MARVIN NAIMAN AND MARGERY GOLDMAN FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- MARVIN NAIMAN AND MARGERY GOLDMAN FAMILY FOUNDATION (EIN 20-3309847)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-09-10
- IRS object ID
- 201212589349100711
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-09-10T16:49:41-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203309847 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Marvin Naiman and Margery Goldman Family Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | MARV | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Margery Goldman | Name |
| Title | President | Title |
| Date Signed | 2012-09-10 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-09-10 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 2940696 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 8 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 8 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 80197 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 80197 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -32606 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 729849 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 1258 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 153 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 48857 | TotalRevenueAndExpenses |
| Total Net Investment Income | 80358 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 27559 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 27559 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 2798 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1293 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 17574 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 119 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 17455 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 47931 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 28971 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 17455 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 98108 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 98108 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 146039 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 28971 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 115563 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -97182 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 51387 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 124636 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 150322 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 150322 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 3029447 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2909156 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2790374 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 2577 | InvestmentsOtherBOY |
| Total Assets BOY | 3156660 | TotalAssetsBOY |
| Total Assets EOY | 3059478 | TotalAssetsEOY |
| Total Assets EOYFMV | 2940696 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 3156660 | RetainedEarningsBOY |
| Retained Earnings EOY | 3059478 | RetainedEarningsEOY |
| Total Net Assets BOY | 3156660 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3059478 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 3156660 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3059478 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 3156660 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -97182 | ExcessOfRevenueOverExpenses |
| Subtotal | 3059478 | Subtotal |
| Total Net Assets Fund Balances EOY | 3059478 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|
| Publicly-traded Securities | 729849 | 761314 | -31465 | -31465 |
