UMASS MEMORIAL HEALTH CARE INC: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: UMASS MEMORIAL HEALTH CARE INC (EIN 91-2155626)
Tax period: 2011-10-01 to 2012-09-30
Filed: 2013-07-30
IRS object ID: 201322119349300502
Schema version: 2011v1.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule G
Schedule H
Schedule I
Schedule J
Schedule K
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-07-30T07:18:28-05:00	Timestamp
Tax Period End Date	2012-09-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	042684828	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	FEELEY & DRISCOLL PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	200 PORTLAND STREET	AddressLine1
City	BOSTON	City
State	MA	State
ZIP Code	02114	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2011-10-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	912155626	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	UMASS MEMORIAL HEALTH CARE INC	BusinessNameLine1
Business Name Line2	& AFFILIATES - GROUP RETURN	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	UMAS	NameControl
Phone	5083340496	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	306 BELMONT STREET	AddressLine1
City	WORCESTER	City
State	MA	State
ZIP Code	01604	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	TODD A KEATING	Name
Title	TREASURER/CFO	Title
Phone	5083340496	Phone
Date Signed	2013-07-11	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	ALAN GAROFALO	Name
PTIN	P00744592	PTIN
Phone	6177427788	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Address Change	X	AddressChange
Name Of Principal Officer Person	TODD A KEATING	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	306 BELMONT STREET	AddressLine1
City	WORCESTER	City
State	MA	State
ZIP Code	01604	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	2874626472	GrossReceipts
Group Return For Affiliates	1	GroupReturnForAffiliates
All Affiliates Included	1	AllAffiliatesIncluded
Group Exemption Number	3642	GroupExemptionNumber
Organization501c3	X	Organization501c3
Web Site	WWW.UMASSMEMORIAL.ORG	WebSite
Activity Or Mission Description	UMASS MEMORIAL HEALTH CARE IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICE, TEACHING AND RESEARCH.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	213	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	125	NbrIndependentVotingMembers
Total Nbr Employees	16841	TotalNbrEmployees
Total Nbr Volunteers	1295	TotalNbrVolunteers
Total Gross UBI	37307329	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	15191447	ContributionsGrantsPriorYear
Contributions Grants Current Year	18486920	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	2528300113	ProgramServiceRevenuePriorYear
Program Service Revenue CY	2551874632	ProgramServiceRevenueCY
Investment Income Prior Year	18774670	InvestmentIncomePriorYear
Investment Income Current Year	-1602742	InvestmentIncomeCurrentYear
Other Revenue Prior Year	51218788	OtherRevenuePriorYear
Other Revenue Current Year	44638442	OtherRevenueCurrentYear
Total Revenue Prior Year	2613485018	TotalRevenuePriorYear
Total Revenue Current Year	2613397252	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	2064000	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	2056000	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	1213599587	SalariesEtcPriorYear
Salaries Etc Current Year	1225466308	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	1602995	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	1213795	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	2389283	TotalFundrsngExpCurrentYear
Other Expense Prior Year	1351659364	OtherExpensePriorYear
Other Expenses Current Year	1382216501	OtherExpensesCurrentYear
Total Expenses Prior Year	2568925946	TotalExpensesPriorYear
