KAVLI FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- KAVLI FOUNDATION (EIN 77-0560142)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-14
- IRS object ID
- 201333189349101953
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-14T17:59:51-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 952835976 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MACFARLANE FALETTI & CO LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 E MICHELTORENA ST 200 | AddressLine1 |
| City | SANTA BARBARA | City |
| State | CA | State |
| ZIP Code | 93101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770560142 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KAVLI FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KAVL | NameControl |
| Phone | 8059881766 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE NO 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | FRED KAVLI | Name |
| Title | PRESIDENT | Title |
| Phone | 8059881766 | Phone |
| Date Signed | 2013-11-13 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | GAIL H ANIKOUCHINE | Name |
| PTIN | P00161999 | PTIN |
| Phone | 8059664157 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 176204117 | FMVAssetsEOY |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 10500000 | ContriReceivedRevAndExpnss |
| Dividends Rev And Expnss | 2482552 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 2482552 | DividendsNetInvstIncm |
| Gross Rents Rev And Expnss | 4733935 | GrossRentsRevAndExpnss |
| Gross Rents Net Invst Incm | 4733935 | GrossRentsNetInvstIncm |
| Net Rental Income Or Loss | 2937876 | NetRentalIncomeOrLoss |
| Net Gain Sale Assets Rev And Expnss | 4728816 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 35474555 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 4728816 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 465164 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 465164 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 22910467 | TotalRevenueAndExpenses |
| Total Net Investment Income | 12410467 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 501625 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 10348 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 491277 | CompOfcrDirTrstDsbrsChrtblPrps |
| Oth Empl Slrs Wgs Rev And Expnss | 614657 | OthEmplSlrsWgsRevAndExpnss |
| Oth Empl Slrs Wgs Net Invst Incm | 108492 | OthEmplSlrsWgsNetInvstIncm |
| Oth Empl Slrs Wgs Dsbrs Chrtbl Prps | 506165 | OthEmplSlrsWgsDsbrsChrtblPrps |
| Pension Empl Bnft Rev And Expnss | 97299 | PensionEmplBnftRevAndExpnss |
| Pension Empl Bnft Net Invst Incm | 27978 | PensionEmplBnftNetInvstIncm |
| Pension Empl Bnft Dsbrs Chrtbl Prps | 69321 | PensionEmplBnftDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 22732 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 4026 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 18706 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 22000 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 4000 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 18000 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 473933 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 470933 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 3000 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 719977 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 454423 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 45554 | TaxesDsbrsChrtblPrps |
| Deprec And Depletion Rev And Expnss | 760588 | DeprecAndDepletionRevAndExpnss |
| Deprec And Depletion Net Invst Incm | 741787 | DeprecAndDepletionNetInvstIncm |
| Trav Conf Meeting Rev And Expnss | 330535 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 330535 | TravConfMeetingDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 5025905 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 1376177 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 3635037 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 8569251 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 3198164 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 5117595 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 4362265 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 4393555 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 12931516 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 3198164 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 9511150 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 9978951 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 9212303 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 83216 | CashBOY |
