CHASE FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: CHASE FOUNDATION (EIN 36-7466258)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-09-12
IRS object ID: 201212569349100601
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-09-12T08:53:59-07:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Johnathan L Shuman PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	512 W Texas Ave	AddressLine1
City	Artesia	City
State	NM	State
ZIP Code	88210	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	367466258	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	CHASE FOUNDATION	BusinessNameLine1
Business Name Line2	MACK C CHASE TRUSTEE	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	CHAS	NameControl
Phone	5757464610	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	510 W TEXAS AVE	AddressLine1
City	ARTESIA	City
State	NM	State
ZIP Code	88210	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	RICHARD PRICE	Name
Title	Executive Direc	Title
Date Signed	2012-09-12	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	JOHNATHAN L SHUMAN	Name
Phone	5757481213	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	42127508	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	41451	ContriReceivedRevAndExpnss
Interest On Savings Rev And Expnss	125487	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	125487	InterestOnSavingsNetInvstIncm
Interest On Savings Adj Net Incm	125487	InterestOnSavingsAdjNetIncm
Dividends Rev And Expnss	933038	DividendsRevAndExpnss
Dividends Net Invst Incm	933038	DividendsNetInvstIncm
Dividends Adj Net Incm	933038	DividendsAdjNetIncm
Net Gain Sale Assets Rev And Expnss	3132194	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	15026592	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	3132194	CapitalGainNetIncmNetInvstIncm
Net STCG Adj Net Incm	3200382	NetSTCGAdjNetIncm
Other Income Rev And Expnss	30123	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	30123	OtherIncomeNetInvstIncm
Other Income Adj Net Incm	30123	OtherIncomeAdjNetIncm
Total Revenue And Expenses	4262293	TotalRevenueAndExpenses
Total Net Investment Income	4220842	TotalNetInvestmentIncome
Total Adjusted Net Income	4289030	TotalAdjustedNetIncome
Oth Empl Slrs Wgs Rev And Expnss	37104	OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	37104	OthEmplSlrsWgsDsbrsChrtblPrps
Legal Fees Rev And Expnss	33487	LegalFeesRevAndExpnss
Legal Fees Dsbrs Chrtbl Prps	33487	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	9851	AccountingFeesRevAndExpnss
Accounting Fees Dsbrs Chrtbl Prps	9851	AccountingFeesDsbrsChrtblPrps
Taxes Rev And Expnss	298961	TaxesRevAndExpnss
Taxes Net Invst Incm	293528	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	5433	TaxesDsbrsChrtblPrps
Deprec And Depletion Rev And Expnss	13298	DeprecAndDepletionRevAndExpnss
Occupancy Rev And Expnss	1567	OccupancyRevAndExpnss
Occupancy Dsbrs Chrtbl Prps	1567	OccupancyDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	4079	TravConfMeetingRevAndExpnss
Trav Conf Meeting Dsbrs Chrtbl Prps	4079	TravConfMeetingDsbrsChrtblPrps
Printing And Pub Rev And Expnss	4156	PrintingAndPubRevAndExpnss
Printing And Pub Dsbrs Chrtbl Prps	4156	PrintingAndPubDsbrsChrtblPrps
Other Expenses Rev And Expnss	262900	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	134563	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	128337	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	665403	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	428091	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	224014	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	1360100	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	1360100	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	2025503	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	428091	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	1584114	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	2236790	ExcessOfRevenueOverExpenses
Net Investment Income	3792751	NetInvestmentIncome
Adjusted Net Income	4289030	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	311638	CashBOY
Cash EOY	77807	CashEOY
Cash EOYFMV	77807	CashEOYFMV
Savings And Temp Cash Invst BOY	856893	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	5163	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	5163	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	31253161	InvestmentsCorpStockBOY
Investments Corp Stock EOY	28166295	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	29252643	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	3749875	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	7490651	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	7760550	InvestmentsCorpBondsEOYFMV
Investments Other BOY	2205988	InvestmentsOtherBOY
Investments Other EOY	4882605	InvestmentsOtherEOY
Investments Other EOYFMV	4828307	InvestmentsOtherEOYFMV
Land Building And Equipment Basis	257502	LandBuildingAndEquipmentBasis
Accum Deprec Land Bldg And Equip	54464	AccumDeprecLandBldgAndEquip
Land Building And Equipment BOY	211628	LandBuildingAndEquipmentBOY
Land Building And Equipment EOY	203038	LandBuildingAndEquipmentEOY
Land Building And Equipment EOYFMV	203038	LandBuildingAndEquipmentEOYFMV
Total Assets BOY	38589183	TotalAssetsBOY
Total Assets EOY	40825559	TotalAssetsEOY
Total Assets EOYFMV	42127508	TotalAssetsEOYFMV
Accounts Payable BOY	2377	AccountsPayableBOY
Accounts Payable EOY	1963	AccountsPayableEOY
Total Liabilities BOY	2377	TotalLiabilitiesBOY
Total Liabilities EOY	1963	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	38586806	CapitalStockBOY
Capital Stock EOY	40823596	CapitalStockEOY
Total Net Assets BOY	38586806	TotalNetAssetsBOY
Total Net Assets EOY	40823596	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	38589183	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	40825559	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	38586806	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	2236790	ExcessOfRevenueOverExpenses
Subtotal	40823596	Subtotal
Total Net Assets Fund Balances EOY	40823596	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (1155 entries)

