SIMMONS FOUNDATION INC: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- SIMMONS FOUNDATION INC (EIN 01-0277832)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-07-26
- IRS object ID
- 201212089349100106
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Assets Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-07-26T08:49:49-07:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLARK FRIEL AND JOYCE PA | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 128 AUBURN ST | AddressLine1 |
| City | PORTLAND | City |
| State | ME | State |
| ZIP Code | 04103 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 010277832 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SIMMONS FOUNDATION - PERKINSTHOMPSON | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | SIMM | NameControl |
| Phone | 2077742635 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 426 ONE CANAL PLAZA | AddressLine1 |
| City | PORTLAND | City |
| State | ME | State |
| ZIP Code | 04112 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PAUL H RAUSCH | Name |
| Title | TREASURER | Title |
| Phone | 2077742635 | Phone |
| Date Signed | 2012-06-27 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DANA C CLARK | Name |
| Phone | 2077972746 | Phone |
| Date Prepared | 2012-07-26 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 2467949 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 65615 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 66493 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 31339 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 361168 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 132151 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 96954 | TotalRevenueAndExpenses |
| Total Net Investment Income | 198644 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 1400 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 700 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 700 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 11108 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 5554 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 5554 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 5100 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 1700 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 3400 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 17347 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 17347 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 1772 | TaxesRevAndExpnss |
| Trav Conf Meeting Rev And Expnss | 464 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Net Invst Incm | 232 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 232 | TravConfMeetingDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 34 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 17 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 17 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 37225 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 25550 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 9903 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 141694 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 141694 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 178919 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 25550 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 151597 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -81965 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 173094 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 15034 | CashBOY |
| Cash EOY | 14916 | CashEOY |
| Cash EOYFMV | 14916 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 19861 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 74401 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 74401 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 531417 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 459602 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 459602 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 1845611 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1757774 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1757774 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 126886 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 157489 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 157489 | InvestmentsCorpBondsEOYFMV |
