26981	-3053	-3053
825 TEVA PHARM	P	2011-08-04	2011-10-26	32901	34400	-1499	-1499
400 WESTERN UNION	P	2010-12-20	2011-03-03	8734	7336	1398	1398
100 WESTERN UNION	P	2010-12-20	2011-09-06	1560	1834	-274	-274
1600 WESTERN UNION	P	2010-12-21	2011-09-06	24957	29330	-4373	-4373
240 WILLIS GROUP	P	2010-01-04	2011-01-03	8379	6350	2029	2029
1000 COVIDIEN PLC	P	2008-12-02	2011-04-27	55878	34073	21805	21805
300 DIGIMARC (NEW)	P	2008-10-16	2011-01-03	9118	2268	6850	6850
200 DIGIMARC (NEW)	P	2008-10-16	2011-01-31	6092	1512	4580	4580
500 DIGIMARC (NEW)	P	2008-10-16	2011-02-11	15062	3780	11282	11282
1000 DIGIMARC (NEW)	P	2008-10-16	2011-02-24	29053	7560	21493	21493
2400 DIGIMARC (NEW)	P	2008-10-16	2011-03-03	69311	18144	51167	51167
400000 FHLB 5.125 1/18	P	2008-07-10	2011-01-04	400000	399156	844	844
90000 FORT BR 6.375	P	2009-07-24	2011-08-25	102673	90545	12128	12128
133000 L-3 COMM 5.875	P	2009-11-03	2011-03-09	135604	131203	4401	4401
77000 L-3 COMM 5.875	P	2010-01-06	2011-03-09	78508	77299	1209	1209
100 L-3 COMM.	P	2010-01-26	2011-06-29	8697	8491	206	206
450 L-3 COMM.	P	2010-06-02	2011-06-29	39135	36654	2481	2481
250 L-3 COMM.	P	2010-06-07	2011-06-29	21742	19910	1832	1832
300 L-3 COMM.	P	2009-10-30	2011-08-16	20381	21698	-1317	-1317
225 L-3 COMM.	P	2010-06-07	2011-08-16	15286	17919	-2633	-2633
1050 L-3 COMM.	P	2010-06-29	2011-08-16	71335	76427	-5092	-5092
250 L-3 COMM.	P	2010-07-01	2011-08-17	16930	17592	-662	-662
500 LAB CORP	P	2009-09-01	2011-01-26	46270	34381	11889	11889
200 MONDELEZ INTL	P	2010-05-03	2011-12-02	7292	5954	1338	1338
1200 MONDELEZ INTL	P	2010-05-04	2011-12-02	43750	35738	8012	8012
1700 PFIZER INC	P	2009-06-08	2011-12-02	34177	24401	9776	9776
2100 PFIZER INC	P	2010-03-19	2011-12-02	42218	35448	6770	6770
3100 PFIZER INC	P	2010-04-14	2011-12-02	62322	52935	9387	9387
2100 PFIZER INC	P	2010-04-16	2011-12-02	42218	35721	6497	6497
150000 T 0.75 11/30/11	P	2009-12-22	2011-11-30	150000	150000	0	0
350000 T 0.75 11/30/11	P	2010-05-04	2011-11-30	350000	350000	0	0
250000 T 0.875 5/31/11	P	2009-07-07	2011-05-20	250000	249998	2	2
1350 TYCO INTL LTD	P	2008-01-23	2011-02-14	61456	44574	16882	16882
1000 TYCO INTL LTD	P	2008-01-23	2011-04-05	46734	33018	13716	13716
240 VIACOM CLASS B	P	2008-09-15	2011-01-10	9703	6444	3259	3259
1200 VIACOM CLASS B	P	2008-09-16	2011-01-10	48517	31231	17286	17286
1600 VIACOM CLASS B	P	2008-09-24	2011-01-10	64689	40005	24684	24684
660 VIACOM CLASS B	P	2008-09-29	2011-01-10	26684	15298	11386	11386
300 VIACOM CLASS B	P	2008-09-30	2011-01-10	12129	6980	5149	5149
540 VIACOM CLASS B	P	2008-09-29	2011-02-02	23369	12517	10852	10852
200 VIACOM CLASS B	P	2008-10-06	2011-02-02	8655	4615	4040	4040
700 VIACOM CLASS B	P	2008-10-10	2011-02-02	30293	13271	17022	17022
560 VIACOM CLASS B	P	2009-03-02	2011-02-02	24234	8001	16233	16233
2060 VIACOM CLASS B	P	2008-11-21	2011-05-13	103343	25598	77745	77745
1340 VIACOM CLASS B	P	2009-03-02	2011-05-13	67223	19145	48078	48078
1200 VIACOM CLASS B	P	2008-11-21	2011-06-01	61045	14911	46134	46134
1900 VIACOM CLASS B	P	2008-11-21	2011-06-07	93295	23610	69685	69685
1200 VIACOM CLASS B	P	2008-11-21	2011-06-15	57004	14911	42093	42093
1690 VIACOM CLASS B	P	2008-11-21	2011-06-27	82645	21000	61645	61645
1700 WESTERN UNION	P	2010-01-05	2011-02-08	36145	32232	3913	3913
2500 WESTERN UNION	P	2009-12-03	2011-03-03	54585	45935	8650	8650
100 WESTERN UNION	P	2010-01-05	2011-03-03	2183	1896	287	287
4300 WESTERN UNION	P	2010-02-04	2011-09-06	67072	71441	-4369	-4369
1600 WESTERN UNION	P	2010-02-09	2011-09-06	24957	25664	-707	-707
350 WESTERN UNION	P	2010-03-24	2011-09-06	5459	5901	-442	-442
550 WESTERN UNION	P	2010-08-31	2011-09-06	8579	8757	-178	-178
600 WESTERN UNION	P	2010-02-25	2011-09-08	9705	9507	198	198
2500 WESTERN UNION	P	2010-05-25	2011-09-08	40439	38115	2324	2324
750 WESTERN UNION	P	2010-08-31	2011-09-08	12132	11942	190	190
500 WESTERN UNION	P	2010-08-31	2011-09-08	8088	7835	253	253
760 WILLIS GROUP	P	2009-12-30	2011-01-03	26535	20117	6418	6418
665 WILLIS GROUP	P	2009-12-21	2011-02-15	25701	17555	8146	8146
800 WILLIS GROUP	P	2009-12-31	2011-02-15	30919	21150	9769	9769
35 WILLIS GROUP	P	2010-01-04	2011-02-15	1354	925	429	429
1035 WILLIS GROUP	P	2009-12-21	2011-02-17	40417	27322	13095	13095
100 WILLIS GROUP	P	2009-12-22	2011-02-17	3905	2631	1274	1274
K-1 INCOME	P					-7693	-7693
K-1 INCOME	P					145061	145061