Gain Or LossGainOrLoss	Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
29659
	Capital Gain Dividends
-348	8710 MAINSTAY HI YLD CRP BD I	P	2010-08-05	2011-12-02	50083	50431	-348
-17468	1788 FAIRHOLME FUND	P	2011-03-14	2011-12-02	45040	62508	-17468
-17547	1785 FAIRHOLME FUND	P	2011-03-10	2011-12-02	44964	62511	-17547
-18255	1757 FAIRHOLME FUND	P	2011-02-25	2011-12-02	44259	62514	-18255
-18273	1757 FAIRHOLME FUND	P	2011-02-22	2011-12-02	44259	62532	-18273
-37686	3467 FAIRHOLME FUND	P	2011-02-09	2011-12-02	87334	125020	-37686
-36461	3516 FAIRHOLME FUND	P	2011-02-02	2011-12-02	88568	125029	-36461
-239	23 FAIRHOLME FUND	P	2010-12-31	2011-12-02	579	818	-239
-850	96 FAIRHOLME FUND	P	2010-12-16	2011-12-02	2418	3268	-850
-9	1 FAIRHOLME FUND	P	2010-12-16	2011-12-02	25	34	-9
-4593	519 FAIRHOLME FUND	P	2010-12-16	2011-12-02	13074	17667	-4593
-8	1 FAIRHOLME FUND	P	2010-12-16	2011-12-02	25	33	-8
-13485	1450 FAIRHOLME FUND	P	2010-11-19	2011-12-02	36526	50011	-13485
-13297	1458 FAIRHOLME FUND	P	2010-11-18	2011-12-02	36727	50024	-13297
-10568	1316 FAIRHOLME FUND	P	2010-08-09	2011-12-02	33150	43718	-10568
-10419	1324 FAIRHOLME FUND	P	2010-08-06	2011-12-02	33352	43771	-10419
-38573	4920 FAIRHOLME FUND	P	2010-08-05	2011-12-02	123935	162508	-38573
10529	2140 FIRST EAG GLOBAL CL I	P	2010-08-05	2011-12-02	100195	89666	10529
772	30000 U.S. TREASURY NOTE 1.25% 02/15/2014	P	2011-02-16	2011-11-07	30650	29878	772
2320	94000 U.S. TREASURY NOTE 1.25% 02/15/2014	P	2011-02-16	2011-10-06	95938	93618	2320
719	10000 USII BOND 2.375% DUE 01/15/2027	P	2011-03-23	2011-07-14	13132	12413	719
906	80000 U.S. TREASURY NOTE 2.625% 04/30/2018	P	2011-05-17	2011-06-03	81834	80928	906
2507	80000 U.S. TREASURY NOTE 3.625% 02/15/2021	P	2011-04-21	2011-05-26	84056	81549	2507
564	20000 USII INFL IX NOTE 1.125% 01/15/2021	P	2011-03-23	2011-05-04	21142	20578	564
102	40000 U.S. TREASURY NOTE 2.75% 02/28/2018	P	2011-03-11	2011-04-25	40091	39989	102
213	10000 U.S. TREASURY NOTE 2.625% 11/15/2020	P	2011-02-08	2011-04-21	9340	9127	213
599	100000 U.S. TREASURY NOTE 2.625% 08/15/2020	P	2010-12-16	2011-04-21	94269	93670	599
104	40000 U.S. TREASURY NOTE 3.625% 02/15/2021	P	2011-02-02	2011-04-05	40465	40361	104
-149	20000 U.S. TREASURY NOTE 3.625% 02/15/2021	P	2011-03-11	2011-04-05	20233	20382	-149
301	10000 U.S. TREASURY 2.625% 10/15/2020	P	2011-02-08	2011-03-23	9420	9119	301
99	10000 U.S. TREASURY 2.625% 10/15/2020	P	2010-12-16	2011-03-23	9420	9321	99
177	10000 U.S. TREASURY BOND 4.75% 02/15/2041	P	2011-03-11	2011-03-23	10511	10334	177
716	10226.16 GS U.S. MORTGAGES FUND SEPERATE ACCOUNT	P	2010-12-06	2011-03-03	104000	103284	716
-76	10000 U.S. TREASURY NOTE 0.5% 11/15/2013	P	2011-01-11	2011-02-17	9807	9883	-76
-2381	380000 U.S. TREASURY NOTE 0.750% 12/15/2013	P	2010-12-16	2011-02-16	374359	376740	-2381
-746	80000 U.S. TREASURY NOTE 0.750% 12/15/2013	P	2011-01-11	2011-02-16	78813	79559	-746
-422	22000 U.S. TREASURY NOTE 2.75% 12/31/2017	P	2011-01-18	2011-02-14	21662	22084	-422
	16831.68 GS U.S. MORTGAGES FUND SEPERATE ACCOUNT	P	2010-12-16	2011-02-08	170000	170000
-70	50000 U.S. TREASURY 2.625% 10/15/2020	P	2010-12-16	2011-02-02	46492	46562	-70
470	3913.89 GS U.S. MORTGAGES FUND SEPERATE ACCOUNT	P	2010-12-16	2011-01-18	40000	39530	470
186	40000 U.S. TREASURY 2.625% 10/15/2020	P	2010-12-16	2011-01-12	37419	37233	186
-385	70000 U.S. TREASURY 2.125% 12/31/2015	P	2011-01-11	2011-01-12	70331	70716	-385
27	30000 U.S. TREASURY NOTE 0.750% 12/15/2013	P	2010-12-16	2011-01-12	29761	29734	27
-90	172 LOWES COMPANIES INC CMN	P	2010-12-03	2011-12-14	4174	4264	-90
-338	98 ST JUDE MEDICAL INC CMN	P	2010-12-03	2011-12-06	3602	3940	-338
-88	52 GILEAD SCIENCES CMN	P	2010-12-03	2011-11-21	1850	1938	-88
493	144 XILINX INCORPORATED CMN	P	2010-12-03	2011-11-04	4652	4159	493
-825	81 AVON PRODUCTS INC CMN	P	2010-12-03	2011-10-28	1526	2351	-825
-346	34 AVON PRODUCTS INC CMN	P	2010-12-03	2011-10-27	641	987	-346
-313	78 THERMO FISHER SCIENTIFIC INC CMN	P	2010-12-03	2011-10-26	3777	4090	-313
-107	12 OCCIDENTAL PETROLEUM CORP CMN	P	2010-12-03	2011-09-20	984	1091	-107
33	18 JOHNSON & JOHNSON CMN	P	2010-12-03	2011-09-15	1158	1125	33
36	46 JOHNSON & JOHNSON CMN	P	2010-12-03	2011-09-14	2911	2875	36
-1827	204 STAPLES, INC CMN	P	2010-12-03	2011-08-18	2763	4590	-1827
-1507	144 STAPLES, INC CMN	P	2010-12-03	2011-08-10	1733	3240	-1507
-1137	124 STAPLES, INC CMN	P	2010-12-03	2011-08-08	1653	2790	-1137
1128	14 MASTERCARD INCORPORATED CMN CLASS A	P	2010-12-03	2011-08-03	4581	3453	1128
-109	113 PEPSICO INC CMN	P	2010-12-03	2011-07-28	7264	7373	-109
-287	280 CHARLES SCHWAB CORPORATION CMN	P	2010-12-03	2011-07-19	4204	4491	-287
260	27 SOUTHWESTERN ENERGY CO. CMN	P	2010-12-03	2011-07-18	1273	1013	260
441	38 OCCIDENTAL PETROLEUM CORP CMN	P	2010-12-03	2011-07-12	3895	3454	441
738	63 COSTCO WHOLESALE CORPORATION CMN	P	2010-12-03	2011-06-29	5050	4312	738
20	38 SCHLUMBERGER LTD CMN	P	2010-12-03	2011-06-16	3138	3118	20
107	48 GILEAD SCIENCES CMN	P	2010-12-03	2011-06-16	1896	1789	107
954	146 CB RICHARD ELLIS GROUP, INC CMN CLASS A	P	2010-12-03	2011-05-05	3840	2886	954
-295	218 MICROSOFT CORPORATION CMN	P	2010-12-03	2011-04-29	5589	5884	-295
1083	92 ST JUDE MEDICAL INC CMN	P	2010-12-03	2011-04-14	4781	3698	1083
-6	17 MASTERCARD INCORPORATED CMN CLASS A	P	2010-12-03	2011-03-24	4187	4193	-6
684	162 SOUTHWESTERN ENERGY CO. CMN	P	2010-12-03	2011-03-21	6761	6077	684
-131	23 BROADCOM CORP CL A CMN	P	2010-12-03	2011-03-11	925	1056	-131
-145	57 JOHNSON & JOHNSON CMN	P	2010-12-03	2011-03-10	3418	3563	-145
7	48 PROCTOR & GAMBLE COMPANY CMN	P	2010-12-03	2011-03-03	2988	2981	7
36	48 PROCTOR & GAMBLE COMPANY CMN	P	2010-12-03	2011-02-25	3017	2981	36
-550	106 BROADCOM CORP CL A CMN	P	2010-12-03	2011-02-24	4319	4869	-550
-325	16 CME GROUP INC. CMN CLASS A	P	2010-12-03	2011-02-05	4665	4990	-325
-243	512 CISCO SYSTEMS, INC CMN	P	2010-12-03	2011-02-11	9564	9807	-243
-101	131 BAXTER INTERNATIONAL INC CMN	P	2010-12-03	2011-02-07	6407	6508	-101
74	40 MICROSOFT CORPORATION CMN	P	2010-12-03	2011-01-27	1154	1080	74
62	26 HALLIBURTON COMPANY CMN	P	2010-12-03	2011-01-27	1134	1072	62
76	56 MICROSOFT CORPORATION CMN	P	2010-12-03	2011-01-25	1587	1511	76
-39	41 HALLIBURTON COMPANY CMN	P	2010-12-03	2011-01-25	1651	1690	-39
33	42 BAXTER INTERNATIONAL INC CMN	P	2010-12-03	2011-01-25	2120	2087	33
-52	21 MARRIOTT VACATIONS WORLDWIDE CORPORATION	P	2011-08-05	2011-11-29	339	391	-52
-23	10 MARRIOTT VACATIONS WORLDWIDE CORPORATION	P	2011-08-18	2011-11-29	161	184	-23
-10	10 MARRIOTT VACATIONS WORLDWIDE CORPORATION	P	2011-08-08	2011-11-29	161	171	-10
3	7 MARRIOTT VACATIONS WORLDWIDE CORPORATION	P	2011-09-23	2011-11-29	113	110	3
-26	4 MARRIOTT VACATIONS WORLDWIDE CORPORATION	P	2011-10-28	2011-11-29	65	91	-26
5	.3 MARRIOTT VACATIONS WORLDWIDE CORPORATION	P	2011-08-05	2011-11-22	5		5
-317	107 GILEAD SCIENCES CMN	P	2011-02-01	2011-11-21	3806	4123	-317
-1214	153 STAPLES, INC CMN	P	2011-02-01	2011-10-12	2225	3439	-1214
-721	123 STAPLES, INC CMN	P	2011-04-05	2011-10-12	1789	2510	-721
-747	116 STAPLES, INC CMN	P	2011-03-03	2011-10-12	1687	2434	-747
-1101	118 STAPLES, INC CMN	P	2011-02-01	2011-09-23	1552	2653	-1101
-901	53 OCCIDENTAL PETROLEUM CORP CMN	P	2011-02-01	2011-09-20	4346	5247	-901
114	27 JOHNSON & JOHNSON CMN	P	2011-02-01	2011-09-15	1737	1623	114
-1955	226 STAPLES, INC CMN	P	2011-02-01	2011-09-02	3125	5080	-1955
-614	173 SOUTHWESTERN ENERGY CO. CMN	P	2011-02-01	2011-08-09	6271	6885	-614
-90	10 STAPLES, INC CMN	P	2011-02-01	2011-08-18	135	225	-90
-992	301 CHARLES SCHWAB CORPORATION CMN	P	2011-02-01	2011-07-19	4519	5511	-992
228	31 SOUTHWESTERN ENERGY CO. CMN	P	2011-02-01	2011-07-18	1462	1234	228
-504	236 MICROSOFT CORPORATION CMN	P	2011-02-01	2011-04-29	6050	6554	-504
-834	139 BROADCOM CORP CL A CMN	P	2011-02-01	2011-03-11	5592	6426	-834
-1488	550 CISCO SYSTEMS, INC CMN	P	2011-02-01	2011-02-11	10274	11762	-1488
-1	19 BAXTER INTERNATIONAL INC CMN	P	2011-02-01	2011-02-08	930	931	-1
-14	122 BAXTER INTERNATIONAL INC CMN	P	2011-02-01	2011-02-07	5967	5981	-14
715	158 PFIZER CMN	P	2010-12-03	2011-12-20	3353	2638	715
90	41 ASSURANT INC CMN	P	2010-12-03	2011-11-04	1579	1489	90
-7	23 ASSURANT INC CMN	P	2010-12-13	2011-11-04	886	893	-7
213	53 OCCIDENTAL PETROLEUM CORP CMN	P	2010-12-03	2011-10-27	5026	4813	213
48	34 PROCTOR & GAMBLE COMPANY CMN	P	2010-12-03	2011-10-06	2161	2113	48
568	62 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2010-12-03	2011-09-30	2890	2322	568
222	75 GENERAL MILLS INC CMN	P	2010-12-03	2011-09-30	2900	2678	222
-1296	148 JPMORGAN CHASE & CO CMN	P	2010-12-03	2011-09-26	4455	5751	-1296
208	75 ABBOTT LABORATORIES CMN	P	2010-12-03	2011-08-25	3755	3547	208
-31	4 RAYTHEON CO CMN	P	2010-12-03	2011-08-09	160	191	-31
-272	45 THE BANK OF NY MELLON CORP CMN	P	2010-12-03	2011-08-08	970	1242	-272
-680	90 RAYTHEON CO CMN	P	2010-12-03	2011-08-08	3618	4298	-680
-518	107 THE BANK OF NY MELLON CORP CMN	P	2010-12-03	2011-08-05	2434	2952	-518
178	31 MC DONALDS CORP CMN	P	2010-12-03	2011-08-04	2637	2459	178
-3	2 WAL MART STORES INC CMN	P	2010-12-03	2011-06-20	106	109	-3
-240	108 WAL MART STORES INC CMN	P	2010-12-03	2011-06-15	5646	5886	-240
834	36 ALLIANCE DATA SYSTEMS CORPORATION CMN	P	2010-12-03	2011-04-26	3265	2431	834
515	73 KLA-TENCOR CORPORATION CMN	P	2010-12-03	2011-02-11	3409	2894	515
548	49 FLUOR CORPORATION CMN	P	2010-12-03	2011-02-11	3544	2996	548
91	27 APACHE CORP CMN	P	2010-12-03	2011-02-04	3180	3089	91
55	17 APACHE CORP CMN	P	2010-12-03	2011-01-31	2000	1945	55
288	76 KLA-TENCOR CORPORATION CMN	P	2010-12-03	2011-01-25	3301	3013	288
24	27 DOMINION RESOURCES INC CMN	P	2010-12-03	2011-01-19	1162	1138	24
8	9 DOMINION RESOURCES INC CMN	P	2010-12-03	2011-01-18	387	379	8
101	400 KLA-TENCOR CORPORATION CMN	P	2010-12-03	2011-01-14	1687	1586	101
9	11 KIMBERLY CLARK CORP CMN	P	2010-12-03	2011-01-07	692	683	9
-97	84 ASSURANT INC CMN	P	2011-02-01	2011-11-14	3224	3321	-97
-22	16 ASSURANT INC CMN	P	2011-01-28	2011-11-04	616	638	-22
-3	3 ASSURANT INC CMN	P	2011-02-01	2011-11-04	116	119	-3
-1056	102 RAYTHEON CO CMN	P	2011-02-01	2011-08-09	4088	5144	-1056
-1433	140 THE BANK OF NY MELLON CORP CMN	P	2011-02-01	2011-08-08	3019	4452	-1433
-163	79 WALGREEN CO CMN	P	2011-06-22	2011-07-21	3226	3389	-163
-181	62 WAL MART STORES INC CMN	P	2011-02-01	2011-06-22	3295	3476	-181
-199	64 WAL MART STORES INC CMN	P	2011-02-01	2011-06-20	3389	3588	-199
711	38 ALLIANCE DATA SYSTEMS CORPORATION CMN	P	2011-02-01	2011-04-26	3447	2736	711
128	75 KLA-TENCOR CORPORATION CMN	P	2011-02-01	2011-02-11	3502	3374	128
107	340 PFIZER CMN	P	2011-02-01	2011-11-21	6479	6372	107
315	160 TOTAL SYS SVC INC	P	2011-02-01	2011-10-26	3134	2819	315
827	125 COCA-COLA COMPANY NEW CMN	P	2011-02-01	2011-09-02	8715	7888	827
66	10 PEPSICO INC CMN	P	2011-02-01	2011-05-19	714	648	66
145	30 PEPSICO INC CMN	P	2011-02-01	2011-04-28	2089	1944	145
1071	205 H & R BLOCK INC CMN	P	2011-02-01	2011-04-05	3655	2584	1071
2	5 TOTAL SYS SVC INC	P	2011-02-01	2011-03-31	90	88	2
66	140 TOTAL SYS SVC INC	P	2011-02-01	2011-03-30	2532	2466	66
63	134 TOTAL SYS SVC INC	P	2011-02-01	2011-03-29	2424	2361	63
589	380 PFIZER CMN	P	2011-02-01	2011-03-28	7710	7121	589
223	105 COVIDIEN PLC SHS	P	2011-02-01	2011-03-28	5429	5206	223
490	60 CONOCOPHILLIPS CMN	P	2011-02-01	2011-03-28	4804	4314	490
120	85 COMCAST CORPORATION CMN CLASS A NON VOTI	P	2011-02-01	2011-03-28	1960	1840	120
120	55 COCA-COLA COMPANY NEW CMN	P	2011-02-01	2011-03-28	3591	3471	120
230	35 CLOROX CO CMN	P	2011-02-01	2011-03-28	2439	2209	230
812	130 CLOROX CO CMN	P	2011-02-01	2011-02-14	9016	8204	812
322	150 NEWS CORPORATION CMN CLASS A	P	2011-02-01	2011-02-11	2612	2290	322
145	95 NEWS CORPORATION CMN CLASS A	P	2011-02-01	2011-02-03	1595	1450	145
-1	55 COMCAST CORPORATION CMN CLASS A NON VOTI	P	2011-02-01	2011-02-03	1189	1190	-1
-19	25 COCA-COLA COMPANY NEW CMN	P	2011-02-01	2011-02-03	1559	1578	-19
266	10 TRACTOR SUPPLY CO CMN	P	2010-12-03	2011-12-21	721	455	266
-46	30 MATTHEWS INTL CORP CL A CMN	P	2010-12-03	2011-12-21	933	979	-46
-235	60 PRIVATEBANCORP INC CMN	P	2010-12-03	2011-10-21	536	771	-235
-330	20 DRIL-QUIP, INC CMN	P	2010-12-03	2011-10-21	1264	1594	-330
155	15 AMERON INTERNATIONAL CORP CMN	P	2010-12-03	2011-10-06	1275	1120	155
12	5 BLACKBOARD INC CMN	P	2010-12-03	2011-10-05	225	213	12
-139	15 HITTITE MICROWAVE CORPORATION CMN	P	2010-12-03	2011-09-23	773	912	-139
4	80 MERIDIAN BIOSCIENCE INC CMN	P	2010-12-03	2011-07-21	1799	1795	4
-101	50 DUFF & PHELPS CORP CMN CLASS A	P	2010-12-03	2011-06-30	644	745	-101
203	25 II-VI INC CMN	P	2010-12-03	2011-06-07	1277	1074	203
247	30 RITCHIE BROS AUCTIONEERS INC CMN	P	2010-12-03	2011-05-11	852	605	247
205	80 EPICOR SOFTWARE CORPORATION CMN	P	2010-12-03	2011-05-03	998	793	205
469	30 HMSC HOLDINGS CORP CMN	P	2010-12-03	2011-04-28	2411	1942	469
164	30 BLACKBOARD INC CMN	P	2010-12-03	2011-04-19	1445	1281	164
555	45 GULFPORT ENERGY CORP NEW CMN	P	2010-12-03	2011-04-14	1461	906	555
1	10 RIVERBED TECHNOLOGY, INC CMN	P	2010-12-03	2011-04-04	517	516	1
229	35 WADDELL & REED FIN, INC CLASS A COMMON	P	2010-12-03	2011-03-22	1365	1136	229
27	10 UNITED THERAPEUTICS CORP CMN	P	2010-12-03	2011-03-22	651	624	27
143	15 TUPPERWARE BRANDS CORPORATION CMN	P	2010-12-03	2011-03-22	861	718	143
272	30 TRACTOR SUPPLY CO CMN	P	2010-12-03	2011-03-22	1636	1364	272
37	15 RIVERBED TECHNOLOGY, INC CMN	P	2010-12-03	2011-03-22	553	516	37
-128	20 CAPELLA EDUCATION COMPANY CMN	P	2010-12-03	2011-03-22	1016	1144	-128
89	45 ANSYS INC COM	P	2010-12-03	2011-03-22	2400	2311	89
492	20 LULULEMON ATHLETICA INC	P	2010-12-03	2011-03-21	1534	1042	492
64	20 RIVERBED TECHNOLOGY, INC CMN	P	2010-12-03	2011-03-18	752	688	64
1	30 UNIVERSAL FOREST PRODUCTS INC CMN	P	2010-12-03	2011-02-17	1051	1050	1
573	20 LULULEMON ATHLETICA INC	P	2010-12-03	2011-02-08	1615	1042	573
295	55 COGNEX CORP CMN	P	2010-12-03	2011-02-08	1883	1588	295
-100	25 SOURCEFIRE INC, CMN	P	2010-12-03	2011-01-07	601	701	-100
-156	30 MATTHEWS INTL CORP CL A CMN	P	2011-02-01	2011-12-21	933	1089	-156
-431	60 PRIVATEBANCORP INC CMN	P	2011-05-04	2011-10-21	536	967	-431
-329	50 PRIVATEBANCORP INC CMN	P	2011-02-01	2011-10-21	447	776	-329
230	15 AMERON INTERNATIONAL CORP CMN	P	2011-02-01	2011-10-06	1275	1045	230
219	35 BLACKBOARD INC CMN	P	2011-02-01	2011-10-05	1575	1356	219
	5 MERIDIAN BIOSCIENCE INC CMN	P	2011-02-01	2011-07-21	112	112
-191	45 DUFF & PHELPS CORP CMN CLASS A	P	2011-02-01	2011-07-05	580	771	-191
754	25 LULULEMON ATHLETICA INC	P	2011-02-01	2011-06-21	2574	1820	754
76	5 LULULEMON ATHLETICA INC	P	2011-06-13	2011-06-21	515	439	76
75	35 ANSYS INC COM	P	2011-02-01	2011-06-01	1957	1882	75
358	15 LULULEMON ATHLETICA INC	P	2011-02-01	2011-05-11	1450	1092	358
136	75 EPICOR SOFTWARE CORPORATION CMN	P	2011-02-01	2011-05-03	935	799	136
84	30 WADDELL & REED FIN, INC CLASS A COMMON	P	2011-02-01	2011-04-15	1203	1119	84
-33	50 RIVERBED TECHNOLOGY, INC CMN	P	2011-02-01	2011-04-04	1722	1755	-33
8	5 WADDELL & REED FIN, INC CLASS A COMMON	P	2011-02-01	2011-03-22	195	187	8
-106	15 CAPELLA EDUCATION COMPANY CMN	P	2011-02-01	2011-03-22	762	868	-106
-2	5 ANSYS INC COM	P	2011-02-01	2011-03-22	267	269	-2
19	5 LULULEMON ATHLETICA INC	P	2011-02-01	2011-03-21	383	364	19
214	INTESA SANPAOLO SPONSORED ADR CMN	P	2010-06-29	2011-06-30	214		214
21	10 PEARSON SPONSORED ADR	P	2010-12-03	2011-12-02	178	157	21
38	18 PEARSON SPONSORED ADR	P	2010-12-03	2011-12-01	320	282	38
112	13 SAP AG	P	2010-12-03	2011-11-22	747	635	112
-386	22 CREDIT SUISSE GROUP SPON ADR	P	2010-12-03	2011-11-22	482	868	-386
36	23 PEARSON SPONSORED ADR	P	2010-12-03	2011-11-17	397	361	36
55	30 PEARSON SPONSORED ADR	P	2010-12-03	2011-11-16	526	471	55
1	14 NESTLE SA SP DR	P	2010-12-03	2011-11-11	791	790	1
-49	83 ERICSSON TEL CO ADR CMN	P	2010-12-03	2011-11-11	856	905	-49
-38	18 VINCI S A ADR CMN	P	2010-12-03	2011-11-10	195	233	-38
-119	56 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2010-12-03	2011-11-09	621	740	-119
-19	10 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2010-12-23	2011-11-09	111	130	-19
-14	8 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2010-12-22	2011-11-09	89	103	-14
-17	7 ORIX CORPORATION SPONS ADT CMN	P	2010-12-03	2011-11-09	300	317	-17
-10	4 ING GROEP N.V. SPONS ADR	P	2010-12-03	2011-11-09	30	40	-10
-286	48 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2010-12-03	2011-11-09	530	816	-286
-75	6 CREDIT SUISSE GROUP SPON ADR	P	2010-12-03	2011-11-02	162	237	-75
100	36 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2010-12-03	2011-10-27	1030	930	100
35	13 REED ELSEVIER GROUP PLC	P	2010-12-03	2011-10-27	465	430	35
50	19 NESTLE SA SP DR	P	2010-12-03	2011-10-27	1122	1072	50
30	5 NATIONAL GRID PLC SPONSORED ADR CMN	P	2010-12-03	2011-10-27	252	222	30
68	5 IMPERIAL TOBACCO GROUP PLC SPON ADR	P	2010-12-03	2011-10-27	365	297	68
-15	13 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2010-12-03	2011-10-27	737	752	-15
-284	70 DEUTSCHE POST AG SPONSORED ADR CMN	P	2011-04-27	2011-10-26	1067	1351	-284
-41	36 VINCI S A ADR CMN	P	2010-12-03	2011-10-21	424	465	-41
-133	29 DEUTSCHE POST AG SPONSORED ADR CMN	P	2011-04-27	2011-10-21	427	560	-133
201	21 IMPERIAL TOBACCO GROUP PLC SPON ADR	P	2010-12-03	2011-10-17	1449	1248	201
13	16 REED ELSEVIER GROUP PLC	P	2010-12-03	2011-10-14	542	529	13
-74	30 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2010-12-03	2011-10-14	1662	1736	-74
1	19 REED ELSEVIER GROUP PLC	P	2010-12-03	2011-10-13	629	628	1
350	63 NATIONAL GRID PLC SPONSORED ADR CMN	P	2010-12-03	2011-10-13	3150	2800	350
-26	7 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2010-12-03	2011-10-12	379	405	-26
-103	14 ITAU UNIBANCO HLDNG S.A. SPONSORED ADR C	P	2010-12-03	2011-09-29	227	330	-103
-202	30 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2010-12-03	2011-09-26	1089	1291	-202
-73	18 SEADRILL LTD CMN	P	2010-12-23	2011-09-23	529	602	-73
-7	1 ANGLO AMERICAN PLC ADR CMN	P	2010-12-03	2011-09-23	17	24	-7
-126	30 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2010-12-03	2011-09-14	1165	1291	-126
-145	13 HENKEL AG AND CO. KGAA	P	2010-12-03	2011-09-12	544	689	-145
-7	15 NESTLE SA SP DR	P	2010-12-03	2011-09-09	839	846	-7
43	5 ACCENTURE PLC SHS	P	2010-12-03	2011-08-29	264	221	43
-68	55 VINCI S A ADR CMN	P	2010-12-03	2011-08-19	643	711	-68
4	9 SAP AG	P	2010-12-03	2011-08-18	444	440	4
-206	141 TULLOW OIL PLC ADR AMN	P	2010-12-03	2011-08-10	1110	1316	-206
-87	80 SILICONWARE PRECSN SPADR	P	2010-12-03	2011-08-10	349	436	-87
45	27 SAP AG	P	2010-12-03	2011-08-10	1364	1319	45
-23	34 KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN	P	2010-12-03	2011-08-10	406	429	-23
-5	11 COMPANHIA DE SANEAMENTO BASICO DO	P	2010-12-03	2011-08-10	541	546	-5
33	4 ACCENTURE PLC SHS	P	2010-12-03	2011-08-10	210	177	33
-39	45 KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN	P	2010-12-03	2011-08-09	529	568	-39
-83	14 HENKEL AG AND CO. KGAA	P	2010-12-03	2011-08-08	659	742	-83
58	11 SYNGENTA AG SPONSORED ADR CMN	P	2010-12-03	2011-08-05	668	610	58
-220	50 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2010-12-03	2011-08-05	630	850	-220
-146	45 ANGLO AMERICAN PLC ADR CMN	P	2010-12-03	2011-08-05	934	1080	-146
-26	8 HENKEL AG AND CO. KGAA	P	2010-12-03	2011-08-04	398	424	-26
-173	345 XSTRATA PLC ADR CMN	P	2010-12-03	2011-08-03	1328	1501	-173
-82	15 CREDIT SUISSE GROUP SPON ADR	P	2010-12-03	2011-08-03	510	592	-82
19	29 KOMATSU LTD ADR	P	2010-12-03	2011-08-02	880	861	19
-30	14 ARCELORMITTAL CMN	P	2010-12-03	2011-08-01	432	462	-30
-36	19 ARCELORMITTAL CMN	P	2010-12-03	2011-07-29	591	627	-36
17	10 RIO TINTO PLC SPONSORED ADR	P	2010-12-03	2011-07-27	714	697	17
3	5 RIO TINTO PLC SPONSORED ADR	P	2010-12-22	2011-07-27	357	354	3
154	10 BASF SE ADR SPONSORED ADR CMN	P	2010-12-03	2011-07-27	946	792	154
-7	17 ARCELORMITTAL CMN	P	2010-12-03	2011-07-27	554	561	-7
3	22 PETROLEO BRASILEIRO S.A. SPON ADR	P	2010-12-03	2011-07-25	683	680	3
147	49 PEARSON SPONSORED ADR	P	2010-12-03	2011-07-21	916	769	147
-14	7 INTESA SANPAOLO SPONSORED ADR CMN	P	2010-12-03	2011-07-21	106	120	-14
20	7 PEARSON SPONSORED ADR	P	2010-12-03	2011-07-20	130	110	20
-115	36 INTESA SANPAOLO SPONSORED ADR CMN	P	2010-12-03	2011-07-20	502	617	-115
2	3 BNP PARIBAS SPONSORED ADR CMN	P	2010-12-03	2011-07-20	100	98	2
-93	20 INTESA SANPAOLO SPONSORED ADR CMN	P	2010-12-03	2011-07-18	250	343	-93
-103	50 BNP PARIBAS SPONSORED ADR CMN	P	2010-12-03	2011-07-18	1537	1640	-103
173	74 AXA-UAP AMERICAN DEPOSITARY SHARES	P	2010-12-03	2011-07-18	1333	1160	173
-154	41 INTESA SANPAOLO SPONSORED ADR CMN	P	2010-12-03	2011-07-15	549	703	-154
84	111 ING GROEP N.V. SPONS ADR	P	2010-12-03	2011-07-15	1188	1104	84
-49	48 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2010-12-03	2011-07-14	585	634	-49
383	31 SYNGENTA AG SPONSORED ADR CMN	P	2010-12-03	2011-07-13	2102	1719	383
14	15 WPP PLC ADR CMN	P	2010-12-03	2011-07-08	906	892	14
-56	60 SUMITOMO CORPORATION SPONSORED ADR CMN	P	2010-12-03	2011-06-24	789	845	-56
-582	81 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2010-12-03	2011-06-23	1867	2449	-582
126	11 BASF SE ADR SPONSORED ADR CMN	P	2010-12-03	2011-06-23	997	871	126
8	1 BAYER AG-SPONSORED ADR	P	2010-12-03	2011-06-22	84	76	8
-34	69 ANGLO AMERICAN PLC ADR CMN	P	2010-12-03	2011-06-22	1622	1656	-34
4	35 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2010-12-03	2011-06-21	466	462	4
74	107 SILICONWARE PRECSN SPADR	P	2010-12-03	2011-06-21	657	583	74
-16	7 DAIMLER AG CMN ISIN: DE0007100000	P	2010-12-03	2011-06-21	490	506	-16
-123	94 SUMITOMO CORPORATION SPONSORED ADR CMN	P	2010-12-03	2011-06-20	1200	1323	-123
-539	48 SONY CORPORATION ADR CMN	P	2010-12-03	2011-06-17	1199	1738	-539
-151	410 MITSUBISHI UF J FINL GROUP, INC SPONSORE	P	2010-12-03	2011-06-17	1829	1980	-151
61	4 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2010-12-22	2011-06-17	288	227	61
46	4 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2010-12-03	2011-06-17	288	242	46
256	26 ACCENTURE PLC SHS	P	2010-12-03	2011-06-17	1404	1148	256
101	47 VINCI S A ADR CMN	P	2010-12-03	2011-06-13	709	608	101
133	15 COMPANHIA DE SANEAMENTO BASICO DO	P	2010-12-03	2011-06-13	878	745	133
188	16 BASF SE ADR SPONSORED ADR CMN	P	2010-12-03	2011-06-13	1455	1267	188
181	61 ERICSSON TEL CO ADR CMN	P	2010-12-03	2011-06-10	846	665	181
-33	58 KOMATSU LTD ADR	P	2010-12-03	2011-06-07	1690	1723	-33
199	42 BNP PARIBAS SPONSORED ADR CMN	P	2010-12-03	2011-05-16	1576	1377	199
-10	13 SEADRILL LTD CMN	P	2010-12-23	2011-05-13	425	435	-10
-41	25 PETROLEO BRASILEIRO S.A. SPON ADR	P	2010-12-03	2011-05-13	732	773	-41
-10	10 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2010-12-03	2011-05-13	292	302	-10
-42	29 ITAU UNIBANCO HLDNG S.A. SPONSORED ADR C	P	2010-12-03	2011-05-13	642	684	-42
-202	14 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2010-12-03	2011-05-13	542	744	-202
-11	9 KUBOTA CORP ADR CMN	P	2010-12-22	2011-05-12	409	420	-11
-16	7 KUBOTA CORP ADR CMN	P	2010-12-03	2011-05-12	318	334	-16
-24	28 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2010-12-03	2011-05-12	822	846	-24
-419	30 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2010-12-03	2011-05-12	1175	1594	-419
94	8 BG GROUP PLC SPON ADR CMN	P	2010-12-03	2011-05-12	875	781	94
225	42 AXA-UAP AMERICAN DEPOSITARY SHARES	P	2010-12-03	2011-05-12	884	659	225
6	17 PETROLEO BRASILEIRO S.A. SPON ADR	P	2010-12-03	2011-05-05	532	526	6
338	84 ERICSSON TEL CO ADR CMN	P	2010-12-03	2011-05-05	1254	916	338
153	18 ENI S.P.A SPON ADR SPONSORED ADR CMN	P	2010-12-03	2011-05-05	912	759	153
-90	41 BANCO SANTANDER BRASIL SA ADR CMN	P	2010-12-03	2011-05-05	456	546	-90
-20	9 BANCO SANTANDER BRASIL SA ADR CMN	P	2010-12-09	2011-05-05	100	120	-20
90	20 ABB LTD SPONSORED ADR CMN	P	2010-12-16	2011-05-05	521	431	90
42	11 ABB LTD SPONSORED ADR CMN	P	2010-12-22	2011-05-05	287	245	42
28	7 ABB LTD SPONSORED ADR CMN	P	2010-12-23	2011-05-05	182	154	28
52	9 KOMATSU LTD ADR	P	2010-12-03	2011-05-04	319	267	52
-23	29 GUGGENHEIM CHINA REAL ESTATE ETF	P	2011-02-01	2011-05-04	563	586	-23
161	7 BG GROUP PLC SPON ADR CMN	P	2010-12-03	2011-05-04	845	684	161
41	7 KOMATSU LTD ADR	P	2010-12-03	2011-05-03	249	208	41
-13	22 GUGGENHEIM CHINA REAL ESTATE ETF	P	2011-02-01	2011-05-03	432	445	-13
205	8 BG GROUP PLC SPON ADR CMN	P	2010-12-03	2011-05-03	986	781	205
-14	42 SUMITOMO CORPORATION SPONSORED ADR CMN	P	2010-12-03	2011-05-02	577	591	-14
105	85 SECOM LTD ADR CMN	P	2010-12-03	2011-05-02	1070	965	105
-9	24 KUBOTA CORP ADR CMN	P	2010-12-03	2011-05-02	1138	1147	-9
49	8 KOMATSU LTD ADR	P	2010-12-03	2011-05-02	287	238	49
-24	100 GUGGENHEIM CHINA REAL ESTATE ETF	P	2011-02-01	2011-05-02	1998	2022	-24
125	23 DAIMLER AG CMN ISIN: DE0007100000	P	2010-12-03	2011-05-02	1789	1664	125
-3	13 KUBOTA CORP ADR CMN	P	2010-12-03	2011-04-29	618	621	-3
34	6 KOMATSU LTD ADR	P	2010-12-03	2011-04-29	212	178	34
82	41 HSBC HOLDINGS PLC SPONSORED ADR CMN	P	2010-12-03	2011-04-29	2230	2148	82
-9	26 GUGGENHEIM CHINA REAL ESTATE ETF	P	2011-02-01	2011-04-29	517	526	-9
-5	6 GUGGENHEIM CHINA REAL ESTATE ETF	P	2010-12-13	2011-04-29	119	124	-5
50	11 GLAXOSMITHKLINE PLC ADR	P	2010-12-03	2011-04-29	479	429	50
36	8 DAIMLER AG CMN ISIN: DE0007100000	P	2010-12-03	2011-04-29	615	579	36
132	14 BAYER AG-SPONSORED ADR	P	2010-12-03	2011-04-29	1202	1070	132
420	31 ACCENTURE PLC SHS	P	2010-12-03	2011-04-29	1789	1369	420
372	55 ABB LTD SPONSORED ADR CMN	P	2010-12-10	2011-04-29	1513	1141	372
84	118 SECOM LTD ADR CMN	P	2010-12-03	2011-04-27	1423	1339	84
-4	5 GUGGENHEIM CHINA REAL ESTATE ETF	P	2010-12-13	2011-04-27	99	103	-4
19	10 WPP PLC ADR CMN	P	2010-12-03	2011-04-26	613	594	19
42	13 RIO TINTO PLC SPONSORED ADR	P	2010-12-03	2011-04-26	949	907	42
20	21 ITAU UNIBANCO HLDNG S.A. SPONSORED ADR C	P	2010-12-03	2011-04-26	516	496	20
-5	21 GUGGENHEIM CHINA REAL ESTATE ETF	P	2010-12-09	2011-04-26	421	426	-5
-6	17 GUGGENHEIM CHINA REAL ESTATE ETF	P	2010-12-03	2011-04-26	341	347	-6
-7	14 GUGGENHEIM CHINA REAL ESTATE ETF	P	2010-12-13	2011-04-26	281	288	-7
-1	2 GUGGENHEIM CHINA REAL ESTATE ETF	P	2010-12-10	2011-04-26	40	41	-1
71	7 COMPANHIA DE SANEAMENTO BASICO DO	P	2010-12-03	2011-04-26	419	348	71
44	18 WPP PLC ADR CMN	P	2010-12-03	2011-04-20	1114	1070	44
59	24 SEADRILL LTD CMN	P	2010-12-22	2011-04-20	854	795	59
11	5 SEADRILL LTD CMN	P	2010-12-23	2011-04-20	178	167	11
42	18 GLAXOSMITHKLINE PLC ADR	P	2010-12-03	2011-04-20	744	702	42
134	17 ENI S.P.A SPON ADR SPONSORED ADR CMN	P	2010-12-03	2011-04-20	851	717	134
173	41 ABB LTD SPONSORED ADR CMN	P	2010-12-09	2011-04-20	1022	849	173
4	1 ABB LTD SPONSORED ADR CMN	P	2010-12-10	2011-04-20	25	21	4
112	8 SAP AG	P	2010-12-03	2011-04-12	503	391	112
25	21 GLAXOSMITHKLINE PLC ADR	P	2010-12-03	2011-04-12	844	819	25
-33	26 GAFISA, S.A. SPONSORED ADR CMN	P	2010-12-03	2011-04-12	345	378	-33
8	13 DAIMLER AG CMN ISIN: DE0007100000	P	2010-12-03	2011-04-12	949	941	8
-303	23 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2010-12-03	2011-04-12	919	1222	-303
179	15 ACCENTURE PLC SHS	P	2010-12-03	2011-04-12	841	662	179
-6	28 SECOM LTD ADR CMN	P	2010-12-03	2011-04-06	312	318	-6
-3	31 SECOM LTD ADR CMN	P	2010-12-03	2011-04-04	349	352	-3
308	23 SAP AG	P	2010-12-03	2011-04-04	1432	1124	308
-91	24 RESMED INC CMN	P	2010-12-03	2011-04-04	712	803	-91
79	19 NATIONAL GRID PLC SPONSORED ADR CMN	P	2010-12-03	2011-04-04	924	845	79
99	51 ERICSSON TEL CO ADR CMN	P	2010-12-03	2011-04-01	655	556	99
56	2 BG GROUP PLC SPON ADR CMN	P	2010-12-03	2011-03-30	251	195	56
26	50 SILICONWARE PRECSN SPADR	P	2010-12-03	2011-03-29	298	272	26
2	14 RIO TINTO PLC SPONSORED ADR	P	2010-12-03	2011-03-29	978	976	2
-3	4 HONDA MTR LTD	P	2010-12-03	2011-03-29	149	152	-3
147	22 ENI S.P.A SPON ADR SPONSORED ADR CMN	P	2010-12-03	2011-03-29	1075	928	147
230	9 BG GROUP PLC SPON ADR CMN	P	2010-12-03	2011-03-29	1109	879	230
-151	38 SONY CORPORATION ADR CMN	P	2010-12-03	2011-03-24	1225	1376	-151
21	29 SILICONWARE PRECSN SPADR	P	2010-12-03	2011-03-24	179	158	21
