KCS PACIFIC FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- KCS PACIFIC FOUNDATION INC (EIN 20-0983965)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-06-20
- IRS object ID
- 201331839349100208
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-06-20T02:14:03-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 200983965 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The KCS Pacific Foundation Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KCSP | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Katharine Brigham | Name |
| Title | President | Title |
| Date Signed | 2013-06-20 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-06-20 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 1846227 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 59 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 59 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 32592 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 32592 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 42194 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 359416 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 42194 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 683 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 683 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 75528 | TotalRevenueAndExpenses |
| Total Net Investment Income | 75528 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 6477 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 6477 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 1951 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 628 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 12034 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 23 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 12011 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 20462 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 7128 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 12011 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 35500 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 35500 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 55962 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 7128 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 47511 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 19566 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 68400 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 100811 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 117143 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 117143 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 1524731 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 1507961 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 1707898 | InvestmentsCorpStockEOYFMV |
| Investments Other EOY | 20004 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 21186 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 1625542 | TotalAssetsBOY |
| Total Assets EOY | 1645108 | TotalAssetsEOY |
| Total Assets EOYFMV | 1846227 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 1625542 | RetainedEarningsBOY |
| Retained Earnings EOY | 1645108 | RetainedEarningsEOY |
| Total Net Assets BOY | 1625542 | TotalNetAssetsBOY |
| Total Net Assets EOY | 1645108 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 1625542 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 1645108 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 1625542 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 19566 | ExcessOfRevenueOverExpenses |
| Subtotal | 1645108 | Subtotal |
| Total Net Assets Fund Balances EOY | 1645108 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 359416 | GrossSalesPrice |
| Cost Or Other Basis | 317222 | CostOrOtherBasis |
| Gain Or Loss | 42194 | GainOrLoss |
| Gains Minus Excess Or Losses | 42194 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 42194 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 19597 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 1759894 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.011135 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 44800 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 1605759 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.027900 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 151117 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 639618 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.236261 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 10076 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 82648 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.121915 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 62433 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 69278 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.901195 | DistributionRatioYear5 |
| Total Distribution Ratio | 001.298406 | TotalDistributionRatio |
| Average Distribution Ratio | 000.259681 | AverageDistributionRatio |
| Net Noncharitable Assets | 1784739 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 463463 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 684 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 464147 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 47511 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 1368 | InvestmentIncomeExciseTax |
| Subtotal | 1368 | Subtotal |
| Tax Based On Investment Income | 1368 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 900 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 468 | TaxPaidWithExtension |
| Total Credits And Payments | 1368 | TotalCreditsAndPayments |
| Tax Paid Original Return | 1368 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Katharine Brigham | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Pres / Dir / Sec | 001.00 | 0 |
| Conor C Reardon | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP | 001.00 | 0 |
| Scott M Reardon | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | VP | 001.00 | 0 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 1690715 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 121203 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 1811918 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 1811918 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 27179 | CashDeemedCharitable |
| Net Noncharitable Assets | 1784739 | NetNoncharitableAssets |
| Minimum Investment Return | 89237 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 89237 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1368 | TaxBasedOnInvestmentIncome |
