HILDA MULLEN FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: HILDA MULLEN FOUNDATION (EIN 13-7120449)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-06-29
IRS object ID: 201201819349100405
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Investments Other Schedule2
Other Expenses Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-06-29T11:38:14-05:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	411944416	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MCGLADREY LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	1185 AVENUE OF THE AMERICAS	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	100362602	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	137120449	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE HILDA MULLEN FOUNDATION	BusinessNameLine1
Business Name Line2	C/O MILBANK TWEED HADLEY & MCCLOY LLP	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	HILD	NameControl
Phone	2128367314	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1 CHASE MANHATTAN PLAZA	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10005	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	MARTIN J WHITMAN	Name
Title	TRUSTEE	Title
Phone	2128367314	Phone
Date Signed	2012-06-22	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	MARTIN GREIF	Name
PTIN	P00029738	PTIN
Phone	2123721000	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	9093931	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	50000	ContriReceivedRevAndExpnss
Interest On Savings Rev And Expnss	67	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	67	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	211626	DividendsRevAndExpnss
Dividends Net Invst Incm	211626	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	34504	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	908659	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	33684	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	296197	TotalRevenueAndExpenses
Total Net Investment Income	245377	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Accounting Fees Rev And Expnss	6575	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	3287	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	3288	AccountingFeesDsbrsChrtblPrps
Taxes Rev And Expnss	12526	TaxesRevAndExpnss
Taxes Net Invst Incm	11776	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	750	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	85	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	85	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	19186	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	15148	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	4038	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	974200	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	974200	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	993386	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	15148	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	978238	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-697189	ExcessOfRevenueOverExpenses
Net Investment Income	230229	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	24854	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	4370	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	4370	SavingsAndTempCashInvstEOYFMV
Receivables From Officers BOY	2400	ReceivablesFromOfficersBOY
Investments Other BOY	11011214	InvestmentsOtherBOY
Investments Other EOY	10336909	InvestmentsOtherEOY
Investments Other EOYFMV	9089561	InvestmentsOtherEOYFMV
Total Assets BOY	11038468	TotalAssetsBOY
Total Assets EOY	10341279	TotalAssetsEOY
Total Assets EOYFMV	9093931	TotalAssetsEOYFMV
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	11038468	CapitalStockBOY
Capital Stock EOY	10341279	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	0	RetainedEarningsBOY
Retained Earnings EOY	0	RetainedEarningsEOY
Total Net Assets BOY	11038468	TotalNetAssetsBOY
Total Net Assets EOY	10341279	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	11038468	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	10341279	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	11038468	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-697189	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	10341279	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	10341279	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (14 entries)