-55	14 RESMED INC CMN	P	2010-12-03	2011-03-24	413	468	-55
-189	47 SONY CORPORATION ADR CMN	P	2010-12-03	2011-03-23	1513	1702	-189
29	44 SILICONWARE PRECSN SPADR	P	2011-12-03	2011-03-23	269	240	29
-121	33 RESMED INC CMN	P	2010-12-03	2011-03-23	983	1104	-121
12	50 HONDA MTR LTD	P	2010-12-03	2011-03-23	1916	1904	12
31	20 PEARSON SPONSORED ADR	P	2010-12-03	2011-03-15	345	314	31
79	42 PEARSON SPONSORED ADR	P	2010-12-03	2011-03-14	738	659	79
-1	31 HONDA MTR LTD	P	2010-12-03	2011-03-14	1179	1180	-1
59	31 PEARSON SPONSORED ADR	P	2010-12-03	2011-03-11	545	486	59
-17	4 ICICI BANK LIMITED SPONS ADR	P	2010-12-16	2011-03-11	181	198	-17
-8	1 ICICI BANK LIMITED SPONS ADR	P	2010-12-03	2011-03-11	45	53	-8
29	17 HONDA MTR LTD	P	2010-12-03	2011-03-11	676	647	29
25	12 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2010-12-03	2011-03-11	541	516	25
27	10 HONDA MTR LTD	P	2010-12-03	2011-03-10	408	381	27
6	3 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2010-12-03	2011-03-10	135	129	6
-184	24 ICICI BANK LIMITED SPONS ADR	P	2010-12-03	2011-03-09	1094	1278	-184
41	12 HONDA MTR LTD	P	2010-12-03	2011-03-09	498	457	41
20	8 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2010-12-03	2011-03-09	364	344	20
15	12 BAYER AG-SPONSORED ADR	P	2010-12-03	2011-03-09	932	917	15
157	55 ANGLO AMERICAN PLC ADR CMN	P	2010-12-03	2011-03-07	1477	1320	157
87	9 SYNGENTA AG SPONSORED ADR CMN	P	2010-12-03	2011-03-04	601	514	87
66	19 SANOFI SPONSORED ADR CMN	P	2010-12-03	2011-03-04	675	609	66
1	7 RIO TINTO PLC SPONSORED ADR	P	2010-12-03	2011-03-04	489	488	1
-216	140 GUGGENHEIM CHINA REAL ESTATE ETF	P	2010-12-03	2011-03-04	2642	2858	-216
-13	4 DEUTSCHE LUFTHANSA AG SPON ADR CMN	P	2010-12-03	2011-03-04	80	93	-13
138	50 ANGLO AMERICAN PLC ADR CMN	P	2010-12-03	2011-03-04	1338	1200	138
92	75 SILICONWARE PRECSN SPADR	P	2010-12-03	2011-02-25	501	409	92
-71	101 KT CORPORATION SPONSORED ADR CMN	P	2010-12-03	2011-02-25	2008	2079	-71
-19	13 KT CORPORATION SPONSORED ADR CMN	P	2010-12-23	2011-02-25	258	277	-19
-7	5 KT CORPORATION SPONSORED ADR CMN	P	2010-12-22	2011-02-25	99	106	-7
19	4 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2010-12-03	2011-02-25	261	242	19
-39	13 DEUTSCHE LUFTHANSA AG SPON ADR CMN	P	2010-12-03	2011-02-25	263	302	-39
91	10 WPP PLC ADR CMN	P	2010-12-03	2011-02-18	685	594	91
31	11 SAFRAN SA SPONSORED ADR CMN	P	2010-12-03	2011-02-18	383	352	31
1	2 MEDIASET SPA ADR CMN	P	2010-12-03	2011-02-18	38	37	1
57	15 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2010-12-03	2011-02-18	963	906	57
-85	44 DEUTSCHE LUFTHANSA AG SPON ADR CMN	P	2010-12-03	2011-02-18	938	1023	-85
209	10 BG GROUP PLC SPON ADR CMN	P	2010-12-03	2011-02-08	1185	976	209
28	18 MEDIASET SPA ADR CMN	P	2010-12-03	2011-02-11	357	329	28
33	17 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2010-12-03	2011-02-11	1060	1027	33
-70	32 DEUTSCHE LUFTHANSA AG SPON ADR CMN	P	2010-12-03	2011-02-11	674	744	-70
29	12 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2011-02-09	615	586	29
119	80 SILICONWARE PRECSN SPADR	P	2010-12-03	2011-02-09	555	436	119
63	57 SECOM LTD ADR CMN	P	2010-12-03	2011-02-09	710	647	63
40	21 MEDIASET SPA ADR CMN	P	2010-12-03	2011-02-09	424	384	40
-96	44 ITAU UNIBANCO HLDNG S.A. SPONSORED ADR C	P	2010-12-03	2011-02-09	942	1038	-96
-56	42 GUGGENHEIM CHINA REAL ESTATE ETF	P	2010-12-03	2011-02-09	801	857	-56
20	17 MEDIASET SPA ADR CMN	P	2010-12-03	2011-02-04	331	311	20
-144	52 ITAU UNIBANCO HLDNG S.A. SPONSORED ADR C	P	2010-12-03	2011-02-04	1083	1227	-144
-163	16 ICICI BANK LIMITED SPONS ADR	P	2010-12-03	2011-02-04	689	852	-163
-220	86 GAFISA, S.A. SPONSORED ADR CMN	P	2010-12-03	2011-02-04	1031	1251	-220
-218	101 BANCO SANTANDER BRASIL SA ADR CMN	P	2010-12-03	2011-02-04	1127	1345	-218
-11	2 APERAM CMN	P	2010-12-03	2011-02-02	80	91	-11
20	7 SANOFI SPONSORED ADR CMN	P	2010-12-03	2011-02-01	244	224	20
19	.5 APERAM CMN	P	2010-12-03	2011-02-01	19		19
5	4 MEDIASET SPA ADR CMN	P	2010-12-03	2011-01-31	78	73	5
3	3 MEDIASET SPA ADR CMN	P	2010-12-03	2011-01-28	58	55	3
27	8 SANOFI SPONSORED ADR CMN	P	2010-12-03	2011-01-27	283	256	27
8	7 MEDIASET SPA ADR CMN	P	2010-12-03	2011-01-27	136	128	8
-39	24 GAFISA, S.A. SPONSORED ADR CMN	P	2010-12-03	2011-01-27	310	349	-39
-4	14 COMPANHIA DE SANEAMENTO BASICO DO	P	2010-12-03	2011-01-24	691	695	-4
1	13 MEDIASET SPA ADR CMN	P	2010-12-03	2011-01-21	239	238	1
-44	6 ICICI BANK LIMITED SPONS ADR	P	2010-12-03	2011-01-21	276	320	-44
-20	19 COMPANHIA DE SANEAMENTO BASICO DO	P	2010-12-03	2011-01-21	924	944	-20
-3	10 MEDIASET SPA ADR CMN	P	2010-12-03	2011-01-19	180	183	-3
-3	7 MEDIASET SPA ADR CMN	P	2010-12-03	2011-01-18	125	128	-3
13	20 KOMATSU LTD ADR	P	2010-12-03	2011-01-18	607	594	13
34	7 ENI S.P.A SPON ADR SPONSORED ADR CMN	P	2010-12-03	2011-01-18	329	295	34
-6	6 MEDIASET SPA ADR CMN	P	2010-12-03	2011-01-05	104	110	-6
25	7 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2011-01-04	367	342	25
5	10 REED ELSEVIER GROUP PLC	P	2010-12-03	2011-01-04	336	331	5
-4	8 MEDIASET SPA ADR CMN	P	2010-12-03	2011-01-04	142	146	-4
-120	17 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2010-12-03	2011-01-04	783	903	-120
-39	30 SKF AB SPONSORED ADR SWKR 12.50	P	2011-10-21	2011-12-14	573	612	-39
-211	25 SKF AB SPONSORED ADR SWKR 12.50	P	2011-10-17	2011-12-14	477	688	-211
-56	22 SKF AB SPONSORED ADR SWKR 12.50	P	2011-10-17	2011-12-14	420	476	-56
-102	21 SKF AB SPONSORED ADR SWKR 12.50	P	2011-10-17	2011-12-14	401	503	-102
-9	6 SKF AB SPONSORED ADR SWKR 12.50	P	2011-10-17	2011-12-14	115	124	-9
-275	43 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-19	2011-12-12	610	885	-275
-6	1 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-20	2011-12-12	14	20	-6
-62	45 SKF AB SPONSORED ADR SWKR 12.50	P	2011-10-17	2011-12-12	911	973	-62
-69	7 SMITH & NEPHEW PLC ADR CMN	P	2011-05-16	2011-12-09	323	392	-69
-7	16 SKF AB SPONSORED ADR SWKR 12.50	P	2011-10-17	2011-12-02	339	346	-7
-56	16 REED ELSEVIER GROUP PLC	P	2011-02-01	2011-12-02	519	575	-56
-6	2 REED ELSEVIER GROUP PLC	P	2011-01-19	2011-12-02	65	71	-6
7	10 PEARSON SPONSORED ADR	P	2011-02-01	2011-12-02	178	171	7
32	25 COCA-COLA AMATIL LIMITED SPONSORED ADR C	P	2011-08-10	2011-12-02	598	566	32
-10	4 REED ELSEVIER GROUP PLC	P	2011-01-19	2011-12-01	132	142	-10
-10	4 REED ELSEVIER GROUP PLC	P	2011-01-18	2011-12-01	132	142	-10
-6	8 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-03-09	2011-12-01	436	442	-6
-2	7 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-03-11	2011-12-01	382	384	-2
9	.5 BANK OF YOKOHAMA LTD JAPAN	P	2011-06-24	2011-12-01	9		9
-471	15 PT BUMI RESOURCES TBK UNSONSORED ADR	P	2011-08-02	2011-11-23	660	1131	-471
-527	12 PT BUMI RESOURCES TBK UNSONSORED ADR	P	2011-07-29	2011-11-23	528	1055	-527
-84	3 PT BUMI RESOURCES TBK UNSONSORED ADR	P	2011-07-29	2011-11-23	132	216	-84
-8	28 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2011-11-22	883	891	-8
-170	46 SKF AB SPONSORED ADR SWKR 12.50	P	2011-10-17	2011-11-22	825	995	-170
-330	21 HONDA MTR LTD	P	2011-02-01	2011-11-22	592	922	-330
-40	47 FORTUM OYJ UNSPONSORED ADR CMN	P	2011-08-02	2011-11-22	202	242	-40
-82	38 E.ON AG SPONSORED ADR CMN	P	2011-10-14	2011-11-22	847	929	-82
-94	4 CREDIT SUISSE GROUP SPON ADR	P	2011-02-01	2011-11-22	88	182	-94
-192	95 AVIVA PLC SPONSORED ADR CMN	P	2011-10-12	2011-11-22	835	1027	-192
-217	15 YARA INTERNATIONAL ASA SPONSORED ADR CMN	P	2011-07-13	2011-11-17	651	868	-217
-239	20 YARA INTERNATIONAL ASA SPONSORED ADR CMN	P	2011-07-13	2011-11-14	918	1157	-239
-330	24 YARA INTERNATIONAL ASA SPONSORED ADR CMN	P	2011-06-22	2011-11-10	1076	1406	-330
-118	10 YARA INTERNATIONAL ASA SPONSORED ADR CMN	P	2011-06-24	2011-11-10	448	566	-118
-304	14 PT BUMI RESOURCES TBK UNSONSORED ADR	P	2011-07-29	2011-11-10	706	1010	-304
-126	113 AVIVA PLC SPONSORED ADR CMN	P	2011-10-12	2011-11-10	1097	1223	-126
-91	25 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2011-02-01	2011-11-09	277	368	-91
-164	13 SMITH & NEPHEW PLC ADR CMN	P	2011-05-16	2011-11-09	564	728	-164
-17	8 HITACHI LTD ADR CMN	P	2011-05-02	2011-11-09	429	446	-17
-67	6 HITACHI LTD ADR CMN	P	2011-05-02	2011-11-09	322	389	-67
-35	3 HITACHI LTD ADR CMN	P	2011-05-02	2011-11-09	161	196	-35
-176	31 ABB LTD SPONSORED ADR CMN	P	2011-02-01	2011-11-09	562	738	-176
-82	13 MITSUBISHI ESTATE LTD ADR CMN	P	2011-05-02	2011-11-08	2233	2315	-82
-194	27 ANGLO AMERICAN PLC ADR CMN	P	2011-02-01	2011-11-02	494	688	-194
82	44 YAMAHA GOLD INC CMN	P	2011-07-25	2011-10-27	676	594	82
67	42 UNILEVER PLC NEW ADR	P	2011-08-05	2011-10-27	1453	1386	67
27	19 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-03-04	2011-10-27	1106	1079	27
35	12 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-03-09	2011-10-27	698	663	35
46	10 NATIONAL GRID PLC SPONSORED ADR CMN	P	2011-02-01	2011-10-27	505	459	46
132	19 GLAXOSMITHKLINE PLC ADR	P	2011-02-01	2011-10-27	841	709	132
-41	12 SAFRAN SA SPONSORED ADR CMN	P	2011-04-13	2011-10-26	376	417	-41
-14	3 SAFRAN SA SPONSORED ADR CMN	P	2011-04-26	2011-10-26	94	108	-14
-193	118 SILICONWARE PRECSN SPADR	P	2011-02-01	2011-10-25	631	824	-193
-172	17 SMITH & NEPHEW PLC ADR CMN	P	2011-05-16	2011-10-21	780	952	-172
-99	4 PT BUMI RESOURCES TBK UNSONSORED ADR	P	2011-07-29	2011-10-21	190	289	-99
-51	124 FORTUM OYJ UNSPONSORED ADR CMN	P	2011-08-02	2011-10-21	586	637	-51
-14	15 BRIDGESTONES CORP ADR CMN	P	2011-05-06	2011-10-21	665	679	-14
-65	6 SMITH & NEPHEW PLC ADR CMN	P	2011-05-16	2011-10-20	271	336	-65
-144	17 KOMATSU LTD ADR	P	2011-03-11	2011-10-20	381	525	-144
-150	14 KOMATSU LTD ADR	P	2011-03-23	2011-10-20	313	463	-150
-148	12 KOMATSU LTD ADR	P	2011-03-25	2011-10-20	269	417	-148
-134	12 KOMATSU LTD ADR	P	2011-03-24	2011-10-20	269	403	-134
-103	11 KOMATSU LTD ADR	P	2011-03-14	2011-10-20	246	349	-103
-47	6 KOMATSU LTD ADR	P	2011-03-15	2011-10-20	134	181	-47
-54	5 SMITH & NEPHEW PLC ADR CMN	P	2011-05-13	2011-10-19	227	281	-54
-11	1 SMITH & NEPHEW PLC ADR CMN	P	2011-05-16	2011-10-19	45	56	-11
61	43 YAMAHA GOLD INC CMN	P	2011-07-25	2011-10-14	642	581	61
28	16 YAMAHA GOLD INC CMN	P	2011-07-20	2011-10-14	239	211	28
52	51 UNILEVER PLC NEW ADR	P	2011-08-05	2011-10-14	1736	1684	52
120	19 GLAXOSMITHKLINE PLC ADR	P	2011-02-01	2011-10-14	829	709	120
62	10 GLAXOSMITHKLINE PLC ADR	P	2011-02-01	2011-10-12	435	373	62
37	6 GLAXOSMITHKLINE PLC ADR	P	2011-01-21	2011-10-12	261	224	37
11	2 GLAXOSMITHKLINE PLC ADR	P	2011-01-18	2011-10-12	87	76	11
112	85 YAMAHA GOLD INC CMN	P	2011-07-20	2011-10-11	1234	1122	112
-156	16 KOMATSU LTD ADR	P	2011-02-01	2011-10-11	340	496	-156
-67	7 KOMATSU LTD ADR	P	2011-03-11	2011-10-11	149	216	-67
-658	36 YARA INTERNATIONAL ASA SPONSORED ADR CMN	P	2011-06-22	2011-09-30	1452	2110	-658
-54	10 COMPANHIA DE SANEAMENTO BASICO DO	P	2011-03-11	2011-09-30	469	523	-54
-608	108 ITAU UNIBANCO HLDNG S.A. SPONSORED ADR C	P	2011-02-01	2011-09-29	1751	2359	-608
-14	18 ITAU UNIBANCO HLDNG S.A. SPONSORED ADR C	P	2011-09-09	2011-09-29	292	306	-14
-64	19 COMPANHIA DE SANEAMENTO BASICO DO	P	2011-02-01	2011-09-29	901	965	-64
-10	2 COMPANHIA DE SANEAMENTO BASICO DO	P	2011-03-11	2011-09-29	95	105	-10
-76	4 YARA INTERNATIONAL ASA SPONSORED ADR CMN	P	2011-06-22	2011-09-26	158	234	-76
-97	18 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-01-04	2011-09-26	222	319	-97
-93	17 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-01-05	2011-09-26	209	302	-93
-24	4 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-01-19	2011-09-26	49	73	-24
-17	3 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-01-18	2011-09-26	37	54	-17
-113	18 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-23	2011-09-23	637	750	-113
61	169 YAMAHA GOLD INC CMN	P	2011-07-20	2011-09-23	2292	2231	61
-71	6 SMITH & NEPHEW PLC ADR CMN	P	2011-05-13	2011-09-23	267	338	-71
-22	5 SEADRILL LTD CMN	P	2011-01-04	2011-09-23	147	169	-22
-283	34 ANGLO AMERICAN PLC ADR CMN	P	2011-02-01	2011-09-23	584	867	-283
-1248	60 BNP PARIBAS SPONSORED ADR CMN	P	2011-02-01	2011-09-14	1103	2351	-1248
-519	25 BNP PARIBAS SPONSORED ADR CMN	P	2011-02-09	2011-09-14	460	979	-519
-105	47 ACCENTURE PLC SHS	P	2011-02-01	2011-09-09	2360	2465	-105
43	22 SAFRAN SA SPONSORED ADR CMN	P	2011-04-13	2011-08-30	807	764	43
3	8 ACCENTURE PLC SHS	P	2011-02-01	2011-08-29	423	420	3
-91	7 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-03-11	2011-08-23	397	488	-91
-151	12 PT BUMI RESOURCES TBK UNSONSORED ADR	P	2011-07-29	2011-08-22	715	866	-151
-86	6 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-03-11	2011-08-22	332	418	-86
-200	12 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-03-09	2011-08-19	665	865	-200
-55	4 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-02-25	2011-08-19	222	277	-55
-15	1 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-03-11	2011-08-19	55	70	-15
-148	27 KOMATSU LTD ADR	P	2011-02-01	2011-08-19	689	837	-148
-253	20 HONDA MTR LTD	P	2011-02-01	2011-08-18	625	878	-253
-91	25 HITACHI LTD ADR CMN	P	2011-05-02	2011-08-18	1302	1393	-91
-29	11 CANON INC ADR CMN	P	2011-05-02	2011-08-18	496	525	-29
-102	25 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-18	2011-08-16	397	499	-102
-99	21 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-19	2011-08-16	333	432	-99
-24	6 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-17	2011-08-16	95	119	-24
-8	2 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-16	2011-08-16	32	40	-8
-164	39 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-16	2011-08-15	621	785	-164
-36	19 BRIDGESTONES CORP ADR CMN	P	2011-05-06	2011-08-15	824	860	-36
-81	31 SILICONWARE PRECSN SPADR	P	2011-02-01	2011-08-10	135	216	-81
-94	7 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-02-02	2011-08-10	372	466	-94
-80	5 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-02-25	2011-08-10	266	346	-80
-108	57 KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN	P	2011-02-01	2011-08-10	680	788	-108
-441	91 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-06-16	2011-08-10	897	1338	-441
-512	47 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-02-01	2011-08-10	463	975	-512
-335	32 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-02-08	2011-08-10	315	650	-335
-243	23 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-02-07	2011-08-10	227	470	-243
-146	15 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-04-27	2011-08-10	148	294	-146
-140	14 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-05-02	2011-08-10	138	278	-140
-117	12 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-04-12	2011-08-10	118	235	-117
-61	6 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-04-29	2011-08-10	59	120	-61
-64	6 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-02-04	2011-08-10	59	123	-64
-27	3 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-04-26	2011-08-10	30	57	-27
-29	3 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-04-03	2011-08-10	30	59	-29
-6	4 COMPANHIA D SNMNTO BSCO	P	2011-02-01	2011-08-10	197	203	-6
-368	28 SONY CORPORATION ADR CMN	P	2011-02-18	2011-08-05	650	1018	-368
-253	22 SONY CORPORATION ADR CMN	P	2011-02-01	2011-08-05	511	764	-253
-27	49 BRIDGESTONES CORP ADR CMN	P	2011-05-06	2011-08-05	2191	2218	-27
-735	66 SONY CORPORATION ADR CMN	P	2011-02-01	2011-08-04	1557	2292	-735
-689	73 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2011-02-01	2011-08-04	1608	2297	-689
-10	1 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2011-03-29	2011-08-04	22	32	-10
-41	14 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-02-02	2011-08-03	892	933	-41
-162	20 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2011-02-01	2011-08-03	467	629	-162
-102	12 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2011-01-27	2011-08-03	280	382	-102
-334	35 ARCELORMITTAL CMN	P	2011-02-09	2011-08-03	978	1312	-334
-202	22 ARCELORMITTAL CMN	P	2011-02-01	2011-08-03	615	817	-202
-49	57 ABB LTD SPONSORED ADR CMN	P	2011-02-01	2011-08-03	1308	1357	-49
-21	33 KOMATSU LTD ADR	P	2011-02-01	2011-08-02	1002	1023	-21
-82	13 ARCELORMITTAL CMN	P	2011-02-01	2011-08-01	401	483	-82
-322	297 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-05-13	2011-07-29	1684	2006	-322
-130	152 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-06-13	2011-07-29	862	992	-130
-145	132 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-05-06	2011-07-29	748	893	-145
-36	27 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-04-27	2011-07-29	153	189	-36
-20	19 DAIMLER AG CMN ISIN: DE0007100000	P	2011-02-01	2011-07-29	1384	1404	-20
-25	11 RIO TINTO PLC SPONSORED ADR	P	2011-07-01	2011-07-28	779	804	-25
-3	6 RIO TINTO PLC SPONSORED ADR	P	2011-02-01	2011-07-28	425	428	-3
4	30 RIO TINTO PLC SPONSORED ADR	P	2011-02-01	2011-07-27	2142	2138	4
-65	22 PETROLEO BRASILEIRO S.A. SPON ADR	P	2011-02-01	2011-07-27	678	743	-65
1	3 DAIMLER AG CMN ISIN: DE0007100000	P	2011-02-01	2011-07-27	223	222	1
389	27 BASF SE ADR SPONSORED ADR CMN	P	2011-02-02	2011-07-27	2553	2164	389
15	1 BASF SE ADR SPONSORED ADR CMN	P	2011-02-01	2011-07-27	95	80	15
139	20 SAFRAN SA SPONSORED ADR CMN	P	2011-04-13	2011-07-26	833	694	139
-41	40 AXA-UAP AMERICAN DEPOSITARY SHARES	P	2011-03-04	2011-07-26	792	833	-41
-25	21 AXA-UAP AMERICAN DEPOSITARY SHARES	P	2011-03-09	2011-07-26	416	441	-25
-2	1 AXA-UAP AMERICAN DEPOSITARY SHARES	P	2011-02-01	2011-07-26	20	22	-2
-92	34 PETROLEO BRASILEIRO S.A. SPON ADR	P	2011-02-01	2011-07-25	1056	1148	-92
-26	14 PETROLEO BRASILEIRO S.A. SPON ADR	P	2011-01-21	2011-07-25	435	461	-26
4	27 NIPPON TETEG & TEL SPON ADR	P	2011-02-18	2011-07-25	668	664	4
92	5 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-02-01	2011-07-25	392	300	92
31	15 DAIMLER AG CMN ISIN: DE0007100000	P	2011-02-01	2011-07-25	1140	1109	31
-145	26 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-02-01	2011-07-21	394	539	-145
71	4 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-02-01	2011-07-21	311	240	71
-73	69 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-04-27	2011-07-21	410	483	-73
70	4 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-02-01	2011-07-20	310	240	70
-81	67 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-04-27	2011-07-20	388	469	-81
-35	6 BNP PARIBAS SPONSORED ADR CMN	P	2011-02-01	2011-07-20	200	235	-35
-70	30 AXA-UAP AMERICAN DEPOSITARY SHARES	P	2011-02-01	2011-07-20	580	650	-70
-221	158 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-04-27	2011-07-18	885	1106	-221
-96	62 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-04-27	2011-07-18	338	434	-96
-183	50 AXA-UAP AMERICAN DEPOSITARY SHARES	P	2011-02-01	2011-07-18	901	1084	-183
-113	21 WPP PLC ADR CMN	P	2011-02-01	2011-07-15	1201	1314	-113
-33	8 WPP PLC ADR CMN	P	2011-03-24	2011-07-15	457	490	-33
-29	7 WPP PLC ADR CMN	P	2011-03-25	2011-07-15	400	429	-29
-26	7 WPP PLC ADR CMN	P	2011-03-23	2011-07-15	400	426	-26
-34	24 ENEL SOCIETA PER AZIONI ADR CMN	P	2011-04-27	2011-07-15	134	168	-34
-30	14 BAYER AG-SPONSORED ADR	P	2011-06-13	2011-07-13	1096	1126	-30
16	5 BAYER AG-SPONSORED ADR	P	2011-02-14	2011-07-13	392	376	16
6	2 BAYER AG-SPONSORED ADR	P	2011-02-11	2011-07-13	157	151	6
-44	11 WPP PLC ADR CMN	P	2011-02-01	2011-07-11	644	688	-44
-12	6 WPP PLC ADR CMN	P	2011-02-01	2011-07-08	363	375	-12
51	8 BAYER AG-SPONSORED ADR	P	2011-02-02	2011-07-08	650	599	51
23	4 BAYER AG-SPONSORED ADR	P	2011-02-11	2011-07-08	325	302	23
105	18 BAYER AG-SPONSORED ADR	P	2011-02-02	2011-07-01	1453	1348	105
6	1 BAYER AG-SPONSORED ADR	P	2011-02-01	2011-07-01	81	75	6
-9	1 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2011-01-27	2011-06-23	23	32	-9
-232	102 GAZPROM ADR SPONSORED ADR CMN	P	2011-03-30	2011-06-23	1411	1643	-232
-212	90 GAZPROM ADR SPONSORED ADR CMN	P	2011-03-31	2011-06-23	1245	1457	-212
-72	34 GAZPROM ADR SPONSORED ADR CMN	P	2011-03-29	2011-06-23	470	542	-72
-311	33 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2011-02-18	2011-06-23	1177	1488	-311
-145	14 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2011-03-04	2011-06-23	499	644	-145
-25	6 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-02-02	2011-06-22	375	400	-25
-10	6 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-02-01	2011-06-22	375	385	-10
15	5 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-01-06	2011-06-22	312	297	15
70	8 BAYER AG-SPONSORED ADR	P	2011-02-01	2011-06-22	668	598	70
38	14 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-01-06	2011-06-21	870	832	38
41	13 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-01-05	2011-06-21	808	767	41
11	3 LUKOIL OIL CO SPONSORED ADR CMN	P	2011-01-04	2011-06-21	187	176	11
-19	90 MITSUBISHI UF J FINL GROUP, INC SPONSORE	P	2011-04-26	2011-06-20	402	421	-19
-62	78 MITSUBISHI UF J FINL GROUP, INC SPONSORE	P	2011-02-01	2011-06-20	348	410	-62
-39	4 SONY CORPORATION ADR CMN	P	2011-02-01	2011-06-17	100	139	-39
-170	215 MITSUBISHI UF J FINL GROUP, INC SPONSORE	P	2011-02-01	2011-06-17	959	1129	-170
24	2 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-02-01	2011-06-17	144	120	24
-191	30 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2011-02-01	2011-06-06	1119	1310	-191
-70	9 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2011-02-18	2011-06-06	336	406	-70
-21	7 KUBOTA CORP ADR CMN	P	2011-03-29	2011-06-03	313	334	-21
-18	5 KUBOTA CORP ADR CMN	P	2011-03-30	2011-06-03	224	242	-18
-241	26 KUBOTA CORP ADR CMN	P	2011-02-02	2011-06-02	1137	1378	-241
-178	23 KUBOTA CORP ADR CMN	P	2011-03-23	2011-06-02	1006	1184	-178
-74	10 KUBOTA CORP ADR CMN	P	2011-03-24	2011-06-02	437	511	-74
-8	2 KUBOTA CORP ADR CMN	P	2011-03-29	2011-06-02	87	95	-8
-95	11 KUBOTA CORP ADR CMN	P	2011-02-02	2011-06-01	488	583	-95
-10	7 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2011-02-01	2011-06-01	296	306	-10
16	.9 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-05-16	2011-05-16	16		16
-50	6 KUBOTA CORP ADR CMN	P	2011-02-02	2011-05-13	268	318	-50
-48	6 KUBOTA CORP ADR CMN	P	2011-02-01	2011-05-13	268	316	-48
-15	3 KUBOTA CORP ADR CMN	P	2011-01-18	2011-05-13	134	149	-15
59	11 GLAXOSMITHKLINE PLC ADR	P	2011-01-18	2011-05-13	479	420	59
-54	61 E.ON AG SPONSORED ADR CMN	P	2011-03-25	2011-05-13	1787	1841	-54
-33	48 E.ON AG SPONSORED ADR CMN	P	2011-03-28	2011-05-13	1406	1439	-33
-8	8 E.ON AG SPONSORED ADR CMN	P	2011-03-24	2011-05-13	234	242	-8
-5	1 COMPANIA DE MINAS BUENAVENTURA SP ADR	P	2011-02-01	2011-05-13	39	44	-5
-8	2 KUBOTA CORP ADR CMN	P	2011-01-18	2011-05-12	91	99	-8
32	37 ENI S.P.A SPON ADR SPONSORED ADR CMN	P	2011-02-01	2011-05-05	1875	1843	32
21	16 E.ON AG SPONSORED ADR CMN	P	2011-03-23	2011-05-05	501	480	21
18	16 E.ON AG SPONSORED ADR CMN	P	2011-03-24	2011-05-05	501	483	18
-82	109 BANCO SANTANDER BRASIL SA ADR CMN	P	2011-02-02	2011-05-05	1212	1294	-82
-115	86 BANCO SANTANDER BRASIL SA ADR CMN	P	2011-04-01	2011-05-05	956	1071	-115
36	16 ABB LTD SPONSORED ADR CMN	P	2011-02-01	2011-05-05	417	381	36
27	10 ABB LTD SPONSORED ADR CMN	P	2011-01-21	2011-05-05	261	234	27
116	224 SECOM LTD ADR CMN	P	2011-02-01	2011-05-02	2819	2703	116
89	29 RESMED INC CMN	P	2011-02-01	2011-04-26	971	882	89
20	9 RESMED INC CMN	P	2011-02-25	2011-04-26	302	282	20
50	19 RESMED INC CMN	P	2011-02-01	2011-04-20	628	578	50
25	20 RESMED INC CMN	P	2011-02-01	2011-04-12	633	608	25
-15	19 RESMED INC CMN	P	2011-02-01	2011-04-04	563	578	-15
-118	18 HONDA MTR LTD	P	2011-02-01	2011-03-29	672	790	-118
-21	25 DEUTSCHE LUFTANSA AG SP ADR	P	2011-02-01	2011-03-14	517	538	-21
29	33 ICICI BANK LIMITED SPONS ADR	P	2011-02-01	2011-03-11	1492	1463	29
-32	35 DEUTSCHE LUFTANSA AG SP ADR	P	2011-02-01	2011-03-11	721	753	-32
-18	25 DEUTSCHE LUFTANSA AG SP ADR	P	2011-02-01	2011-03-09	520	538	-18
-2	4 DEUTSCHE LUFTANSA AG SP ADR	P	2011-01-25	2011-03-09	83	85	-2
11	23 SANOFI SPONSORED ADR CMN	P	2011-02-02	2011-03-04	817	806	11
-12	8 DEUTSCHE LUFTANSA AG SP ADR	P	2011-01-21	2011-03-04	161	173	-12
-9	7 DEUTSCHE LUFTANSA AG SP ADR	P	2011-01-25	2011-03-04	141	150	-9
-9	7 DEUTSCHE LUFTHANSA AG SPON ADR CMN	P	2011-01-24	2011-03-04	141	150	-9
1	89 KT CORPORATION SPONSORED ADR CMN	P	2011-02-01	2011-02-25	1769	1768	1
-18	24 MEDIASET SPA ADR CMN	P	2011-02-01	2011-02-18	460	478	-18
2103	21030.49 GS LOCAL EMERGING MARKETS DEBT FUND CL A	P	2010-12-15	2011-08-11	202103	200000	2103
695	17000 US TSY 1.750% MAY 31 2016	P	2011-05-26	2011-11-29	17711	17016	695
24	2000 USD TELEFONICA EM 6.22% 17	P	2011-02-10	2011-06-23	2202	2178	24
24	2000 USD TELEFONICA EM 6.22% 17	P	2011-02-10	2011-06-23	2202	2178	24
-212	9000 USD TELEFONICA EM 6.22% 17	P	2010-08-11	2011-06-23	9910	10122	-212
-212	9000 USD TELEFONICA EM 6.22% 17	P	2010-08-11	2011-06-23	9910	10122	-212
	80000 US TSY 1.000% OCT 31 2011	P	2010-08-10	2011-10-31	80000	80000
	80000 US TSY 1.000% OCT 31 2011	P	2010-08-10	2011-10-31	80000	80000
-66	1000 COMCAST CORP 5.65%JUN15 35	P	2010-08-10	2011-02-03	948	1014	-66
-66	1000 COMCAST CORP 5.65%JUN15 35	P	2010-08-10	2011-02-03	948	1014	-66
	19000 US TSY 1.000% OCT 31 2011	P	2011-03-01	2011-10-31	19000	19000
	14000 US TSY 1.000% OCT 31 2011	P	2011-02-09	2011-10-31	14000	14000
	80000 US TSY 1.000% OCT 31 2011	P	2010-08-10	2011-10-31	80000	80000
2163	37000 US TSY 3.125% MAY 15 2021	P	2011-06-24	2011-09-01	39930	37767	2163
2195	16000 US TSY 4.375% MAY 15 2041	P	2011-07-05	2011-09-01	18193	15998	2195
4558	28000 US TSY 4.375% MAY 15 2041	P	2011-07-05	2011-08-26	32554	27996	4558
-217	16000 GOLDMAN SACHS GRO 5.15% 14	P	2010-08-10	2011-08-10	16687	16904	-217
	1000 XEROX CORPORATION 6.87% 11	P	2011-02-09	2011-08-15	1000	1000
	7000 XEROX CORPORATION 6.87% 11	P	2010-08-10	2011-08-15	7000	7000
49	1000 EL PASO NATURAL G 7.25% 18	P	2011-02-09	2011-08-11	1133	1084	49
449	7000 EL PASO NATURAL G 7.25% 18	P	2010-08-11	2011-08-11	7928	7479	449
347	8000 CITIGROUP INC 5.37% 2020	P	2011-03-01	2011-08-16	8619	8272	347
466	2330 LS SECURITIZED ASSET FD	P	2010-08-10	2011-07-07	25910	25444	466
120	10000 US TSY 4.375% MAY 15 2041	P	2011-07-05	2011-07-08	10118	9998	120
976	11000 SPRINT CAP CORP 6.87% 2028	P	2010-08-10	2011-07-07	10601	9625	976
	18000 US TSY 1.125% JUN 30 2011	P	2011-02-09	2011-06-30	18000	18000
	79000 US TSY 1.125% JUN 30 2011	P	2010-08-10	2011-06-30	79000	79000
20	3000 LLOYDS TSB BK PLC 6.37% 21	P	2011-02-09	2011-06-23	3079	3059	20
282	15000 LLOYDS TSB BK PLC 6.37% 21	P	2011-01-14	2011-06-23	15395	15113	282
24	2000 USD TELEFONICA EM 6.22% 17	P	2011-02-10	2011-06-23	2202	2178	24
-212	9000 USD TELEFONICA EM 6.22% 17	P	2010-08-11	2011-06-23	9910	10122	-212
-56	1000 USD TELECOM IT CA 6.00% 34	P	2011-02-09	2011-06-23	844	900	-56
-1387	13000 USD TELECOM IT CA 6.00% 34	P	2010-08-10	2011-06-23	10977	12364	-1387
11	1000 ROYAL BK OF SCOTL 5.62% 20	P	2011-02-09	2011-06-23	991	980	11
-329	11000 ROYAL BK OF SCOTL 5.62% 20	P	2010-09-09	2011-06-23	10904	11233	-329
126	3000 VODAFONE GROUP PL 6.15% 37	P	2011-02-09	2011-06-23	3279	3153	126
105	9000 VODAFONE GROUP PL 6.15% 37	P	2010-08-10	2011-06-23	9836	9731	105
54	2000 CREDIT SUISSE FB 4.87% 15	P	2011-02-09	2011-05-26	2191	2137	54
210	11000 CREDIT SUISSE FB 4.87% 15	P	2010-08-10	2011-05-26	12046	11836	210
195	8000 MORGAN STANLEY 4.75% 2014	P	2010-08-10	2011-05-02	8414	8219	195
-9	1000 CHESAPEAKE ENERGY 7.62% 13	P	2011-02-09	2011-04-11	1108	1117	-9
283	7000 CHESAPEAKE ENERGY 7.62% 13	P	2010-08-11	2011-04-11	7753	7470	283
1	3000 US TSY 1.125% JUN 30 2011	P	2010-08-10	2011-03-09	3009	3008	1
7	18000 US TSY 1.125% JUN 30 2011	P	2010-08-10	2011-03-09	18053	18046	7
16	2000 TOTAL CAPITAL SA 3.00% 15	P	2011-02-09	2011-03-01	2043	2027	16
-58	15000 TOTAL CAPITAL SA 3.00% 15	P	2011-01-19	2011-03-01	15324	15382	-58
9	1000 WACHOVIA CORP 5.75% 2018	P	2011-02-09	2011-03-23	1112	1103	9
-33	7000 WACHOVIA CORP 5.75% 2018	P	2010-08-10	2011-03-23	7786	7819	-33
11	2000 CITIGROUP INC 5.00% 2014	P	2011-02-09	2011-03-01	2102	2091	11
324	13000 CITIGROUP INC 5.00% 2014	P	2010-08-10	2011-03-01	13664	13340	324
135	10000 GOLDMAN SACHS GRO 5.15% 14	P	2010-08-10	2011-02-03	10817	10682	135
