GARY W DIETRICH FAMILY FOUNDATION: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- GARY W DIETRICH FAMILY FOUNDATION (EIN 38-3339852)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-06-25
- IRS object ID
- 201201799349100510
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-06-25T12:30:55-00:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive | AddressLine1 |
| City | Fairfield | City |
| State | CT | State |
| ZIP Code | 06824 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 383339852 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Gary W Dietrich Family Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | GARY | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Gary W Dietrich | Name |
| Title | President | Title |
| Date Signed | 2012-06-25 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2012-06-25 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1042278 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 8 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 8 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 21261 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 21261 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 81386 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 483242 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 81386 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 102655 | TotalRevenueAndExpenses |
| Total Net Investment Income | 102655 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 7844 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 7844 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 2192 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 9901 | OtherExpensesRevAndExpnss |
| Other Expenses Dsbrs Chrtbl Prps | 9901 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 19937 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 7844 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 9901 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 52000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 52000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 71937 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 7844 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 61901 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 30718 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 94811 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 110762 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 66988 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 66988 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 854630 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 768110 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 793741 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 30000 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 191012 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 181549 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 995392 | TotalAssetsBOY |
| Total Assets EOY | 1026110 | TotalAssetsEOY |
| Total Assets EOYFMV | 1042278 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 995392 | RetainedEarningsBOY |
| Retained Earnings EOY | 1026110 | RetainedEarningsEOY |
| Total Net Assets BOY | 995392 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1026110 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 995392 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1026110 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 995392 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 30718 | ExcessOfRevenueOverExpenses |
| Subtotal | 1026110 | Subtotal |
| Total Net Assets Fund Balances EOY | 1026110 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 483242 | GrossSalesPrice |
| Cost Or Other Basis | 401856 | CostOrOtherBasis |
| Gain Or Loss | 81386 | GainOrLoss |
| Gains Minus Excess Or Losses | 81386 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 81386 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 53856 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1058916 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.050860 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 54425 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 976129 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.055756 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 74517 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 1187342 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.062760 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 77126 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 1429325 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.053960 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 74483 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 1359221 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.054798 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.278134 | TotalDistributionRatio |
| Average Distribution Ratio | 000.055627 | AverageDistributionRatio |
| Net Noncharitable Assets | 1091251 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 60703 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 948 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 61651 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 61901 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 948 | InvestmentIncomeExciseTax |
| Subtotal | 948 | Subtotal |
| Tax Based On Investment Income | 948 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1200 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 1200 | TotalCreditsAndPayments |
| Tax Paid Original Return | 1200 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Overpayment | 252 | Overpayment |
| Amount Credited To Next Year | 252 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | true | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Carolyn Dietrich | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Secretary | 001.00 | 0 |
| Gary W Dietrich | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | President / Director / Treasurer | 001.00 | 0 |
| Bridget McCarthy | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Assistant Secretary | 001.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1080414 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 27455 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1107869 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 1107869 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 16618 | CashDeemedCharitable |
| Net Noncharitable Assets | 1091251 | NetNoncharitableAssets |
| Minimum Investment Return | 54563 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 54563 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 948 | TaxBasedOnInvestmentIncome |
| Total Tax | 948 | TotalTax |
| Distributable Amount Before Adj | 53615 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 53615 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 53615 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 61901 | ExpensesAndContributions |
| Qualifying Distributions | 61901 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 948 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 60953 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 53615 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year5 | 11597 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 7614 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 16488 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 5931 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 2102 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 43732 | TotalExcessDistriCarryover |
| Qualifying Distributions | 61901 | QualifyingDistributions |
| Applied To Current Year | 53615 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 8286 | RemainingDistriFromCorpus |
| Total Corpus | 52018 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov From Year5 | 11597 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 40421 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 7614 | ExcessFromYear4 |
| Excess From Year3 | 16488 | ExcessFromYear3 |
| Excess From Year2 | 5931 | ExcessFromYear2 |
| Excess From Year1 | 2102 | ExcessFromYear1 |
| Excess From Current Year | 8286 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Gary W Dietrich | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (16 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AVIAN CONSERVATION CENTER | |||||||
| PO BOX 1247 | CHARLESTON | SC | 29402 | N/A | 509(a)(1) | Science Conservation Education Initiative | $5,000 |
| BOONE AND CROCKETT CLUB FOUNDATION | |||||||
| 250 STA DR | MISSOULA | MT | 59801 | N/A | 509(a)(3) | General Unrestricted | $10,000 |
| BOY SCOUTS OF AMERICA | |||||||
| 715 BETSY DR | COLUMBIA | SC | 29210 | N/A | 509(a)(1) | General Unrestricted | $2,000 |
| CHARLESTON MENS CHORUS INC | |||||||
| PO BOX 22674 | CHARLESTON | SC | 29413 | N/A | 509(a)(2) | General Unrestricted | $1,000 |
| COLUMBUS ZOOLOGICAL PARK ASSOCIATIO | |||||||
| 9990 RIVERSIDE DR | POWELL | OH | 43065 | N/A | 509(a)(2) | General Unrestricted | $2,500 |
| CONGAREE LAND TRUST | |||||||
| PO BOX 5232 | COLUMBIA | SC | 29250 | N/A | 509(a)(1) | Service Area Outreach Project | $2,000 |
| ELLOREE HERITAGE MUSEUM CULTURAL | |||||||
| PO BOX 54 | ELLOREE | SC | 29047 | N/A | 509(a)(1) | Elloree Heritage Museum Roof Air Conditioning | $3,000 |
| EQUEST CENTER FOR THERAPEUTIC RIDIN | |||||||
| 3777 RECTOR AVE NE | ROCKFORD | MI | 49341 | N/A | 509(a)(2) | Large Therapy Horses Needed at Equest Center | $2,000 |
| HILLSDALE COLLEGE | |||||||
| 33 E COLLEGE ST | HILLSDALE | MI | 49242 | N/A | 509(a)(1) | Barney Charter School Initiative | $2,000 |
| KALISPELL REGIONAL MEDICAL CENTER | |||||||
| 310 SUNNYVIEW LN | KALISPELL | MT | 59901 | N/A | 509(a)(1) | General Unrestricted | $3,000 |
| LOWCOUNTRY OPEN LAND TRUST INC | |||||||
| 80 ALEXANDER ST | CHARLESTON | SC | 29403 | N/A | 509(a)(1) | 2011 Wildlife Corridor Conservation Program | $2,500 |
| MAYO CLINIC | |||||||
