CHASE FOUNDATION: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: CHASE FOUNDATION (EIN 36-7466258)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-08-15
IRS object ID: 201322279349100802
Schema version: 2012v2.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-08-15T15:56:56-07:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Johnathan L Shuman PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	512 W Texas Ave	AddressLine1
City	Artesia	City
State	NM	State
ZIP Code	88210	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	367466258	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	CHASE FOUNDATION	BusinessNameLine1
Business Name Line2	MACK C CHASE TRUSTEE	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	CHAS	NameControl
Phone	5757464610	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	510 W TEXAS AVE	AddressLine1
City	ARTESIA	City
State	NM	State
ZIP Code	88210	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	RICHARD PRICE	Name
Title	Executive Direc	Title
Date Signed	2013-08-15	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	JOHNATHAN L SHUMAN	Name
PTIN	P00755236	PTIN
Phone	5757481213	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	43095024	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	127370	ContriReceivedRevAndExpnss
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	124	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	124	InterestOnSavingsNetInvstIncm
Interest On Savings Adj Net Incm	124	InterestOnSavingsAdjNetIncm
Dividends Rev And Expnss	1191280	DividendsRevAndExpnss
Dividends Net Invst Incm	1191280	DividendsNetInvstIncm
Dividends Adj Net Incm	1191280	DividendsAdjNetIncm
Net Gain Sale Assets Rev And Expnss	-172887	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	12232565	GrossSalesPrice
Other Income Rev And Expnss	95389	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	95389	OtherIncomeNetInvstIncm
Other Income Adj Net Incm	95389	OtherIncomeAdjNetIncm
Total Revenue And Expenses	1241276	TotalRevenueAndExpenses
Total Net Investment Income	1286793	TotalNetInvestmentIncome
Total Adjusted Net Income	1286793	TotalAdjustedNetIncome
Oth Empl Slrs Wgs Rev And Expnss	39691	OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	39691	OthEmplSlrsWgsDsbrsChrtblPrps
Legal Fees Rev And Expnss	5807	LegalFeesRevAndExpnss
Legal Fees Dsbrs Chrtbl Prps	5807	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	21145	AccountingFeesRevAndExpnss
Accounting Fees Dsbrs Chrtbl Prps	21145	AccountingFeesDsbrsChrtblPrps
Taxes Rev And Expnss	759	TaxesRevAndExpnss
Taxes Net Invst Incm	-3063	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	3822	TaxesDsbrsChrtblPrps
Deprec And Depletion Rev And Expnss	12997	DeprecAndDepletionRevAndExpnss
Occupancy Rev And Expnss	1567	OccupancyRevAndExpnss
Occupancy Dsbrs Chrtbl Prps	1567	OccupancyDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	5304	TravConfMeetingRevAndExpnss
Trav Conf Meeting Dsbrs Chrtbl Prps	5304	TravConfMeetingDsbrsChrtblPrps
Printing And Pub Rev And Expnss	7840	PrintingAndPubRevAndExpnss
Printing And Pub Dsbrs Chrtbl Prps	7840	PrintingAndPubDsbrsChrtblPrps
Other Expenses Rev And Expnss	446395	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	262176	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	184219	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	541505	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	259113	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	269395	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	2089375	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	2089375	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	2630880	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	259113	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	2358770	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-1389604	ExcessOfRevenueOverExpenses
Net Investment Income	1027680	NetInvestmentIncome
Adjusted Net Income	1286793	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	77807	CashBOY
Cash EOY	25732	CashEOY
Cash EOYFMV	25733	CashEOYFMV
Savings And Temp Cash Invst BOY	5163	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	2160	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	2160	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	28166295	InvestmentsCorpStockBOY
Investments Corp Stock EOY	24570952	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	27675821	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	7490651	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	7806827	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	8147487	InvestmentsCorpBondsEOYFMV
Investments Other BOY	4882605	InvestmentsOtherBOY
Investments Other EOY	6774030	InvestmentsOtherEOY
Investments Other EOYFMV	6978275	InvestmentsOtherEOYFMV
Land Building And Equipment Basis	268630	LandBuildingAndEquipmentBasis
Accum Deprec Land Bldg And Equip	67461	AccumDeprecLandBldgAndEquip
Land Building And Equipment BOY	203038	LandBuildingAndEquipmentBOY
Land Building And Equipment EOY	201169	LandBuildingAndEquipmentEOY
Land Building And Equipment EOYFMV	210102	LandBuildingAndEquipmentEOYFMV
Other Assets EOY	55446	OtherAssetsEOY
Other Assets EOYFMV	55446	OtherAssetsEOYFMV
Total Assets BOY	40825559	TotalAssetsBOY
Total Assets EOY	39436316	TotalAssetsEOY
Total Assets EOYFMV	43095024	TotalAssetsEOYFMV
Accounts Payable BOY	1963	AccountsPayableBOY
Accounts Payable EOY	2324	AccountsPayableEOY
Total Liabilities BOY	1963	TotalLiabilitiesBOY
Total Liabilities EOY	2324	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	40823596	CapitalStockBOY
Capital Stock EOY	39433992	CapitalStockEOY
Total Net Assets BOY	40823596	TotalNetAssetsBOY
Total Net Assets EOY	39433992	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	40825559	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	39436316	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	40823596	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-1389604	ExcessOfRevenueOverExpenses
Subtotal	39433992	Subtotal
Total Net Assets Fund Balances EOY	39433992	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (573 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
170 RESEARCH IN MOTION LIMITED CMN	P	2011-12-16	2012-11-21	2122	2289	-167	-167
113 XILINX INCORPORATED CMN	P	2011-05-19	2012-02-15	4168	4068	100	100
74 TEVA PHARMACEUTICAL IND LTD ADS	P	2011-08-09	2012-02-15	3316	2796	520	520
238 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2012-02-15	10664	12613	-1949	-1949
37 NIKE CLASS-B CMN CLASS B	P	2011-04-14	2012-02-15	3958	2929	1029	1029
11 ANGLO AMERICAN PLC ADR CMN	P	2012-01-13	2012-12-21	165	215	-50	-50
9 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-04-12	2012-12-19	801	534	267	267
10 SEADRILL LTD CMN	P	2012-01-05	2012-10-03	392	344	48	48
8 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-09-26	2012-09-17	376	340	36	36
35 NESTLE SA SP DR	P	2011-08-08	2012-04-18	2157	2132	25	25
1 REED ELSEVIER GROUP PLC	P	2011-05-13	2012-04-11	34	36	-2	-2
68 CREDIT SUISSE GROUP SPON ADR	P	2011-04-26	2012-02-07	1859	2482	-623	-623
430 H & R BLOCK INC CMN	P	2011-02-01	2012-11-21	7928	5420	2508	2508
135 RESEARCH IN MOTION LIMITED CMN	P	2011-06-01	2012-11-21	1351	4616	-3265	-3265
275 NEWS CORPORATION CMN CLASS A	P	2011-02-01	2012-11-13	6740	4198	2542	2542
268 VIACOM INC CMN CLASS B	P	2011-02-01	2012-10-15	14554	11298	3256	3256
225 PFIZER CMN	P	2011-02-01	2012-10-10	5674	4217	1457	1457
80 MICROSOFT CORPORATION CMN	P	2011-02-01	2012-10-09	2358	2224	134	134
145 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2011-02-01	2012-08-20	7710	6061	1649	1649
140 COMCAST CORPORATION CMN CLASS A NON VOTI	P	2011-02-01	2012-08-02	4657	3030	1627	1627
40 U.S. BANKCORP CMN	P	2011-02-01	2012-07-30	1349	1094	255	255
10 PEPSICO INC CMN	P	2011-02-01	2012-07-26	715	648	67	67
60 WAL MART STORES INC CMN	P	2011-02-01	2012-07-06	4265	3365	900	900
145 PHILLIPS 66 CMN	P	2011-02-01	2012-05-09	4561	4777	-216	-216
85 COCA-COLA COMPANY NEW CMN	P	2011-02-01	2012-04-27	6533	5364	1169	1169
10 VIACOM INC CMN CLASS B	P	2011-02-01	2012-04-12	467	422	45	45
35 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2011-02-01	2012-04-12	2036	1463	573	573
30 MICROSOFT CORPORATION CMN	P	2011-02-01	2012-04-12	927	834	93	93
85 COMCAST CORPORATION CMN CLASS A NON VOTI	P	2011-02-01	2012-04-12	2473	1840	633	633
5 COCA-COLA COMPANY NEW CMN	P	2011-02-01	2012-04-12	360	316	44	44
105 MICROSOFT CORPORATION CMN	P	2011-01-01	2012-03-01	3389	2919	470	470
131 TOTAL SYS SVC INC	P	2011-02-01	2012-01-26	2841	2308	533	533
335 NEWS CORPORATION CMN CLASS A	P	2011-02-01	2012-01-26	6291	5114	1177	1177
120 MICROSOFT CORPORATION CMN	P	2011-02-01	2012-01-26	3554	3336	218	218
175 PFIZER CMN	P	2011-02-01	2012-01-05	3754	3280	474	474
10 AMERICAN CAMPUS CMNTYS. INC CMN	P	2010-12-03	2012-12-24	464	311	153	153
30 UNITED THERAPEUTICS CORP CMN	P	2010-12-03	2012-12-12	1562	1902	-340	-340
15 SOLERA HOLDINGS INC CMN	P	2010-12-03	2012-12-12	802	747	55	55
20 CLECO CORPORATION	P	2010-12-03	2012-12-12	806	609	197	197
5 TORTOISE ENERGY INFRASCTRUCTURE CORP CMN	P	2010-12-03	2012-11-13	199	184	15	15
10 SILGAN HOLDINGS INC CMN	P	2010-12-03	2012-11-13	424	352	72	72
10 HARRIS TEETER SUPERMARKETS INC CMN	P	2010-12-03	2012-11-13	369	376	-7	-7
10 CLECO CORPORATION	P	2010-12-03	2012-11-13	397	304	93	93
5 MIDDLEBY CORP CMN	P	2010-12-03	2012-11-08	616	404	212	212
75 MERIDIAN BIOSCIENCE INC CMN	P	2011-02-01	2012-10-31	1483	1684	-201	-201
25 TORO CO (DELAWARE) CMN	P	2010-12-03	2012-10-10	985	784	201	201
40 PEET'S COFFEE & TEA, INC. CMN	P	2010-12-03	2012-09-24	2936	1643	1293	1293
100 PAR PHARMACEUTICAL COS INC CMN	P	2012-06-27	2012-09-14	4983	3438	1545	1545
30 MONRO MUFFLER BRAKE, INC CMN	P	2010-12-03	2012-07-26	972	1004	-32	-32
40 SCHNITZER STEEL INDUSTRIES, INC CLASS A	P	2010-12-03	2012-07-13	1042	2091	-1049	-1049
25 HMSC HOLDINGS CORP CMN	P	2010-12-03	2012-07-13	827	539	288	288
20 SOURCEFIRE INC, CMN	P	2010-12-03	2012-07-12	876	548	328	328
155 PSS WORLD MEDICAL INC CMN	P	2011-02-14	2012-06-26	3081	3938	-857	-857
15 MIDDLEBY CORP CMN	P	2010-12-03	2012-06-18	1429	1212	217	217
15 TUPPERWARE BRANDS CORPORATION CMN	P	2010-12-03	2012-06-14	797	718	79	79
10 PROSSURANCE CORP CMN	P	2010-12-03	2012-06-12	878	602	276	276
25 MONRO MUFFLER BRAKE, INC CMN	P	2010-12-03	2012-05-08	952	837	115	115
35 HIBBETT SPORTS INC CMN	P	2010-12-03	2012-05-08	2052	1215	837	837
25 SOURCEFIRE INC, CMN	P	2010-12-03	2012-04-30	1272	701	571	571
5 TRACTOR SUPPLY CO CMN	P	2011-06-13	2012-04-25	490	298	192	192
50 TRACTOR SUPPLY CO CMN	P	2011-02-01	2012-04-25	4622	2581	2041	2041
15 TUPPERWARE BRANDS CORPORATION CMN	P	2010-12-03	2012-03-09	953	718	235	235
15 TRACTOR SUPPLY CO CMN	P	2010-12-03	2012-03-09	1308	682	626	626
38 BAXTER INTERNATIONAL INC CMN	P	2010-12-03	2012-12-28	2513	1889	624	624
37 EXXON MOBIL CORP	P	2011-02-01	2012-12-21	3228	3050	178	178
1 EOG RESOURCES INC CMN	P	2010-12-03	2012-12-21	123	93	30	30
48 THE TRAVELERS COMPANIES, INC CMN	P	2011-02-01	2012-12-18	3564	2718	846	846
33 EOG RESOURCES INC CMN	P	2010-12-03	2012-12-17	3989	3084	905	905
145 THE TRAVELERS COMPANIES, INC CMN	P	2010-12-03	2012-12-05	10735	7964	2771	2771
102 FLUOR CORPORATION CMN	P	2011-02-01	2012-12-04	5478	6971	-1493	-1493
59 AIR PRODUCTS & CHEM	P	2010-12-03	2012-11-01	4627	5142	-515	-515
60 EXXON MOBIL CORP	P	2010-12-03	2012-10-18	5592	4570	1022	1022
147 AMGEN INC. CMN	P	2011-05-11	2012-10-16	12653	8516	4137	4137
209 U.S. BANKCORP CMN	P	2011-02-01	2012-09-14	7279	5735	1544	1544
51 EXXON MOBIL CORP	P	2010-12-03	2012-09-14	4701	3624	1077	1077
273 U.S. BANKCORP CMN	P	2010-12-03	2012-09-13	9518	6957	2561	2561
239 ANADARKO PETROLEUM CORP CMN	P	2011-12-03	2012-05-24	14619	18131	-3512	-3512
63 PEPSICO INC CMN	P	2010-12-03	2012-05-21	4280	4126	154	154
171 MERCK 7 CO., INC. CMN	P	2010-12-03	2012-05-07	6593	6010	583	583
116 AMERICAN EXPRESS CO	P	2011-08-05	2012-05-02	7064	5224	1840	1840
76 ANADARKO PETROLEUM CORP CMN	P	2010-12-03	2012-05-01	5636	5329	307	307
73 AMERICAN EXPRESS CO CMN	P	2011-08-05	2012-04-27	4423	3457	966	966
192 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2011-02-01	2012-04-18	11131	7889	3242	3242