60	5000 MARATHON OIL CORP 6.50% 14	P	2010-08-10	2011-02-10	5687	5627	60
-589	9000 COMCAST CORP 5.65%JUN15 35	P	2010-08-10	2011-02-03	8536	9125	-589
-66	1000 COMCAST CORP 5.65%JUN15 35	P	2010-08-10	2011-02-03	948	1014	-66
-298	12000 ANHEUSER-BUSCH CO 6.45% 37	P	2010-08-10	2011-02-07	13157	13455	-298
-1312	14000 US TSY 4.375% MAY 15 2040	P	2010-08-12	2011-01-14	13765	15077	-1312
-388	16000 US TSY 2.375% MAR 31 2016	P	2010-08-10	2011-01-05	16075	16463	-388
25	10000 US TSY 2.000% NOV 30 2013	P	2010-12-21	2011-01-19	10308	10283	25
-54	5000 US TSY 2.000% NOV 30 2013	P	2010-10-20	2011-01-19	5154	5208	-54
-96	8000 US TSY 2.000% NOV 30 2013	P	2010-10-20	2011-01-11	8239	8335	-96
6	4000 KRAFT FOODS INC 6.25% 2012	P	2010-08-10	2011-01-10	4280	4274	6
978	13000 US TSY 2.750% NOV 30 2016	P	2011-02-01	2011-12-08	14199	13221	978
580	10000 US TSY 2.750% NOV 30 2016	P	2010-08-09	2011-12-08	10923	10343	580
116	2000 US TSY 2.750% NOV 30 2016	P	2010-08-09	2011-12-08	2185	2069	116
3	5000 U.S. TREASURY BILL	P	2011-06-15	2011-12-01	5000	4997	3
13	1000 US TSY 2.000% SEP 30 2010	P	2010-10-01	2011-06-15	1058	1045	13
13	1000 US TSY 1.750% JAN 31 2014	P	2010-10-01	2011-06-15	1058	1045	13
-4	1000 US TSY 2.625% JUN 30 2014	P	2010-10-01	2011-05-24	1050	1054	-4
-4	1000 US TSY 2.625% JUN 30 2014	P	2010-10-01	2011-05-24	1050	1054	-4
	7000 US TSY 4.625% OCT 31 2011	P	2011-02-03	2011-10-31	7000	7000
	10000 US TSY 4.625% OCT 31 2011	P	2011-02-03	2011-10-31	10000	10000
	10000 US TSY 4.625% OCT 31 2011	P	2011-02-03	2011-10-31	10000	10000
	74000 US TSY 4.625% OCT 31 2011	P	2010-08-09	2011-10-31	74000	74000
11	47000 US TSY 4.625% OCT 31 2011	P	2010-08-09	2011-09-30	47163	47152	11
11	24000 US TSY 4.625% OCT 31 2011	P	2010-08-09	2011-09-01	24176	24165	11
638	358266 FHLMC A8 3667 05 50%2038	P	2011-05-19	2011-08-24	119821	119183	638
551	8000 U.S. TRSY INFLATIN NTE	P	2011-02-03	2011-08-01	10477	9926	551
7895	94000 U.S. TRSY INFLATIN NTE	P	2010-08-09	2011-08-01	123104	115209	7895
8	10000 US TSY 4.625% OCT 31 2011	P	2010-08-09	2011-06-30	10151	10143	8
18	3000 PHILIPS ELECTRONI 5.75% 18	P	2011-02-03	2011-06-28	3362	3344	18
-203	19000 PHILIPS ELECTRONI 5.75% 18	P	2010-08-09	2011-06-28	21295	21498	-203
31	2000 NEWS AMERICA INC 5.30% 14	P	2011-02-03	2011-07-15	2224	2193	31
172	20000 NEWS AMERICA INC 5.30% 14	P	2010-08-10	2011-07-15	22238	22066	172
65	3000 CISCO SYSTEMS INC 4.95% 19	P	2011-02-03	2011-06-28	3269	3204	65
-429	20000 CISCO SYSTEMS INC 4.95% 19	P	2010-08-09	2011-06-28	21795	22224	-429
79	3000 HOME DEPOT INC 3.95% 2020	P	2011-02-03	2011-06-28	2994	2915	79
-78	22000 HOME DEPOT INC 3.95% 2020	P	2010-09-09	2011-06-28	21959	22037	-78
151	10000 US TSY 2.750% NOV 30 2016	P	2010-08-09	2011-06-16	10525	10374	151
259	13000 US TSY 2.625% JUN 30 2014	P	2011-02-03	2011-06-15	13754	13495	259
13	1000 US TSY 2.625% JUN 30 2014	P	2010-10-01	2011-06-15	1058	1045	13
77	15000 US TSY 2.625% JUN 30 2014	P	2010-10-01	2011-06-15	15870	15793	77
735	19000 US TSY 2.625% NOV 15 2020	P	2011-04-29	2011-06-27	18703	17968	735
20	2000 US TSY 1.750% JAN 31 2014	P	2010-08-09	2011-06-15	2061	2041	20
832	45000 US TSY 3.125% MAY 15 2019	P	2010-08-09	2011-06-27	47440	46608	832
-129	37000 US TSY 2.625% JUN 30 2014	P	2010-10-01	2011-05-24	38867	38996	-129
-4	1000 US TSY 2.625% JUN 30 2014	P	2010-10-01	2011-05-24	1050	1054	-4
317	73000 US TSY 2.625% JUN 30 2014	P	2010-08-09	2011-05-24	76684	76367	317
18	21000 US TSY 4.625% OCT 31 2011	P	2010-08-09	2011-04-29	21467	21449	18
23	2000 GOLDMAN SACHS GRO 5.12% 15	P	2011-02-03	2011-05-03	2169	2146	23
398	21000 GOLDMAN SACHS GRO 5.12% 15	P	2010-08-09	2011-05-03	22775	22377	398
12	18000 US TSY 4.625% OCT 31 2011	P	2010-08-09	2011-04-01	18456	18444	12
-15	1000 MARATHON OIL CORP 6.00% 17	P	2011-02-03	2011-04-15	1128	1143	-15
-19	1000 MARATHON OIL CORP 6.00% 17	P	2011-02-03	2011-04-14	1124	1143	-19
156	19000 MARATHON OIL CORP 6.00% 17	P	2010-08-09	2011-04-14	21365	21209	156
17	16000 US TSY 2.625% JUN 30 2014	P	2010-08-09	2011-03-16	16799	16782	17
5	7000 US TSY 4.625% OCT 31 2011	P	2010-08-09	2011-03-02	7204	7199	5
5	10000 US TSY 4.625% OCT 31 2011	P	2010-08-09	2011-02-10	10313	10308	5
1	17000 US TSY 4.500% SEP 30 2011	P	2011-02-03	2011-02-10	17460	17459	1
13	19000 US TSY 4.500% SEP 30 2011	P	2010-08-09	2011-02-10	19514	19501	13
19	30000 US TSY 4.500% SEP 30 2011	P	2010-08-09	2011-02-01	30841	30822	19
11	23000 US TSY 4.5 % SEP 30 2011	P	2010-08-09	2011-01-04	23715	23704	11
574	121 UNILEVER PLC NEW ADR	P	2010-08-06	2011-11-28	3879	3305	574
-3783	1029 NIPPON YUSEN KABESHIKI	P	2011-02-03	2011-10-13	5324	9107	-3783
578	103 KDDI CORP SHS	P	2011-01-27	2011-09-21	2086	1508	578
560	92 KDDI CORP SHS	P	2011-01-18	2011-09-21	1863	1303	560
110	32 YAMANA GOLD INC	P	2010-11-19	2011-08-10	479	369	110
1692	341 YAMANA GOLD INC	P	2010-08-06	2011-08-10	5105	3413	1692
-1173	205 HUANENG PWR INTL SP ADR	P	2011-02-03	2011-08-10	3406	4579	-1173
-37	12 HUANENG PWR INTL SP ADR	P	2011-02-03	2011-08-03	231	268	-37
-14	5 HUANENG PWR INTL SP ADR	P	2011-02-03	2011-08-02	98	112	-14
-17	7 HUANENG PWR INTL SP ADR	P	2010-12-10	2011-08-02	138	155	-17
-10	4 HUANENG PWR INTL SP ADR	P	2010-12-10	2011-08-01	79	89	-10
-33	13 HUANENG PWR INTL SP ADR	P	2010-12-09	2011-08-01	255	288	-33
-52	20 HUANENG PWR INTL SP ADR	P	2010-12-09	2011-07-29	392	444	-52
-24	8 HUANENG PWR INTL SP ADR	P	2010-12-08	2011-07-29	176	200	-24
-3	1 HUANENG PWR INTL SP ADR	P	2010-12-08	2011-07-28	19	22	-3
-65	23 HUANENG PWR INTL SP ADR	P	2010-11-19	2011-07-28	447	512	-65
-24	6 HUANENG PWR INTL SP ADR	P	2010-11-11	2011-07-28	117	141	-24
-142	35 HUANENG PWR INTL SP ADR	P	2010-11-11	2011-07-27	683	825	-142
972	264 GLAXOSMITHKLINE PLC ADR	P	2011-02-03	2011-08-22	11022	10050	972
210	66 GLAXOSMITHKLINE PLC ADR	P	2011-02-03	2011-08-19	2723	2513	210
274	84 GLAXOSMITHKLINE PLC ADR	P	2011-02-03	2011-08-18	3472	3198	274
81	70 GLAXOSMITHKLINE PLC ADR	P	2010-11-19	2011-08-18	2893	2812	81
173	35 GLAXOSMITHKLINE PLC ADR	P	2010-08-06	2011-08-18	1447	1274	173
334	107 GLAXOSMITHKLINE PLC ADR	P	2010-08-06	2011-08-10	4228	3894	334
-2310	436 NOKIA CORP SPON ADR	P	2011-02-03	2011-07-26	2553	4863	-2310
-418	99 NOKIA CORP SPON ADR	P	2010-11-19	2011-07-26	580	998	-418
-669	185 NOKIA CORP SPON ADR	P	2010-08-06	2011-07-26	1083	1752	-669
-192	115 NIPPON YUSEN KABESHIKI	P	2011-02-03	2011-06-28	826	1018	-192
-315	171 NIPPON YUSEN KABESHIKI	P	2011-01-24	2011-06-28	1228	1543	-315
-362	171 NIPPON YUSEN KABESHIKI	P	2011-01-19	2011-06-28	1228	1590	-362
-534	305 NIPPON YUSEN KABESHIKI	P	2010-12-01	2011-06-28	2191	2725	-534
-322	496 NEW WORLD DEV SPNSRD ADR	P	2011-03-01	2011-07-07	1505	1827	-322
-116	210 NEW WORLD DEV SPNSRD ADR	P	2011-02-28	2011-07-07	637	753	-116
-234	436 NEW WORLD DEV SPNSRD ADR	P	2011-02-28	2011-07-06	1330	1564	-234
-134	243 NEW WORLD DEV SPNSRD ADR	P	2011-02-17	2011-07-06	741	875	-134
-535	796 NEW WORLD DEV SPNSRD ADR	P	2011-02-17	2011-06-30	2332	2867	-535
79	23 RENAISSANCERE HLDGS LTD	P	2011-02-03	2011-05-13	1604	1525	79
134	38 RENAISSANCERE HLDGS LTD	P	2011-02-03	2011-05-12	2653	2519	134
62	19 RENAISSANCERE HLDGS LTD	P	2011-02-03	2011-05-11	1321	1259	62
69	23 RENAISSANCERE HLDGS LTD	P	2011-02-03	2011-05-10	1594	1525	69
235	27 RENAISSANCERE HLDGS LTD	P	2010-11-19	2011-05-10	1872	1637	235
652	420 PEARSON SPONSORED ADR	P	2011-02-03	2011-05-16	7777	7125	652
158	92 PEARSON SPONSORED ADR	P	2011-02-03	2011-05-06	1719	1561	158
30	20 PEARSON SPONSORED ADR	P	2011-02-03	2011-05-05	369	339	30
32	20 PEARSON SPONSORED ADR	P	2011-02-03	2011-05-04	371	339	32
409	112 PEARSON SPONSORED ADR	P	2010-11-19	2011-05-04	2080	1671	409
169	43 PEARSON SPONSORED ADR	P	2010-11-19	2011-05-03	811	642	169
395	141 PEARSON SPONSORED ADR	P	2010-08-06	2011-05-03	2660	2265	395
146	48 PEARSON SPONSORED ADR	P	2010-08-06	2011-05-02	917	771	146
91	30 PEARSON SPONSORED ADR	P	2010-08-06	2011-04-29	573	482	91
-5	24 NEXEN INC CANADA COM	P	2011-02-03	2011-05-09	577	582	-5
234	95 NEXEN INC CANADA COM	P	2010-11-19	2011-05-09	2283	2049	234
191	56 NEXEN INC CANADA COM	P	2010-08-06	2011-05-09	1346	1155	191
341	105 NEXEN INC CANADA COM	P	2010-08-06	2011-05-09	2506	2165	341
-458	125 FUJITSU LTD NEW ADR	P	2011-02-03	2011-05-06	3498	3956	-458
-50	12 FUJITSU LTD NEW ADR	P	2011-02-03	2011-05-05	330	380	-50
-100	26 FUJITSU LTD NEW ADR	P	2011-02-03	2011-04-29	723	823	-100
-182	36 FUJITSU LTD NEW ADR	P	2010-11-19	2011-04-29	1000	1182	-182
-363	47 FUJITSU LTD NEW ADR	P	2010-08-06	2011-04-29	1306	1669	-363
301	34 DELHAIZE GROUP SPONS ADR	P	2010-11-19	2011-05-05	2789	2488	301
70	5 DELHAIZE GROUP SPONS ADR	P	2010-11-19	2011-04-28	436	366	70
757	67 DELHAIZE GROUP SPONS ADR	P	2010-08-06	2011-04-28	5847	5090	757
1079	59 COMPANHIA D SNMNTO BSCO	P	2010-08-06	2011-04-27	3473	2394	1079
-61	32 COCA COLA FEMSA SP ADR	P	2011-02-03	2011-05-06	2534	2595	-61
-34	16 COCA COLA FEMSA SP ADR	P	2011-02-03	2011-05-05	1263	1297	-34
-7	5 COCA COLA FEMSA SP ADR	P	2011-02-03	2011-05-04	398	405	-7
-73	50 COCA COLA FEMSA SP ADR	P	2011-02-03	2011-04-28	3982	4055	-73
-9	1 COCA COLA FEMSA SP ADR	P	2010-11-19	2011-04-28	80	89	-9
538	53 BRITISH AMN TOBACO SPADR	P	2011-02-03	2011-05-18	4627	4089	538
431	43 BRITISH AMN TOBACO SPADR	P	2011-02-03	2011-05-17	3749	3318	431
54	5 BRITISH AMN TOBACO SPADR	P	2011-02-03	2011-05-04	440	386	54
359	33 BRITISH AMN TOBACO SPADR	P	2011-02-03	2011-05-03	2905	2546	359
63	6 BRITISH AMN TOBACO SPADR	P	2010-11-19	2011-05-03	528	465	63
65	6 BRITISH AMN TOBACO SPADR	P	2010-11-19	2011-05-02	530	465	65
140	13 BRITISH AMN TOBACO SPADR	P	2010-11-19	2011-04-29	1148	1008	140
157	9 BRITISH AMN TOBACO SPADR	P	2010-08-06	2011-04-29	795	638	157
673	40 BRITISH AMN TOBACO SPADR	P	2010-08-06	2011-04-28	3507	2834	673
679	112 STATOIL ASA SHS	P	2010-11-19	2011-03-29	3044	2365	679
235	41 STATOIL ASA SHS	P	2010-08-06	2011-03-29	1114	879	235
79	21 RENAISSANCERE HLDGS LTD	P	2010-11-19	2011-03-29	1352	1273	79
353	49 RENAISSANCERE HLDGS LTD	P	2010-08-06	2011-03-29	3154	2801	353
502	26 COMPANHIA D SNMNTO BSCO	P	2010-08-06	2011-04-26	1557	1055	502
-79	119 TELSTRA CORP ADR	P	2011-02-03	2011-03-10	1610	1689	-79
108	204 TELSTRA CORP ADR	P	2010-11-19	2011-03-10	2760	2652	108
-344	226 TELSTRA CORP ADR	P	2010-08-06	2011-03-10	3057	3401	-344
511	84 STATOIL ASA SHS	P	2010-08-06	2011-03-28	2311	1800	511
690	112 STATOIL ASA SHS	P	2010-08-06	2011-03-25	3090	2400	690
-77	62 SIEMENS AG ADR	P	2011-02-03	2011-03-11	7853	7930	-77
-9	13 SIEMENS AG ADR	P	2011-02-03	2011-03-10	1654	1663	-9
85	8 SIEMENS AG ADR	P	2010-11-19	2011-03-10	1018	933	85
84	6 SIEMENS AG ADR	P	2010-11-19	2011-03-09	784	700	84
978	34 SIEMENS AG ADR	P	2010-08-06	2011-03-09	4445	3467	978
302	40 RENAISSANCERE HLDGS LTD	P	2010-08-06	2011-03-25	2589	2287	302
589	157 COVIDIEN PLC SHS	P	2011-02-03	2011-03-08	8325	7736	589
113	28 COVIDIEN PLC SHS	P	2011-02-03	2011-03-08	1493	1380	113
386	38 COVIDIEN PLC SHS	P	2010-11-19	2011-03-08	2026	1640	386
1325	87 COVIDIEN PLC SHS	P	2010-08-06	2011-03-08	4639	3314	1325
-261	16 COCA COLA FEMSA SP ADR	P	2010-11-19	2011-03-01	1158	1419	-261
-50	3 COCA COLA FEMSA SP ADR	P	2010-11-19	2011-03-01	217	267	-50
-130	17 COCA COLA FEMSA SP ADR	P	2010-11-19	2011-02-28	1241	1371	-130
-23	3 COCA COLA FEMSA SP ADR	P	2010-11-19	2011-02-25	219	242	-23
38	12 COCA COLA FEMSA SP ADR	P	2010-08-06	2011-02-25	874	836	38
-121	37 TURKCELL ILETISIM ADR	P	2010-11-19	2011-01-31	572	693	-121
2	6 TURKCELL ILETISIM ADR	P	2010-08-06	2011-01-31	93	91	2
8	45 TURKCELL ILETISIM ADR	P	2010-08-06	2011-01-28	690	682	8
78	80 TRANSCANADA CORP	P	2011-02-03	2011-02-22	3111	3033	78
15	25 TRANSCANADA CORP	P	2011-02-03	2011-02-18	963	948	15
8	18 TRANSCANADA CORP	P	2011-02-03	2011-02-16	690	682	8
69	23 TRANSCANADA CORP	P	2010-11-19	2011-02-16	881	812	69
22	7 TRANSCANADA CORP	P	2010-11-19	2011-02-15	269	247	22
137	47 TRANSCANADA CORP	P	2010-08-06	2011-02-15	1807	1670	137
134	27 PETRLEO BRAS VTG SPD ADR	P	2010-11-19	2011-02-22	1036	902	134
-23	80 PETRLEO BRAS VTG SPD ADR	P	2010-08-06	2011-02-22	3069	3092	-23
2	8 PETRLEO BRAS VTG SPD ADR	P	2010-08-06	2011-02-22	307	305	2
-14	80 PETRLEO BRAS VTG SPD ADR	P	2010-08-06	2011-02-18	3036	3050	-14
7	18 COPA HOLDINGS S A CL A	P	2010-11-19	2011-02-03	1023	1016	7
25	7 COPA HOLDINGS S A CL A	P	2010-08-06	2011-02-03	398	373	25
44	14 COPA HOLDINGS S A CL A	P	2010-08-06	2011-01-31	789	745	44
40	10 COPA HOLDINGS S A CL A	P	2010-08-06	2011-01-28	572	532	40
232	37 COCA COLA FEMSA SP ADR	P	2010-08-06	2011-02-18	2811	2579	232
8	11 TURKCELL ILETISIM ADR	P	2010-08-06	2011-01-21	175	167	8
14	13 TURKCELL ILETISIM ADR	P	2010-08-06	2011-01-20	211	197	14
14	10 TURKCELL ILETISIM ADR	P	2010-08-06	2011-01-19	166	152	14
27	17 TURKCELL ILETISIM ADR	P	2010-08-06	2011-01-18	285	258	27
15	8 TURKCELL ILETISIM ADR	P	2010-08-06	2011-01-14	136	121	15
-35	12 FRONTLINE LTD	P	2010-11-19	2011-01-20	312	347	-35
-71	29 FRONTLINE LTD	P	2010-11-19	2011-01-19	767	838	-71
-70	16 FRONTLINE LTD	P	2010-08-06	2011-01-19	423	493	-70
-185	38 FRONTLINE LTD	P	2010-08-06	2011-01-14	987	1172	-185
42	166 COMPASS GROUP PLC ADR	P	2010-11-19	2011-01-13	1453	1411	42
29	79 COMPASS GROUP PLC ADR	P	2010-11-19	2011-01-11	701	672	29
30	74 COMPASS GROUP PLC ADR	P	2010-08-06	2011-01-11	656	626	30
112	323 COMPASS GROUP PLC ADR	P	2010-08-06	2011-01-06	2845	2733	112
	.042 GAMCO WESTWOOD MM FD AAA	P	2011-11-28	2011-12-02	1	1
	.264 GAMCO WESTWOOD MM FD AAA	P	2010-08-06	2011-12-02	4	4
342	428 GAMCO WESTWOOD MM FD AAA	P	2010-08-06	2011-12-02	6835	6493	342
3158	4268 GAMCO WESTWOOD MM FD AAA	P	2010-08-05	2011-12-02	68160	65002	3158
	.179 UAM FPA CRESCENT PORT	P	2011-07-07	2011-12-02	5	5
-1628	2584 UAM FPA CRESCENT PORT	P	2011-03-25	2011-12-02	70285	71913	-1628
-566	899 UAM FPA CRESCENT PORT	P	2011-03-25	2011-12-02	24453	25019	-566
-1	1 UAM FPA CRESCENT PORT	P	2011-03-25	2011-12-02	27	28	-1
-121	191 UAM FPA CRESCENT PORT	P	2011-03-25	2011-12-02	5195	5316	-121
-1	1 UAM FPA CRESCENT PORT	P	2011-03-25	2011-12-02	27	28	-1
	.292 UAM FPA CRESCENT PORT	P	2011-03-25	2011-12-02	8	8
	.097 PIMCO GLOBAL MULTI	P	2011-09-15	2011-12-02	1	1
-551	2394 PIMCO GLOBAL MULTI	P	2011-02-02	2011-12-02	27555	28106	-551
-1053	4580 PIMCO GLOBAL MULTI	P	2011-02-02	2011-12-02	52716	53769	-1053
	1 PIMCO GLOBAL MULTI	P	2011-02-02	2011-12-02	12	12
-251	1090 PIMCO GLOBAL MULTI	P	2011-02-02	2011-12-02	12546	12797	-251
-143	622 PIMCO GLOBAL MULTI	P	2011-02-02	2011-12-02	7159	7302	-143
	1 PIMCO GLOBAL MULTI	P	2011-02-02	2011-12-02	12	12
	.05 PRUDENTIAL JENNISON	P	2011-09-16	2011-12-02	1	1
-5462	6828 PRUDENTIAL JENNISON	P	2011-02-02	2011-12-02	87808	93270	-5462
-759	948 PRUDENTIAL JENNISON	P	2011-02-02	2011-12-02	12191	12950	-759
-1702	2398 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-11-29	25779	27481	-1702
-278	392 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-11-29	4214	4492	-278
-1980	2790 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-11-29	29993	31973	-1980
-786	2713 PIMCO LOW DURATION FD	P	2010-08-10	2011-11-29	27890	28676	-786
-59	204 PIMCO LOW DURATION FD	P	2010-08-10	2011-11-29	2097	2156	-59
-1	1 PIMCO LOW DURATION FD	P	2010-08-10	2011-11-29	10	11	-1
-846	2918 PIMCO LOW DURATION FD	P	2010-08-10	2011-11-29	29997	30843	-846
	.073 IVY ASSET STRATEGY FD I	P	2010-12-09	2011-12-02	2	2
1	.5940 IVY ASSET STRATEGY FD I	P	2010-08-05	2011-12-02	14	13	1
7790	4166 IVY ASSET STRATEGY FD I	P	2010-08-05	2011-12-02	99984	92194	7790
-1	.592 NUVEEN TRDW GLB ALLCAP I	P	2010-12-31	2011-12-02	16	17	-1
	.051 NUVEEN TRADEWINDS GLOBAL	P	2010-08-05	2011-12-02	1	1
6305	3645 NUVEEN TRDW GLB ALLCAP I	P	2010-08-05	2011-12-02	99982	93677	6305
-1	.205 OPPENHMR DEV MRKTS CL Y	P	2010-12-22	2011-12-02	6	7	-1
	.234 OPPENHMR DEV MRKTS CL Y	P	2010-08-06	2011-12-02	7	7
39	330 OPPENHMR DEV MRKTS CL Y	P	2010-08-06	2011-12-02	10154	10115	39
-139	1729 OPPENHMR DEV MRKTS CL Y	P	2010-08-05	2011-12-02	53201	53340	-139
-30	377 OPPENHMR DEV MRKTS CL Y	P	2010-08-05	2011-12-02	11600	11630	-30
	1 OPPENHMR DEV MRKTS CL Y	P	2010-08-05	2011-12-02	31	31
-10626	5394 NEU BER INST VLE CL INST	P	2011-06-30	2011-12-02	55774	66400	-10626
-298	151 NEU BER INST VLE CL INST	P	2011-06-30	2011-12-02	1561	1859	-298
-8126	4125 NEU BER INST VLE CL INST	P	2011-06-30	2011-12-02	42653	50779	-8126
-2	1 NEU BER INST VLE CL INST	P	2011-06-30	2011-12-02	10	12	-2
	.18 NEUBERGER BERMAN	P	2011-06-30	2011-12-02	2	2
-7	.624 FAIRHOLME FUND	P	2011-12-16	2011-12-23	15	22	-7
-970	3130 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-11-29	35432	36402	-970
-124	402 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-11-29	4551	4675	-124
-1	1 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-11-29	11	12	-1
-1095	3533 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-11-29	39994	41089	-1095
	.457 PRDNTL JEN NAT RES FD Z	P	2010-11-30	2011-12-02	23	23
1001	231 PRDNTL JEN NAT RES FD Z	P	2010-08-06	2011-12-02	11682	10681	1001
7019	1746 PRDNTL JEN NAT RES FD Z	P	2010-08-05	2011-12-02	88295	81276	7019
	.698 PIMCO TOTAL RETURN FUND	P	2011-10-31	2011-11-29	8	8
-1980	2790 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-11-29	29993	31973	-1980
-3418	4748 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-10-05	50994	54412	-3418
-269	373 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-10-05	4006	4275	-269
-3687	5121 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-10-05	55000	58687	-3687
	.088 PIMCO LOW DURATION FD	P	2011-10-31	2011-11-29	1	1
	.2 PIMCO LOW DURATION FD	P	2010-08-10	2011-11-29	2	2
-846	2918 PIMCO LOW DURATION FD	P	2010-08-10	2011-11-29	29997	30843	-846
-1593	5141 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-05	52747	54340	-1593
-67	218 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-05	2237	2304	-67
-1	1 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-05	10	11	-1
-1661	5360 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-05	54994	56655	-1661
	.034 PRDNTL SHT TRM CORP BD Z	P	2011-10-31	2011-11-29	1	1
	.5350 PRUDENTIAL SHORT TERM	P	2010-08-10	2011-11-29	6	6
-1095	3533 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-11-29	39994	41089	-1095
-28	85 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-10-05	961	989	-28
-136	411 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-10-05	4644	4780	-136
-163	496 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-10-05	5605	5768	-163
	.166 PIMCO TOTAL RETURN FUND	P	2011-09-30	2011-10-28	2	2
	.179 PIMCO TOTAL RETURN FUND	P	2011-09-30	2011-10-06	2	2
	.043 PIMCO TOTAL RETURN FUND	P	2011-09-30	2011-10-05	1	1
-3490	5540 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-10-28	59998	63488	-3490
-3451	4664 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-10-06	49998	53449	-3451
-3687	5121 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-10-05	55000	58687	-3687
-1164	2587 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-08-31	28483	29647	-1164
-184	408 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-08-31	4492	4676	-184
-1348	2995 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-08-31	32975	34323	-1348
	.016 PIMCO LOW DURATION FD	P	2011-09-30	2011-10-05	1	1
	3098 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-28	1	1
	.294 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-06	3	3
	.408 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-28	4	4
-1216	5791 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-28	59995	61211	-1216
-1426	4602 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-06	47217	48643	-1426
-84	270 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-06	2770	2854	-84
-1	1 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-06	10	11	-1
	.608 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-05	6	6
-1661	5360 PIMCO LOW DURATION FD	P	2010-08-10	2011-10-05	54994	56655	-1661
-352	2929 PIMCO LOW DURATION FD	P	2010-08-10	2011-08-31	30608	30960	-352
-30	243 PIMCO LOW DURATION FD	P	2010-08-10	2011-08-31	2539	2569	-30
-1	1 PIMCO LOW DURATION FD	P	2010-08-10	2011-08-31	10	11	-1
-381	3173 PIMCO LOW DURATION FD	P	2010-08-10	2011-08-31	33158	33539	-381
10280	13526 LORD ABBT FNDMNTL EQTY F	P	2011-08-19	2011-10-19	160283	150003	10280
-6856	4696 LORD ABBT FNDMNTL EQTY F	P	2011-03-14	2011-10-19	55648	62504	-6856
-6688	4710 LORD ABBT FNDMNTL EQTY F	P	2011-03-10	2011-10-19	55814	62502	-6688
-8043	4596 LORD ABBT FNDMNTL EQTY F	P	2011-02-25	2011-10-19	54463	62506	-8043
-7681	4627 LORD ABBT FNDMNTL EQTY F	P	2011-02-22	2011-10-19	54830	62511	-7681
-14788	9301 LORD ABBT FNDMNTL EQTY F	P	2011-02-09	2011-10-19	110217	125005	-14788
-14294	9343 LORD ABBT FNDMNTL EQTY F	P	2011-02-02	2011-10-19	110715	125009	-14294
-9	100 LORD ABBT FNDMNTL EQTY F	P	2010-11-23	2011-10-19	1185	1194	-9
	.222 LORD ABBT FNDMNTL EQTY F	P	2010-11-23	2011-10-19	3	3
	1 LORD ABBT FNDMNTL EQTY F	P	2010-11-23	2011-10-19	12	12
-717	2050 LORD ABBT FNDMNTL EQTY F	P	2010-11-19	2011-10-19	24293	25010	-717
-657	2055 LORD ABBT FNDMNTL EQTY F	P	2010-11-18	2011-10-19	24352	25009	-657
1375	2331 LORD ABBT FNDMNTL EQTY F	P	2010-08-09	2011-10-19	27622	26247	1375
1499	2342 LORD ABBT FNDMNTL EQTY F	P	2010-08-06	2011-10-19	27753	26254	1499
5200	8667 LORD ABBT FNDMNTL EQTY F	P	2010-08-05	2011-10-19	102704	97504	5200
-117	167 CALAMOS CONV FD I	P	2011-06-16	2011-10-19	2929	3046	-117
-1	.9380 CALAMOS CONV FD I	P	2011-06-16	2011-10-19	16	17	-1
-45	43 CALAMOS CONV FD I	P	2011-03-17	2011-10-19	754	799	-45
-73	102 CALAMOS CONV FD I	P	2010-12-16	2011-10-19	1789	1862	-73
	1 CALAMOS CONV FD I	P	2010-12-16	2011-10-19	18	18
-463	653 CALAMOS CONV FD I	P	2010-12-16	2011-10-19	11454	11917	-463
	1 CALAMOS CONV FD I	P	2010-12-16	2011-10-19	18	18
-2646	2700 CALAMOS CONV FD I	P	2010-11-19	2011-10-19	47358	50004	-2646
-2544	2706 CALAMOS CONV FD I	P	2010-11-18	2011-10-19	47463	50007	-2544
-26	96 CALAMOS CONV FD I	P	2010-09-16	2011-10-19	1684	1710	-26
-542	2463 CALAMOS CONV FD I	P	2010-08-09	2011-10-19	43201	43743	-542
-469	2468 CALAMOS CONV FD I	P	2010-08-06	2011-10-19	43289	43758	-469
-2104	9145 CALAMOS CONV FD I	P	2010-08-05	2011-10-19	160403	162507	-2104
-1	.5650 PRDNTL SHT TRM CORP BD Z	P	2011-09-30	2011-10-06	6	7	-1
	.2570 PRDNTL SHT TRM CORP BD Z	P	2011-09-30	2011-10-05	3	3
	.755 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-10-28	9	9
-997	5244 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-10-28	59991	60988	-997
	.214 PRUDENTIAL SHORT TERM	P	2010-08-10	2011-10-06	2	2
-1460	4424 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-10-06	49991	51451	-1460
-1443	4371 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-10-05	49392	50835	-1443
-163	496 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-10-05	5605	5768	-163
-205	1368 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-08-31	15705	15910	-205
-73	487 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-08-31	5591	5664	-73
-279	1855 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-08-31	21295	21574	-279
	.5740 PIMCO TOTAL RETURN FUND	P	1931-08-31	2011-08-31	6	6
	.384 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-09-15	4	4
-2376	4570 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-09-15	49996	52372	-2376
-1348	2995 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-08-31	32975	34323	-1348
-164	365 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-08-31	4019	4183	-164
	.007 PIMCO TOTAL RETURN FUND	P	2010-08-10	2011-08-31	1	1
	.355 PIMCO LOW DURATION FD	P	2011-08-31	2011-08-31	4	4
	.154 PIMCO LOW DURATION FD	P	2010-08-10	2011-09-15	2	2
-654	3846 PIMCO LOW DURATION FD	P	2010-08-10	2011-09-15	39998	40652	-654
-381	3173 PIMCO LOW DURATION FD	P	2010-08-10	2011-08-31	33158	33539	-381
-32	270 PIMCO LOW DURATION FD	P	2010-08-10	2011-08-31	2822	2854	-32
-1	1 PIMCO LOW DURATION FD	P	2010-08-10	2011-08-31	10	11	-1
-1	.621 PIMCO LOW DURATION FD	P	2010-08-10	2011-08-31	6	7	-1
	.191 PRDNTL SHT TRM CORP BD Z	P	2011-08-31	2011-08-31	2	2
	.275 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-09-15	3	3
	.354 PRUDENTIAL SHORT TERM	P	2010-08-10	2011-09-15	4	4
-830	4370 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-09-15	49993	50823	-830
-279	1855 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-08-31	21295	21574	-279
-74	496 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2011-08-31	5694	5768	-74
	.725 PRUDENTIAL SHORT TERM	P	2010-08-10	2011-08-31	8	8
-5671	1558 INVESCO MID CAP CORE	P	2011-03-14	2011-08-19	31830	37501	-5671
-5607	1562 INVESCO MID CAP CORE	P	2011-03-10	2011-08-19	31912	37519	-5607
-5910	1547 INVESCO MID CAP CORE	P	2011-02-25	2011-08-19	31605	37515	-5910
-5726	1556 INVESCO MID CAP CORE	P	2011-02-22	2011-08-19	31789	37515	-5726
-11318	3118 INVESCO MID CAP CORE	P	2011-02-09	2011-08-19	63701	75019	-11318
-10541	3156 INVESCO MID CAP CORE	P	2011-02-02	2011-08-19	64477	75018	-10541
-13	5 INVESCO MID CAP CORE	P	2010-12-10	2011-08-19	102	115	-13
-1	.242 INVESCO MID CAP CORE	P	2010-12-10	2011-08-19	5	6	-1
-337	133 INVESCO MID CAP CORE	P	2010-12-10	2011-08-19	2717	3054	-337
-2	1 INVESCO MID CAP CORE	P	2010-12-10	2011-08-19	20	22	-2
-3722	1654 INVESCO MID CAP CORE	P	2010-11-19	2011-08-19	33791	37513	-3722
-3617	1659 INVESCO MID CAP CORE	P	2010-11-18	2011-08-19	33893	37510	-3617
-777	818 INVESCO MID CAP CORE	P	2010-08-09	2011-08-19	16712	17489	-777
-716	822 INVESCO MID CAP CORE	P	2010-08-06	2011-08-19	16793	17509	-716
-2802	3045 INVESCO MID CAP CORE	P	2010-08-05	2011-08-19	62209	65011	-2802
-6208	6976 MARKETFIELD FUND	P	2011-03-14	2011-08-19	87549	93757	-6208
-6598	6945 MARKETFIELD FUND	P	2011-03-10	2011-08-19	87160	93758	-6598
-8121	6824 MARKETFIELD FUND	P	2011-02-25	2011-08-19	85641	93762	-8121
-8431	6799 MARKETFIELD FUND	P	2011-02-22	2011-08-19	85327	93758	-8431
-19541	13384 MARKETFIELD FUND	P	2011-02-09	2011-08-19	167969	187510	-19541
-12931	10866 MARKETFIELD FUND	P	2011-02-02	2011-08-19	136368	149299	-12931
	.055 MARKETFIELD FUND	P	2010-12-29	2011-08-19	1	1
-528	2781 MARKETFIELD FUND	P	2011-02-02	2011-07-26	37683	38211	-528
	.295 MARKETFIELD FUND	P	2010-12-29	2011-07-26	4	4
6011	13359 MARKETFIELD FUND	P	2010-11-19	2011-07-26	181014	175003	6011
6289	13380 MARKETFIELD FUND	P	2010-11-18	2011-07-26	181299	175010	6289
819	3899 THE MERGER FUND CL N	P	2011-03-14	2011-06-30	63320	62501	819
858	3902 THE MERGER FUND CL N	P	2011-03-10	2011-06-30	63368	62510	858
977	3909 THE MERGER FUND CL N	P	2011-02-25	2011-06-30	63482	62505	977
1056	3914 THE MERGER FUND CL N	P	2011-02-22	2011-06-30	63563	62507	1056
2114	7828 THE MERGER FUND CL N	P	2011-02-09	2011-06-30	127127	125013	2114
2193	7833 THE MERGER FUND CL N	P	2011-02-02	2011-06-30	127208	125015	2193
186	406 THE MERGER FUND CL N	P	2010-12-29	2011-06-30	6593	6407	186
	.69 THE MERGER FUND CL N	P	2010-12-29	2011-06-30	11	11
719	3124 THE MERGER FUND CL N	P	2010-11-19	2011-06-30	50734	50015	719
719	3124 THE MERGER FUND CL N	P	2010-11-18	2011-06-30	50734	50015	719
1275	2772 THE MERGER FUND CL N	P	2010-08-09	2011-06-30	45017	43742	1275
1332	2777 THE MERGER FUND CL N	P	2010-08-06	2011-06-30	45098	43766	1332
5055	10318 THE MERGER FUND CL N	P	2010-08-05	2011-06-30	167564	162509	5055
4	6 DIAM HILL FOC LG SHRT I	P	2010-12-31	2011-06-30	102	98	4
	.61 DIAM HILL FOC LG SHRT I	P	2010-12-31	2011-06-30	10	10
1744	1572 DIAM HILL FOC LG SHRT I	P	2010-11-19	2011-06-30	26755	25011	1744
1661	1567 DIAM HILL FOC LG SHRT I	P	2010-11-18	2011-06-30	26670	25009	1661
3199	2758 DIAM HILL FOC LG SHRT I	P	2010-08-09	2011-06-30	46941	43742	3199
3289	2764 DIAM HILL FOC LG SHRT I	P	2010-08-06	2011-06-30	47043	43754	3289
12105	10259 DIAM HILL FOC LG SHRT I	P	2010-08-05	2011-06-30	174608	162503	12105
3148448	40600 CONCHO RESOURCES INC	P	2010-06-07	2011-03-21	3165447	16999	3148448
194024	2500 CONCHO RESOURCES INC	P	2010-06-07	2011-03-18	195071	1047	194024
38805	500 CONCHO RESOURCES INC	P	2010-06-07	2011-03-08	39014	209	38805
108654	1400 CONCHO RESOURCES INC	P	2010-06-07	2011-03-02	109240	586	108654

