ROY AND RUTH SEIBEL FAM FOUNDATION: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: ROY AND RUTH SEIBEL FAM FOUNDATION (EIN 20-6408919)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-07-02
IRS object ID: 201331839349100503
Schema version: 2012v2.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Other Expenses Schedule
Other Increases Schedule
Other Professional Fees Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-07-02T08:02:58-07:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	SEMANCHIN & WETTER LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	6245 SHERIDAN DR STE 102	AddressLine1
City	AMHERST	City
State	NY	State
ZIP Code	142214827	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	206408919	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	ROY AND RUTH SEIBEL FAMILY FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	ROYA	NameControl
Phone	7163320297	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	401 EAST 89TH STREET APT 15B	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10128	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	SUSAN J SEIBEL	Name
Title	Trustee	Title
Date Signed	2013-07-02	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	BARBARA S ARNOLD CPA	Name
PTIN	P00943465	PTIN
Phone	7166337607	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	533001	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	4610	DividendsRevAndExpnss
Dividends Net Invst Incm	4610	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	29988	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	155516	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	29988	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	34598	TotalRevenueAndExpenses
Total Net Investment Income	34598	TotalNetInvestmentIncome
Accounting Fees Rev And Expnss	2160	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	1080	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	1080	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	7436	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	7436	OtherProfFeesNetInvstIncm
Other Expenses Rev And Expnss	145	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	23	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	122	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	9741	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	8539	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	1202	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	0	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	0	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	9741	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	8539	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	1202	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	24857	ExcessOfRevenueOverExpenses
Net Investment Income	26059	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	8678	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	41345	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	41345	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	456172	InvestmentsCorpStockBOY
Investments Corp Stock EOY	491656	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	491656	InvestmentsCorpStockEOYFMV
Total Assets BOY	464850	TotalAssetsBOY
Total Assets EOY	533001	TotalAssetsEOY
Total Assets EOYFMV	533001	TotalAssetsEOYFMV
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Follow SFAS117	X	OrgThatFollowSFAS117
Unrestricted BOY	464850	UnrestrictedBOY
Unrestricted EOY	533001	UnrestrictedEOY
Total Net Assets BOY	464850	TotalNetAssetsBOY
Total Net Assets EOY	533001	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	464850	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	533001	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	464850	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	24857	ExcessOfRevenueOverExpenses
Other Increases	43294	OtherIncreases
Subtotal	533001	Subtotal
Total Net Assets Fund Balances EOY	533001	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Field	Value	IRS element (for citing)
Capital Gain Net Income	29988	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	24304	QualifyingDistributionsYear1
Noncharitable Assets Year1	478790	NoncharitableAssetsYear1
Distribution Ratio Year1	0.05076	DistributionRatioYear1
Qualifying Distributions Year2	23172	QualifyingDistributionsYear2
Noncharitable Assets Year2	452951	NoncharitableAssetsYear2
Distribution Ratio Year2	0.05116	DistributionRatioYear2
Qualifying Distributions Year3	19113	QualifyingDistributionsYear3
Noncharitable Assets Year3	412603	NoncharitableAssetsYear3
Distribution Ratio Year3	0.04632	DistributionRatioYear3
Qualifying Distributions Year4	24610	QualifyingDistributionsYear4
Noncharitable Assets Year4	501834	NoncharitableAssetsYear4
Distribution Ratio Year4	0.04904	DistributionRatioYear4
Qualifying Distributions Year5	30744	QualifyingDistributionsYear5
Noncharitable Assets Year5	612493	NoncharitableAssetsYear5
Distribution Ratio Year5	0.05020	DistributionRatioYear5
Total Distribution Ratio	0.24748	TotalDistributionRatio
Average Distribution Ratio	0.04950	AverageDistributionRatio
Net Noncharitable Assets	514838	NetNoncharitableAssets
Adjusted Noncharitable Assets	25482	AdjustedNoncharitableAssets
One Percent Net Investment Income	261	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	25743	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	1202	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	521	InvestmentIncomeExciseTax
Subtotal	521	Subtotal
Tax Based On Investment Income	521	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	147	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	515	TaxPaidWithExtension
Total Credits And Payments	662	TotalCreditsAndPayments
Overpayment	141	Overpayment
Amount Credited To Next Year	141	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Form990 T Filed	false	Form990TFiled
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	NY	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	SUSAN J SEIBEL	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	2127223873	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	401 E 89TH STREET APT 15B	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	101286724	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	false	TrFailToQualifyAsExceptions
Maint Expend Responsibility	false	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn
Proceeds Or Net Income	false	ProceedsOrNetIncome

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation
ROY E SEIBEL JR
PO BOX 580	DAMARISCOTTA	ME	04543	Trustee	1.00	0
SUSAN J SEIBEL
401 E 89TH STREET	NEW YORK	NY	10128	Trustee	2.00	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	493156	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	29522	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	522678	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Adj Total FMV Of Unused Assets	522678	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	7840	CashDeemedCharitable
Net Noncharitable Assets	514838	NetNoncharitableAssets
Minimum Investment Return	25742	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	25742	MinimumInvestmentReturn
Tax Based On Investment Income	521	TaxBasedOnInvestmentIncome
Total Tax	521	TotalTax
Distributable Amount Before Adj	25221	DistributableAmountBeforeAdj
Distributable Amount Before Ded	25221	DistributableAmountBeforeDed
Distributable Amount As Adjusted	25221	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	1202	ExpensesAndContributions
Qualifying Distributions	1202	QualifyingDistributions
Adj Qualifying Distributions	1202	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	25221	DistributableAmountAsAdjusted
Excess Distri Carryover Year5	50	ExcessDistriCarryoverYear5
Excess Distri Carryover Year2	784	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	364	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	1198	TotalExcessDistriCarryover
Qualifying Distributions	1202	QualifyingDistributions
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	1202	AppliedToCurrentYear
Excess Distri Cyov App CY Corpus	1198	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	1198	ExcessDistriCyovAppliedCY
Undistributed Income CY	22821	UndistributedIncomeCY

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$4,610	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$29,988	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$34,598	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	34598	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	990-PF	Category
Amount	$2,160	Amount
Net Investment Income	1080	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	1080	DisbursementsCharitablePrps

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
STATE FILING FEE	100	100
OFFICE EXPENSES	45	22	23

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Field	Value	IRS element (for citing)
Description	UNREALIZED GAIN ON INVESTMENTS	Description
Amount	$43,294	Amount

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT FEES	Category
Amount	$7,436	Amount
Net Investment Income	7436	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

ROY AND RUTH SEIBEL FAM FOUNDATION: Form 990PF, tax year 2012

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of Business Name BooksInCareOfBusinessName

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Comments