SIMMONS FOUNDATION INC: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization
SIMMONS FOUNDATION INC (EIN 01-0277832)
Tax period
2012-01-01 to 2012-12-31
Filed
2013-08-13
IRS object ID
201322259349100012
Schema version
2012v2.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-08-13T08:26:18-07:00Timestamp
Tax Period End Date2012-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1CLARK FRIEL AND JOYCE PABusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1128 AUBURN STAddressLine1
CityPORTLANDCity
StateMEState
ZIP Code04103ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnType
Tax Period Begin Date2012-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN010277832EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1SIMMONS FOUNDATION - PERKINSTHOMPSONBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlSIMMNameControl
Phone2077742635Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 426 ONE CANAL PLAZAAddressLine1
CityPORTLANDCity
StateMEState
ZIP Code04112ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NamePAUL H RAUSCHName
TitleTREASURERTitle
Phone2077742635Phone
Date Signed2013-04-30DateSigned
Authorize Third PartytrueAuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameDANA C CLARKName
Phone2077972746Phone
Date Prepared2013-08-13DatePrepared
FieldValueIRS element (for citing)
Tax Year2012TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Exempt PFXExemptPF
FMV Assets EOY2591918FMVAssetsEOY
Method Of Accounting AccrualXMethodOfAccountingAccrual

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Not Required To Attach Schedule BXNotRequiredToAttachScheduleB
Dividends Rev And Expnss72094DividendsRevAndExpnss
Dividends Net Invst Incm72094DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss222759NetGainSaleAssetsRevAndExpnss
Gross Sales Price1318506GrossSalesPrice
Capital Gain Net Incm Net Invst Incm562575CapitalGainNetIncmNetInvstIncm
Net STCG Adj Net Incm10720NetSTCGAdjNetIncm
Total Revenue And Expenses294853TotalRevenueAndExpenses
Total Net Investment Income634669TotalNetInvestmentIncome
Total Adjusted Net Income10720TotalAdjustedNetIncome
Comp Ofcr Dir Trst Rev And Expnss1750CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm875CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps875CompOfcrDirTrstDsbrsChrtblPrps
Legal Fees Rev And Expnss8520LegalFeesRevAndExpnss
Legal Fees Net Invst Incm4260LegalFeesNetInvstIncm
Legal Fees Dsbrs Chrtbl Prps4260LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss2100AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm700AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps1400AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss18906OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm18906OtherProfFeesNetInvstIncm
Taxes Rev And Expnss2727TaxesRevAndExpnss
Trav Conf Meeting Rev And Expnss455TravConfMeetingRevAndExpnss
Trav Conf Meeting Net Invst Incm228TravConfMeetingNetInvstIncm
Trav Conf Meeting Dsbrs Chrtbl Prps227TravConfMeetingDsbrsChrtblPrps
Other Expenses Rev And Expnss132OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm66OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps66OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss34590TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm25035TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps6828TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss137400ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps137400ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss171990TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm25035TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps144228TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses122863ExcessOfRevenueOverExpenses
Net Investment Income609634NetInvestmentIncome
Adjusted Net Income10720AdjustedNetIncome

Balance Sheets BalanceSheets

FieldValueIRS element (for citing)
Cash BOY14916CashBOY
Cash EOY14558CashEOY
Cash EOYFMV14558CashEOYFMV
Savings And Temp Cash Invst BOY74401SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY58849SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV58849SavingsAndTempCashInvstEOYFMV
Investments Govt Oblig BOY459602InvestmentsGovtObligBOY
Investments Govt Oblig EOY350799InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV350799InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY1757774InvestmentsCorpStockBOY
Investments Corp Stock EOY1999374InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV1999374InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY157489InvestmentsCorpBondsBOY
Investments Corp Bonds EOY165506InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV165506InvestmentsCorpBondsEOYFMV
Land Building And Equipment Basis3848LandBuildingAndEquipmentBasis
Accum Deprec Land Bldg And Equip3598AccumDeprecLandBldgAndEquip
Land Building And Equipment BOY250LandBuildingAndEquipmentBOY
Land Building And Equipment EOY250LandBuildingAndEquipmentEOY
Land Building And Equipment EOYFMV250LandBuildingAndEquipmentEOYFMV
Other Assets BOY3517OtherAssetsBOY
Other Assets EOY2582OtherAssetsEOY
Other Assets EOYFMV2582OtherAssetsEOYFMV
Total Assets BOY2467949TotalAssetsBOY
Total Assets EOY2591918TotalAssetsEOY
Total Assets EOYFMV2591918TotalAssetsEOYFMV
Other Liabilities BOY8795OtherLiabilitiesBOY
Other Liabilities EOY9901OtherLiabilitiesEOY
Total Liabilities BOY8795TotalLiabilitiesBOY
Total Liabilities EOY9901TotalLiabilitiesEOY
Org That Follow SFAS117XOrgThatFollowSFAS117
Unrestricted BOY2459154UnrestrictedBOY
Unrestricted EOY2582017UnrestrictedEOY
Total Net Assets BOY2459154TotalNetAssetsBOY
Total Net Assets EOY2582017TotalNetAssetsEOY
Total Liabilities Net Assets BOY2467949TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY2591918TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