Total Expenses Current Year	2610952604	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	44559072	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	2444648	RevenuesLessExpensesCY
Total Assets BOY	1872279772	TotalAssetsBOY
Total Assets EOY	2000206154	TotalAssetsEOY
Total Liabilities BOY	1275306773	TotalLiabilitiesBOY
Total Liabilities EOY	1364049191	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	596972999	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	636156963	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	UMASS MEMORIAL HEATLH CARE IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICE, TEACHING AND RESEARCH.	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Expense	1109058968	Expense
Grants	2000000	Grants
Revenue	1332125069	Revenue
Description	UMASS MEMORIAL MEDICAL CENTERUMASS MEMORIAL MEDICAL CENTER IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICE, TEACHING AND RESEARCH. UMASS MEMORIAL MEDICAL CENTER DOES THIS BY PROVIDING INPATIENT AND OUTPATIENT HEALTH CARE SERVICES TO THE RESIDENTS OF CENTRAL NEW ENGLAND WITHOUT REGARD TO THEIR ABILITY TO PAY.FY2012 KEY STATISTICS - TOTAL DISCHARGES: 41,454 TOTAL SURGICAL CASES: 30,344 TOTAL ER VISITS: 139,708	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	431924927	Expense
Revenue	471923684	Revenue
Description	UMASS MEMORIAL MEDICAL GROUPTHE UMASS MEMORIAL MEDICAL GROUP IS A MULTISPECIALTY GROUP PRACTICE OF PHYSICIANS WHOSE MISSION AND PURPOSE IS TO SUPPORT THE CLINICAL, EDUCATIONAL, RESEARCH AND COMMUNITY SERVICE MISSIONS OF UMASS MEMORIAL HEALTH CARE AND UMASS MEMORIAL MEDICAL CENTER. UMASS MEMORIAL MEDICAL GROUP ACCOMPLISHES THIS MISSION BY PROVIDING MEDICAL CARE TO RESIDENTS OF CENTRAL NEW ENGLAND WITHOUT REGARD TO THEIR ABILITY TO PAY.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	297549686	Expense
Revenue	352491448	Revenue
Description	UMASS MEMORIAL COMMUNITY HOSPITALS THE UMASS MEMORIAL COMMUNITY HOSPITALS (CLINTON HOSPITAL, HEALTH ALLIANCE HOSPITALS, INC., MARLBOROUGH HOSPITAL, WING MEMORIAL HOSPITAL AND MEDICAL CENTERS) ARE COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF THE COMMUNITIES THAT THEY SERVE THROUGH EXCELLENCE IN CLINICAL CARE AND SERVICE. EACH OF THESE HOSPITALS ACCOMPLISHES THIS GOAL BY PROVIDING INPATIENT AND OUTPATIENT HEALTH CARE SERVICES TO THE RESIDENTS OF THEIR COMMUNITIES WITHOUT REGARD TO THEIR ABILITY TO PAY.FY2012 KEY STATISTICS - TOTAL DISCHARGES: 15,170 TOTAL SURGICAL CASES: 9,930 TOTAL ER VISITS: 129,041	Description

Activity Other ActivityOther

Field	Value	IRS element (for citing)
Expense	335677948	Expense
Grants	56000	Grants
Revenue	396846429	Revenue
Description	OTHER UMASS MEMORIAL ENTITIESUMASS MEMORIAL HAS A NUMBER OF SUBSIDIARY ENTITIES THAT FUNCTION PRIMARILY TO DELIVER HEALTH CARE TO PATIENTS OR TO SUPPORT THE DELIVERY OF HEALTH CARE TO PATIENTS OF HEALTH CARE TO PATIENTS OF UMASS MEMORIAL. THEY ACCOMPLISH THIS THROUGH THE DELIVERY OF HEALTH CARE SERVICES WITHOUT REGARD TO THE PATIENT'S ABILITY TO PAY. THEY ALSO ACCOMPLISH THIS BY PROVIDING SUPPORT, OVERSIGHT, ADMINISTRATIVE SERVICES OR PATIENT ADVOCACY SERVICES TO THE PATIENTS OF UMASS MEMORIAL, CENTRAL NEW ENGLAND, AND OTHER GEOGRAPHIES.	Description

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	335677948	TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt	56000	TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev	396846429	TotalOfOtherProgramServiceRev
Total Program Service Expense	2174211529	TotalProgramServiceExpense
Described In501 C3	1	DescribedIn501C3
Schedule B Required	1	ScheduleBRequired
Political Activities	0	PoliticalActivities
Lobbying Activities	1	LobbyingActivities
Subject To Proxy Tax	0	SubjectToProxyTax
Donor Advised Funds	0	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	0	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	1	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	1	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	0	ReportOtherAssets