| Cash EOY | 113439 | CashEOY |
| Cash EOYFMV | 113439 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 7442280 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 3196504 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 3196504 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 65900989 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 71971229 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 71971229 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 10880 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 19156 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 19156 | InvestmentsCorpBondsEOYFMV |
| Investments Land Etc Basis | 33708568 | InvestmentsLandEtcBasis |
| Accum Deprec Investments Land Etc | 7060715 | AccumDeprecInvestmentsLandEtc |
| Investments Land Etc BOY | 26800093 | InvestmentsLandEtcBOY |
| Investments Land Etc EOY | 26647853 | InvestmentsLandEtcEOY |
| Investments Land Etc EOYFMV | 40409999 | InvestmentsLandEtcEOYFMV |
| Investments Other BOY | 44598033 | InvestmentsOtherBOY |
| Investments Other EOY | 60329145 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 60329145 | InvestmentsOtherEOYFMV |
| Land Building And Equipment Basis | 220433 | LandBuildingAndEquipmentBasis |
| Accum Deprec Land Bldg And Equip | 158473 | AccumDeprecLandBldgAndEquip |
| Land Building And Equipment BOY | 79098 | LandBuildingAndEquipmentBOY |
| Land Building And Equipment EOY | 61960 | LandBuildingAndEquipmentEOY |
| Land Building And Equipment EOYFMV | 61960 | LandBuildingAndEquipmentEOYFMV |
| Other Assets BOY | 271121 | OtherAssetsBOY |
| Other Assets EOY | 102685 | OtherAssetsEOY |
| Other Assets EOYFMV | 102685 | OtherAssetsEOYFMV |
| Total Assets BOY | 145185710 | TotalAssetsBOY |
| Total Assets EOY | 162441971 | TotalAssetsEOY |
| Total Assets EOYFMV | 176204117 | TotalAssetsEOYFMV |
| Accounts Payable BOY | 733311 | AccountsPayableBOY |
| Accounts Payable EOY | 730238 | AccountsPayableEOY |
| Grants Payable BOY | 20707033 | GrantsPayableBOY |
| Grants Payable EOY | 20510076 | GrantsPayableEOY |
| Other Liabilities BOY | 304246 | OtherLiabilitiesBOY |
| Other Liabilities EOY | 464704 | OtherLiabilitiesEOY |
| Total Liabilities BOY | 21744590 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 21705018 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 123441120 | UnrestrictedBOY |
| Unrestricted EOY | 140736953 | UnrestrictedEOY |
| Total Net Assets BOY | 123441120 | TotalNetAssetsBOY |
| Total Net Assets EOY | 140736953 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 145185710 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 162441971 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 123441120 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 9978951 | ExcessOfRevenueOverExpenses |
| Other Increases | 7316882 | OtherIncreases |
| Subtotal | 140736953 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 140736953 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (21 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|
| COLUMBIA PARTNERS | P | 2012-12-31 | 627226 | 596164 | 31062 | 31062 |
| MATTHEWS ASIA FUND | P | 2012-12-31 | 2000000 | 85177 | 1914823 | 1914823 |
| RS NATURAL RESOURCES | P | 2012-12-31 | 3016521 | 3011935 | 4586 | 4586 |
| GW CAPITAL | P | 2012-12-31 | 985008 | 845644 | 139364 | 139364 |
| NEW SOUTH CAPITAL MANAGEMENT | P | 2012-12-31 | 144611 | 122851 | 21760 | 21760 |
| PINNACLE ASSOCIATES LTD ACCT | P | 2012-12-31 | 2868919 | 1816891 | 1052028 | 1052028 |
| RS MID CAP FUNDS | P | 2012-12-31 | 7080024 | 7820218 | -740194 | -740194 |
| ALTHENIA | P | 2012-12-31 | 8261138 | 7236471 | 1024667 | 1024667 |
| TRADEWINDS | P | 2012-12-31 | 8235267 | 9041023 | -805756 | -805756 |
| BOSTON PARTNERS | P | 129674 | 127594 | 2080 | 2080 | |
| NORTHERN TRUST ACCT 7712 - CLASS ACTION PROCEEDS | P | 2012-12-31 | 7125 | 7125 | 7125 | |
| PASS-THROUGH CAPITAL GAINS ASB INTERNATIONAL VALUE FUND LP 26-3497945 | P | 247213 | 247213 | 247213 | ||
| PASS-THROUGH CAPITAL GAINS CEDAR ROCK 98-0425858 | P | 159833 | 159833 | 159833 | ||
| PASS-THROUGH CAPITAL GAIN ORCHID ASIA III LP 98-0469253 | P | 421955 | 421955 | 421955 | ||