FieldValueIRS element (for citing)
Total Net Assets Fund Balances BOY2459154TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses122863ExcessOfRevenueOverExpenses
Subtotal2582017Subtotal
Total Net Assets Fund Balances EOY2582017TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (80 entries)

Description Of AssetDescriptionOfAssetHow AcquiredHowAcquiredDate AcquiredDateAcquiredDate SoldDateSoldGross Sales PriceGrossSalesPriceDepreciationDepreciationCost Or Other BasisCostOrOtherBasisGain Or LossGainOrLossFMV As Of123169FMVAsOf123169Adjusted Basis As Of123169AdjustedBasisAsOf123169Excess Of FMV Over Adjusted BasisExcessOfFMVOverAdjustedBasisGains Minus Excess Or LossesGainsMinusExcessOrLosses
Abbott Labs 145 shrsP2012-11-012012-12-04937109525-154000-154
Chubb Corporation 260 shrsP2011-08-312012-04-271902401615528690002869
Dover Corp 165 shrsP2012-01-152012-11-019778010322-544000-544
JP Morgan Chase 165 shrsP2011-08-312012-04-27714106214927000927
JP Morgan Chase 220 shrsP2012-11-012012-11-069423093725100051
Microsoft Corp 235 shrsP2012-04-272012-11-01687607532-656000-656
Occidential Petroleum 105 shrsP2012-04-272012-09-24912209622-500000-500
Prudential Finl Inc 150 shrsP2012-04-272012-12-04782809222-1394000-1394
State Street Corp 170 shrsP2011-08-312012-04-2778640607917850001785
Teva Pharm Indus ADR 205 shrsP2012-04-272012-09-24824109371-1130000-1130
TJX Cos Inc 550 shrsP2011-11-082012-06-272308901654265470006547
United Parcel Service 140 shrsP2012-01-312012-12-0410252010920-668000-668
US Bancorp 250 shrsP2011-08-312012-06-2778540582020340002034
Utilities Select Sector 365 shrsP2012-06-272012-09-2413271013401-130000-130
Vanguard Fste Emerging 735 shrsP2012-04-272012-11-0130892031495-603000-603
Vanguard Mid-cap ETF 435 shrsP2012-04-272012-12-0435291035505-214000-214
Wells Fargo & Co 150 shrsP2011-08-312012-06-27488703900987000987
Thermo Electron 170 shrsP2012-04-272012-12-04108100935514550001455
Dell Inc 2290 shrsP2011-02-042012-08-0928215031854-3639000-3639
3M Co 105 shrsP2001-01-012012-04-279388062387650008765
3M Co 200 shrsP2001-01-012012-06-2717460011871627300016273
3M Co 135 shrsP2001-01-012012-11-011203808011123700011237
3M Co 105 shrsP2001-01-012012-11-069546062389230008923
AFLAC Inc 850 shrsP2001-01-012012-04-27382410169772126400021264
Air Products & Chemicals 110 shrsP2010-03-102012-04-2794150816712480001248
Air Products & Chemicals 160 shrsP2010-03-102012-06-2712310011880430000430
Apache Corp 270 shrsP2009-04-242012-04-272560401862769770006977
Apple Computer Inc 138 shrsP2006-03-222012-04-2783098085357456300074563
Apple Computer Inc 24 shrsP2006-03-222012-06-2713756014841227200012272
AT&T Inc 465 shrsP2001-01-012012-04-2715182016891-1709000-1709
BHP Billiton Ltd 210 shrsP2010-05-202012-04-271558601259729890002989
BHP Billiton Ltd 140 shrsP2010-05-202012-06-27865708398259000259
Coca Cola Co 290 shrsP2001-01-012012-04-272224808682138000021380
Coca Cola Co 250 shrsP2001-01-012012-06-271906007481831200018312
Coca Cola Co 155 shrsP2001-01-012012-08-091227002731199700011997
Coca Cola Co 250 shrsP2001-01-012012-11-019337044088970008897
ConocoPhillips 275 shrsP2010-05-242012-06-271489601064142550004255
CSX Corp 415 shrsP2009-04-242012-04-2792960431549810004981
CSX Corp 655 shrsP2009-04-242012-06-27142200681174090007409
CSX Corp 655 shrsP2009-04-242012-09-24140070681171960007196
Dominion Res Inc 180 shrsP2009-04-242012-04-2793540529040640004064
Dominion Res Inc 420 shrsP2009-04-242012-06-27226120123431026900010269
Dupont E I De Nemours 175 shrsP2010-03-102012-04-2794180617632420003242
Dupont E I De Nemours 350 shrsP2010-03-102012-06-271731401158057340005734
EMC Corp 325 shrsP2008-07-102012-04-2792070432648810004881
EMC Corp 745 shrsP2008-07-102012-06-27179840991680680008068
ExxonMobil 250 shrsP2001-01-012012-06-272077507961997900019979
ExxonMobil 105 shrsP2001-01-012012-11-069614033492800009280
FHLB 4.5% 50000P2006-03-022012-11-154870604870600000
FNMA 4.375% 50000P2005-09-142012-09-1550000050375-375000-375
General Electric 2240 shrsP2001-01-012012-04-2744217016064261100042611
General Electric 500 shrsP2001-01-012012-06-2710005035996460009646
Genuine Parts Co 145 shrsP2008-07-102012-04-2795070564138660003866
Genuine Parts Co 315 shrsP2008-07-102012-06-271838901225461350006135
Home Depot Inc 810 shrsP2002-08-092012-04-27421430227211942200019422
Home Depot Inc 520 shrsP2002-08-092012-06-27267850145861219900012199
Intel Corp 410 shrsP2008-12-242012-12-0481750582223530002353
Ishares TR MSCI EAFE Index 200 shrsP2008-03-062012-04-2710802014198-3396000-3396
Ishares TR MSCI EAFE Index 500 shrsP2009-02-172012-06-272399901833956600005660
JP Morgan Chase 50 shrsP2008-10-172012-04-27216402040124000124
Johnson & Johnson 250 shrsP2001-01-012012-06-271672006841603600016036
Johnson & Johnson 210 shrsP2001-01-012012-11-011501905751444400014444
Johnson & Johnson 260 shrsP2001-01-012012-11-061848807121777600017776
Met Life 350 shrsP2009-02-042012-04-271259301026823250002325
Occidential Petroleum 25 shrsP2009-12-222012-09-24217202039133000133
Occidential Petroleum 115 shrsP2009-12-222012-12-04845209379-927000-927
Pfizer Inc 830 shrsP2001-01-012012-04-271909806771842100018421
Pfizer Inc 500 shrsP2001-01-012012-06-271130204081089400010894
Pfizer Inc 380 shrsP2001-01-012012-08-099078031087680008768
Proctor & Gamble 320 shrsP2001-01-012012-04-2720512010071950500019505
Proctor & Gamble 250 shrsP2001-01-012012-06-271495007861416400014164
Proctor & Gamble 140 shrsP2001-01-012012-08-099351044089110008911
Schlumberger Ltd 350 shrsP2010-04-302012-04-2725770025260510000510
State Street Corp 35 shrsP2009-02-172012-04-2716190814805000805
Stryker Corp 450 shrsP2009-02-172012-04-272449301873257610005761
US Bancorp 280 shrsP2010-06-242012-06-2787960642323730002373
Vanguard Intl Value Fd 807 shrsP2009-12-222012-04-2723620025000-1380000-1380
Verizon Communications 260 shrsP2001-01-012012-04-2710467010718-251000-251
Wells Fargo & Co 305 shrsP2009-02-172012-06-2799370439155460005546
Ishares Gold TrustP2012-07-012012-12-3158005800058
FieldValueIRS element (for citing)
Capital Gain Net Income562575CapitalGainNetIncome
Net Short Term Capital Gain Or Loss10720NetShortTermCapitalGainOrLoss