Report Other Liabilities	1	ReportOtherLiabilities
Report Fin48 Footnote	1	ReportFin48Footnote
Independent Audit Financial Stmt	0	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	1	ConsolidatedAuditFinancialStmt
School	0	School
Foreign Office	0	ForeignOffice
Foreign Activities	0	ForeignActivities
More Than5000 K To Organizations	0	MoreThan5000KToOrganizations
More Than5000 K To Individuals	0	MoreThan5000KToIndividuals
Professional Fundraising	1	ProfessionalFundraising
Fundraising Activities	1	FundraisingActivities
Gaming	0	Gaming
Hospital	1	Hospital
Financial Stmt Attached	1	FinancialStmtAttached
Grants To Organizations	1	GrantsToOrganizations
Grants To Individuals	1	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	1	TaxExemptBonds
Invest Tax Exempt Bonds	0	InvestTaxExemptBonds
Escrow Account	0	EscrowAccount
On Behalf Of Issuer	0	OnBehalfOfIssuer
Excess Benefit Transaction	0	ExcessBenefitTransaction
Prior Excess Benefit Transaction	0	PriorExcessBenefitTransaction
Loan To Officer Or DQP	1	LoanToOfficerOrDQP
Grant To Related Person	0	GrantToRelatedPerson
Bsnss Rltnshp With Organization	1	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	1	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	1	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	1	DeductibleNonCashContributions
Deductible Contributions Of Art	0	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	0	DisregardedEntity
Related Entity	1	RelatedEntity
Related Org Controlled Entity	1	RelatedOrgControlledEntity
Transaction Related Entity	1	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	1	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Number Forms Transmitted With1096	1514	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Number Of Employees	16841	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	1	UnrelatedBusinessIncome
Form990-T Filed	1	Form990-TFiled
Foreign Financial Account	1	ForeignFinancialAccount
Name Of Foreign Country	CJ	NameOfForeignCountry
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	0	NonDeductibleContributions
Quid Pro Quo Contributions	0	QuidProQuoContributions
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOf
Funds To Pay Premiums	0	FundsToPayPremiums
Premiums Paid	0	PremiumsPaid
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	213	NbrVotingGoverningBodyMembers
Number Independent Voting Members	125	NumberIndependentVotingMembers
Family Or Business Relationship	1	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	0	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	1	MembersOrStockholders
Election Of Board Members	1	ElectionOfBoardMembers
Decisions Subject To Approval	1	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	0	LocalChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	1	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	1	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	1	RegularMonitoringEnforcement
Whistleblower Policy	1	WhistleblowerPolicy
Document Retention Policy	1	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	1	InvestmentInJointVenture
Written Policy Or Procedure	1	WrittenPolicyOrProcedure
States Where Copy Of Return Is Filed	MA	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	ROBERT FELDMANN	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	5083340496	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	306 BELMONT STREET	AddressLine1
City	WORCESTER	City
State	MA	State
ZIP Code	01604	ZIPCode

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	X	InfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (154 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	OfficerOfficer	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
ANDRIENI JULIA MD
