KAVLI FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- KAVLI FOUNDATION (EIN 77-0560142)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-13
- IRS object ID
- 201203189349101260
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Distribution From Corpus Election
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-13T22:20:23-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 952835976 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MACFARLANE FALETTI & CO LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 E MICHELTORENA ST 200 | AddressLine1 |
| City | SANTA BARBARA | City |
| State | CA | State |
| ZIP Code | 93101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770560142 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KAVLI FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KAVL | NameControl |
| Phone | 8059881766 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE NO 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | FRED KAVLI | Name |
| Title | CHAIRMAN | Title |
| Phone | 8059881766 | Phone |
| Date Signed | 2012-11-12 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MACFARLANE FALETTI CO LLP | Name |
| PTIN | P00161999 | PTIN |
| Phone | 8059664157 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 152476688 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 9410000 | ContriReceivedRevAndExpnss |
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Dividends Rev And Expnss | 2005260 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 2005260 | DividendsNetInvstIncm |
| Gross Rents Rev And Expnss | 3805294 | GrossRentsRevAndExpnss |
| Gross Rents Net Invst Incm | 3805294 | GrossRentsNetInvstIncm |
| Net Rental Income Or Loss | 2041433 | NetRentalIncomeOrLoss |
| Net Gain Sale Assets Rev And Expnss | 4927043 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 37235852 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 4927043 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 226584 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 226584 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 20374181 | TotalRevenueAndExpenses |
| Total Net Investment Income | 10964181 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 486625 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 10348 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 476277 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Rev And Expnss | 584332 | OthEmplSlrsWgsRevAndExpnss |
| Oth Empl Slrs Wgs Net Invst Incm | 100374 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 483958 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Rev And Expnss | 163642 | PensionEmplBnftRevAndExpnss |
| Pension Empl Bnft Net Invst Incm | 38387 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Dsbrs Chrtbl Prps | 125255 | PensionEmplBnftDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 21706 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 5814 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 15892 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 5500 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 5500 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 612240 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 612240 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 437447 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 290350 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 47097 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 663297 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 644520 | DeprecAndDepletionNetInvstIncm |
| Trav Conf Meeting Rev And Expnss | 242238 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 242238 | TravConfMeetingDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 2235825 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 1954986 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 286933 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 5452852 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 3657019 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 1683150 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 10097075 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 6231668 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 15549927 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 3657019 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 7914818 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 4824254 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 7307162 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 80286 | CashBOY |