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

FieldValueIRS element (for citing)
Liable For4942 TaxfalseLiableFor4942Tax
Qualifying Distributions Year1149866QualifyingDistributionsYear1
Noncharitable Assets Year12464219NoncharitableAssetsYear1
Distribution Ratio Year10.060817DistributionRatioYear1
Qualifying Distributions Year2137674QualifyingDistributionsYear2
Noncharitable Assets Year22424287NoncharitableAssetsYear2
Distribution Ratio Year20.056789DistributionRatioYear2
Qualifying Distributions Year3145742QualifyingDistributionsYear3
Noncharitable Assets Year32288470NoncharitableAssetsYear3
Distribution Ratio Year30.063685DistributionRatioYear3
Qualifying Distributions Year491129QualifyingDistributionsYear4
Noncharitable Assets Year42658653NoncharitableAssetsYear4
Distribution Ratio Year40.034276DistributionRatioYear4
Qualifying Distributions Year5178840QualifyingDistributionsYear5
Noncharitable Assets Year53135315NoncharitableAssetsYear5
Distribution Ratio Year50.057041DistributionRatioYear5
Total Distribution Ratio0.272608TotalDistributionRatio
Average Distribution Ratio0.054522AverageDistributionRatio
Net Noncharitable Assets2488981NetNoncharitableAssets
Adjusted Noncharitable Assets135704AdjustedNoncharitableAssets
One Percent Net Investment Income6096OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One141800AdjNonchrtblAssetsAndOnePct
Qualifying Distributions144228QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eXDomesticOrgMeetingSect4940e
Investment Income Excise Tax6096InvestmentIncomeExciseTax
Tax Under Section5110TaxUnderSection511
Subtotal6096Subtotal
Tax Based On Investment Income6096TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment1320EstTaxPaymentsAndOverpayment
Tax Paid With Extension6000TaxPaidWithExtension
Total Credits And Payments7320TotalCreditsAndPayments
Original Return Overpayment-7320OriginalReturnOverpayment
Form2220 AttachedXForm2220Attached
Penalty For Underpayment8PenaltyForUnderpayment
Overpayment1216Overpayment
Amount Credited To Next Year1216AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

FieldValueIRS element (for citing)
Legislative Political ActivitiesfalseLegislativePoliticalActivities
More Than100 SpentfalseMoreThan100Spent
Form1120 POL FiledfalseForm1120POLFiled
Activities Not Prev ReportedfalseActivitiesNotPrevReported
Changes To Articles Or BylawsfalseChangesToArticlesOrBylaws
Unrelated Bus Income Over1000falseUnrelatedBusIncomeOver1000
Termination EtcfalseTerminationEtc
Requirements Of Sect508etrueRequirementsOfSect508e
At Least5000 In AssetstrueAtLeast5000InAssets
States Filed WithMEStatesFiledWith
Form990 PF Filed With AGtrueForm990PFFiledWithAG
Private Operating FoundationfalsePrivateOperatingFoundation
New Substantial ContributorsfalseNewSubstantialContributors
Interest In Controlled EntityfalseInterestInControlledEntity
Applicable Insurance ContractfalseApplicableInsuranceContract
Comply With Public Inspection RqrtrueComplyWithPublicInspectionRqr
Website AddressN/AWebsiteAddress
Books In Care Of Person NamePAUL RAUSCH CPABooksInCareOfPersonName
Books In Care Of Phone Number2077742635BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 426 ONE CANAL PLAZAAddressLine1
CityPORTLANDCity
StateMEState
ZIP Code04112ZIPCode
FieldValueIRS element (for citing)
Foreign BankfalseForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

FieldValueIRS element (for citing)
Sale Or Exchange With Dsqfly PersonfalseSaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly PersonfalseBorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly PersonfalseFurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly PersontruePayCompensationToDsqflyPerson
Transfer Assets To Dsqfly PersonfalseTransferAssetsToDsqflyPerson
Payment To Government OfficalfalsePaymentToGovernmentOffical
Acts Fail To Qualify As ExceptionsfalseActsFailToQualifyAsExceptions
Uncorrected Prior ActsfalseUncorrectedPriorActs
Undistributed Income Prior YearsfalseUndistributedIncomePriorYears
Business HoldingsfalseBusinessHoldings
Jeopardy InvestmentsfalseJeopardyInvestments
Uncorrected Jeopardy InvestmentsfalseUncorrectedJeopardyInvestments
Influence LegislationfalseInfluenceLegislation
Influence ElectionfalseInfluenceElection
Grants To IndividualsfalseGrantsToIndividuals
Grants To OrganizationsfalseGrantsToOrganizations
Noncharitable PurposefalseNoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft ContractfalseRcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft ContractfalsePayPremiumsPrsnlBnftContract
Prohibited Tax Shelter TransactnfalseProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (11 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleAvg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPositionCompensationCompensationContri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtcExpense Account Other AllowancesExpenseAccountOtherAllowances
ROBERT WOODWARD
115 NORTH HIGH STREETBRIDGTONME04009Pres.1.005000
STEPHEN G WOODWARD
208 LUFKIN ROADNORTH YARMOUTHME040971st VP1.005000
DOROTHY WENTWORTH
55 HARDY ROADFALMOUTHME041052nd VP1.005000
PAUL H RAUSCH
97 CENTER STREETAUBURNME04210Treas.2.00125000
SUZANNE G W MCGUFFEY
207 LUFKIN ROADNORTH YARMOUTHME04097Trustee1.005000
ROBERT ARANSON MD
20 LOOKOUT DRIVEFREEPORTME04032Trustee1.005000
TINA JENNINGS
208 LUFKIN ROADNORTH YARMOUTHME04097Trustee1.005000
REV ANITA WHITE
15 FOREST AVEAUBURNME04210Trustee1.005000
SAMUEL WOODWARD
912 ROOSEVELT TRAIL APT 8WINDHAMME04062Trustee1.005000
JOHN R OPPERMAN ESQ
25 WOODMONT STREETPORTLANDME04102Trustee1.005000
ELIZABETH FAULKNER
111 POND ROADSTANDISHME04084Trustee1.005000
FieldValueIRS element (for citing)
Comp Of Highest Paid Empl NONENONECompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k0TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONENONECompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k0TotNumberOfCntrctPaidOver50k