359 MATTELL, INC. CMN	P	2011-06-06	2012-02-22	11495	9125	2370	2370
354 MARSH 7 MCLENNAN CO INC CMN	P	2010-12-03	2012-02-10	11333	9621	1712	1712
134 DEVON ENERGY CORP (NEW) CMN	P	2010-12-03	2012-02-06	8636	9825	-1189	-1189
62 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2010-12-03	2012-01-04	3231	2322	909	909
20000 US TSY NOTE 0.625...% 12/31/2012	P	2011-01-11	2012-12-31	20000	20000
110000 US TSY NOTE 1.250000% 02/15/14	P	2011-02-16	2012-11-30	111353	109554	1799	1799
40000 US TSY NOTE 0.875000% 04/30/2017	P	2012-05-17	2012-11-30	40611	40258	353	353
26343 GS US MORTGAGES FUND SEPERATE ACC INST	P	2010-12-16	2012-09-25	286644	266095	20549	20549
40000 US TSY NOTE 2.250000% 07/31/2018	P	2011-08-08	2012-09-05	43312	41089	2223	2223
20000 US TSY NOTE 1.750000% 05/15/2022	P	2012-08-06	2012-09-05	20352	20343	9	9
10000 US TSY NOTE 1.625000% 08/15/2022	P	2012-08-10	2012-08-20	9823	9984	-161	-161
30089 GS US MORTGAGES FUND SEPERATE ACC INST	P	2010-12-16	2012-08-10	323014	303899	19115	19115
20000 US TSY NOTE 1.750000% 05/15/2022	P	2012-05-17	2012-06-11	20306	20110	196	196
10000 US TSY NOTE 1.250000% 04/30/2019	P	2012-05-17	2012-06-11	10144	10074	70	70
70000 US TSY NOTE 1.250000% 02/15/14	P	2011-02-16	2012-06-11	71126	69716	1410	1410
20719.32 GS US MORTGAGES FUND SEPERATE ACC INST	P	2010-12-16	2012-05-17	220384	209265	11119	11119
1023 GS INVESTMENT GREADE CREDIT FUND	P	2010-12-16	2012-03-22	9729	9545	184	184
7828 GS US MORTGAGES FUND SEPERATE ACC INST	P	2010-12-16	2012-01-30	82742	79063	3679	3679
1340 GS INVESTMENT GREADE CREDIT FUND	P	2010-12-16	2012-01-10	12569	12502	67	67
2640 NII HOLDINGS, INC CMN CLASS B	P	2012-04-27	2012-11-29	13624	49465	-35841	-35841
530 LAMAR ADVERTISING CO CMN CLASS A	P	2012-02-15	2012-09-20	17710	16874	836	836
560 CLEAR CHANNEL OUTDOOR HOLDINGS CMN	P	2012-02-15	2012-07-18	2907	3486	-579	-579
430 XILINX INCORPORATED CMN	P	2010-12-03	2012-02-15	15862	13597	2265	2265
584 URBAN OUTFITTERS INC CMN	P	2011-09-06	2012-02-15	15935	14796	1139	1139
284 THERMO FISHER SCIENTIFIC INC CMN	P	2010-12-03	2012-02-15	15872	15992	-120	-120
189 ST JUDE MEDICAL INC CMN	P	2011-02-16	2012-02-15	8232	8521	-289	-289
278 ST JUDE MEDICAL INC CMN	P	2010-12-03	2012-02-15	12108	11293	815	815
400 SCHLUMBERGER LTD CMN	P	2010-12-03	2012-02-15	31027	34633	-3606	-3606
669 QUALCOMM INC CMN	P	2010-12-03	2012-02-15	41432	34597	6835	6835
138 PVH COPR CMN	P	2011-12-21	2012-02-15	11342	9277	2065	2065
136 PROCTOR & GAMBLE COMPANY CMN	P	2010-12-03	2012-02-15	8803	8600	203	203
46 PRAXAIR, INC CMN SERIES	P	2011-02-23	2012-02-15	4946	4476	470	470
138 PRAXAIR, INC CMN SERIES	P	2010-12-03	2012-02-15	14837	13015	1822	1822
235 PEPSICO INC CMN	P	2010-12-03	2012-02-15	14920	15193	-273	-273
715 ORACLE CORPORATION CMN	P	2010-12-03	2012-02-15	20127	22125	-1998	-1998
220 NORTHERN TRUST CORP CMN	P	2010-12-03	2012-02-15	9564	11530	-1966	-1966
189 NIKE CLASS-B CMN CLASS B	P	2010-12-03	2012-02-15	20216	16041	4175	4175
468 NETAPP, INC CMN	P	2011-02-24	2012-02-15	18715	21523	-2808	-2808
58 MASTERCARD INCORPORATED CMN CLASS A	P	2010-12-03	2012-02-15	23082	13966	9116	9116
473 MARIOTT INTERNATIONAL, INC. CMN CLASS A	P	2011-08-05	2012-02-15	16611	12827	3784	3784
63 LOWES COMPANIES INC CMN	P	2011-03-03	2012-02-15	1720	1650	70	70
805 LOWES COMPANIES INC CMN	P	2010-12-03	2012-02-15	21972	19997	1975	1975
104 JOHNSON & JOHNSON CMN	P	2011-02-01	2012-02-15	6731	6251	480	480
166 HONEYWELL INTL INC CMN	P	2012-02-06	2012-02-15	9877	10001	-124	-124
97 HALLIBURTON COMPANY CMN	P	2011-09-20	2012-02-15	3468	3685	-217	-217
301 HALLIBURTON COMPANY CMN	P	2010-12-03	2012-02-15	10761	13073	-2312	-2312
16 GOOGLE, INC. CMN CLASS A	P	2011-02-24	2012-02-15	9768	9141	627	627
37 GOOGLE, INC. CMN CLASS A	P	2011-01-26	2012-02-15	22589	22784	-195	-195
18 EQUINIX INC CMN	P	2011-09-23	2012-02-15	2339	1627	712	712
137 EQUINIX INC CMN	P	2010-12-03	2012-02-15	17800	11790	6010	6010
182 DEVON ENERGY CORP (NEW) CMN	P	2011-03-21	2012-02-15	12682	15609	-2927	-2927
48 CROWN CASTLE INTL COPR COMMON STOCK	P	2011-10-31	2012-02-15	2407	1991	416	416
356 CROWN CASTLE INTL COPR COMMON STOCK	P	2010-12-03	2012-02-15	17854	15121	2733	2733
263 COSTCO WHOLESALE CORPORATION CMN	P	2010-12-03	2012-02-15	21963	18596	3367	3367
6 CME GROUP INC. CMN CLASS A	P	2011-10-28	2012-02-15	1732	1658	74	74
67 CME GROUP INC. CMN CLASS A	P	2010-12-03	2012-02-15	19338	21040	-1702	-1702
259 CBRE GROUP INC CMN	P	2011-08-01	2012-02-15	4791	4670	121	121
680 CBRE GROUP INC CMN	P	2010-12-03	2012-02-15	12635	14734	-2099	-2099
184 CAMERON INTL CORP CMN	P	2011-06-17	2012-02-15	10495	8680	1815	1815
135 AVON PRODUCTS INC CMN	P	2011-07-18	2012-02-15	2441	3736	-1295	-1295
398 AVON PRODUCTS INC CMN	P	2010-12-03	2012-02-15	7196	11470	-4274	-4274
128 APPLE, INC. CMN	P	2010-12-03	2012-02-15	66256	42363	23893	23893
322 AMERICAN EXPRESS CO	P	2011-03-24	2012-02-15	16767	14824	1943	1943
53 AMAZON.COM INC CMN	P	2011-12-14	2012-02-15	10079	9211	868	868
195 EMERSON ELEC CO	P	2011-05-03	2012-02-03	10278	10729	-451	-451
88 MARIOTT INTERNATIONAL, INC. CMN CLASS A	P	2011-08-05	2012-01-18	2975	2461	514	514
98 EMERSON ELEC CO	P	2011-05-03	2012-01-12	4753	5739	-986	-986
40 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-04-29	2012-12-21	706	783	-77	-77
50 ANGLO AMERICAN PLC ADR CMN	P	2011-10-28	2012-12-21	749	980	-231	-231
30 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2011-02-01	2012-12-20	1461	1451	10	10
64 YAMAHA GOLD INC CMN	P	2011-07-25	2012-12-19	1081	847	234	234
44 VIVENDI ADR CMN	P	2012-06-20	2012-12-19	979	783	196	196
63 TULLOW OIL PLC ADR AMN	P	2010-12-03	2012-12-19	626	684	-58	-58
10 SYGENTA AG SPONSORED ADR CMN	P	2010-12-03	2012-12-19	829	639	190	190
274 NEW WORLD DEV & CO LTD	P	2012-01-26	2012-12-19	849	611	238	238
14 NATIONAL GRID PLC SPONSORED ADR CMN	P	2011-02-01	2012-12-19	807	643	164	164
91 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-01-19	2012-12-19	1545	1710	-165	-165
53 KIDDI CORP UNSPONSORED ADR CMN	P	2012-10-19	2012-12-19	936	1011	-75	-75
21 HENKEL AG AND CO. KGAA	P	2012-01-17	2012-12-19	1451	1154	297	297
6 HENKEL AG AND CO. KGAA	P	2011-10-12	2012-12-19	415	291	124	124
103 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2012-05-14	2012-12-19	1510	1266	244	244
67 DEUTSCHE LUFTANSA AG SP ADR	P	2012-03-02	2012-12-19	1467	1231	236	236
16 DEUTSCHE LUFTANSA AG SP ADR	P	2011-07-08	2012-12-19	350	300	50	50
142 BG GROUP PLC SPON ADR CMN	P	2011-02-01	2012-12-19	2362	3253	-891	-891
129 AVIVA PLC SPONSORED ADR CMN	P	2012-01-20	2012-12-19	1807	1611	196	196
9 AVIVA PLC SPONSORED ADR CMN	P	2011-10-12	2012-12-19	631	622	9	9
139 ANGLO AMERICAN PLC ADR CMN	P	2011-02-01	2012-12-19	2130	3265	-1135	-1135
17 HENKEL AG AND CO. KGAA	P	2011-02-01	2012-12-17	1126	888	238	238
45 DEUTSCHE LUFTANSA AG SP ADR	P	2011-05-17	2012-12-17	966	860	106	106
114 BALFOUR BEATTY PLC SPONSORED ADR CMN	P	2012-05-23	2012-12-17	974	1017	-43	-43
13 TEVA PHARMACEUTICAL IND LTD ADS	P	2012-05-14	2012-12-12	511	516	-5	-5
98 TEVA PHARMACEUTICAL IND LTD ADS	P	2011-02-01	2012-12-12	3850	4780	-930	-930
26 YANZHOU COAL MINING CO. LTD SPONSORED AD	P	2012-09-17	2012-12-05	407	414	-7	-7
70 BG GROUP PLC SPON ADR CMN	P	2011-02-01	2012-12-05	1212	1626	-414	-414
115 BALFOUR BEATTY PLC SPONSORED ADR CMN	P	2012-05-23	2012-12-05	940	1023	-83	-83
29 YAMAHA GOLD INC CMN	P	2011-07-25	2012-12-04	527	392	135	135
10 SAP AG	P	2011-02-01	2012-12-04	802	588	214	214
19 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2012-03-12	2012-11-21	1249	1292	-43	-43
3 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-11-09	2012-11-21	197	206	-9	-9
28 HONDA MTR LTD	P	2012-05-30	2012-11-20	887	898	-11	-11
51 HONDA MTR LTD	P	2011-05-02	2012-11-20	1616	1948	-332	-332
16 HENKEL AG AND CO. KGAA	P	2011-02-01	2012-11-20	1013	849	164	164
3 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-11-09	2012-11-20	198	206	-8	-8
116 CAIRN ENERGY PLC ADR CMN	P	2012-04-19	2012-11-20	970	1183	-213	-213
94 ABB LTD SPONSORED ADR CMN	P	2012-01-24	2012-11-20	1691	1871	-180	-180
24 HONDA MTR LTD	P	2011-05-02	2012-11-19	773	943	-170	-170
250 NEW WORLD DEV & CO LTD	P	2012-01-26	2012-11-16	750	558	192	192
12 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-11-09	2012-11-16	789	823	-34	-34
262 CAIRN ENERGY PLC ADR CMN	P	2012-01-17	2012-11-14	2261	4219	-1958	-1958
22 TELENOR ASA AMERICAN DEPOSITARY SHARES	P	2011-07-27	2012-11-08	1295	1099	196	196
77 NEW WORLD DEV & CO LTD	P	2012-01-26	2012-11-08	2447	1733	714	714
28 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2011-02-01	2012-11-08	1267	1331	-64	-64
56 ABB LTD SPONSORED ADR CMN	P	2012-01-13	2012-10-07	1024	1144	-120	-120
108 ABB LTD SPONSORED ADR CMN	P	2011-02-11	2012-10-26	1964	2701	-737	-737
33 SILICONWARE PRECSN SPADR	P	2011-03-03	2012-10-25	168	186	-18	-18
3 SPONSORED ADR CMN	P	2011-11-09	2012-10-24	223	206	17	17
6 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-08-19	2012-10-24	445	401	44	44
41 SWEDBANK A B ADR CMN	P	2011-07-26	2012-10-19	731	727	4	4
56 KASIKORNBANK PUB CO LTD ADR CMN	P	2012-02-10	2012-10-19	1243	977	266	266
8 HENKEL AG AND CO. KGAA	P	2011-02-01	2012-10-19	528	424	104	104
33 BANK OF YOKOHAMA LTD JAPAN	P	2011-06-24	2012-10-19	614	639	-25	-25
74 TAIWAN SEMICONDUCTOR MFG ADS LTD ADS	P	2012-02-16	2012-10-18	1147	1071	76	76
64 SEADRILL LTD CMN	P	2012-06-01	2012-10-18	2661	2267	394	394
8 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-03-29	2012-10-18	691	462	229	229
18 SYGENTA AG SPONSORED ADR CMN	P	2010-12-03	2012-10-17	1345	998	347	347
160 SILICONWARE PRECSN SPADR	P	2011-02-01	2012-10-17	869	1149	-280	-280
24 SEADRILL LTD CMN	P	2012-01-05	2012-10-17	987	825	162	162
95 CHINA MOBILE LIMITED SPONSORED ADR CMN	P	2012-01-23	2012-10-17	5121	4930	191	191
104 LENOVO GROUP LMTD SPONSORED ADR CMN	P	2012-09-17	2012-10-12	1644	1705	-61	-61
60 CAIRN ENERGY PLC ADR CMN	P	2012-01-17	2012-10-12	550	1383	-833	-833
30 YAMANA GOLD INC	P	2011-07-25	2012-10-11	574	405	169	169
148 FRESENIUS SE & CO KGAA SPONSORED ADR CMN	P	2012-05-14	2012-10-08	2221	1820	401	401
24 RESMED INC CMN	P	2012-01-19	2012-10-05	990	637	353	353
8 DONGFENG MOTOR CORPORATION ADR CLASS	P	2012-03-27	2012-10-04	446	684	-238	-238
42 DEUTSCHE POST AG SPONSORED ADR CMN	P	2011-05-13	2012-10-04	835	818	17	17
14 TOYOTA MOTOR CORPORATION SPON ADR	P	2012-01-12	2012-10-03	1077	954	123	123
9 SEADRILL LTD CMN	P	2011-07-25	2012-10-03	353	322	31	31
63 BANK OF YOKOHAMA LTD JAPAN	P	2011-06-24	2012-10-01	1191	1221	-30	-30
18 CHINA MOBILE LIMITED SPONSORED ADR CMN	P	2012-01-23	2012-09-26	982	892	90	90
61 SILICONWARE PRECSN SPADR	P	2011-02-01	2012-09-25	337	430	-93	-93
37 SCHNEIDER ELECTRIC SA UNSPONSORED ADR	P	2012-04-16	2012-09-25	463	449	14	14
105 LENOVO GROUP LMTD SPONSORED ADR CMN	P	2012-09-17	2012-09-25	1722	1721	1	1
48 BG GROUP PLC SPON ADR CMN	P	2010-12-03	2012-09-25	984	986	-2	-2
17 SEADRILL LTD CMN	P	2011-03-11	2012-09-24	674	602	72	72
16 RESMED INC CMN	P	2012-01-05	2012-09-24	634	396	238	238
18 UNILEVER N.V. NY SHS	P	2011-08-10	2012-09-17	646	554	92	92
43 SCHNEIDER ELECTRIC SA UNSPONSORED ADR	P	2012-04-16	2012-09-17	585	522	63	63
30 RESMED INC CMN	P	2011-12-16	2012-09-17	1171	742	429	429
18 GLAXOSMITHKLINE PLC ADR	P	2012-05-11	2012-09-17	837	820	17	17
87 DEUTSCHE POST AG SPONSORED ADR CMN	P	2011-04-27	2012-09-17	1755	1710	45	45
33 COCA-COLA AMATIL LIMITED SPONSORED ADR C	P	2011-08-17	2012-09-17	931	794	137	137
34 GLAXOSMITHKLINE PLC ADR	P	2011-09-23	2011-09-07	1535	1421	114	114
22 CANON INC ADR CMN	P	2011-09-29	2012-08-20	766	1005	-239	-239
32 MITSUBISHI ESTATE LTD ADR CMN	P	2011-09-12	2012-07-06	560	513	47	47
77 VINCI ADR CMN	P	2011-10-28	2012-07-03	895	891	4	4
112 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2012-01-13	2012-06-22	1059	1197	-138	-138
458 XSTRATA PLC ADR CMN	P	2011-10-12	2012-05-21	1339	1569	-230	-230
2 MITSUBISHI ESTATE LTD ADR CMN	P	2011-06-03	2012-05-18	30	35	-5	-5
11 VODAFONE GROUP PL 6.15% 37	P	2011-09-09	2012-04-18	301	284	17	17
3 HONDA MTR LTD	P	2011-05-02	2012-04-18	107	118	-11	-11
47 NIPPON TELEG & TEL SPON ADR	P	2011-08-01	2012-04-11	1050	1118	-68	-68
78 GAFISA, S.A. SPONSORED ADR CMN	P	2011-07-14	2012-04-04	359	610	-251	-251
