LOUIS FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- LOUIS FOUNDATION (EIN 41-1859474)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-09-11
- IRS object ID
- 201322549349100207
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-09-11T13:55:47-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 411834878 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BURR OAK GROUP INC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1660 S HWY 100 PARKDALE 426 | AddressLine1 |
| City | ST LOUIS PARK | City |
| State | MN | State |
| ZIP Code | 55416 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 411859474 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOUIS FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | LOUI | NameControl |
| Phone | 9525121165 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1660 S HWY 100 PARKDALE PLAZA NO | AddressLine1 |
| Address Line2 | 426 | AddressLine2 |
| City | ST LOUIS PARK | City |
| State | MN | State |
| ZIP Code | 55416 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PENELOPE HATTEN | Name |
| Title | PRESIDENT | Title |
| Phone | 9525121165 | Phone |
| Date Signed | 2013-09-11 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOANNE KLETSCHER | Name |
| PTIN | P01084498 | PTIN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3259298 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 190106 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 10368 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 10368 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 47449 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 47449 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 98600 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 685396 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 98600 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 150434 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 18 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 496957 | TotalRevenueAndExpenses |
| Total Net Investment Income | 156435 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 38511 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 38511 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 0 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 8464 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1439 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 25 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 2513 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 2513 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 49488 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 42463 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 25 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 210000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 210000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 259488 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 42463 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 210025 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 237469 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 113972 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 908 | CashBOY |
| Cash EOY | 908 | CashEOY |
| Cash EOYFMV | 908 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 451595 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 891049 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 891049 | SavingsAndTempCashInvstEOYFMV |
| Investments Other BOY | 2530104 | InvestmentsOtherBOY |
| Investments Other EOY | 2328119 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 2367341 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 2982607 | TotalAssetsBOY |
| Total Assets EOY | 3220076 | TotalAssetsEOY |
| Total Assets EOYFMV | 3259298 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 1599542 | CapitalStockBOY |
| Capital Stock EOY | 1599542 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 1383065 | RetainedEarningsBOY |
| Retained Earnings EOY | 1620534 | RetainedEarningsEOY |
| Total Net Assets BOY | 2982607 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3220076 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 2982607 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3220076 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 2982607 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 237469 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 3220076 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 3220076 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (17 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Date AcquiredDateAcquired |
|---|---|---|---|---|---|---|---|
| 166.4235 EVERGREEN LARGE CAP CORE | P | 2012-07-31 | 220000 | 236058 | -16058 | -16058 | |
| 13.3759 EVERGREEN SMALLCAP FUND II | P | 2012-07-31 | 50000 | 43723 | 6277 | 6277 | |
