BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH INC: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH INC (EIN 13-1739923)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-13
- IRS object ID
- 201323179349303392
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule L
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-13T13:38:56-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 131517563 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOEB & TROPER LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 655 THIRD AVENUE 12TH FLOOR | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 131739923 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BOYC | NameControl |
| Phone | 6072541234 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 533 TOWER ROAD | AddressLine1 |
| City | ITHACA | City |
| State | NY | State |
| ZIP Code | 148531801 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | SOPHIA DARLING | Name |
| Title | VP FINANCE | Title |
| Phone | 6072541234 | Phone |
| Date Signed | 2013-11-13 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | FREDERICK H ROTHMAN | Name |
| PTIN | P01275277 | PTIN |
| Phone | 2128674000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | X | AddressChange |
| Name Of Principal Officer Person | DAVID STERN | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 533 TOWER ROAD | AddressLine1 |
| City | ITHACA | City |
| State | NY | State |
| ZIP Code | 148531801 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 153525420 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.BTI.CORNELL.EDU | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1924 | YearFormation |
| State Legal Domicile | NY | StateLegalDomicile |
| Activity Or Mission Description | THE BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH, INC. (BTI) WAS FOUNDED BY WILLIAM BOYCE THOMPSON OUT OF A CONVICTION THAT "ANY PRINCIPLES CONCERNING THE NATURE OF LIFE THAT YOU CAN ESTABLISH FOR PLANTS, WILL HELP YOU UNDERSTAND MAN, IN HEALTH AND IN DISEASE." HE ALSO SAW PLANT SCIENCE AS A MEANS OF ENDING HUNGER, THUS ULTIMATELY, PROMOTING DEMOCRACY AND POLITICAL STABILITY. BTI SCIENTISTS INCREASE THE UNDERSTANDING OF PLANTS FOR THE BENEFIT OF PEOPLE AND THE ENVIRONMENT, CONCENTRATING PARTICULARLY ON PLANT DEVELOPMENT, MOLECULAR PLANT-MICROBE INTERACTIONS, AND MOLECULAR AND CHEMICAL ECOLOGY. BTI ENVISIONS A WORLD IN WHICH NUTRITIOUS FOOD IS IN ABUNDANCE, THE ENVIRONMENT IS SECURE, AND PEOPLE LIVE FULLER, HEALTHIER LIVES. THIS VISION CAN BE REALIZED IN PART THROUGH THE STUDY OF PLANT BIOLOGY. AT BTI, WE STRIVE TO BE A WORLD LEADER IN PLANT BIOLOGY. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 18 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 17 | NbrIndependentVotingMembers |
| Total Nbr Employees | 205 | TotalNbrEmployees |
| Total Nbr Volunteers | 17 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 13226816 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 10232418 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 0 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 0 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 5516092 | InvestmentIncomePriorYear |
| Investment Income Current Year | 4342795 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 655683 | OtherRevenuePriorYear |
| Other Revenue Current Year | 751598 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 19398591 | TotalRevenuePriorYear |
| Total Revenue Current Year | 15326811 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 0 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 2258377 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 13168851 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 11774733 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 220310 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 7228376 | OtherExpensePriorYear |
| Other Expenses Current Year | 4364119 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 20397227 | TotalExpensesPriorYear |
| Total Expenses Current Year | 18397229 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -998636 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -3070418 | RevenuesLessExpensesCY |
