FURP.ORG / PUBLIC DATA EXPLORER

RESEARCH TRIANGLE INSTITUTE: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization
RESEARCH TRIANGLE INSTITUTE (EIN 56-0686338)
Tax period
2011-10-01 to 2012-09-30
Filed
2013-07-23
IRS object ID
201342119349300409
Schema version
2011v1.2
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-07-23T15:15:12-07:00Timestamp
Tax Period End Date2012-09-30TaxPeriodEndDate
Return Type990ReturnType
Tax Period Begin Date2011-10-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN560686338EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1RESEARCH TRIANGLE INSTITUTEBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlRESENameControl
Phone9195416000Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO Box 12194AddressLine1
CityResearch Triangle ParkCity
StateNCState
ZIP Code277092194ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameMichael H Kaelin JrName
TitleChief Financial OfficerTitle
Phone9195416000Phone
Date Signed2013-07-31DateSigned
FieldValueIRS element (for citing)
Tax Year2011TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

Doing Business As DoingBusinessAs

FieldValueIRS element (for citing)
Business Name Line1RTI InternationalBusinessNameLine1
FieldValueIRS element (for citing)
Name Of Principal Officer PersonE Wayne HoldenNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1PO Box 12194AddressLine1
CityResearch Triangle ParkCity
StateNCState
ZIP Code27502ZIPCode
FieldValueIRS element (for citing)
Gross Receipts770791573GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web Sitewww.rti.orgWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1958YearFormation
State Legal DomicileNCStateLegalDomicile
Activity Or Mission DescriptionResearch Triangle Institute is one of the world's leading research institutes, dedicated to improving the human condition by turning knowledge into practice. Our staff of more than 3,700 provides research and technical expertise to governments and businesses in more than 75 countries in the areas of health and pharmaceuticals, education and training, surveys and statistics, advanced technology, international development, economic and social policy, energy and the environment, and laboratory and chemistry services.ActivityOrMissionDescription
Nbr Voting Members Governing Body15NbrVotingMembersGoverningBody
Nbr Independent Voting Members7NbrIndependentVotingMembers
Total Nbr Employees3209TotalNbrEmployees
Total Nbr Volunteers0TotalNbrVolunteers
Total Gross UBI4950728TotalGrossUBI
Net Unrelated Business Txbl Income712997NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year0ContributionsGrantsPriorYear
Contributions Grants Current Year0ContributionsGrantsCurrentYear
Program Service Revenue Prior Year777100035ProgramServiceRevenuePriorYear
Program Service Revenue CY733524026ProgramServiceRevenueCY
Investment Income Prior Year13961751InvestmentIncomePriorYear
Investment Income Current Year4223470InvestmentIncomeCurrentYear
Other Revenue Prior Year-610251OtherRevenuePriorYear
Other Revenue Current Year-1550271OtherRevenueCurrentYear
Total Revenue Prior Year790451535TotalRevenuePriorYear
Total Revenue Current Year736197225TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year676586GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY637158GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year364240346SalariesEtcPriorYear
Salaries Etc Current Year348651409SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year0TotalFundrsngExpCurrentYear
Other Expense Prior Year399455515OtherExpensePriorYear
Other Expenses Current Year376594277OtherExpensesCurrentYear
Total Expenses Prior Year764372447TotalExpensesPriorYear
Total Expenses Current Year725882844TotalExpensesCurrentYear
Revenues Less Expenses Prior Year26079088RevenuesLessExpensesPriorYear
Revenues Less Expenses CY10314381RevenuesLessExpensesCY
Total Assets BOY455854566TotalAssetsBOY
Total Assets EOY469878616TotalAssetsEOY
Total Liabilities BOY199552920TotalLiabilitiesBOY
Total Liabilities EOY202350443TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY256301646NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY267528173NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionResearch Triangle Institute is one of the world's leading research institutes, dedicated to improving the human condition by turning knowledge into practice. Our staff of more than 3,700 provides research and technical expertise to governments and businesses in more than 75 countries in the areas of health and pharmaceuticals, education and training, surveys and statistics, advanced technology, international development, economic and social policy, energy and the environment, and laboratory and chemistry services.MissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense478079141Expense
Grants636658Grants
Revenue547753716Revenue
DescriptionRESEARCH: Multidisciplinary research & development and the application of science & technology in the areas of Health Research; Drug Discovery & Development; Education & Training Research; Survey Research Services; Statistics Research; Economic & Social Research; Advanced Technology Research & Development; Energy Research; Environmental Research Services; and Laboratory & Chemistry Services. See Schedule O for expanded description of these program services.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense165982584Expense
Grants500Grants
Revenue184220039Revenue
DescriptionINTERNATIONAL DEVELOPMENT: Our experts in international development are dedicated to improving the human condition in developing countries. With more than 200 international development staff members based around the world, we deliver advisory and training services at the national, sub-national, and local government levels, providing institutional development through the transfer of analytical tools and methods. We often work in multidisciplinary teams that cut across traditional sector boundaries. Our clients include the United States Agency for International Development, Asian Development Bank, World Bank, Inter-American Development Bank, and several agencies of the United Nations, as well as foundations and other regional and international organizations. Our International Development service areas include Governance & Economic Development; International Education; International Environmental Services; Global Health; Information & Communication Technology; and Monitoring & Evaluation.Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp0TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt0TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev0TotalOfOtherProgramServiceRev
Total Program Service Expense644061725TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required0ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities1LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art0CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments0TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
Report Invest Oth Securities0ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities1ReportOtherLiabilities
Report Fin48 Footnote1ReportFin48Footnote
Independent Audit Financial Stmt0IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt1ConsolidatedAuditFinancialStmt
School0School
Foreign Office1ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations0MoreThan5000KToOrganizations
More Than5000 K To Individuals0MoreThan5000KToIndividuals
Professional Fundraising0ProfessionalFundraising
Fundraising Activities0FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations1GrantsToOrganizations
Grants To Individuals0GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds1TaxExemptBonds
Invest Tax Exempt Bonds0InvestTaxExemptBonds
Escrow Account0EscrowAccount
On Behalf Of Issuer0OnBehalfOfIssuer
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP0LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member1BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp1OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions0DeductibleNonCashContributions
Deductible Contributions Of Art0DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity1DisregardedEntity
Related Entity1RelatedEntity
Related Org Controlled Entity1RelatedOrgControlledEntity
Transaction Related Entity1TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org1TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Number Forms Transmitted With10962644NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup Witholding0ComplianceWithBackupWitholding
Number Of Employees3209NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income1UnrelatedBusinessIncome
Form990-T Filed1Form990-TFiled
Foreign Financial Account1ForeignFinancialAccount
Name Of Foreign CountryAENameOfForeignCountry
Name Of Foreign CountryAMNameOfForeignCountry
Name Of Foreign CountryAONameOfForeignCountry
Name Of Foreign CountryBCNameOfForeignCountry
Name Of Foreign CountryBNNameOfForeignCountry
Name Of Foreign CountryCGNameOfForeignCountry
Name Of Foreign CountryCHNameOfForeignCountry
Name Of Foreign CountryECNameOfForeignCountry
Name Of Foreign CountryEGNameOfForeignCountry
Name Of Foreign CountryESNameOfForeignCountry
Name Of Foreign CountryETNameOfForeignCountry
Name Of Foreign CountryGGNameOfForeignCountry
Name Of Foreign CountryGHNameOfForeignCountry
Name Of Foreign CountryGTNameOfForeignCountry
Name Of Foreign CountryGVNameOfForeignCountry
Name Of Foreign CountryHANameOfForeignCountry
Name Of Foreign CountryHKNameOfForeignCountry
Name Of Foreign CountryIDNameOfForeignCountry
Name Of Foreign CountryINNameOfForeignCountry
Name Of Foreign CountryIZNameOfForeignCountry
Name Of Foreign CountryKENameOfForeignCountry
Name Of Foreign CountryLINameOfForeignCountry
Name Of Foreign CountryMANameOfForeignCountry
Name Of Foreign CountryMINameOfForeignCountry
Name Of Foreign CountryMLNameOfForeignCountry
Name Of Foreign CountryMONameOfForeignCountry
Name Of Foreign CountryMZNameOfForeignCountry
Name Of Foreign CountryNINameOfForeignCountry
Name Of Foreign CountryNPNameOfForeignCountry
Name Of Foreign CountryNUNameOfForeignCountry
Name Of Foreign CountryPKNameOfForeignCountry
Name Of Foreign CountryPLNameOfForeignCountry
Name Of Foreign CountryRPNameOfForeignCountry
Name Of Foreign CountryRWNameOfForeignCountry
Name Of Foreign CountrySFNameOfForeignCountry
Name Of Foreign CountrySGNameOfForeignCountry
Name Of Foreign CountrySPNameOfForeignCountry
Name Of Foreign CountrySWNameOfForeignCountry
Name Of Foreign CountryTHNameOfForeignCountry
Name Of Foreign CountryTZNameOfForeignCountry
Name Of Foreign CountryUGNameOfForeignCountry
Name Of Foreign CountryUKNameOfForeignCountry
Name Of Foreign CountryUPNameOfForeignCountry
Name Of Foreign CountryUVNameOfForeignCountry
Name Of Foreign CountryVMNameOfForeignCountry
Name Of Foreign CountryYMNameOfForeignCountry
Name Of Foreign CountryZANameOfForeignCountry
Name Of Foreign CountryZINameOfForeignCountry
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions0QuidProQuoContributions
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members15NbrVotingGoverningBodyMembers
Number Independent Voting Members7NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders1MembersOrStockholders
Election Of Board Members1ElectionOfBoardMembers
Decisions Subject To Approval1DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledGAStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledMAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonM Kaelin - Chief Financial OfficerNamePerson
Telephone Number9195416000TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line13040 Cornwallis RoadAddressLine1
Address Line2PO Box 12194AddressLine2
CityResearch Triangle ParkCity
StateNCState
ZIP Code27709ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (36 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationOfficerOfficerHighest Compensated EmployeeHighestCompensatedEmployeeFormerFormer
T Darden
Board Member2X2400000
B Entwisle
Board Member2X180003064600
R Ingram
Board Member2X2800000
E Johnson Jr
Board Member2X2800000
P Lange
Board Member2X2600052458237745
T Lomax
Board Member2X300002263780
H Martin
Board Member2X300003000000
W Mitchell
Board Member2X000
J Moellering
Board Member2X2400000
W Moore Jr
Chairman2X3500000
T Nagle
Board Member2X240001855030
H Pinnix-Ragland
Board Member2X2400000
P Scott III
Board Member2X3100000
J Siedow
Board Member2X2800025446234523
P Wynn Jr
Board Member2X3200025210535129
V Haynes
President (retired April 2012)40X2062750085407X
E Holden
President (beginning April 2012)40X479696070579X
J Hunter-Cevera
Vice President40518790086957X
J Gibson
Vice President & CFO40482781077296X
S Sethi
Vice President40439539051525X
L Maggart
Vice President40432849056495X
A Mangel
Vice President40422330066513X
J Trainham
Vice President40354768041111X
E Story
Secretary40340462063612X
B Kennedy
Vice President40340194044721X
T Gabel
Vice President40322782038741X
M Roberts
Vice President40279970039642X
S Snyder
Vice President40278929043663X
E Sax
Treasurer40248853041895X
C Buchholtz
Assistant Secretary40202925042032X
R Zerbonia
Divisional Director40357383036433X
R Johnson
Senior Policy Advisor40356538035224X
S Earnshaw
Divisional Director40335175032403X
L Cravens
Chief of Party40327892026396X
J Mitchell
Divisional Director40322250044794X
L Clark
Former Vice President01448550306829X
FieldValueIRS element (for citing)
Total Reportable Comp From Org9433711TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs2049490TotalReportableCompFrmRltdOrgs
Total Other Compensation1439665TotalOtherCompensation
Number Individuals GT100 K753NumberIndividualsGT100K
Formers Listed1FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1Address Line2AddressOfContractor/AddressUS/AddressLine2CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensationBusiness Name Line2NameOfContractor/NameBusiness/BusinessNameLine2Address Line1AddressOfContractor/AddressForeign/AddressLine1Address Line2AddressOfContractor/AddressForeign/AddressLine2CityAddressOfContractor/AddressForeign/CityCountryAddressOfContractor/AddressForeign/CountryPostal CodeAddressOfContractor/AddressForeign/PostalCode
Headway Corporate Resources
421 Fayetteville StreetSuite 1020RaleighNC27601Contract Labor36691450
HR Directions
805 Spring Forest RoadRaleighNC27609Contract Labor14050481Int'l Research Partners/Greene Resources
G4S Risk Management
Security Services8969643ArmourGroup ServicesEgginton House25-28 Buckhingham GateLondonUKSW1E 6LD
Interchurch Medical Assistance Inc
500 Main StreetNew WindsorMD21776International Healthcare Services6200680
AC Corporation
301 Creek Ridge RoadGreensboroNC27416Construction Contractor5138621
FieldValueIRS element (for citing)
Number Of Contractors GT100 K292NumberOfContractorsGT100K
Total Contributions0TotalContributions