| Section 751 gain on sale of partnership-reclass | -1141 | -1141 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -32606 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 102047 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2894509 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.035255 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 88331 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2577362 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.034272 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 114479 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2677721 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.042752 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 26964 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 582543 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.046287 | DistributionRatioYear4 |
| Total Distribution Ratio | 000.158566 | TotalDistributionRatio |
| Average Distribution Ratio | 000.031713 | AverageDistributionRatio |
| Net Noncharitable Assets | 3048796 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 96686 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 514 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 97200 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 115563 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 514 | InvestmentIncomeExciseTax |
| Subtotal | 514 | Subtotal |
| Tax Based On Investment Income | 514 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 818 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 818 | TotalCreditsAndPayments |
| Tax Paid Original Return | 818 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 304 | Overpayment |
| Amount Credited To Next Year | 304 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | true | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | Margery Goldman | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 19809 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | President | Title |
| Avg Hours Per Wk Devoted To Position | 001.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2982473 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 112751 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3095224 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 3095224 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 46428 | CashDeemedCharitable |
| Net Noncharitable Assets | 3048796 | NetNoncharitableAssets |
| Minimum Investment Return | 152440 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 152440 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 514 | TaxBasedOnInvestmentIncome |
| Total Tax | 514 | TotalTax |
| Distributable Amount Before Adj | 151926 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 151926 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 151926 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 115563 | ExpensesAndContributions |
| Qualifying Distributions | 115563 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 514 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 115049 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 151926 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 84435 | UndistributedIncomePriorYear |
| Qualifying Distributions | 115563 | QualifyingDistributions |
| Applied To Year1 | 84435 | AppliedToYear1 |
| Applied To Current Year | 31128 | AppliedToCurrentYear |
| Undistributed Income CY | 120798 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (22 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| B'NAI HAVURAH COL JEWISH RECONST F | |||||||
| 6445 E OHIO AVE | DENVER | CO | 80224 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| BOULDER VALLEY WOMENS HEALTH CENTER | |||||||
| 2855 VALMONT RD | BOULDER | CO | 80301 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| CONGREGATION NEVEI KODESH | |||||||
| 3269 28TH ST | BOULDER | CO | 80301 | N/A | 509(a)(1) | Rabbis Discretionary Fund | $1,800 |
| E TOWN | |||||||
| POBOX 954 | BOULDER | CO | 80306 | N/A | 509(a)(2) | Town Hall Campaign | $1,000 |
| ENCOUNTER PROGRAMS INCORPORATED | |||||||
| 25 BROADWAY SUITE 1700 | NEW YORK | NY | 10004 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| ENCOUNTER PROGRAMS INCORPORATED | |||||||
| 25 BROADWAY SUITE 1700 | NEW YORK | NY | 10004 | N/A | 509(a)(1) | Charitable Event | $1,638 |
| FRIENDSHIP BRIDGE | |||||||
| 405 URBAN ST STE 140 | LAKEWOOD | CO | 80228 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| J STREET EDUCATION FUND INC | |||||||