Minimum Investment Return MinimumInvestmentReturn

FieldValueIRS element (for citing)
Avg Monthly FMV Of Securities2511896AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances14738AvgMonthlyCashBalances
FMV All Other Noncharitable Assets250FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets2526884TotalFMVOfUnusedAssets
Adj Total FMV Of Unused Assets2526884AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable37903CashDeemedCharitable
Net Noncharitable Assets2488981NetNoncharitableAssets
Minimum Investment Return124449MinimumInvestmentReturn

Distributable DistributableAmount

FieldValueIRS element (for citing)
Minimum Investment Return124449MinimumInvestmentReturn
Tax Based On Investment Income6096TaxBasedOnInvestmentIncome
Total Tax6096TotalTax
Distributable Amount Before Adj118353DistributableAmountBeforeAdj
Distributable Amount Before Ded118353DistributableAmountBeforeDed
Distributable Amount As Adjusted118353DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

FieldValueIRS element (for citing)
Expenses And Contributions144228ExpensesAndContributions
Qualifying Distributions144228QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm6096OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions138132AdjQualifyingDistributions

Undistributed Income UndistributedIncome

FieldValueIRS element (for citing)
Distributable Amount As Adjusted118353DistributableAmountAsAdjusted
Undistributed Income Prior Year18881UndistributedIncomePriorYear
Qualifying Distributions144228QualifyingDistributions
Applied To Year118881AppliedToYear1
Applied To Current Year118353AppliedToCurrentYear
Remaining Distri From Corpus6994RemainingDistriFromCorpus
Total Corpus6994TotalCorpus
Undistributed Income CY0UndistributedIncomeCY
Excess Distri Cyov To Next Year6994ExcessDistriCyovToNextYear
Excess From Current Year6994ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

FieldValueIRS element (for citing)
Contributing ManagerNONEContributingManager
Shareholder ManagerNONEShareholderManager

Appication Submission Info AppicationSubmissionInfo

FieldValueIRS element (for citing)
Recipient NamePAUL RAUSCH CO PERKINS THOMPSONRecipientName

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line1ONE CANAL PLAZAAddressLine1
CityPORTLANDCity
StateMEState
ZIP Code04101ZIPCode
FieldValueIRS element (for citing)
Recipient Phone Number2077742635RecipientPhoneNumber
Form And Info And MaterialsSEE ATTACHED SCHEDULEFormAndInfoAndMaterials
Submission DeadlinesTHERE ARE NO SUBMISSION DEADLINESSubmissionDeadlines
Restrictions On AwardsSEE ATTACHED SCHEDULERestrictionsOnAwards