Description Of AssetDescriptionOfAsset	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
607.450 THIRD AVENUE REAL ESTATE FUND	2006-12-20	2011-01-06	14330	20732	-6402	-6402
12,109.803 THIRD AVENUE REAL ESTATE FUND	2007-12-20	2011-01-06	285665	330961	-45296	-45296
1,046.025 THIRD AVENUE REAL ESTATE FUND	2007-12-20	2011-03-01	24995	28588	-3593	-3593
4,206.984 THIRD AVENUE REAL ESTATE FUND	2007-12-20	2011-03-31	99995	114977	-14982	-14982
3,155.645 THIRD AVENUE REAL ESTATE FUND	2007-12-20	2011-04-05	75859	86244	-10385	-10385
2,459.996 THIRD AVENUE REAL ESTATE FUND	2008-12-24	2011-04-05	59136	35325	23811	23811
1,642.710 THIRD AVENUE REAL ESTATE FUND	2008-12-24	2011-04-25	39995	23589	16406	16406
136.740 THIRD AVENUE REAL ESTATE FUND	2008-12-24	2011-05-24	3305	1964	1341	1341
1,215.047 THIRD AVENUE REAL ESTATE FUND	2009-12-23	2011-05-24	29365	24568	4797	4797
1,077.224 THIRD AVENUE REAL ESTATE FUND	2010-12-22	2011-05-24	26034	24528	1506	1506
494.560 THIRD AVENUE VALUE FUND	1998-01-14	2011-06-28	24995	18145	6850	6850
478.377 THIRD AVENUE VALUE FUND	1998-01-14	2011-07-06	24995	17552	7443	7443
2,894.077 THIRD AVENUE VALUE FUND	1998-01-14	2011-07-25	149995	106184	43811	43811
1,134.301 THIRD AVENUE VALUE FUND	1998-01-14	2011-10-31	49995	41618	8377	8377

Field	Value	IRS element (for citing)
Capital Gain Net Income	33684	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	1548685	QualifyingDistributionsYear1
Noncharitable Assets Year1	11461123	NoncharitableAssetsYear1
Distribution Ratio Year1	0.135125	DistributionRatioYear1
Qualifying Distributions Year2	1193001	QualifyingDistributionsYear2
Noncharitable Assets Year2	10337922	NoncharitableAssetsYear2
Distribution Ratio Year2	0.115400	DistributionRatioYear2
Qualifying Distributions Year3	1840785	QualifyingDistributionsYear3
Noncharitable Assets Year3	14603980	NoncharitableAssetsYear3
Distribution Ratio Year3	0.126047	DistributionRatioYear3
Qualifying Distributions Year4	886761	QualifyingDistributionsYear4
Noncharitable Assets Year4	13710332	NoncharitableAssetsYear4
Distribution Ratio Year4	0.064678	DistributionRatioYear4
Qualifying Distributions Year5	1465065	QualifyingDistributionsYear5
Noncharitable Assets Year5	9957732	NoncharitableAssetsYear5
Distribution Ratio Year5	0.147128	DistributionRatioYear5
Total Distribution Ratio	0.588378	TotalDistributionRatio
Average Distribution Ratio	0.117676	AverageDistributionRatio
Net Noncharitable Assets	10852643	NetNoncharitableAssets
Adjusted Noncharitable Assets	1277096	AdjustedNoncharitableAssets
One Percent Net Investment Income	2302	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	1279398	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	978238	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	4605	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	4605	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	4605	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	4215	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	3500	TaxPaidWithExtension
Total Credits And Payments	7715	TotalCreditsAndPayments
Form2220 Attached	X	Form2220Attached
Overpayment	3110	Overpayment
Amount Credited To Next Year	3110	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	MILBANKTWEEDHADLEY MCCLOY LLP	BooksInCareOfPersonName
Books In Care Of Phone Number	2129060269	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	1 CHASE MANHATTAN PLAZA	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10005	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
MARTIN J WHITMAN
C/O MILBANKTWEEDHADLEY MCCLOY LLP	CHASE MANHATTAN PLAZA	NY	10005	TRUSTEE	1.00	0	0	0
LOIS Q WHITMAN
C/O MILBANKTWEEDHADLEY MCCLOY LLP	CHASE MANHATTAN PLAZA	NY	10005	TRUSTEE	1.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	10982740	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	35172	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	11017912	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	11017912	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	165269	CashDeemedCharitable
Net Noncharitable Assets	10852643	NetNoncharitableAssets
Minimum Investment Return	542632	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	542632	MinimumInvestmentReturn
Tax Based On Investment Income	4605	TaxBasedOnInvestmentIncome
Total Tax	4605	TotalTax