| Cash EOY | 83216 | CashEOY |
| Cash EOYFMV | 83216 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 6344411 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 7442280 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 7442280 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 78149508 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 65900989 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 65900989 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 0 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 10880 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 10880 | InvestmentsCorpBondsEOYFMV |
| Investments Land Etc Basis | 33119021 | InvestmentsLandEtcBasis |
| Accum Deprec Investments Land Etc | 6318928 | AccumDeprecInvestmentsLandEtc |
| Investments Land Etc BOY | 17998515 | InvestmentsLandEtcBOY |
| Investments Land Etc EOY | 26800093 | InvestmentsLandEtcEOY |
| Investments Land Etc EOYFMV | 34091071 | InvestmentsLandEtcEOYFMV |
| Investments Other BOY | 40014840 | InvestmentsOtherBOY |
| Investments Other EOY | 44598033 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 44598033 | InvestmentsOtherEOYFMV |
| Land Building And Equipment Basis | 218770 | LandBuildingAndEquipmentBasis |
| Accum Deprec Land Bldg And Equip | 139672 | AccumDeprecLandBldgAndEquip |
| Land Building And Equipment BOY | 88827 | LandBuildingAndEquipmentBOY |
| Land Building And Equipment EOY | 79098 | LandBuildingAndEquipmentEOY |
| Land Building And Equipment EOYFMV | 79098 | LandBuildingAndEquipmentEOYFMV |
| Other Assets BOY | 146612 | OtherAssetsBOY |
| Other Assets EOY | 271121 | OtherAssetsEOY |
| Other Assets EOYFMV | 271121 | OtherAssetsEOYFMV |
| Total Assets BOY | 142822999 | TotalAssetsBOY |
| Total Assets EOY | 145185710 | TotalAssetsEOY |
| Total Assets EOYFMV | 152476688 | TotalAssetsEOYFMV |
| Accounts Payable BOY | 607660 | AccountsPayableBOY |
| Accounts Payable EOY | 733311 | AccountsPayableEOY |
| Grants Payable BOY | 16841625 | GrantsPayableBOY |
| Grants Payable EOY | 20707033 | GrantsPayableEOY |
| Other Liabilities BOY | 224947 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 304246 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 17674232 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 21744590 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 125148767 | UnrestrictedBOY |
| Unrestricted EOY | 123441120 | UnrestrictedEOY |
| Total Net Assets BOY | 125148767 | TotalNetAssetsBOY |
| Total Net Assets EOY | 123441120 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 142822999 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 145185710 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 125148767 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 4824254 | ExcessOfRevenueOverExpenses |
| Other Increases | 3702449 | OtherIncreases |
| Subtotal | 133675470 | Subtotal |
| Other Decreases | 10234350 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 123441120 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (17 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|
| PINNICAL ASSOCIATES LTD ACCT | P | 2012-12-31 | 1730115 | 1302075 | 428040 | 428040 |
| MATHTHEWS ASIA FUND | P | 2012-12-31 | 4273419 | 1271020 | 3002399 | 3002399 |
| RS NATURAL RESOURCES | P | 2012-12-31 | 1052816 | 993812 | 59004 | 59004 |
| GW CAPITAL | P | 2012-12-31 | 1859996 | 1273078 | 586918 | 586918 |
| BOSTON PARTNERS | P | 2012-12-31 | 9214796 | 8292088 | 922708 | 922708 |
| ALTHENIA | P | 2012-12-31 | 7143262 | 6426866 | 716396 | 716396 |
| TRADEWINDS | P | 2012-12-31 | 2724191 | 2665695 | 58496 | 58496 |
| RS MID CAP FUNDS | P | 2012-12-31 | 1000000 | 1238355 | -238355 | -238355 |
| 713,035.02 SHS MFO US GLOBAL ACOLADE FDS | P | 2011-03-17 | 7757819 | 8845820 | -1088001 | -1088001 |
| STERLING JOHNSON | P | 2011-11-21 | 2903 | 2903 | 2903 | |
| ROGUE WAVE | P | 2011-04-19 | 7790 | 7790 | 7790 | |
| VIEW MERGER PROCEEDS | P | 2011-08-15 | 999 | 999 | 999 | |
| PASS-THROUGH CAPITAL GAINS ASB INTERNATIONAL VALUE FUND LP 26-3497945 | P | 77390 | 77390 | 77390 | ||
| PASS-THROUGH CAPITAL GAINS GUARDIAN REALTY FUND II LLC 47-0946332 | P | 11705 | 11705 | 11705 | ||
| PASS-THROUGH CAPITAL GAIN ORCHID ASIA III LP 98-0469253 | P | 330325 | 330325 | 330325 | ||
