RAFFERTY FAMILY PRIVATE FOUNDATION: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: RAFFERTY FAMILY PRIVATE FOUNDATION (EIN 27-6590504)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-11-14
IRS object ID: 201343189349100709
Schema version: 2012v2.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Other Expenses Schedule
Other Increases Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-11-14T05:49:29-08:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Wald & Wald	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	380 N Broadway Suite 302	AddressLine1
City	Jericho	City
State	NY	State
ZIP Code	117532109	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	276590504	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	RAFFERTY FAMILY PRIVATE FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	RAFF	NameControl
Phone	9147770622	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	522 PROSPECT AVENUE	AddressLine1
City	MAMARONECK	City
State	NY	State
ZIP Code	10543	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	BRIAN RAFFERTY	Name
Title	Trustee	Title
Date Signed	2013-11-14	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Laurence I Wald	Name
PTIN	P00113018	PTIN
Phone	5163905115	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-03-07 17:11:31Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	773444	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	134	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	134	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	28286	DividendsRevAndExpnss
Dividends Net Invst Incm	28286	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	62012	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	1328913	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	63937	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	90432	TotalRevenueAndExpenses
Total Net Investment Income	92357	TotalNetInvestmentIncome
Taxes Rev And Expnss	987	TaxesRevAndExpnss
Taxes Net Invst Incm	887	TaxesNetInvstIncm
Trav Conf Meeting Rev And Expnss	17853	TravConfMeetingRevAndExpnss
Other Expenses Rev And Expnss	6331	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	6331	OtherExpensesNetInvstIncm
Tot Opr Expenses Rev And Expnss	25171	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	7218	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	0	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	71174	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	71174	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	96345	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	7218	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	71174	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-5913	ExcessOfRevenueOverExpenses
Net Investment Income	85139	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	310661	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	76166	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	76166	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	640528	InvestmentsCorpStockBOY
Investments Corp Stock EOY	871035	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	697278	InvestmentsCorpStockEOYFMV
Total Assets BOY	951189	TotalAssetsBOY
Total Assets EOY	947201	TotalAssetsEOY
Total Assets EOYFMV	773444	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Retained Earnings BOY	951189	RetainedEarningsBOY
Retained Earnings EOY	947201	RetainedEarningsEOY
Total Net Assets BOY	951189	TotalNetAssetsBOY
Total Net Assets EOY	947201	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	951189	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	947201	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	951189	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-5913	ExcessOfRevenueOverExpenses
Other Increases	1925	OtherIncreases
Subtotal	947201	Subtotal
Total Net Assets Fund Balances EOY	947201	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Field	Value	IRS element (for citing)
Capital Gain Net Income	63937	CapitalGainNetIncome
Net Short Term Capital Gain Or Loss	42867	NetShortTermCapitalGainOrLoss

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	1703	InvestmentIncomeExciseTax
Subtotal	1703	Subtotal
Tax Based On Investment Income	1703	TaxBasedOnInvestmentIncome
Tax Paid With Extension	2700	TaxPaidWithExtension
Total Credits And Payments	2700	TotalCreditsAndPayments
Form2220 Attached	X	Form2220Attached
Penalty For Underpayment	3	PenaltyForUnderpayment
Overpayment	994	Overpayment
Amount Credited To Next Year	994	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Form990 T Filed	false	Form990TFiled
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	false	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	LAURENCE WALD	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	5163905115	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	380 NORTH BROADWAY	AddressLine1
City	JERICHO	City
State	NY	State
ZIP Code	11753	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	false	TrFailToQualifyAsExceptions
Maint Expend Responsibility	false	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn
Proceeds Or Net Income	false	ProceedsOrNetIncome