| Total Assets BOY | 95776913 | TotalAssetsBOY |
| Total Assets EOY | 100249234 | TotalAssetsEOY |
| Total Liabilities BOY | 11783278 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 13402041 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 83993635 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 86847193 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | TO ADVANCE AND COMMUNICATE SCIENTIFIC KNOWLEDGE IN PLANT BIOLOGY TO IMPROVE AGRICULTURE, PROTECT THE ENVIRONMENT, AND ENHANCE HUMAN HEALTH. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 8245711 | Expense |
| Grants | 2258377 | Grants |
| Description | SEE SCHEDULE OIMPROVE AGRICULTURE/SUSTAINABLE FOOD PRODUCTION. INSTITUTE SCIENTISTS ADVANCE, COMMUNICATE, AND APPLY PLANT RESEARCH TOWARDS PRODUCING AN INCREASINGLY SUSTAINABLE FOOD SUPPLY. THE UNITED NATIONS FEBRUARY, 2010 FOOD SECURITY ANALYSIS CITES CLIMATE CHANGE, NATURAL DISASTER, RAPID URBANIZATION, AND UNPRECEDENTED POPULATION GROWTH AS GREAT CHALLENGES TO THE SUSTAINABLE FUTURE OF THE WORLD FOOD SUPPLY. AT BTI, SCIENTISTS ARE INVESTIGATING, AT THE MOLECULAR LEVEL, HOW PLANTS GROW, RESPOND TO LIGHT, AND MAKE USE ON A SCALE THAT CAN MEET DEMAND. CURRENT RESEARCH IS FOCUSED ON IMPROVING THE NUTRITIVE QUALITY OF FOOD, INCREASING YIELD, AND FURTHERING THE SUSTAINABILITY OF AGRONOMICALLY VIABLE PLANT SPECIES. SPECIFIC RESEARCH FOCUSES ON LONGER SHELF-LIFE, NATURAL INSECT CONTROL TO FURTHER REDUCE THE NEED FOR PESTICIDES, ENHANCED DISEASE RESISTANCE IN PLANTS, CROPS THAT PRODUCE HIGHER YIELD WITH LESS LIGHT, REDUCED NEED FOR CHEMICAL FERTILIZATION, AND PLANTS WITH HIGHER TOLERANCE FOR ENVIRONMENTAL STRESSORS SUCH AS DROUGHT, HEAT, AND COLD. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 1525769 | Expense |
| Description | SEE SCHEDULE OPROTECT THE ENVIRONMENT AND RENEWABLE ENERGY. INSTITUTE SCIENTIST ADVANCE, COMMUNICATE, AND APPLY PLANT RESEARCH TO PROTECTING THE ENVIRONMENT AND ADVANCING RENEWABLE ENERGY. PLANTS HELP OFFSET GLOBAL WARMING BY ABSORBING CARBON DIOXIDE. PLANTS ALSO PROVIDE RENEWABLE AND SUSTAINABLE SOURCES OF FOOD AND ENERGY, WORLDWIDE. AT BTI (THE BOYCE THOMPSON INSTITUTE), SCIENTISTS USE A SUITE OF MODERN TECHNIQUES TO UNDERSTAND KEY PROCESSES SUCH AS PHOTOSYNTHESIS AND BIOMASS PRODUCTION, AT THE MOLECULAR, BIOCHEMICAL, AND GENETIC LEVEL. RESEARCH AT BTI AIMS TO IMPROVE PLANT GROWTH AND INCREASE YIELD WITH FEWER NEGATIVE EFFECTS ON THE ENVIRONMENT. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 1259376 | Expense |
| Description | SEE SCHEDULE OIMPROVED HUMAN HEALTH. INSTITUTE SCIENTISTS ADVANCE, COMMUNICATE, AND APPLY PLANT RESEARCH TOWARDS IMPROVED HUMAN HEALTH. CURRENT RESEARCH AT BTI MAY LEAD TO AN INCREASE IN OUR UNDERSTANDING OF STEM CELLS, ALZHEIMER'S DISEASE AND AGING; PRODUCE FOODS TO COMBAT VITAMIN DEFICIENCIES; PROVIDE NATURAL WAYS TO CONTROL BLOOD PRESSURE; AND USE GENETIC TOOLS TO COMBAT DISEASE IN HUMANS, SUCH AS THE EMPLOYMENT OF PLANT-DERIVED COMPOUNDS AS ANTI-CANCER AGENTS. | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 4406921 | Expense |
| Description | RESEARCH TOOLS & COMMUNICATIONS: INSTITUTE SCIENTISTS ADVANCE, COMMUNICATE, AND APPLY PLANT RESEARCH TOWARDS THE ADVANCEMENT OF SCIENTIFIC KNOWLEDGE. VIRTUALLY EVERY DAY, SCIENTISTS DISCOVER AND RECORD A STAGGERING AMOUNT OF NEW INFORMATION ABOUT THE GENES, PROTEINS AND CHEMICALS, THAT DIRECT THE LIFE OF CELLS. THEY ARE ALSO CONTINUALLY DEVELOPING NEW TECHNIQUES FOR LABORATORY RESEARCH. BTI SCIENTISTS ARE DEVELOPING INNOVATIVE SOFTWARE AND DATABASES, ENABLING RESEARCHERS TO BETTER ORGANIZE, ACCESS, AND RETRIEVE A WEALTH OF DATA, ISOLATE AND IDENTIFY SPECIFIC GENES CONTROLLING SPECIFIC LIFE PROCESSES AND IDENTIFY MOLECULES WITH POTENTIAL EVOLUTIONARY, BIOLOGICAL AND MEDICAL IMPORTANCE. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 4406921 | TotalOfOtherProgramServiceExp |
| Total Program Service Expense | 15437777 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 1 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 1 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 73 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 205 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 18 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 17 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SOPHIA A DARLING | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 6072541225 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 533 TOWER ROAD | AddressLine1 |
| City | ITHACA | City |
| State | NY | State |
| ZIP Code | 148531801 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (25 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| DAVID STERN | |||||||
| PRESIDENT | 40.00 | X | X | 318352 | 0 | 66897 | |
| EZRA CORNELL | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| ROY H PARK JR | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| LAURA A PHILLIPS | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| BARBARA BAIRD | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| ANDY BASS | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| ALAN J BILOSKI | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| PETER BRUNS | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| THOMAS BURR | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| MARY CLUTTER | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| GREGORY GALVIN | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| GREGORY HARTZ | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| SABBEHA MERCHANT | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| KIRA SHEINERMAN | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| CRISPIN TAYLOR | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| KATHRYN BOOR | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| PAUL CHOMET | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| WILLIAM FRY | |||||||
| DIRECTOR | 0.40 | X | 0 | 0 | 0 | ||
| DONNA CLAES | |||||||
| SECRETARY | 40.00 | X | 61180 | 0 | 13698 | ||
| JANE CALDER | |||||||
| ASSISTANT SECRETARY | 40.00 | X | 51502 | 0 | 12713 | ||
| JOAN CURTISS | |||||||
| COO | 36.00 | X | 102106 | 0 | 19115 | ||
| SOPHIA DARLING | |||||||
| VP FINANCE | 40.00 | X | 105152 | 0 | 22747 | ||
| DR ERIC RICHARDS | |||||||
| VP RESEARCH | 40.00 | X | 268764 | 0 | 34115 | ||
| DR MARIA HARRISON | |||||||
| SCIENTIST | 40.00 | 158284 | 0 | 24343 | X | ||
| DR DANIEL KLESSIG | |||||||
| SCIENTIST | 40.00 | 222887 | 0 | 39961 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 1288227 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 233589 | TotalOtherCompensation |
| Number Individuals GT100 K | 6 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation
Name Of Contractor NameOfContractor
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LVW ADVISORS LLC | BusinessNameLine1 |
Address Of Contractor AddressOfContractor
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 67 MONROE AVE | AddressLine1 |
| City | PITTSFORD | City |
| State | NY | State |
| ZIP Code | 14535 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Services | INVESTMENT COUNSULTING | DescriptionOfServices |
| Compensation | 226008 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 1 | NumberOfContractorsGT100K |
| Government Grants | 9050074 | GovernmentGrants |
| All Other Contributions | 1182344 | AllOtherContributions |
| Total Contributions | 10232418 | TotalContributions |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2454757 | TotalRevenueColumn |
| Exclusion | $2,454,757 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 749816 | TotalRevenueColumn |
| Exclusion | $749,816 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 140086647 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 138198609 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 1888038 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1888038 | TotalRevenueColumn |
| Exclusion | $1,888,038 | ExclusionAmount |
Other Revenue Misc OtherRevenueMisc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | MISCELLANEOUS | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 1782 | TotalRevenueColumn |
| Exclusion | $1,782 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1782 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 15326811 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $5,094,393 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2140646 | Total |