| PO BOX 66073 | WASHINGTON | DC | 20035 | N/A | 509(a)(1) | J Street Conference Sponsorship | $1,000 |
| JUST VISION INC | |||||||
| 1616 P ST NW STE 340 | WASHINGTON | DC | 20036 | N/A | 509(a)(1) | General Unrestricted | $5,000 |
| MERCY CORPS | |||||||
| 45 SW ANKENY ST | PORTLAND | OR | 97204 | N/A | 509(a)(1) | General Unrestricted | $1,500 |
| MIZEL CENTER FOR ARTS AND CULTURE | |||||||
| 350 S DAHLIA ST | DENVER | CO | 80246 | N/A | 509(a)(1) | Denver Jewish Film Festival and Speaker Sponsorship | $2,000 |
| NAROPA UNIVERSITY | |||||||
| 2130 ARAPAHOE AVE | BOULDER | CO | 80302 | N/A | 509(a)(1) | Annual Fund | $25,000 |
| NAROPA UNIVERSITY | |||||||
| 2130 ARAPAHOE AVE | BOULDER | CO | 80302 | N/A | 509(a)(1) | Marvin I. Naiman Scholarship Fund | $5,000 |
| NAROPA UNIVERSITY | |||||||
| 2130 ARAPAHOE AVE | BOULDER | CO | 80302 | N/A | 509(a)(1) | Authentic Leadership Initiative | $10,000 |
| NEW ISRAEL FUND | |||||||
| 2100 M ST NW STE 619 | WASHINGTON | DC | 20037 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| RECONSTRUCTIONIST RABBINICAL COLLEG | |||||||
| 1299 CHURCH RD | WYNCOTE | PA | 19095 | N/A | 509(a)(1) | General Unrestricted | $1,800 |
| ROSE COMMUNITY FOUNDATION | |||||||
| 600 S CHERRY ST STE 1200 | DENVER | CO | 80246 | N/A | 509(a)(1) | Papa Marv Donor Advised Fund | $10,250 |
| SHOMREY MISHPAT RABBIS FOR HUMAN RI | |||||||
| 333 7TH AVE 13TH FL | NEW YORK | NY | 10001 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| THE COMMUNITY FOUNDATION SERVING BO | |||||||
| 1123 SPRUCE ST | BOULDER | CO | 80302 | N/A | 509(a)(1) | Community Trust and for Marvin Naiman and Margery Goldman Donor Advised Fund | $6,020 |
| URGENT ACTION FUND FOR WOMENS HUMAN | |||||||
| 333 VALENCIA ST STE 250 | SAN FRANCISCO | CA | 94103 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| WOMEN DONORS NETWORK | |||||||
| 565 COMMERCIAL ST STE 300 | SAN FRANCISCO | CA | 94111 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| WOMEN DONORS NETWORK | |||||||
| 565 COMMERCIAL ST STE 300 | SAN FRANCISCO | CA | 94111 | N/A | 509(a)(1) | Women, War Peace Project | $1,100 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 98108 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $8 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $80,197 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$32,606 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (3 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount | Business CodeBusinessCode | Unrelated Business IncomeUnrelatedBusinessIncomeAmount |
|---|---|---|---|---|
| Foreign Tax Refund | 01 | $152 | ||
| K-1 Pass-Through Income | 14 | $1 | 525990 | -$36 |
| Section 751 gain on sale of partnership | 525990 | $1,141 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $1,105 | UnrelatedBusinessIncomeAmount |
| Exclusion | $47,752 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 48857 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (144 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 75 shares of 3M CO MMM | 5390 | 6130 |
| 605 shares of ABB LTD. ABB | 11758 | 11392 |
| 130 shares of ABENGOA SA ABGOF.PK | 3486 | 2777 |
| 90 shares of ADIDAS-SALOMON AG OR OTC ADDDF.PK | 4806 | 5841 |
| 75 shares of ALTERA CORPORATION ALTR | 2604 | 2783 |
| 260 shares of AMERICA MOVIL SA AMX | 6730 | 5876 |
| 1110 shares of AMP FPO AMLTF.PK | 5845 | 4718 |
| 75 shares of AON PLC AON | 3931 | 3510 |
| 80 shares of APACHE CORPORATION APA | 8937 | 7246 |
| 40 shares of APPLE INC. AAPL | 9224 | 16200 |
| 80 shares of APTAR GROUP INC ATR | 3801 | 4174 |
| 120 shares of ASML HOLDING NV NY REG SHS ASML | 3441 | 5015 |
| 210 shares of ATT CORP COM NEW T | 5867 | 6350 |
| 85 shares of AUTOMATIC DATA PROCESSING INC. ADP | 3852 | 4591 |
| 375 shares of AXA ADS AXAHY.PK | 10119 | 4823 |
| 80 shares of BAKER HUGHES INTL BHI | 4022 | 3891 |
| 2010 shares of BARCLAYS PLC ORD BCLYF.PK | 5360 | 5327 |
| 45 shares of BARD C R INC. BCR | 4225 | 3848 |
| 180 shares of BBT CP BBT | 4865 | 4531 |
| 4199 shares of BLACKROCK FUNDMNTL GRW I MAFGX | 100000 | 91030 |