Field	Value	IRS element (for citing)
Capital Gain Net Income	722590	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	1287712	QualifyingDistributionsYear1
Noncharitable Assets Year1	21778070	NoncharitableAssetsYear1
Distribution Ratio Year1	0.059129	DistributionRatioYear1
Qualifying Distributions Year2	973413	QualifyingDistributionsYear2
Noncharitable Assets Year2	17603689	NoncharitableAssetsYear2
Distribution Ratio Year2	0.055296	DistributionRatioYear2
Qualifying Distributions Year3	926687	QualifyingDistributionsYear3
Noncharitable Assets Year3	19381948	NoncharitableAssetsYear3
Distribution Ratio Year3	0.047812	DistributionRatioYear3
Qualifying Distributions Year4	862339	QualifyingDistributionsYear4
Noncharitable Assets Year4	19770332	NoncharitableAssetsYear4
Distribution Ratio Year4	0.043618	DistributionRatioYear4
Qualifying Distributions Year5	5317	QualifyingDistributionsYear5
Noncharitable Assets Year5	15062404	NoncharitableAssetsYear5
Distribution Ratio Year5	0.000353	DistributionRatioYear5
Total Distribution Ratio	0.206208	TotalDistributionRatio
Average Distribution Ratio	0.041242	AverageDistributionRatio
Net Noncharitable Assets	22397012	NetNoncharitableAssets
Adjusted Noncharitable Assets	923698	AdjustedNoncharitableAssets
One Percent Net Investment Income	7335	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	931033	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	1910372	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	7335	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	7335	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	7335	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	4924	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	15076	TaxPaidWithExtension
Total Credits And Payments	20000	TotalCreditsAndPayments
Penalty For Underpayment	35	PenaltyForUnderpayment
Overpayment	12630	Overpayment
Amount Credited To Next Year	12630	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	DE	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	1	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	RICHARD C VANISON ASST TREASURER	BooksInCareOfPersonName
Books In Care Of Phone Number	2129776900	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE ROCKEFELLER PLAZA 31ST FLOOR	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10020	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	1	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	0	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (7 entries)

