RIVERS FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- RIVERS FOUNDATION (EIN 27-0167279)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-07-03
- IRS object ID
- 201341849349100304
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-07-03T01:11:39-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 270167279 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Rivers Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RIVE | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Philip Rivers | Name |
| Title | President | Title |
| Date Signed | 2013-07-03 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-07-03 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1854184 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 758225 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 29946 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 29946 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 3290 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 147828 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 3290 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 791461 | TotalRevenueAndExpenses |
| Total Net Investment Income | 33236 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 9872 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 9872 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 275 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 71 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 13302 | OtherExpensesRevAndExpnss |
| Other Expenses Dsbrs Chrtbl Prps | 13302 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 23449 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 9943 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 13302 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 335500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 335500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 358949 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 9943 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 348802 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 432512 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 23293 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 584036 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 83054 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 83054 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 795852 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1729346 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1771130 | InvestmentsCorpStockEOYFMV |
| Total Assets BOY | 1379888 | TotalAssetsBOY |
| Total Assets EOY | 1812400 | TotalAssetsEOY |
| Total Assets EOYFMV | 1854184 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 1379888 | RetainedEarningsBOY |
| Retained Earnings EOY | 1812400 | RetainedEarningsEOY |
| Total Net Assets BOY | 1379888 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1812400 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1379888 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1812400 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1379888 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 432512 | ExcessOfRevenueOverExpenses |
| Subtotal | 1812400 | Subtotal |
| Total Net Assets Fund Balances EOY | 1812400 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 147828 | GrossSalesPrice |
| Cost Or Other Basis | 144538 | CostOrOtherBasis |
| Gain Or Loss | 3290 | GainOrLoss |
| Gains Minus Excess Or Losses | 3290 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 3290 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 221573 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1004567 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.220566 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 165044 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 471500 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.350040 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 8596 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 152270 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.056452 | DistributionRatioYear3 |
| Total Distribution Ratio | 000.627058 | TotalDistributionRatio |
| Average Distribution Ratio | 000.209019 | AverageDistributionRatio |
| Net Noncharitable Assets | 1297033 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 271105 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 233 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 271338 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 348802 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 233 | InvestmentIncomeExciseTax |
| Subtotal | 233 | Subtotal |
| Tax Based On Investment Income | 233 | TaxBasedOnInvestmentIncome |
| Tax Paid With Extension | 233 | TaxPaidWithExtension |
| Total Credits And Payments | 233 | TotalCreditsAndPayments |
| Tax Paid Original Return | 233 | TaxPaidOriginalReturn |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Philip M Rivers | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Pres / Dir / Sec | 001.00 | 0 |
| Tiffany Rivers | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP / Dir | 001.00 | 0 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1092348 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 224437 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1316785 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 1316785 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 19752 | CashDeemedCharitable |
| Net Noncharitable Assets | 1297033 | NetNoncharitableAssets |
| Minimum Investment Return | 64852 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 64852 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 233 | TaxBasedOnInvestmentIncome |
| Total Tax | 233 | TotalTax |
| Distributable Amount Before Adj | 64619 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 64619 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 64619 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 348802 | ExpensesAndContributions |
| Qualifying Distributions | 348802 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 233 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 348569 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 64619 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year3 | 3715 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 141577 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 171753 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 317045 | TotalExcessDistriCarryover |