44 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2011-02-01	2012-01-27	1194	1273	-79	-79
5 NESTLE SA SP DR	P	2011-02-01	2012-01-05	286	276	10	10
8 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-09-12	2012-09-17	377	345	32	32
15 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-08-19	2012-09-13	1099	1004	95	95
21 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-08-15	2012-09-13	1004	925	79	79
19 GLAXOSMITHKLINE PLC ADR	P	2012-04-02	2012-09-12	872	872
50 COMPANHIA DE SANEAMENTO BASICO DO	P	2012-01-25	2012-09-12	3832	3367	465	465
18 IMPERIAL TOBACCO GROUP PLC SPON ADR	P	2010-12-03	2012-09-10	1296	1070	226	226
75 DANONE SPONSORED ADR CMN	P	2012-04-19	2012-09-10	941	1077	-136	-136
19 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-08-15	2012-09-10	936	858	78	78
26 UNILEVER N.V. NY SHS	P	2011-08-05	2012-09-07	924	816	108	108
1 GLAXOSMITHKLINE PLC ADR	P	2011-08-05	2012-09-07	45	42	3	3
39 SEADRILL LTD CMN	P	2011-02-01	2012-09-06	1560	1359	201	201
8 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-08-10	2012-09-06	579	530	49	49
31 SWEDBANK A B ADR CMN	P	2011-07-26	2012-08-30	530	550	-20	-20
23 CANON INC ADR CMN	P	2012-04-18	2012-08-30	783	1034	-251	-251
14 UNILEVER N.V. NY SHS	P	2011-08-05	2012-08-29	488	462	26	26
77 SWEDBANK A B ADR CMN	P	2011-07-26	2012-08-23	1358	1366	-8	-8
26 GLAXOSMITHKLINE PLC ADR	P	2011-08-04	2012-08-23	1197	1102	95	95
22 UNILEVER PLC NEW ADR	P	2011-08-05	2012-08-22	756	726	30	30
22 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-05-13	2012-08-20	1562	1560	2	2
3 CANON INC ADR CMN	P	2011-05-03	2012-08-20	104	143	-39	-39
20 RESMED INC CMN	P	2011-12-16	2012-08-17	734	493	241	241
9 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-03-04	2012-08-17	728	517	211	211
21 HONDA MTR LTD	P	2011-05-02	2012-08-16	679	825	-146	-146
23 CHINA MOBILE LIMITED SPONSORED ADR CMN	P	2012-01-23	2012-08-16	1265	1140	125	125
14 CANON INC ADR CMN	P	2011-05-03	2012-08-16	483	667	-184	-184
169 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-10-27	2012-08-10	1363	2009	-646	-646
10 SHIRE LIMITED SPONSORED ADR CMN	P	2012-01-27	2012-07-27	903	1004	-101	-101
159 COMPANHIA VALE DO RIO DOCE ADR	P	2012-02-27	2012-07-27	2880	4089	-1209	-1209
17 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-02-01	2012-07-27	1377	960	417	417
502 FORTUM OYJ UNSPONSORED ADR CMN	P	2011-08-02	2012-07-25	1580	2560	-980	-980
77 E.ON AG SPONSORED ADR CMN	P	2012-03-22	2012-07-25	1516	1835	-319	-319
77 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-11-23	2012-07-24	996	861	135	135
283 FORTUM OY J UNSPONSORED ADR CMN1	P	2011-08-02	2012-07-23	878	1454	-576	-576
31 E.ON AG SPONSORED ADR CMN	P	2011-10-28	2012-07-23	623	744	-121	-121
49 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-11-10	2012-07-20	644	545	99	99
85 E.ON AG SPONSORED ADR CMN	P	2011-10-14	2012-07-19	1843	2174	-331	-331
22 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-12-07	2012-07-16	734	750	-16	-16
5 WPP PLC ADR CMN	P	2012-03-14	2012-07-13	308	330	-22	-22
27 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2012-07-13	886	916	-30	-30
4 TOYOTA MOTOR CORPORATION SPON ADR	P	2012-01-12	2012-07-13	306	273	33	33
17 HONDA MTR LTD	P	2011-05-02	2012-07-13	538	668	-130	-130
76 COMPANHIA VALE DO RIO DOCE ADR	P	2012-01-27	2012-07-13	1493	1882	-389	-389
18 CANON INC ADR CMN	P	2011-05-02	2012-07-13	752	955	-203	-203
15 SAP AG	P	2011-02-01	2012-07-12	882	882
0.63 BALFOUR BEATTY PLC SPONSORED ADR CMN	P	2012-05-23	2012-07-11	6		6	6
27 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2012-07-03	877	863	14	14
134 VINCI ADR CMN	P	2012-01-20	2012-07-06	1482	1663	-181	-181
61 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-10-26	2012-07-06	786	680	106	106
36 MITSUBISHI ESTATE LTD ADR CMN	P	2011-06-03	2012-07-06	630	638	-8	-8
118 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2011-02-01	2012-07-06	1403	1648	-245	-245
114 EAST JAPAN RAILWAY COMPANY UNSPONSORED	P	2011-05-06	2012-07-06	1188	1091	97	97
131 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-07-06	1657	1609	48	48
38 CANON INC ADR CMN	P	2011-05-02	2012-07-06	1483	1815	-332	-332
97 YAMANA GOLD INC	P	2011-07-25	2012-07-05	1554	1310	244	244
15 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2012-07-03	477	477
14 VINCI ADR CMN	P	2011-02-01	2012-07-03	163	205	-42	-42
75 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-09-26	2012-07-03	959	875	84	84
13 SHIRE LIMITED SPONSORED ADR CMN	P	2012-01-27	2012-07-03	1126	1305	-179	-179
18 HENKEL120310	P	2010-12-03	2012-07-03	1008	954	54	54
22 COCA-COLA AMATIL LIMITED SPONSORED ADR C	P	2011-08-17	2012-07-03	596	529	67	67
14 CANON INC ADR CMN	P	2011-05-02	2012-07-03	559	669	-110	-110
13 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2012-07-02	510	669	-159	-159
20 GLAXOSMITHKLINE PLC ADR	P	2011-08-03	2012-07-02	926	869	57	57
140 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2011-02-01	2012-06-21	1323	2131	-808	-808
74 VINCI ADR CMN	P	2011-02-01	2012-05-24	751	1085	-334	-334
32 MITSUBISHI ESTATE LTD ADR CMN	P	2011-06-03	2012-05-23	480	553	-73	-73
6 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-05-13	2012-05-22	403	430	-27	-27
96 AVIVA PLC SPONSORED ADR CMN	P	2011-10-12	2012-05-22	835	1199	-364	-364
758 XSTRATA PLC ADR CMN	P	2010-12-03	2012-05-21	2207	3398	-1191	-1191
52 MITSUBISHI ESTATE LTD ADR CMN	P	2011-05-02	2012-05-18	785	943	-158	-158
57 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-05-18	658	722	-64	-64
159 AVIVA PLC SPONSORED ADR CMN	P	2011-10-12	2012-05-18	1324	1801	-477	-477
139 XSTRATA PLC ADR CMN	P	2010-12-03	2012-05-08	486	605	-119	-119
76 ANGLO AMERICAN PLC ADR CMN	P	2011-02-01	2012-05-08	1349	1937	-588	-588
65 VINCI ADR CMN	P	2011-02-01	2012-05-07	724	953	-229	-229
38 MITSUBISHI ESTATE LTD ADR CMN	P	2011-05-02	2012-05-07	618	689	-71	-71
77 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-05-17	997	975	22	22
30 RESMED INC CMN	P	2011-12-16	2012-05-01	1018	740	278	278
41 HSBC HOLDINGS PLC SPONSORED ADR CMN	P	2010-12-03	2012-04-25	1831	2200	-369	-369
26 ABB LTD SPONSORED ADR CMN	P	2011-02-01	2012-04-25	504	627	-123	-123
95 MITSUBISHI ESTATE LTD ADR CMN	P	2011-05-02	2012-04-19	1641	1689	-48	-48
41 HITACHI LTD ADR CMN	P	2011-09-29	2012-04-19	2642	2206	436	436
77 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2011-02-01	2012-04-18	2104	2240	-136	-136
6 NESTLE SA SP DR	P	2011-03-11	2012-04-18	370	333	37	37
35 HONDA MTR LTD	P	2011-02-01	2012-04-18	1246	1749	-503	-503
59 VINCI ADR CMN	P	2010-12-03	2012-04-16	671	773	-102	-102
357 THE KANSAI ELECTRIC POWER COMP UNSPONS	P	2011-06-22	2012-04-16	2860	3318	-458	-458
43 SUMITOMO CORPORATION SPONSORED ADR CMN	P	2010-12-03	2012-04-16	607	605	2	2
24 EAST JAPAN RAILWAY COMPANY UNSPONSORED	P	2011-05-06	2012-04-16	246	230	16	16
35 REED ELSEVIER GROUP PLC	P	2011-06-01	2012-04-12	1194	1269	-75	-75
28 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-09-09	2012-04-11	590	1040	-450	-450
11 REED ELSEVIER GROUP PLC	P	2011-03-14	2012-04-11	372	361	11	11
27 NIPPON TELEG & TEL SPON ADR	P	2011-03-04	2012-04-11	603	670	-67	-67
15 HITACHI LTD ADR CMN	P	2011-05-03	2012-04-11	950	838	112	112
34 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-04-11	422	430	-8	-8
41 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-08-15	2012-04-10	1676	1851	-175	-175
24 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-24	2012-04-10	537	1031	-494	-494
20 HITACHI LTD ADR CMN	P	2011-05-02	2012-04-10	1249	1198	51	51
276 GAFISA, S.A. SPONSORED ADR CMN	P	2010-12-03	2012-04-04	1269	3760	-2491	-2491
20 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-09-26	2012-04-03	256	224	32	32
10 REED ELSEVIER GROUP PLC	P	2011-03-14	2012-04-03	358	341	17	17
24 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2010-12-03	2012-04-03	1052	1137	-85	-85
6 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-24	2012-04-02	150	251	-101	-101
11 TOYOTA MOTOR CORPORATION SPON ADR	P	2012-01-12	2012-03-26	924	750	174	174
138 SILICONWARE PRECSN SPADR	P	2011-02-01	2012-03-26	797	963	-166	-166
13 REED ELSEVIER GROUP PLC	P	2011-03-11	2012-03-26	465	444	21	21
25 NIPPON TELEG & TEL SPON ADR	P	2011-02-25	2012-03-26	567	616	-49	-49
36 SEADRILL LTD CMN	P	2011-01-04	2012-03-23	1350	1236	114	114
37 HONDA MTR LTD	P	2011-02-01	2012-03-23	1412	1681	-269	-269
101 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-09-26	2012-03-22	1214	1130	84	84
19 REED ELSEVIER GROUP PLC	P	2011-02-18	2012-03-22	652	695	-43	-43
35 BRIDGESTONES CORP ADR CMN	P	2011-05-13	2012-03-22	1691	1556	135	135
47 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-23	2012-03-21	1375	1986	-611	-611
9 REED ELSEVIER GROUP PLC	P	2011-02-01	2012-03-21	308	328	-20	-20
45 NIPPON TELEG & TEL SPON ADR	P	2011-02-23	2012-03-21	1023	1095	-72	-72
7 COMPANHIA DE SANEAMENTO BASICO DO	P	2012-01-25	2012-03-21	521	450	71	71
41 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-23	2012-03-19	1124	1719	-595	-595
161 EAST JAPAN RAILWAY COMPANY UNSPONSORED	P	2011-05-06	2012-03-14	1723	1541	182	182
15 NESTLE SA SP DR	P	2011-02-01	2012-03-13	925	828	97	97
20 COCA-COLA AMATIL LIMITED SPONSORED ADR C	P	2011-08-11	2012-03-06	507	477	30	30
32 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2011-02-01	2012-03-02	869	926	-57	-57
25 REED ELSEVIER GROUP PLC	P	2011-02-01	2012-03-02	855	898	-43	-43
35 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-05-02	2012-03-02	1890	2179	-289	-289
40 NIPPON TETEG & TEL SPON ADR	P	2011-02-22	2012-03-01	948	972	-24	-24
16 IMPERIAL TOBACCO GROUP PLC SPON ADR	P	2010-12-03	2012-03-01	1289	951	338	338
7 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-05-02	2012-02-29	384	415	-31	-31
21 NIPPON TETEG & TEL SPON ADR	P	2011-02-22	2012-02-29	496	513	-17	-17
18 NESTLE SA SP DR	P	2011-02-01	2012-02-29	1104	993	111	111
28 HSBC HOLDINGS PLC SPONSORED ADR CMN	P	2010-12-03	2012-02-29	1247	1467	-220	-220
11 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-04-12	2012-02-16	796	787	9	9
34 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2012-02-10	1270	1082	188	188
18 NIPPON TELEG & TEL SPON ADR	P	2011-02-18	2012-02-09	440	440
177 ERICSSON AMERICAN ADR CMN CLASS B	P	2011-02-01	2012-02-09	1676	2266	-590	-590
34 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-10-27	2012-02-08	430	404	26	26
21 BRIDGESTONES CORP ADR CMN	P	2011-05-06	2012-02-08	963	994	-31	-31
9 GLAXOSMITHKLINE PLC ADR	P	2011-06-17	2012-02-07	402	385	17	17
26 CREDIT SUISSE GROUP SPON ADR	P	2011-02-01	2012-02-07	711	1183	-472	-472
0.58 CAIRN ENERGY PLC ADR CMN	P	2012-01-17	2012-02-07	8		8	8
120 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2010-12-03	2012-02-07	1794	2099	-305	-305
18 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2012-02-06	814	879	-65	-65
37 TELENOR ASA AMERICAN DEPOSITARY SHARES	P	2011-07-27	2012-02-06	1784	1843	-59	-59
4 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-05-02	2012-02-06	225	237	-12	-12
85 ERICSSON AMERICAN ADR CMN CLASS B	P	2010-12-03	2012-02-06	797	1058	-261	-261
19 NATIONAL GRID PLC SPONSORED ADR CMN	P	2011-02-01	2012-02-03	961	873	88	88
104 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-07-05	2012-01-30	1547	1850	-303	-303
3 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2010-12-22	2012-01-27	81	79	2	2
13 UNILEVER N.V. NY SHS	P	2011-08-05	2012-01-27	434	429	5	5
42 TOTAL SA SPONSORED ADR CMN	P	2011-10-13	2012-01-27	2219	2145	74	74
14 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2012-01-27	632	684	-52	-52
10 SAP AG	P	2011-02-01	2012-01-27	602	588	14	14
44 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-20	2012-01-26	677	895	-218	-218
39 ERICSSON AMERICAN ADR CMN CLASS B	P	2010-12-03	2012-01-26	348	425	-77	-77
63 E.ON AG SPONSORED ADR CMN	P	2011-10-14	2012-01-26	1342	1540	-198	-198
158 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-01-26	2115	2000	115	115
19 TELENOR ASA AMERICAN DEPOSITARY SHARES	P	2011-07-27	2012-01-25	887	947	-60	-60
47 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-03-11	2012-01-25	2561	2619	-58	-58
20 TOTAL SA SPONSORED ADR CMN	P	2011-10-13	2012-01-24	1048	1005	43	43
115 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2010-12-03	2012-01-23	3205	2973	232	232
25 TOTAL SA SPONSORED ADR CMN	P	2011-10-13	2012-01-20	1286	1256	30	30
48 TESCO PLC ADR SPONSORED	P	2011-02-01	2012-01-20	737	942	-205	-205
59 SAFRAN SA SPONSORED ADR CMN	P	2011-04-13	2012-01-20	1775	2141	-366	-366
88 PEARSON SPONSORED ADR	P	2011-06-06	2012-01-20	1679	1607	72	72
13 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-02-01	2012-01-20	805	724	81	81
56 TESCO PLC ADR SPONSORED	P	2011-02-01	2012-01-19	849	1107	-258	-258
17 SMITH & NEPHEW PLC ADR CMN	P	2011-07-15	2012-01-19	786	915	-129	-129
36 PEARSON SPONSORED ADR	P	2011-02-01	2012-01-19	680	614	66	66
19 NIPPON TELEG & TEL SPON ADR	P	2011-02-18	2012-01-19	467	467
156 FORTUM OY J UNSPONSORED ADR CMN1	P	2011-08-02	2012-01-17	621	802	-181	-181
48 BRIDGESTONES CORP ADR CMN	P	2011-05-06	2012-01-13	2157	2322	-165	-165
7 CMN	P	2011-02-01	2012-01-12	106	138	-32	-32
146 TESCO PLC ADR SPONSORED	P	2010-12-03	2012-01-12	2216	2957	-741	-741
17 SMITH & NEPHEW PLC ADR CMN	P	2011-07-13	2012-01-12	779	916	-137	-137
43 PEARSON SPONSORED ADR	P	2011-02-01	2012-01-12	805	734	71	71
40 GLAXOSMITHKLINE PLC ADR	P	2011-02-09	2012-01-09	1778	1590	188	188
19 PEARSON SPONSORED ADR	P	2011-02-01	2012-01-06	360	324	36	36
17 HENKEL AG AND CO. KGAA	P	2010-12-03	2012-01-06	819	900	-81	-81
19 DEUTSCHE POST AG SPONSORED ADR CMN	P	2011-04-27	2012-01-06	296	367	-71	-71
13 SMITH & NEPHEW PLC ADR CMN	P	2011-05-16	2012-01-05	613	722	-109	-109
40 PEARSON SPONSORED ADR	P	2011-02-01	2012-01-05	752	682	70	70
5 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-03-11	2012-01-05	286	274	12	12
9 NESTLE SA SP DR	P	2010-12-03	2012-01-05	229	226	3	3
6 GLAXOSMITHKLINE PLC ADR	P	2011-02-01	2012-01-05	275	228	47	47
24 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-02-01	2012-01-05	1686	1530	156	156
12 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-02-01	2012-01-05	719	668	51	51
53000 US TSY 1.125% DEC 15 2012	P	2010-08-10	2012-12-17	53000	53000
12000 TRANSOCEAN INC 6.50% 2020	P	2011-01-05	2012-02-15	13423	12869	554	554
7000 WYNDHAM WORLDWIDE 6.00% 16 COR	P	2011-01-06	2012-03-26	8055	7272	783	783
8000 USG CORP 6.30% NOV15 16	P	2010-08-10	2012-07-24	7690	7072	618	618
11000 SPRINT CAP CORP 6.87% 2028	P	2010-08-10	2012-07-24	9136	9625	-489	-489
17000 VALERO ENERGY COR 6.62% 37	P	2010-08-10	2012-09-26	20395	17852	2543	2543
12000 EMBARQ CORP 7.99% JUN0136	P	2010-08-10	2012-05-16	11964	12404	-440	-440
10000 DUKE ENERGY CORP 6.25% 12	P	2010-08-10	2012-01-17	10000	10000
8000 CSC HOLDING INC 7.62% 18	P	2010-08-10	2012-03-05	8970	8450	520	520
19000 COMCAST CORP 5.65%JUN15 35	P	2010-08-10	2012-05-03	21222	19256	1966	1966
16000 ALLY FINCL INC 6.87% 2012	P	2010-12-10	2012-08-28	16000	16000
7000 ALTRIA GROUP INC 9.25% 19	P	2010-08-10	2012-09-05	9737	8711	1026	1026
30000 US TSY 3.125% MAY 15 2021	P	2011-06-24	2012-01-05	33188	30603	2585	2585
18000 US TSY 1.750% MAY 31 2016	P	2011-05-26	2012-01-04	18795	18615	180	180
111000 US TSY 0.375% OCT 31 2012	P	2011-11-02	2012-10-31	111000	111247	-247	-247
80000 US TSY 1.000% APR 30 2012	P	2011-07-05	2012-04-30	80000	80534	-534	-534
14000 US TSY 1.250% JAN 31 2019	P	2012-02-15	2012-04-04	13701	13925	-224	-224
13000 US TSY 3.125% NOV 15 2041	P	2011-11-23	2012-01-06	13172	13640	-468	-468
19000 PROCTER & GAMBLE 1.45% 16	P	2011-08-11	2012-05-03	19321	18933	388	388
18000 OCCIDENTAL PETROL 1.75% 17	P	2011-11-29	2012-05-03	18286	17938	348	348
9000 NEWFIELD EXPLORAT 5.75% 22	P	2011-10-21	2012-03-13	9473	9393	80	80
2000 DUKE ENERGY CORP 6.25% 12	P	2011-02-09	2012-01-17	2000	2000
19000 CITIGROUP INC 4.45% 2017	P	2012-01-04	2012-05-16	19636	19055	581	581
11000 HEWLETT-PACKARD 2.60% 2017	P	2012-03-08	2012-11-29	10465	11058	-593	-593
20000 CONOCOPHILLIPS 4.75% 2014	P	2010-08-09	2012-08-17	21165	22182	-1017	-1017
310000 US TSY 4.250% SEP 30 2012	P	2010-08-09	2012-10-01	310191	310174	17	17
82000 FEDERAL HOME LN MTG CORP	P	2010-08-09	2012-07-16	82000	82000
24000 TELEFONICA EMISO 3.99% 16	P	2011-02-10	2012-05-22	22516	23809	-1293	-1293
34000 JOHN DEERE CAP 7.00% 2012	P	2010-08-09	2012-03-15	34000	34000
16000 CVS CAREMARK CORP 5.75% 17	P	2010-08-09	2012-12-27	18910	17446	1464	1464
35000 IBM CORP 4.75% NOV 29 12	P	2010-08-09	2012-11-29	35000	35000
32000 ABBOTT LABORATORI 5.87% 16	P	2010-08-09	2012-11-13	37871	35730	2141	2141
65000 US TSY 1.500% JUL 15 2012	P	2011-11-01	2012-07-16	65000	65635	-635	-635
134000 US TSY 2.50% MAR 31 2013	P	2012-07-31	2012-11-30	135170	136089	-919	-919
160 ZURICH FINL SVCS SPN ADR	P	2010-08-06	2012-03-07	3960	3699	261	261
69 UNILEVER PLC NEW ADR	P	2010-08-06	2012-08-06	2489	2068	421	421
372 SVENSKA C ATKI SPONS ADR	P	2010-08-06	2012-02-23	6260	5537	723	723
84 NITTO DENKO CORP	P	2010-09-30	2012-08-15	3866	3316	550	550
185 FUJI HEAVY INDS LTD ADR	P	2010-08-16	2012-11-19	3858	2183	1675	1675
362 FRANCE TELCOM ADR	P	2010-08-06	2012-06-08	4348	8001	-3653	-3653
8 DELHAIZE GROUP SPONS ADR	P	2010-11-19	2012-06-08	280	585	-305	-305
41 DIAGEO PLC SPAS ADR NEW	P	2010-08-06	2012-03-07	3896	2850	1046	1046
145 COMPANHIA DE SANEAMENTO BASICO DO	P	2010-08-06	2012-04-11	10201	6389	3812	3812
226 COPEL PARANA ADR PREF	P	2010-08-06	2012-10-18	3693	5157	-1464	-1464
156 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2010-11-09	2012-03-27	2508	2830	-322	-322
249 ASAHI GLASS JAPAN ADR	P	2010-11-04	2012-09-13	1553	2586	-1033	-1033
68 AGRIUM INC	P	2010-08-06	2012-06-07	5363	4731	632	632
352 UNILEVER PLC NEW ADR	P	2011-02-03	2012-11-02	12898	10464	2434	2434
198 TELSTRA CORP ADR	P	2011-02-03	2012-07-11	3886	2810	1076	1076
100 SVENSKA C ATKI SPONS ADR	P	2011-02-03	2012-02-24	1721	1727	-6	-6
329 NEXEN INC CANADA COM	P	2011-02-03	2012-07-24	8559	7981	578	578
KOC H LDG AS-UNSPON	P	2011-03-17	2012-07-12	15	16	-1	-1
48 IMPERIAL TOBACCO GROUP PLC SPON ADR	P	2011-04-28	2012-05-08	3951	3382	569	569
58 FUJI HEAVY INDS LTD ADR	P	2011-02-03	2012-11-19	1206	1061	145	145
12 FRANCE TELCOM ADR	P	2011-02-03	2012-06-08	146	269	-123	-123
187 DELHAIZE GROUP SPONS ADR	P	2011-02-03	2012-06-15	6375	14549	-8174	-8174
90 COMPANHIA D SNMNTO BSCO	P	2011-02-03	2012-09-17	6804	4459	2345	2345
153 COPEL PARANA ADR PREF	P	2010-08-06	2012-10-18	2393	3598	-1205	-1205
66 CREDIT SUISSE GROUP SPON ADR	P	2011-01-04	2012-02-02	1795	2746	-951	-951
1293 CATHAY PAC AIR NEW SPADR	P	2011-03-17	2012-04-23	11300	15258	-3958	-3958
181 OI S A	P	2011-01-10	2012-04-19	1029	1672	-643	-643
619 OI S A	P	2011-01-10	2012-04-24	9334	13434	-4100	-4100
234 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2011-02-03	2012-03-27	3763	4544	-781	-781
333 ASAHI GLASS JAPAN ADR	P	2011-02-03	2012-09-13	2077	4392	-2315	-2315
136 ASML HLDG N.V. NEW YORK	P	2011-07-25	2012-08-08	7751	5052	2699	2699
14 AGRIUM INC	P	2011-02-03	2012-06-07	1113	1285	-172	-172
484 TATA MOTORS LTD ADR	P	2011-03-08	2012-01-18	9828	12495	-2667	-2667
386 PEUGEOT CITROENS SPN ADR	P	2011-07-26	2012-01-13	6631	11030	-4399	-4399
461 NEXEN INC CANADA COM	P	2012-04-18	2012-07-24	11941	8807	3134	3134
256 HEINEKEN NV ADR	P	2011-08-18	2012-08-09	7034	6797	237	237
78 DELHAIZE GROUP SPONS ADR	P	2012-02-06	2012-06-18	2603	4464	-1861	-1861
495 CREDIT SUISSE GROUP SPON ADR	P	2011-03-29	2012-02-03	13830	17849	-4019	-4019
305 CATHAY PAC AIR NEW SPADR	P	2011-09-20	2012-04-25	2537	2561	-24	-24
47 OI S A	P	2011-09-19	2012-05-24	282	315	-33	-33
161 OI S A	P	2011-09-19	2012-05-24	2706	2514	192	192
294 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2011-09-19	2012-03-30	4509	2817	1692	1692
73 ASML HLDG N.V. NEW YORK	P	2011-07-25	2012-06-14	3600	2733	867	867
13675 UAM FPA CRESCENT PORT	P	2011-03-25	2012-12-27	399994	383911	16083	16083
124994 PIMCO GLOBAL MULTI	P	2011-04-07	2012-07-23	1376184	1479835	-103651	-103651
75792.772 PIMCO TOTAL RETURN FUND	P	2010-08-10	2012-12-12	848962	868481	-19519	-19519
77444.273 PIMCO LOW DURATION FD	P	2010-08-10	2012-12-12	808917	818535	-9618	-9618
3954 IVY ASSET STRATEGY FD I	P	2010-08-05	2012-02-09	99997	87502	12495	12495
35743 NUVEEN TRDW GLB ALLCAP I	P	2011-02-02	2012-04-12	880825	1039329	-158504	-158504
16920 OPPENHMR DEV MRKTS CL Y	P	2011-02-09	2012-08-20	545839	561924	-16085	-16085
69894.338 PRUDENTIAL SHORT TERM	P	2010-08-10	2012-12-12	803078	812861	-9783	-9783
1874.766 PRDNTL JEN NAT RES FD Z	P	2010-11-19	2012-02-09	100000	96580	3420	3420
2071 FIRST EAG GLOBAL CL I	P	2010-08-05	2012-02-09	99988	86775	13213	13213
351 PIMCO TOTAL RETURN FUND	P	2010-08-10	2012-07-19	4015	4019	-4	-4
289 PIMCO LOW DURATION FD	P	2010-08-10	2012-07-19	3052	3055	-3	-3
337 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2012-07-19	3896	3912	-16	-16
3556.188 UAM FPA CRESCENT PORT	P	2011-03-25	2012-02-09	100000	98969	1031	1031
825.493 PIMCO GLOBAL MULTI	P	2011-09-15	2012-07-23	9089	9592	-503	-503
.2270 PIMCO TOTAL RETURN FUND	P	2011-12-30	2012-01-09	2	2
0.356 PIMCO LOW DURATION FD	P	2011-12-30	2012-01-27	4	4
.1320 IVY ASSET STRATEGY FD I	P	2011-12-08	2012-02-09	3	3
11554.064 NUVEEN TRDW GLB ALLCAP I	P	2011-12-30	2012-04-12	277991	314133	-36142	-36142
.5240 OPPENHMR DEV MRKTS CL Y	P	2011-12-12	2012-08-20	17	15	2	2
.6480 PRDNTL SHT TRM CORP BD Z	P	2011-12-30	2012-01-09	7	7
.2510 FIRST EAG GLOBAL CL I	P	2011-12-14	2012-02-09	12	11	1	1
.2140 UAM FPA CRESCENT PORT	P	2012-07-03	2012-12-27	6	6
2.536 PIMCO TOTAL RETURN FUND	P	2012-08-31	2012-12-12	20	20
2.61 PIMCO LOW DURATION FD	P	2012-08-30	2012-12-12	27	27
1.655 PRDNTL SHT TRM CORP BD Z	P	2012-08-31	2012-12-12	19	19
1590.0558 WALGREEN CO CMN	P	2012-02-02	2012-04-02	51857	54218	-2361	-2361
1819.4030 WAL MART STORES INC CMN	P	2012-03-02	2012-11-02	129743	120000	9743	9743
221 V F CORPORATION	P	2012-01-04	2012-02-02	28637	28817	-180	-180
878.5255 UNITED TECHS CORP	P	2012-05-02	2012-11-05	69655	69083	572	572
791 UNION PACIFIC CORP	P	2012-03-02	2012-06-04	87581	86205	1376	1376
974 TIFFANY & CO NEW	P	2012-07-03	2012-09-05	58664	53227	5437	5437
65 3M COMPANY	P	2012-10-02	2012-12-04	5881	6081	-200	-200
1336.8140 RAYTHEON CO DELAWARE NEW	P	2012-05-01	2012-10-22	72428	69371	3057	3057
500.5081 PROCTOR & GAMBLE COMPANY CMN	P	2011-12-05	2012-03-13	31907	32444	-537	-537
781.0162 PEPSICO INC CMN	P	2012-02-13	2012-04-05	48801	51167	-2366	-2366
147 PAYCHEX INC	P	2012-04-03	2012-12-04	4759	4677	82	82
644 OCCIDENTAL PETROLEUM CORP CMN	P	2012-05-02	2012-09-05	53444	60328	-6884	-6884
1330.7743 NORFOLK SOUTHERN CORP	P	2012-05-01	2012-11-02	86997	90755	-3758	-3758
465 MICROSOFT CORPORATION CMN	P	2011-12-05	2012-07-03	13894	11870	2024	2024
516 MEDTRONIC INC	P	2011-12-05	2012-12-04	20415	18617	1798	1798
175 MCDONALS CORP	P	2011-12-05	2012-12-04	16602	16800	-198	-198
192 LINEAR TECHNOLOGY CORP	P	2012-10-02	2012-12-04	6335	6342	-7	-7
1417.7469 KIMBERLY CLARK CORP CMN	P	2012-04-04	2012-09-05	112289	110702	1587	1587
945 JOHNSON & JOHNSON CMN	P	2012-02-02	2012-08-06	64391	60792	3599	3599
1189.7724 ILLINOIS TOOL WORKS INC	P	2012-09-04	2012-10-04	69606	65397	4209	4209
1227.6792 HOME DEPOT INC	P	2012-02-01	2012-07-06	62951	53774	9177	9177
247 HONEYWELL INTL INC DEL	P	2011-12-05	2012-12-04	14732	13638	1094	1094
2524.4266 GENERAL MILLS INC CMN	P	2012-02-02	2012-08-02	96120	100700	-4580	-4580
198 GENL DYNAMICS CORP COM	P	2011-12-05	2012-12-04	14083	13161	922	922
2509.0610 GAP INC DELAWARE	P	2011-12-05	2012-04-05	64554	49649	14905	14905
1407.8113 EMERSON ELEC CO	P	2012-03-01	2012-10-04	68235	71633	-3398	-3398
142 EATON CORP	P	2012-12-03	2012-12-04	7291	7371	-80	-80
544 EXXON MOBIL CORP	P	2012-02-02	2012-12-04	46776	44461	2315	2315
1708 EATON CORP	P	2012-06-30	2012-12-03	88013	79293	8720	8720
571 DOVER CORP	P	2011-12-05	2012-01-04	33148	32259	889	889
1781 CONAGRA FOODS INC	P	2012-04-03	2012-06-04	43624	47703	-4079	-4079
347 COCA COLA COM	P	2012-01-04	2012-12-04	20779	19396	1383	1383
833 C.H. ROBINSON WORLDWIDE	P	2012-05-02	2012-12-04	47650	51460	-3810	-3810
153 CHEVRON CORP	P	2011-12-05	2012-12-04	16540	15838	702	702
1466 CSX CORP	P	2011-12-05	2012-02-02	33075	32216	859	859
68 AUTOMATIC DATA PROC	P	2012-04-03	2012-12-04	3817	3801	16	16
866.0173 AIR PRODUCTS & CHEM	P	2012-06-04	2012-11-05	69468	73309	-3841	-3841
320 BAXTER INTERNATIONAL INC CMN	P	2011-12-05	2012-12-04	19183	16763	2420	2420
370 ABBOTT LABORATORIES CMN	P	2011-12-05	2012-12-04	22562	20211	2351	2351

