KURT AND JULIE HAUSER FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- KURT AND JULIE HAUSER FOUNDATION (EIN 20-5174415)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-04-27
- IRS object ID
- 201211309349101631
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-04-27T16:48:16-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 205174415 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Kurt and Julie Hauser Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KURT | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | W Kurt Hauser | Name |
| Title | President | Title |
| Date Signed | 2012-04-27 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-04-27 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3859485 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 400000 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 106 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 106 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 118549 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 118549 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -32267 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 21148 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 19205 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 486388 | TotalRevenueAndExpenses |
| Total Net Investment Income | 137860 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 604 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 604 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 1400 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 19207 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 245 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 18962 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 21211 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 849 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 18962 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 130000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 130000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 151211 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 849 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 148962 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 335177 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 137011 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 1467014 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 1422214 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 1422214 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 1444523 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1824500 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1913498 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 505760 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 505760 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 523773 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 3417297 | TotalAssetsBOY |
| Total Assets EOY | 3752474 | TotalAssetsEOY |
| Total Assets EOYFMV | 3859485 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 3417297 | RetainedEarningsBOY |
| Retained Earnings EOY | 3752474 | RetainedEarningsEOY |
| Total Net Assets BOY | 3417297 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3752474 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 3417297 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3752474 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 3417297 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 335177 | ExcessOfRevenueOverExpenses |
| Subtotal | 3752474 | Subtotal |
| Total Net Assets Fund Balances EOY | 3752474 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 21148 | GrossSalesPrice |
| Cost Or Other Basis | 1943 | CostOrOtherBasis |
| Gain Or Loss | 19205 | GainOrLoss |
| Gains Minus Excess Or Losses | 19205 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 19205 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 110926 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3001204 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.036960 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 62012 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2288828 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.027093 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 40186 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1749130 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.022975 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 46658 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1262459 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.036958 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 5900 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 245972 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.023986 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.147972 | TotalDistributionRatio |
| Average Distribution Ratio | 000.029594 | AverageDistributionRatio |
| Net Noncharitable Assets | 3506255 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 103764 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1370 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 105134 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 148962 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1370 | InvestmentIncomeExciseTax |
| Subtotal | 1370 | Subtotal |
| Tax Based On Investment Income | 1370 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2488 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2488 | TotalCreditsAndPayments |
| Tax Paid Original Return | 2488 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 1118 | Overpayment |
| Amount Credited To Next Year | 1118 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Julianne Hauser | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Vice President / Director | 001.00 | 0 |
| W Kurt Hauser | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | President / Director / Secretary | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2410797 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 1148853 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3559650 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 3559650 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 53395 | CashDeemedCharitable |
| Net Noncharitable Assets | 3506255 | NetNoncharitableAssets |
| Minimum Investment Return | 175313 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 175313 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1370 | TaxBasedOnInvestmentIncome |
| Total Tax | 1370 | TotalTax |
| Distributable Amount Before Adj | 173943 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 173943 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 173943 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 148962 | ExpensesAndContributions |
| Qualifying Distributions | 148962 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1370 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 147592 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 173943 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 146903 | UndistributedIncomePriorYear |
| Qualifying Distributions | 148962 | QualifyingDistributions |
| Applied To Year1 | 146903 | AppliedToYear1 |
| Applied To Current Year | 2059 | AppliedToCurrentYear |
| Undistributed Income CY | 171884 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Julianne Hauser | ContributingManager |
| Contributing Manager | W Kurt Hauser | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (6 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CALIFORNIA WATERFOWL ASSOCIATION | |||||||
| 4630 NORTHGATE BLVD STE 150 | SACRAMENTO | CA | 95834 | N/A | 509(a)(2) | General Unrestricted | $10,000 |
| HOOVER INSTITUTION -STANFORD UNIVER | |||||||
| 434 GALVEZ MALL | STANFORD | CA | 94305 | N/A | 509(a)(1) | General Unrestricted | $50,000 |
| NORTHERN LIGHT SCHOOL | |||||||
| 3710 DORISA AVE | OAKLAND | CA | 94605 | N/A | 509(a)(1) | General Unrestricted | $40,000 |
| STANFORD UNIVERSITY | |||||||
| 326 GALVEZ ST | STANFORD | CA | 94305 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| STANFORD UNIV GRAD SCHOOL OF BUSINE | |||||||
| 518 MEMORIAL WAY | STANFORD | CA | 94305 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| THE HILL SCHOOL | |||||||
| 717 E HIGH ST | POTTSTOWN | PA | 19464 | N/A | 509(a)(1) | General Unrestricted | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 130000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $106 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $118,549 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$32,267 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $86,388 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 86388 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 0001 | ContributorNumber |
| Contributor Name Individual | Hauser Family Revoc Living Trust da | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | co W Kurt Hauser 301 Battery St | AddressLine1 |
| City | San Francisco | City |
| State | CA | State |
| ZIP Code | 94111 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 400000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (5 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BANK OF AMERICA CORP 4.750 8/1/15 060505BS2 10000000.00% | 99958 | 95823 |
| GE CAPITAL INTERNOTES 4.20000 02/15/2014 36966RW36 10000000.00% | 100805 | 103645 |
| HSBC FIN CORP HSBC FIN 4.50000 08/15/2014 40429XWA0 10000000.00% | 100000 | 102936 |
| PNC FUNDING CORP SB NT 5.25000 11/15/2015 693476AT0 10000000.00% | 102862 | 108726 |
| XEROX CORP SR NT 6.40000 03/15/2016 984121BP7 10000000.00% | 102135 | 112643 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (15 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 2310 shares of BANK OF AMERICA CORP BAC | 96977 | 12844 |
| 1684 shares of COHEN AND STEERS REALTY SHARES INC CSRSX | 101981 | 102415 |
| 5095 shares of CYPRESS SEMICONDUCTR CY | 24435 | 86055 |
| 10000 shares of DYNEX CAPITAL INC NEW REIT DX | 107909 | 91300 |
| 2000 shares of EMC CORP-MASS EMC | 30640 | 43080 |
| 3000 shares of GENERAL ELECTRIC CO GE | 59083 | 53730 |
| 2000 shares of INTEL CORP INTC | 43040 | 48500 |
| 5000 shares of ISHARES BARCLAYS TIPS BOND FUND TIP | 495942 | 583450 |
| 400 shares of NIKE INC-CL B NKE | 21568 | 38548 |
| 788 shares of PFIZER INC. PFE | 15260 | 17052 |
| 2000 shares of PHILIP MORRIS INTL PM | 104131 | 156960 |
| 13000 shares of SPDR LEHMAN HYB ETF JNK | 470530 | 499850 |
| 487 shares of SUNPOWER CORP SPWR | 28585 | 3034 |
| 11039 shares of WHV EMERGING MARKETS EQ-I WHEIX | 113052 | 88423 |
| 5000 shares of WHV INTERNATIONAL EQUITY FUND CLASS I SHS WHVIX | 111367 | 88257 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 18937 | 18937 | |
| Bank Charges | 245 | 245 | |
| State or Local Filing Fees | 25 | 25 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $604 | Amount |
| Net Investment Income | 604 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Estimated Tax for 2011 | Category |
| Amount | $1,400 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments