KLAUER FOUNDATION TRUST: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- KLAUER FOUNDATION TRUST (EIN 36-6013118)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-09
- IRS object ID
- 201201309349101010
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-09T13:21:35-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 366013118 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KLAUER FOUNDATION R63705009 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KLAU | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JPMORGAN CHASE BANKNAPOBOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2012-05-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 2852153 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 37 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 37 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 61060 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 61119 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 161440 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1528712 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 163447 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 222 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 222 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 222759 | TotalRevenueAndExpenses |
| Total Net Investment Income | 224825 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 32042 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 24031 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 8011 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 825 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 825 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 3643 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 776 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 15 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 907 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 15 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 36525 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 25714 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 8851 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 137175 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 137175 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 173700 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 25714 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 146026 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 49059 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 199111 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 12391 | CashBOY |
| Cash EOY | 15210 | CashEOY |
| Cash EOYFMV | 15210 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 71343 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 190193 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 190193 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 1893061 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1907267 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1989429 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 749796 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 663300 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 657321 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 2726591 | TotalAssetsBOY |
| Total Assets EOY | 2775970 | TotalAssetsEOY |
| Total Assets EOYFMV | 2852153 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 2726591 | CapitalStockBOY |
| Capital Stock EOY | 2775970 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 2726591 | TotalNetAssetsBOY |
| Total Net Assets EOY | 2775970 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2726591 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 2775970 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2726591 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 49059 | ExcessOfRevenueOverExpenses |
| Other Increases | 320 | OtherIncreases |
| Subtotal | 2775970 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 2775970 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (5 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITES | 1513368 | 1367272 | 146096 | 146096 | |
| POWERSHARES DB INDEX K-1 | -496 | -496 | P | ||
| POWERSHARES DB INDEX K-1 | 1703 | 1703 | P | ||
| POWERSHARES DB INDEX SEC 1256 | 800 | 800 | P | ||
| CAPITAL GAINS DIVIDENDS | 15344 | 15344 | 15344 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 163447 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 125077 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2937946 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.042573 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 103422 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2623828 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.039416 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 227930 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 3043176 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.074899 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 140196 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 3628756 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.038635 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 127378 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2928351 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.043498 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.239021 | TotalDistributionRatio |
| Average Distribution Ratio | 0.047804 | AverageDistributionRatio |
| Net Noncharitable Assets | 3010687 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 143923 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1991 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 145914 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 146026 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1991 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1991 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1991 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 2000 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 2000 | TotalCreditsAndPayments |
| Overpayment | 9 | Overpayment |
| Amount Credited To Next Year | 9 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | IL | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANK NA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2149652231 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2200 ROSS AVE | AddressLine1 |
| City | DALLAS | City |
| State | TX | State |
| ZIP Code | 75201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JPMORGAN CHASE BANK NA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 2.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 32042 | Compensation |
| Contri To Empl Benefit Plans Etc | 0 | ContriToEmplBenefitPlansEtc |
| Expense Account Other Allowances | 0 | ExpenseAccountOtherAllowances |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2949509 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 107026 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3056535 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 3056535 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 45848 | CashDeemedCharitable |
| Net Noncharitable Assets | 3010687 | NetNoncharitableAssets |
| Minimum Investment Return | 150534 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 150534 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1991 | TaxBasedOnInvestmentIncome |
| Total Tax | 1991 | TotalTax |
| Distributable Amount Before Adj | 148543 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 148543 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 148543 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 146026 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 146026 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1991 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 144035 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 148543 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 136211 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 146026 | QualifyingDistributions |
| Applied To Year1 | 136211 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 9815 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 138728 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JPMORGAN CHASE BANK NA | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 606032003 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 3127326385 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | PER TRUST INSTRUMENT | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (45 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ASSN OF FUNDRAISING PROFESSIONALS | |||||||
| 3390 WINDSOR AVE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| BETHANY HOME | |||||||
| 321 N CHESTNUT ST | LINDSBORG | KS | 67456 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| BOYS & GIRLS CLUB OF GREATER DUBUQUE | |||||||
| 1299 LOCUST | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| CAMP ALBRECHT ACRES OF THE MIDWEST | |||||||
| PO BOX 50 | SHERRILL | IA | 52073 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $500 |
| CARNEGIE STOUT LIBRARY FOUNDATION | |||||||
| PO BOX 27 | DUBUQUE | IA | 520040027 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| CATHOLIC CHARITIES OF THE ARCHDIOCESE OF DUBUQUE | |||||||