Program Service Revenue ProgramServiceRevenue (2 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenueExclusionExclusionAmount
Research5417005489138215439630934950728$0
International Development5419001846102051846102050$0

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount
FieldValueIRS element (for citing)
Total Program Service Revenue733524026TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column2783869TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$2,783,869ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount

Royalties Revenue RoyaltiesRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount

Rental Income Or Loss RentalIncomeOrLoss

FieldValueIRS element (for citing)
Real0Real
Personal0Personal

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities34455916Securities
Other1578033Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities34455916Securities
Other138432Other

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities0Securities
Other1439601Other

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column1439601TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$1,439,601ExclusionAmount

Other Revenue Misc OtherRevenueMisc

FieldValueIRS element (for citing)
DescriptionForeign Currency Gain/LossDescription
Business Code900099BusinessCode
Total Revenue Column-1550271TotalRevenueColumn
Related Or Exempt Function Income-1550271RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount

Miscellaneous Revenue MiscellaneousRevenue

FieldValueIRS element (for citing)
Total Revenue Column0TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$0ExclusionAmount
FieldValueIRS element (for citing)
Total Other Revenue-1550271TotalOtherRevenue

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column736197225TotalRevenueColumn
Related Or Exempt Function Income727023027RelatedOrExemptFunctionIncome
Unrelated Business Revenue4950728UnrelatedBusinessRevenue
Exclusion$4,223,470ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total636658Total
Program Services636658ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total500Total
Program Services500ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total9330523Total
Management And General9330523ManagementAndGeneral

Comp Disqual Persons CompDisqualPersons

FieldValueIRS element (for citing)
Total920033Total
Management And General920033ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total232922749Total
Program Services200718220ProgramServices
Management And General32204529ManagementAndGeneral

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total21788180Total
Program Services17763743ProgramServices
Management And General4024437ManagementAndGeneral

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total65149225Total
Program Services53314162ProgramServices
Management And General11835063ManagementAndGeneral

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total18540699Total
Program Services15116095ProgramServices
Management And General3424604ManagementAndGeneral

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total2048033Total
Program Services431804ProgramServices
Management And General1616229ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total803613Total
Program Services45230ProgramServices
Management And General758383ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

FieldValueIRS element (for citing)
Total377835Total
Management And General377835ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total254848460Total
Program Services250761301ProgramServices
Management And General4087159ManagementAndGeneral

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total14715008Total
Program Services12475007ProgramServices
Management And General2240001ManagementAndGeneral

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total28720014Total
Program Services26038194ProgramServices
Management And General2681820ManagementAndGeneral

Royalties Royalties

FieldValueIRS element (for citing)
Total340294Total
Program Services340294ProgramServices

Occupancy Occupancy

FieldValueIRS element (for citing)
Total15714741Total
Program Services14965582ProgramServices
Management And General749159ManagementAndGeneral

Travel Travel

FieldValueIRS element (for citing)
Total19020946Total
Program Services17505988ProgramServices
Management And General1514958ManagementAndGeneral

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total13830528Total
Program Services13504716ProgramServices
Management And General325812ManagementAndGeneral

Interest Interest

FieldValueIRS element (for citing)
Total2214682Total
Management And General2214682ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total14906540Total
Program Services14195910ProgramServices
Management And General710630ManagementAndGeneral

Insurance Insurance

FieldValueIRS element (for citing)
Total2637727Total
Program Services1055479ProgramServices
Management And General1582248ManagementAndGeneral

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneral
Business Meals930667792177138490
Memberships560500274631285869
Miscellaneous42599103683821576089
Taxes664779442213222566

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total725882844Total
Program Services644061725ProgramServices
Management And General81821119ManagementAndGeneral
Fundraising0Fundraising

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY48970274BOY
EOY38634270EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY149768700BOY
EOY157927822EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY16906211BOY
EOY13559984EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis276492817LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec124176893LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY153961655BOY
EOY152315924EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY77274638BOY
EOY96306528EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY5752670BOY
EOY4604674EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY3220418BOY
EOY6529414EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY455854566BOY
EOY469878616EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY88372461BOY
EOY88935687EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY31778003BOY
EOY34224950EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

FieldValueIRS element (for citing)
BOY61152592BOY
EOY58928586EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY18249864BOY
EOY20261220EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY199552920BOY
EOY202350443EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY254421015BOY
EOY265319518EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY370761BOY
EOY552500EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY1509870BOY
EOY1656155EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY256301646BOY
EOY267528173EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY455854566BOY
EOY469878616EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses10314381ReconcilationRevenueExpenses
Reconcilation Other Changes912146ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited
Audit Committee1AuditCommittee
Financial Statement ConsolidatedXFinancialStatementConsolidated
Federal Grant Audit Required1FederalGrantAuditRequired
Federal Grant Audit Performed1FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Supporting Organization509a3XSupportingOrganization509a3
Supporting Org509a3 Type1XSupportingOrg509a3Type1
Certification CheckboxXCertificationCheckbox
Contrib By Controlling Individual0ContribByControllingIndividual
Contribution By Related Party0ContributionByRelatedParty
Contrib By35 Controlled Entity0ContribBy35ControlledEntity

Supported Org Information SupportedOrgInformation (2 entries)

EINEINType Of OrganizationTypeOfOrganizationListed In Governing DocListedInGoverningDocSupported Organization NotifiedSupportedOrganizationNotifiedOrganized In USOrganizedInUSAmountAmountBusiness Name Line2Name/BusinessNameLine2
DUKE UNIVERSITY
5605321292111$0
THE UNIVERSITY OF NORTH CAROLINA
5660013932111$0(UNC SYSTEM)
FieldValueIRS element (for citing)
Total Number Of Supported Orgs2TotalNumberOfSupportedOrgs
Sum Of Amounts0SumOfAmounts
General ExplanationSchedule A, Part I, Line 11h - Three North Carolina universities -- Duke University in Durham, the University of North Carolina in Chapel Hill, and North Carolina State University in Raleigh -- incorporated RTI in 1958. We are a separately operated affiliate of these schools and maintain our own staff and offices. We work with their scientists on research programs and projects and maintain such relationships as adjunct faculty appointments, cooperative research programs, and other professional contacts. We also participate with universities and businesses in the Microelectronics Center of North Carolina and the North Carolina Biotechnology Center.GeneralExplanation