| Program Services | 2140646 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 117731 | Total |
| Program Services | 117731 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1076341 | Total |
| Program Services | 302880 | ProgramServices |
| Management And General | 773461 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6679569 | Total |
| Program Services | 6201385 | ProgramServices |
| Management And General | 358739 | ManagementAndGeneral |
| Fundraising | 119445 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1670475 | Total |
| Program Services | 1418556 | ProgramServices |
| Management And General | 224942 | ManagementAndGeneral |
| Fundraising | 26977 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1889107 | Total |
| Program Services | 1598406 | ProgramServices |
| Management And General | 257943 | ManagementAndGeneral |
| Fundraising | 32758 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 459241 | Total |
| Program Services | 371055 | ProgramServices |
| Management And General | 79676 | ManagementAndGeneral |
| Fundraising | 8510 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 176371 | Total |
| Program Services | 138336 | ProgramServices |
| Management And General | 38035 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 59785 | Total |
| Management And General | 59785 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 416646 | Total |
| Management And General | 416646 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 559483 | Total |
| Program Services | 526370 | ProgramServices |
| Management And General | 29203 | ManagementAndGeneral |
| Fundraising | 3910 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1112044 | Total |
| Program Services | 922691 | ProgramServices |
| Management And General | 177458 | ManagementAndGeneral |
| Fundraising | 11895 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 617637 | Total |
| Program Services | 508127 | ProgramServices |
| Management And General | 101260 | ManagementAndGeneral |
| Fundraising | 8250 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 314243 | Total |
| Program Services | 229746 | ProgramServices |
| Management And General | 80892 | ManagementAndGeneral |
| Fundraising | 3605 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 719857 | Total |
| Program Services | 701783 | ProgramServices |
| Management And General | 18074 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 86156 | Total |
| Management And General | 86156 | ManagementAndGeneral |
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| EQUIPMENT MAINTENANCE | 266116 | 229244 | 36872 | 0 |
| PUBLICATIONS | 35781 | 30821 | 0 | 4960 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 18397229 | Total |
| Program Services | 15437777 | ProgramServices |
| Management And General | 2739142 | ManagementAndGeneral |
| Fundraising | 220310 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 368179 | BOY |
| EOY | 552019 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4275178 | BOY |
| EOY | 3544061 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1981023 | BOY |
| EOY | 1308560 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 43048 | BOY |
| EOY | 36239 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 10909683 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 6703390 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4831395 | BOY |
| EOY | 4206293 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 56319973 | BOY |
| EOY | 65845048 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24991350 | BOY |
| EOY | 24674572 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2966767 | BOY |
| EOY | 82442 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 95776913 | BOY |
| EOY | 100249234 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1230926 | BOY |
| EOY | 1113384 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 39175 | BOY |
| EOY | 106724 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 10513177 | BOY |
| EOY | 12181933 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11783278 | BOY |
| EOY | 13402041 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 79541046 | BOY |
| EOY | 82465764 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1430389 | BOY |
| EOY | 1359229 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3022200 | BOY |
| EOY | 3022200 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 83993635 | BOY |
| EOY | 86847193 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 95776913 | BOY |
| EOY | 100249234 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | -3070418 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 5977534 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | -53558 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Separate | X | FinancialStatementSeparate |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | 0 | AuditCommittee |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 9814962 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 11161857 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 12519600 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 13226816 | CurrentTaxYearMinus1Year |
| Current Tax Year | 10232418 | CurrentTaxYear |
| Total | 56955653 | Total |
Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1954415 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1804267 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1527898 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1614589 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1580263 | CurrentTaxYear |
| Total | 8481432 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 11769377 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 12966124 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 14047498 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 14841405 | CurrentTaxYearMinus1Year |
| Current Tax Year | 11812681 | CurrentTaxYear |
| Total | 65437085 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total170 | 65437085 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 1031533 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1612527 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1578754 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1580796 | CurrentTaxYearMinus1Year |
| Current Tax Year | 3204573 | CurrentTaxYear |
| Total | 9008183 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus3 Years | 10361645 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 44194 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 13434 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1782 | CurrentTaxYear |
| Total | 10421055 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 84866323 | TotalSupport |
| Public Support Pertcentage170 | 0.77110 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.77100 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
| General Explanation | SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE REVENUE RELATED TO INTELLECTUAL PROPERTY | GeneralExplanation |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 3351611 | BeginningOfYearBalance |
| Investment Earnings Or Losses | 468313 | InvestmentEarningsOrLosses |
| Other Expenditures | 130222 | OtherExpenditures |
| End Of Year Balance | 3689702 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 3640860 | BeginningOfYearBalance |
| Investment Earnings Or Losses | -138472 | InvestmentEarningsOrLosses |
| Other Expenditures | 150777 | OtherExpenditures |
| End Of Year Balance | 3351611 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 3388364 | BeginningOfYearBalance |
| Investment Earnings Or Losses | 405030 | InvestmentEarningsOrLosses |
| Other Expenditures | 152354 | OtherExpenditures |
| End Of Year Balance | 3640860 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 3022200 | BeginningOfYearBalance |
| Investment Earnings Or Losses | 501441 | InvestmentEarningsOrLosses |
| Other Expenditures | 135277 | OtherExpenditures |
| End Of Year Balance | 3388364 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 4384184 | BeginningOfYearBalance |
| Investment Earnings Or Losses | -1282325 | InvestmentEarningsOrLosses |
| End Of Year Balance | 3022200 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Permanent Endowment EOY Balance | 0.02000 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.98000 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4900636 | OtherCostOrOtherBasis |
| Depreciation | 2666948 | Depreciation |
| Book Value | 2233688 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 6008047 | OtherCostOrOtherBasis |
| Depreciation | 4036442 | Depreciation |
| Book Value | 1971605 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1000 | OtherCostOrOtherBasis |
| Book Value | 1000 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 4206293 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities (2 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| PRIVATE EQUITIES - LLC'S | 8670068 | F |
| EQUITY - LLC'S | 16004504 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 24674572 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities (4 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ACCRUED POST-RETIREMENT BENEFITS | $3,006,713 |
| DUE TO INVENTORS | $165,112 |
| DEFERRED COMPENSATION | $611,376 |
| ACCRUED PENSION PAYABLE | $8,398,732 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 12181933 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
| Tot Revenue Etc Audited Fincl Stmt | 22467962 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 5977534 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 1580263 | DonatedSrvcAndUseOfFacilities |
| Revenue Not Rptd F990 | 7557797 | RevenueNotRptdF990 |
| Revenue Subtotal | 14910165 | RevenueSubtotal |
| Investment Expenses Not Included | 416646 | InvestmentExpensesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 416646 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 15326811 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 18235708 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 1580263 | DonatedServicesUseOfFacilities |
| Expenses Not Rptd F990 | 1580263 | ExpensesNotRptdF990 |
| Expenses Subtotal | 16655445 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 416646 | InvestmentExpensesNotIncluded2 |
| Other Expenses Not Included | 1325138 | OtherExpensesNotIncluded |
| Expenses Not Rptd On Fin Stmt | 1741784 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 18397229 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: | PART V, LINE 4: | THE INCOME HAS BEEN BOARD DESIGNATED TO SUPPORT A POSITION IN PLANT MOLECULAR BIOLOGY. |
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X, LINE 2: | THE INSTITUTE HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. TAX RETURNS FOR THE YEARS DECEMBER 31, 2009 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | ADJUSTMENT TO REFLECT PENSION FUNDING STATUS 1,325,138. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 1 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (2 entries)
| RegionRegion | Type Of Activities ConductedTypeOfActivitiesConducted | Total ExpendituresTotalExpenditures |
|---|---|---|
| EUROPE (INCLUDING ICELAND & GREENLAND) | GRANTS TO RECIPIENTS LOCATED IN REGION | 21998 |
| SOUTH AMERICA | GRANTS TO RECIPIENTS LOCATED IN REGION | 95733 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 117731 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 117731 | TotalAmountSpent |
Grants To Orgs Outside US GrantsToOrgsOutsideUS (3 entries)
| RegionRegion | Purpose Of GrantPurposeOfGrant | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement |
|---|---|---|---|
| SOUTH AMERICA | COLLABORATIVE RESEARCH | 95733 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | COLLABORATIVE RESEARCH | 11832 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | COLLABORATIVE RESEARCH | 10166 | WIRE TRANSFER |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of501c3 Orgs | 3 | TotalNumberOf501c3Orgs |
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: | Identifier |
| Explanation | SCHEDULE F, PART I, LINE 2: THE ORGANIZATION MONITORS EACH SUB-RECIPIENT OF A GRANT, BOTH DOMESTIC AND FOREIGN, WITH A YEARLY REVIEW OF AUDIT COMPLIANCE AND BUDGETS. EACH SUB-RECIPIENT IS REQUIRED TO REPORT FINANCIAL STATEMENTS, PERFORMANCE REPORTS, AUDIT REPORTS, AND TIMELY RESOLUTION OF AUDIT FINDINGS. SUPERVISORY REVIEWS ARE PERFORMED TO DETERMINE THE ADEQUACY OF SUB-RECIPIENT MONITORING. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (6 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | |||||||
| PO BOX 29789 | NEW YORK | NY | 10087 | 135598093 | 501(C)(3) | 84299 | COLLABORATIVE RESEARCH |