Address Line1USAddress/AddressLine1	Address Line2USAddress/AddressLine2	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
ANNE L PERETZ
C/O MOTT PHILANTHROPIC 316 NEWBURY	ST	BOSTON	MA	02115	PRESIDENT/DIRECTOR	1.00	0	0	0
DAVID L FARNSWORTH
C/O MOTT PHILANTHROPIC 316 NEWBURY	ST	BOSTON	MA	02115	VICE PRES,TREASURER/DIRECT	1.00	0	0	0
ANNE E FARNSWORTH
C/O MOTT PHILANTHROPIC 316 NEWBURY	ST	BOSTON	MA	02115	VICE PRESIDENT/DIRECTOR	1.00	0	0	0
JESSE W PERETZ
C/O MOTT PHILANTHROPIC 316 NEWBURY	ST	BOSTON	MA	02115	VICE PRESIDENT/DIRECTOR	1.00	0	0	0
EVGENIA S PERETZ
C/O MOTT PHILANTHROPIC 316 NEWBURY	ST	BOSTON	MA	02115	VICE PRES,SECRETARY/DIRECT	1.00	0	0	0
RICHARD C VANISON
ONE ROCKEFELLER PLAZA 31ST FLOOR		NEW YORK	NY	10020	ASST. TREASURER	1.00	0	0	0
WILLIAM T BURDICK
ONE ROCKEFELLER PLAZA 31ST FLOOR		NEW YORK	NY	10020	ASST. SECRETARY	1.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Type Of ServiceTypeOfService	CompensationCompensation
THE CLARK ESTATES INC
ONE ROCKEFELLER PLAZA	NEW YORK	NY	10020	INVESTMENT ADVISORY	129000
MOTT PHILANTHROPIC
316 NEWBURY STREET	BOSTON	MA	02115	PHILANTHROPIC ADVISORY	123372