DIRECTOR, UMASS MEMORIAL MEDICAL GROUP, INC.	31.00	X	308439	0	24012
BROWN ALAN P MD
DIRECTOR, UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM,	31.00	X	191640	0	33453
BROWN DOUGLAS S
SECRETARY, UMASS MEMORIAL HEALTH CARE, INC.	40.00	X	539768	0	184108	X
CARLUCCI DANIEL MD
DIRECTOR, MARLBOROUGH HOSPITAL	32.00	X	329103	0	41104
CAVAGNARO CHARLES III MD
PRESIDENT, WING MEMORIAL HOSPITAL	40.00	X	383688	0	178162	X
CHANDLER WILLIS
DIRECTOR UNTIL 12/31/11, CLINTON HOSPITAL ASSOCIAT	40.00	X	348956	0	98435
COFONE MICHAEL J
TREASURER, DIRECTOR, CENTRAL NEW ENGLAND HEALTHALL	40.00	X	272415	0	22721	X
CORBETT WILLIAM MD
DIRECTOR, MARLBOROUGH HOSPITAL	40.00	X	396884	0	90620
DALY SHEILA
PRESIDENT, DIRECTOR, CLINTON HOSPITAL ASSOCIATION	40.00	X	266182	0	129697	X
DICKSON ERIC M MD
PRESIDENT, UMASS MEMORIAL MEDICAL GROUP, INC.	40.00	X	522166	0	128423	X
FERGUSON R KEVIN MD
DIRECTOR, UMASS MEMORIAL MEDICAL GROUP, INC.	40.00	X	232082	0	36736
FERRUCCI JOSEPH MD
DIRECTOR, CMMIC, INC.	32.00	X	390016	0	38659
FINBERG ROBERT W MD
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	20.00	X	291369	0	148150
GOTTLIEB PHILIP D MD
DIRECTOR, CLINTON HOSPITAL ASSOCIATION	40.00	X	369567	0	35822
KEATING TODD A
TREASURER & CFO, DIRECTOR, UMASS MEMORIAL HEALTH C	40.00	X	612027	0	258018	X
KENNEDY KATHRYN MD
DIRECTOR, UMASS MEMORIAL MEDICAL GROUP, INC.	36.00	X	284908	0	41086
LAPIDAS GARY N
PRESIDENT, DIRECTOR, UMASS MEMORIAL HEALTH VENTURE	40.00	X	479940	0	195951	X
LASSER DANIEL H MD
DIRECTOR, UMASS MEMORIAL MEDICAL GROUP, INC.	20.00	X	284120	0	309317
MAGUIRE DAVID L MD
DIRECTOR, WING MEMORIAL HOSPITAL	40.00	X	239681	0	11152
MATTA LALITA MD
DIRECTOR, MARLBOROUGH HOSPITAL	40.00	X	126369	0	24860
MESSINA LOUIS MD
DIRECTOR, UMASS MEMORIAL MEDICAL GROUP, INC.	36.00	X	625794	0	39575
MOORE KAREN
PRESIDENT, MARLBOROUGH HOSPITAL	40.00	X	46795	0	1104	X
MULDOON PATRICK L
PRESIDENT, DIRECTOR, CENTRAL NEW ENGLAND HEALTHALL	40.00	X	504860	0	207722	X
O'BRIEN JOHN G
PRESIDENT & CEO, DIRECTOR, UMASS MEMORIAL HEALTH C	40.00	X	1344982	0	1013473	X
OKIKE O NSIDINANYA MD
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	40.00	X	386025	0	54809
O'LEARY DANIEL J MD
DIRECTOR, COORDINATED PRIMARY CARE, INC.	40.00	X	160582	0	974
PAPPAS ARTHUR MD
DIRECTOR, UMASS MEMORIAL HOSPITALS, INC.	16.00	X	14186	0	10498
POLANOWICZ JOHN
PRESIDENT, UNTIL 5/6/11, MARLBOROUGH HOSPITAL	40.00	X	99558	0	73553	X
SOAR BART MD
DIRECTOR, WING MEMORIAL HOSPITAL	40.00	X	155016	0	16793
SWENSON DANA
DIRECTOR, UMASS MEMORIAL REALTY, INC.	40.00	X	290481	0	124511
TOSI STEPHEN E MD
DIRECTOR, CLINTON HOSPITAL ASSOCIATION	40.00	X	652485	0	266784
WESOLOWSKI PAUL
DIRECTOR, COORDINATED PRIMARY CARE, INC.	40.00	X	209661	0	6536
ZIEDONIS DOUGLAS MD
PRESIDENT, UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM	20.00	X	220807	0	38641	X
ALLEN GAIL
DIRECTOR, HEALTH ALLIANCE HOSPITALS, INC.	1.00	X	0	0	0
ANDERSON ELAINE
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
ANTONIONI ROBERT
DIRECTOR, UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM,	1.00	X	0	0	0
BABINEAU ROBERT JR MD
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
BENNETT DAVID L
CHAIRPERSON, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
BENNETT RICHARD K
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
BERGERON ARTHUR
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
BERKEY DENNIS D
EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
BERRY SARAH G
EMERITA TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
BOUDREAU NORMAN
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
BOVENZI LESLIE
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
BUDD JOHN H
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
CARLSON MARY
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
CATALINA FERNANDO MD
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
