ST AMBROSE UNIVERSITY: Form 990, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- ST AMBROSE UNIVERSITY (EIN 42-0703280)
- Tax period
- 2010-07-01 to 2011-06-30
- Filed
- 2012-05-01
- IRS object ID
- 201201229349300865
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-01T15:42:07-05:00 | Timestamp |
| Tax Period End Date | 2011-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY & PULLEN LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 THIRD AVENUE SE STE 300 | AddressLine1 |
| City | CEDAR RAPIDS | City |
| State | IA | State |
| ZIP Code | 524011512 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2010-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 420703280 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ST AMBROSE UNIVERSITY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | STAM | NameControl |
| Phone | 5633336329 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 518 WEST LOCUST STREET | AddressLine1 |
| City | DAVENPORT | City |
| State | IA | State |
| ZIP Code | 52803 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | MICHAEL POSTER | Name |
| Title | VP OF FINANCE | Title |
| Phone | 5633336329 | Phone |
| Date Signed | 2012-04-19 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KAY HEGARTY | Name |
| Phone | 3192985333 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
Doing Business As DoingBusinessAs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | SISTER JOAN LESCINSKI | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 518 WEST LOCUST STREET | AddressLine1 |
| City | DAVENPORT | City |
| State | IA | State |
| ZIP Code | 52803 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 107135702 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | SAU.EDU | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1885 | YearFormation |
| State Legal Domicile | IA | StateLegalDomicile |
| Activity Or Mission Description | THE UNIVERSITY PROVIDES A COMBINATION OF QUALITY INSTRUCTION IN THE LIBERAL ARTS ALONG WITH PRE-PROFESSIONAL, PROFESSIONAL, CAREER PREPARATION AND A VARIETY OF LIFE-LONG LEARNING PROGRAMS. THE UNIVERSITY OFFERS FOCUSED DEVELOPMENTAL AND ENRICHMENT PROGRAMS TO MEET THE INDIVIDUAL NEEDS OF ITS DIVERSE STUDENTS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 28 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 27 | NbrIndependentVotingMembers |
| Total Nbr Employees | 1988 | TotalNbrEmployees |
| Total Nbr Volunteers | 100 | TotalNbrVolunteers |
| Total Gross UBI | 354480 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 6556386 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 5536645 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 78442393 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 82096860 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 1824585 | InvestmentIncomePriorYear |
| Investment Income Current Year | 3039080 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 607585 | OtherRevenuePriorYear |
| Other Revenue Current Year | 252857 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 87430949 | TotalRevenuePriorYear |
| Total Revenue Current Year | 90925442 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 23196036 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 24989932 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 34671970 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 36049718 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 49950 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 49661 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 1787745 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 23285153 | OtherExpensePriorYear |
| Other Expenses Current Year | 22978150 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 81203109 | TotalExpensesPriorYear |
| Total Expenses Current Year | 84067461 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 6227840 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 6857981 | RevenuesLessExpensesCY |
| Total Assets BOY | 201633228 | TotalAssetsBOY |
| Total Assets EOY | 223568338 | TotalAssetsEOY |
| Total Liabilities BOY | 82233283 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 79363181 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 119399945 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 144205157 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | ST. AMBROSE UNIVERSITY - INDEPENDENT, DIOCESAN, AND CATHOLIC - ENABLES ITS STUDENTS TO DEVELOP INTELLECTUALLY, SPIRITUALLY, ETHICALLY, SOCIALLY, ARTISTICALLY AND PHYSICALLY TO ENRICH THEIR OWN LIVES AND THE LIVES OF OTHERS. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 24421248 | Expense |
| Revenue | 68264208 | Revenue |
| Description | INSTRUCTION: THE UNIVERSITY'S UNDERGRADUATE AND GRADUATE PROGRAMS ARE MADE UP OF THREE COLLEGES: ARTS AND SCIENCES, BUSINESS AND EDUCATION AND HEALTH SCIENCES. THIRTEEN BACHELORS, FOURTEEN MASTERS AND TWO DOCTORAL DEGREES ARE OFFERED. THE UNIVERSITY OFFERS A FALL AND SPRING SEMESTER, PLUS WINTER INTERIM AND SUMMER SESSIONS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 24989932 | Expense |
| Grants | 24989932 | Grants |
| Description | STUDENT AID & SCHOLARSHIPS: ST. AMBROSE UNIVERSITY SERVES STUDENTS BY PROVIDING SCHOLARSHIPS AND GRANTS FUNDED BY FEDERAL, STATE, UNIVERSITY AND PRIVATE SOURCES. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 7030744 | Expense |
| Revenue | 13479483 | Revenue |
| Description | AUXILIARY ENTERPRISES & ACTIVITIES: ST. AMBROSE UNIVERSITY SELLS BOOKS AND OTHER INSTRUCTIONAL MATERIALS THROUGH THE UNIVERSITY'S BOOKSTORE. IT ALSO PROVIDES FOOD SERVICE AND HOUSING FOR AN APPROXIMATE CAPACITY OF 1,500 STUDENTS. | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 10008580 | Expense |
| Description | OTHER PROGRAM SERVICES: ST. AMBROSE UNIVERSITY SERVES THE STUDENT COMMUNITY BY PROVIDING FINANCIAL AID ASSISTANCE, REGISTRATION, ADMISSIONS, COUNSELING, RESIDENCE LIFE, CAREER DEVELOPMENT, CAMPUS RECREATION, AND OTHER PROGRAMS. INSTITUTIONAL SUPPORT OF THE UNIVERSITY IS ALSO PROVIDED BY THE PRESIDENT'S OFFICE, HUMAN RESOURCES, GENERAL ACCOUNTING, STUDENT ACCOUNTS, ADVANCEMENT, ALUMNI RELATIONS, COMMUNICATIONS & MARKETING AND OTHER RELATED OFFICES. OTHER PROGRAM SERVICES INCLUDES INTEREST AND DEPRECIATION EXPENSE. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 10008580 | TotalOfOtherProgramServiceExp |