| PO BOX 1309 | DUBUQUE | IA | 520041309 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| CLARKE COLLEGE - KLAUER FAMILY SCHOLARSHIP FUND | |||||||
| 1550 CLARKE DRIVE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| COLTS DRUM & BUGLE CORPS | |||||||
| 1101 CENTRAL AVE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| COMMUNITY FOUNDATION OF GREATER DUBUQUE | |||||||
| PO BOX 902 | DUBUQUE | IA | 520040902 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $14,000 |
| DIVINE WORD COLLEGE | |||||||
| 102 JACOBY DR SW | EPWORTH | IA | 52045 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $500 |
| DUBUQUE ARBORETUM & BOTANICAL GARDENS | |||||||
| MARSHALL PARK | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $500 |
| DUBUQUE ARTS COUNCIL | |||||||
| 2728 ASBURY ROAD | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $500 |
| DUBUQUE COUNTY HISTORICAL SOCIETY | |||||||
| PO BOX 266 | DUBUQUE | IA | 520040266 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| DUBUQUE HUMANE SOCIETY | |||||||
| 175 NORTH CRESCENT RIDGE | DUBUQUE | IA | 52003 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,500 |
| DUBUQUE MUSEUM OF ART | |||||||
| 701 LOCUST STREET | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| DUBUQUE SYMPHONY ORCHESTRA | |||||||
| 2728 ASBURY RD SUITE 900 | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| FINLEY HEALTH FOUNDATION | |||||||
| 350 NORTH GRANDVIEW AVE | DUBUQUE | IA | 520016328 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $4,000 |
| FOUR MOUNDS FOUNDATION | |||||||
| 4900 PERU ROAD | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| GRAND OPERA HOUSE | |||||||
| PO BOX 632 | DUBUQUE | IA | 520040632 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| HILLCREST FAMILY SERVICES | |||||||
| 2005 ASBURY | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| HILLS & DALES | |||||||
| 1011 DAVIS AVE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| HOLY FAMILY CATHOLIC SCHOOLS | |||||||
| 2005 KANE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| IOWA COLLEGE FOUNDATION | |||||||
| 505 - 5TH AVE SUITE 1034 | DES MOINES | IA | 50309 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| IOWA SCHOLARSHIP FUND INC U OF IA | |||||||
| CARVER-HAWKEYE ARENA | IOWA CITY | IA | 52242 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| JUNIOR ACHIEVEMENT - HEARTLAND | |||||||
| 2728 ASBURY ROAD | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| LINWOOD CEMETERY ASSOCIATION | |||||||
| 2735 WINDSOR | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $200 |
| LORAS COLLEGE - KLAUER FAMILY SCHOLARSHIP FUND | |||||||
| PO BOX 178 | DUBUQUE | IA | 520040178 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| LUTHER MANOR | |||||||
| 4545 NORTH 92ND STREET | WAUWATOSA | WI | 53225 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| MARIA HOUSEOPENING DOORS | |||||||
| 1561 JACKSON STREET | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $500 |
| MERCY MEDICAL CENTER | |||||||
| 250 MERCY DRIVE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| MOUNT PLEASANT HOME | |||||||
| 301 SOUTH HUNTINGTON AVENUE | JAMAICA PLAIN | MA | 02130 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| RED CROSS | |||||||
| 2400 ASBURY ROAD | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $500 |
| SAINT MARKS COMMUNITY CENTER | |||||||
| 1201 LOCUST ST | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| SALVATION ARMY | |||||||
| PO BOX 416 | DUBUQUE | IA | 520040416 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $400 |
| SISTERS OF CHARITY | |||||||
| PO BOX 858 | DUBUQUE | IA | 520040858 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| SISTERS OF ST FRANCIS | |||||||
| 3390 WINDSOR AVE | DUBUQUE | IA | 520011311 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| ST VINCENT DE PAUL SOCIETY | |||||||
| 1351 IOWA STREET | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $825 |
| STONEHILL CARE CENTER | |||||||
| 3485 WINDSOR AVE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| TERESA SHELTER OPENING DOORS | |||||||
| 1111 BLUFF DRIVE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $500 |
| TRI-STATE INDEPENDENT BLIND SOC | |||||||
| 3333 ASBURY | DUBUQUE | IA | 52002 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $250 |
| UNITED WAY OF DUBUQUE | |||||||
| 215 WEST 6TH STREET | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $24,000 |
| UNIVERSITY OF DUBUQUE - KLAUER FAMILY SCHOLARSHIP FUND | |||||||
| 2000 UNIVERSITY AVENUE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| UNIVERSITY OF NOTRE DAME - SCHOLARSHIPS | |||||||