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Volunteers0Volunteers
Paid Staff Or Management1PaidStaffOrManagement
Media Advertisements0MediaAdvertisements
Mailings Members0MailingsMembers
Publications Or Broadcast0PublicationsOrBroadcast
Grants Other Organizations0GrantsOtherOrganizations
Direct Contact Legislators1DirectContactLegislators
Direct Contact Legislators$377,835DirectContactLegislatorsAmount
Rallies Demonstrations0RalliesDemonstrations
Other Activities0OtherActivities
Total Lobbying Expenditures IIB377835TotalLobbyingExpendituresIIB
Not Described In501c30NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierSchC_P2B_S00_L01Identifier
Return ReferenceSchedule C, Part II-B, Line 1ReturnReference
ExplanationResearch Triangle Institute communicates the results of its independent objective research to government officials; protects its reputation for independence, objectivity and quality, and seeks sufficient federal budgets for certain fields of research and development.Explanation

Schedule D IRS990ScheduleD

Land Land

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis2674413OtherCostOrOtherBasis
Book Value2674413BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis191137006OtherCostOrOtherBasis
Depreciation72861339Depreciation
Book Value118275667BookValue

Leasehold Improvements LeaseholdImprovements

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis0OtherCostOrOtherBasis
Depreciation0Depreciation
Book Value0BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis77689092OtherCostOrOtherBasis
Depreciation51315554Depreciation
Book Value26373538BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Investment Cost Or Other Basis0InvestmentCostOrOtherBasis
Other Cost Or Other Basis4992306OtherCostOrOtherBasis
Depreciation0Depreciation
Book Value4992306BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings152315924TotalOfBookValueLandBuildings

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
DescriptionOther Accrued ExpensesDescription
Amount$20,261,220Amount
FieldValueIRS element (for citing)
Total Of Amounts20261220TotalOfAmounts

Form990 Schedule D Part XIV Form990ScheduleDPartXIV

FieldValueIRS element (for citing)
IdentifierSchD_P10_S00_L02Identifier
Return ReferenceSchedule D, Part X, Line 2ReturnReference
ExplanationAs provided by Section 501(c)(3) of the Internal Revenue Code and the Internal Revenue Service's determination that the Institute's charitable, scientific and educational operations are income tax exempt, no provision for corporate income taxes is required. However, this tax exemption does not pertain to activities unrelated to the Institute's exempt purposes. The Institute's presence in the United Kingdom, Spain, and Sweden results in income taxation in these countries. Historically, income taxation in these foreign jurisdictions has not been material for the Institute. All not-for-profit organizations, including the Institute, are subject to the provisions of FASB ASC Topic 740 Income Taxes. The Institute's activities that most likely could create taxable income are contracts with commercial enterprises for services performed in nondomestic jurisdictions. There are no uncertain tax positions that result in material liabilities.Explanation

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained1GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (11 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
Central America and the Caribbean672Program ServicesEducation, Governance & Economic Growth, Health, Information & Communication Technology, Statistics Research18403408
East Asia and the Pacific19220Program ServicesEducation, Environmental Research Services, Governance & Economic Growth, Health, Information & Communication Technology25197968
Europe (including Iceland and Greenland)448Program ServicesGovernance & Economic Growth, Health, Statistics Research9121393
Middle East and North Africa6112Program ServicesEconomic & Social Research, Education, Environmental Research Services, Governance & Economic Growth, Information & Communication Technology27686492
North America (including Canada and Mexico, but not the United States)00Program ServicesEnvironmental Research Services37748
Russia and the newly independent States26Program ServicesEconomic & Social Research, Governance & Economic Growth, Health1971669
South America122Program ServicesEducation, Environmental Research Services, Governance & Economic Growth, Statistics Research2800616
South Asia210Program ServicesEconomic & Social Research, Health, Statistics Research1976406
Sub-Saharan Africa50477Program ServicesEconomic & Social Research, Education, Environmental Research Services, Governance & Economic Growth, Health, Information & Communication Technology, Statistics Research, Survey Research131792573
East Asia and the PacificInvestments125000
Sub-Saharan AfricaGrantmaking500
FieldValueIRS element (for citing)
Total Number Of Offices90TotalNumberOfOffices
Total Number Of Employees967TotalNumberOfEmployees
Total Amount Spent219113773TotalAmountSpent
Transfer To Foreign Corp1TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp1OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership0ForeignPartnership
Boycott Countries0BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SchF_P01_S00_L01Schedule F, Part I, Line 1RTI's international development program services are not in the nature of grant making. See Part III, Line 4(b) of the Form 990.
SchF_P01_S00_L02Schedule F, Part I, Line 2RTI is committed to improving the human condition and helping people by giving back to communities where we are located. As described in Schedule I, RTI seeks staff recommendation for worthy charitable causes. During FY12, RTI donated used computer equipment to Cuttington University located in Liberia. The equipment will be used by 1st and 2nd year university students to help them develop the economic future of Liberia. RTI also supported violence prevention programs in Kenya though a $500 contribution to Sisi ni Amani, an organization focused on strengthing peace efforts.

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records Maintained1RecordsMaintained