| 200 1ST ST SW | ROCHESTER | MN | 55905 | N/A | 509(a)(2) | Research at Mayo Clinic Florida | $2,000 |
| MONTANA LAND RELIANCE | |||||||
| PO BOX 355 | HELENA | MT | 59624 | N/A | 509(a)(1) | Charitable Event | $2,000 |
| SOUTH CAROLINA WATERFOWL ASSOCIATIO | |||||||
| 9833 OLD RIVER RD | PINEWOOD | SC | 29125 | N/A | 509(a)(2) | General Unrestricted | $10,000 |
| SWAN VALLEY EMERGENCY SERVICES INC | |||||||
| PO BOX 1196 | CONDON | MT | 59826 | N/A | 509(a)(1) | Swan Valley Emergency Services EMT Fire Equipment | $2,000 |
| WEST MICHIGAN HOCKEY YOUTH FOUNDATI | |||||||
| 200 OTTAWA AVE NW STE 800 | GRAND RAPIDS | MI | 49503 | N/A | 509(a)(1) | General Unrestricted | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 52000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $8 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $21,261 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $81,386 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $102,655 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 102655 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (15 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BARCLAYS BANK PLC BUFFER NT LKD-0.00-04/04/2012 06738KEQ0 2000000.00% | 20000 | 20303 |
| BARCLAYS BANK PLC RTN NT LKD-0.00-05/23/2012 06738KCF6 1000000.00% | 10006 | 9583 |
| BARCLAYS BK PLC BUFF RTN LKD - 0.000 - 01/11/2012 06740PYM2 1500000.00% | 15000 | 15212 |
| DEUTSCHE BANK SECS INC NOTE MTN-0.00-05/16/2012 2515A16C0 2000000.00% | 20000 | 18848 |
| DEUTSCHE BK AG GLBL BUFFER NT LKD 00 11/07/2012 2515A1DZ1 1000000.00% | 10000 | 9938 |
| DEUTSCHE BK GLBL BUFF LKD 0.0 100 10/24/2012 2515A1DQ1 1000000.00% | 10000 | 9665 |
| GOLDMAN SACHS GROUP INC 04/10/2012 38143UTG6 1200000.00% | 12000 | 10385 |
| GOLDMAN SACHS GROUP INC 0.00000 09/05/2012LEV NT 38143UA92 1000000.00% | 10000 | 9587 |
| GOLDMAN SACHS GROUP TRIG NT LKD 0 - 12/05/2012 38143UZY0 1500000.00% | 15000 | 15549 |
| GOLDMAN SACHS INC-0.000-06/06/2012 38143UUX7 1000000.00% | 10000 | 8564 |
| HSBC 95 PPN FX BASKET 1/11/13 4042K1KK8 1000000.00% | 10006 | 9458 |
| JP MORGAN CHASE BANK NA-0.00-02/23/2012 48125XDB9 1200000.00% | 12000 | 10458 |
| JP MORGAN CHASE BANK NA-0.00-03/14/2012 48125XFK7 1200000.00% | 12000 | 10349 |
| JP MORGAN CHASE BANKCAP MKT NT LKD 0 - 10/29/2012 48125VBT6 1000000.00% | 10000 | 9593 |
| SG STRUCTURED PRODS INC-0.00-05/09/2012 78423AQ70 1500000.00% | 15000 | 14057 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (26 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 347 shares of DODGE COX FUNDS INTERNATIONAL STOCK FUND DODFX | 12281 | 10160 |
| 1346 shares of DREYFUS PREMIER EMERGING MARKETS DEBT LOCAL CURREN DDBIX | 20000 | 17714 |
| 7916 shares of EATON VANCE FLOATING RATE FUND INSTI SHARE EIBLX | 70500 | 69742 |
| 1975 shares of EATON VANCE GLOBAL MACRO FD CL I EIGMX | 20500 | 19394 |
| 1194 shares of HIGHBRIDGE DYNAMIC COMMOD STRATEGY FUND - SEL HDCSX | 22500 | 20453 |
| 120 shares of ISHARES TR S P MIDCAP 400 INDEX FD IJH | 8357 | 10513 |
| 2302 shares of JP MORGAN EXPANSION INDEX SELECT FUND PGMIX | 16067 | 22265 |
| 3116 shares of JP MORGAN INFLATION MANAGED BOND SEL CL JRBSX | 33250 | 32658 |
| 14831 shares of JP MORGAN SHORT DURATION BOND SELECT FUND HLLVX | 160014 | 162399 |
| 4430 shares of JP MORGAN STRATEGIC INCOME OPPORTUNIEIS FD SELECT JSOSX | 49364 | 50187 |
| 771 shares of JP MORGAN US REAL ESTATE FD SELECT SHS SUIEX | 11718 | 12483 |
| 7507 shares of JPMORGAN HIGH YIELD BOND FUND SELECT OHYFX | 53840 | 57200 |
| 1561 shares of JPMORGAN INTERNATIONAL CURRENCY INCOME FD JCISX | 17500 | 16907 |
| 1152 shares of JPMORGAN LARGE CAP GROWTH FUND SELECT SEEGX | 25000 | 24712 |
| 1541 shares of JPMORGAN MID CAP CORE-SEL JMRSX | 22500 | 24765 |
| 2421 shares of MANNING NAPIER FD, INC. EQUITY SRS EXEYX | 46000 | 42104 |
| 4201 shares of MANNING NAPIER FD, INC.WORLD OPPORTUNITIES SRS C EXWAX | 26315 | 27855 |
| 1012 shares of MATTHEWS PACIFIC TIGER FUND I MIPTX | 12285 | 20574 |
| 656 shares of MFS INTERNATIONAL VALUE I MINIX | 17000 | 16200 |
| 968 shares of NUVEEN TRADEWINDS VALUE OPPORTUNITIES FUND CL R NVORX | 21289 | 29457 |
| 282 shares of SPDR SP 500 ETF TRUST SPY | 35726 | 35391 |
| 91 shares of STREETTRACKS GOLD SHARES GLD | 7907 | 13831 |
| 1506 shares of T. ROWE PRICE NEW ASIA FUND PRASX | 19719 | 20950 |
| 947 shares of THE ARBITRAGE FUND CLASS I ARBNX | 12374 | 12412 |
| 285 shares of VANGUARD EMERGING MARKETS STOCK INDEX VIPERS VWO | 13604 | 10890 |
| 1254 shares of VANGUARD INTERMEDIATE-TERM CORPORATE FUND VFICX | 12500 | 12525 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Administrative Fees | Description |
| Revenue And Expenses Per Books | 9901 | RevenueAndExpensesPerBooks |
| Disbursements Charitable Prps | 9901 | DisbursementsCharitablePrps |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $7,844 | Amount |
| Net Investment Income | 7844 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| Estimated Tax for 2011 | $1,200 | 0 | 0 | 0 |
| Excise Tax for 2010 | $992 | 0 | 0 | 0 |
Comments