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (37 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient Foundation StatusRecipientFoundationStatusPurpose Of Grant Or ContributionPurposeOfGrantOrContributionAmountAmount
LADAWN QUARTER HORSE THERAPUTIC RIDING CTR
995 GOODWINS MILLS ROADDAYTONME04094ExemptOutreachChildren's$1,900
SEEDS OF INDEPENDENCE
PO BOX 8FREEPORTME04032ExemptSessionReboundProject$1,000
THE ATLANTIC CHALLENGE FOUNDATION
643 MAIN STREETROCKLANDME04871ExemptProgramScholarship$2,000
DENMARK ARTS CENTER
PO BOX 30DENMARKME04022ExemptResidenceArtist-in-Program$3,000
PREBLE STREET RESOURCE CENTER
PO BOX 1459PORTLANDME04104ExemptFoodEmergencyProgram$5,000
THE SUMMER CAMP
8 CHURCH STREETBRIDGTONME04009ExemptScholarshipCampProgram$3,000
GOOD SHEPHERD FOOD BANK
PO BOX 1807AUBURNME04211ExemptMatchingAgencyProgram$5,000
WILLOWIND THERAPEUTIC RIDING CTR
1140 STATE HIGHWAY 3BAR HARBORME04609ExemptAccessibleHandicappedBathroom Project$2,000
PORTLAND SYMPHONY ORCHESTRA
50 MONUMENT SQ 2ND FLOORPORTLANDME04104ExemptCommunityEducation &Programs$5,000
PLANNED PARENTHOOD OF NORTHERN NE
443 CONGRESS STREET 3RD FLRPORTLANDME04101ExemptCare ProgramMaine Fair$4,000
CAMP SUNSHINE AT SEBAGO LAKE
35 ACADIA ROADCASCOME04015ExemptSponsorshipFamilyProgram$4,000
MAINE HOUSING & BUILDING MATERIALS EXCHANGE
102 LISBON STREETLISBONME04250ExemptReplacementHeaterProject$5,000
SEXUAL ASSUALT RESPONSE SERVICES
PO BOX 1371PORTLANDME04104ExemptAdvocateResponse TeamProgram$3,500
ITN AMERICA
90 BRIDGE STREETWESTBROOKME04092ExemptProjectSustainablility$1,000
NEW ENGLAND SCHOOL OF METALWORK
7 ALBISTON WAYAUBURNME04210ExemptOutreachFuture Welder'sProgram$5,000
LAKE REGION SENIOR SERVICE
PO BOX 816BRIDGTONME04009ExemptTransportationSeniorProgram$6,000
CANCER COMMUNITY CENTER
778 MAIN STREETSOUTH PORTLANDME04106ExemptWellness Program$4,000
THE PROGRESS CENTER
35 COTTAGE STREETNORWAYME04268ExemptSoup Kitchen$5,000
THE OPPORTUNITY ALLIANCE
50 MONUMENT SQUAREPORTLANDME04101ExemptProgramAfter School$6,000
JOBS FOR MAINE GRADUATES
45 COMMERCE DRIVE STE 9AUGUSTAME04330ExemptLiteracyFinancialProgram$2,500
AROOSTOOK MENTAL HEALTH SRV
PO BOX 1018CARIBOUME04736ExemptCamp ProgramTeen Leadership$2,500
GOODWILL INDUSTRIES OF NNE
353 CUMBERLAND AVEPORTLANDME04101ExemptPoweredBatteryHoyer Lift$5,200
MAINE IRISH CHILDREN'S PROGRAM
PO BOX 3122PORTLANDME04104ExemptEducationCross CulturalProject$3,000
CHILDREN'S MUSEUM & THEATER OF MAINE
142 FREE STREETPORTLANDME04101ExemptPeter PanProject$1,800
SOUTHERN MAINE AGENCY ON AGING
136 US ROUTE ONESCARBOROUGHME04074ExemptProgramFamily Caregiver$4,000
YMCA OF SOUTHERN MAINE
3 POMERLEAU DRIVEBIDDEFORDME04005ExemptRoom UpgradeChildcare CenterProject$3,000
MAINE IRISH HERITAGE CENTER
PO BOX 7588PORTLANDME04112ExemptStorytellersMaine IrishProject$3,000
WAYSIDE FOOD PROGRAM
PO BOX 1278PORTLANDME04102ExemptMeals Program$6,000
HEBRON ACADEMY
PO BOX 309HEBRONME04238ExemptProgramTuition$5,000
UNIVERSITY OF SOUTHERN MAINE
96 FALMOUTH STREETPORTLANDME04103ExemptProgramScholarship$10,000
GOULD ACADEMY
39 CHURCH STREETBETHELME04217ExemptProgramScholarship$5,000
BIDDEFORD FREE CLINIC
189 ALFRED STREETBIDDEFORDME04005ExemptProgramPharmacy$4,000
MAINE COLLEGE OF ART
522 CONGRESS STREETPORTLANDME04101ExemptOutreachCommunity$1,800
SEEDS OF PEACE
370 LEXINGTON AVE STE 1201NEW YORKNY10017ExemptLeadershipYouthProgram$3,000
THE FRIENDS OF DAPONTE STRING QUARTET
PO BOX 401DAMARISCOTTAME04543ExemptProgramIn-schools$1,200
GOOD SHEPHERD FOOD BANK
PO BOX 1807AUBURNME04211ExemptProgramFood$2,500
PREBLE STREET RESOURCE CENTER
18 PORTLAND STREETPORTLANDME04101ExemptProgramFood$2,500
FieldValueIRS element (for citing)
Tot Grant Or Contri Paid During Year137400TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$72,094ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$222,759ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