Recipient Table RecipientTable (14 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Non Cash AssistanceAmountOfNonCashAssistanceMethod Of ValuationMethodOfValuationDescription Of Non Cash AssistanceDescriptionOfNonCashAssistancePurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantAddress Line2AddressUS/AddressLine2Business Name Line2RecipientNameBusiness/BusinessNameLine2
Durham Interfaith Hospitality Network
1216 N Roxboro StDurhamNC27701561852428501(c)(3)40032FMVUsed EquipmentCharitable Contribution
RTI PCCO Parents Child Care Organization
PO Box 12574RTPNC27709561593799501(c)(3)CashCharitable Contribution105000
University of North Carolina
Campus Box 3290Chapel HillNC27599566001393501(c)(3)CashCharitable contributions including support for solar energy and health research29524
United Way of the Greater Triangle
2400 Perimeter Park DriveMorrisvilleNC27560561949103501(c)(3)0CashDiscarded Computers & Equipment (See Sch I, Part IV)Charitable Contribution90000
First Environments
109 TW Alexander DrRTPNC27711581696674501(c)(3)20016FMVUsed EquipmentCharitable ContributionEPA Mail Drop FE105
Mt Moriah Baptist Church
3000 E Garner RdRaleighNC27610561027335501(c)(3)53376FMVUsed EquipmentCharitable Contribution
UNC Center for Public Television
PO Box 12231RTPNC27709581720178501(c)(3)CashCharitable Contribution10000
Duke University
2812 Erwin RoadDurhamNC27705560532129501(c)(3)CashCharitable Contribution10000
Urban Ministries of Durham
PO Box 249DurhamNC277020249581505891501(c)(3)CashCharitable Contribution13000
North Carolina Biotechnology Center
PO Box 13547RTPNC27709561434024501(c)(3)CashCharitable Contribution50000
Research Triangle Environmental Health Collaborative
9200 Leslieshire DriveRaleighNC276158103204594346501(c)(3)CashCharitable Contribution10000
AIDS PROJECT LOS ANGELES
611 South Kingsley DrLos AngelesCA90005953842506501(c)(3)CashCharitable Contribution10000Global Forum on MSM & HIV (MSMGF)
National Merit Scholarship Corporation
1560 Sherman AvenueEvanstonIL60201362307745501(c)(3)CashScholarship Funding18985Ste 200
Univeristy of South Florida
4202 East Fowler Avenue ALN 147TampaFL336205800593102112501(c)(3)CashCharitable Contribution10000
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants14TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SchI_P01_S00_L02Schedule I, Part I, Line 2Consistent with our mission, RTI is committed to helping people by giving back to the communities where we are located, when possible. RTI has a process for making annual contributions at the corporate level to charitable causes. The process, governed by an annual budget and consistent giving criteria, seeks staff recommendations for worthy recipient organizations. The Community Partnerships Board reviews the contributions proposed by the staff and makes a recommendation to the CEO and CFO who make the final decisions. The decisions are reported to the staff, thereby setting the program for the fiscal year. In the forth quarter of the fiscal year, the CEO and CFO, in consultation with Corporate Affairs, review the program, lessons learned, and prospects for its evolution. RTI also supports the United Way's mission to improve people's lives by mobilizing the caring power of communities. As part of this effort, RTI holds an annual United Way campaign in the fall, grants an annual corporate contribution to Triangle United Way as well as regional United Way offices, provides year round donor education and communication, and participates in local United Way volunteer efforts when possible. In addition, RTI supports educational initiatives related to our exempt purpose through the corporate sponsorships program.
SchI_P02_S00_L01Schedule I, Part II, Line 1RTI organized an effort to reduce, reuse and recycle office supplies, materials and equipment during FY12 as part the RTI Sustainability Council's annual recycling campaign. This "Spring It, Fling It" campaign collected and donated over 7 tons of office furniture, materials and supplies to local organizations in our community. Additionally, RTI contributed to United Way's "Teaming 4 Technology" initiative, providing computers and equipment for donation to students, schools and partner agencies that could not otherwise afford to purchase computer equipment. The items donated through both "Spring It, Fling It" and "Teaming 4 Technology" had been used and discarded by staff, with no remaining fair market value.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Club Dues Or FeesXClubDuesOrFees
Written Policy Re T And E Expenses1WrittenPolicyReTAndEExpenses
Substantiation Required1SubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Written Employment ContractXWrittenEmploymentContract
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment1SeverancePayment
Supplemental Nonqual Retire Plan1SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org0CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org0CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs0CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments1AnyNonFixedPayments
Initial Contract Exception1InitialContractException
Rebuttable Presumption Procedure0RebuttablePresumptionProcedure

Form990 Schedule J Part II Form990ScheduleJPartII (28 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
V Haynes
6174190160000012853320701650152420214815808886150
J Hunter-Cevera
352322010000006646806754601941106057470375000
J Gibson
35632501100000164560515370257590560077000
E Holden
35579401100000139020510390195400550275000
S Sethi
341815085000012724049751017740491064000
L Maggart
332152085000015697049074074210489344000
A Mangel
3036470110000086830469730195400488843000
J Trainham
28540406580003564033454076570395879000
E Story
262355075000031070436160199960404074000
B Kennedy
2316830550000535100238150209060384914000
T Gabel
265434053239041090245000142410361523000
M Roberts
21997006000000031903077390319612000
S Snyder
22839005000005390233830202800322592000
E Sax
207627040000012270214030204910290748000
C Buchholtz
17204803050003770182020238310244958000
L Clark
000014485502260540807750451684000
R Zerbonia
17609102080001604920181060183270393816000
R Johnson
1841610001723770192020160220391762000
S Earnshaw
2388570958000518024098083050367578000
L Cravens
1490760001788160153420110540354288000
J Mitchell
252293060000099570245000202940367044000
B Entwisle
18000306460000000001800030646000
P Lange
2600050808200016500029975093192600056387600
T Lomax
30000226378000000003000022637800
H Martin
30000300000000000003000030000000
T Nagle
24000185503000000002400018550300
J Siedow
2800016873708572500029975050282800028946500
P Wynn Jr
320002521050000029975058973200028797700

Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
SchJ_P01_S00_L01aSchedule J, Part I, Line 1aSenior executives utilized domestic charter and first class air travel on a limited basis during FY12. In some instances, a spouse accompanied the senior executives on their RTI business as dictated by local tradition and protocol. The officers reimbursed RTI for non-business spousal travel expenses, and therefore, no income was imputed for spousal travel costs. Two highly compensated employees received tax gross up payments related to their international assignments. Memberships to two business clubs, where leaders in industry and business gather, are maintained for RTI business purposes. No taxable compensation has been imputed to the senior executives who use these club memberships exclusively for RTI business purposes.
SchJ_P01_S00_L04Schedule J, Part I, Line 4R Johnson & L Clark received severance payments of $62,661 and $67,816, respectively, during calendar year 2011. In recognition of Dr. Haynes' long service to the Institute, her compensation and retirement benefits relative to the market, and retaining Dr. Haynes through 2011, the Board provided Dr. Haynes a supplemental retirement benefit. This calendar year 2011 payment of $1,244,061 included $888,615 which was accrued and reported in prior years. The Institute implemented a long-term incentive plan designed to reward executives for ensuring the organization's finances are strong, and to retain executives. This plan recognizes that the executives' total compensation is below market. Rather than increasing salaries, annual incentives, or supplemental retirement benefits, the Board implemented a cash based retention plan which is dependent on the Institute's continued strong performance. Amounts accrued during calendar 2011 are as follows: V Haynes $45,665; J Hunter-Cevera $26,379; J Gibson $27,037; E Holden $26,539; S Sethi $25,251; L Maggart $24,574; A Mangel $22,473; J Trainham $11,948; E Story $19,116; and M Roberts $9,626.
SchJ_P01_S00_L07Schedule J, Part I, Line 7RTI maintains variable compensation plans which are reviewed and approved annually by the Compensation Committee of the Board, as well as the full Board, to establish appropriate measurable targets and objectives along with incentive amounts. Actual perfomance under the plans is reviewed after the performance period and approved by the Compensation Committee and full Board as well. Amounts paid under these plans during calendar year 2011 are as follows: V Haynes $160,000; J Hunter-Cevera $100,000; J Gibson $110,000; E Holden $110,000; S Sethi $85,000; L Maggart $85,000; A Mangel $110,000; J Trainham $65,800; E Story $75,000; B Kennedy $55,000; T Gabel $53,239; M Roberts $60,000; S Snyder $50,000; E Sax $40,000; C Buchholtz $27,500; R Zerbonia $20,800; S Earnshaw $95,800; J Mitchell $60,000. C Buchholtz also received a $3,000 President's Award in recognition of significant contributions to RTI's stategic goals. These amounts are included in Schedule J, Part II, column (B)(ii).
SchJ_P01_S00_L08Schedule J, Part I, Line 8RTI recruits its executive leadership from the national labor market, and this practice can introduce additional variability into each executive's initial compensation package. Accordingly, amounts were paid and accrued during the 2011 calendar year that emanated from RTI's offer of employment to certain executives and these items were included in the executive's employment agreement with RTI. Amounts paid were reported as taxable income and are included in the 2011 bonus or other compensation columns for each executive that received such payment. Any unpaid accruals are included in the deferred compensation column.
SchJ_P02_S00_L00Schedule J, Part IIRTI was established in 1958 by Duke University and The University of North Carolina System as the founding tenant of Research Triangle Park in NC. It has grown into one of the world's leading independent nonprofit research organizations and is dedicated to conducting research and development that improves the human condition by turning knowledge into practice. Based on RTI's corporate governance structure, compensation of those Board Members employed by supported organizations (i.e. Duke and UNC System) is reported in column (E) and was obtained from the 990 information request questionnaire that was distributed to these listed persons and Duke University. These amounts were paid by either Duke University or The University of North Carolina System (UNC System). Given the supporting relationship with these universities, RTI is required to report these amounts; however, RTI has no influence over this compensation. In connection with his employment with RTI, J Trainham participated in various scientific research collaborations with the UNC System, including an appointment as adjunct professor during FY12. RTI received reimbursements from the UNC System for costs related to these research services. The reportable compensation of two of the top five highest compensated employees reported in Schedule J, Part II, column (B)(iii) includes additional compensation (i.e. danger pay, housing & other allowances) related to an international assignment.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (2 entries)

Business Name Line2IssuerName/BusinessNameLine2Issuer EINIssuerEINCUSIP NumberCUSIPNumberDate IssuedDateIssuedIssue PriceIssuePriceDescription Of PurposeDescriptionOfPurposeDefeasedDefeasedOn Behalf Of IssuerOnBehalfOfIssuerPool FinancingPoolFinancing
Durham County Industrial Facilities & Pollution Control
Financing Authority561379535266711AA82007-11-2940560000Finance construction of office buildings and parking deck000
Durham County Industrial Facilities & Pollution Control
Financing Authority561379535266711AC42010-02-1824999384Finance construction of office building & parking deck000

Form990 Schedule K Part II Form990ScheduleKPartII (2 entries)

Amount RetiredAmountRetiredAmount Bond DefeasedAmountBondDefeasedTotal ProceedsTotalProceedsAmount In Reserve FundAmountInReserveFundCapitalized InterestCapitalizedInterestRefunding EscrowRefundingEscrowIssuance Costs From ProceedsIssuanceCostsFromProceedsCredit EnhancementCreditEnhancementWorking Capital ExpendituresWorkingCapitalExpendituresCapital ExpendituresCapitalExpendituresOther Spent ProceedsOtherSpentProceedsAmount UnspentAmountUnspentYear Of Subst CompletionYearOfSubstCompletionCurrent RefundingCurrentRefundingAdvance RefundingAdvanceRefundingFinal Allocation MadeFinalAllocationMadeAdequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
004118749500033377000408537250020080011
002500073200034095600246597760020110011

Form990 Schedule K Part III Form990ScheduleKPartIII (2 entries)

Owning Bond Financed PropertyOwningBondFinancedPropertyAny Lease ArrangementsAnyLeaseArrangementsMngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprtyAny Research AgreementsAnyResearchAgreementsEngage Bond Counsel ResearchEngageBondCounselResearchPrcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthersPercentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBITotal Private Business UseTotalPrivateBusinessUsePost Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
000100.00840.00040.00881
000100.0160.00140.01741

Form990 Schedule K Part IV Form990ScheduleKPartIV (2 entries)

Form8038 T FiledForm8038TFiledVariable Rate IssueVariableRateIssueHedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecdsGross Proceeds Invested In GICGrossProceedsInvestedInGICGross Proceeds InvestedGrossProceedsInvestedException To RebateExceptionToRebate
010001
000001
FieldValueIRS element (for citing)
Fed Tax Requirements ComplianceXFedTaxRequirementsCompliance

Form990 Schedule K Part VI Form990ScheduleKPartVI

FieldValueIRS element (for citing)
IdentifierSchK_P02_S00_L03Identifier
Return ReferenceSchedule K, Part II, Line 3ReturnReference
ExplanationThe difference in issue price and total proceeds is investment earnings.Explanation

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV (4 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
Nextreme Thermal Solutions Inc
J Gibson is a Director of Nextreme818012Loan, Equipment Purchase, Contract Services0
Archer Daniels Midland Company
V Haynes is a Director of Archer Daniels Midland Company306437Dept of Energy Cost Share Agreement0
SunTrust Bank
P Wynn is a Director of SunTrust Bank1448233Credit Facilities, Interest & Fees0
M Gibson
Family Member of J Gibson, VP & CFO12839Employment Compensation & Benefits0