| Total Program Service Expense | 66450504 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 1 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 1 | ProfessionalFundraising |
| Fundraising Activities | 1 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 1 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 1 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transaction Related Entity | 1 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 118 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 1988 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 1 | QuidProQuoContributions |
| Quid Pro Quo Disclosure | 1 | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 28 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 27 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 1 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MICHAEL POSTER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5633336329 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 518 WEST LOCUST STREET | AddressLine1 |
| City | DAVENPORT | City |
| State | IA | State |
| ZIP Code | 52803 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (37 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| BISHOP MARTIN AMOS | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| JOHN ANDERSON | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| SUSAN BALTHASAR | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MICHAEL A BAUER | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| RITA BAWDEN | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| TOM BERTHEL | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR DAN BRODERICK | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| ED CARROLL | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| LEN CERVANTES | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| BISHOP DAVID R CHOBY | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| JAMES M FIELD | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| DR MICHAEL C GIUDICI | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| BERNIE HARDIEK | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| JEF HECKINGER | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MSGR FRANK HENRICKSEN | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| TOM HIGGINS | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MIKE HUMES | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MSGR JOHN HYLAND | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| BARB JOHNSON | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| BRIAN LEMEK | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| ELIZABETH LEMEK | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| JILL MCLAUGHLIN | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| LINDA NEUMAN | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| GAYLE ROBERTS | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| PAUL SACHS | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| PAUL TRENSHAW | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| LISA WARE | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| SR JOAN LESCINSKI CSJ | |||||||
| PRESIDENT/BOARD MEMBER | 40.00 | X | 0 | 0 | 0 | X | |
| DR PAUL KOCH | |||||||
| VP ACADEMIC AFFAIRS | 40.00 | 160685 | 0 | 24181 | X | ||
| DR JAMES LOFTUS | |||||||
| VP ENROLLMENT MANAGEMENT | 40.00 | 157654 | 0 | 25640 | X | ||
| DR EDWARD LITTIG | |||||||
| VP ADVANCEMENT | 40.00 | 151187 | 0 | 41897 | X | ||
| MICHAEL POSTER | |||||||
| VP FINANCE | 40.00 | 138216 | 0 | 23286 | X | ||
| DR JOHN BYRNE | |||||||
| PROFESSOR | 40.00 | 116384 | 0 | 24658 | X | ||
| DR DAVID O'CONNELL | |||||||
| DEAN | 40.00 | 115937 | 0 | 23445 | X | ||
| DR SANDRA CASSADY | |||||||
| DEAN | 40.00 | 113860 | 0 | 26173 | X | ||
| DR LINDA BROWN | |||||||
| PROFESSOR | 40.00 | 112349 | 0 | 8624 | X | ||
| DR RANDY RICHARDS | |||||||
| PROFESSOR | 40.00 | 110922 | 0 | 8150 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 1177194 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 206054 | TotalOtherCompensation |
| Number Individuals GT100 K | 16 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| ESTES COMPANY | |||||
| PO BOX 3608 | DAVENPORT | IA | 52808 | CONSTRUCTION | 4809898 |
| THE NORTHERN TRUST COMPANY | |||||
| 50 S LASALLE ST | CHICAGO | IL | 60675 | INVESTMENT MANAGEMENT | 455332 |
| LIPMAN HEARNE INC | |||||
| 200 S MICHIGAN STE 1600 | CHICAGO | IL | 60604 | MARKETING | 331825 |
| ZEHNO | |||||
| 757 ST CHARLES AVE STE 203 | NEW ORLEANS | LA | 70130 | ADVERTISING | 271339 |
| PER MAR SECURITY SERVICE | |||||
| 1910 E KIMBERLY RD | DAVENPORT | IA | 52808 | SECURITY | 268031 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 9 | NumberOfContractorsGT100K |
| Federated Campaigns | 34383 | FederatedCampaigns |
| Fundraising Events | 188983 | FundraisingEvents |
| Government Grants | 954285 | GovernmentGrants |
| All Other Contributions | 4358994 | AllOtherContributions |
| Noncash Contributions | 782452 | NoncashContributions |
| Total Contributions | 5536645 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| EDUCATION/GENERAL | 611710 | 68264208 | 68264208 | |
| AUXILIARY ENTERPRISES | 624410 | 13814636 | 13479483 | 335153 |
| ACCRUED INTEREST | 900003 | 18016 | 18016 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 82096860 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2204765 | TotalRevenueColumn |
| Exclusion | $2,204,765 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 106626 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 61596 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 45030 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 45030 | TotalRevenueColumn |
| Unrelated Business Revenue | -323 | UnrelatedBusinessRevenue |
| Exclusion | $45,353 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 15249327 | Securities |
| Other | 1007 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 14408495 | Securities |
| Other | 7524 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 840832 | Securities |