Distributable Amount Before Adj	538027	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	538027	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	538027	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	978238	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	978238	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	0	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	978238	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	538027	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year5	989531	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	229459	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	1123072	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	686524	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	981075	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	4009661	TotalExcessDistriCarryover
Qualifying Distributions	978238	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	538027	AppliedToCurrentYear
Remaining Distri From Corpus	440211	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	4449872	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	989531	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	3460341	ExcessDistriCyovToNextYear
Excess From Year4	229459	ExcessFromYear4
Excess From Year3	1123072	ExcessFromYear3
Excess From Year2	686524	ExcessFromYear2
Excess From Year1	981075	ExcessFromYear1
Excess From Current Year	440211	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	MARTIN J WHITMAN	ContributingManager
Contributing Manager	LOIS Q WHITMAN	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (80 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount	Address Line2RecipientUSAddress/AddressLine2
AJ MUSTE MEMORIAL INSTITUTE
339 LAFAYETTE STREET	NEW YORK	NY	10012	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
ACTORS FUND
729 SEVENTH AVENUE 10TH FLOOR	NEW YORK	NY	10019	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
AMERICAN FRIENDS OF TEL AVIV UNIVERSITY
39 BROADWAY SUITE 1510	NEW YORK	NY	10006	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
AMERICAN IRELAND FUND
211 CONGRESS STREET	BOSTON	MA	02110	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$40,000
AUSCHWITZ JEWISH CENTER FOUNDATION
36 BATTERY PL	NEW YORK	NY	10280	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,000
BARD HIGH SCHOOL EARLY COLLEGE
PO BOX 5000	ANNANDALEONHUDSON	NY	125045000	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$25,000
BETH ISRAEL MEDICAL CENTER
555 WEST 57TH STREET 18TH FLOOR	NEW YORK	NY	10019	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
BOYS & GIRLS CLUBS OF AMERICA
1275 PEACHTREE STREET NE	ATLANTA	GA	30309	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,500
CENTER FOR REPRODUCTIVE RIGHTS
120 WALL STREET 14TH FLOOR	NEW YORK	NY	10005	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$40,000
CENTER FOR SCIENCE IN THE PUBLIC INTEREST
1220 L STREET NW SUITE 300	WASHINGTON	DC	200054053	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$20,000
CENTER FOR VICTIMS OF TORTURE
649 DAYTON AVENUE	ST PAUL	MN	55104	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$10,000
CENTRAL NEW YORK COMMUNITY FOUNDATION INC
431 E FAYETTE STREET SUITE 100	SYRACUSE	NY	13202	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
CENTRAL PARK CONSERVANCY
14 EAST 60TH STREET	NEW YORK	NY	10022	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
CHABAD'S CHILDREN OF CHERNOBYL
675 THIRD AVENUE SUITE 3210	NEW YORK	NY	10017	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,500
CHARTER OAK CHALLENGE FOUNDATION INC
501 SILVERSIDE ROAD SUITE 123	WILMINGTON	DE	198091377	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
CHESTER FUND
PO BOX 22	CHESTER	PA	19016	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$50,000
CITY PARKS FOUNDATION
830 FIFTH AVENUE	NEW YORK	NY	100657001	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$15,000
CLIFFORD BEERS CLINIC
93 EDWARDS STREET	NEW HAVEN	CT	06511	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
COMMITTEE TO PROTECT JOURNALISTS
330 7TH AVENUE 11TH FLOOR	NEW YORK	NY	10001	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$200
DISABILITY RIGHTS INTERNATIONAL
1666 CONNECTICUT AVENUE NW SUITE	WASHINGTON	DC	20009	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000	235
DISARM EDUCATION FUND
113 UNIVERSITY PLACE	NEW YORK	NY	10003	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
FINCA
1101 14TH STREET NW 11TH FLOOR	WASHINGTON	DC	20005	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
GUTTMACHER INSTITUTE
125 MAIDEN LANE 7TH FLOOR	NEW YORK	NY	10038	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