| PASS-THROUGH CAPITAL GAIN ORCHID ASIA IV EIN 98-0549983 | P | 47791 | 47791 | 47791 | ||
| PASS-THROUGH CAPITAL GAIN PROMETHEUS PARTNERS III LP 61-1530807 | P | 535 | 535 | 535 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 4927043 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 178929 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 148718895 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.001203 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 10652313 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 141700737 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.075175 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 9877940 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 130537379 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.075671 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 17061219 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 152852954 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.111619 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 14811501 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 171131418 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.086550 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.350218 | TotalDistributionRatio |
| Average Distribution Ratio | 0.070044 | AverageDistributionRatio |
| Net Noncharitable Assets | 150835770 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 10565141 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 73072 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 10638213 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 7914818 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 146143 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 146143 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 146143 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 156557 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 50000 | TaxPaidWithExtension |
| Total Credits And Payments | 206557 | TotalCreditsAndPayments |
| Overpayment | 60414 | Overpayment |
| Amount Credited To Next Year | 60414 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 1 | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | 1 | Form990TFiled |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 1 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | KAVLIFOUNDATION.ORG | WebsiteAddress |
| Books In Care Of Person Name | JAMES CIONTEA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8059836000 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DR SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | 0 | TrFailToQualifyAsExceptions |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (8 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| FRED KAVLI | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | CHAIRMAN | 40.00 | 0 | 0 | 4242 |
| THOMAS E EVERHART | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | 11000 | 0 | 1049 |
| DOUGLAS K FREEMAN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SECRETARY | 3.00 | 8000 | 0 | 0 |
| ROCKELL N HANKIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | VICE CHAIRMAN | 3.00 | 11000 | 0 | 211 |
| CHARLES M VEST PHD | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | 8000 | 0 | 11969 |
| HENRY YANG | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | 0 | 0 | 0 |
| ROBERT CONN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PRESIDENT AND DIRECTOR, CU | 40.00 | 445625 | 683 | 18611 |
| CORWIN CORPUZ | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | INVESTMENT COMMITTEE | 1.00 | 3000 | 0 | 0 |
Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (5 entries)
| NameName | Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Average Hours Per WeekAverageHoursPerWeek | CompensationCompensation | Employee BenefitsEmployeeBenefits | Expense AccountExpenseAccount |
|---|---|---|---|---|---|---|---|---|---|
| MIYOUNG CHUN | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | VP SCIENCE PROGRAMS | 40.00 | 190569 | 66858 | 10460 |
| JAMES COHEN | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | COMMUNICATIONS DIREC | 40.00 | 155611 | 17357 | 135 |
| NADINE STERN | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | EXECUTIVE ASSISTANT | 40.00 | 83769 | 14176 | 1882 |
| ROSENDO MARTIN | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PROPERTY MAINTENANCE | 40.00 | 68099 | 14443 | 3487 |