Field	Value	IRS element (for citing)
Capital Gain Net Income	3132194	CapitalGainNetIncome
Net Short Term Capital Gain Or Loss	3200382	NetShortTermCapitalGainOrLoss

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	2717081	QualifyingDistributionsYear1
Noncharitable Assets Year1	40296725	NoncharitableAssetsYear1
Distribution Ratio Year1	0.06743	DistributionRatioYear1
Qualifying Distributions Year2	1744199	QualifyingDistributionsYear2
Noncharitable Assets Year2	18336223	NoncharitableAssetsYear2
Distribution Ratio Year2	0.09512	DistributionRatioYear2
Qualifying Distributions Year3	1695941	QualifyingDistributionsYear3
Noncharitable Assets Year3	11570363	NoncharitableAssetsYear3
Distribution Ratio Year3	0.14658	DistributionRatioYear3
Qualifying Distributions Year4	822065	QualifyingDistributionsYear4
Noncharitable Assets Year4	869701	NoncharitableAssetsYear4
Distribution Ratio Year4	0.94523	DistributionRatioYear4
Qualifying Distributions Year5	123220	QualifyingDistributionsYear5
Noncharitable Assets Year5	505947	NoncharitableAssetsYear5
Distribution Ratio Year5	0.24354	DistributionRatioYear5
Total Distribution Ratio	1.49790	TotalDistributionRatio
Average Distribution Ratio	0.29958	AverageDistributionRatio
Net Noncharitable Assets	43110589	NetNoncharitableAssets
Adjusted Noncharitable Assets	12915027	AdjustedNoncharitableAssets
One Percent Net Investment Income	37928	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	12952955	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	1584114	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	75855	InvestmentIncomeExciseTax
Subtotal	75855	Subtotal
Tax Based On Investment Income	75855	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	108000	EstTaxPaymentsAndOverpayment
Total Credits And Payments	108000	TotalCreditsAndPayments
Form2220 Attached	X	Form2220Attached
Overpayment	32145	Overpayment
Amount Credited To Next Year	32145	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Form990 T Filed	false	Form990TFiled
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	www.chasefoundation.com	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JOHNATHAN L SHUMAN	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	5757481213	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	512 W TEXAS AVE	AddressLine1
City	ARTESIA	City
State	NM	State
ZIP Code	88210	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	false	TrFailToQualifyAsExceptions
Maint Expend Responsibility	false	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn
Proceeds Or Net Income	false	ProceedsOrNetIncome