HASTINGS COLLEGE FOUNDATION
11422 MIRACLE HILLS DRIVE SUITE 550	OMAHA	NE	68154	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,500
HUMAN RIGHTS FIRST
333 SEVENTH AVENUE 13TH FLOOR	NEW YORK	NY	10001	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
HUMAN RIGHTS WATCH
350 FIFTH AVENUE 34TH FLOOR	NEW YORK	NY	101183299	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$150,000
HUNTER COLLEGE FOUNDATION INC
695 PARK AVENUE EAST 1313	NEW YORK	NY	10065	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$10,000
HYPERTENSION EDUCATION FOUNDATION INC
PO BOX 651	SCARSDALE	NY	10583	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
JEWISH FUNDS FOR JUSTICE
330 7TH AVENUE SUITE 1902	NEW YORK	NY	10001	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$15,000
JUDITH CREED HOMES FOR ADULT INDEPENDENCE
21 BALA AVENUE SUITE 100	BALA CYNWYD	PA	19004	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$10,000
KOMEN HOUSTON AFFILIATE
5433 WESTHEIMER ROAD SUITE 325	HOUSTON	TX	77056	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
LEWISBORO LIBRARY
15 MAIN STREET PO BOX 477	SOUTH SALEM	NY	10590	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
MADD
511 E JOHN CARPENTER FREEWAY SUITE	IRVING	TX	75062	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500	700
MAMARONECK - LARCHMONT STUDENT AID FUND
1000 W BOSTON POST ROAD	MAMARONECK	NY	10543	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
MOUNT SINAI HOSPITAL
ONE GUSTAVE L LEVY PLACE BOX 1049	NEW YORK	NY	100296574	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$10,000
MUSEUM OF JEWISH HERITAGE
36 BATTERY PLACE	NEW YORK	NY	10280	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$26,000
NATIONAL PARTNERSHIP FOR WOMEN & FAMILIES
1875 CONNECTICUT AVENUE NW SUITE	WASHINGTON	DC	20009	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$25,000	650
NATIONAL WOMEN'S HEALTH NETWORK
1413 K STREET NW 4TH FLOOR	WASHINGTON	DC	20005	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$7,500
NETWORK FOR NEW MUSIC
6757 GREENE STREET SUITE 400	PHILADELPHIA	PA	19119	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
NEW YORK COMMUNITY TRUST
909 THIRD AVENUE	NEW YORK	NY	10022	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$100,000
OPERATION GRATITUTDE
16444 REFUGIO ROAD	ENCINO	CA	91436	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
ORCHESTRA 2001
26 SOUTH 20TH STREET	PHILADELPHIA	PA	19103	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
OXFAM AMERICA
226 CAUSEWAY STREET 5TH FLOOR	BOSTON	MA	021142206	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$250
PAN-MASSACHUSETTS CHLLENGE
77 4TH AVENUE	NEEDHAM	MA	02494	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
PARKSIDE SCHOOL
48 WEST 74TH STREET	NEW YORK	NY	10023	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
PARTNERS IN HEALTH
888 COMMONWEALTH AVENUE 3RD FLOOR	BOSTON	MA	02115	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
PLAY GROUP THEATRE
1 NORTH BROADWAY SUITE 111	WHITE PLAINS	NY	10601	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$60,000
PLOUGHSHARES FUND
1808 WEDEMEYER STREET SUITE 200	SAN FRANCISCO	CA	94129	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
PLYMOUTH MEETING FRIENDS SCHOOL
2150 BUTLER PIKE	PLYMOUTH MEETING	PA	19462	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
POLICE ATHLETIC LEAGUE INC
34 1/2 EAST 12TH STREET	NEW YORK	NY	10003	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
RAMAPO FOR CHILDREN
PO BOX 266	RHINEBECK	NY	12572	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
ROSENBERG FUND FOR CHILDREN
116 PLEASANT STREET SUITE 348	EASTHAMPTON	MA	01027	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$250
RUTGERS UNIVERSITY FOUNDATION
7 COLLEGE AVENUE WINANTS HALL	NEW BRUNSWICK	NJ	089011261	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$75,000
SANCTUARY FOR FAMILIES
PO BOX 1406	NEW YORK	NY	102681406	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
SAY YES TO EDUCATION BENEFIT DINNER
162 WEST 56TH STREET SUITE 405	NEW YORK	NY	10019	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
SECOND STAGE THEATRE
305 W 43RD STREET	NEW YORK	NY	10036	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$3,500
SEEDS OF PEACE
370 LEXINGTON AVENUE SUITE 2103	NEW YORK	NY	10017	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,000
SELF HELP AFRICA
