OPERATING ENGINEERS HEALTH & WELFARE FUND: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- OPERATING ENGINEERS HEALTH & WELFARE FUND (EIN 95-6034886)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-05-03
- IRS object ID
- 201331239349300118
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-03T09:49:21-05:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 952556670 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BERNARD KOTKIN AND COMPANY LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 533 SOUTH FREMONT AVENUE SUITE 802 | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 900711706 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956034886 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OPERATING ENGINEERS HEALTH AND WELFARE FUND | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | OPER | NameControl |
| Phone | 6263561000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 EAST CORSON STREET | AddressLine1 |
| City | PASADENA | City |
| State | CA | State |
| ZIP Code | 91103 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOSEPH EHRBAR | Name |
| Title | FUND MANAGER | Title |
| Phone | 6263561000 | Phone |
| Date Signed | 2013-05-02 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| PTIN | P01406987 | PTIN |
| Phone | 2138929090 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | JOSEPH EHRBAR | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 EAST CORSON STREET | AddressLine1 |
| City | PASADENA | City |
| State | CA | State |
| ZIP Code | 91103 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 219246474 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c | X | Organization501c |
| Web Site | WWW.OEFUNDS.ORG | WebSite |
| Type Of Organization Trust | X | TypeOfOrganizationTrust |
| Year Formation | 1954 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | TO PROVIDE MEDICAL BENEFITS TO APPROXIMATELY 10,000 ACTIVE AND 5,000 RETIRED PARTICIPANTS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 14 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 14 | NbrIndependentVotingMembers |
| Total Nbr Employees | 0 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 0 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 0 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 175425861 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 203237184 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 52133 | InvestmentIncomePriorYear |
| Investment Income Current Year | 12142 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 12891039 | OtherRevenuePriorYear |
| Other Revenue Current Year | 8382266 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 188369033 | TotalRevenuePriorYear |
| Total Revenue Current Year | 211631592 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 0 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 153193509 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 212610790 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 5904275 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 6266855 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 5259360 | OtherExpensePriorYear |
| Other Expenses Current Year | 7359799 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 164357144 | TotalExpensesPriorYear |
| Total Expenses Current Year | 226237444 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 24011889 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -14605852 | RevenuesLessExpensesCY |
| Total Assets BOY | 56845991 | TotalAssetsBOY |
| Total Assets EOY | 62306749 | TotalAssetsEOY |
| Total Liabilities BOY | 105348272 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 125414882 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | -48502281 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | -63108133 | NetAssetsOrFundBalancesEOY |
| Mission Description | THE FUND'S MISSION IS TO ADMINISTER AND PROVIDE MEDICAL, DENTAL, VISION, PRESCRIPTION DRUGS, DISABILITY AND DEATH BENEFITS TO THE ACTIVE AND RETIRED MEMBERS OF I.U.O.E LOCAL 12 AND THEIR DEPENDENTS AND BENEFICIARIES. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 221707381 | Expense |
| Description | TO PROVIDE MEDICAL, HOSPITAL, DENTAL, LIFE INSURANCE, PRESCRIPTION DRUGS AND VISION BENEFITS TO APPROXIMATELY 10,000 ACTIVE AND 5,000 RETIRED PARTICIPANTS. | Description |
| Total Program Service Expense | 221707381 | TotalProgramServiceExpense |
| Described In501 C3 | 0 | DescribedIn501C3 |
| Schedule B Required | 0 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 0 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 0 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 390 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 0 | NumberOfEmployees |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 14 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 14 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 1 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 0 | ConflictOfInterestPolicy |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 0 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OPERATING ENGINEERS FUNDS INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 6263561000 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 EAST CORSON STREET | AddressLine1 |