| Other | -6517 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 834315 | TotalRevenueColumn |
| Exclusion | $834,315 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 97195 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 188983 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 44146 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 53049 | TotalRevenueColumn |
| Exclusion | $53,049 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | 1841643 | GrossSalesOfInventory |
| Cost Of Goods Sold | 1688499 | CostOfGoodsSold |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 153144 | TotalRevenueColumn |
| Exclusion | $153,144 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 PARTNERSHIP | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 1634 | TotalRevenueColumn |
| Unrelated Business Revenue | 1634 | UnrelatedBusinessRevenue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1634 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 90925442 | TotalRevenueColumn |
| Related Or Exempt Function Income | 81743691 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 354480 | UnrelatedBusinessRevenue |
| Exclusion | $3,290,626 | ExclusionAmount |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24989932 | Total |
| Program Services | 24989932 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1056624 | Total |
| Program Services | 428022 | ProgramServices |
| Management And General | 428129 | ManagementAndGeneral |
| Fundraising | 200473 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 28919807 | Total |
| Program Services | 23986554 | ProgramServices |
| Management And General | 4077606 | ManagementAndGeneral |
| Fundraising | 855647 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1345218 | Total |
| Program Services | 1125562 | ProgramServices |
| Management And General | 173007 | ManagementAndGeneral |
| Fundraising | 46649 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2681935 | Total |
| Program Services | 1908593 | ProgramServices |
| Management And General | 698692 | ManagementAndGeneral |
| Fundraising | 74650 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2046134 | Total |
| Program Services | 1598868 | ProgramServices |
| Management And General | 380283 | ManagementAndGeneral |
| Fundraising | 66983 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 102681 | Total |
| Management And General | 102681 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 114514 | Total |
| Management And General | 114514 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 24017 | Total |
| Management And General | 24017 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 49661 | Total |
| Fundraising | 49661 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 520649 | Total |
| Management And General | 520649 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6181 | Total |
| Management And General | 6181 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1077680 | Total |
| Program Services | 52587 | ProgramServices |
| Management And General | 926678 | ManagementAndGeneral |
| Fundraising | 98415 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1585405 | Total |
| Program Services | 1124477 | ProgramServices |
| Management And General | 353780 | ManagementAndGeneral |
| Fundraising | 107148 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 709632 | Total |
| Management And General | 709632 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1821382 | Total |
| Program Services | 127367 | ProgramServices |
| Management And General | 1694015 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 865953 | Total |
| Program Services | 719628 | ProgramServices |
| Management And General | 68896 | ManagementAndGeneral |
| Fundraising | 77429 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 13386 | Total |
| Program Services | 10227 | ProgramServices |
| Management And General | 3159 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2187068 | Total |
| Program Services | 2187068 | ProgramServices |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3698701 | Total |
| Program Services | 1453776 | ProgramServices |
| Management And General | 2170906 | ManagementAndGeneral |
| Fundraising | 74019 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 428630 | Total |
| Program Services | 1962 | ProgramServices |
| Management And General | 426668 | ManagementAndGeneral |
Other Expenses OtherExpenses (5 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| FOOD COSTS | 3508099 | 3458762 | 796 | 48541 |
| EQUIP AND MAINTENANCE | 1917526 | 547819 | 1361898 | 7809 |
| CONTRACT SERVICES | 502391 | 142823 | 322773 | 36795 |
| LIBRARY BOOKS AND BINDI | 499442 | 499442 | ||
| ATHLETICS | 407367 | 407367 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2987446 | Total |
| Program Services | 1679668 | ProgramServices |
| Management And General | 1264252 | ManagementAndGeneral |
| Fundraising | 43526 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 84067461 | Total |
| Program Services | 66450504 | ProgramServices |
| Management And General | 15829212 | ManagementAndGeneral |
| Fundraising | 1787745 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -355710 | BOY |
| EOY | 1694668 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 19131310 | BOY |
| EOY | 23213309 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3792882 | BOY |
| EOY | 2838792 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1373022 | BOY |
| EOY | 946204 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1258778 | BOY |
| EOY | 601696 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 292892 | BOY |
| EOY | 306537 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 209762 | BOY |
| EOY | 501357 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 125925904 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 37732301 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 88220611 | BOY |
| EOY | 88193603 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 73363278 | BOY |
| EOY | 88396365 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11160431 | BOY |
| EOY | 14019167 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2742637 | BOY |