| MARY COSGROVE | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | EXECUTIVE ASSISTANT | 40.00 | 48852 | 14104 | 110 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 114337125 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 6975096 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 31820540 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 153132761 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 153132761 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 2296991 | CashDeemedCharitable |
| Net Noncharitable Assets | 150835770 | NetNoncharitableAssets |
| Minimum Investment Return | 7541789 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 7541789 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 146143 | TaxBasedOnInvestmentIncome |
| Total Tax | 146143 | TotalTax |
| Distributable Amount Before Adj | 7395646 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 7395646 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 7395646 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 7914818 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 7914818 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 7914818 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 7395646 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 1601789 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 9706765 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 3422902 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 10652313 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 178929 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 25562698 | TotalExcessDistriCarryover |
| Qualifying Distributions | 7914818 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 7395646 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 519172 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 26081870 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 1601789 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 24480081 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 9706765 | ExcessFromYear4 |
| Excess From Year3 | 3422902 | ExcessFromYear3 |
| Excess From Year2 | 10652313 | ExcessFromYear2 |
| Excess From Year1 | 178929 | ExcessFromYear1 |
| Excess From Current Year | 519172 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FRED KAVLI | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | FRED KAVLI | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8059836000 | RecipientPhoneNumber |
| Form And Info And Materials | WRITTEN PROPOSAL DESCRIBING THE NATURE AND COST OF THE PROJECT. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | LIMITED TO AWARDS FOR SCIENTIFIC RESEARCH AND EDUCATION. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (15 entries)
| Address Line1RecipientForeignAddress/AddressLine1 | CityRecipientForeignAddress/City | CountryRecipientForeignAddress/Country | Postal CodeRecipientForeignAddress/PostalCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode |
|---|---|---|---|---|---|---|---|---|---|---|
| DELFT UNIVERSITY OF TECHNOLOGY KAVLI INSTITUTE FOR NANOSCIENCE | ||||||||||
| LORENTZWEG 1 | DELFT | NL | 2628CJ | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $500,000 | ||||
| YALE UNIVERSITY | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $222,222 | YALE UNIVERSITY | NEW HAVEN | CT | 06520 | ||||
| HARVARD UNIVERSITY | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $50,000 | 29 OXFORD STREET | CAMBRIDGE | MA | 02138 | ||||
| FRONTIERS OF SCIENCE (NAS) | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $500,000 | 500 FIFTH STREET NW | WASHINGTON | DC | 20001 | ||||
| SOCIETY FOR NEUROSCIENCE | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $80,000 | 1121 FOURTEENTH STREET SUITE 1010 | WASHINGTON | DC | 20005 | ||||
| STANFORD UNIVERSITY | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $83,333 | 326 GALVEZ STREET | STANFORD | CA | 94305 | ||||
| SMALL MISCELLANEOUS GRANTS | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $182,299 | 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | ||||
| TRONDHEIM KAVLI INSTITUTE | ||||||||||
| NO-7491 | TRONDHEIM | NO | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $1,250,000 | |||||
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $25,000 | 77 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02139 | ||||
| CHINESE ACADEMY OF SCIENCE | ||||||||||
| PO BOX 2735 | BEIJING | CH | 100080 | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $525,000 | ||||
| PEKING UNIVERSITY | ||||||||||