| Land Building And Equipment Basis | 3848 | LandBuildingAndEquipmentBasis |
| Accum Deprec Land Bldg And Equip | 3598 | AccumDeprecLandBldgAndEquip |
| Land Building And Equipment BOY | 250 | LandBuildingAndEquipmentBOY |
| Land Building And Equipment EOY | 250 | LandBuildingAndEquipmentEOY |
| Land Building And Equipment EOYFMV | 250 | LandBuildingAndEquipmentEOYFMV |
| Other Assets BOY | 20385 | OtherAssetsBOY |
| Other Assets EOY | 3517 | OtherAssetsEOY |
| Other Assets EOYFMV | 3517 | OtherAssetsEOYFMV |
| Total Assets BOY | 2559444 | TotalAssetsBOY |
| Total Assets EOY | 2467949 | TotalAssetsEOY |
| Total Assets EOYFMV | 2467949 | TotalAssetsEOYFMV |
| Accounts Payable BOY | 8800 | AccountsPayableBOY |
| Other Liabilities BOY | 9525 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 8795 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 18325 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 8795 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 2541119 | UnrestrictedBOY |
| Unrestricted EOY | 2459154 | UnrestrictedEOY |
| Total Net Assets BOY | 2541119 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2459154 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2559444 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2467949 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2541119 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -81965 | ExcessOfRevenueOverExpenses |
| Subtotal | 2459154 | Subtotal |
| Total Net Assets Fund Balances EOY | 2459154 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (25 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | DepreciationDepreciation | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | FMV As Of123169FMVAsOf123169 | Adjusted Basis As Of123169AdjustedBasisAsOf123169 | Excess Of FMV Over Adjusted BasisExcessOfFMVOverAdjustedBasis | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NVIDIA 510 shrs | P | 2011-06-10 | 2011-08-23 | 6681 | 0 | 8788 | -2107 | 0 | 0 | 0 | -2107 |
| Best Buy Co 100 shrs | P | 2010-06-24 | 2011-06-07 | 2920 | 0 | 3601 | -681 | 0 | 0 | 0 | -681 |
| Research in Motion 200 shrs | P | 2010-07-20 | 2011-06-17 | 5543 | 0 | 9635 | -4092 | 0 | 0 | 0 | -4092 |
| Cisco Systems Inc 175 shrs | P | 2010-06-24 | 2011-06-10 | 2637 | 0 | 4015 | -1378 | 0 | 0 | 0 | -1378 |
| 3M Co 125 shrs | P | 2001-01-01 | 2011-12-16 | 9835 | 0 | 742 | 9093 | 0 | 0 | 0 | 9093 |
| Apple Computer Inc 25 shrs | P | 2006-03-22 | 2011-08-31 | 9580 | 0 | 1546 | 8034 | 0 | 0 | 0 | 8034 |
| Apple Computer Inc 25 shrs | P | 2006-03-22 | 2011-12-16 | 9505 | 0 | 1546 | 7959 | 0 | 0 | 0 | 7959 |
| Bank of New York Mellon 775 shrs | P | 2008-12-24 | 2011-08-31 | 16096 | 0 | 20289 | -4193 | 0 | 0 | 0 | -4193 |
| Best Buy Co. 500 shrs | P | 2009-02-17 | 2011-06-07 | 14600 | 0 | 14190 | 410 | 0 | 0 | 0 | 410 |
| Cisco Systems Inc. 400 shrs | P | 2008-01-03 | 2011-06-10 | 6028 | 0 | 10692 | -4664 | 0 | 0 | 0 | -4664 |
| Coca Cola Co 145 shrs | P | 2001-01-01 | 2011-08-31 | 10221 | 0 | 434 | 9787 | 0 | 0 | 0 | 9787 |
| Coca Cola Co 125 shrs | P | 2001-01-01 | 2011-12-16 | 8424 | 0 | 374 | 8050 | 0 | 0 | 0 | 8050 |
| Corning Inc 1400 shrs | P | 2001-01-01 | 2011-02-04 | 32476 | 0 | 19382 | 13094 | 0 | 0 | 0 | 13094 |
| Disney Walt Co 1000 shrs | P | 2009-02-04 | 2011-11-08 | 34529 | 0 | 19030 | 15499 | 0 | 0 | 0 | 15499 |
| Exxon Mobil Corp 125 shrs | P | 2001-01-01 | 2011-12-16 | 10020 | 0 | 398 | 9622 | 0 | 0 | 0 | 9622 |
| Federal Farm Credit Bank 25000 | P | 2009-10-15 | 2011-10-03 | 25000 | 0 | 25023 | -23 | 0 | 0 | 0 | -23 |
| Federal Home Loan Bank 50000 | P | 2007-10-25 | 2011-02-18 | 50000 | 0 | 50549 | -549 | 0 | 0 | 0 | -549 |
| Home Depot Inc 150 shrs | P | 2002-08-09 | 2011-08-31 | 5062 | 0 | 4208 | 854 | 0 | 0 | 0 | 854 |
| International Business Machines 100 shrs | P | 2001-01-01 | 2011-06-07 | 16499 | 0 | 2065 | 14434 | 0 | 0 | 0 | 14434 |