| EOY | 2441135 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 443335 | BOY |
| EOY | 415505 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 201633228 | BOY |
| EOY | 223568338 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9062651 | BOY |
| EOY | 8997208 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 699484 | BOY |
| EOY | 912125 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 56780000 | BOY |
| EOY | 55805000 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 866416 | BOY |
| EOY | 810652 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14824732 | BOY |
| EOY | 12838196 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 82233283 | BOY |
| EOY | 79363181 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 95416074 | BOY |
| EOY | 125775719 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15894953 | BOY |
| EOY | 9509729 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8088918 | BOY |
| EOY | 8919709 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 119399945 | BOY |
| EOY | 144205157 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 201633228 | BOY |
| EOY | 223568338 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 6857981 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 17947231 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School170b1 Aii | X | School170b1Aii |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 0 | CurrentYear |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | Volunteers |
| Paid Staff Or Management | 1 | PaidStaffOrManagement |
| Media Advertisements | 0 | MediaAdvertisements |
| Mailings Members | 0 | MailingsMembers |
| Publications Or Broadcast | 0 | PublicationsOrBroadcast |
| Grants Other Organizations | 0 | GrantsOtherOrganizations |
| Direct Contact Legislators | 1 | DirectContactLegislators |
| Direct Contact Legislators | $24,017 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | 0 | RalliesDemonstrations |
| Other Activities | 0 | OtherActivities |
| Total Lobbying Expenditures IIB | 24017 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | 0 | NotDescribedIn501c3 |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 90044599 | BeginningOfYearBalance |
| Contributions | 1051818 | Contributions |
| Investment Earnings Or Losses | 16779994 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 222160 | GrantsOrScholarships |
| Other Expenditures | 153165 | OtherExpenditures |
| Administrative Expenses | 220103 | AdministrativeExpenses |
| End Of Year Balance | 107280983 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 78478154 | BeginningOfYearBalance |
| Contributions | 1229365 | Contributions |
| Investment Earnings Or Losses | 11928451 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 163497 | GrantsOrScholarships |
| Other Expenditures | 1287077 | OtherExpenditures |
| Administrative Expenses | 140797 | AdministrativeExpenses |
| End Of Year Balance | 90044599 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 91842288 | BeginningOfYearBalance |
| Contributions | 735807 | Contributions |
| Investment Earnings Or Losses | -13535256 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 392173 | GrantsOrScholarships |
| Other Expenditures | 22347 | OtherExpenditures |
| Administrative Expenses | 150165 | AdministrativeExpenses |
| End Of Year Balance | 78478154 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.85000 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.08000 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.07000 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 1 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 2877892 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 5169623 | OtherCostOrOtherBasis |
| Book Value | 8047515 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | 4670444 | InvestmentCostOrOtherBasis |
| Other Cost Or Other Basis | 99023560 | OtherCostOrOtherBasis |
| Depreciation | 30738219 | Depreciation |
| Book Value | 72955785 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1839020 | OtherCostOrOtherBasis |
| Depreciation | 936455 | Depreciation |
| Book Value | 902565 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 11023956 | OtherCostOrOtherBasis |
| Depreciation | 5935102 | Depreciation |
| Book Value | 5088854 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1321409 | OtherCostOrOtherBasis |
| Depreciation | 122525 | Depreciation |
| Book Value | 1198884 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 88193603 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (2 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| CASH VALUE OF LIFE INSURANCE | 263275 | F |
| ALTERNATIVE INVESTMENTS | 13755892 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 14019167 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ACCRUED LOSS - INTEREST RATE SWAP | $7,546,265 |
| US GOVERNMENT GRANTS - PERKINS LOANS | $3,144,069 |
| ANNUITIES PAYABLE | $2,147,862 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 12838196 | TotalOfAmounts |
| Total Revenue | 90925442 | TotalRevenue |
| Total Expenses | 84067461 | TotalExpenses |
| Excess Or Deficit For Year | 6857981 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | 16186758 | NetUnrealizedGLOnInvestments |
| Donated Services And Facilities | 62791 | DonatedServicesAndFacilities |
| Other | $1,697,682 | OtherAmount |
| Total Adjustments | 17947231 | TotalAdjustments |
| Excess Or Deficit Per FS | 24805212 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 84160577 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 16186758 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 62791 | DonatedSrvcAndUseOfFacilities |
| Other Revenues | 860 | OtherRevenues |
| Revenue Not Rptd F990 | 16250409 | RevenueNotRptdF990 |
| Revenue Subtotal | 67910168 | RevenueSubtotal |
| Other Revenues Not Included | 23015274 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 23015274 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 90925442 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 59355365 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | -84951 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | -84951 | ExpensesNotRptdF990 |