Field	Value	IRS element (for citing)
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	19992260	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	2745823	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	22738083	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	22738083	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	341071	CashDeemedCharitable
Net Noncharitable Assets	22397012	NetNoncharitableAssets
Minimum Investment Return	1119851	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	1119851	MinimumInvestmentReturn
Tax Based On Investment Income	7335	TaxBasedOnInvestmentIncome
Total Tax	7335	TotalTax
Distributable Amount Before Adj	1112516	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	1112516	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	1112516	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	1910372	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	1910372	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	7335	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	1903037	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	1112516	DistributableAmountAsAdjusted
Undistributed Income Prior Year	548560	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Total Excess Distri Carryover	0	TotalExcessDistriCarryover
Qualifying Distributions	1910372	QualifyingDistributions
Applied To Year1	548560	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	1112516	AppliedToCurrentYear
Remaining Distri From Corpus	249296	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	249296	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	249296	ExcessDistriCyovToNextYear
Excess From Current Year	249296	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (43 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line2RecipientUSAddress/AddressLine2
THE ACHIEVEMENT NETWORK LTD
225 FRIEND STREET SUITE 704	BOSTON	MA	02114	GENERAL OPERATIONS	$25,000
ACTION CENTER FOR COLLEGE ED SVCS AND SCHOLARSHIP FDN
31 SAINT JAMES AVE	BOSTON	MA	02116	GENERAL OPERATIONS	$25,000
BOSTON ARTS ACADEMY
174 IPSWICH STREET	BOSTON	MA	02215	GENERAL OPERATIONS	$35,000
BOSTON COLLEGIATE CHARTER SCHOOL
11 MATHEW STREET	DORCHESTER	DC	02125	GENERAL OPERATIONS	$50,000
BOSTON EDUCATIONAL DEVELOPMENT FOUNDATION
26 COURT STREET	BOSTON	MA	02108	GENERAL OPERATIONS	$50,000
BOSTON PLAN FOR EXCELLENCE
6 BEACON STREET 615	BOSTON	MA	02108	GENERAL OPERATIONS	$50,000
BREAKTHROUGH NEW YORK
55 EXCHANGE PLACE SUITE 503	NEW YORK	NY	10005	GENERAL OPERATIONS	$50,000
CAMBRIDGE FRIENDS SCHOOL
5 CADBURY ROAD	CAMBRIDGE	MA	02140	GENERAL OPERATIONS	$4,000
CARNEIGE INSTITUTE OF WASHINGTON
1530 P STREET NW	WASHINGTON	DC	20005	GENREAL OPERATIONS	$50,000
CENTER FOR INSPIRED TEACHING
1436 O STREET NW	WASHINGTON	VA	20009	GENREAL OPERATIONS	$50,000
COMMONWEALTH SCHOOL
151 COMMONWEALTH AVENUE	BOSTON	MA	02116	GENERAL OPERATIONS	$1,000
CONCORD ACADEMY
166 MAIN STREET	CONCORDE	MA	01742	GENERAL OPERATIONS	$6,000
DIST OF COLUMBIA COLLEGE ACCESS PROGRAM
1029 VERMONT AVENUE NW SUITE 400	WASHINGTON	DC	20005	GENERAL OPERATIONS	$25,000
APPLETREE INSITUTE FOR EDUCATION
415 MICHIGAN AVE MCCORMICK PAV 3RD	WASHINGTON	DC	20017	GENERAL OPERATIONS	$50,000	FL
PROSPECT HILL ACADEMY CHARTER SCHOOL
50 ESSEX STREET	CAMBRIDGE	MA	02139	GENERAL OPREATIONS	$60,000
EUPHEMIA L HAYES PUBLIC CHARTER SCHOOL
3600 GEORGIA AVE NW	WASHINGTON	DC	20010	GENERAL OPERATIONS	$40,000
FOOD BANK OF NEW YORK
39 BROADWAY 10TH FLOOR	NEW YORK	NY	10006	GENERAL OPERATIONS	$6,000
GIRLS EDUCATIONAL AND MENTORING SERVICES
201 W 148 STREET	NEW YORK	NY	10039	GENERAL OPERATIONS	$15,000
GREATER BOSTON FOOD BANK
70 SOUTH BAY AVENUE	BOSTON	MA	02118	GENERAL OPERATIONS	$13,500
NEW ORLEANS AND BACK PROGRAM
709 12TH STREET SE	WASHINGTON	DC	20003	GENERAL OPERATIONS	$10,000
HIGHER ACHIEVEMENT PROGRAM
317 8TH STREET NE	WASHINGTON	DC	20002	GENERAL OPERATIONS	$50,000
INTERNATIONAL NETWORK FOR PUBLIC SCHOOLS INC
50 BROADWAY SUITE 2200	NEW YORK	MA	10004	GENERAL OPERATIONS	$25,000
LAB SCHOOL
4759 REERVOIR ROAD NW	WASHINGTON	DC	20007	GENERAL OPERATIONS	$47,000
LEGAL OUTREACH
36-14 35TH STREET	LONG ISLAND CITY	NY	11106	GENERAL OPERATIONS	$25,000
THE BELL FOUNDATION
60 CLAYTON STREET	DORCHESTER	MA	02138	GENERAL OPERATIONS	$25,000
NEW LEADERS FOR NEW SCHOOLS
30 W 26TH STREET 2ND FL	NEW YORK	NY	10010	GENERAL OPERATIONS	$50,000
NEW TEACHER PROJECT
186 JORALEMON STREET SUITE 300	BROOKLYN	NY	11201	GENERAL OPERATIONS	$50,000
PASSIM CENTER
26 CHURCH STREET SUITE 300	CAMBRIDGE	MA	02138	GENERAL OPERATIONS	$2,500
PEACE FIRST
280 SUMMER STREET MEZZ LVL	BOSTON	MA	02210	GENERAL OPERATIONS	$62,500
PARTNERS IN HEALTH
888 COMMONWEALTH AVENUE 3RD FLOOR	BOSTON	MA	02215	GENERAL OPERATIONS	$450,000
UNCOMMON SCHOOLS
C/O RHF 826 BROADWAY 9TH FLOOR	NEW YORK	NY	10003	GENERAL OPERATIONS	$50,000
UNCOMMON KNOWLEDGE AND ACHIEVEMENT
40 WEST 20TH STREET 6TH FL	NEW YORK	NY	10011	GENERAL OPERATIONS	$25,000
REPLICATIONS INC
292 5TH AVENUE 4TH FL	NEW YORK	NY	10001	GENERAL OPERATIONS	$50,000
RESEARCH FOUNDATION OF CUNY
230 W 41 STREET	NEW YORK	NY	10036	GENERAL OPERATIONS	$40,000
ROXBURY PREP CHARTER SCHOOL FOUNDATION
120 FISHER AVE	ROXBURY	MA	02120	GENERAL OPERATIONS	$35,000
SEE FOREVER FOUNDATION
1436 U STREET NW SUITE 203	WASHINGTON	DC	20009	GENERAL OPERATIONS	$30,000
TEACH PLUS
374 CONGRESS ST SUITE 502	BOSTON	MA	02210	GENERAL OPERATIONS	$25,000
SPONSORS FOR EDUCATION OPPORTUNITY INC
55 EXCHANGE PLACE SUITE 601	NEW YORK	NY	10005	GENERAL OPERATIONS	$25,000
THE FAMILY CENTER
366 SOMERVILLE AVENUE	SOMERVILLE	MA	02143	GENERAL OPERATIONS	$6,000
URBAN ASSEMBLY
90 BROAD STREET SUITE 2101	NEW YORK	NY	10004	GENERAL OPERATIONS	$50,000
BROOKE SCHOOL FOUNDATION
190 CUMMINS HIGHWAY	ROSLINDALE	MA	02131	GENERAL OPERATIONS	$40,000
SAINT ANN'S SCHOOL
129 PIERREPONT STREET	BROOKLYN	NY	112012705	GENERAL OPERATIONS	$7,500
BRATTLE FILM FOUNDATION
40 BRATTLE STREET	CAMBRIDGE	MA	02138	GENERAL OPERATIONS	$1,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	1787000	TotGrantOrContriPaidDuringYear