| 115 MAIN BUILDINGS | NOTRE DAME | IN | 465565602 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,000 |
| VISITING NURSE ASSOCIATION | |||||||
| PO BOX 359 | DUBUQUE | IA | 520040359 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| WARTBURG SEMINARY | |||||||
| 333 WARTBURG PLACE | DUBUQUE | IA | 52001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 137175 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $37 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $61,060 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $222 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $161,440 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $222,759 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 222759 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEES | Category |
| Amount | $825 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 825 | DisbursementsCharitablePrps |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | N/A | Description |
| Amount | $0 | Amount |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (9 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BLACKROCK HIGH YIELD BOND - 15101.37 SHS | 118546 | 111599 |
| JPM HIGH YIELD FD - SEL FUND 3580 6.04% - 14234.58 SHS | 110087 | 108468 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 0.86% - 14850.2 SHS | 159820 | 162610 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 4747.81 SHS | 67266 | 62481 |
| JPM STR INC OPP FD FUND 3844 3.23% - 7383.2 SHS | 74855 | 83652 |
| JPM INTL CURRENCY INCOME FD 1.21% - 5495.01 SHS | 60499 | 59511 |
| JPM TR I INFL MANAGED BD - SEL 2.19% - 2588.29 SHS | 27617 | 27125 |
| DB 95% PPN FX BASKET 2/1/13 7/29/11 - 25000 SHS | 24778 | 23105 |
| BARC 93% PPN CURRENCY BASKET 9/13/13 ,UNCAPPED 9/9/11 - 20000 SHS | 19832 | 18770 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (125 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 46 SHS | 2123 | 2587 |
| ALLERGAN INC - 16 SHS | 1379 | 1404 |
| AMAZON COM INC - 27 SHS | 3611 | 4674 |
| ANADARKO PETROLEUM CORP - 33 SHS | 2440 | 2519 |
| APPLE INC. - 33 SHS | 4800 | 13365 |
| AUTOZONE INC - 5 SHS | 1436 | 1625 |
| BAKER HUGHES INC - 23 SHS | 1315 | 1119 |
| CVS CAREMARK CORPORATION - 38 SHS | 761 | 1550 |
| CAMPBELL SOUP COMPANY - 55 SHS | 1977 | 1828 |
| CAPITAL ONE FINANCIAL CORP - 43 SHS | 1957 | 1818 |
| CARDINAL HEALTH INC - 71 SHS | 2132 | 2883 |
| CELGENE CORPORATION - 41 SHS | 2064 | 2772 |
| CISCO SYSTEMS INC - 236 SHS | 2787 | 4267 |
| CITRIX SYSTEMS INC - 17 SHS | 982 | 1032 |
| COCA-COLA CO - 31 SHS | 2120 | 2169 |
| COLGATE PALMOLIVE CO - 21 SHS | 1655 | 1940 |
| DARDEN RESTAURANTS INC - 22 SHS | 953 | 1003 |
| E I DU PONT DE NEMOURS & CO - 105 SHS | 4049 | 4807 |
| E M C CORP MASS - 80 SHS | 1638 | 1723 |
| EMERSON ELECTRIC CO - 41 SHS | 2215 | 1910 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 42 SHS | 921 | 1545 |
| GENERAL ELECTRIC CO - 122 SHS | 1984 | 2185 |
| GENERAL MILLS INC - 50 SHS | 1467 | 2021 |
| HOME DEPOT INC - 35 SHS | 1182 | 1471 |
| HUMANA INC - 39 SHS | 3038 | 3417 |
| JOHNSON & JOHNSON - 65 SHS | 4100 | 4263 |
| JOHNSON CONTROLS INC - 155 SHS | 3458 | 4845 |
| LAM RESEARCH CORP - 16 SHS | 702 | 592 |
| THE ESTEE LAUDER COMPANIES INC CL A - 13 SHS | 1317 | 1460 |
| LENNAR CORP - 65 SHS | 981 | 1277 |
| LOWES COMPANIES INC - 167 SHS | 3615 | 4238 |
| MICROS SYSTEMS INC - 13 SHS | 652 | 606 |
| MICROSOFT CORP - 340 SHS | 8710 | 8826 |
| NIKE INC B - 28 SHS | 1846 | 2698 |
| NORFOLK SOUTHERN CORP - 81 SHS | 3203 | 5902 |
| OCCIDENTAL PETROLEUM CORP - 67 SHS | 4303 | 6278 |
| ORACLE CORP - 140 SHS | 3251 | 3591 |
| PACCAR INC - 75 SHS | 2661 | 2810 |
| PFIZER INC - 259 SHS | 3572 | 5605 |
| PIONEER NATURAL RESOURCES CO - 10 SHS | 744 | 895 |
| PROCTER & GAMBLE CO - 75 SHS | 3975 | 5003 |
| QUALCOMM INC - 72 SHS | 2665 | 3938 |
| T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 1761.1 SHS | 23188 | 24497 |
| SCHLUMBERGER LTD - 72 SHS | 6016 | 4918 |
| SOUTHWESTERN ENERGY CO - 19 SHS | 750 | 607 |
| UNITED TECHNOLOGIES CORP - 76 SHS | 4357 | 5555 |
| VERTEX PHARMACEUTICALS INC - 32 SHS | 1004 | 1063 |
| WILLIAMS COMPANIES INC - 84 SHS | 2532 | 2774 |
| XILINX CORP - 76 SHS | 2272 | 2437 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 44 SHS | 2243 | 2830 |
| WELLS FARGO & CO - 233 SHS | 5346 | 6421 |
| THORNBURG VALUE FUND FD CL I - 2514.81 SHS | 80499 | 75168 |
| BANK OF AMERICA CORP - 234 SHS | 3470 | 1301 |
| GOLDMAN SACHS GROUP INC - 29 SHS | 2718 | 2622 |
| DEVON ENERGY CORP - 14 SHS | 938 | 868 |
| EOG RESOURCES INC - 13 SHS | 823 | 1281 |
| HONEYWELL INTERNATIONAL INC - 54 SHS | 2212 | 2935 |
| DOMINION RESOURCES INC VA - 30 SHS | 1512 | 1592 |
| TARGET CORP - 39 SHS | 1845 | 1998 |