| PASS-THROUGH CAPITAL GAIN ORCHID ASIA IV EIN 98-0549983 | P | 111264 | 111264 | 111264 | ||
| PASS-THROUGH CAPITAL GAIN PROMETHEUS PARTNERS III LP 61-1530807 | P | 225740 | 225740 | 225740 | ||
| PASS-THROUGH CAPITAL GAIN GLOBAL ENDOWMENT MGT FUND II LP 26-1741307 | P | 121131 | 121131 | 121131 | ||
| PASS-THROUGH CAPITAL GAIN MAKENA CAPITAL ASSOCIATES 20-43108816 | P | 278832 | 278832 | 278832 | ||
| PASS-THROUGH CAPITAL GAIN MAKENA PRIVATE EQUITY FUND LP | P | 47162 | 47162 | 47162 | ||
| PASS-THROUGH SECTION 1256 CONTRACT MAKENA CAPITAL ASSOCIATES 204-4310816 | P | 41771 | -41771 | -41771 | ||
| CAPITAL GAINS DIVIDENDS | P | 505912 | 505912 | 505912 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 4728816 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 7914818 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 150835770 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.052473 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 178929 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 148718895 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.001203 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 10652313 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 141700737 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.075175 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 9877940 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 130537379 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.075671 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 17061219 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 152852954 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.111619 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.316141 | TotalDistributionRatio |
| Average Distribution Ratio | 0.063228 | AverageDistributionRatio |
| Net Noncharitable Assets | 161875789 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 10235082 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 92123 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 10327205 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 9511150 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 184246 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 184246 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 184246 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 180414 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 80000 | TaxPaidWithExtension |
| Total Credits And Payments | 260414 | TotalCreditsAndPayments |
| Penalty For Underpayment | 921 | PenaltyForUnderpayment |
| Overpayment | 75247 | Overpayment |
| Amount Credited To Next Year | 75247 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 1 | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | 1 | Form990TFiled |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | KAVLIFOUNDATION.ORG | WebsiteAddress |
| Books In Care Of Person Name | JAMES CIONTEA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8059836000 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DR SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | 0 | TrFailToQualifyAsExceptions |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (8 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| FRED KAVLI | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | CHAIRMAN | 40.00 | 0 | 0 | 0 |
| THOMAS E EVERHART | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | 11000 | 0 | 11551 |
| DOUGLAS K FREEMAN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SECRETARY | 3.00 | 8000 | 0 | 1409 |
| ROCKELL N HANKIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | VICE CHAIRMAN | 3.00 | 11000 | 0 | 746 |
| CHARLES M VEST PHD | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | 8000 | 0 | 0 |
| HENRY YANG | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | 0 | 0 | 11156 |
| ROBERT CONN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PRESIDENT AND DIRECTOR, CU | 40.00 | 460625 | 214 | 17641 |
| CORWIN CORPUZ | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | INVESTMENT COMMITTEE | 1.00 | 3000 | 0 | 0 |
Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (5 entries)
| NameName | Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Average Hours Per WeekAverageHoursPerWeek | CompensationCompensation | Employee BenefitsEmployeeBenefits | Expense AccountExpenseAccount |
|---|---|---|---|---|---|---|---|---|---|
| MIYOUNG CHUN | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | VP SCIENCE PROGRAMS | 40.00 | 201750 | 6740 | 11676 |