Field	Value	IRS element (for citing)
Capital Gain Net Income	-172887	CapitalGainNetIncome
Net Short Term Capital Gain Or Loss	-29086	NetShortTermCapitalGainOrLoss

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	1584114	QualifyingDistributionsYear1
Noncharitable Assets Year1	43110589	NoncharitableAssetsYear1
Distribution Ratio Year1	0.03675	DistributionRatioYear1
Qualifying Distributions Year2	2717081	QualifyingDistributionsYear2
Noncharitable Assets Year2	40296725	NoncharitableAssetsYear2
Distribution Ratio Year2	0.06743	DistributionRatioYear2
Qualifying Distributions Year3	1744199	QualifyingDistributionsYear3
Noncharitable Assets Year3	18336223	NoncharitableAssetsYear3
Distribution Ratio Year3	0.09512	DistributionRatioYear3
Qualifying Distributions Year4	1695941	QualifyingDistributionsYear4
Noncharitable Assets Year4	11570363	NoncharitableAssetsYear4
Distribution Ratio Year4	0.14658	DistributionRatioYear4
Qualifying Distributions Year5	822065	QualifyingDistributionsYear5
Noncharitable Assets Year5	869701	NoncharitableAssetsYear5
Distribution Ratio Year5	0.94523	DistributionRatioYear5
Total Distribution Ratio	1.29110	TotalDistributionRatio
Average Distribution Ratio	0.25822	AverageDistributionRatio
Net Noncharitable Assets	41831959	NetNoncharitableAssets
Adjusted Noncharitable Assets	10801848	AdjustedNoncharitableAssets
One Percent Net Investment Income	10277	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	10812125	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	2358770	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	20554	InvestmentIncomeExciseTax
Subtotal	20554	Subtotal
Tax Based On Investment Income	20554	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	76000	EstTaxPaymentsAndOverpayment
Total Credits And Payments	76000	TotalCreditsAndPayments
Form2220 Attached	X	Form2220Attached
Overpayment	55446	Overpayment
Amount To Be Refunded	55446	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Form990 T Filed	false	Form990TFiled
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	www.chasefoundation.com	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JOHNATHAN L SHUMAN	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	5757481213	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	512 W TEXAS AVE	AddressLine1
City	ARTESIA	City
State	NM	State
ZIP Code	88210	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	false	TrFailToQualifyAsExceptions
Maint Expend Responsibility	false	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn
Proceeds Or Net Income	false	ProceedsOrNetIncome