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation
HELEN RAFFERTY
522 PROSPECT AVENUE	MAMARONECK	NY	10543	Trustee	0.00	0
BRIAN RAFFERTY
522 PROSPECT AVENUE	MAMARONECK	NY	10543	Trustee	0.00	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	823085	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	168697	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	991782	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Adj Total FMV Of Unused Assets	991782	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	14877	CashDeemedCharitable
Net Noncharitable Assets	976905	NetNoncharitableAssets
Minimum Investment Return	48845	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	48845	MinimumInvestmentReturn
Tax Based On Investment Income	1703	TaxBasedOnInvestmentIncome
Total Tax	1703	TotalTax
Distributable Amount Before Adj	47142	DistributableAmountBeforeAdj
Distributable Amount Before Ded	47142	DistributableAmountBeforeDed
Distributable Amount As Adjusted	47142	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	71174	ExpensesAndContributions
Qualifying Distributions	71174	QualifyingDistributions
Adj Qualifying Distributions	71174	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	47142	DistributableAmountAsAdjusted
Undistributed Income Prior Year	27320	UndistributedIncomePriorYear
Qualifying Distributions	71174	QualifyingDistributions
Applied To Year1	27320	AppliedToYear1
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	43854	AppliedToCurrentYear
Undistributed Income CY	3288	UndistributedIncomeCY

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	HELEN RAFFERTY	ContributingManager
Contributing Manager	BRIAN RAFFERTY	ContributingManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
WOODSTOCK THEOLOGICAL INSTITUTE
PO BOX 571137	WASHINGTON	DC	20057	NONE	501(C)(3)	GENERAL	$6,892
WOODSTOCK THEOLOGICAL INSTITUTE
PO BOX 571137	WASHINGTON	DC	20057	NONE	501(C)(3)	GENERAL	$3,382
MAC ANGELS FOUNDATION
2005 PALMER AVENUE SUITE 291	LARCHMONT	NY	10538	NONE	501(C)(3)	GENERAL	$100
DART SOCIETY
1601 BARNUM ROAD	KAYCEE	WY	82639	NONE	501(C)(3)	GENERAL	$100
BLACK ROCK FOREST CONSORTIUM
129 CONTINTENTAL ROAD	CORNWALL	NY	12518	NONE	501(C)(3)	GENERAL	$10,000
NATIONAL SEPTEMBER 11 MEMORIAL MUSE
ONE LIBERTY PLAZA 20TH FLOOR	NEW YORK	NY	10006	NONE	501(C)(3)	GENERAL	$2,000
HARLEM ACADEMY
1330 FIFTH AVENUE	NEW YORK	NY	10026	NONE	501(C)(3)	GENERAL	$2,000
HOPE FOUNDATION
24 FRANK LLOYD WRIGHT DRIVE	ANN ARBOR	MI	48106	NONE	501(C)(3)	GENERAL	$1,500
AMERICAN CANCER SOCIETY
250 WILLAMS STREET NW	ATLANTA	GA	30303	NONE	501(C)(3)	GENERAL	$100
AUTISM SPEAKS
1 EAST 33RD STREET 4TH FLOOR	NEW YORK	NY	10016	NONE	501(C)(3)	GENRAL	$100
PROJECT REBIRTH
163 WILLIAM STREET 4TH FLOOR	NEW YORK	NY	10038	DIRECTOR	501(C)(3)	GENERAL	$25,000
MILKEN INSTITUTE
1250 FOURTH STREET	SANTA MONICA	CA	90401	NONE	501(C)(3)	GENERAL	$10,000
HEART 911
614 FRELINGHUYSEN AVENUE	NEWARK	NJ	07114	NONE	501(C)(3)	GENERAL	$10,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	71174	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$134	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$28,286	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	62012	RelatedOrExemptFunctionIncome

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$28,420	ExclusionAmount
Related Or Exempt Function Income	62012	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	90432	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
INVESTMENT MANAGEMENT FEES	6255	6255
BANK CHARGES	76	76

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Field	Value	IRS element (for citing)
Description	WASH SALE LOSSES DISALLOWED	Description
Amount	$1,925	Amount

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
NYS	$100
IRS	$887	887

RAFFERTY FAMILY PRIVATE FOUNDATION: Form 990PF, tax year 2012

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of Business Name BooksInCareOfBusinessName

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

Comments