ERRETT FISHER FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- ERRETT FISHER FOUNDATION (EIN 77-6154082)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-12
- IRS object ID
- 201213179349100641
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-12T19:01:04-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770181453 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NASIF HICKS HARRIS & CO LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 104 WEST ANAPAMU STREET SUITE B | AddressLine1 |
| City | SANTA BARBARA | City |
| State | CA | State |
| ZIP Code | 93101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 776154082 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ERRETT FISHER FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ERRE | NameControl |
| Phone | 8059630669 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1332 ANACAPA STREET SUITE 200 | AddressLine1 |
| City | SANTA BARBARA | City |
| State | CA | State |
| ZIP Code | 93101 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | NICHOLAS SCHNEIDER | Name |
| Title | SECRETARY | Title |
| Phone | 8059630669 | Phone |
| Date Signed | 2012-11-09 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JEFFERY P HARRIS | Name |
| PTIN | P01070180 | PTIN |
| Phone | 8059661521 | Phone |
| Self Employed | X | SelfEmployed |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 5933652 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 83349 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 83349 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 41403 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 621413 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 41403 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 124752 | TotalRevenueAndExpenses |
| Total Net Investment Income | 124752 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 3362 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 18200 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 4550 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 27012 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 13506 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 60931 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 60931 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 2282 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 2282 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Trav Conf Meeting Rev And Expnss | 10614 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Net Invst Incm | 10614 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 0 | TravConfMeetingDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 2087 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 2087 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 124488 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 93970 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 579800 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 579800 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 704288 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 93970 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 579800 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -579536 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 30782 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 1 | CashBOY |
| Cash EOY | 1 | CashEOY |
| Cash EOYFMV | 1 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 148836 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 96960 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 96960 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 5292123 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 4764463 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 5836691 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 5440960 | TotalAssetsBOY |
| Total Assets EOY | 4861424 | TotalAssetsEOY |
| Total Assets EOYFMV | 5933652 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 5440960 | RetainedEarningsBOY |
| Retained Earnings EOY | 4861424 | RetainedEarningsEOY |
| Total Net Assets BOY | 5440960 | TotalNetAssetsBOY |
| Total Net Assets EOY | 4861424 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 5440960 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 4861424 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 5440960 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -579536 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 4861424 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 4861424 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (3 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| SHORT-TERM CAPITAL GAINS ON PUBLICLY TRADED SECURITIES | P | 67709 | 65257 | 2452 | 2452 |
| LONG-TERM CAPITAL GAINS ON PUBLICLY TRADED SECURITIES | P | 515630 | 514753 | 877 | 877 |
| CAPITAL GAINS DIVIDENDS | P | 38074 | 38074 | 38074 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 41403 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 417800 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 6198021 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.067409 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 643591 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 5695833 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.112993 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 523348 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 7963938 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.065715 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 496800 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 9494973 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.052322 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 189800 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 8406301 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.022578 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.321017 | TotalDistributionRatio |