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (10 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation
JPMORGAN CHASE BANK NA
PO BOX 3038	MILWAUKEE	WI	53201	AGENT	0.00	0
JOHNNY KNORR
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
KARLA CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
RICHARD CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
DEB CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
ROBERT CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
GERENE FURGUSON
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
MARILYN CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	ADVISOR	0.00	0
RICHARD PRICE
510 W TEXAS AVE	ARTESIA	NM	88210	Executive Direc	0.00	0
MACK C CHASE
510 W TEXAS AVE	ARTESIA	NM	88210	TRUSTEE & ADVIS	0.00	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	42410583	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	58411	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	42468994	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Adj Total FMV Of Unused Assets	42468994	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	637035	CashDeemedCharitable
Net Noncharitable Assets	41831959	NetNoncharitableAssets
Minimum Investment Return	2091598	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	2091598	MinimumInvestmentReturn
Tax Based On Investment Income	20554	TaxBasedOnInvestmentIncome
Total Tax	20554	TotalTax
Distributable Amount Before Adj	2071044	DistributableAmountBeforeAdj
Distributable Amount Before Ded	2071044	DistributableAmountBeforeDed
Distributable Amount As Adjusted	2071044	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	2358770	ExpensesAndContributions
Qualifying Distributions	2358770	QualifyingDistributions
Adj Qualifying Distributions	2358770	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	2071044	DistributableAmountAsAdjusted
Excess Distri Carryover Year5	403699	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	1166138	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	1139437	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	1186403	ExcessDistriCarryoverYear2
Total Excess Distri Carryover	3895677	TotalExcessDistriCarryover
Qualifying Distributions	2358770	QualifyingDistributions
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	2071044	AppliedToCurrentYear
Remaining Distri From Corpus	287726	RemainingDistriFromCorpus
Total Corpus	4183403	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov From Year5	403699	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	3779704	ExcessDistriCyovToNextYear
Excess From Year4	1166138	ExcessFromYear4
Excess From Year3	1139437	ExcessFromYear3
Excess From Year2	1186403	ExcessFromYear2
Excess From Current Year	287726	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Appication Submission Info AppicationSubmissionInfo