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (10 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation
JPMORGAN CHASE BANK NA
PO BOX 3038	MILWAUKEE	WI	53201	AGENT	0.00	0
JOHNNY KNORR
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
KARLA CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
RICHARD CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
DEB CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
ROBERT CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
GERENE FURGUSON
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
MARILYN CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
RICHARD PRICE
510 W TEXAS AVE	ARTESIA	NM	88210	Executive Direc	0.00	0
MACK C CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	TRUSTEE & ADVIS	0.00	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	42821943	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	945152	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	43767095	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Adj Total FMV Of Unused Assets	43767095	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	656506	CashDeemedCharitable
Net Noncharitable Assets	43110589	NetNoncharitableAssets
Minimum Investment Return	2155529	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	2155529	MinimumInvestmentReturn
Tax Based On Investment Income	75855	TaxBasedOnInvestmentIncome
Total Tax	75855	TotalTax
Distributable Amount Before Adj	2079674	DistributableAmountBeforeAdj
Distributable Amount Before Ded	2079674	DistributableAmountBeforeDed
Distributable Amount As Adjusted	2079674	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	1584114	ExpensesAndContributions
Qualifying Distributions	1584114	QualifyingDistributions
Adj Qualifying Distributions	1584114	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	2079674	DistributableAmountAsAdjusted
Excess Distri Carryover Year5	120393	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	778866	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	1166138	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	1139437	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	1186403	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	4391237	TotalExcessDistriCarryover
Qualifying Distributions	1584114	QualifyingDistributions
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	1584114	AppliedToCurrentYear
Excess Distri Cyov App CY Corpus	495560	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	495560	ExcessDistriCyovAppliedCY
Total Corpus	3895677	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov To Next Year	3895677	ExcessDistriCyovToNextYear
Excess From Year4	403699	ExcessFromYear4
Excess From Year3	1166138	ExcessFromYear3
Excess From Year2	1139437	ExcessFromYear2
Excess From Year1	1186403	ExcessFromYear1