| Expenses Subtotal | 59440316 | ExpensesSubtotal |
| Other Expenses Not Included | 24627145 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 24627145 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 84067461 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (7 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: | PART V, LINE 4: | TO FUND A SPECIFIED EDUCATIONAL PURPOSE, SUCH AS A SCHOLARSHIP, AWARD, ACADEMIC CHAIR, SUPPLIES, BUILDING, OR EQUIPMENT. |
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X: | THE UNIVERSITY FILES A FORM 990(RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX) ANNUALLY. WHEN THESE RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE TAX POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD ULTIMATELY BE SUSTAINED. EXAMPLES OF TAX POSITIONS COMMON TO UNIVERSITIES INCLUDE SUCH MATTERS AS THE FOLLOWING: THE TAX EXEMPT STATUS OF EACH ENTITY AND VARIOUS POSITIONS RELATIVE TO POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME (UBIT). UBIT IS REPORTED ON FORM 990-T, AS APPROPRIATE. THE BENEFITS OF TAX POSITIONS ARE RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIODS DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE, MANAGEMENT BELIEVES THAT IT IS MORE LIKELY THAN NOT THAT THE POSITIONS WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSSES, IF ANY. TAX POSITIONS ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE "MORE LIKELY THAN NOT" RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY TO BE REALIZED ON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNCERTAIN TAX BENEFITS IN THE ACCOMPANYING STATEMENT OF FINANCIAL POSITION ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. AS OF JUNE 30, 2011 AND 2010, THERE WERE NO UNCERTAIN TAX BENEFITS IDENTIFIED AND RECORDED AS A LIABILITY. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE (IRS) UP TO THREE YEARS FROM THE EXTENDED DUE DATE OF EACH RETURN. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE NO LONGER SUBJECT TO EXAMINATION FOR FISCAL YEARS ENDED JUNE 30, 2007 AND PRIOR. |
| PART XI, LINE 8 - OTHER ADJUSTMENTS: | CHANGE IN NET INVESTMENT OF UNCONSOLIDATED SUB (PROFESSIONAL ARTS BUILDING) -180,176. CHANGE IN VALUE OF TRUST RECEIVABLE 860. UNREALIZED GAIN/LOSS ON INTEREST RATE SWAP 1,895,014. BOOK/TAX DIFFERENCE - ACCRUED INTEREST INCOME -18,016. | |
| PART XII, LINE 2D - OTHER ADJUSTMENTS: | CHANGE IN VALUE OF TRUST RECEIVABLE 860. | |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | RENTAL EXPENSES NETTED WITH REVENUE -61,595. INSTITUTIONAL GRANTS 24,627,145. BOOKSTORE EXPENSES NETTED WITH REVENUE -1,688,499. INVESTMENT SELLING EXPENSES -53,452. GAIN (LOSS) ON FIXED ASSETS -6,517. PAB INCOME 180,176. ACCRUED INTEREST ON PAB - BOOK/TAX DIFFERENCE 18,016. | |
| PART XIII, LINE 2D - OTHER ADJUSTMENTS: | BOOKSTORE EXPENSES NETTED WITH REVENUE 1,688,499. RENTAL EXPENSES NETTED WITH REVENUE 61,595. INVESTMENT SELLING EXPENSES 53,452. GAIN (LOSS) ON FIXED ASSETS 6,517. UNREALIZED LOSS ON INTEREST RATE SWAP -1,895,014. | |
| PART XIII, LINE 4B - OTHER ADJUSTMENTS: | INSTITUTIONAL GRANTS 24,627,145. |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | 1 | NondiscriminatoryPolicyStmt |
| Policy Statement In Brochures Etc | 1 | PolicyStatementInBrochuresEtc |
| Policy Publ Via Broadcast Media | 1 | PolicyPublViaBroadcastMedia |
| Maint Racial Composition Records | 1 | MaintRacialCompositionRecords |
| Maint Scholarships Records | 1 | MaintScholarshipsRecords |
| Maint Copies Of Brochures Etc | 1 | MaintCopiesOfBrochuresEtc |
| Maint Copies Of All Solicitations | 1 | MaintCopiesOfAllSolicitations |
| Discriminate Race Students Rights | 0 | DiscriminateRaceStudentsRights |
| Discriminate Race Admiss Policies | 0 | DiscriminateRaceAdmissPolicies |
| Discriminate Race Emplmn Faculty | 0 | DiscriminateRaceEmplmnFaculty |
| Discriminate Race Scholarships | 0 | DiscriminateRaceScholarships |
| Discriminate Race Educ Policies | 0 | DiscriminateRaceEducPolicies |
| Discriminate Race Use Of Fclts | 0 | DiscriminateRaceUseOfFclts |
| Discriminate Race Athletic Prog | 0 | DiscriminateRaceAthleticProg |
| Discriminate Race Other Acty | 0 | DiscriminateRaceOtherActy |
| Government Financial Aid Received | 1 | GovernmentFinancialAidReceived |
| Government Financial Aid Revoked | 0 | GovernmentFinancialAidRevoked |
| Compliance With Rev Proc7550 | 1 | ComplianceWithRevProc7550 |
Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION | SCHEDULE E, PART I, LINE 3 | THE RACIALLY NONDISCRIMINATORY POLICIES OF THE SCHOOL ARE STATED IN ALL ADVERTISEMENTS AND UNIVERSITY MATERIALS. |
| EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE | SCHEDULE E, PART I, LINE 6 | US DEPT OF EDUCATION: FED PELL GRANT FED SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT FED PERKINS LOAN FED WORK-STUDY FED DIRECT STUDENT LOANS: STAFFORD LOAN, PLUS LOAN ACADEMIC COMPETITIVENESS GRANT NATIONAL SCIENCE AND MATHEMATICS ACCESS TO RETAIN TALENT GRANT UPWARD BOUND NATIONAL WRITING PROJECT US DEPT OF HEALTH AND HUMAN SERVICES: NURSE EDUCATION,PRACTICE AND RETENTION HEALTH CARE AND OTHER FACILITIES ARRA - SCHOLARSHIPS FOR DISAVANTAGED STUDENTS SCHOLARSHIPS FOR HEALTH PROFESSIONALS, STUDENTS FROM DISADVANTAGED BACKGROUNDS NATIONAL SCIENCE FOUNDATION: EDUCATION AND HUMAN RESOURCES: ROBERT NOYCE SCHOLARSHIP STEP GRANT SCIENCE,TECHNOLOGY,ENGINEERING AND MATHEMATICS GRANT US DEPT OF COMMERCE: PUBLIC TELECOMMUNICTIONS FACILITIES PLANNING & CONSTRUCTION STATE OF IOWA PROGRAMS INCLUDE: IA TUITION GRANT IA GRANT IA NATIONAL GUARD EDUCATIONAL ASSISTANCE GRANT ALL IA OPPORTUNITY FOSTER CARE GRANT IA EDUCATION AND TRAINING VOUCHER GRANT |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (4 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| SOUTH AMERICA | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD PROGRAM | 2297 |
| EAST ASIA AND THE PACIFIC | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD PROGRAM | 6592 |
| EUROPE | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD PROGRAM | 143026 |
| SOUTH ASIA | 0 | 0 | PROGRAM SERVICES | STUDY ABROAD PROGRAM | 1798 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 153713 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 153713 | TotalAmountSpent |