Field	Value	IRS element (for citing)
Recipient Name	CHASE FOUNDATION	RecipientName

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	510 W TEXAS AVE	AddressLine1
City	ARTESIA	City
State	NM	State
ZIP Code	88210	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone Number	5757464610	RecipientPhoneNumber
Form And Info And Materials	SEE SCHOLARSHIP APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM	FormAndInfoAndMaterials
Submission Deadlines	BEGINS APRIL 2, 2010 FOR 2010 SCHOLARSHIP GRANTS ENDS APRIL	SubmissionDeadlines
Restrictions On Awards	GRADUATING SENIOR AT ARTESIA NM HIGH SCHOOL AND PRIOR AWARD RECIPIENTS	RestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (83 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
WEST TEXAS AM UNIVERSITY
2403 RUSSELL LONG BLVD	CANYON	TX	79016	NONE	NO	SCHOLARSHIPS	$5,500
WAYLAND BAPTIST UNIVERSITY
1900 W 77TH STREET 62	PLAINVIEW	TX	79072	NONE	NO	SCHOLARSHIPS	$14,500
UNIVERSAL TECHNICAL INSTITUTE
721 LOCKHAVEN DRIVE	HOUSTON	TX	77073	NONE	NO	SCHOLARSHIPS	$2,750
UNIVERSITY OF WYOMING
1000 E UNIVERSITY AVE	LARAMIE	WY	82071	NONE	NO	SCHOLARSHIPS	$6,000
UNIVERSITY OF OKLAHOMA HEALTH SCIEN
PO BOX 26901	OKLAHOMA CITY	OK	73104	NONE	NO	SCHOLARSHIPS	$3,000
UNIVERSITY OF NE MEXICO
1155 UNIVERSITY BLVD SE	ALBUQUERQUE	NM	87106	NONE	NO	SCHOLARSHIPS	$123,500
UNIVERSITY OF HOUSTON VICTORIA
3007 N BEN WILSON	VICTORIA	TX	77901	NONE	NO	SCHOLARSHIPS	$2,750
UNIVERSITY OF DENVER
2197 S UNIVERSITY BLVD	DENVER	CO	80208	NONE	NO	SCHOLARSHIPS	$5,750
TEXAS TECH UNIVERSITY
PO BOX 42031	LUBBOCK	TX	79409	NONE	NO	SCHOLARSHIPS	$108,000
TEXAS CHRISTIAN UNIVERSITY
2800 S UNIVERSTIY DRIVE	FORT WORTH	TX	76129	NONE	NO	SCHOLARSHIPS	$5,500
TEXAS A M UNIVERSITY
THE PAVILION 208 SPENCE STREET	COLLEGE STATION	TX	77843	NONE	NO	SCHOLARSHIPS	$2,750
TARLETON STATE UNIVERSITY
BOX T-0760 TARLETON CENTER 123	STEPHENVILLE	TX	76401	NONE	NO	SCHOLARSHIPS	$3,000
SOUTHWESTERN UNIVERSITY
1001 E UNIVERSITY AVENUE	GEORGETOWN	TX	78626	NONE	NO	SCHOLARSHIPS	$3,000
SOUTH PLAINS COLLEGE
1401 S COLLEGE AVE	LEVELLAND	TX	79336	NONE	NO	SCHOLARSHIPS	$11,500
SEWARD COUNTY COMMUNITY COLLEGE
1801 N KANSAS	LIBERAL	KS	67905	NONE	NO	SCHOLARSHIPS	$5,500
SANTA FE UNIVERSITY OF ART DESIGN
1600 SAINT MICHAELS DRIVE	SANTA FE	NM	87505	NONE	NO	SCHOLARSHIPS	$2,750
SOUTHWESTERN ASSEMBLIES OF GOD UNIV
1200 SYCAMORE ST	WAXAHACHIE	TX	75165	NONE	NO	SCHOLARSHIPS	$8,500
OTERO JUNIOR COLLEGE
1802 COLORADO AVE	LA JUNTA	CO	81050	NONE	NO	SCHOLARSHIPS	$2,750
OKLAHOMA STATE UNIVERSITY
113 STUDENT UNION	STILLWATER	OK	74078	NONE	NO	SCHOLARSHIPS	$14,500
OKLAHOMA CITY UNIVERSITY
2501 NORTH BLACKWELDER	OKLAHOMA CITY	OK	73106	NONE	NO	SCHOLARSHIPS	$3,000
NMSU - CARLSBAD
1500 UNIVERSITY DRIVE	CARLSBAD	NM	88220	NONE	NO	SCHOLARSHIPS	$3,900
NM STATE UNIVERSITY
UNIVERSITY AVENUE	LAS CRUCES	NM	88003	NONE	NO	SCHOLARSHIPS	$270,900
NM MILITARY INSTITUTE
101 W COLLEGE BLVD	ROSWELL	NM	88201	NONE	NO	SCHOLARSHIPS	$2,750
NM HIGHLANDS UNIVERSITY
1005 DIAMOND AVENUE	LAS VEGAS	NM	87707	NONE	NO	SCHOLARSHIPS	$2,750
NM JUNIOR COLLEGE
1 THUNDERBIRD CICLE	HOBBS	NM	88240	NONE	NO	SCHOLARSHIPS	$12,250
NM INSTITUTE OF MINING AND TECHNOLO
801 LEROY PLACE	SOCORRO	NM	87801	NONE	NO	SCHOLARSHIPS	$5,750
MOODY BIBLE INSTITUTE
820 N LASALLE BLVD	CHICAGO	IL	60610	NONE	NO	SCHOLARSHIPS	$2,750
METROPOLITAN STATE COLLEGE - DENVER
AURARIE HIGHER ED CENTER	DENVER	CO	80204	NONE	NO	SCHOLARSHIPS	$3,000
MESA STATE COLLEGE
1100 NORTH AVENUE	GAND JUNCTION	CO	81501	NONE	NO	SCHOLARSHIPS	$3,000
MCMURRY UNIVERSITY
1400 SYLES BOULEVARD	ABILENE	TX	79697	NONE	NO	SCHOLARSHIPS	$6,000
LUBBOCK CHRISTIAN UNIVERSITY
5601 19TH STREET	LUBBOCK	TX	79407	NONE	NO	SCHOLARSHIPS	$25,500
LINCOLN COLLEGE OF TECHNOLOGY
11194 E 45TH AVE	DENVER	CO	80239	NONE	NO	SCHOLARSHIPS	$2,750
LE CORDON BLEU COLLEGE OF CUL
8100 E CAMELBACK RD SUITE 1001	SCOTTSDALE	AZ	85251	NONE	NO	SCHOLARSHIPS	$2,750
HARDIN SIMMONS
2200 HICKORY ST	ABILENE	TX	79601	NONE	NO	SCHOLARSHIPS	$6,000
GILLETTE COLLEGE
300 WEST SINCLAIR	GELLETE	WY	82718	NONE	NO	SCHOLARSHIPS	$3,000
GEORGIA COLLEGE AND STATE UNIVERSIT
321 W HANCOCK STREET	MILLEDGEVILLE	GA	31061	NONE	NO	SCHOLARSHIPS	$3,000
GEORGETOWN UNIVERSITY
37T O STREET	WASHINGTON	DC	20057	NONE	NO	SCHOLARSHIPS	$3,000
GALLAUDET UNIVERSITY
800 FLORIDA AVENUE NE	WASHINGTON	DC	20002	NONE	NO	SCHOLARSHIPS	$3,000
FRONT RANGE COMMUNITY COLLEGE
4616 SOUTH SHIELDS STREET	FL COLLINS	CO	80826	NONE	NO	SCHOLARSHIPS	$2,750
ENMU - ROSWELL
52 UNIVERSITY BLVD	ROSWELL	NM	88202	NONE	NO	SCHOLARSHIPS	$25,500
EMBRY RIDDLE AERONAUTICAL
3700 WILLOW CREEK RD	PRESCOTT	AZ	86301	NONE	NO	SCHOLARSHIPS	$2,750
EASTERN NEW MEXICO UNIVERSITY
1500 S AVE K	PORTALES	NM	88130	NONE	NO	SCHOLARSHIPS	$68,900
DONA ANA COMMUNITY COLLEGE
3400 S ESPINA STREET	LAS CRUCES	NM	88003	NONE	NO	SCHOLARHIPS	$21,000
CLOVIS COMMUNITY COLLEGE
417 SCHEPPS BLVD	CLOVIS	NM	88101	NONE	NO	SCHOLARSHIPS	$2,750
CHEMEKETA COMMUNITY COLLEGE
4000 LANDERCATER	SALEM	OR	97309	NONE	NO	SCHOLARHIPS	$2,750
CENTRAL NM UNIVERSITY
900 UNIVERSITY AVE SE	ALBUQUERQUE	NM	87106	NONE	NO	SCHOLARSHIPS	$5,750
BRINGHAM YOUNG UNIVERSITY
100 KIMBALL BUILDING 1610	REXBURG	ID	83460	NONE	NO	SCHOLARSHIPS	$2,750
ARIZONAL STATE UNIVERSITY
1151 S FORREST AVE	TEMPE	AZ	85287	NONE	NO	SCHOLARSHIPS	$2,750
ANGELO STATE UNIVERSITY
ASU STATION 11015	SAN ANGELO	TX	76909	NONE	NO	SCHOLARSHIPS	$14,500
FOREVER FREE FELLOWSHIP
801 GRAND AVE	ARTESIA	NM	88210	NONE	NO	TOY DRIVE	$200
EVERYHEART FOUNDATION
950 E HARVARD AVE SUITE 650	DENVER	CO	80210	NONE	YES	HIGH SCHOOL TESTING	$45,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY	ARTESIA	NM	88210	NONE	NO	GRANT: HALL OF FAME BUILDING	$45,000
BOY'S AND GIRL'S CLUB OF MIDLAND
PO BOX 284	MIDLAND	TX	79702	NONE	NO	PROGRAM SUPPORT	$5,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY	ARTESIA	NM	88210	NONE	NO	AHS VOLLEY BALL TEAM	$3,000
ARTESIA ARTS ASSOCIATION
PO BOX 1233	ARTESIA	NM	88211	NONE	NO	ELEMENTARY SCHOOL PROGRAM	$10,000
FOREVER FREE FELLOWSHIP
801 W GRAND	ARTESIA	NM	88210	NONE	NO	SCHOOL SUPPLY GIVE AWAY	$200
CITY OF ARTESIA
PO BOX 1310	ARTESIA	NM	88211	NONE	NO	JAYCEE PLAYGROUND	$25,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY	ARTESIA	NM	88210	NONE	NO	GRANT BULLDOG BOWL SCOREBOARD	$129,275
ARTESIA PUBLIC SCHOOLS
1106 W QUAY	ARTESIA	NM	88210	NONE	NO	GRAND HEIGHT TEACHER TRAINING	$6,000
FOREVER FREE FELLOWSHIP
801 W GRAND AVE	ARTESIA	NM	88210	NONE	NO	STUDENT RECOVERY PROGRAM	$500
ARTESIA PUBLIC SCHOOLS
1106 W QUAY	ARTESIA	NM	88210	NONE	NO	GRANT - PRESS BOX	$37,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY	ARTESIA	NM	88210	NONE	NO	AHS RODEO TEAM	$5,000
UNITED BLOOD SERVICES
3 GRAND AVENUE PLAZA	ROSWELL	NM	88201	NONE	NO	COMMUNITY BLOOD DRIVE	$2,500
SHERIDAN COUNTY HISTORICAL SOCIETY
PO BOX 73	SHERIDAN	WY	82801	NONE	NO	MUSEUM EXHIBIT	$3,000
MARC INC
2701 NORTH A STREET	MIDLAND	TX	79705	NONE	NO	DISABILITIES/VOCATIONAL TRAINING	$5,000
ARTESIA JUNIOR HIGH SCHOOL
15TH CANNON	ARTESIA	NM	88210	NONE	NO	ARTESIA JUNIOR HIGH COLLEGE TRIP	$15,000
ARTESIA ARTS COUNCIL
510 W MAIN	ARTESIA	NM	88210	NONE	NO	ELEMENTARY SCHOOL PROGRAM	$6,000
LEADERSHIP NEW MEXICO
PO BOX 35696	ALBUQUERQUE	NM	87176	NONE	NO	PROGRAM SUPPORT	$7,500
OCU
2501 N BLACKWELDER	OKLAHOMA CITY	OK	73106	NONE	NO	PROGRAM SUPPORT	$1,000
LEADERSHIP NEW MEXICO
PO BOX 35696	ALBUQUERQUE	NM	87176	NONE	NO	PROGRAM SUPPORT	$2,500
GREATER ARTESIA FOUNDATION
105 S 4TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: RIDE FOR BIKES	$500
GREATER ARTESIA FOUNDATION
105 S 4TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: SENIOR SALUTE HIGH SCHOOL	$5,000
CASA
118 W MERMOD	CARLSBAD	NM	88220	NONE	NO	FOSTER CARE PROGRAM SUPPORT	$2,000
SHERIDAN ROTARY FOUNDATION
PO BOX 997	SHERIDAN	WY	82801	NONE	NO	WOUNDED WARRIORS	$7,000
WAYLAND BAPTIST UNIVERSITY
1900 W 17TH STREET	PLAINVIEW	TX	79072	NONE	NO	TEACHER SCHOLARSHIP	$39,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	GRANT: FFA PROGRAM	$2,000
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	GRANT: BULLDOG BOWLING PROGRAM	$7,500
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	AHS BASEBALL TEAM	$7,500
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	GRANT: HIGH SCHOOL GOLF TEAM	$2,500
ARTESIA PUBLIC SCHOOLS
1106 W QUAY AVE	ARTESIA	NM	88210	NONE	NO	AHS RACQUETBALL TEAM	$1,500
NEW MEXICO COMMUNITY FOUNDATION
343 E ALAMEDA	SANTA FE	NM	87501	NONE	NO	GRANT: CHASE FOUNDATION SCHOLARSHIP FUND	$800,000
GREATER ARTESIA FOUNDATION
105 S 4TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: DRUG & CRIME COALITION	$7,500
DOOR OF OPPORTUNITY INC
108 S 14TH STREET	ARTESIA	NM	88210	NONE	NO	GRANT: MEALS ON WHEELS	$5,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	2089375	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$124	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$1,191,280	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$95,389	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Related Or Exempt Function Income	-172887	RelatedOrExemptFunctionIncome