| PEKING UNIVERSITY | BEIJING | CH | 100871 | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $555,000 | ||||
| CAMBRIDGE UNIVESITY - KAVLI INSTITUTE OF COSMOLOGY | ||||||||||
| MADINGLEY ROAD | CAMBRIDGE | UK | CB30HA | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,250,000 | ||||
| THE KAVLI FUTURES SYMPOSIA | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $171,881 | 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | ||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | ||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $33,333 | 1200 NEW YORK AVE NW | WASHINGTON | DC | 20001 | ||||
| ROYAL SOCIETY KAVLI INTERNATIONAL CENTRE | ||||||||||
| 6-9 CARLTON HOUSE TERRACE | LONDON | UK | SWIY5AG | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $803,600 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 6231668 | TotGrantOrContriPaidDuringYear |
Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (16 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line1RecipientForeignAddress/AddressLine1 | CityRecipientForeignAddress/City | CountryRecipientForeignAddress/Country | Postal CodeRecipientForeignAddress/PostalCode | Province Or StateRecipientForeignAddress/ProvinceOrState |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | |||||||||||
| 2960 BROADWAY | NEW YORK | NY | 10027 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $2,000,000 | |||||
| DELFT UNIVERSITY OF TECHNOLOGY KAVLI INSTITUTE FOR NANOSCIENCE | |||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $3,000,000 | LORENTZWEG 1 | DELFT | NL | 2628CJ | |||||
| CALIFONIA INSTITUE OF TECHNOLOGY | |||||||||||
| 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $2,000,000 | |||||
| YALE UNIVERSITY | |||||||||||
| YALE UNIVERSITY | NEW HAVEN | CT | 06520 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,111,110 | |||||
| UNIVERSITY OF CHICAGO | |||||||||||
| 5801 E ELLIS AVE | CHICAGO | IL | 60637 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $2,000,000 | |||||
| FRONTIERS OF SCIENCE (NAS) | |||||||||||
| 500 FIFTH STREET NW | WASHINGTON | DC | 20001 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $2,000,000 | |||||
| SMALL MISCELLANEOUS GRANTS | |||||||||||
| KAVLI FOUNDATION | OXNARD | CA | 93030 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $151,000 | |||||
| REGENTS UNIVERSITY OF CALIFORNIA (SANTA BARBARA) | |||||||||||
| CHEADLE HALL | SANTA BARBARA | CA | 93106 | 501(C) 3 PUBLIC CHAR | PROFESSORSHIP SUPPORT | $837,709 | |||||
| STANFORD UNIVERSITY | |||||||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $166,667 | |||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | |||||||||||
| 1200 NEW YORK AVE NW | WASHINGTON | DC | 20005 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $100,001 | |||||
| ROYAL SOCIETY KAVLI INTERNATIONAL CENTRE | |||||||||||
| FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $5,441,450 | 6-9 CARLTON HOUSE TERRACE | LONDON | UK | SWIY5AG | |||||
| TRONDHEIM KAVLI ISTITUTE | |||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $2,500,000 | NTNU | TRONDHEIM | NO | NO-7491 | |||||
| SOCIETY FOR NEUROSCIENCE | |||||||||||
| 1121 FOURTEENTH STREET SUITE 1010 | WASHINGTON | DC | 20005 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $355,000 | |||||
| PEKING UNIVERSITY | |||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $30,000 | PEKING UNIVERSITY | BEIJING | CH | 100080 | |||||
| THE KAVLI FUTURES SYMPOSIA | |||||||||||
| 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $60,000 | |||||
| THE UNIVERSITY OF TOKYO | |||||||||||
| FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $11,250,000 | HONGO 7-3-1 BUNKYO-KU | TOKYO | JA | 113-8654 | JAPAN | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Approved Future | 33002937 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $2,005,260 | ExclusionAmount |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 16 | ExclusionCode |
| Exclusion | $2,041,433 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $226,584 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $4,927,043 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $9,200,320 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 9200320 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | Category |
| Amount | $5,500 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 5500 | DisbursementsCharitablePrps |
Depreciation Schedule DepreciationSchedule
Depreciation Depreciation (9 entries)