| International Business Machines 225 shrs | P | 2001-01-01 | 2011-10-26 | 40734 | 0 | 4646 | 36088 | 0 | 0 | 0 | 36088 |
| Johnson & Johnson Inc 150 shrs | P | 2001-01-01 | 2011-06-07 | 9859 | 0 | 411 | 9448 | 0 | 0 | 0 | 9448 |
| Pfizer Inc 500 shrs | P | 2009-10-16 | 2011-06-07 | 10435 | 0 | 8830 | 1605 | 0 | 0 | 0 | 1605 |
| Pfizer Inc 500 shrs | P | 2009-10-16 | 2011-08-31 | 9470 | 0 | 4429 | 5041 | 0 | 0 | 0 | 5041 |
| Pfizer Inc 450 shrs | P | 2001-01-01 | 2011-12-16 | 9472 | 0 | 367 | 9105 | 0 | 0 | 0 | 9105 |
| Research in Motion Ltd 200 shrs | P | 2009-10-09 | 2011-06-17 | 5543 | 0 | 13828 | -8285 | 0 | 0 | 0 | -8285 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 132151 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | -8258 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 137674 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2424287 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.056789 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 145742 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2288470 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.063685 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 91129 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2658653 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.034276 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 178840 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 3135315 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.057041 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 176247 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2992507 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.058896 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.270687 | TotalDistributionRatio |
| Average Distribution Ratio | 0.054137 | AverageDistributionRatio |
| Net Noncharitable Assets | 2464219 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 133405 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1731 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 135136 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 151597 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1731 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1731 | Subtotal |
| Tax Based On Investment Income | 1731 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1452 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 800 | TaxPaidWithExtension |
| Total Credits And Payments | 2252 | TotalCreditsAndPayments |
| Original Return Overpayment | -2252 | OriginalReturnOverpayment |
| Overpayment | 521 | Overpayment |
| Amount Credited To Next Year | 521 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | ME | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | PAUL RAUSCH CPA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2077742635 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 426 ONE CANAL PLAZA | AddressLine1 |
| City | PORTLAND | City |
| State | ME | State |
| ZIP Code | 04112 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | true | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (10 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| ROBERT WOODWARD | ||||||||
| 115 NORTH HIGH STREET | BRIDGTON | ME | 04009 | Pres. | 1.00 | 50 | 0 | 0 |
| STEPHEN G WOODWARD | ||||||||
| 208 LUFKIN ROAD | NORTH YARMOUTH | ME | 04097 | 1st VP | 1.00 | 50 | 0 | 0 |
| DOROTHY WENTWORTH | ||||||||
| 55 HARDY ROAD | FALMOUTH | ME | 04105 | 2nd VP | 1.00 | 50 | 0 | 0 |
| PAUL H RAUSCH | ||||||||
| 97 CENTER STREET | AUBURN | ME | 04210 | Treas. | 2.00 | 950 | 0 | 0 |
| SUZANNE G W MCGUFFEY | ||||||||
| 207 LUFKIN ROAD | NORTH YARMOUTH | ME | 04097 | Trustee | 1.00 | 50 | 0 | 0 |
| ROBERT ARANSON MD | ||||||||
| 20 LOOKOUT DRIVE | FREEPORT | ME | 04032 | Trustee | 1.00 | 50 | 0 | 0 |
| MARIE LOUGHREY | ||||||||
| 207 LUFKIN ROAD | NORTH YARMOUTH | ME | 04097 | Trustee | 1.00 | 50 | 0 | 0 |
| REV ANITA WHITE | ||||||||
| 15 FOREST AVE | AUBURN | ME | 04210 | Trustee | 1.00 | 50 | 0 | 0 |
| SAMUEL WOODWARD | ||||||||