| UNITEDHEALTH GROUP INC - 50 SHS | 2074 | 2534 |
| VERIZON COMMUNICATIONS INC - 92 SHS | 2081 | 3691 |
| GLOBAL PAYMENTS INC - 25 SHS | 1221 | 1185 |
| US BANCORP DEL - 75 SHS | 1974 | 2029 |
| ISHARES COHEN & STEERS REALTY MAJORS INDEX FUND - 437 SHS | 13174 | 30686 |
| DODGE & COX INTERNATIONAL STOCK - 2589.27 SHS | 95156 | 75710 |
| ISHARES RUSSELL MIDCAP GROWTH INDEX FUND - 1500 SHS | 85606 | 82575 |
| ISHARES RUSSELL MIDCAP INDEX FUND - 610 SHS | 54050 | 60036 |
| YUM BRANDS INC - 75 SHS | 2579 | 4426 |
| CENTERPOINT ENERGY INC - 149 SHS | 2539 | 2993 |
| COMCAST CORP CL A - 85 SHS | 1532 | 2015 |
| CARNIVAL CORPORATION - 62 SHS | 2084 | 2024 |
| ARBITRAGE FUNDS - I CL I - 5018.11 SHS | 65691 | 65737 |
| ASTON OPTIMUM MID CAP FUND I - 1927.73 SHS | 65119 | 57774 |
| JPM LARGE CAP GROWTH FD - SEL FUND 3118 - 1666.67 SHS | 35000 | 35767 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 1827.34 SHS | 28515 | 29585 |
| JPM MID CAP GROWTH - SEL FUND 3120 - 1802.2 SHS | 33346 | 35287 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 5319.76 SHS | 101309 | 105012 |
| AT&T INC - 100 SHS | 3541 | 3024 |
| CBS CORP CLASS B W/I - 106 SHS | 2865 | 2877 |
| EDGEWOOD GROWTH FUND - 9293.57 SHS | 72249 | 108549 |
| CAMERON INTERNATIONAL CORPORATION - 20 SHS | 1059 | 984 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND - 3694 SHS | 83156 | 99147 |
| HARTFORD CAPITAL APPRECIATION FUND - 2660.78 SHS | 80499 | 76657 |
| MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 8102.56 SHS | 51932 | 53720 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 9284.4 SHS | 96019 | 91173 |
| INVESCO LTD - 95 SHS | 1845 | 1909 |
| NETAPP INC - 20 SHS | 713 | 725 |
| ACE LTD NEW - 35 SHS | 1886 | 2454 |
| ARTIO INTERNATIONAL 3 II - I - 1074.09 SHS | 8120 | 10258 |
| TYCO INTERNATIONAL LTD - 60 SHS | 2342 | 2803 |
| TIME WARNER INC NEW - 183 SHS | 4445 | 6614 |
| MERCK AND CO INC - 189 SHS | 6193 | 7125 |
| JPM RESEARCH MARKET NEUTRAL FD - SEL - 2935.49 SHS | 45092 | 42036 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 2629.92 SHS | 37515 | 45050 |
| NEXTERA ENERGY INC - 32 SHS | 1828 | 1948 |
| MS BREN CMDTY DJUBSF2 1/12/12 DOW JONES-UBS INDEX 07/02/10 - 20000 SHS | 19750 | 22759 |
| MATTHEWS PACIFIC TIGER INSTL FUND - 4175.43 SHS | 65850 | 84845 |
| BARC BREN EAFE 2/23/12 INITIAL LEVEL-2/4/11- 30000 SHS | 29700 | 26115 |
| DB REN SPX 3/7/12 INITIAL LEVEL-2/18/11- 50000 SHS | 49500 | 47080 |
| CS BREN EAFE 3/14/12 INITIAL LEVEL-02/25/11- 30000 SHS | 29700 | 25950 |
| COVIDIEN PLC NEW - 53 SHS | 2238 | 2386 |
| GS REN SPX 4/10/12 INITIAL LEVEL-3/25/11- 50000 SHS | 49500 | 48445 |
| JOHN HANCOCK II-EMG MKTS-I - 2790.33 SHS | 29103 | 25280 |
| CITIGROUP INC NEW - 92 SHS | 3437 | 2421 |
| BNP CONT BUFF EQ SPX 05/23/12 INITIAL LEVEL-05/06/11- 50000 SHS | 49500 | 47734 |
| GS BREN EAFE 06/20/12 INITIAL LEVEL-06/03/11:- 30000 SHS | 29700 | 25547 |
| MS CONT BUFF EQ SPX 06/20/12 INITIAL LEVEL-06/03/11 - 45000 SHS | 44550 | 43823 |
| DB BREN ASIA BASKET 07/11/12 INITIAL LEVEL-06/24/11- 30000 SHS | 29700 | 26034 |
| CS BREN EAFE 07/25/12 INITIAL LEVEL-07/01/11: - 30000 SHS | 29700 | 24840 |
| GS CONT BUFF EQ SPX 08/08/12 INITIAL LEVEL-07/22/11- 50000 SHS | 49500 | 47017 |
| BROADCOM CORP CL A - 25 SHS | 831 | 734 |
| JUNIPER NETWORKS INC - 127 SHS | 2630 | 2592 |
| EXXON MOBIL CORP - 79 SHS | 4964 | 6696 |
| METLIFE INC - 106 SHS | 3896 | 3305 |
| MONSANTO CO - 16 SHS | 1110 | 1121 |
| KRAFT FOODS INC CLASS A - 101 SHS | 3487 | 3773 |
| PRUDENTIAL FINANCIAL INC - 46 SHS | 1580 | 2306 |
| CONOCOPHILLIPS - 56 SHS | 2645 | 4081 |
| BIOGEN IDEC INC - 28 SHS | 2079 | 3081 |
| BAIDU INC SPONS ADR - 10 SHS | 922 | 1165 |
| INTERCONTINENTAL EXCHANGE INC - 7 SHS | 782 | 844 |
| TD AMERITRADE HOLDING CORPORATION - 66 SHS | 1018 | 1033 |
| MASTERCARD INC - CLASS A - 4 SHS | 731 | 1491 |
| GENERAL MOTORS CO - 78 SHS | 2649 | 1581 |
| GS BREN EEM 11/07/12 INITIAL LEVEL-10/21/11- 30000 SHS | 29700 | 29903 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ILLINOIS CHARITY BUREAU | 15 | 0 | 15 |
| POWERSHARES DB INDEX K-1 | 0 | 907 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OID INCOME | Description |
| Revenue And Expenses Per Books | 222 | RevenueAndExpensesPerBooks |
| Net Investment Income | 222 | NetInvestmentIncome |
| Adjusted Net Income | 222 | AdjustedNetIncome |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RETURN OF CAPITAL ADJUSTMENT | Description |
| Amount | $320 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| EXCISE TAX BALANCE DUE - PRIOR YEAR | $867 | 0 | 0 |
| ESTIMATED EXCISE TAX - CURRENT YEAR | $2,000 | 0 | 0 |
| FOREIGN TAXES WITHHELD | $776 | 776 | 0 |
Comments