| 20 shares of BLACKROCK INC BLK | 3438 | 3565 |
| 806 shares of BUFFALO MID CAP FUND BUFMX | 12030 | 12570 |
| 2000 shares of CAPITALAND LTD ORD CLLDF.PK | 5846 | 3400 |
| 15 shares of CARBO CERAMICS INC CRR | 1777 | 1850 |
| 85 shares of CASINO GUICHARD PERRACH ET CIE ACT CGUIF.PK | 7489 | 7181 |
| 150 shares of CHECK POINT SOFTWARE TECHNOLOGIES LTD CHKP | 6879 | 7881 |
| 45 shares of COLGATE-PALMOLIVE COMPANY CL | 3458 | 4158 |
| 296 shares of COMPANHIA ENERG DE ADR CIG | 4905 | 5266 |
| 35 shares of COOPER INDUSTRIES PLC CBE | 2139 | 1895 |
| 45 shares of COSTCO WHOLESALE CORP NEW COST | 2978 | 3749 |
| 55 shares of CREE, INC. CREE | 3609 | 1212 |
| 40 shares of CUMMINS INC CMI | 1460 | 3521 |
| 55 shares of DEERE CO DE | 2034 | 4254 |
| 65 shares of DIGITAL RLTY TR INC DLR | 4071 | 4334 |
| 17687 shares of DODGE COX INCOME FUND DODIX | 237372 | 235231 |
| 205 shares of EAST WEST BANCORP, INC. EWBC | 3441 | 4049 |
| 460 shares of EDP RENOVAIS SA OVIEDO SHS EDRVF.PK | 3442 | 2815 |
| 160 shares of EMC CORP-MASS EMC | 3515 | 3446 |
| 105 shares of EMERSON ELECTRIC CO. EMR | 5159 | 4892 |
| 35 shares of EOG RESOURCES INC EOG | 3683 | 3448 |
| 30 shares of FANUC CO FANUF.PK | 2429 | 4538 |
| 10127 shares of FRANK RUSSELL INV CO EQ I FUND CL I REASX | 296930 | 271394 |
| 9667 shares of FRANK RUSSELL INV CO EQ Q FUND CL I REDSX | 300268 | 286250 |
| 15390 shares of FRANK RUSSELL INV CO FIXED INC I FUND CL I RFASX | 312013 | 340277 |
| 1785 shares of FRANK RUSSELL INV CO INTERNATIONAL FUND CL I RINSX | 75618 | 47887 |
| 4612 shares of FRANK RUSSELL INVESTMENT COMPANY EMERGING MARKETS REMSX | 95000 | 74346 |
| 1814 shares of FRANK RUSSELL INVESTMENT COMPANY REAL ESTATE SECUR RRESX | 69234 | 59329 |
| 55 shares of FRANKLIN RES INC BEN | 5160 | 5283 |
| 360 shares of GAFISA S.A GFA | 4883 | 1656 |
| 60 shares of GEN-PROBE INCORPORATED GPRO | 3668 | 3547 |
| 95 shares of GILEAD SCIENCES INC GILD | 3987 | 3888 |
| 16 shares of GOOGLE INC CL A GOOG | 7937 | 10334 |
| 45 shares of GRAINGER W W INC. GWW | 3934 | 8424 |
| 55 shares of GROUPE DANONE GPDNF.PK | 3378 | 3429 |
| 500 shares of HANG SENG BK LTD ORD HSNGF.PK | 7378 | 5933 |
| 771 shares of HEARTLAND VALUE PLUS FUND HNVIX | 23369 | 21359 |
| 165 shares of HENKEL KGAA ADR HENKY.PK | 6614 | 8016 |
| 140 shares of HOME DEPOT INC. HD | 4757 | 5886 |
| 205 shares of HONDA MOTOR CO LTD HMC | 6842 | 6263 |
| 75 shares of HOSPIRA INC W/I HSP | 4065 | 2278 |
| 156 shares of HSBC HLDGS PLC ADS HBC | 7119 | 5944 |
| 75 shares of ILLINOIS TOOL WORKS ITW | 3467 | 3503 |
| 30 shares of INTERNATIONAL BUSINESS MACHINES IBM | 5438 | 5516 |
| 1430 shares of ISHARES MSCI EAFE SMALL CAP INDEX FUND SCZ | 59627 | 49707 |
| 625 shares of ISHARES RUSSELL 2000 IWM | 45211 | 46094 |
| 277 shares of ISHARES TRUST RUSSELL MIDCAP INDEX FUND IWR | 25309 | 27262 |
| 120 shares of JOHNSON JOHNSON JNJ | 7839 | 7870 |
| 160 shares of JOHNSON CONTROLS INC. JCI | 4710 | 5002 |
| 80 shares of JOHNSON MATTHEY PLC JMPLY.PK | 4449 | 4586 |
| 270 shares of JP MORGAN CHASE CO JPM | 10723 | 8978 |
| 155 shares of JULIUS BAER GRUPPE AG JBARF.PK | 5663 | 6090 |
| 200 shares of KAO CORPORATION KAOCF.PK | 5119 | 5467 |
| 1400 shares of KASIKORNBANK P NV DR KPCUF.PK | 3206 | 5414 |
| 60 shares of KLA TENCOR CORP KLAC | 2544 | 2895 |
| 241 shares of KONINKLIJKE PHILIPS ELECTRONICS PHG | 8061 | 5049 |
| 145 shares of KRAFT FOODS INC KFT | 4754 | 5417 |
| 175 shares of KUBOTA CP KUB | 6640 | 7273 |
| 364 shares of LAIR LIQUIDE ADR OTC AIQUY.PK | 8618 | 8954 |
| 85 shares of MCCORMICK CO MKC | 3493 | 4286 |
| 140 shares of METLIFE INC. MET | 5565 | 4365 |
| 355 shares of MICROSOFT CORPORATION MSFT | 9647 | 9216 |
| 250 shares of MITSUI FUDOSAN CO LT MTSFF.PK | 4145 | 3646 |
| 70 shares of NASPERS LIMITED ORD NAPRF.PK | 3264 | 3003 |
| 50 shares of NATL OILWELL VARCO NOV | 3960 | 3400 |
| 100 shares of NEW ORIENTAL ED TECHNOLOGY GROUP INCSPONSORED AD EDU | 1691 | 2405 |
| 265 shares of NGK INSULATORS NGKIF.PK | 5415 | 3148 |
| 40 shares of NIKE INC-CL B NKE | 2768 | 3855 |