| JAMES COHEN | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | COMMUNICATIONS DIREC | 40.00 | 160096 | 17043 | 0 |
| NADINE STERN | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | EXECUTIVE ASSISTANT | 40.00 | 86940 | 14673 | 4296 |
| ROSENDO MARTIN | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PROPERTY MAINTENANCE | 40.00 | 70702 | 14325 | 2860 |
| MARY COSGROVE | 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | EXECUTIVE ASSISTANT | 40.00 | 50854 | 13766 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 121414716 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 5417720 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 37508467 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 164340903 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 164340903 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 2465114 | CashDeemedCharitable |
| Net Noncharitable Assets | 161875789 | NetNoncharitableAssets |
| Minimum Investment Return | 8093789 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 8093789 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 184246 | TaxBasedOnInvestmentIncome |
| Total Tax | 184246 | TotalTax |
| Distributable Amount Before Adj | 7909543 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 7909543 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 7909543 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 9511150 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 9511150 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 9511150 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 7909543 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year5 | 9706765 | ExcessDistriCarryoverYear5 |
| Excess Distri Carryover Year4 | 3422902 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 10652313 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 178929 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 519172 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 24480081 | TotalExcessDistriCarryover |
| Qualifying Distributions | 9511150 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 7909543 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 1601607 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 26081688 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 9706765 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 16374923 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 3422902 | ExcessFromYear4 |
| Excess From Year3 | 10652313 | ExcessFromYear3 |
| Excess From Year2 | 178929 | ExcessFromYear2 |
| Excess From Year1 | 519172 | ExcessFromYear1 |
| Excess From Current Year | 1601607 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FRED KAVLI | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | FRED KAVLI | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8059836000 | RecipientPhoneNumber |
| Form And Info And Materials | WRITTEN PROPOSAL DESCRIBING THE NATURE AND COST OF THE PROJECT. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | LIMITED TO AWARDS FOR SCIENTIFIC RESEARCH AND EDUCATION. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (13 entries)
| Address Line1RecipientForeignAddress/AddressLine1 | CityRecipientForeignAddress/City | CountryRecipientForeignAddress/Country | Postal CodeRecipientForeignAddress/PostalCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Province Or StateRecipientForeignAddress/ProvinceOrState |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DELFT UNIVERSITY OF TECHNOLOGY KAVLI INSTITUTE FOR NANOSCIENCE | |||||||||||
| LORENTZWEG 1 | DELFT | NL | 2628CJ | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $500,000 | |||||
| REGENTS UNIVERSITY OF CALIFORNIA (SANTA BARBARA) | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORTSCIENTIFIC SUPPORT | $220,076 | CHEADLE HALL | SANTA BARBARA | CA | 93106 | |||||
| CALIFORNIA INSTITUTE OF TECHNOLOGY | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $166,666 | 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | |||||
| YALE UNIVERSITY | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $222,222 | YALE UNIVERSITY | NEW HAVEN | CT | 06520 | |||||
| FRONTIERS OF SCIENCE (NAS) | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $500,000 | 500 FIFTH STREET NW | WASHINGTON | DC | 20001 | |||||