| Description Of PropertyDescriptionOfProperty | Cost Or Other BasisCostOrOtherBasis | Prior Years DepreciationPriorYearsDepreciation | Computation MethodComputationMethod | LifeLife | Current Year ExpenseCurrentYearExpense | Net Investment IncomeNetInvestmentIncome | Date AcquiredDateAcquired |
|---|---|---|---|---|---|---|---|
| FURNITURE AND FIXTURES | 93033 | 54755 | SL | 7.000000000000 | 2704 | 0 | |
| COMPUTERS | 52181 | 35254 | SL | 5.000000000000 | 3584 | 0 | |
| MISCELLANEOUS EQUIPMENT | 11111 | 11111 | SL | 5.000000000000 | 0 | 0 | |
| AUTO -2009 | 62445 | 19775 | SL | 5.000000000000 | 12489 | 0 | 2009-03-31 |
| LAND - PACKING HOUSE SQUARE | 1762000 | L | 0 | 0 | |||
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | 21728890 | 5604644 | SL | 39.000000000000 | 574461 | 574461 | |
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | 218131 | 69764 | SL | 10.000000000000 | 13484 | 13484 | |
| BUILDING AND IMPROVEMENTS - VENTURE BOULEVARD | 5363213 | SL | 39.000000000000 | 56575 | 56575 | ||
| LAND - VENTURA BOULEVARD | 4046787 | L | 0 | 0 |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | SECTION 49(H)(2) ELECTION AS TO THE TREATMENT OF QUALIFYING DISTRIBUTIONS:PURSUANT TO IRC SECTION 4942 (H) (2) AND REGULATION 53.4942 (A) -3 (D)(2), THE FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED: ________________________________________ DATE:____________ | Election |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | WARBURG MANAGED BOND FUND | NameOfBond |
| EOY Book Value | 10880 | EOYBookValue |
| EOYFMV | 10880 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (11 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| PINNACLE CAPITAL | 7221917 | 7221917 |
| ALETHEIA RESEARCH | 5498771 | 5498771 |
| GW CAPITAL | 4926932 | 4926932 |
| BOSTON PARTNERS | 157300 | 157300 |
| MATTHEWS ASIAN FUNDS | 6144979 | 6144979 |
| US GLOBAL EUROPEAN FUND | 1619 | 1619 |
| RS INVESTMENT TRUST | 8189878 | 8189878 |
| RS MID CAP | 6539347 | 6539347 |
| MAKENA CAPITAL ASSOC | 9956132 | 9956132 |
| TRADE WINDS GLOBAL INVESTORS LLC | 7111623 | 7111623 |
| TIFF MULTI ASSET FUND | 10152491 | 10152491 |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLand (5 entries)
| Category Or ItemCategoryOrItem | Cost Or Other BasisCostOrOtherBasis | Accumulated DepreciationAccumulatedDepreciation | Book ValueBookValue |
|---|---|---|---|
| LAND - PACKING HOUSE SQUARE | 1762000 | 0 | 1762000 |
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | 21728890 | 6179105 | 15549785 |
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | 218131 | 83248 | 134883 |
| BUILDING AND IMPROVEMENTS - VENTURE BOULEVARD | 5363213 | 56575 | 5306638 |
| LAND - VENTURA BOULEVARD | 4046787 | 0 | 4046787 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (8 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| CEDAR ROCK CAP PARTNERS LLC | FMV | 15556800 | 15556800 |
| WINDWARD V, LP | FMV | 1970808 | 1970808 |
| GUARDIAN REALTY FUND II | FMV | 3653260 | 3653260 |
| ORCHID ASIA FUND III, LP | FMV | 6753471 | 6753471 |
| PROMETHEUS PARTNERS III LP | FMV | 6360242 | 6360242 |
| ORCHID ASIA FUND V, LP | FMV | 4442775 | 4442775 |
| LAND HELD FOR INVESTMENT | FMV | 3600000 | 3600000 |
| FIRST EAGLE INTERNATIONAL VALUE FUND LP | AT COST | 2260677 | 2260677 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtc (4 entries)
| Category Or ItemCategoryOrItem | Cost Or Other BasisCostOrOtherBasis | Accumulated DepreciationAccumulatedDepreciation | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|---|
| FURNITURE AND FIXTURES | 93033 | 57459 | 35574 | 35574 |
| COMPUTERS | 52181 | 38838 | 13343 | 13343 |
| MISCELLANEOUS EQUIPMENT | 11111 | 11111 | 0 | 0 |
| AUTO -2009 | 62445 | 32264 | 30181 | 30181 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| LEGAL FEES | $15,892 | 0 | 15892 |
| LEGAL FEES | $5,814 | 5814 | 0 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OTHER ASSETS | Description |
| BOY Book Value | 146612 | BOYBookValue |
| EOY Book Value | 271121 | EOYBookValue |
| EOYFMV | 271121 | EOYFMV |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED LOSS ON INVESTMENTS | Description |
| Amount | $10,234,350 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (45 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| WORKERS COMPENSATION INSURANCE | 4481 | 0 | 4481 |
| OFFICE SUPPLIES | 11481 | 0 | 11481 |
| DUES, SUBSCRIPTION AND BOOKS | 7088 | 0 | 7088 |
| ADVERTISING & PROMOTION | 81293 | 0 | 81293 |