41 UNION SQUARE WEST SUITE 631	NEW YORK	NY	10003	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$15,000
SIGNATURE THEATRE COMPANY
630 NINTH AVENUE SUITE 1106	NEW YORK	NY	10036	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$200
SIMON WIESENTHAL CENTER
1399 SOUTH ROXBURY DRIVE	LOS ANGELES	CA	90035	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
SMITH COLLEGE
33 ELM STREET	NORTHAMPTON	MA	01063	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
SOUTHERN POVERTY LAW CENTER
400 WASHINGTON AVENUE	MONTGOMERY	AL	36104	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
SWARTHMORE COLLEGE
500 COLLEGE AVENUE	SWARTHMORE	PA	19081	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$30,000
SYRACUSE UNIVERSITY SCHOOL OF EDUCATION
SKYTOP ROAD SUITE 122	SYRACUSE	NY	13244	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
TEACH FOR AMERICA
142 TEMPLE STREET SUITE 303	NEW HAVEN	CT	06510	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
TIBET JUSTICE CENTER
440 GRAND AVENUE SUITE 425	OAKLAND	CA	94610	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$200
TIBET ORAL HISTORY PROJECT
PO BOX 6464	MORAGA	CA	945706464	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
TIDES FOUNDATION
PO BOX 29903	SAN FRANCISCO	CA	941290903	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$15,000
TRUSTEES OF COLUMBIA UNIVERSITY
622 WEST 113TH STREET	NEW YORK	NY	10025	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,500
TRUSTEES OF UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET	PHILADELPHIA	PA	191046205	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
UJA FEDERATION OF NEW YORK
130 EAST 59TH STREET	NEW YORK	NY	10022	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$70,000
URBAN JUSTICE CENTER
123 WILLIAM STREET 16TH FLOOR	NEW YORK	NY	10038	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
US HOLOCAUST MEMORIAL MUSEUM
100 RAOUL WALLENBERG PLACE SW	WASHINGTON	DC	200242126	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
WALL STREET SYNAGOGUE
47 BEEKMAN STREET	NEW YORK	NY	10038	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$2,500
WAR RESISTERS LEAGUE
339 LAFAYETTE STREET	NEW YORK	NY	10012	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000
WESTCHESTER LAND TRUST
403 HARRIS ROAD	BEDFORD HILLS	NY	10507	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$500
WOMEN FOR AFGHAN WOMEN
158-24 73RD AVENUE	FRESH MEADOWS	NY	11366	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$100
WORLD JEWISH CONGRESS FOUNDATION
2125 BISCAYNE BLVD SUITE 310	MIAMI	FL	33137	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$1,000
WWO WORLDWIDE ORPHANS FOUNDATION
515 VALLEY STREET SUITE 201	MAPLEWOOD	NJ	07040	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$45,000
YALE UNIVERSITY
PO BOX 2038	NEW HAVEN	CT	065212038	NONE	501(C)(3) PUBLIC CHA	UNRESTRICTED GRANT FOR DONEE'S EXEMPT PURPOSE	$5,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	974200	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$67	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$211,626	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$34,504	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$246,197	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	246197	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	1	ContributorNumber
Contributor Name Individual	MARTIN J WHITMAN	ContributorNameIndividual

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	C/O MILBANK TWEED HADLEY MCCLOY LLP	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10005	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	50000	AggregateContributions
Person Contribution Type	X	PersonContributionType

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	RSM MCGLADREY INC.	Category
Amount	$6,575	Amount
Net Investment Income	3287	NetInvestmentIncome
Disbursements Charitable Prps	3288	DisbursementsCharitablePrps

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther

Field	Value	IRS element (for citing)
Category Or Item	226,446.453 SHS THIRD AVENUE VALUE FUND	CategoryOrItem
Listed At Cost Or FMV	FMV	ListedAtCostOrFMV
Book Value	10336909	BookValue
EOYFMV	9089561	EOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses

Field	Value	IRS element (for citing)
Description	BANK CHARGES	Description
Revenue And Expenses Per Books	85	RevenueAndExpensesPerBooks
Net Investment Income	85	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
FOREIGN TAXES PAID	$11,776	11776	0
NYS DEPT OF LAW	$750	0	750