Form990 Schedule L Part V Form990ScheduleLPartV

FieldValueIRS element (for citing)
IdentifierSchL_P04_S00_L00Identifier
Return ReferenceSchedule L, Part IVReturnReference
ExplanationV Haynes and J Gibson served on the Board of Directors of the for-profit companies Ziptronix and Nextreme, respectively, representing RTI's interest in each of the companies. These companies were spun-off from RTI's research divisions in March 2000 and December 2004 respectively. RTI holds a minority interest in each company. No directors fee or other compensation was received for serving in these positions.Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (13 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
F990_P03_S00_L04aForm 990, Part III, Line 4aHEALTH RESEARCH is our largest single field of study, encompassing research that ranges from studies of the human genome and the development of new drug compounds to national surveys of health behaviors and the implementation of global health programs. Our activities in DRUG DISCOVERY AND DEVELOPMENT include working with pharmaceutical companies and government agencies to bring new medicines to market, and to ensure the safety and efficacy of those in the marketplace. As part of a comprehensive EDUCATION AND TRAINING RESEARCH program, our experts conduct rigorous studies used to assess and improve the quality of early development, education, and employment programs in the United States and many other countries. We also provide training solutions for forensic scientists and law enforcement. RTI is a leader in SURVEY RESEARCH and SURVEY STATISTICS. With a staff of highly skilled researchers using advanced data collection systems and techniques, we offer broad-based survey services for public and private sector studies. Our SURVEY RESEARCH SERVICES include study design, instrument development and evaluation, pretests and pilot studies, mail surveys, telephone surveys, face-to-face field surveys, Web surveys, records abstraction, collection of biological specimens, mixed-mode surveys, subject tracing, focus groups, and health registries. Our STATISTICS RESEARCH experts conduct complex statistical analyses to support wide ranging research programs in both laboratory and social sciences as well as ensure the quality, validity, and reliability of our research products and results by applying quality control and assurance procedures from sampling design through data collection and analysis. Our multidisciplinary ECONOMIC & SOCIAL RESEARCH team includes experts in economics, demography, health, education, urban planning, and public financing. We provide independent, objective information and analyses that help to inform and improve public policy discourse and advance economic and social development decision making in technology economics and policy, crime and justice, and food and nutrition policy. We provide ADVANCED TECHNOLOGY RESEARCH & DEVELOPMENT services through the identification, development, application, and transfer of leading-edge technologies in areas including Materials Science; Electronics; Microfabrication; Information Technology; Innovation Advising; and Technology Economics & Policy. Our ENERGY RESEARCHERS develop advanced energy technologies to address today's significant energy challenges, such as climate change, energy security, energy efficiency, sustainability, and water conservation. Our research supports national and worldwide goals of reliable, sustainable, economically viable, and secure energy supplies. We are a leading provider of ENVIRONMENTAL RESEARCH SERVICES for the U.S. Environmental Protection Agency and other government agencies. We conduct large-scale environmental management projects for both government and industry, helping them make critical policy and regulatory decisions. Our LABORATORY & CHEMISTRY SERVICES support RTI research with state-of-the-art instrumentation, technologies, and processes. Our lab specifications and procedures emphasize quality control and excellence at every level of activity to meet the expectations and needs of our clients.
F990_P06_S0A_L02Form 990, Part VI, Section A, Line 2E Johnson & T Darden - Family Relationship; P Lange & J Siedow - Business Relationship; P Lange & P Wynn - Business Relationship; J Siedow & P Wynn - Business Relationship; W Moore & T Darden - Business Relationship; W Moore & E Johnson - Business Relationship; W Moore & W Mitchell - Business Relationship; W Moore & P Scott - Business Relationship; R Ingram & P Wynn - Business Relationship; W Mitchell & T Darden - Business Relationship; W Mitchell & P Scott - Business Relationship; T Darden & R Ingram - Business Relationship; T Darden & E Johnson - Business Relationship; B Entwisle & T Lomax - Business Relationship; B Entwisle & H Martin - Business Relationship; B Entwisle & J Siedow - Business Relationship
F990_P06_S0A_L06Form 990, Part VI, Section A, Line 6Research Triangle Institute is a non-profit corporation incorporated under the laws of the State of North Carolina. The Members of the corporation include the persons who at the time occupy the following positions: President, The University of North Carolina; President, Duke University; one member of the Board of Trustees of Duke University, appointed by the Chair of the Board of Trustees of Duke University, for one or more terms of three years; and one member of the Board of Governors of The University of North Carolina, appointed by the Chair of the Board of Governors of The University of North Carolina, for or more terms of three years. The Members shall elect the Governors, review and act on fundamental corporate transactions approved by the Governors, and take such other actions as may be required by law. No part of the earnings of the corporation shall inure to the benefit of any member or individual.
F990_P06_S0A_L07aForm 990, Part VI, Section A, Line 7aThe Members shall elect the Governors as described in the Bylaws of the Corporation.
F990_P06_S0A_L07bForm 990, Part VI, Section A, Line 7bThe Members shall review and act on fundamental corporate transactions approved by the Governors, and take such other actions as may be required by law. Fundamental corporate transactions are described in the Articles of Incorporation.
F990_P06_S0B_L11bForm 990, Part VI, Section B, Line 11bThe Form 990 with required schedules was provided to the full Board of Governors prior to filing via posting on RTI's hosted board communication solution, Directors Desk. In addition, RTI managment reviewed the process and steps undertaken in completing the form on multiple occasions with the Audit and Compensation Committees of the Board, including a review of the file ready form with the Audit Committee prior to dissemination to the full Board.
F990_P06_S0B_L12cForm 990, Part VI, Section B, Line 12cMembers of the Board of Governors, Officers, and Key Employees are required to complete an annual conflict of interest disclosure in accordance with the organization's policies and procedures. Each disclosure is reviewed by the Audit Committee Chair, Chair of the Board of Governors, or the Chief Ethics Officer to determine whether a conflict of interest exists, and if so, whether it appears to be significant and may warrant further review according to the standards and guidelines of the policy.
F990_P06_S0B_L15Form 990, Part VI, Section B, Line 15Each year, Research Triangle Institute (the Institute) management seeks the review and approval of the Institute's Compensation Committee and Board of Governors (Board) to ensure that the total compensation packages for its Chief Executive Officer (CEO) and other senior executives listed below are reasonable. The CEO and other senior executives are not involved in the Compensation Committee and Board's decision regarding the reasonableness of the executive compensation packages. The Compensation Committee and Board use independent compensation surveys conducted by nationally recognized independent firms. The independent survey includes compensation paid by comparable institutions (taxable as well as non-taxable) for functionally comparable positions and in comparable geographic labor markets. The Compensation Committee and Board also use an independent executive compensation consulting firm to review the survey data and provide comments opining on the reasonableness of compensation for the Institute's senior executives. In 2011, the study covered the following executive positions: Victoria F Haynes, President & Chief Executive Officer; James J Gibson, Executive Vice President & Chief Financial Officer; Satinder K Sethi, Executive Vice President, Operations Group; Lon E Maggart, Executive Vice President, International Development Group; E Wayne Holden, Executive Vice President, Social, Statistical and Environmental Sciences; Jennie Hunter-Cevera, Executive Vice President, Discovery and Analytical Sciences; G Edward Story, Senior Vice President, General Counsel, and Corporate Secretary; Allen W Mangel, Senior Vice President, Health Solutions; Martha J Roberts, Senior Vice President, Human Resources; and James A Trainham, Vice President, Strategic Energy Initiatives. Also included in the independent review was Barbara Kennedy, Vice President Global Health and the following officer positions: Stephen Snyder, Vice President and Controller; and E. Ward Sax, Vice President and Treasurer.
F990_P06_S0B_L16bForm 990, Part VI, Section B, Line 16bRTI and its staff belong to and participate in consortiums and associations that are consistent with RTI's mission to improve the human condition. These affiliations are neither in form nor substance a joint venture for federal income taxation. While RTI has not entered into a joint venture with a taxable entity, RTI has adopted a joint venture policy in order to evaluate its participation for federal income tax purposes. Additionally, certain federal contracts are awarded on a cost share basis whereby a cost share subcontractor reimburses RTI for a percentage of the total contract cost. Cost share arrangements exist primarily with unrelated taxable entities.
F990_P06_S0C_L19Form 990, Part VI, Section C, Line 19The organization makes its governing documents, conflict of interest policy and financial statements available to the public upon request.
F990_P07_S0A_L01aForm 990, Part VII, Section A, Line 1aIn connection with his employment with RTI, J Trainham participated in various scientific research collaborations with the UNC System, including an appointment as adjunct professor during FY12. RTI received reimbursements from the UNC System for costs related to these research services.
F990_P07_S0A_L01bForm 990, Part VII, Section A, Line 1bRTI was established in 1958 by Duke University and The University of North Carolina System as the founding tenant of Research Triangle Park in NC. It has grown into one of the world's leading independent nonprofit research organizations and is dedicated to conducting research and development that improves the human condition by turning knowledge into practice. Based on RTI's corporate governance structure, compensation of those Board Members employed by supported organizations (i.e. Duke and UNC System) is reported in column (E) and was obtained from the 990 information request questionnaire that was distributed to these listed persons and Duke University. These amounts were paid by either Duke University or The University of North Carolina System (UNC System). Given the supporting relationship with these universities, RTI is required to report these amounts; however, RTI has no influence over this compensation. The following individuals listed on Part VII, Section A, column (A) devoted an estimated average of 40 hours per week to Duke University (the related organization): J Siedow and P Wynn. P Lange devoted an estimated average of 65 hours per week to Duke University and an estimated average of 1 hour per week to several organizations related to Duke University.
F990_P11_S00_L05Form 990, Part XI, Line 5Equity in gains (losses) of affiliates & subsidiaries = (2,223,853), Pension related changes = (815,624), Unrealized market gains = 3,951,623