| 208 LUFKIN ROAD | NORTH YARMOUTH | ME | 04097 | Trustee | 1.00 | 50 | 0 | 0 |
| JOHN R OPPERMAN ESQ | ||||||||
| PO BOX 9540 | PORTLAND | ME | 04112 | Trustee | 1.00 | 50 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2486520 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 14975 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 250 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 2501745 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 2501745 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 37526 | CashDeemedCharitable |
| Net Noncharitable Assets | 2464219 | NetNoncharitableAssets |
| Minimum Investment Return | 123211 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 123211 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1731 | TaxBasedOnInvestmentIncome |
| Total Tax | 1731 | TotalTax |
| Distributable Amount Before Adj | 121480 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 121480 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 121480 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 151597 | ExpensesAndContributions |
| Qualifying Distributions | 151597 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1731 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 149866 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 121480 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 48998 | UndistributedIncomePriorYear |
| Qualifying Distributions | 151597 | QualifyingDistributions |
| Applied To Year1 | 48998 | AppliedToYear1 |
| Applied To Current Year | 102599 | AppliedToCurrentYear |
| Undistributed Income CY | 18881 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Shareholder Manager | NONE | ShareholderManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | PAUL RAUSCH CO PERKINS THOMPSON | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE CANAL PLAZA | AddressLine1 |
| City | PORTLAND | City |
| State | ME | State |
| ZIP Code | 04101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2077742635 | RecipientPhoneNumber |
| Form And Info And Materials | SEE ATTACHED SCHEDULE | FormAndInfoAndMaterials |
| Submission Deadlines | THERE ARE NO SUBMISSION DEADLINES | SubmissionDeadlines |
| Restrictions On Awards | SEE ATTACHED SCHEDULE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (31 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| LADAWN QUARTER HORSE THERAPUTIC RIDING CTR | ||||||
| 995 GOODWINS MILLS ROAD | DAYTON | ME | 04094 | Exempt | OutreachChildren's | $3,000 |
| THE PROGRESS CENTER | ||||||
| 35 COTTAGE STREET | NORWAY | ME | 04268 | Exempt | EquipementTree WorksProject | $2,000 |
| SPECTRUM GENERATIONS | ||||||
| ONE WESTON COURT | AUGUSTA | ME | 04338 | Exempt | ProjectMeals on Wheels | $7,000 |
| THE PROGRESS CENTER | ||||||
| 35 COTTAGE STREET | NORWAY | ME | 04268 | Exempt | Individuals withFitness forDisabilites | $1,000 |
| CAMP SUNSHINE AT SEBAGO LAKE INC | ||||||
| 35 ACADIA ROAD | CASCO | ME | 04015 | Exempt | SponsorshipFamilyProgram | $2,000 |
| MAINE MEDICAL CENTER | ||||||
| 5 BUCKNAM ROAD SUITE 1H | FALMOUTH | ME | 04105 | Exempt | WellnessWorksiteProgram | $2,500 |
| GOOD SHEPERD FOOD BANK | ||||||
| PO BOX 1807 | AUBURN | ME | 04211 | Exempt | MatchingAgencyProgram | $7,000 |
| CHILD STUDY CENTER | ||||||
| UNIVERSITY OF MAINE | ORONO | ME | 04469 | Exempt | DevelopmentChildProgram | $1,000 |
| PORTLAND SYMPHONY ORCHESTRA | ||||||
| 50 MONUMENT SQ 2ND FLOOR | PORTLAND | ME | 04104 | Exempt | CommunityEducation &Programs | $6,000 |
| HOSPICE VOLUNTEERS OF WATERVILLE AREA | ||||||
| 304 MAIN STREET | WATERVILLE | ME | 04901 | Exempt | HomeCamp Ray of | $2,500 |
| CHILD ABUSE PREVENTION COUNCIL | ||||||
| 62 PORTLAND ROAD | KENNEBUNK | ME | 04043 | Exempt | PreventionAbuseProgram | $5,000 |
| MAINE HOUSING & BUILDING MATERIALS EXCHANGE | ||||||
| 102 LISBON STREET | LISBON | ME | 04250 | Exempt | MaterialsBuildingSupply Fund | $5,000 |
| WASHINGTON COUNTY CHILDREN'S PROGRAM | ||||||
| PO BOX 311 | MACHIAS | ME | 04654 | Exempt | ProjectDental Clinic | $7,500 |
| UNIVERSITY OF NEW ENGLAND | ||||||