| Qualifying Distributions | 348802 | QualifyingDistributions |
| Applied To Current Year | 64619 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 284183 | RemainingDistriFromCorpus |
| Total Corpus | 601228 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 601228 | ExcessDistriCyovToNextYear |
| Excess From Year3 | 3715 | ExcessFromYear3 |
| Excess From Year2 | 141577 | ExcessFromYear2 |
| Excess From Year1 | 171753 | ExcessFromYear1 |
| Excess From Current Year | 284183 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Philip M Rivers | ContributingManager |
| Contributing Manager | Tiffany Rivers | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (14 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| CATHOLIC ANSWERS INC | |||||||
| PO BOX 199000 | SAN DIEGO | CA | 92159 | N/A | 509a1 | General Unrestricted | $62,000 |
| CATHOLIC RELIEF SERVICES INC | |||||||
| 228 W LEXINGTON ST | BALTIMORE | MD | 21201 | N/A | 509a1 | General Unrestricted | $6,000 |
| CHURCH OF THE NATIVITY | |||||||
| PO BOX 8770 | RANCHO SANTA FE | CA | 92067 | N/A | 509a1 | General Unrestricted | $12,000 |
| CULTURE OF LIFE FAMILY SERVICES | |||||||
| 550 WASHINGTON ST | SAN DIEGO | CA | 92103 | N/A | 509a1 | General Unrestricted | $87,000 |
| ETERNAL WORD TELEVISION NETWORK INC | |||||||
| 5817 OLD LEEDS RD | IRONDALE | AL | 35210 | N/A | 509a1 | General Unrestricted | $12,500 |
| IHR EDUCATIONAL BROADCASTING | |||||||
| 3256 PENRYN RD STE 100 | LOOMIS | CA | 95650 | N/A | 509a1 | Catholic Radio San Diego | $100,000 |
| JOHN PAUL THE GREAT CATHOLIC UNIVERSITY | |||||||
| 10174 OLD GROVE RD STE 200 | SAN DIEGO | CA | 92131 | N/A | 509a1 | General Unrestricted | $2,500 |
| LIFE WITHOUT LIMBS | |||||||
| PO BOX 2430 | AGOURA HILLS | CA | 91376 | N/A | 509a1 | General Unrestricted | $3,000 |
| MILES CHRISTI RELIGIOUS ORDER | |||||||
| PO BOX 910331 | SAN DIEGO | CA | 92191 | N/A | 509a1 | General Unrestricted | $12,000 |
| ONE BREAD LAY APOSTOLATE | |||||||
| PO BOX 2414 | SANFORD | NC | 27331 | N/A | 509a1 | General Unrestricted | $1,000 |
| OUR LADY OF MT CARMEL CATHOLIC PARISH | |||||||
| 13541 STONEY CREEK RD | SAN DIEGO | CA | 92129 | N/A | 509a1 | General Unrestricted | $500 |
| SAINT JOSEPH ACADEMY | |||||||
| 500 LAS FLORES DR | SAN MARCOS | CA | 92078 | N/A | 509a1 | General Unrestricted | $6,000 |
| ST ANN'S SCHOOL | |||||||
| 3910-A SPRING AVE | DECATUR | AL | 35603 | N/A | 509a1 | General Unrestricted | $6,000 |
| THE DOMINICAN SISTERS OF MARY MOTHER OF THE EUCHARIST | |||||||
| 4597 WARREN RD | ANN ARBOR | MI | 48105 | N/A | 509a1 | General Unrestricted | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 335500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $29,946 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $3,290 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $33,236 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 33236 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rivers Philip M | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o Rick Landrum1100 Ridgeway Loop | AddressLine1 |
| City | Memphis | City |
| State | TN | State |
| ZIP Code | 38120 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 758225 | AggregateContributions |
| Noncash Contribution Type | X | NoncashContributionType |
Noncash Property NoncashProperty (2 entries)
| Contributor Number From Part IContributorNumberFromPartI | Noncash Property DescriptionNoncashPropertyDescription | Fair Market ValueFairMarketValue | Date ReceivedDateReceived |
|---|---|---|---|
| 1 | IVY ASSET STRATEGY FD CLASS A WASAX, 15023.871 sh. | 385813 | 2012-12-19 |
| 1 | SUNAMERICA FOCUSED DIVIDEND STRATEGY FD CL A FDSAX, 28234.394 sh. | 372412 | 2012-12-19 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 147828 | GrossSalesPrice |
| Basis | 144538 | Basis |
| Total Net | 3290 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (33 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 205 shares of AFLAC INC. | 9507 | 10890 |
| 110 shares of AIR PRODS CHEM INC. | 9078 | 9242 |
| 8444 shares of AMERICAN FUNDS BOND FD OF AMERICA F | 104534 | 109348 |
| 100 shares of BANK OF NOVA SCOTIA | 5411 | 5788 |
| 100 shares of BERKSHIRE HATHAWAY INC. CLASS B | 8181 | 8970 |
| 7571 shares of BLACKROCK GLOBAL ALLOC A | 144551 | 149459 |
| 70 shares of BOEING CO | 5058 | 5275 |
| 120 shares of CLOROX CO | 8939 | 8786 |
| 110 shares of COCA-COLA CO | 3016 | 3988 |
| 300 shares of CSX CORP | 6347 | 5919 |
| 65 shares of DIAGEO PLC ADS | 4877 | 7578 |
| 200 shares of EMERSON ELECTRIC CO. | 9905 | 10592 |
| 100 shares of ILLINOIS TOOL WORKS | 4897 | 6081 |
| 200 shares of INTEL CORP | 4680 | 4124 |
| 18029 shares of IVY ASSET STRATEGY FD CLASS A | 458428 | 466581 |
| 126 shares of JOHNSON JOHNSON | 8211 | 8833 |
| 1000 shares of JPM CHASE CAP XXIX GTD CAP SER CC 6.7 4/02/2040 | 24240 | 25550 |
| 120 shares of MEDTRONIC INC | 4598 | 4922 |
| 62 shares of NEXTERA ENERGY, INC | 3015 | 4290 |
| 110 shares of NORTHEAST UTIL | 2970 | 4299 |
| 1719 shares of PERMANENT PT | 77132 | 83617 |
| 9606 shares of PIMCO FUNDS TOTAL RETURN FUND CLASS A | 105601 | 107968 |
| 13106 shares of PRUDENTIAL SHORT-TERM CORPORATE BOND FUND INCCL A | 150433 | 151504 |
| 100 shares of RAYTHEON CO. | 5409 | 5756 |
| 140 shares of SANOFI-AVENTIS SPONSORED ADR | 5017 | 6633 |
| 100 shares of SCHLUMBERGER LTD | 8435 | 6930 |
| 28234 shares of SUNAMERICA FOCUSED DIVIDEND STRATEGY FD CL A | 372412 | 366482 |
| 13139 shares of SUNAMERICA INCOME FDS STRATEGIC BOND FD CL A | 44716 | 47430 |
| 3037 shares of TEMPLETON GLOBAL BOND FUND - CLASS A | 40483 | 40634 |
| 6144 shares of THE HARTFORD INFLATION PLUS FD CL A | 71485 | 74778 |
| 70 shares of TORONTO DOMINION | 5781 | 5903 |
| 240 shares of UNILEVER PLC AMER | 8978 | 9293 |
| 50 shares of UNITED PARCEL SERVICE | 3021 | 3687 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|
| Administrative Fees | 13277 | 13277 |
| State or Local Filing Fees | 25 | 25 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $9,872 | Amount |
| Net Investment Income | 9872 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Excise Tax for 2011 | $204 | |
| Foreign Tax Paid | $71 | 71 |
Comments