FieldValueIRS element (for citing)
Exclusion$294,853ExclusionAmount
FieldValueIRS element (for citing)
Total Part XVIA294853TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

FieldValueIRS element (for citing)
Trnsfr Of Cash To Noncharitable EOfalseTrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EOfalseTrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssets
Purchase Assets Noncharitable EOfalsePurchaseAssetsNoncharitableEO
Rental Of Facilities EtcfalseRentalOfFacilitiesEtc
Reimbursement ArrangementsfalseReimbursementArrangements
Loans Or Loan GuaranteesfalseLoansOrLoanGuarantees
Performance Of Services EtcfalsePerformanceOfServicesEtc
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtc
Relationships Noncharitable E OsfalseRelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

FieldValueIRS element (for citing)
CategoryClark, Friel and Joyce Tax and financial stmtCategory
Amount$2,100Amount
Net Investment Income700NetInvestmentIncome
Disbursements Charitable Prps1400DisbursementsCharitablePrps

Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch

Gain Loss Sale Other Asset GainLossSaleOtherAsset

FieldValueIRS element (for citing)
NameInvestmentsName
How AcquiredPurchasedHowAcquired
Date Sold2012-12DateSold
Gross Sales Price1318506GrossSalesPrice
Basis1095747Basis
Total Net222759TotalNet

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanation

FieldValueIRS element (for citing)
IdentifierPart XV Line 2Identifier
ExplanationLINE 2B THERE ARE NO PRESCRIBED FORMS FOR THE SUBMISSION OF APPLICATIONS. HOWEVER, THE FOLLOWING INFORMATION MUST BE PROVIDED: 1) THE APPLICANT'S TAX EXEMPT NUMBER 2) A COPY OF THE ORGANIZATION'S HANDBOOK 3) A BRIEF OUTLINE OF THE HISTORY OF THE ORGANIZATION 4) THE CHARITABLE PURPOSE OF THE APPLICANT ORGANIZATION 5) DETAILS REGARDING THE SPECIFIC REQUEST MADE AS PART OF THE APPLICATION FOR FUNDS LINE 2D THE FOUNDATION DOES NOT MAKE AWARDS TO INDIVIDUALS OR ORGANIZATIONS WITHOUT VALID FEDERAL INCOME TAX EXEMPTIONS. AWARDS ARE GENERALLY RESTRICTED TO ORGANIZATIONS OPERATING WITHIN MAINE.Explanation

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (3 entries)

Name Of BondNameOfBondEOY Book ValueEOYBookValueEOYFMVEOYFMV
Ishares Barclays Tips Bonds Fund 600 shrs7284672846
Ishares Ibox $ Invest Grade Corp Bonds 550 shrs6654566545
SPDR Barclays Capital Inter Term Credit Bond ETF 750 shrs2611526115

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (65 entries)