| City | PASADENA | City |
| State | CA | State |
| ZIP Code | 91103 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (20 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| DAN BILLY | ||||||||
| TRUSTEE | 1.00 | X | 0 | 118174 | 39223 | |||
| LARRY DAVISON | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| MICHAEL CRAWFORD | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| CHARLES W POSS | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| DAN HAWN | ||||||||
| TRUSTEE | 1.00 | X | 0 | 118018 | 39223 | |||
| WILLIAM WAGGONER | ||||||||
| TRUSTEE/SECRETARY-TREASURE | 1.00 | X | 0 | 254381 | 39223 | |||
| STEVE BILLY | ||||||||
| TRUSTEE/ALT. CHAIRMAN | 1.00 | X | 0 | 180653 | 39223 | |||
| MICKEY J ADAMS | ||||||||
| TRUSTEE/ALT.SEC & TREASURER | 1.00 | X | 0 | 178250 | 39223 | |||
| WALT ELLIOT | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| KURT GLASS | ||||||||
| TRUSTEE | 1.00 | X | 0 | 180607 | 39223 | |||
| MITCH WHITE | ||||||||
| TRUSTEE/CHAIRMAN | 1.00 | X | 0 | 0 | 0 | |||
| JOHN NELSON | ||||||||
| TRUSTEE/ALT. CHAIRMAN | 1.00 | X | 0 | 0 | 0 | |||
| FRED YOUNG | ||||||||
| TRUSTEE | 1.00 | X | 0 | 184615 | 39223 | |||
| MIKE RODDY | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| RON SIKORSKI | ||||||||
| TRUSTEE | 1.00 | X | 0 | 169381 | 39223 | |||
| BRUCE COOKSEY | ||||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |||
| RODNEY GOODWIN | ||||||||
| CHIEF FINANCIAL OFFICER | 35.00 | 0 | 0 | 27383 | X | |||
| MICHAEL GRAYDON | ||||||||
| FUND MANAGER | 35.00 | 0 | 253642 | 30051 | X | |||
| MARGARET BOWEN | ||||||||
| ASSISTANT FUND MANAGER | 35.00 | 0 | 226345 | 30051 | X | |||
| MICHAEL DECHELLIS | ||||||||
| DIRECTOR OF BENEFITS | 35.00 | 0 | 149546 | 30051 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 0 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 2013612 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 431320 | TotalOtherCompensation |
| Number Individuals GT100 K | 0 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| CAREMARK LLC | |||||
| 2211 SANDERS ROAD | NORTHBROOK | IL | 60062 | PRESCRIPTION DRUG PROVIDER | 42326683 |
| KAISER FOUNDATION HEALTH PLAN | |||||
| PO BOX 80204 | LOS ANGELES | CA | 90080 | HEALTH CARE PROVIDER | 20985760 |
| HEALTH NET | |||||
| FILE 52617 | LOS ANGELES | CA | 90074 | HEALTH CARE PROVIDER | 14673219 |
| VISION SERVICE PLAN | |||||
| PO BOX 45210 | SAN FRANCISCO | CA | 94145 | VISION CARE PROVIDER | 1462018 |
| HEALTH PLAN OF NEVADA | |||||
| PO BOX 749546 | LOS ANGELES | CA | 90074 | HEALTH CARE PROVIDER | 1339740 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 5 | NumberOfContractorsGT100K |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| EMPLOYER CONTRIBUTIONS | 900099 | 175466757 | 175466757 |
| SELF PAY PREMIUMS | 900099 | 27278072 | 27278072 |
| DELINQUENCY ASSESSMENT | 900099 | 352116 | 352116 |
| MISCELLANEOUS | 900099 | 132722 | 132722 |
| INTEREST ON DELINQUENC | 900099 | 7517 | 7517 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 203237184 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 12120 | TotalRevenueColumn |
| Related Or Exempt Function Income | 12120 | RelatedOrExemptFunctionIncome |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 7614904 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 7614882 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 22 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 22 | TotalRevenueColumn |
| Exclusion | $22 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | REBATES & SUBSIDIES | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 8382266 | TotalRevenueColumn |
| Related Or Exempt Function Income | 8382266 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 8382266 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 211631592 | TotalRevenueColumn |
| Related Or Exempt Function Income | 211631570 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $22 | ExclusionAmount |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 212610790 | Total |
| Program Services | 212610790 | ProgramServices |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4617488 | Total |
| Program Services | 3258043 | ProgramServices |
| Management And General | 1359445 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 490815 | Total |
| Program Services | 373355 | ProgramServices |
| Management And General | 117460 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 781400 | Total |
| Program Services | 594398 | ProgramServices |
| Management And General | 187002 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 377152 | Total |
| Program Services | 286893 | ProgramServices |
| Management And General | 90259 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 898068 | Total |
| Management And General | 898068 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 90028 | Total |
| Program Services | 41673 | ProgramServices |
| Management And General | 48355 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 61265 | Total |
| Management And General | 61265 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 913054 | Total |
| Program Services | 747876 | ProgramServices |
| Management And General | 165178 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 787112 | Total |
| Program Services | 471714 | ProgramServices |
| Management And General | 315398 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 502180 | Total |
| Program Services | 36973 | ProgramServices |
| Management And General | 465207 | ManagementAndGeneral |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 794290 | Total |
| Program Services | 283675 | ProgramServices |
| Management And General | 510615 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 20454 | Total |
| Management And General | 20454 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11073 | Total |
| Management And General | 11073 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 56828 | Total |
| Management And General | 56828 | ManagementAndGeneral |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 28162 | Total |
| Program Services | 28162 | ProgramServices |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 103775 | Total |
| Management And General | 103775 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 143277 | Total |
| Program Services | 23596 | ProgramServices |
| Management And General | 119681 | ManagementAndGeneral |
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices |
|---|---|---|
| CLAIMS REVIEW EXPENSE | 1477765 | 1477765 |
| BLUE CROSS DUES & EXP. | 1459504 | 1459504 |
| CASE MANAGEMENT | 12964 | 12964 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 226237444 | Total |
| Program Services | 221707381 | ProgramServices |
| Management And General | 4530063 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 28333907 | BOY |
| EOY | 36096654 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 28397084 | BOY |
| EOY | 26095095 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 115000 | BOY |
| EOY | 115000 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 56845991 | BOY |
| EOY | 62306749 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4815272 | BOY |
| EOY | 5430882 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 5000000 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 100533000 | BOY |
| EOY | 114984000 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 105348272 | BOY |
| EOY | 125414882 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Do Not Follow SFAS117 | X | DoNotFollowSFAS117 |
Cap Stck Trst Prin Current Funds CapStckTrstPrinCurrentFunds
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Paid In Cap Srpls Land Bldg Eqp Fund PaidInCapSrplsLandBldgEqpFund
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Retained Earnings Endowment Etc RetainedEarningsEndowmentEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -48502281 | BOY |
| EOY | -63108133 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -48502281 | BOY |
| EOY | -63108133 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 56845991 | BOY |
| EOY | 62306749 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | -14605852 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 0 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 0 | TotalOfBookValueLandBuildings |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| MEDICAL BENEFITS PAYABLE | $109,984,000 |
| NOTE PAYABLE TO LOCAL 12 | $5,000,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 114984000 | TotalOfAmounts |
| Total Revenue | 211631592 | TotalRevenue |
| Total Expenses | 226237444 | TotalExpenses |
| Excess Or Deficit For Year | -14605852 | ExcessOrDeficitForYear |
| Excess Or Deficit Per FS | -14605852 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 211631592 | TotRevenueEtcAuditedFinclStmt |
| Revenue Not Rptd F990 | 0 | RevenueNotRptdF990 |
| Revenue Subtotal | 211631592 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 211631592 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 216786444 | TotExpensesEtcAuditedFinclStmt |
| Expenses Not Rptd F990 | 0 | ExpensesNotRptdF990 |
| Expenses Subtotal | 216786444 | ExpensesSubtotal |
| Other Expenses Not Included | 9451000 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 9451000 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 226237444 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PART XIII, LINE 4B - OTHER ADJUSTMENTS: | Identifier |
| Explanation | INCREASE IN PLAN'S TOTAL BENEFIT OBLIGATIONS, OTHER THAN POSTRETIREMENT 9,451,000. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