| SOCIETY FOR NEUROSCIENCE | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $80,000 | 1121 FOURTEENTH STREET SUITE 1010 | WASHINGTON | DC | 20005 | |||||
| STANFORD UNIVERSITY | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $83,333 | 326 GALVEZ STREET | STANFORD | CA | 94305 | |||||
| SMALL MISCELLANEOUS GRANTS | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $141,000 | 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | |||||
| TRONDHEIM KAVLI INSTITUTE | |||||||||||
| NO-7491 | TRONDHEIM | NO | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $1,250,000 | ||||||
| PEKING UNIVERSITY | |||||||||||
| PEKING UNIVERSITY | BEIJING | CH | 100871 | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $30,000 | |||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $33,333 | 1200 NEW YORK AVE NW | WASHINGTON | DC | 20001 | |||||
| ROYAL SOCIETY KAVLI INTERNATIONAL CENTRE | |||||||||||
| 6-9 CARLTON HOUSE TERRACE | LONDON | UK | SWIY5AG | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $791,925 | |||||
| THE UNIVERSITY OF TOKYO | |||||||||||
| HONGO 7-3-1 BUNKYO-KU | TOKYO | JA | 113-8654 | FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $375,000 | JAPAN | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 4393555 | TotGrantOrContriPaidDuringYear |
Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (12 entries)
| Address Line1RecipientForeignAddress/AddressLine1 | CityRecipientForeignAddress/City | CountryRecipientForeignAddress/Country | Postal CodeRecipientForeignAddress/PostalCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Province Or StateRecipientForeignAddress/ProvinceOrState |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DELFT UNIVERSITY OF TECHNOLOGY KAVLI INSTITUTE FOR NANOSCIENCE | |||||||||||
| LORENTZWEG 1 | DELFT | NL | 2628CJ | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $2,500,000 | |||||
| CALIFORNIA INSTITUTE OF TECHNOLOGY | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $333,334 | 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | |||||
| YALE UNIVERSITY | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $888,889 | YALE UNIVERSITY | NEW HAVEN | CT | 06520 | |||||
| FRONTIERS OF SCIENCE (NAS) | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,500,000 | 500 FIFTH STREET NW | WASHINGTON | DC | 20001 | |||||
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,750,000 | 77 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02139 | |||||
| SMALL MISCELLANEOUS GRANTS | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $335,000 | KAVLI FOUNDATION | OXNARD | CA | 93030 | |||||
| STANFORD UNIVERSITY | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $333,334 | 326 GALVEZ STREET | STANFORD | CA | 94305 | |||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $66,668 | 1200 NEW YORK AVE NW | WASHINGTON | DC | 20005 | |||||
| ROYAL SOCIETY KAVLI INTERNATIONAL CENTRE | |||||||||||
| 6-9 CARLTON HOUSE TERRACE | LONDON | UK | SWIY5AG | FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $4,876,500 | |||||
| TRONDHEIM KAVLI ISTITUTE | |||||||||||
| NTNU | TRONDHEIM | NO | NO-7491 | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $1,250,000 | |||||
| SOCIETY FOR NEUROSCIENCE | |||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $275,000 | 1121 FOURTEENTH STREET SUITE 1010 | WASHINGTON | DC | 20005 | |||||
| THE UNIVERSITY OF TOKYO | |||||||||||
| HONGO 7-3-1 BUNKYO-KU | TOKYO | JA | 113-8654 | FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $10,875,000 | JAPAN | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Approved Future | 24983725 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $2,482,552 | ExclusionAmount |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 16 | ExclusionCode |
| Exclusion | $2,937,876 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $465,164 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $4,728,816 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $10,614,408 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 10614408 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | FRED KAVLI | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 10500000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | Category |
| Amount | $22,000 | Amount |
| Net Investment Income | 4000 | NetInvestmentIncome |
| Disbursements Charitable Prps | 18000 | DisbursementsCharitablePrps |
Depreciation Schedule DepreciationSchedule
Depreciation Depreciation (9 entries)