| 285.8441 SHORT TERM FIXED INCOME | P | 2012-07-31 | 300000 | 297372 | 2628 | 2628 | |
| 109.3731 SHORT TERM FIXED INCOME | P | 2012-12-14 | 115026 | 114635 | 391 | 391 | 2010-03-30 |
| EVERGREEN SHORT TERM FIXED INCOME | P | 2320 | 2320 | ||||
| LARGE CAP CORE | P | 9478 | 9478 | ||||
| LARGE CAP CORE | P | 47922 | 47922 | ||||
| EVERGREEN SMALLCAP FUND II | P | -3884 | -3884 | ||||
| EVERGREEN SMALLCAP FUND II | P | 27932 | 27932 | ||||
| EVERGREEN SMALLCAP FUND | P | -3249 | -3249 | ||||
| EVERGREEN SMALLCAP FUND | P | 16694 | 16694 | ||||
| EVERGREEN HIGHBRIDGE FUND | P | -1611 | -1611 | ||||
| EVERGREEN HIGHBRIDGE FUND | P | -16370 | -16370 | ||||
| POCKET LLC | P | 3226 | 3226 | ||||
| POCKET LLC | P | 18916 | 18916 | ||||
| POCKET LLC | P | 3618 | 3618 | ||||
| CAPITAL GAINS DIVIDENDS | P | 370 | 370 | 370 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 98600 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 148025 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 2817323 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.052541 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 213548 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 2310249 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.092435 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 103025 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2052541 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.050194 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 120025 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 2368097 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.050684 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 70025 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 2520168 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.027786 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.273640 | TotalDistributionRatio |
| Average Distribution Ratio | 0.054728 | AverageDistributionRatio |
| Net Noncharitable Assets | 2949783 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 161436 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1140 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 162576 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 210025 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 1140 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 1140 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 1140 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 4643 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 4643 | TotalCreditsAndPayments |
| Overpayment | 3503 | Overpayment |
| Amount Credited To Next Year | 3503 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 0 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | MN | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | PENELOPE HATTEN | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 9525121165 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1660 S HWY 100STE 426 | AddressLine1 |
| City | ST LOUIS PARK | City |
| State | MN | State |
| ZIP Code | 55416 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (2 entries)
| Address Line1USAddress/AddressLine1 | Address Line2USAddress/AddressLine2 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|---|
| PENELOPE B HATTEN | |||||||||
| 1660 S HWY 100 PARKDALE PLAZA STE | 426 | ST LOUIS PARK | MN | 55416 | PRESIDENT | 0.00 | 0 | 0 | 0 |
| DEAN E HATTEN | |||||||||
| 1660 S HWY 100 PARKDALE PLAZA STE | 426 | ST LOUIS PARK | MN | 55416 | V. PRESIDENT/TREASURER | 0.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 2538994 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 455710 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 2994704 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 2994704 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 44921 | CashDeemedCharitable |
| Net Noncharitable Assets | 2949783 | NetNoncharitableAssets |
| Minimum Investment Return | 147489 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 147489 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 1140 | TaxBasedOnInvestmentIncome |
| Total Tax | 1140 | TotalTax |
| Distributable Amount Before Adj | 146349 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 146349 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 146349 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 210025 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 210025 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 1140 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 208885 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 146349 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 0 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Excess Distri Carryover Year4 | 1816 | ExcessDistriCarryoverYear4 |
| Excess Distri Carryover Year3 | 436 | ExcessDistriCarryoverYear3 |