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (8 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
THE ACHIEVEMENT NETWORK LTD
225 FRIEND STREET SUITE 704	BOSTON	MA	02114	GENERAL OPERATIONS	$25,000
ACTION CENTER FOR COLLEGE ED SVCS AND SCHOLARSHIP FDN
31 SAINT JAMES AVE SUITE 520	BOSTON	MA	02116	GENERAL OPERATIONS	$25,000
BOSTON ARTS ACADEMY FDN
174 IPSWICH STREET	BOSTON	MA	02215	GENERAL OPERATIONS	$35,000
BOSTON EDUCATIONAL DEVELOPMENT FOUNDATION
26 COURT STREET 5TH FL	BOSTON	MA	02108	GENERAL OPERATIONS	$50,000
HIGHER ACHIEVEMENT PROGRAM
317 8TH STREET NE	WASHINGTON	DC	20002	GENERAL OPERATIONS	$50,000
INTERNATIONAL NETWORK FOR PUBLIC SCHOOLS
50 BROADWAY SUITE 2200	NEW YORK	NY	10004	GENERAL OPERATIONS	$25,000
ROXBURY PREP CHARTER SCHOOL FOUNDATION
120 FISHER AVE	ROXBURY	MA	02120	GENERAL OPERATIONS	$35,000
UNCOMMON SCHOOLS
C/O RHF 826 BROADWAY 9TH FLOOR	NEW YORK	NY	10003	GENERAL OPERATIONS	$50,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Approved Future	295000	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$11	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$152,114	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$478,748	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$585,222	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$1,216,095	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	1216095	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps (4 entries)