| Description Of PropertyDescriptionOfProperty | Cost Or Other BasisCostOrOtherBasis | Prior Years DepreciationPriorYearsDepreciation | Computation MethodComputationMethod | LifeLife | Current Year ExpenseCurrentYearExpense | Net Investment IncomeNetInvestmentIncome | Date AcquiredDateAcquired |
|---|---|---|---|---|---|---|---|
| FURNITURE AND FIXTURES | 93033 | 57461 | SL | 7.000000000000 | 1957 | 0 | |
| COMPUTERS | 53844 | 38837 | SL | 5.000000000000 | 4355 | 0 | |
| MISCELLANEOUS EQUIPMENT | 11111 | 11111 | SL | 5.000000000000 | 0 | 0 | |
| AUTO -2009 | 62445 | 32263 | SL | 5.000000000000 | 12489 | 0 | 2009-03-31 |
| LAND - PACKING HOUSE SQUARE | 1762000 | L | 0 | 0 | |||
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | 21728890 | 6179105 | SL | 39.000000000000 | 592096 | 592096 | |
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | 218131 | 83248 | SL | 10.000000000000 | 13911 | 13911 | |
| BUILDING AND IMPROVEMENTS - VENTURA BOULEVARD | 5363213 | 56575 | SL | 39.000000000000 | 135780 | 135780 | |
| LAND - VENTURA BOULEVARD | 4046787 | L | 0 | 0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | WARBURG MANAGED BOND FUND | NameOfBond |
| EOY Book Value | 19156 | EOYBookValue |
| EOYFMV | 19156 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (14 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| PINNACLE CAPITAL | 6770882 | 6770882 |
| ALETHEIA RESEARCH | 0 | 0 |
| GW CAPITAL | 5954222 | 5954222 |
| BOSTON PARTNERS | 0 | 0 |
| MATTHEWS ASIAN FUNDS | 5560944 | 5560944 |
| US GLOBAL EUROPEAN FUND | 1619 | 1619 |
| RS INVESTMENT TRUST | 5567147 | 5567147 |
| RS MID CAP | 0 | 0 |
| MAKENA CAPITAL ASSOC | 10826386 | 10826386 |
| TRADE WINDS GLOBAL INVESTORS LLC | 0 | 0 |
| TIFF MULTI ASSET FUND | 21492438 | 21492438 |
| NEW SOUTH CAPITAL MGMT | 5641279 | 5641279 |
| NT - SANDS | 5282500 | 5282500 |
| NT - COLUMBIA PARTNERS | 4873812 | 4873812 |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLand (5 entries)
| Category Or ItemCategoryOrItem | Cost Or Other BasisCostOrOtherBasis | Accumulated DepreciationAccumulatedDepreciation | Book ValueBookValue |
|---|---|---|---|
| LAND - PACKING HOUSE SQUARE | 1762000 | 0 | 1762000 |
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | 21728890 | 6771201 | 14957689 |
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | 218131 | 97159 | 120972 |
| BUILDING AND IMPROVEMENTS - VENTURA BOULEVARD | 5363213 | 192355 | 5170858 |
| LAND - VENTURA BOULEVARD | 4046787 | 0 | 4046787 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (11 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| CEDAR ROCK CAP PARTNERS LLC | FMV | 17045865 | 17045865 |
| WINDWARD V, LP | FMV | 2135733 | 2135733 |
| GUARDIAN REALTY FUND II | FMV | 2581815 | 2581815 |
| ORCHID ASIA FUND III, LP | FMV | 7399754 | 7399754 |
| PROMETHEUS PARTNERS III LP | FMV | 6545614 | 6545614 |
| ORCHID ASIA FUND V, LP | FMV | 4115811 | 4115811 |
| LAND HELD FOR INVESTMENT | FMV | 3600000 | 3600000 |
| FIRST EAGLE INTERNATIONAL VALUE FUND LP | FMV | 0 | 0 |
| GLOBAL ENDOWMENT FUND II LP | FMV | 10500926 | 10500926 |
| KAYN ANDERSON MIDSTREAM INST FUND LP | FMV | 5000000 | 5000000 |
| MAKENA PRIVATE EQUITY FUND LP | FMV | 1403627 | 1403627 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtc (4 entries)
| Category Or ItemCategoryOrItem | Cost Or Other BasisCostOrOtherBasis | Accumulated DepreciationAccumulatedDepreciation | Book ValueBookValue |
|---|---|---|---|
| FURNITURE AND FIXTURES | 93033 | 59418 | 33615 |
| COMPUTERS | 53844 | 43192 | 10652 |
| MISCELLANEOUS EQUIPMENT | 11111 | 11111 | 0 |
| AUTO -2009 | 62445 | 44752 | 17693 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| LEGAL FEES | $18,706 | 0 | 18706 |
| LEGAL FEES | $4,026 | 4026 | 0 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OTHER ASSETS | Description |
| BOY Book Value | 271121 | BOYBookValue |
| EOY Book Value | 102685 | EOYBookValue |
| EOYFMV | 102685 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (39 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| WORKERS COMPENSATION INSURANCE | 6649 | 0 | 6649 |
| OFFICE SUPPLIES | 10722 | 0 | 10722 |
| DUES, SUBSCRIPTION AND BOOKS | 4189 | 0 | 4189 |
| ADVERTISING & PROMOTION | 212849 | 0 | 212849 |
| FEES & PERMITS | 617 | 0 | 617 |
| REPAIRS AND MAINTENANCE | 11011 | 0 | 11011 |
| POSTAGE AND SHIPPING | 9067 | 0 | 9067 |
| INSURANCE | 17715 | 0 | 17715 |
| TELEPHONE | 17002 | 0 | 17002 |
| AUTO EXPENSE | 5490 | 0 | 5490 |