| Average Distribution Ratio | 0.064203 | AverageDistributionRatio |
| Net Noncharitable Assets | 6276357 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 402961 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 308 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 403269 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 579800 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 308 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 308 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 308 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 749 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 749 | TotalCreditsAndPayments |
| Overpayment | 441 | Overpayment |
| Amount Credited To Next Year | 441 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | THE ERRETT FISHER FOUNDATION | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8059630669 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 104 WEST ANAPAMU STREET SUITE B | AddressLine1 |
| City | SANTA BARBARA | City |
| State | CA | State |
| ZIP Code | 931013126 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (7 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| GREGORY L ERRETT | ||||||||
| 1332 ANACAPA STREET SUITE 200 | SANTA BARBARA | CA | 93101 | PRESIDENT | 0.50 | 0 | 0 | 0 |
| CARMEN ERRETT CARUTH | ||||||||
| 1332 ANACAPA STREET SUITE 200 | SANTA BARBARA | CA | 93101 | DIRECTOR | 0.50 | 0 | 0 | 0 |
| RICHARD H BRODY | ||||||||
| 1332 ANACAPA STREET SUITE 200 | SANTA BARBARA | CA | 93101 | DIRECTOR | 0.50 | 0 | 0 | 0 |
| WILLIAM F REDDING | ||||||||
| 1332 ANACAPA STREET SUITE 200 | SANTA BARBARA | CA | 93101 | CFO | 0.50 | 1140 | 0 | 0 |
| NICHOLAS J SCHNEIDER | ||||||||
| 1332 ANACAPA STREET SUITE 200 | SANTA BARBARA | CA | 93101 | SECRETARY | 0.50 | 0 | 0 | 0 |
| JEFF HARRIS | ||||||||
| 1332 ANACAPA STREET SUITE 200 | SANTA BARBARA | CA | 93101 | DIRECTOR | 0.50 | 0 | 0 | 0 |
| MARK BROWN | ||||||||
| 1332 ANACAPA STREET SUITE 200 | SANTA BARBARA | CA | 93101 | DIRECTOR | 0.50 | 2222 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 6274680 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 97256 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 6371936 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 6371936 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 95579 | CashDeemedCharitable |
| Net Noncharitable Assets | 6276357 | NetNoncharitableAssets |
| Minimum Investment Return | 313818 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 313818 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 308 | TaxBasedOnInvestmentIncome |
| Total Tax | 308 | TotalTax |
| Distributable Amount Before Adj | 313510 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 313510 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 313510 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 579800 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 579800 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 308 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 579492 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 313510 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year3 | 82578 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 359591 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 108159 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 550328 | TotalExcessDistriCarryover |
| Qualifying Distributions | 579800 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 313510 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 266290 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 816618 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 816618 | ExcessDistriCyovToNextYear |
| Excess From Year3 | 82578 | ExcessFromYear3 |
| Excess From Year2 | 359591 | ExcessFromYear2 |
| Excess From Year1 | 108159 | ExcessFromYear1 |
| Excess From Current Year | 266290 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (9 entries)
| Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|---|
| CALIFORNIA POLYTECHNIC STATE UNIVERSITY | ||||||||
| CITY AND REGIONAL PLANNING | DEPARTMENT | SAN LUIS OBISPO | CA | 934070283 | N/A | PUBLIC CHARITY | EDUCATIONAL SUPPORT | $45,000 |
| DIRECT RELIEF INTERNATIONAL | ||||||||
| 27 S LA PATERA LANE | SANTA BARBARA | CA | 93117 | N/A | PUBLIC CHARITY | HELP THE SICK | $100,000 | |
| FRIENDS OF THE ODD FELLOWS CEMETERY | ||||||||
| 100 ALICE STREET | WINSTONSALEM | NC | 27105 | N/A | PUBLIC CHARITY | CEMETERY RESTORATION | $25,000 | |
| LYONS 4TH DISTRICT STUDENT SPEAKERS FOUNDATION | ||||||||
| 129 LOS AGUAJES AVE | SANTA BARBARA | CA | 93101 | N/A | PUBLIC CHARITY | EDUCATIONAL SUPPORT | $30,000 | |
| SEE INTERNATIONAL | ||||||||
| 27 EAST DE LA GUERRA ST | SANTA BARBARA | CA | 93101 | N/A | PUBLIC CHARITY | HELP THE SICK | $10,800 | |
| UNIVERSITY OF CALIFORNIA SANTA BARBARA | ||||||||