| 470 shares of NIPPON ELECTRIC GLASS NPEGF.PK | 6588 | 4655 |
| 100 shares of NOBLE CORPORATION NE | 4301 | 3022 |
| 70 shares of NORDSTROM INC JWN | 3411 | 3480 |
| 286 shares of NOVARTIS AG ADR NVS | 15831 | 16351 |
| 15 shares of NOVO NORDISK A S NVO | 1900 | 1729 |
| 1275 shares of NUVEEN REAL ESTATE SECURITIES F FARCX | 25668 | 24195 |
| 1500 shares of OLAM INTERNATIONAL OLMIF.PK | 3650 | 2400 |
| 821 shares of OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y ODVYX | 29300 | 23796 |
| 300 shares of ORACLE CORP ORCL | 9049 | 7695 |
| 365 shares of ORIGIN ENERGY LTD AD OGFGF.PK | 4798 | 4960 |
| 25 shares of PARKER HANNIFIN CP PH | 1556 | 1906 |
| 345 shares of PEARSON PLC PSO | 4410 | 6510 |
| 110 shares of PEPSICO INC PEP | 6924 | 7299 |
| 8577 shares of PIMCO COMMODITY REAL RETURN STRATEGY FUND PCRIX | 76000 | 56094 |
| 32897 shares of PIMCO TOTAL RETURN FUND PTTRX | 350267 | 357591 |
| 120 shares of PNC FINANCIAL GROUP INC. PNC | 6995 | 6920 |
| 100 shares of PRAXAIR INC. PX | 8399 | 10690 |
| 185 shares of PROCTER GAMBLE CO PG | 12518 | 12341 |
| 140 shares of QUALCOMM INC QCOM | 6905 | 7658 |
| 257 shares of ROCHE HOLDING LTD ADR RHHBY.PK | 9213 | 10935 |
| 230 shares of SAMPO INSURANCE COMPANY LTD ORE CL A SAXPF.PK | 7249 | 5538 |
| 100 shares of SAP AKTIENGESELL ADS SAP | 5454 | 5295 |
| 40 shares of SCHNITZER STEEL INDUSTRIES, INC. SCHN | 2326 | 1691 |
| 275 shares of SCOTTISH SOUTHERN ENERGY ADR SSEZY.PK | 7575 | 5525 |
| 365 shares of SIMS METAL MANAGEMENT LTD SMS | 8391 | 4690 |
| 1300 shares of SINGTEL 10 SNGNF.PK | 3168 | 3146 |
| 35 shares of SMA SOLAR TECHNOL.AG SMTGF.PK | 3264 | 1961 |
| 110 shares of SMITH NEPHEW PLC ADR SNN | 6377 | 5297 |
| 55 shares of SONOVA HOLDING AG SONVF.PK | 3454 | 5761 |
| 55 shares of SPDR GOLD TR GOLD SHS GLD | 4739 | 8359 |
| 205 shares of SPECTRA ENERGY CORP-W/I SE | 5687 | 6304 |
| 110 shares of SPIRAX-SARCO ENGIN SPXSF.PK | 3562 | 3147 |
| 265 shares of STANDARD BANK GROUP LIMITED SBGOF.PK | 3891 | 3193 |
| 715 shares of STATOIL ASA ADS STO | 14943 | 18311 |
| 295 shares of STD CHARTERED PLC SHS SCBFF.PK | 8720 | 6419 |
| 285 shares of SUBSEA 7 SA ACGY | 4778 | 5301 |
| 180 shares of SYSCO CORP SYY | 5171 | 5279 |
| 200 shares of SYSMEX CORPORATION SSMXF.PK | 4477 | 6490 |
| 369 shares of TAIWAN SEMICONDUCTOR MFG CO LTD TSM | 3769 | 4764 |
| 968 shares of TCW SMALL CAP GROWTH FUND I CL TGSCX | 25000 | 25169 |
| 117 shares of TENARIS SA-ADR TS | 6859 | 4350 |
| 150 shares of TERUMO CORPORATION,FIRST SECTION TRUMF.PK | 8248 | 7215 |
| 2374 shares of THORNBURG GLOBAL VALUE FUND CLASS I TGVIX | 71151 | 58342 |
| 117 shares of TIME WARNER CABLE INC TWC | 4599 | 7438 |
| 1340 shares of TINGYI CAYMAN ISLAND TCYMF.PK | 3587 | 4221 |
| 45 shares of TORAY INDUSTRIES INC TRYIY.PK | 2107 | 3236 |
| 115 shares of UMICORE SA ACT UMICF.PK | 6019 | 4571 |
| 235 shares of UNILEVER N V N Y UN | 6475 | 8077 |
| 55 shares of VESTA WIND SYSTEMS ORD VWSYF.PK | 6783 | 584 |
| 55 shares of VISA INC V | 4986 | 5584 |
| 645 shares of VODAFONE GROUP PLC VOD | 17000 | 18079 |
| 25 shares of VOSSLOH AG O.N. VOSSF.PK | 3143 | 2404 |
| 155 shares of WALT DISNEY HOLDINGS CO. DIS | 4520 | 5813 |
| 50 shares of WATERS CORP WAT | 3708 | 3703 |
| 180 shares of WGL HOLDINGS INC WGL | 6167 | 7960 |
| 175 shares of WORLEYPARSONS LTD ORD F WYGPF.PK | 5769 | 4690 |
| 90 shares of ZIMMER HOLDINGS INC ZMH | 5460 | 4808 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 17455 | 17455 | |
| Bank Charges | 119 | 119 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| ENERGY TRANSFER PARTNERS LP K-1 Pass-Through Share of Partnership Income/Loss | -35 | 1 |
| Foreign Tax Refund | 152 | 152 |
| ENERGY TRANSFER PARTNERS LP Section 751 Gain on Sale of Partnership | 1141 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $27,559 | Amount |
| Net Investment Income | 27559 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated Tax for 2011 | $800 | 0 | 0 | 0 |
| Foreign Tax Paid | $1,293 | 1293 | 0 | 0 |
| IRS Excise Tax Payment with 1st ext 2010 990PF | $705 | 0 | 0 | 0 |
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