| Excess Distri Carryover Year2 | 100990 | ExcessDistriCarryoverYear2 |
| Excess Distri Carryover Year1 | 11904 | ExcessDistriCarryoverYear1 |
| Total Excess Distri Carryover | 115146 | TotalExcessDistriCarryover |
| Qualifying Distributions | 210025 | QualifyingDistributions |
| Applied To Year1 | 0 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 146349 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 63676 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 178822 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 178822 | ExcessDistriCyovToNextYear |
| Excess From Year4 | 1816 | ExcessFromYear4 |
| Excess From Year3 | 436 | ExcessFromYear3 |
| Excess From Year2 | 100990 | ExcessFromYear2 |
| Excess From Year1 | 11904 | ExcessFromYear1 |
| Excess From Current Year | 63676 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | PENELOPE B HATTEN | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1660 S HWY 100 PARKDALE PLAZA SUITE | AddressLine1 |
| Address Line2 | 426 | AddressLine2 |
| City | ST LOUIS PARK | City |
| State | MN | State |
| ZIP Code | 55416 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 9525121165 | RecipientPhoneNumber |
| Form And Info And Materials | PAST AND PRESENT INFORMATION ABOUT THE APPLICANT, BUDGET, PROJECTIONS, USE OF FUNDS, OTHER FUND RAISING EFFORTS, TAX EXEMPTION LETTER, ETC. | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | NONE | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (2 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| HEADWATERS ACADEMY | ||||||
| 418 WEST GARFIELD STREET | BOZEMAN | MT | 59715 | PUBLIC CHARITY | BUILD CONFIDENT CAPABLE ADAPTABLE LEARNERS AND LEADERS FOR THE WORLD | $110,000 |
| MUSEUM OF THE ROCKIES | ||||||
| 600 WEST KAGY BOULEVARD | BOZEMAN | MT | 59717 | PUBLIC CHARITY | WORLD-CLASS MUSEUM THAT PROVIDES A SOURCE OF LIFELONG LEARNING AND DISCOVERY FOR GENERATIONS | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 210000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $10,368 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $47,449 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $150,434 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $98,600 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $306,851 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 306851 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (2 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType |
|---|---|---|---|---|---|---|---|
| 1 | CHARITABLE LEAD ANNUITY TRUST NO 1 | 1660 S HWY 100 PARKDALE PLAZA STE 4 | ST LOUIS PARK | MN | 55416 | 173876 | X |
| 2 | CHARLES H BELL CHARITABLE LEAD ANNU | 1660 S HWY 100 PARKDALE PLAZA STE 4 | ST LOUIS PARK | MN | 55416 | 16230 | X |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees (6 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ACCOUNTING FEES | $13,203 | 13203 | 0 |
| EVERGREEN HIGHBRIDGE FUND | $1,671 | 1671 | 0 |
| EVERGREEN SMALLCAP FUND | $386 | 386 | 0 |
| LARGE CAP CORE I | $9,143 | 9143 | 0 |
| EVERGREEN SMALLCAP FUND II | $556 | 556 | 0 |
| POCKET LLC | $13,552 | 13552 | 0 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (20 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| AMERICAN EURO-PACIFIC FUND | AT COST | 135201 | 137610 |
| EVERGREEN SMALLCAP FUND II | AT COST | 125514 | 148937 |
| EVERGREEN LARGE CAP CORE 1 | AT COST | 823802 | 952188 |
| EVERGREEN SMALLCAP FUND | AT COST | 132039 | 149695 |
| J.P. MORGAN U.S. REAL ESTATE | AT COST | 165883 | 103011 |
| J.P.MORGAN REIT | AT COST | 10 | 10 |
| INVESCO REAL ESTATE FUND I, L.P. | AT COST | 73986 | 44149 |
| WAYZATA OPPORTUNITY FUND, LLC | AT COST | 73230 | 59920 |
| WAYZATA OPPORTUNITY FUND II, LLC | AT COST | 90650 | 75392 |
| WESTLY CAPITAL PARTNERS FUND | AT COST | 20000 | 12323 |
| VANGUARD FTSE ALL-WORLD | AT COST | 120005 | 128009 |
| EVERGREEN HIGHBRIDGE FUND | AT COST | 105980 | 93922 |
| PIMCO LOW DURATION | AT COST | 209107 | 213732 |
| EUROPEAN SECONDARY OPPORTUNITIES | AT COST | 13703 | 12077 |
| HARRISON STREET REAL ESTATE PARTNERS | AT COST | 77000 | 78129 |
| WESTLY PARTNERS II | AT COST | 27174 | 21556 |
| EATON VANCE PARAMETRIC | AT COST | 14000 | 15846 |
| FUNDAMENTAL PARTNERS MUNICIPAL | AT COST | 60000 | 60000 |
| INTERNATIONAL FARMLAND TRUST | AT COST | 18000 | 18000 |
| PINEBRIDGE STRUCTURED CAPITAL | AT COST | 42835 | 42835 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| PINEBRIDGE | 2036 | 2036 | 0 |
| WESTLY | 477 | 477 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| PARTNERSHIP INCOME | 150416 | 0 | 150416 |
| EVERGREEN HIGHBRIDGE FUND | 18 | 18 | 18 |
Taxes Schedule TaxesSchedule
Taxes Taxes (4 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| MN FILING FEE | $25 | 0 | 25 |
| BURR OAK GROUP, INC. | $566 | 566 | 0 |
| LARGE CAP CORE | $873 | 873 | 0 |
| FEDERAL TAXES | $7,000 | 0 | 0 |
Comments