| 1190 PHELPS HALL | SANTA BARBARA | CA | 93116 | N/A | GOVERNMENTAL ORGANIZ | ALZHEIMER RESEARCH, EDUCATIONAL SUPPORT | $200,000 | |
| WAKE FOREST INSTITUTE FOR REGENERATIVE MEDICINE | ||||||||
| MEDICAL CENTER BLVD | WINSTONSALEM | NC | 27101 | N/A | PUBLIC CHARITY | HELP THE SICK | $75,000 | |
| WINSTON-SALEM STREET SCHOOL | ||||||||
| 610 HOLLY AVE | WINSTONSALEM | NC | 27101 | N/A | PRIVATE SCHOOL | EDUCATIONAL SUPPORT | $59,000 | |
| UNITED WAY FOUNDATION | ||||||||
| 129 LOS AGUAJES AVE | SANTA BARBARA | CA | 93101 | N/A | PUBLIC CHARITY | EDUCATIONAL SUPPORT | $35,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 579800 | TotGrantOrContriPaidDuringYear |
Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (5 entries)
| Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CALIFORNIA POLYTECHNIC STATE UNIVERSITY | |||||||
| CITY AND REGIONAL PLANNING | DEPARTMENT | SAN LUIS OBISPO | CA | 934070283 | N/A | EDUCATIONAL SUPPORT | $45,000 |
| WAKE FOREST INSTITUTE FOR REGENERATIVE MEDICINE | |||||||
| MEDICAL CENTER BLVD | WINSTONSALEM | NC | 27101 | N/A | HELP THE SICK | $75,000 | |
| LYONS 4TH DISTRICT STUDENT SPEAKERS FOUNDATION | |||||||
| 129 LOS AGUAJES AVE | SANTA BARBARA | CA | 93101 | N/A | EDUCATIONAL SUPPORT | $30,000 | |
| WINSTON-SALEM | |||||||
| 610 HOLLY AVE | WINSTONSALEM | NC | 27101 | N/A | EDUCATIONAL SUPPORT | $69,000 | |
| SEE INTERNATIONAL | |||||||
| 27 EAST DE LA GUERRA ST | SANTA BARBARA | CA | 93101 | N/A | HELP THE SICK | $11,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Approved Future | 230000 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $83,349 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $41,403 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $124,752 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 124752 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps (3 entries)
| Line NumberLineNumber | Relationship StatementRelationshipStatement |
|---|---|
| 1 | THE PURPOSE OF THE CORPORATION IS TO MAKE GRANTS TO CHARITABLE |
| 2 | ORGANIZATIONS FOR THE GENERAL PUBLIC BENEFIT, GENERALLY IN THE UNITED |
| 3 | STATES OF AMERICA. |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES PAID FOR WORK OF DIRECTOR AND DIRECTOR'S FIRM | Category |
| Amount | $27,012 | Amount |
| Net Investment Income | 13506 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (53 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 3M COMPANY | 122465 | 122595 |
| AFLAC INC COM | 109793 | 86520 |
| AMERICAN NEW WORLD FUNDS F-2 #636 | 155000 | 184575 |
| APPLE INC COM | 77686 | 182250 |
| BAXTER INTERNATIONAL INC. | 81183 | 89064 |
| BERKSHIRE HATHAWAY INC CL B | 163853 | 171675 |
| BIOGEN IDEC INC | 75908 | 132060 |
| CHEVRON CORP NEW COM | 132355 | 180880 |
| CISCO SYS INC. | 111535 | 81360 |
| COACH INC COM | 59149 | 91560 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP | 52000 | 128620 |
| COLUMBIA VALUE AND RESTRUCTURING | 105898 | 117969 |
| CONOCOPHILLIPS | 143974 | 160314 |
| COSTCO WHOLESALE CORPORATION | 60619 | 83320 |
| DANAHER CORP | 81360 | 94080 |
| DISNEY WALT CO HOLDING COMPANY | 50489 | 56250 |
| DU PONT E I DE NEMOURS & CO COM | 88085 | 91560 |
| E M C CORP MASS COM | 129338 | 150780 |
| FREEPORT-MCMORAN COPPER & GOLD INC | 81877 | 73580 |
| GAMCO GOLD FUND-CLASS AAA #8 | 104439 | 94950 |
| GOLDMAN SACHS GROUP | 46388 | 45215 |
| GOLDMAN SACHS SMALL/MID CAP GROWTH FUND | 176735 | 182404 |
| GOOGLE INC CI A | 47242 | 64590 |
| GRAINGER W W INC COM | 82956 | 140393 |
| IBM | 161463 | 239044 |
| INFOSYS TECHNOLOGIES SP ADR COM | 70978 | 102760 |
| I-SHARES MSCI EMERGING MARKETS ETF | 106515 | 151760 |
| ISHARES TR S&P SMALLCAP 600 VALUE INDEX FD | 132038 | 136600 |
| LILLY ELI & CO COM | 51345 | 62340 |
| MATTHEWS CHINA FUND | 81780 | 72146 |
| MCDONALDS CORP | 92469 | 150495 |
| NIKE INC CI B | 105594 | 144555 |
| NOVARTIS AG SPONSORED ADR | 53335 | 57170 |
| ORACLE CORP | 109794 | 102600 |
| PANERA BREAD CO CL A | 137848 | 212175 |
| PFIZER INC | 31266 | 38952 |
| POWERSHARES QQQ TR | 120530 | 139575 |
| PRECISION CASTPARTS CORP | 42213 | 74156 |
| RALPH LAUREN CORP CL A | 111910 | 158792 |
| PRIMECAP ODYSSEY AGGRESSIVE GROWTH FUND | 105777 | 113885 |
| RYDEX ETF TR S&P 500 EQUAL WEIGHTED INDEX FD | 97943 | 111072 |
| SCHEIN HENRY INC COM | 83970 | 96645 |
| SCOUT INTERNATIONAL FUND #29 | 75000 | 70702 |
| SOUTHWESTERN ENERGY CO | 51569 | 51104 |
| T ROW PRICE EMERGING MARKETS STOCK | 53331 | 79027 |
| T ROWE PRICE NEW ERA FD INC COM | 78754 | 83670 |
| TORONTO DOMINION BK ONT COM NEW | 40472 | 41145 |
| UNITED TECHNOLOGIES | 39874 | 40199 |
| UNITEDHEALTH GROUP INC | 103493 | 152040 |
| VANGUARD CONVERTIBLE SECS FD #82 | 72535 | 76880 |
| VANGUARD DIVIDEND APPRECIATION ETF | 86340 | 109300 |
| WELLS FARGO & CO | 34460 | 55120 |
| YUM BRANDS INC COM | 91540 | 106218 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES PAID FOR WORK OF DIRECTOR AND DIRECTOR'S FIRM | Category |
| Amount | $18,200 | Amount |
| Net Investment Income | 4550 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| INSURANCE | 1382 | 1382 | 0 |
| SUPPLIES | 705 | 705 | 0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | Category |
| Amount | $60,931 | Amount |
| Net Investment Income | 60931 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX PAID | Category |
| Amount | $2,282 | Amount |
| Net Investment Income | 2282 | NetInvestmentIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments