THE MIDVALE FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE MIDVALE FOUNDATION (EIN 20-8678873)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-03
- IRS object ID
- 201341289349100909
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-03T04:45:40-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208678873 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Midvale Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | MIDV | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Moira H Hintsa | Name |
| Title | President | Title |
| Date Signed | 2013-05-03 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-05-03 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3999451 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 1108 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 1108 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 112860 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 112860 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 102936 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 1456105 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 135976 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 216904 | TotalRevenueAndExpenses |
| Total Net Investment Income | 249944 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 30122 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 30122 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 1137 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 537 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 20558 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 50 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 20508 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 51817 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 30709 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 20508 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 174473 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 174473 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 226290 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 30709 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 194981 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -9386 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 219235 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 149113 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 111015 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 111015 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 2626396 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2906307 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 3377393 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 738798 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 487599 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 511043 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 3514307 | TotalAssetsBOY |
| Total Assets EOY | 3504921 | TotalAssetsEOY |
| Total Assets EOYFMV | 3999451 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 3514307 | RetainedEarningsBOY |
| Retained Earnings EOY | 3504921 | RetainedEarningsEOY |
| Total Net Assets BOY | 3514307 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3504921 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 3514307 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3504921 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 3514307 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -9386 | ExcessOfRevenueOverExpenses |
| Subtotal | 3504921 | Subtotal |
| Total Net Assets Fund Balances EOY | 3504921 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 1456105 | GrossSalesPrice |
| Cost Or Other Basis | 1353169 | CostOrOtherBasis |
| Gain Or Loss | 135976 | GainOrLoss |
| Gains Minus Excess Or Losses | 135976 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 135976 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 188939 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3913461 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.048279 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 178549 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 3804097 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.046936 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 139249 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 3524413 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.039510 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 96610 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 3840675 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.025154 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 12627 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 3226353 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.003914 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.163793 | TotalDistributionRatio |
| Average Distribution Ratio | 000.032759 | AverageDistributionRatio |
| Net Noncharitable Assets | 3905149 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 127929 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2192 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 130121 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 194981 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 2192 | InvestmentIncomeExciseTax |
| Subtotal | 2192 | Subtotal |
| Tax Based On Investment Income | 2192 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 834 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 834 | TotalCreditsAndPayments |
| Tax Paid Original Return | 834 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 1358 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | Moira Hintsa | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 19809 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Pres / Dir / Sec | Title |
| Avg Hours Per Wk Devoted To Position | 001.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 0 | Compensation |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 3839580 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 125038 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3964618 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 3964618 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 59469 | CashDeemedCharitable |
| Net Noncharitable Assets | 3905149 | NetNoncharitableAssets |
| Minimum Investment Return | 195257 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 195257 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2192 | TaxBasedOnInvestmentIncome |
| Total Tax | 2192 | TotalTax |
| Distributable Amount Before Adj | 193065 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 193065 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 193065 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 194981 | ExpensesAndContributions |
| Qualifying Distributions | 194981 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 2192 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 192789 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 193065 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 191081 | UndistributedIncomePriorYear |
| Qualifying Distributions | 194981 | QualifyingDistributions |
| Applied To Year1 | 191081 | AppliedToYear1 |
| Applied To Current Year | 3900 | AppliedToCurrentYear |
| Undistributed Income CY | 189165 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (19 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ALI FORNEY CENTER | |||||||
| 224 W 35TH ST STE 1102 | NEW YORK | NY | 10001 | N/A | 509a1 | General Unrestricted | $500 |
| BUILDERS BEYOND BORDERS | |||||||
| 8 WILLARD RD | NORWALK | CT | 06851 | N/A | 509a2 | General Unrestricted | $1,000 |
| COMMUNITY FOUNDATION OF NEW JERSEY | |||||||
| PO BOX 338 | MORRISTOWN | NJ | 07963 | N/A | 509a1 | New Jersey Recovery | $3,000 |
| CONGO LEADERSHIP INITIATIVE | |||||||
| 24 BRIAR HILL RD | ORCHARD PARK | NY | 14127 | N/A | 509a1 | General Unrestricted | $500 |
| CONNECTICUT HOSPICE INC | |||||||
| 100 DOUBLE BEACH RD | BRANFORD | CT | 06405 | N/A | 509a1 | General Unrestricted | $1,000 |
| CORNELL DAILY SUN ALUMNI ASSOCIATION INC | |||||||
| 401 E STATE ST STE 500 | ITHACA | NY | 14850 | N/A | 509a2 | General Unrestricted | $1,000 |
| CORNELL UNIVERSITY | |||||||
| PO BOX 223623 | PITTSBURGH | PA | 15251 | N/A | 509a1 | General Unrestricted | $2,500 |
| CORNELL UNIVERSITY | |||||||
| PO BOX 223623 | PITTSBURGH | PA | 15251 | N/A | 509a1 | eMuseum Project at the Herbert F. Johnson Museum of Art | $25,000 |
| CORNELL UNIVERSITY | |||||||
| PO BOX 223623 | PITTSBURGH | PA | 15251 | N/A | 509a1 | Herbert F. Johnson Museum of Art | $50,000 |
| CORNELL UNIVERSITY | |||||||
| PO BOX 223623 | PITTSBURGH | PA | 15251 | N/A | 509a1 | Hotel Schools Jean and Seton 44 Henry Scholarship Fund | $5,000 |
| CORNELL UNIVERSITY | |||||||
| PO BOX 223623 | PITTSBURGH | PA | 15251 | N/A | 509a1 | Cornell Laboratory of Ornithology | $5,000 |
| GREENS FARMS ACADEMY INC | |||||||
| PO BOX 998 | GREENS FARMS | CT | 06838 | N/A | 509a1 | General Unrestricted | $2,500 |
| GREENS FARMS ACADEMY INC | |||||||
| PO BOX 998 | GREENS FARMS | CT | 06838 | N/A | 509a1 | Faculty Travel Grant and WPP Financial Aid Initiative | $50,000 |
| HOMES WITH HOPE INC | |||||||
| 49 RICHMONDVILLE AVE STE 112 | WESTPORT | CT | 06880 | N/A | 509a1 | General Unrestricted | $10,500 |