| 716 STEVENS AVE | PORTLAND | ME | 04103 | Exempt | Project"You the Man" | $2,500 |
| A COMPANY OF GIRLS | ||||||
| PO BOX 7527 | PORTLAND | ME | 04112 | Exempt | SupportOperating | $5,000 |
| VSA MAINE | ||||||
| 1 PLEASANT STREET | BRUNSWICK | ME | 04011 | Exempt | SummerArtVanSession | $3,000 |
| CANCER COMMUNITY CENTER | ||||||
| 778 MAIN STREET | SOUTH PORTLAND | ME | 04106 | Exempt | Wellness Program | $5,000 |
| THE PROGRESS CENTER | ||||||
| 35 COTTAGE STREET | NORWAY | ME | 04268 | Exempt | Soup Kitchen | $5,000 |
| TREKKERS INC | ||||||
| PO BOX 455 | TENANTS HARBOR | ME | 04860 | Exempt | Expansion Project | $2,500 |
| JOBS FOR MAINE GRADUATES | ||||||
| 45 COMMERCE DRIVE STE 9 | AUGUSTA | ME | 04330 | Exempt | LiteracyFinancialProgram | $5,000 |
| AROOSTOOK MENTAL HEALTH SRV | ||||||
| PO BOX 1018 | CARIBOU | ME | 04736 | Exempt | Camp ProgramTeen Leadership | $3,000 |
| GOODWILL INDUSTRIES OF NNE | ||||||
| 353 CUMBERLAND AVE | PORTLAND | ME | 04101 | Exempt | WithMaking StridesTechnologies | $6,500 |
| MAINE IRISH CHILDREN'S PROGRAM | ||||||
| PO BOX 3122 | PORTLAND | ME | 04104 | Exempt | EducationCross CulturalProject | $5,000 |
| STRATEGIC INITIATIVES DEVELOPER | ||||||
| 572 BANGOR ROAD | DOVERFOXCROFT | ME | 04426 | Exempt | Greenhouse ProjectHighlands Gardens | $5,000 |
| SOUTHERN MAINE AGENCY ON AGING | ||||||
| 136 US ROUTE ONE | SCARBOROUGH | ME | 04074 | Exempt | ClassesSavvy Caregiver | $5,000 |
| LAKE REGION SENIOR SERVICE INC | ||||||
| PO BOX 816 | BRIDGTON | ME | 04009 | Exempt | TransportationSeniorProgram | $5,000 |
| TRINITY JUBILEE CENTER | ||||||
| 247 BATES STREET | LEWISTON | ME | 04240 | Exempt | Meals ProgramFeeding L-A | $7,000 |
| WAYSIDE FOOD PROGRAM | ||||||
| PO BOX 1278 | PORTLAND | ME | 04102 | Exempt | Meals Program | $5,694 |
| HEBRON ACADEMY | ||||||
| PO BOX 309 | HEBRON | ME | 04238 | Exempt | ProgramTuition | $5,000 |
| UNIVERSITY OF SOUTHERN MAINE | ||||||
| 96 FALMOUTH STREET | PORTLAND | ME | 04103 | Exempt | ProgramScholarship | $10,000 |
| GOULD ACADEMY | ||||||
| 39 CHURCH STREET | BETHEL | ME | 04217 | Exempt | ProgramScholarship | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 141694 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $65,615 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $31,339 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $96,954 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 96954 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Fortin Howgate & Harmon Tax and financial stmt | Category |
| Amount | $5,100 | Amount |
| Net Investment Income | 1700 | NetInvestmentIncome |
| Disbursements Charitable Prps | 3400 | DisbursementsCharitablePrps |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Investments | Name |
| How Acquired | Purchased | HowAcquired |
| Date Sold | 2011-12 | DateSold |
| Gross Sales Price | 361168 | GrossSalesPrice |
| Basis | 329829 | Basis |
| Basis Method | FMV | BasisMethod |
| Total Net | 31339 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Part XV Line 2 | Identifier |
| Explanation | LINE 2B THERE ARE NO PRESCRIBED FORMS FOR THE SUBMISSION OF APPLICATIONS. HOWEVER, THE FOLLOWING INFORMATION MUST BE PROVIDED: 1) THE APPLICANT'S TAX EXEMPT NUMBER 2) A COPY OF THE ORGANIZATION'S HANDBOOK 3) A BRIEF OUTLINE OF THE HISTORY OF THE ORGANIZATION 4) THE CHARITABLE PURPOSE OF THE APPLICANT ORGANIZATION 5) DETAILS REGARDING THE SPECIFIC REQUEST MADE AS PART OF THE APPLICATION FOR FUNDS LINE 2D THE FOUNDATION DOES NOT MAKE AWARDS TO INDIVIDUALS OR ORGANIZATIONS WITHOUT VALID FEDERAL INCOME TAX EXEMPTIONS. AWARDS ARE GENERALLY RESTRICTED TO ORGANIZATIONS OPERATING WITHIN MAINE. | Explanation |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (3 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| Ishares Barclays Tips Bonds Fund 600 shrs | 70014 | 70014 |
| Ishares Ibox $ Invest Grade Corp Bonds 550 shrs | 62568 | 62568 |
| SPDR Barclays Capital Inter Term Credit Bond EFT 750 shrs | 24907 | 24907 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (49 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| Air Products & Chemicals Inc. 270 shrs | 23001 | 23001 |