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| Phone Solicitations | X | PhoneSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Solicitation Of Govt Grants | X | SolicitationOfGovtGrants |
| Special Fundraising Events | X | SpecialFundraisingEvents |
| Agreement Ref Fundraising | 1 | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation
Name Of Organization NameOfOrganization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RUFFALOCODY | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 65 KIRKWOOD N RD SW | AddressLine1 |
| City | CEDAR RAPIDS | City |
| State | IA | State |
| ZIP Code | 52404 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Activity | OUTSOURCE OF PHONATHON | Activity |
| Fundraiser Control Of Funds | 0 | FundraiserControlOfFunds |
| Gross Receipts | 102117 | GrossReceipts |
| Amount Retained By Contractor | 49661 | AmountRetainedByContractor |
| Net To Organization | 52456 | NetToOrganization |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 102117 | TotalGrossReceipts |
| Total Retained By Contractors | 49661 | TotalRetainedByContractors |
| Total Net To Organization | 52456 | TotalNetToOrganization |
| Licensed States | AL | LicensedStates |
| Licensed States | CA | LicensedStates |
| Licensed States | DC | LicensedStates |
| Licensed States | FL | LicensedStates |
| Licensed States | GA | LicensedStates |
| Licensed States | HI | LicensedStates |
| Licensed States | IL | LicensedStates |
| Licensed States | KS | LicensedStates |
| Licensed States | KY | LicensedStates |
| Licensed States | NJ | LicensedStates |
| Licensed States | NM | LicensedStates |
| Licensed States | NY | LicensedStates |
| Licensed States | ND | LicensedStates |
| Licensed States | OH | LicensedStates |
| Licensed States | OK | LicensedStates |
| Licensed States | OR | LicensedStates |
| Licensed States | PA | LicensedStates |
| Licensed States | RI | LicensedStates |
| Licensed States | TN | LicensedStates |
| Licensed States | WV | LicensedStates |
| Licensed States | WI | LicensedStates |
| Licensed States | AK | LicensedStates |
| Licensed States | AZ | LicensedStates |
| Licensed States | AR | LicensedStates |
| Licensed States | LA | LicensedStates |
| Licensed States | ME | LicensedStates |
| Licensed States | MD | LicensedStates |
| Licensed States | MA | LicensedStates |
| Licensed States | MI | LicensedStates |
| Licensed States | MS | LicensedStates |
| Licensed States | MO | LicensedStates |
| Licensed States | NH | LicensedStates |
| Licensed States | NC | LicensedStates |
| Licensed States | UT | LicensedStates |
| Licensed States | VA | LicensedStates |
| Licensed States | WA | LicensedStates |
| Licensed States | SC | LicensedStates |
| Licensed States | CT | LicensedStates |
| Licensed States | MN | LicensedStates |
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | WINE FESTIVAL | NameOfEvent1 |
| Gross Receipts Event1 | 199862 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 138001 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 61861 | GrossRevenueEvent1 |
| Other Direct Expenses Event1 | 23683 | OtherDirectExpensesEvent1 |
| Name Of Event2 | GOLF OUTING | NameOfEvent2 |
| Gross Receipts Event2 | 56334 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 35202 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 21132 | GrossRevenueEvent2 |
| Other Direct Expenses Event2 | 18077 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 1 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 29982 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 15780 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 14202 | GrossRevenueOtherEvents |
| Other Direct Expenses Other Events | 2386 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 286178 | GrossReceiptsTotal |
| Charitable Contributions Total | 188983 | CharitableContributionsTotal |
| Gross Revenue Total Events | 97195 | GrossRevenueTotalEvents |
| Other Direct Expenses Total Events | 44146 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 44146 | DirectExpenseSummaryEvents |
| Net Income Summary | 53049 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII (3 entries)
| Type Of GrantTypeOfGrant | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant |
|---|---|---|
| STUDENT SCHOLARSHIP | 2490 | 20245199 |
| ATHLETIC SCHOLARSHIP | 682 | 2735204 |
| TUITION - FACULTY AND STAFF | 176 | 2009529 |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: THE FINANCIAL AID OFFICE MONITORS COMPLIANCE WITH GRANT/SCHOLARSHIP CRITERIA ON AN INDIVIDUAL STUDENT BASIS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 1 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (4 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DR PAUL KOCH | |||||||||||||
| 146566 | 0 | 0 | 0 | 14119 | 0 | 10312 | 0 | 13869 | 0 | 184866 | 0 | 0 | 0 |
| DR JAMES LOFTUS | |||||||||||||
| 141984 | 0 | 0 | 0 | 15670 | 0 | 9872 | 0 | 15768 | 0 | 183294 | 0 | 0 | 0 |
| DR EDWARD LITTIG | |||||||||||||
| 140563 | 0 | 0 | 0 | 10624 | 0 | 25254 | 0 | 16643 | 0 | 193084 | 0 | 0 | 0 |
| MICHAEL POSTER | |||||||||||||
| 129124 | 0 | 0 | 0 | 9092 | 0 | 9257 | 0 | 14029 | 0 | 161502 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART I, LINE 4B | DR. EDWARD LITTIG - $15,000 | |
| PART III | SISTER JOAN LESCINSKI (PRESIDENT/BOARD MEMBER) HAD A HOUSING ALLOWANCE OF $9,068. THIS WAS CONSIDERED NONTAXABLE COMPENSATION. DR. EDWARD LITTIG (VP FOR ADVANCEMENT), DR. JAMES LOFTUS (VP FOR ENROLLMENT MANAGEMENT), MICHAEL POSTER (VP OF FINANCE), AND DR. PAUL KOCH (VP FOR ACADEMIC & STUDENT AFFAIRS) RECEIVED SOCIAL CLUB DUES OF $8,244, $8,244, $2,248 AND $8,244 RESPECTIVELY. THIS WAS CONSIDERED TAXABLE COMPENSATION ON THEIR W-2S. DR. EDWARD LITTIG (VP FOR ADVANCEMENT), DR. JAMES LOFTUS (VP FOR ENROLLMENT MANAGEMENT), MICHAEL POSTER (VP OF FINANCE), AND DR. PAUL KOCH (VP FOR ACADEMIC & STUDENT AFFAIRS) RECEIVED PERSONAL USAGE FROM UNIVERSITY ISSUED AUTOMOBILES OF $2,380, $7,426, $6,844 AND $5,875 RESPECTIVELY. THIS WAS CONSIDERED TAXABLE COMPENSATION ON THEIR W-2S. | SUPPLEMENTAL INFORMATION |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| IOWA HIGHER EDUCATION LOAN AUTHORITY | |||||||
| 421235696 | 462460QU3 | 2003-04-02 | 37795000 | CONSTRUCTION PROJECTS | 0 | 0 | 0 |