| CORNELL UNIVERSITY | |||||||
| PO BOX 22 | ITHACA | NY | 14851 | 150532082 | 501(C)(3) | 125374 | COLLABORATIVE RESEARCH |
| COLORADO STATE UNIVERSITY | |||||||
| 2002 CAMPUS DEL | FORT COLLINS | CO | 80523 | 846000545 | STATE OF CO | 98131 | COLLABORATIVE RESEARCH |
| UNIVERSITY OF OKLAHOMA | |||||||
| 201 DAVID BOREN BLVD | NORMAN | OK | 73019 | 736017987 | STATE OF OK | 1714998 | COLLABORATIVE RESEARCH |
| IOWA STATE UNIVERSITY | |||||||
| 3609 ADMIN SERVICES BLDG | AMES | IA | 50011 | 426004224 | STATE OF IA | 86936 | COLLABORATIVE RESEARCH |
| UNIVERSITY OF MIAMI | |||||||
| PO BOX 248106 | CORAL GABLES | FL | 33124 | 590624458 | 501(C)(3) | 30908 | COLLABORATIVE RESEARCH |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 6 | TotalNbrOf501C3AndGovtGrants |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: THE ORGANIZATION MONITORS EACH SUB-RECIPIENT OF A GRANT, BOTH DOMESTIC AND FOREIGN, WITH A YEARLY REVIEW OF AUDIT COMPLIANCE AND BUDGETS. EACH SUB-RECIPIENT IS REQUIRED TO REPORT FINANCIAL STATEMENTS, PERFORMANCE REPORTS, AUDIT REPORTS, AND TIMELY RESOLUTION OF AUDIT FINDINGS. SUPERVISORY REVIEWS ARE PERFORMED TO DETERMINE THE ADEQUACY OF SUB-RECIPIENT MONITORING. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (4 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DAVID STERN | ||||||||||||||
| PRESIDENT | 311076 | 0 | 0 | 0 | 7276 | 0 | 48873 | 0 | 18024 | 0 | 385249 | 0 | 0 | 0 |
| DR ERIC RICHARDS | ||||||||||||||
| VP RESEARCH | 268488 | 0 | 0 | 0 | 276 | 0 | 23184 | 0 | 10931 | 0 | 302879 | 0 | 0 | 0 |
| DR MARIA HARRISON | ||||||||||||||
| SCIENTIST | 158104 | 0 | 0 | 0 | 180 | 0 | 6386 | 0 | 17957 | 0 | 182627 | 0 | 0 | 0 |
| DR DANIEL KLESSIG | ||||||||||||||
| SCIENTIST | 222095 | 0 | 0 | 0 | 792 | 0 | 31455 | 0 | 8506 | 0 | 262848 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | PART I, LINE 1A | ReturnReference |
| Explanation | ACCORDING TO THE PRESIDENT'S CONTRACT WITH THE ORGANIZATION, FIRST-CLASS TRAVEL IS ALLOWED AND IS REIMBURSED AS A NON-TAXABLE BENEFIT. | Explanation |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV
Name Of Interested Person NameOfInterestedPerson
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RALPH WF HARDY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship | FORMER DIRECTOR | Relationship |
| Amount Of Transaction | 47692 | AmountOfTransaction |
| Description Of Transaction | INDEPENDENT CONTRACTOR | DescriptionOfTransaction |
| Sharing Of Revenues | 0 | SharingOfRevenues |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | THE BOARD CHAIR, MR. CORNELL, HAD A BUSINESS RELATIONSHIP WITH MR. STERN, BTI'S PRESIDENT. | |
| FORM 990, PART VI, SECTION A, LINE 6 | THE BOYCE THOMPSON INSTITUTE, INC. IS A NYS MEMBERSHIP CORPORATION. | |
| FORM 990, PART VI, SECTION A, LINE 7A | MEMBERS ELECT DIRECTORS | |
| FORM 990, PART VI, SECTION B, LINE 11 | BOARD MEMBERS WERE PROVIDED AN ELECTRONIC DRAFT OF THIS RETURN PRIOR TO FILING. INPUT WAS PROVIDED TO THE VP FOR FINANCE/CFO | |
| FORM 990, PART VI, SECTION B, LINE 12C | ANNUAL CERTIFICATIONS ARE PROVIDED BY DIRECTORS AND OFFICERS TO THE CORPORATE SECRETARY AND DIRECTOR OF HUMAN RESOURCES. CONFLICTS ARE DISCLOSED TO AND REVIEWED BY THE AUDIT COMMITTEE AND BOARD. | |
| FORM 990, PART VI, SECTION B, LINE 15 | THE BOARD COMPENSATION COMMITTEE ESTABLISHES THE SALARIES OF THE PRESIDENT AND THE VICE PRESIDENT, ANNUALLY. COMPARABLE SALARIES AND COST OF LIVING DATA IS PROVIDED BY THE DIRECTOR OF HUMAN RESOURCES. MEETING MINUTES, RECOMMENDATIONS AND SUPPORTING DATA ARE RETAINED BY THE COPORATE SECRETARY. SALARY REVIEWS ARE PERFORMED ANNUALLY, IN NOVEMBER. THE COMPENSATION COMMITTED MET IN NOVEMBER 2009 TO REVIEW AND SET THE 2010 COMPENSATION FOR THE PRESIDENT, VICE PRESIDENT, AND CFO/VP FOR FINANCE. | |
| FORM 990, PART VI, SECTION C, LINE 18 | DOCUMENTS ARE AVAILABLE ON REQUEST TO THE CORPORATE SECRETARY. | |
| FORM 990, PART VI, SECTION C, LINE 19 | DOCUMENTS ARE AVAILABLE ON REQUEST TO THE CORPORATE SECRETARY. | |
| FORM 990, PART XI, LINE 9: | LOSS ON DISPOSAL OF FIXED ASSETS -53,558. | CHANGES IN NET ASSETS OR FUND BALANCES: |
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