Name Of StockNameOfStockEOY Book ValueEOYBookValueEOYFMVEOYFMV
3M Co. 205 shrs1903419034
Abbott Labs 235 shrs1539315393
Allergan Inc. 325 shrs2981329813
Apple Inc 81 shrs4310643106
AT&T Inc 480 shrs1618116181
Boeing Co 280 shrs2110121101
Capital One Finl Corp 500 shrs2896528965
Chevron Corp 275 shrs2973829738
Chubb Corporation 270 shrs2033620336
Coca Cola Co 480 shrs1740017400
Conocophillips 390 shrs2261622616
Cons Staples Select Sector 425 shrs1483214832
Costco Whsl Corp 205 shrs2024020240
CVS/Caremark Corp 200 shrs96709670
Deere & Co. 275 shrs2376623766
Discover Financial Services 775 shrs2987629876
Dover Corp 160 shrs1051410514
Dupont E I De Nemours & Co. 430 shrs1934119341
Ebay Inc Com 265 shrs1351413514
EMC Corp 1180 shrs2985429854
Express Scripts Hldg Co 385 shrs2079020790
Exxon Mobil Corp 520 shrs4500645006
General Electric 1360 shrs2854628546
General Mills 375 shrs1515715157
Genuine Parts Co. 440 shrs2797527975
Gilead Sciences Inc 325 shrs2387123871
Google Inc Cl A 50 shrs3536935369
Home Depot Inc. 395 shrs2443124431
Intel Corp 990 shrs2041420414
Ishares Gold Trust 3340 shrs5437354373
Ishares Tr Dj US Home Construction 1355 shrs2867228672
Johnson & Johnson Inc. 205 shrs1437114371
JPMorgan Chase & Co 455 shrs2000620006
McDonalds Corp 325 shrs2866828668
Microsoft Corp 760 shrs2029920299
Motorola Solutions Inc 675 shrs3758437584
Nextera Energy Inc 280 shrs1937319373
Occidental Pertroleum Corp 70 shrs53635363
Omnicom Group 500 shrs2498024980
Oracle Corporation 895 shrs2982129821
Pfizer Inc 828 shrs2076620766
Philip Morris Intl 255 shrs2132821328
Phillips 66 250 shrs1327513275
Pimco Commodity Real Return 7158 shrs4753147531
Procter & Gamble Co 450 shrs3055030550
Prudential Finl Inc 305 shrs1626616266
Qualcomm Inc 445 shrs2752827528
Schlumberger Limited 215 shrs1489914899
State Street Corp 515 shrs2421024210
Thermo Fisher Scientific 390 shrs2487424874
TJX Cos Inc 730 shrs3098930989
United Parcel Srv Inc B 110 shrs81108110
United Technologies 125 shrs1025110251
Unitedhealth Group Inc 160 shrs86788678
US Bancorp Del New 800 shrs2555225552
Vanguard Mid-Cap ETF 1590 shrs131080131080
Vanguard MSCI EAFE ETF 3165 shrs111503111503
Vanguard MSCI Emerging ETF 5320 shrs236900236900
Vanguard REIT ETF 860 shrs5658856588
Vanguard Small Cap Growth ETF 600 shrs5341853418
Vanguard Small Cap Value ETF 540 shrs3923139231
Verizon Communications 490 shrs2120221202
Wal-Mart Stores Inc 210 shrs1432814328
Watson Pharmaceutical Inc 225 shrs2193021930
Wells Fargo & Co New 820 shrs2802828028

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Securities EOY Book Value350799USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV350799USGovtSecuritiesEOYFMV

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtc

FieldValueIRS element (for citing)
Category Or ItemEquipmentCategoryOrItem
Cost Or Other Basis3848CostOrOtherBasis
Accumulated Depreciation3598AccumulatedDepreciation
Book Value250BookValue

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

FieldValueIRS element (for citing)
CategoryPerkins Thompson LegalCategory
Amount$8,520Amount
Net Investment Income4260NetInvestmentIncome
Disbursements Charitable Prps4260DisbursementsCharitablePrps

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

FieldValueIRS element (for citing)
DescriptionAccrued investment incomeDescription
BOY Book Value3517BOYBookValue
EOY Book Value2582EOYBookValue
EOYFMV2582EOYFMV

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

FieldValueIRS element (for citing)
DescriptionAccrued investment incomeDescription
BOY Book Value3517BOYBookValue
EOY Book Value2582EOYBookValue
EOYFMV2582EOYFMV

Other Assets Schedule OtherAssetsSchedule

Other Assets OtherAssets

FieldValueIRS element (for citing)
DescriptionAccrued investment incomeDescription
BOY Book Value3517BOYBookValue
EOY Book Value2582EOYBookValue
EOYFMV2582EOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses

FieldValueIRS element (for citing)
DescriptionOffice expensesDescription
Revenue And Expenses Per Books132RevenueAndExpensesPerBooks
Net Investment Income66NetInvestmentIncome
Disbursements Charitable Prps66DisbursementsCharitablePrps

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (2 entries)

DescriptionDescriptionBOY Book ValueBOYBookValueEOY Book ValueEOYBookValue
Deferred excise tax85165117
Excise tax payable2794784

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities (2 entries)

DescriptionDescriptionBOY Book ValueBOYBookValueEOY Book ValueEOYBookValue
Deferred excise tax85165117
Excise tax payable2794784

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

FieldValueIRS element (for citing)
CategoryPeople United Bank Investment feesCategory
Amount$18,906Amount
Net Investment Income18906NetInvestmentIncome

Taxes Schedule TaxesSchedule

Taxes Taxes

FieldValueIRS element (for citing)
CategoryExcise taxCategory
Amount$2,727Amount

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