| IOWA HIGHER EDUCATION LOAN AUTHORITY | |||||||
| 421235696 | 462460D52 | 2008-04-01 | 20000000 | REFINANCE DEBT & CONSTRUCTION PROJECTS | 0 | 0 | 0 |
Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)
| Total ProceedsTotalProceeds | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Capital ExpendituresCapitalExpenditures | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|
| 37606025 | 361836 | 16444095 | 2007 | 1 | 0 | 1 | 1 |
| 19900000 | 233921 | 7413688 | 2009 | 0 | 0 | 1 | 1 |
Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|
| 0 | 1 | 0 | 0 | 0.00000 | 0.02000 | 0.02000 | 1 |
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| 1 | 1 | 0 | 0 | 0 | 0 |
| 1 | 1 | 0 | 0 | 0 | 0 |
Form990 Schedule K Part V Form990ScheduleKPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE K SUPPLENTAL INFORMATION | Identifier |
| Explanation | DIFFERENCE BETWEEN ISSUE PRICE AND TOTAL PROCEEDS IS UNDERWRITER'S DISCOUNT. | Explanation |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| IRENE LOFTUS | |||
| SPOUSE OF JAMES LOFTUS, VP | 32963 | CONSULTING SERVICES | 0 |
| BARBARA JOHNSON | |||
| OWNER OF MCCARTHY IMPROVEMENT | 111354 | CONSTRUCTION SERVICES | 0 |
Schedule M IRS990ScheduleM
Works Of Art WorksOfArt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 3 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 1400 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | SELLING PRICE | MethodOfDeterminingRevenues |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 25 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 346815 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | AVE FMV ON DATE OF GIFT | MethodOfDeterminingRevenues |
Other Non Cash Contributions Table OtherNonCashContributionsTable (4 entries)
| Non Cash CheckboxNonCashCheckbox | DescriptionDescription | Number Of ContributionsNumberOfContributions | Noncash Contribs Rptd F990NoncashContribsRptdF990 | Method Of Determining RevenuesMethodOfDeterminingRevenues |
|---|---|---|---|---|
| X | EQUIPMENT & FURNITURE | 17 | 54747 | COST/SELLING PRICE |
| X | SUPPORT/SET UP OF WEB PORTAL | 1 | 315000 | GRANT |
| X | FOOD, SUPPLIES, LABOR | 21 | 43559 | COST |
| X | MISCELLANEOUS | 80 | 23932 | COST |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: | Identifier |
| Return Reference | PART I, COLUMN (B): | ReturnReference |
| Explanation | THE QUANTITIES REPORTED REPRESENT THE NUMBER OF CONTRIBUTIONS. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (11 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 1 | THE EXECUTIVE COMMITTEE SHALL CONSIST OF OFFICERS OF THE BOARD OF TRUSTEES AND THE CHAIRPERSONS OF EACH OF THE STANDING COMMITTEES (ACADEMIC AFFAIRS AND SERVICES, ADVANCEMENT, FINANCE AND INVESTMENT, BUILDINGS AND GROUNDS, ENROLLMENT MANAGEMENT AND STUDENT SERVICES, GOVERNANCE AND NOMINATING, AUDIT AND EVALUATION AND COMPENSATION OF THE PRESIDENT). THIS COMMITTEE MAY EXERCISE, WHEN THE FULL BOARD OF TRUSTEES IS NOT IN SESSION, ALL OF THE POWERS VESTED IN THE BOARD OF TRUSTEES, EXCEPT: - THE POWER TO ELECT, APPOINT OR REMOVE TRUSTEES OR TO FILL VACANCIES ON THE BOARD OF TRUSTEES - THE POWER TO CHANGE MEMBERSHIP OF, OR TO FILL VACANCIES IN, THE EXECUTIVE COMMITTEE - THE POWER TO APPOINT THE PRESIDENT OF THE UNIVERSITY - THE POWER TO MAKE, ALTER, RESTATE, AMEND OR REPEAL THE RESTATED ARTICLES OF INCORPORATION OR BYLAWS OF THE CORPORATION - THE POWER TO AUTHORIZE ANY SINGLE EXPENDITURE IN EXCESS OF $500,000 AND CUMULATIVE EXPENDITURES IN EXCESS OF $2,000,000 DURING ANY FISCAL YEAR - THE POWER TO ADOPT A PLAN OF MERGER OR CONSOLIDATION - THE RIGHT TO SELL, ENCUMBER, LEASE OR EXCHANGE OR MAKE OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE CORPORATION OR TO EFFECT A VOLUNTARY DISPOSITION OF THE CORPORATION OR A REVOCATION THEREOF - ANY OTHER POWERS WHICH MAY BE EXPRESSLY OR SPECIFICALLY WITHHELD BY RESOLUTION OF THE BOARD OF TRUSTEES THE OFFICERS OF THE BOARD OF TRUSTEES ARE DEFINED AS THE CHAIR (THE BISHOP OF THE ROMAN CATHOLIC DIOCESE OF DAVENPORT), THE VICE CHAIRS (VICAR GENERAL OF THE ROMAN CATHOLIC DIOCESE OF DAVENPORT AND TWO LAY MEMBERS), THE SECRETARY/TREASURER (PRESIDENT OF THE UNIVERSITY) AND THE ASSISTANT SECRETARY/ASSISTANT TREASURER (VICE PRESIDENT FOR FINANCE OF THE UNIVERSITY). THE ONLY MEMBER OF THE EXECUTIVE COMMITTEE WHO IS NOT A MEMBER OF THE BOARD OF TRUSTEES IS THE ASSISTANT SECRETARY/ASSISTANT TREASURER (VICE PRESIDENT OF FOR FINANCE OF THE UNIVERSITY). | |
| FORM 990, PART VI, SECTION A, LINE 2 | JOHN ANDERSON (BOARD MEMBER), MICHAEL BAUER (BOARD MEMBER) AND LINDA NEUMAN (BOARD MEMBER) HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER. BRIAN LEMEK AND ELIZABETH LEMEK HAVE A FAMILY RELATIONSHIP (HUSBAND AND WIFE). | |
| FORM 990, PART VI, SECTION A, LINE 4 | THE GOVERNANCE AND NOMINATING COMMITTEE RECOMMENDED A REVISION TO THE UNIVERSITY'S BYLAWS FOR APPROVAL TO THE BOARD OF TRUSTEES. THE REVISION WAS PRESENTED AND APPROVED ON OCTOBER 1, 2010. THE REVISION CHANGES THE NUMBER OF TRUSTEES FROM NO MORE THAN THIRTY (30) TO NO MORE THAN THIRTY-FIVE (35). THE AMENDED LANGUAGE IS AS FOLLOWS: ARTICLE I - BOARD OF TRUSTEES 1. NUMBER. THE AFFAIRS OF THE CORPORATION SHALL BE MANAGED BY A BOARD OF TRUSTEES, WHICH SHALL BE FIXED AT NO MORE THAN THIRTY-FIVE (35), EXCLUSIVE OF NON-VOTING EX OFFICIO MEMBERS. THE NUMBER OF TRUSTEES, WITHIN THE LIMITS PRESCRIBED, SHALL BE DETERMINED ANNUALLY BY THE BOARD OF TRUSTEES. TRUSTEES MAY BE DIVIDED INTO CLASSES. | |
| FORM 990, PART VI, SECTION B, LINE 11 | A DRAFT OF IRS FORM 990 IS PROVIDED TO THE UNIVERSITY'S AUDIT COMMITTEE PRIOR TO THE JANUARY COMMITTEE MEETING. THE COMMITTEE REVIEWS THE 990 AND APPROVES THE RETURN SUBJECT TO ANY REQUESTED CHANGES. THE 990 IS THEN PROVIDED TO ALL BOARD OF TRUSTEE MEMBERS PRIOR TO THE APRIL BOARD OF TRUSTEES MEETING. THE BOARD REVIEWS AND APPROVES THE RETURN DURING THIS MEETING. | |
| ALL PURCHASE ORDERS MUST BE APPROVED BY THE UNIVERSITY'S GENERAL ACCOUNTING OFFICE. ALL MATERIAL PURCHASE ORDERS MUST BE APPROVED BY THE UNIVERSITY'S VICE PRESIDENT FOR FINANCE. ALL MATERIAL PURCHASES THAT WOULD REQUIRE APPROVAL UNDER THE CONFLICT OF INTEREST QUESTIONNAIRE WOULD BE IDENTIFIED DURING THESE REVIEWS. ON AN ANNUAL BASIS THE UNIVERSITY'S GENERAL ACCOUNTING OFFICE COMPARES THE RESPONSES IN THE CONFLICT OF INTEREST QUESTIONNAIRES TO THE UNIVERSITY'S ACCOUNTING RECORDS TO ENSURE THEY ARE COMPLETE. | FORM 990, PART VI, SECTION B, LINE 12C | |
| THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT IS THE RESPONSIBILITY OF THE BOARD OF TRUSTEES OF THE UNIVERSITY. THE BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE CURRENTLY COMPRISED OF JOHN ANDERSON, COMMITTEE CHAIR, BISHOP MARTIN AMOS, CHAIR OF THE BOARD OF TRUSTEES, AND RITA BAWDEN, BOARD MEMBER. IN ADDITION TO RECOMMENDING THE SALARY AND BENEFIT PACKAGE FOR THE PRESIDENT, THIS COMMITTEE ALSO HANDLES THE ANNUAL EVALUATION OF THE PRESIDENT. EVERY FIVE YEARS THE COMMITTEE OBTAINS A STUDY FROM A CONSULTING FIRM SPECIALIZING IN HUMAN RESOURCE MATTERS TO COMPARE THE SALARY AND BENEFITS OF THE UNIVERSITY'S PRESIDENT TO INDUSTRY MEDIANS FOR INSTITUTIONS OF HIGHER EDUCATION SIMILAR IN SIZE AND SCOPE. THIS STUDY LOOKS AT NATIONAL TRENDS IN ADDITION TO COMPENSATION LEVELS IN THE MIDWEST REGION. IN THE YEARS BETWEEN THESE STUDIES, THE COMMITTEE ALSO OBTAINS INDUSTRY DATA FROM SOURCES SUCH AS THE COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION FOR HUMAN RESOURCES (CUPA-HR). GENERALLY IN LATE JUNE TO EARLY JULY, THE COMMITTEE ASKS THE PRESIDENT TO COMPLETE A SELF-EVALUATION OF HIS OR HER PERFORMANCE FOR THE PAST YEAR. THIS SELF-EVALUATION IS REVIEWED AND A SUMMARY OF THE PRESIDENT'S PERFORMANCE AND FUTURE GOALS IS COMPLETED BY THE COMMITTEE. THE COMMITTEE MEETS WITH THE PRESIDENT PRIOR TO THE OCTOBER BOARD MEETING TO DISCUSS HIS OR HER PERFORMANCE. THE COMMITTEE ALSO REVIEWS THE COMPENSATION OF THE PRESIDENT AND COMPARES IT TO THE INDUSTRY DATA NOTED ABOVE. THE COMMITTEE THEN DELIBERATES AND RECOMMENDS A SALARY AND BENEFIT PACKAGE THAT WILL BE PRESENTED TO THE BOARD OF TRUSTEES FOR THEIR APPROVAL. THE DISCUSSION AND DECISION OF THE COMMITTEE IS DOCUMENTED IN THEIR MINUTES. THE SALARY AND BENEFIT PACKAGE IS PRESENTED TO THE BOARD OF TRUSTEES FOR APPROVAL DURING THE OCTOBER BOARD MEETING. THE DELIBERATION AND DECISION OF THE BOARD OF TRUSTEES IS DOCUMENTED IN THEIR MINUTES. THE FOLLOWING IS THE PROCESS FOR SETTING THE SALARY AND BENEFITS OF THE VICE PRESIDENTS AND KEY EMPLOYEES: THE COMPENSATION AND BENEFITS OF THE UNIVERSITY'S VICE PRESIDENTS AND KEY EMPLOYEES IS THE RESPONSIBILITY OF THE PRESIDENT. ON AN ANNUAL BASIS THE PRESIDENT HAS EACH VICE PRESIDENT PREPARE A SELF EVALUATION. THE PRESIDENT REVIEWS THE SELF EVALUATION AND DOCUMENTS HIS OR HER EVALUATION OF THE VICE PRESIDENT'S PERFORMANCE. THE EVALUATION OF KEY EMPLOYEES IS THE RESPONSIBILITY OF THEIR DIRECT SUPERVISOR. THE PRESIDENT OBTAINS INDUSTRY DATA FROM CUPA-HR AND REVIEWS THE COMPENSATION AND BENEFIT LEVELS OF EACH VICE PRESIDENT AND KEY EMPLOYEE BEFORE SETTING THEIR SALARY AND BENEFITS. THE PRESIDENT THEN COMMUNICATES THIS INFORMATION TO THE BOARD OF TRUSTEES. | FORM 990, PART VI, SECTION B, LINE 15 | |
| THE UNIVERSITY DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC. | FORM 990, PART VI, SECTION C, LINE 19 | |
| CHANGES IN NET ASSETS OR FUND BALANCES: | NET UNREALIZED GAINS ON INVESTMENTS: 16,186,758. DONATED SERVICES AND USE OF FACILITIES: 62,791. CHANGE IN NET INVESTMENT OF UNCONSOLIDATED SUB (PROFESSIONAL ARTS BUILDING) -180,176. CHANGE IN VALUE OF TRUST RECEIVABLE 860. UNREALIZED GAIN/LOSS ON INTEREST RATE SWAP 1,895,014. BOOK/TAX DIFFERENCE - ACCRUED INTEREST INCOME -18,016. TOTAL TO FORM 990, PART XI, LINE 5: 17,947,231. | FORM 990, PART XI, LINE 5: |
| THE BOARD OF TRUSTEES FOR ST. AMBROSE UNIVERSITY HAS AN AUDIT COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE UNIVERSITY'S ANNUAL AUDIT OF ITS FINANCIAL STATEMENTS. THE AUDIT COMMITTEE IS ALSO RESPONSIBLE FOR CHOOSING THE INDEPENDENT AUDITOR EACH YEAR. | FORM 990, PART XI, LINE 2C | |
| OFFICER COMPENSATION FOR SISTER JOAN LESCINSKI | AS A MEMBER OF A RELIGIOUS ORDER, SISTER JOAN LESCINSKI'S COMPENSATION IS PAID TO HER ORDER. ST. AMBROSE UNIVERSITY PROVIDES A HOUSE, A CAR AND HEALTH INSURANCE BENEFITS TO SISTER JOAN LESCINSKI. UTILITIES, MAINTENANCE AND OTHER OPERATING COSTS OF THE HOUSE AND CAR ARE ALSO PAID FOR BY THE UNIVERSITY. | FORM 990, PART VII, SECTION A |
| VOLUNTEER ACTIVITIES | FUNDRAISING EVENTS ALL HAVE VOLUNTEER COMMITTEES THAT HELP PLAN AND IMPLEMENT THESE EVENTS. OTHER VOLUNTEERS SERVE ON ADVANCEMENT COMMITTEES. THE PRESIDENT'S CLUB EXECUTIVE COUNCIL HAS 15 MEMBERS WHO REPRESENT SAU AT PRESIDENT'S CLUB EVENTS; SOME SOLICIT THEIR PEERS FOR DONATIONS USING PERSONAL CONTACT AND LETTERS. THE ALUMNI BOARD HAS 20 MEMBERS WHO REPRESENT SAU AT CERTAIN ALUMNI EVENTS. THE BOARD IS RESPONSIBLE FOR HOSTING THREE TRIVIA NIGHTS EACH YEAR AND HOSTING BEE COOL TENTS AT THE BIX AND QC MARATHON. THE FIGHTING BEE GOLF CLASSIC COMMITTEE HAS 14 MEMBERS WHO HOST THE FIGHTING BEE GOLF TOURNAMENT. THE WINE FESTIVAL COMMITTEE HAS 20 MEMBERS WHO PLAN THREE FUNDRAISING EVENTS EACH YEAR: A WINE TASTING, A WINE DINNER AND A WINE FESTIVAL. | FORM 990, PAGE 1, LINE 6 |
Schedule R IRS990ScheduleR
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PROFESSIONAL ARTS BUILDING LTD | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1820 BRADY STREET | AddressLine1 |
| City | DAVENPORT | City |
| State | IA | State |
| ZIP Code | 52803 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 420869607 | EIN |
| Primary Activity | RENTAL SPACE/REAL ESTATE | PrimaryActivity |
| Legal Domicile State | IA | LegalDomicileState |
| Direct Controlling Entity NA | N/A | DirectControllingEntityNA |
| Type Of Entity | C | TypeOfEntity |
| Share Of Total Income | -233784 | ShareOfTotalIncome |
| Percentage Ownership | 1.00000 | PercentageOwnership |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 1 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 0 | SharingOfFacilities |
| Sharing Of Paid Employees | 0 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 1 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (2 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| PROFESSIONAL ARTS BUILDING | ||
| A | 18016 | INTEREST WAS ACCRUED AT 4.5% |
| PROFESSIONAL ARTS BUILDING | ||
| P | 132341 | QUARTERLY EXPENSES |