| HORIZONS AT GREENS FARMS ACADEMY | |||||||
| 35 BEACHSIDE AVE | GREEN FARMS | CT | 06436 | N/A | 509a1 | K-8 and High School | $4,000 |
| NARROW RIVER PRESERVATION ASSOCIATION INC | |||||||
| PO BOX 8 | SAUNDERSTOWN | RI | 02874 | N/A | 509a2 | General Unrestricted | $2,473 |
| PARTNERS IN HEALTH A NONPROFIT CORPORATION | |||||||
| 888 COMMONWEALTH AVE 3RD FL | BOSTON | MA | 02215 | N/A | 509a1 | General Unrestricted | $9,000 |
| PUSH AMERICA | |||||||
| PO BOX 241368 | CHARLOTTE | NC | 28224 | N/A | 509a1 | General Unrestricted | $1,000 |
| WIKIPEDIA EDUCATION INITIATIVE | |||||||
| 1230 LA COLLINA DR | BEVERLY HILLS | CA | 90210 | N/A | 509a1 | General Unrestricted | $500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 174473 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,108 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $112,860 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $102,936 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $216,904 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 216904 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 1456105 | GrossSalesPrice |
| Basis | 1353169 | Basis |
| Total Net | 102936 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (14 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BARCLAYS BANK-4.25-6/24/18 | 25000 | 27241 |
| BARCLAYS BK- 3.75- 12/13/2017 | 25000 | 25609 |
| CATERPILLAR FINL SVCS - 6.125 - 02/17/2014 | 50271 | 53147 |
| CITIGROUP INC SUB NT - 5.000 - 09/15/2014 | 23774 | 26302 |
| CONCOPHILLIPS NOTES 04.75000 02/01/2014 | 12244 | 12543 |
| DIAGEO CAP PLC GTD NT 5.20000 01/30/2013 | 51272 | 50184 |
| GE CAPITAL CORP NOTE - 5.500 - 02/15/2015 | 25000 | 26919 |
| HSBC FINANCIAL CORP 4 1/15/15 | 25000 | 25959 |
| JOHN DEERE CAPITAL CORP SR UNSEC MTN 4.5 04/03/13 | 49402 | 50547 |
| MEDTRONIC INC - 4.500 - 03/15/2014 | 50351 | 52327 |
| MORGAN STANLEY MTN 04.00 07/30/2020 | 24750 | 25466 |
| ORACLE CORP - 5.250 - 01/15/2016 | 50813 | 56581 |
| PRUDENTIAL INC. - 4.750 - 09/17/2015 | 25001 | 27404 |
| VERIZON GLOBAL FDG CORP NT 4.375 06/01/2013 | 49721 | 50814 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (119 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 850 shares of ABB LTD. | 18021 | 17672 |
| 450 shares of ACCENTURE PLC | 14282 | 29925 |
| 300 shares of AIR PRODS CHEM INC. | 26345 | 25206 |
| 200 shares of AMAZON COM | 40910 | 50173 |
| 175 shares of APACHE CORPORATION | 15969 | 13738 |
| 175 shares of APPLE INC. | 45397 | 93129 |
| 4429 shares of BAIRD CORE PLUS BD FD INSTI CL | 50000 | 49910 |
| 1200 shares of BANK OF AMERICA CORP | 9180 | 13932 |
| 30 shares of BANK OF AMERICA CORP 7.250 CONV PFD SER L | 12542 | 34050 |
| 800 shares of BBT CP | 24431 | 23288 |
| 75 shares of BLACKROCK INC | 14488 | 15503 |
| 500 shares of BROADCOM CORPORATION | 15330 | 16605 |
| 300 shares of CATERPILLAR INC. | 27900 | 26883 |
| 700 shares of CELANESE CORPORATION | 24516 | 31171 |
| 1200 shares of CENTERPOINT ENERGY | 24996 | 23100 |
| 575 shares of CHEVRON CORP | 47911 | 62180 |
| 850 shares of CISCO SYSTEMS INC | 20712 | 16702 |
| 250 shares of COACH INC | 13181 | 13878 |
| 700 shares of COCA-COLA CO | 25256 | 25375 |
| 600 shares of CONSTELLATION BRANDS INC | 12103 | 21234 |
| 1275 shares of CORNING INC | 17711 | 16091 |
| 400 shares of COSTCO WHOLESALE CORP NEW | 25716 | 39492 |
| 500 shares of COVIDIEN LTD | 20153 | 28870 |
| 1300 shares of CSX CORP | 17857 | 25649 |
| 425 shares of CVS CAREMARK CORP. | 13669 | 20549 |
| 350 shares of DANAHER CORP | 18500 | 19565 |
| 175 shares of DEERE CO | 10617 | 15124 |
| 400 shares of DENTSPLY INTERNATIONAL INC NEW | 16204 | 15844 |
| 200 shares of DIAGEO PLC ADS | 15722 | 23316 |
| 250 shares of DOMINION RESOURCES INC | 12233 | 12950 |
| 400 shares of DOVER CORP | 24076 | 26284 |
| 4204 shares of DREYFUS EMERGING MARKETS FUND C | 54020 | 43803 |
| 400 shares of DUNKIN BRANDS GROUP INC | 12110 | 13272 |
| 800 shares of EATON CORP PLC | 30550 | 43344 |
| 225 shares of ECOLAB INC | 11149 | 16178 |
| 550 shares of ELI LILLY CO | 25784 | 27126 |
| 1250 shares of EMC CORP-MASS | 29387 | 31625 |
| 750 shares of EXPRESS SCRIPTS HOLDING CO. | 42273 | 40500 |
| 625 shares of EXXON MOBIL CORP | 48012 | 54093 |
| 3021 shares of FIDELITY FLOATING RATE HIGH INCOME | 29909 | 29964 |
| 870 shares of FIDELITY SMALL CAP DISCOVRY | 20000 | 20930 |
| 200 shares of FISERV INC | 10459 | 15806 |
| 700 shares of FREEPORT-MCMORAN COPPER GOLD INC. | 17370 | 23940 |
| 1300 shares of GENERAL ELECTRIC CO | 19918 | 27287 |
| 450 shares of GILEAD SCIENCES INC | 20436 | 33053 |
| 30 shares of GOOGLE INC CL A | 20851 | 21221 |
| 225 shares of H.J. HEINZ COMPANY | 10986 | 12978 |
| 2942 shares of HARBOR BOND FUND | 34122 | 36711 |
| 800 shares of HOME DEPOT INC. | 25240 | 49480 |
| 600 shares of HONEYWELL INTERNATIONAL INC. | 30026 | 38082 |
| 800 shares of HSBC HLDGS PLC PERPETUAL SUB CAP SECS 8.125 PERPE | 18948 | 20296 |
| 450 shares of INGERSOL-RAND PLC | 17571 | 21582 |
| 575 shares of INTEL CORP | 12748 | 11857 |
| 125 shares of INTERNATIONAL BUSINESS MACHINES | 13635 | 23944 |
| 600 shares of ISHARES MSCI CANADA INDEX FD | 14658 | 17040 |
| 175 shares of ISHARES NASDAQ BIOTECHNOLOGY | 21117 | 24014 |
| 175 shares of ISHARES SP GLOBAL | 12848 | 10929 |
| 500 shares of ISHARES TR S P MIDCAP 400 INDEX FD | 42888 | 50849 |
| 600 shares of ISHARES TRUST MSCI EAFE INDEX FUND | 48203 | 34116 |
| 150 shares of ITC HOLDINGS CORP | 11293 | 11537 |
| 750 shares of JOHNSON JOHNSON | 47916 | 52574 |
| 1800 shares of JOHNSON CONTROLS INC. | 55121 | 55205 |
| 1000 shares of JP MORGAN CHASE CO | 39794 | 43969 |
| 175 shares of LABORATORY CORP AMER HLDGS | 14039 | 15159 |
| 800 shares of MARATHON OIL CORP COM | 23405 | 24528 |
| 433 shares of MATTHEWS PACIFIC TIGER FUND | 9754 | 10582 |
| 350 shares of MEAD JOHNSON NUTRITI | 26530 | 23062 |
| 4692 shares of MELLON INTERMEDIATE BOND FUND CLASS M SHARES | 62173 | 61938 |
| 700 shares of MERCK CO INC. | 26957 | 28658 |
| 800 shares of METLIFE INC PFD B - 6.500 | 19159 | 20178 |
| 1100 shares of METLIFE INC. | 36629 | 36234 |
| 1555 shares of MFS EMERGING MARKETS DEBT FUND CLASS I | 25000 | 25389 |
| 1198 shares of MFS INTERNATIONAL VALUE I | 30000 | 33737 |
| 550 shares of MICROSOFT CORPORATION | 16459 | 14690 |
| 1700 shares of MONDELEZ INTERNATIONAL INC | 34584 | 43265 |
| 425 shares of NOBLE CORPORATION | 10899 | 14799 |
| 350 shares of NOVARTIS AG ADR | 20584 | 22155 |
| 90 shares of NOVO NORDISK A S | 11215 | 14689 |
| 550 shares of NXP SEMICONDUCTORS | 14008 | 14476 |
| 300 shares of OCCIDENTAL PETROLEUM CORP | 18755 | 22983 |
| 595 shares of OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y | 20000 | 20768 |
| 625 shares of ORACLE CORP | 13237 | 20825 |
| 725 shares of PEPSICO INC | 41732 | 49612 |
| 375 shares of PETSMART INC. COM | 8745 | 25628 |
| 1100 shares of PFIZER INC. | 21069 | 27587 |
| 650 shares of PLAINS EXPL AND PRODCTN | 20707 | 30511 |
| 735 shares of PROCTER GAMBLE CO | 45946 | 49899 |
| 400 shares of QUALCOMM INC | 19238 | 24744 |
| 650 shares of SCHLUMBERGER LTD | 45911 | 45044 |
| 400 shares of SEMPRA ENERGY COM | 22342 | 28376 |
| 775 shares of SOUTHWESTERN ENERGY | 26327 | 25893 |
| 75 shares of SPDR GOLD TR GOLD SHS | 12909 | 12152 |
| 500 shares of STATE STREET CORPORATION | 21886 | 23505 |
| 175 shares of STERICYCLE INC | 9556 | 16324 |
| 1046 shares of T ROWE PRICE MID CAP VALUE | 20000 | 25146 |
| 302 shares of T. ROWE PRICE MID-CAP GROWTH FUND, INC. | 17500 | 17038 |
| 375 shares of TARGET CORPORATION | 19509 | 22189 |
| 4765 shares of TEMPLETON GLOBAL BD | 65000 | 63566 |
| 350 shares of TERADATA CORPORATION | 19937 | 21662 |
| 875 shares of TEVA PHARMECEUTICAL SP ADR | 37128 | 32673 |
| 200 shares of THERMO FISHER SCIENTIFIC INC | 9866 | 12756 |
| 300 shares of TRAVELERS COMPANIES INC THE | 12788 | 21546 |
| 1400 shares of UMB SCOUT INTERNATIONAL | 45000 | 46692 |
| 475 shares of UNDER ARMOUR INC | 16347 | 23052 |
| 800 shares of UNILEVER N V N Y | 24376 | 30640 |
| 250 shares of UNION PACIFIC | 13003 | 31430 |
| 650 shares of UNITED TECHNOLOGIES CORP | 44556 | 53306 |
| 1000 shares of UNUM CORP | 24850 | 20820 |
| 700 shares of US BANCORP DEL NEW | 21621 | 22358 |
| 2200 shares of VANGUARD GNMA FUND | 22026 | 24006 |
| 4780 shares of VANGUARD INTERMEDIATE-TERM CORPORATE FUND | 50000 | 49331 |
| 2410 shares of VANGUARD SHORT-TERM CORPORATE FD ADMIRAL SHS | 25450 | 26101 |
| 800 shares of VERIZON COMMUNICATIONS | 26072 | 34616 |
| 1025 shares of VODAFONE GROUP PLC | 20914 | 25820 |
| 1425 shares of WELLS FARGO CO. | 44330 | 48707 |
| 800 shares of WELLS FARGO CAPITAL IX PFD - 5.625 - 04/08/2034 | 19696 | 20064 |
| 600 shares of YAHOO INC | 10383 | 11940 |
| 550 shares of YUM BRANDS INC | 19013 | 36520 |
| 350 shares of ZIMMER HOLDINGS INC | 21917 | 23331 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 20483 | 20483 | |
| Bank Charges | 50 | 50 | |
| State or Local Filing Fees | 25 | 25 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $30,122 | Amount |
| Net Investment Income | 30122 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Estimated Tax for 2012 | $600 | |
| Foreign Tax Paid | $537 | 537 |
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