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI

Name Of Disregarded Entity NameOfDisregardedEntity

FieldValueIRS element (for citing)
Business Name Line1Research Triangle Institute Global Research Corp LLCBusinessNameLine1
Business Name Line2RTIGRBusinessNameLine2

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1PO Box 12194AddressLine1
CityResearch Triangle ParkCity
StateNCState
ZIP Code27709ZIPCode
FieldValueIRS element (for citing)
EIN560686338EIN
Primary ActivitiesNonePrimaryActivities
Legal Domicile StateNCLegalDomicileState
Total Income0TotalIncome
EOY Assets0EOYAssets

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1Research Triangle InstituteBusinessNameLine1

Form990 Schedule R Part II Form990ScheduleRPartII (5 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusDirect Controlling Entity NADirectControllingEntityNAControlled OrgControlledOrgBusiness Name Line2NameOfDisregardedEntity/BusinessNameLine2Business Name Line1DirectControllingEntityName/BusinessNameLine1
Duke University
2138 Campus DriveDurhamNC27708560532129UniversityNC501(c)(3)2N/A0
The University of North Carolina
University of North CarolinaChapel HillNC27599566001393UniversityNC501(c)(3)2N/A0UNC System
RTI-PCCO
PO Box 12574Research Triangle ParkNC27709561593799Child-Care CenterNC501(c)(3)9N/A0Parents Child Care Organization
RTI Post Retirement Health Benefits Trust
PO Box 12194Research Triangle ParkNC27709561855400Retiree Health BenefitsNC501(c)(9)1RTI VEBAResearch Triangle Institute
Center for Health Economics Research CHER
PO Box 12194Research Triangle ParkNC27709042703180InactiveMA501(c)(3)71Research Triangle Institute

Form990 Schedule R Part III Form990ScheduleRPartIII

Name Of Related Org NameOfRelatedOrg

FieldValueIRS element (for citing)
Business Name Line1RTI Ziptronix Equity Associates LLCBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1PO Box 12194AddressLine1
CityResearch Triangle ParkCity
StateNCState
ZIP Code27709ZIPCode
FieldValueIRS element (for citing)
EIN300033837EIN
Primary ActivityInvestment CompanyPrimaryActivity
Legal Domicile StateNCLegalDomicileState

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1Research Triangle InstituteBusinessNameLine1
FieldValueIRS element (for citing)
Predominant Income TypeExcludedPredominantIncomeType
Share Of Total Income0ShareOfTotalIncome
Share Of EOY Assets213475ShareOfEOYAssets
Disproportionate Allocations0DisproportionateAllocations
Code V$0CodeVAmount
General Or Managing Partner1GeneralOrManagingPartner
Percentage Ownership0.53295PercentageOwnership

Form990 Schedule R Part IV Form990ScheduleRPartIV (2 entries)

Address Line1AddressForeign/AddressLine1Province Or StateAddressForeign/ProvinceOrStateCountryAddressForeign/CountryPrimary ActivityPrimaryActivityLegal Domicile Foreign CountryLegalDomicileForeignCountryBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Type Of EntityTypeOfEntityShare Of Total IncomeShareOfTotalIncomeShare Of EOY AssetsShareOfEOYAssetsPercentage OwnershipPercentageOwnershipCityAddressForeign/City
RTI Polska SP zoo
UI WalecznychWarsawPLEuropean CollaborationPLResearch Triangle InstituteC001
Research Triangle Institute International (Hong Kong) Limited
15 Queens Road CentralHKInvestment CompanyHKResearch Triangle InstituteC02500691Central
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents Royalties0ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org1GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org0GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org0LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org0SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org0PurchaseOfAssetsFromOtherOrg
Exchange Of Assets0ExchangeOfAssets
Rental Of Facilities To Other Orgs0RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs0RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs1PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs1PerformOfServicesByOtherOrgs
Sharing Of Facilities1SharingOfFacilities
Sharing Of Paid Employees1SharingOfPaidEmployees
Reimbursement Paid To Other Org1ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org1ReimbursementPaidByOtherOrg
Other Transfer To Other Org1OtherTransferToOtherOrg
Other Transfer From Other Org0OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (4 entries)

Business Name Line2NameOfOtherOrganization/BusinessNameLine2Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
RTI-PCCO
Parents Child Care Organizationb105000Cash value
Research Triangle Institute International (Hong Kong) Limited
b125000Cash value
RTI Post Retirement Health Benefits Trust
RTI VEBAp1073375Cash value
RTI Post Retirement Health Benefits Trust
RTI VEBAq1096760Cash value