| Total Tax | 1368 | TotalTax |
| Distributable Amount Before Adj | 87869 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 87869 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 87869 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 47511 | ExpensesAndContributions |
| Qualifying Distributions | 47511 | QualifyingDistributions |
| Adj Qualifying Distributions | 47511 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 87869 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year4 | 2828 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 119358 | ExcessDistriCarryoverYear3 |
| Total Excess Distri Carryover | 122186 | TotalExcessDistriCarryover |
| Qualifying Distributions | 47511 | QualifyingDistributions |
| Applied To Current Year | 47511 | AppliedToCurrentYear |
| Excess Distri Cyov App CY Corpus | 40358 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 40358 | ExcessDistriCyovAppliedCY |
| Total Corpus | 81828 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 81828 | ExcessDistriCyovToNextYear |
| Excess From Year3 | 81828 | ExcessFromYear3 |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Conor C Reardon | ContributingManager |
| Contributing Manager | Katharine Brigham | ContributingManager |
| Contributing Manager | Scott M Reardon | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (6 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AFRICAN WILDLIFE FOUNDATION | |||||||
| 1400 16TH ST NW STE 120 | WASHINGTON | DC | 20036 | N/A | 509a1 | IGCP Program | $5,000 |
| CENTER FOR BIOLOGICAL DIVERSITY INC | |||||||
| PO BOX 710 | TUCSON | AZ | 85702 | N/A | 509a1 | General Unrestricted | $3,000 |
| CONNECTICUT COLLEGE | |||||||
| 270 MOHEGAN AVE | NEW LONDON | CT | 06320 | N/A | 509a1 | International Studies Scholarship | $2,000 |
| SEA SHEPHERD CONSERVATION SOCIETY | |||||||
| 216 HALVORSEN RD | FRIDAY HARBOR | WA | 98250 | N/A | 509a1 | General Unrestricted | $2,500 |
| SOLAR ELECTRIC LIGHT FUND | |||||||
| 1612 K ST NW STE 300 | WASHINGTON | DC | 20006 | N/A | 509a1 | Project Directors | $20,000 |
| WIKIMEDIA FOUNDATION INC | |||||||
| 149 NEW MONTGOMERY ST 3RD FL | SAN FRANCISCO | CA | 94105 | N/A | 509a1 | General Unrestricted | $3,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 35500 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $59 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $32,592 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $42,194 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 Inc/Loss | Description |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $683 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $75,528 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 75528 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 359416 | GrossSalesPrice |
| Basis | 317222 | Basis |
| Total Net | 42194 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (47 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 297 shares of 3M CO | 21501 | 27576 |
| 1347 shares of ALTERA CORPORATION | 40983 | 46323 |
| 464 shares of AMERICAN EXPRESS CO | 25083 | 26671 |
| 2485 shares of ARTISAN MID CAP VALUE FD INVESTOR SHS | 42095 | 51662 |
| 1770 shares of BARON SMALL CAP INSTL CL | 35000 | 46850 |
| 328 shares of BECTON DICKINSON CO | 25448 | 25646 |
| 1632 shares of BG GROUP PLC ADS | 28794 | 27271 |
| 275 shares of BORG WARNER INC. | 16929 | 19696 |
| 425 shares of CAMERON INTERNATIONAL CORP | 21627 | 23996 |
| 353 shares of CIMAREX ENERGY CO | 20374 | 20379 |
| 316 shares of CME GROUP, INC | 17969 | 16012 |
| 447 shares of COVIDIEN LTD | 20993 | 25810 |
| 761 shares of DANAHER CORP | 25832 | 42540 |
| 2061 shares of DODGE COX FUNDS INTERNATIONAL STOCK FUND | 65522 | 71408 |
| 254 shares of ECOLAB INC | 13011 | 18263 |
| 7756 shares of FIDELITY ADVISOR FLOATING RATE HIGH INCOME CL I | 75000 | 76939 |
| 42 shares of GOOGLE INC CL A | 22146 | 29710 |
| 84 shares of GRAINGER W W INC. | 9388 | 16999 |
| 1411 shares of HARBOR FDS INTL FD | 74915 | 87670 |
| 260 shares of HUNT J B | 13929 | 15525 |
| 215 shares of INTERCONTINETALEXCHANGE INC | 28105 | 26619 |
| 805 shares of ISHARES MSCI EMERGING MARKETS INDEX FD | 33205 | 35702 |
| 27 shares of MASTERCARD INC | 5699 | 13265 |
| 274 shares of MCCORMICK CO | 12255 | 17407 |
| 726 shares of MILLER HERMAN INC. | 11410 | 15580 |
| 998 shares of NATIONAL INSTRUMENTS CORPORATION | 20393 | 25758 |
| 805 shares of NEWELL RUBBERMAID INC. | 17601 | 17927 |
| 257 shares of NOBLE ENERGY INC. | 18540 | 26147 |
| 285 shares of NOVOZYMES A/S UNSP/ADR | 5176 | 8066 |
| 284 shares of OREILLY AUTOMOTIVE INC. | 23549 | 25395 |
| 389 shares of PALL CP | 22310 | 23441 |
| 6404 shares of PAYDEN SHORT BOND FUND | 65000 | 65576 |
| 5794 shares of PIMCO COMMODITY REAL RETURN STRATEGY FUND | 50000 | 38470 |
| 13514 shares of PNC TOTAL RETURN ADVANTAGE FUND | 139999 | 148783 |
| 156 shares of PRAXAIR INC. | 12103 | 17074 |
| 450 shares of PROCTER GAMBLE CO | 28337 | 30551 |
| 1657 shares of PROGRESSIVE CORP OHIO | 28832 | 34963 |
| 8130 shares of PRUDENTIAL JENNISON 20/20 FC | 130000 | 135365 |
| 537 shares of ROCHE HOLDING LTD ADR | 21776 | 27119 |
| 467 shares of SCRIPPS NETWORKS INT | 18369 | 27049 |
| 389 shares of STATE STREET CORPORATION | 16160 | 18287 |
| 892 shares of T. ROWE PRICE MID-CAP GROWTH FUND, INC. | 45928 | 50350 |
| 2008 shares of T. ROWE PRICE REAL ESTATE FUND INC. | 40000 | 42189 |
| 290 shares of TARGET CORPORATION | 15371 | 17159 |
| 1460 shares of TEXAS INSTRUMENTS INC. | 35850 | 45099 |
| 271 shares of THE JM SMUCKER COMPANY | 16914 | 23371 |
| 894 shares of UNILEVER N V N Y | 28540 | 34240 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | LAZARD LTD | CategoryOrItem |
| Book Value | 20004 | BookValue |
| EOYFMV | 21186 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 11986 | 11986 | |
| Bank Charges | 19 | 19 | |
| K-1 Exp Lazard LTD | 4 | 4 | |
| State or Local Filing Fees | 25 | 25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | K-1 Inc/Loss Lazard LTD | Description |
| Revenue And Expenses Per Books | 683 | RevenueAndExpensesPerBooks |
| Net Investment Income | 683 | NetInvestmentIncome |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $6,477 | Amount |
| Net Investment Income | 6477 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| Estimated Tax for 2012 | $900 | |
| Excise Tax for 2011 | $423 | |
| Foreign Tax Paid | $628 | 628 |
Comments