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$1,286,793	ExclusionAmount
Related Or Exempt Function Income	-172887	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	1113906	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING - TAX PREPARATION	Category
Amount	$21,145	Amount
Net Investment Income	0	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	21145	DisbursementsCharitablePrps

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation (28 entries)

Description Of PropertyDescriptionOfProperty	Date AcquiredDateAcquired	Cost Or Other BasisCostOrOtherBasis	Computation MethodComputationMethod	LifeLife	Current Year ExpenseCurrentYearExpense	Prior Years DepreciationPriorYearsDepreciation
OFFICE FURNITURE	2012-12-11	401	91	3.0000	11
OFFICE FURNITURE	2012-07-10	1525	91	5.0000	153
COMPUTER EQUIPMENT	2012-06-25	3324	91	5.0000	332
OFFICE FURNITURE	2012-05-18	1490	91	5.0000	174
COMPUTER EQUIPMENT	2012-05-14	4388	91	5.0000	585
COMPUTER EQUIPMENT	2011-09-01	2161	91	5.0000	432	144
OFFICE FURNITURE	2011-05-18	2547	91	5.0000	509	297
OFFICE FURNITURE	2010-02-28	15422	91	5.0000	3084	5654
HVAC	2010-05-12	10434	91	7.0000	1491	2485
COMPUTER EQUIPMENT	2008-12-11	64	91	5.0000	13	40
OFFICE BUILDING - GLASS	2008-12-02	4730	91	39.0000	121	373
COMPUTER EQUIPMENT	2008-12-02	64	91	5.0000	13	40
OFFICE FURNITURE	2008-11-12	146	91	10.0000	15	47
OFFICE EQUIPMENT	2008-11-12	331	91	7.0000	47	149
COMPUTER EQUIPMENT	2008-10-14	86	91	5.0000	17	55
BUILDING	2008-09-09	4938	91	39.0000	127	423
OFFICE FURNITURE - CARPET	2008-08-04	406	91	10.0000	41	140
OFFICE FURNITURE	2008-02-06	1696	91	10.0000	170	665
OFFICE FURNITURE	2008-01-10	529	91	10.0000	53	212
COMPUTER EQUIPMENT	2007-07-10	71	91	5.0000	8	63
OFFICE FURNITURE	2006-12-15	4734	91	10.0000	473	2424
OFFICE FURNITURE	2007-11-19	143	91	10.0000	14	57
OFFICE FURNITURE	2007-11-08	714	91	10.0000	71	296
OFFICE FURNITURE	2007-09-20	3780	91	10.0000	378	1607
OFFICE FURNITURE	2007-09-10	446	91	10.0000	45	195
OFFICE FURNITURE	2007-06-04	1082	91	10.0000	108	495
OFFICE FURNITURE	2007-05-24	1267	91	10.0000	127	582
OFFICE BUILDING	2006-10-01	171000	91	39.0000	4385	26310

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (3 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
GOLDMAN SACHS - GSAM: TAXABLE	3287583	3414650
MERRILL LYNCH - 7EG-02045	1917071	2004373
MERRILL LYNCH - 7EG-04044	2602173	2728464

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (12 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
GOLDMAN SACHS - AVENIR: DYNANIC EQ	636355	708512
GOLDMAN SACHS - GSAM: LCG
GOLDMAN SACHS - DIAMOND HILL	677017	735457
GOLDMAN SACHS - YACKTMAN	530468	583541
GOLDMAN SACHS - GANNETT WELSH	251766	284372
GOLDMAN SACHS - LORD ABBETT	327184	361439
GOLDMAN SACHS - ADVISORY BROKERAGE	775272	766171
GOLDMAN SACHS - BROKERAGE	1966402	1971881
MERRILL LYNCH - 7EG-02019	1224926	1251129
MERRILL LYNCH - 7EG-02043	802001	847819
MERRILL LYNCH - 7EG-02042	17368726	18151132
MERRILL LYNCH - 7EG-02041	10835	2014368

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (6 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
NGP NATURAL RESOURCES	AT COST	423427	423427
ENCAP FLATROCK	AT COST	68992	68992
QSI HOLDINGS, L.P.	AT COST	474600	363250
PENNYBACKER II, LP	AT COST	372317	372317
ENCAP ENERGY CAPITAL FUND	AT COST	1834559	1871489
MERRILL LYNCH - 7EG-02040	AT COST	3600135	3878800

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc (4 entries)

Category Or ItemCategoryOrItem	Cost Or Other BasisCostOrOtherBasis	Accumulated DepreciationAccumulatedDepreciation	Book ValueBookValue	EOYFMVEOYFMV
Miscellaneous	11932	11907	25
Land	19000		19000	19000
Buildings	191102	35715	155387	191102
Furniture and Fixtures	46596	19839	26757

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	PROGRAM CONSULTATION	Category
Amount	$5,807	Amount
Net Investment Income	0	NetInvestmentIncome
Adjusted Net Income	0	AdjustedNetIncome
Disbursements Charitable Prps	5807	DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets (2 entries)

EOY Book ValueEOYBookValue	EOYFMVEOYFMV
55446
	55446

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (23 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
WEB SITE MAINTENANCE	7899	7899
UTILITIES	3143	3143
TRAINING	207	207
TELEPHONE	8313	8313
SUPPLIES	6311	6311
STUDENTS 4 SUCCESS	4907	4907
STORAGE	708	708
SPONSORSHIPS	31941	31941
SCHOLARSHIP RECEPTIONS	14998	14998
SCHOLARSHIP MENTORING PROGRAMS	13205	13205
POSTAGE	2551	2551
OFFICE SUPPLIES	6047	6047
MEETINGS	43	43
MARKETING	6247	6247
MAINTENANCE AND REPAIR	939	939
INVESTMENT FEES	262176		262176
INSURANCE	3966	3966
EDUCATIONAL GUIDE	1278	1278
DUES AND SUBSCRIPTIONS	1152	1152
COPIER LEASES	6059	6059
COMMUNITY SERVICE	47610	47610
AUTOMOBILE EXPENSES	10107	10107
ADVERTISING	6588	6588

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	Other Investment Income	Description
Revenue And Expenses Per Books	95389	RevenueAndExpensesPerBooks
Net Investment Income	95389	NetInvestmentIncome
Adjusted Net Income	95389	AdjustedNetIncome

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
SECTION 4940 TAX	$11,591	-11591
PAYROLL TAXES	$3,822		3822
FORIEGN TAXES	$8,528	8528