| FEES & PERMITS | 320 | 0 | 320 |
| REPAIRS AND MAINTENANCE | 301 | 0 | 301 |
| POSTAGE AND SHIPPING | 7383 | 0 | 7383 |
| INSURANCE | 15792 | 0 | 15792 |
| TELEPHONE | 18846 | 0 | 18846 |
| AUTO EXPENSE | 2904 | 0 | 2904 |
| OUTSIDE SERVICES | 74335 | 0 | 74335 |
| BANK FEES | 2491 | 0 | 2491 |
| CEREMONY AND PRIZES | 48853 | 0 | 48853 |
| K-1 EXPENSE GUARDIAN REALTY FUND II LLP 47-0946332 | 46430 | 46430 | 0 |
| K-1 EXPENSE ORCHID ASIA III LP 98-0469253 | 67490 | 67490 | 0 |
| K-1 EXPENSE CEDAR ROCK CAPITAL PARTNERS LLC 36-7404703 | 152635 | 152635 | 0 |
| K-1 EXPENSE WINDWARD V LP 20-0975102 | 13605 | 13605 | 0 |
| K-1 EXPENSE PROMETHEUS PARTNERS | 120094 | 120094 | 0 |
| K-1 EXPENSE ORCHID ASIA IV | 87884 | 87884 | 0 |
| PASS THROUGH EXPENSES - FIRST EAGLE INT VALUE FUND LP EIN 26-3497945 | 21510 | 21510 | 0 |
| OTHER EXPENSES | 5271 | 0 | 5271 |
| PASS-THROUGH EXPENSES MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 223484 | 223484 | 0 |
| PASS-THROUGH SEC 1231 INCOME - PROMETHEUS PRS III EIN 61-1530807 | 18641 | 18641 | 0 |
| PASS-THROUGH ORDINARY LOSS - PROMETHEUS PRS III EIN 61-1530807 | 433364 | 433364 | 0 |
| PASS-THROUGH RENTAL LOSS - PROMETHEUS PRS III EIN 61-1530807 | 3661 | 3661 | 0 |
| PASS-THROUGH SECTION 1231 LOSS WINDWARD V LP 20-0975102 | 33285 | 33285 | 0 |
| PASS-THROUGH ORDINARY LOSS WINDWARD V LP 20-0975102 | 14722 | 14722 | 0 |
| PASS-THROUGH RENTAL LOSS WINDWARD V LP 20-0975102 | 2745 | 2745 | 0 |
| PASS-THROUGH RENTAL LOSS MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 9109 | 9109 | 0 |
| ACCRUAL TO CASH ADJUSTMENT | 0 | 0 | 6094 |
| UTILITIES | 174061 | 174061 | 0 |
| REPAIRS AND MAINTENANCE | 46267 | 46267 | 0 |
| INSURANCE | 37825 | 37825 | 0 |
| LANDSCAPE MAINTENANCE | 38637 | 38637 | 0 |
| SECURITY ALARM | 31771 | 31771 | 0 |
| OFFICE EXPENSE | 656 | 656 | 0 |
| JANITORIAL | 51277 | 51277 | 0 |
| REFUSE REMOVAL | 34275 | 34275 | 0 |
| SERVICE CONTRACT | 10653 | 10653 | 0 |
| TELEPHONE | 2084 | 2084 | 0 |
| SUPPLIES | 8539 | 8539 | 0 |
| OTHER EXPENSES | 3632 | 3632 | 0 |
| FEES AND PERMITS | 828 | 828 | 0 |
| COMMISSIONS | 264561 | 264561 | 0 |
| TOOLS AND EQUIPMENT | 1261 | 1261 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (9 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| PASS-THROUGH ORDINARY AND RENTAL INCOME - ORCHID ASIA III LP EIN 98-0469253 | 1544 | 1544 | 1544 |
| PASS-THROUGH OTHER INCOME - ORCHID ASIA IV LP EIN 98-0549983 | 162 | 162 | 162 |
| PASS-THROUGH OTHER INCOME ASB INTERNATIONAL VALUE FUND LP 26-3497945 | 5760 | 5760 | 5760 |
| PASS-THROUGH OTHER INCOME CEDER ROCK PARTNERS LLC 36-7404703 | 1151 | 1151 | 1151 |
| PASS-THROUGH SEC 1231 MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 10951 | 10951 | 10951 |
| PASS-THROUGH OTHER INCOME MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 66306 | 66306 | 66306 |
| PASS-THROUGH ROYALTIES MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 1647 | 1647 | 1647 |
| PASS-THROUGH ORDINARY INCOME MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 15387 | 15387 | 15387 |
| GREYROCK CDO LTD | 123676 | 123676 | 123676 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED GAIN ON PASS-THROUGH ENTITIES | Description |
| Amount | $3,702,449 | Amount |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | TENANT SECURITY DEPOSITS | Description |
| BOY Book Value | 224947 | BOYBookValue |
| EOY Book Value | 304246 | EOYBookValue |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| CONSULTING FEES - INVESTMENTS | $234,000 | 234000 | 0 |
| ASSET MANAGEMENT FEE | $369,078 | 369078 | 0 |
| PROFESSIONAL FEES | $9,162 | 9162 | 0 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | FRED KAVLI | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
Taxes Schedule TaxesSchedule
Taxes Taxes (9 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| PAYROLL TAXES | $46,595 | 0 | 46595 |
| FEDERAL EXCISE TAX | $100,000 | 0 | 0 |
| K-1 FOREIGN TAXES CEDAR ROCK CAPITAL PARTNERS LLC 36-7404703 | $17,952 | 17952 | 0 |
| FOREIGN TAX - K-1 ORCHID ASIA IV LP EIN 98-0549983 | $1,057 | 1057 | 0 |
| FOREIGN TAX K-1 FIRST EAGLE INT VALUE FUND LP EIN 26-3497945 | $6,340 | 6340 | 0 |
| OTHER TAXES | $502 | 0 | 502 |
| PASS-THROUGH FOREIGN TAXES MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | $5,724 | 5724 | 0 |
| REAL ESTATE TAXES | $250,510 | 250510 | 0 |
| PAYROLL TAXES | $8,767 | 8767 | 0 |
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