Line NumberLineNumber	Relationship StatementRelationshipStatement
3	INTEREST AND DIVIDENDS ON INVESTMENTS
4	INTEREST AND DIVIDENDS ON INVESTMENTS
8	GAIN ON SALE OF SECURITIES
7	INVESTMENT INCOME FROM PARTNERSHIPS

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo (3 entries)

Contributor NumberContributorNumber	Contributor Name IndividualContributorNameIndividual	Address Line1ContributorAddressUS/AddressLine1	CityContributorAddressUS/City	StateContributorAddressUS/State	ZIP CodeContributorAddressUS/ZIPCode	Aggregate ContributionsAggregateContributions	Noncash Contribution TypeNoncashContributionType	Person Contribution TypePersonContributionType
1	ESTATE OF EVE C LABOUISSE	ONE ROCKEFELLER PLAZA 31ST FLOOR	NEW YORK	NY	10020	463686	X
2	ESTATE OF EVE C LABOUISSE	ONE ROCKEFELLER PLAZA 31ST FLOOR	NEW YORK	NY	10020	182774	X
3	ESTATE OF EVE C LABOUISSE	ONE ROCKEFELLER PLAZA 31ST FLOOR	NEW YORK	NY	10020	4956621		X

Noncash Property NoncashProperty (2 entries)

Contributor Number From Part IContributorNumberFromPartI	Noncash Property DescriptionNoncashPropertyDescription	Fair Market ValueFairMarketValue	Date ReceivedDateReceived
1	STOCK - 43,600 SHS 3D SYSTEMS43,600 SHS 3-D SYSTEMS	633508	2011-12-19
2	STOCK - 15,800 SHS TRC COMPANIES, INC.	92114	2011-12-19

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Field	Value	IRS element (for citing)
Name Of Bond	BONDS	NameOfBond
EOY Book Value	2451317	EOYBookValue
EOYFMV	2424148	EOYFMV

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Field	Value	IRS element (for citing)
Name Of Stock	STOCK	NameOfStock
EOY Book Value	3897705	EOYBookValue
EOYFMV	4498615	EOYFMV

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	3851288	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	3873078	USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val	0	StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV	0	StateLocalSecuritiesEOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther

Field	Value	IRS element (for citing)
Category Or Item	PRIVATE EQUITY	CategoryOrItem
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMV
Book Value	10659689	BookValue
EOYFMV	9767668	EOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (5 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
MANAGEMENT FEE	129000	129000
CUSTODY FEE	11203	11203
MISCELLANEOUS	882	882
INVESTMENT EXPENSE	365	365
PARTNERSHIP K-1	0	127132

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Adjusted Net IncomeAdjustedNetIncome
PARTNERSHIP INCOME	478748	-278386	478748
ROYALTIES K-1 INCOME		11181

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	PROFESSIONAL FEES	Category
Amount	$123,372	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	123372	DisbursementsCharitablePrps

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor SubstantialContributor

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ESTATE OF EVE LABOUISSE	BusinessNameLine1

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	ONE ROCKEFELLER PLAZA 31ST FLOOR	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10020	ZIPCode

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
EXCISE TAX	$20,000	0	0
FOREIGN TAX PD	$303	31936	0

SHIPPY FOUNDATION: Form 990PF, tax year 2011

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (157 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (7 entries)

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (2 entries)

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (43 entries)

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (8 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Other Investment Income Part VII OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps (4 entries)

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo (3 entries)

Noncash Property NoncashProperty (2 entries)

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (5 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor SubstantialContributor

Business Name BusinessName

US Address USAddress

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

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