Form990 Schedule J Part II Form990ScheduleJPartII (11 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DAN BILLY | |||||||||||||
| 0 | 118174 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 39223 | 0 | 157397 | 0 | 0 |
| DAN HAWN | |||||||||||||
| 0 | 118018 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 39223 | 0 | 157241 | 0 | 0 |
| WILLIAM WAGGONER | |||||||||||||
| 0 | 254381 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 39223 | 0 | 293604 | 0 | 0 |
| STEVE BILLY | |||||||||||||
| 0 | 180653 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 39223 | 0 | 219876 | 0 | 0 |
| MICKEY J ADAMS | |||||||||||||
| 0 | 178250 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 39223 | 0 | 217473 | 0 | 0 |
| KURT GLASS | |||||||||||||
| 0 | 180607 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 39223 | 0 | 219830 | 0 | 0 |
| FRED YOUNG | |||||||||||||
| 0 | 184615 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 39223 | 0 | 223838 | 0 | 0 |
| RON SIKORSKI | |||||||||||||
| 0 | 169381 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 39223 | 0 | 208604 | 0 | 0 |
| MICHAEL GRAYDON | |||||||||||||
| 0 | 253642 | 0 | 0 | 0 | 0 | 0 | 13923 | 0 | 16128 | 0 | 283693 | 0 | 0 |
| MARGARET BOWEN | |||||||||||||
| 0 | 226345 | 0 | 0 | 0 | 0 | 0 | 13923 | 0 | 16128 | 0 | 256396 | 0 | 0 |
| MICHAEL DECHELLIS | |||||||||||||
| 0 | 149546 | 0 | 0 | 0 | 0 | 0 | 13923 | 0 | 16128 | 0 | 179597 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | PART I, LINE 1A | ReturnReference |
| Explanation | PER THE TRAVEL & EXPENSE REIMBURSEMENT POLICY, IF TRAVEL TIME EXCEEDS TWO HOURS AND IS NOT ON THE WEST COAST, FIRST-CLASS TRAVEL IS AN OPTION. OTHERWISE, AIR TRAVEL IS LIMITED TO COACH. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (5 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 3 | THE ORGANIZATION'S MANAGEMENT DUTIES ARE DELEGATED TO THE OPERATING ENGINEERS FUNDS, INC. THEIR RESPONSIBILITY IS TO MAINTAIN ACCOUNTING RECORDS, INTERNAL FIANCIAL STATEMENTS AND PARTICIPANT RECORDS. |
| FORM 990, PART VI, SECTION B, LINE 11 | THE BOARD OF TRUSTEES AND FUND MANAGER REVIEWS THE FORM 990 BEFORE FILING THE RETURN. |
| FORM 990, PART VI, SECTION B, LINE 15A | IN 2008, THE FUND MANAGER NEGOTIATED AN EMPLOYMENT CONTRACT WITH THE BOARD OF TRUSTEES. COMPENSATION FOR THE OTHER KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES IS BASED ON COMPARABLE COMPENSATION AT SIMILAR ORGANIZATIONS. COMPENSATION FOR THESE INDIVIDUALS WAS ADJUSTED BY THE FUND MANAGER IN FISCAL YEAR 2010. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ORGANIZATION'S GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR INSPECTION UPON REQUEST AT THEIR ADMINISTRATIVE OFFICE, WHICH IS LOCATED AT 100 EAST CORSON STREET, 1ST FLOOR, IN PASADENA, CA. |
| FORM 990, PART XII, LINE 2C: | THE ORGANIZATION DOES NOT HAVE A SEPARATE AUDIT COMMITTEE. THE BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND THE SELECTION OF INDEPENDENT ACCOUNTANTS. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|
| OPERATING ENGINEERS PENSION TRUST | ||||||||
| 100 EAST CORSON STREET | PASADENA | CA | 91103 | 956032478 | TO PROVIDE PENSION BENEFITS TO RETIRED ELIGIBLE MEMBERS. | CA | 401(A) | 0 |
| OPERATING ENGINEERS JOURNEYMAN & APPRENTICESHIP TRAINING TRUST | ||||||||
| 100 EAST CORSON STREET | PASADENA | CA | 91103 | 956105499 | TO TRAIN ELIGIBLE OPERATING ENGINEER JOURNEYMEN. | CA | 501(C)(5) | 0 |
| OPERATING ENGINEERS VACATION-HOLIDAY SAVINGS TRUST | ||||||||
| 100 EAST CORSON STREET | PASADENA | CA | 91103 | 956067144 | TO PROVIDE SAVINGS BENEFITS TO ELIGIBLE MEMBERS. | CA | 501(C)(9) | 0 |
Form990 Schedule R Part IV Form990ScheduleRPartIV
Name Of Related Org NameOfRelatedOrg
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OPERATING ENGINEERS FUNDS INC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 EAST CORSON STREET | AddressLine1 |
| City | PASADENA | City |
| State | CA | State |
| ZIP Code | 91103 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 952694167 | EIN |
| Primary Activity | TO ADMINISTER THE TRUST FUNDS FOR I.U.O.E. LOCAL 12 | PrimaryActivity |
| Legal Domicile State | CA | LegalDomicileState |
| Type Of Entity | C | TypeOfEntity |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 1 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 1 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Form990 Schedule R Part VII Form990ScheduleRPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | IDENTIFICATION OF CONTRIBUTING EMPLOYERS AS RELATED ORGANIZATIONS: | Identifier |
| Return Reference | FORM 990, SCHEDULE R, PARTS III AND OR IV | ReturnReference |
| Explanation | THE FUND A HAS APPROXIMATELY 1100 CONTRIBUTING EMPLOYERS. A REASONABLE EFFORT WAS MADE TO OBTAIN THE INFORMATION, BUT THE PLAN IS UNABLE TO PROVIDE THE INFORMATION FOR ALL CONTRIBUTING EMPLOYERS. FOR ADDITIONAL INFORMATION PLEASE CONTACT THE PLAN OFFICE. | Explanation |
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