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	CHASE FOUNDATION	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	510 W TEXAS AVE	AddressLine1
City	ARTESIA	City
State	NM	State
ZIP Code	88210	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	5757464610	RecipientPhoneNumber
Form And Info And Materials	SEE SCHOLARSHIP APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM	FormAndInfoAndMaterials
Submission Deadlines	BEGINS APRIL 2, 2010 FOR 2010 SCHOLARSHIP GRANTS ENDS APRIL	SubmissionDeadlines
Restrictions On Awards	GRADUATING SENIOR AT ARTESIA NM HIGH SCHOOL AND PRIOR AWARD RECIPIENTS	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (44 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
LEADERSHIP NEW MEXICO
PO BOX 35696	ALBUQUERQUE	NM	87176	NONE	NO	PROGRAM SUPPORT	$1,500
TOBOSA DEVELOPMENT SERVICES
110 EAST SUMMIT	ROSWELL	NM	88203	NONE	NO	LOS PASITOS CARE CENTER - FURNISHINGS	$500
REINS FOR LIFE
370 CADDO RD	DEXTER	NM	88230	NONE	NO	PROGRAM SUPPORT	$10,000
FIRST TEE OF PECOS VALLEY
201 W 19TH ST	ROSWELL	NM	88201	NONE	NO	PROGRAM SUPPORT	$2,500
ESPARANZA HOUSE
PO BOX 454	ARTESIA	NM	88210	NONE	NO	PROGRAM SUPPORT - EQUIPMENT	$10,000
NEW MEXICO STATE UNIVERSITY
PO BOX 30001 MSC 5278	LAS CRUCES	NM	88003	NONE	NO	STUDENT MENTORING	$4,000
OCU
2501 N BLACKWELDER	OKLAHOMA CITY	OK	73106	NONE	NO	PROGRAM SUPPORT	$2,500
CARLSBAD PUBLIC SCHOOLS
408 N CANYON STREET	CARLSBAD	NM	88221	NONE	NO	CARLSBAD HIGH SCHOOL GOLF	$500
NMJC FOUNDATION
5317 N LOVINGTON HIGHWAY	HOBBS	NM	88240	NONE	YES	SCHOLARSHIP SPONSOR	$500
ARTESIA YOUTH BASEBALL
PO BOX 1108	ARTESIA	NM	88211	NONE	NO	FACILITY IMPROVEMENTS	$10,000
LEADERSHIP NEW MEXICO
PO BOX 35696	ALBUQUERQUE	NM	87176	NONE	NO	PROGRAM SUPPORT	$2,500
KAIROS
322 W GRAND	ARTESIA	NM	88210	NONE	NO	PRISON MINISTRY	$2,000
EDDY COUNTY 4-H COUNCIL
1304 W STEVENS	CARLSBAD	NM	88220	NONE	NO	KIDS & COWS & MORE	$2,000
EDDY COUNTY 4-H COUNCIL
1304 W STEVENS	CARLSBAD	NM	88220	NONE	NO	PROGRAM SUPPORT	$500
CARLSBAD COMMUNITY FOUNDATION
116 S CANYON	CARLSBAD	NM	88220	NONE	YES	NATIONAL ENVIRONMENTAL EDUCATION WEEK	$2,100
CITY OF ARTESIA
PO BOX 1310	ARTESIA	NM	88211	NONE	NO	AVTC CHANNEL 6 PROJECT	$25,000
ST VINCENT DE PAUL SOCIETY
603 S ROSELAWN	ARTESIA	NM	88210	NONE	NO	FOOD & EMERGENCY ASSISTANCE	$6,000
NM TECH ENGINEERING DEPT
MSED 300A 801 LEROY PLACE	SOCORRO	NM	87801	NONE	NO	PEPTROLEUM DEPARTMENT	$1,000
GREATER ARTESIA FOUNDATION
105 S 4TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: RIDE FOR BIKES	$500
GREATER ARTESIA FOUNDATION
105 S 4TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: SENIOR SALUTE HIGH SCHOOL	$5,000
DOOR OF OPPORTUNITY INC
108 S 14TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: SPECIAL OLYMPICS	$7,500
NEW MEXICO STATE UNIVERSITY
PO BOX 3590	LAS CRUCES	NM	88003	NONE	NO	MENTORING PROGRAM	$3,000
CASA
118 W MERMOD	CARLSBAD	NM	88220	NONE	NO	FOSTER CARE PROGRAM SUPPORT	$1,000
SHERIDAN ROTARY FOUNDATION
PO BOX 997	SHERIDAN	WY	82801	NONE	NO	WOUNDED WARRIORS	$2,500
CITY OF ARTESIA FIREFIGHTERS CHALLE
PO BOX 1310	ARTESIA	NM	88211	NONE	NO	FIRE FIGHTERS	$5,000
GEORGE W BUSH FOUNDATION
6116 N CENTRAL EXPRESSWAY	DALLAS	TX	75206	NONE	YES	PROGRAM SUPPORT	$125,000
NM POLICE ATHLETIC LEAGUE
2704 GIRARD BLVD	ALBUQUERQUE	NM	87107	NONE	NO	PORGRAM SUPPORT	$2,500
TAPS
10657 E IDA AVE	ENGLWOOD	CO	80111	NONE	NO	PROGRAM SUPPORT	$5,000
PERMIAN BASIN OILMAN'S BASS
PO BOX 51910	MIDLAND	TX	79710	NONE	NO	OILMAN'S BASS	$500
BRANTLEY LAKE FRIENDS GROUP
PO BOX 2288	CARLSBAD	NM	88211	NONE	NO	KIDS FISHING CLINIC	$500
CARLSBAD COMMUNITY FOUNDATION
208 DICKSON LANE	CARLSBAD	NM	88221	NONE	YES	CARLSBAD SENIOR SALUTE	$500
WAYLAND BAPTIST UNIVERSITY
1900 W 17TH STREET	PLAINVIEW	TX	79072	NONE	NO	PROGRAM SUPPORT	$6,000
HABITAT FOR HUMANITY
PO BOX 686	ARTESIA	NM	88210	NONE	NO	PROGRAM SUPPORT	$137,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	GRANT: FFA PROGRAM	$2,000
SAN SABA COUNTY EMERGENCY MEDICAL
607 EAST COMMERCE STREET	SAN SABA	TX	76877	NONE	NO	GRANT: EMT PROGRAM	$8,000
VALLEY CHRISTIAN ACADEMY INC
505 NORTH SYCAMORE AVENUE	ROSWELL	NM	88201	NONE	NO	GRANT: BUILDING A FUTURE CAMPAIGN	$50,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	GRANT: BULLDOG BOWLING PROGRAM	$5,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	GRANT: MACK ATHLETIC SCHOLARSHIPS	$40,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	GRANT: HIGH SCHOOL GOLF TEAM	$3,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	GRANT: TENNIS TEAM	$500
NEW MEXICO COMMUNITY FOUNDATION
343 E ALAMEDA	SANTA FE	NM	87501	NONE	NO	GRANT: CHASE FOUNDATION SCHOLARSHIP FUND	$854,000
GREATER ARTESIA FOUNDATION
105 S 4TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: DRUG & CRIME COALITION	$5,500
DOOR OF OPPORTUNITY INC
108 S 14TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: MEALS ON WHEELS	$2,500
BIG BROTHERS BIG SISTERS OF THE PEC
2001 W 1ST STREET	ROSWELL	NM	88203	NONE	NO	GRANT: PROGRAM	$5,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	1360100	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$125,487	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$933,038	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$30,123	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	3132194	RelatedOrExemptFunctionIncome