| OUTSIDE SERVICES | 98600 | 0 | 98600 |
| BANK FEES | 239 | 0 | 239 |
| CEREMONY AND PRIZES | 3255578 | 0 | 3255578 |
| K-1 EXPENSE GLOBAL ENDOWMENT MANAGEMENT FUND II LP 26-1741307 | 149099 | 149099 | 0 |
| K-1 EXPENSE ORCHID ASIA III LP 98-0469253 | 58660 | 58660 | 0 |
| K-1 EXPENSE CEDAR ROCK CAPITAL PARTNERS LLC 36-7404703 | 161718 | 161718 | 0 |
| K-1 EXPENSE WINDWARD V LP 20-0975102 | 13965 | 13965 | 0 |
| K-1 EXPENSE PROMETHEUS PARTNERS 61-1530807 | 91014 | 91014 | 0 |
| K-1 EXPENSE ORCHID ASIA IV 98-0549983 | 72984 | 72984 | 0 |
| PASS THROUGH EXPENSES - FIRST EAGLE INT VALUE FUND LP EIN 26-3497945 | 15979 | 15979 | 0 |
| PASS THROUGH EXPENSES - MAKENA PRIVATE EQUITY FUND LP 90-0780595 | 23445 | 23445 | 0 |
| PASS-THROUGH EXPENSES MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 230597 | 230597 | 0 |
| ACCRUAL TO CASH ADJUSTMENT | 0 | 0 | -14691 |
| PASS THROUGH EXPENSES - GUARDIAN REALTY FUND II EIN 47-0946332 | 43358 | 43358 | 0 |
| UTILITIES | 183951 | 183951 | 0 |
| REPAIRS AND MAINTENANCE | 60527 | 60527 | 0 |
| INSURANCE | 40671 | 40671 | 0 |
| LANDSCAPE MAINTENANCE | 47968 | 47968 | 0 |
| SECURITY ALARM | 25546 | 25546 | 0 |
| OFFICE EXPENSE | 3510 | 3510 | 0 |
| JANITORIAL | 51380 | 51380 | 0 |
| REFUSE REMOVAL | 31740 | 31740 | 0 |
| SERVICE CONTRACT | 14303 | 14303 | 0 |
| TELEPHONE | 2425 | 2425 | 0 |
| SUPPLIES | 6627 | 6627 | 0 |
| OTHER EXPENSES | 3107 | 3107 | 0 |
| FEES AND PERMITS | 2050 | 2050 | 0 |
| COMMISSIONS | 37015 | 37015 | 0 |
| TOOLS AND EQUIPMENT | 4538 | 4538 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (14 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| PASS-THROUGH ORDINARY AND RENTAL INCOME - ORCHID ASIA III LP EIN 98-0469253 | 515 | 515 | 515 |
| PASS-THROUGH OTHER INCOME - ORCHID ASIA IV LP EIN 98-0549983 | 181 | 181 | 181 |
| PASS-THROUGH OTHER INCOME ASB INTERNATIONAL VALUE FUND LP 26-3497945 | 10938 | 10938 | 10938 |
| PASS-THROUGH OTHER INCOME CEDAR ROCK PARTNERS LLC 36-7404703 | 5928 | 5928 | 5928 |
| PASS-THROUGH SEC 1231 MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 33788 | 33788 | 33788 |
| PASS-THROUGH OTHER INCOME MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | -16981 | -16981 | -16981 |
| PASS-THROUGH ROYALTIES MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 683 | 683 | 683 |
| PASS-THROUGH ORDINARY INCOME MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | 6909 | 6909 | 6909 |
| PASS-THROUGH INCOME - GLOBAL ENDOWMENT MGT FUND II LP 26-1741307 | 60148 | 60148 | 60148 |
| PASS-THROUGH ROYALTY INCOME - GLOBAL ENDOWMENT MGT FUND II LP 26-1741307 | 3316 | 3316 | 3316 |
| PASS-THROUGH INCOME - MAKENA PRIVATE EQUITY FUND LP 90-0780595 | -394 | -394 | -394 |
| PASS-THROUGH INCOME - PROMETHEUS PARTNERS III 61-1530807 | 228719 | 228719 | 228719 |
| PASS-THROUGH INCOME - WINDWARD V 20-0975102 | 153967 | 153967 | 153967 |
| PASS-THROUGH SEC 1231 INCOME - WINDWARD V 20-0975102 | -22553 | -22553 | -22553 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | $3,404,928 |
| UNREALIZED GAIN ON PASS-THROUGH ENTITIES | $3,911,954 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue |
|---|---|---|
| TENANT SECURITY DEPOSITS | 304246 | 264704 |
| DUE KAVLI CHARITABLE TRUST | 0 | 200000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (4 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| CONSULTING FEES - INVESTMENTS | $234,000 | 234000 | 0 |
| ASSET MANAGEMENT FEE | $236,843 | 236843 | 0 |
| CONSULTING FEES - OTHER | $3,000 | 0 | 3000 |
| PROFESSIONAL FEES | $90 | 90 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (11 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| PAYROLL TAXES | $45,085 | 0 | 45085 |
| FEDERAL EXCISE TAX | $220,000 | 0 | 0 |
| K-1 FOREIGN TAXES CEDAR ROCK CAPITAL PARTNERS LLC 36-7404703 | $22,356 | 22356 | 0 |
| FOREIGN TAX - K-1 ORCHID ASIA IV LP EIN 98-0549983 | $10,906 | 10906 | 0 |
| FOREIGN TAX FROM K-1 ORCHID ASIA III LP 98-0469253 | $3,046 | 3046 | 0 |
| FOREIGN TAX K-1 FIRST EAGLE INT VALUE FUND LP EIN 26-3497945 | $7,086 | 7086 | 0 |
| OTHER TAXES | $469 | 0 | 469 |
| PASS-THROUGH FOREIGN TAXES MAKENA CAPITAL ASSOCIATES LP EIN 20-4310816 | $8,557 | 8557 | 0 |
| PASS-THROUGH FOREIGN TAXES GLOBAL ENDOWMENT MGT FUND II LP 26-1741307 | $4,144 | 4144 | 0 |
| REAL ESTATE TAXES | $389,877 | 389877 | 0 |
| PAYROLL TAXES | $8,451 | 8451 | 0 |
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