| BHP Billiton Ltd. 350 shrs | 24721 | 24721 |
| Dupont E I De Nemours & Co. 750 shrs | 34335 | 34335 |
| CSX Corp 1725 shrs | 36329 | 36329 |
| Deere & Co. 275 shrs | 21271 | 21271 |
| General Electric 4100 shrs | 73431 | 73431 |
| 3M Co. 750 shrs | 61297 | 61297 |
| Genuine Parts Co. 750 shrs | 45900 | 45900 |
| Home Depot Inc. 1725 shrs | 72519 | 72519 |
| McDonalds Corp 325 shrs | 32607 | 32607 |
| Omnicom Group 500 shrs | 22290 | 22290 |
| TJX Cos Inc 525 shrs | 33889 | 33889 |
| Coca Cola Co 1060 shrs | 74168 | 74168 |
| Procter & Gamble Co 1160 shrs | 77384 | 77384 |
| Apache Corp 270 shrs | 24457 | 24457 |
| Chevron Corp 275 shrs | 29260 | 29260 |
| Conocophillips 500 shrs | 36435 | 36435 |
| Exxon Mobil Corp 875 shrs | 74165 | 74165 |
| Occidental Pertroleum Corp 210 shrs | 19677 | 19677 |
| Schlumberger Limited 350 shrs | 23908 | 23908 |
| AFLAC Inc 850 shrs | 36771 | 36771 |
| Capital One Finl Corp 500 shrs | 21145 | 21145 |
| Chubb Corporation 400 shrs | 27688 | 27688 |
| JPMorgan Chase & Co 665 shrs | 22111 | 22111 |
| Metlife Inc 350 shrs | 10913 | 10913 |
| State Street Corp 720 shrs | 29023 | 29023 |
| US Bancorp Del New 1050 shrs | 28403 | 28403 |
| Wells Fargo & Co New 1000 shrs | 27560 | 27560 |
| Allergan Inc. 325 shrs | 28515 | 28515 |
| Gilead Sciences Inc 325 shrs | 13302 | 13302 |
| Johnson & Johnson Inc. 925 shrs | 60662 | 60662 |
| Pfizer Inc 2538 shrs | 54922 | 54922 |
| Stryker Corp 450 shrs | 22369 | 22369 |
| Dominion Res Inc VA 600 shrs | 31848 | 31848 |
| Apple Inc 215 shrs | 87075 | 87075 |
| Dell Inc 2290 shrs | 33503 | 33503 |
| EMC Corp 2250 shrs | 48465 | 48465 |
| Google Inc Cl A 50 shrs | 32295 | 32295 |
| Intel Corp 1400 shrs | 33950 | 33950 |
| Microsoft Corp 700 shrs | 18172 | 18172 |
| Motorola Solutions Inc 450 shrs | 20830 | 20830 |
| Oracle Corporation 575 shrs | 14749 | 14749 |
| AT&T Inc 945 shrs | 28577 | 28577 |
| Verizon Communications 750 shrs | 30090 | 30090 |
| Ishares Tr MSCI EAFE Index 700 shrs | 34671 | 34671 |
| Vanguard Itn'l Value Fd 807 shrs | 21490 | 21490 |
| Vanguard MSCI Emerging EFT 700 shrs | 26747 | 26747 |
| Vanguard Small Cap Growth EFT 600 shrs | 45816 | 45816 |
| Vanguard Small Cap Value EFT 400 shrs | 25068 | 25068 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 459602 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 459602 | USGovtSecuritiesEOYFMV |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | Equipment | CategoryOrItem |
| Cost Or Other Basis | 3848 | CostOrOtherBasis |
| Accumulated Depreciation | 3598 | AccumulatedDepreciation |
| Book Value | 250 | BookValue |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Perkins Thompson Legal | Category |
| Amount | $11,108 | Amount |
| Net Investment Income | 5554 | NetInvestmentIncome |
| Disbursements Charitable Prps | 5554 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| Accrued investment income | 4401 | 3517 | 3517 |
| Refundable excise tax | 15984 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| Accrued investment income | 4401 | 3517 | 3517 |
| Refundable excise tax | 15984 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| Accrued investment income | 4401 | 3517 | 3517 |
| Refundable excise tax | 15984 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Office expenses | Description |
| Revenue And Expenses Per Books | 34 | RevenueAndExpensesPerBooks |
| Net Investment Income | 17 | NetInvestmentIncome |
| Disbursements Charitable Prps | 17 | DisbursementsCharitablePrps |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue |
|---|---|---|
| Deferred excise tax | 9525 | 8516 |
| Excise tax payable | 279 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue |
|---|---|---|
| Deferred excise tax | 9525 | 8516 |
| Excise tax payable | 279 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | People United Bank Investment fees | Category |
| Amount | $17,347 | Amount |
| Net Investment Income | 17347 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Excise tax | Category |
| Amount | $1,772 | Amount |
Comments