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$1,088,648	ExclusionAmount
Related Or Exempt Function Income	3132194	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	4220842	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	1	ContributorNumber
Contributor Name Individual	FIVE STAR PIPE EQUIPMENT CO INC	ContributorNameIndividual

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	1912 S COUNTY ROAD 1085	AddressLine1
City	MIDLAND	City
State	TX	State
ZIP Code	797065303	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	5000	AggregateContributions
Person Contribution Type	X	PersonContributionType

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING - TAX PREPARATION	Category
Amount	$9,851	Amount
Net Investment Income	0	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	9851	DisbursementsCharitablePrps

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation (25 entries)

Description Of PropertyDescriptionOfProperty	Date AcquiredDateAcquired	Cost Or Other BasisCostOrOtherBasis	Computation MethodComputationMethod	LifeLife	Current Year ExpenseCurrentYearExpense	Prior Years DepreciationPriorYearsDepreciation
COMPUTER EQUIPMENT	2011-09-01	2161	91	5.0000	144
OFFICE FURNITURE	2011-05-18	2547	91	5.0000	297
OFFICE FURNITURE	2010-02-28	15422	91	5.0000	3084	2570
HVAC	2010-05-12	10434	91	7.0000	1491	994
COMPUTER EQUIPMENT	2008-12-11	64	91	5.0000	13	27
OFFICE BUILDING - GLASS	2008-12-02	4730	91	39.0000	121	252
COMPUTER EQUIPMENT	2008-12-02	64	91	5.0000	13	27
OFFICE FURNITURE	2008-11-12	146	91	10.0000	15	32
OFFICE EQUIPMENT	2008-11-12	331	91	7.0000	47	102
COMPUTER EQUIPMENT	2008-10-14	86	91	5.0000	17	38
BUILDING	2008-09-09	4938	91	39.0000	127	296
OFFICE FURNITURE - CARPET	2008-08-04	406	91	10.0000	41	99
OFFICE FURNITURE	2008-02-06	1696	91	10.0000	170	495
OFFICE FURNITURE	2008-01-10	529	91	10.0000	53	159
TELEPHONE EQUIPMENT	2006-12-15	10571	91	5.0000	1851	8720
PRINTER	2006-12-15	1140	91	5.0000	199	941
COMPUTER EQUIPMENT	2007-07-10	71	91	5.0000	14	49
OFFICE FURNITURE	2006-12-15	4734	91	10.0000	473	1951
OFFICE FURNITURE	2007-11-19	143	91	10.0000	14	43
OFFICE FURNITURE	2007-11-08	714	91	10.0000	71	225
OFFICE FURNITURE	2007-09-20	3780	91	10.0000	378	1229
OFFICE FURNITURE	2007-09-10	446	91	10.0000	45	150
OFFICE FURNITURE	2007-06-04	1082	91	10.0000	108	387
OFFICE FURNITURE	2007-05-24	1267	91	10.0000	127	455
OFFICE BUILDING	2006-10-01	171000	91	39.0000	4385	21925

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (3 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
GOLDMAN SACHS - GSAM: TAXABLE	3107722	3248748
MERRILL LYNCH - 7EG-02045	1838220	1874821
MERRILL LYNCH - 7EG-04044	2544709	2636981

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (11 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
GOLDMAN SACHS - GSAM: LCG	627344	616808
GOLDMAN SACHS - DIAMOND HILL	647287	658622
GOLDMAN SACHS - YACKTMAN	509928	525900
GOLDMAN SACHS - GANNETT WELSH	244132	249216
GOLDMAN SACHS - LORD ABBETT	339040	308320
GOLDMAN SACHS - ADVISORY BROKERAGE	771179	705533
GOLDMAN SACHS - BROKERAGE	1912687	1867922
MERRILL LYNCH - 7EG-02019	750007	750149
MERRILL LYNCH - 7EG-02043	801315	705943
MERRILL LYNCH - 7EG-02042	21552411	20519982
MERRILL LYNCH - 7EG-02041	10965	2344248

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (4 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
QSI HOLDINGS, L.P.	AT COST	429561	429561
PENNYBACKER II, LP	AT COST	205492	205492
ENCAP ENERGY CAPITAL FUND	AT COST	647267	647267
MERRILL LYNCH - 7EG-02040	AT COST	3600285	3545987

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc (4 entries)

Category Or ItemCategoryOrItem	Cost Or Other BasisCostOrOtherBasis	Accumulated DepreciationAccumulatedDepreciation	Book ValueBookValue	EOYFMVEOYFMV
Miscellaneous	11932	11869	63	63
Land	19000		19000	19000
Buildings	191102	29591	161511	161511
Furniture and Fixtures	35468	13004	22464	22464

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	PROGRAM CONSULTATION	Category
Amount	$33,487	Amount
Net Investment Income	0	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	33487	DisbursementsCharitablePrps

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (21 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
UTILITIES	3236	3236
TELEPHONE	9014	9014
SUPPLIES	5453	5453
STUDENTS 4 SUCCESS	973	973
STORAGE	383	383
SPONSORSHIPS	20900	20900
SCHOLARSHIP RECEPTIONS	16688	16688
SCHOLARSHIP MENTORING PROGRAMS	504	504
POSTAGE	404	404
OFFICE SUPPLIES	6918	6918
MEETINGS	672	672
MARKETING	6789	6789
MAINTENANCE AND REPAIR	4356	4356
INVESTMENT FEES	134563		134563
INSURANCE	2474	2474
EDUCATIONAL GUIDE	1128	1128
DUES AND SUBSCRIPTIONS	1787	1787
COPIER LEASES	5113	5113
COMMUNITY SERVICE	28874	28874
AUTOMOBILE EXPENSES	7621	7621
ADVERTISING	5050	5050

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	Other Investment Income	Description
Revenue And Expenses Per Books	30123	RevenueAndExpensesPerBooks
Net Investment Income	30123	NetInvestmentIncome
Adjusted Net Income	30123	AdjustedNetIncome

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
SECTION 4940 TAX	$290,791	290791
PAYROLL TAXES	$5,433		5433
FORIEGN TAXES	$2,737	2737