CHERUBINI J PAUL
DIRECTOR, CLINTON HOSPITAL ASSOCIATION	1.00	X	0	0	0
CHRISTENSEN RONALD
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
CLEMENTI JOHN
VICE CHAIRPERSON, CENTRAL NEW ENGLAND HEALTHALLIAN	1.00	X	0	0	0
COLLINS MICHAEL MD
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
CONNORS MARTIN JR
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
COOLIDGE KATHERINE
VICE CHAIRPERSON, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
CORNELL LOIS D
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
CROCKER FREDERICK G
DIRECTOR, UMASS MEMORIAL HEALTH VENTURES, INC.	1.00	X	0	0	0
D'ALELIO EDWARD
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
DAVIS DIX F
EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
DELROSARIO GENE MD
DIRECTOR, CLINTON HOSPITAL ASSOCIATION, UNTIL 2/24	1.00	X	0	0	0
DENNEHY RAYMOND III
DIRECTOR, HEALTH ALLIANCE HOME HEALTH AND HOSPICE,	1.00	X	0	0	0
DIGERONIMO ARTHUR P JR
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
DITULLIO DANIEL
DIRECTOR, CLINTON HOSPITAL FOUNDATION, INC.	1.00	X	0	0	0
DOBECK PAM
DIRECTOR, CLINTON HOSPITAL FOUNDATION, INC.	1.00	X	0	0	0
D'ONFRO PAUL
CHAIRPERSON, CENTRAL NEW ENGLAND HEALTHALLIANCE, I	1.00	X	0	0	0
FITCH ROGER
DIRECTOR, UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM,	1.00	X	0	0	0
FLOTTE TERENCE MD
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
GIBLIN DAVID R
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
GRAY JENNIFER
DIRECTOR, CLINTON HOSPITAL ASSOCIATION	1.00	X	0	0	0
HAVELES ROBERT
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
HENEBRY CLARK
TREASURER & CLERK, CLINTON FDN; DIRECTOR, CLINTON	1.00	X	0	0	0	X
HEWITT FRANK
DIRECTOR, CLINTON HOSPITAL FOUNDATION, INC.	1.00	X	0	0	0
HOLLISTER MATT
FIRST VICE PRESIDENT, CLINTON HOSPITAL FOUNDATION,	1.00	X	0	0	0
JACOBSON M HOWARD
EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
JOHNSON JOANNE
DIRECTOR, UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM,	1.00	X	0	0	0
KANGAS PAUL
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
KAPLAN DANIEL
DIRECTOR, UMASS MEMORIAL MEDICAL GROUP, INC.	1.00	X	0	0	0
KATSOUNAKIS THEA
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
KELLEHER WILLIAM D JR
DIRECTOR, UNTIL 4/30/12, UMASS MEMORIAL HEALTH VEN	1.00	X	0	0	0
LENHARDT STEPHEN W SR
EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
LOWELL STEVEN
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
LYONS CYNTHIA
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
LYONS MICHAEL MD
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
MACNEILL HARRIS L
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
MANZI EDWARD
DIRECTOR, UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM,	1.00	X	0	0	0
MCGRAIL WILLIAM ESQUIRE
CHAIRPERSON, CLINTON HOSPITAL ASSOCIATION	1.00	X	0	0	0
MCMAHON RICHARD MD
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
MCMULLEN CYNTHIA M EDD
EMERITA TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
MCNAMARA MARY ELLEN
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
MENDOZA STEVEN
DIRECTOR, CLINTON HOSPITAL ASSOCIATION	1.00	X	0	0	0
MERCADANTE ANTHONY J
DIRECTOR, HEALTH ALLIANCE HOME HEALTH AND HOSPICE,	1.00	X	0	0	0
MITCHELL LINDA
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
MOLLOY ANN K
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
MORRILLY DARLENE
DIRECTOR, HEALTH ALLIANCE HOME HEALTH AND HOSPICE,	1.00	X	0	0	0
MURPHY MICHAEL D
VICE CHAIRPERSON, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
NOONAN EDWARD J
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
PAEN GENARO
DIRECTOR, CLINTON HOSPITAL FOUNDATION, INC.	1.00	X	0	0	0
PARRY EDWARD J III
VICE CHAIRPERSON, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
PAULINO JEANNE
PRESIDENT, CLINTON HOSPITAL FOUNDATION, INC.	1.00	X	0	0	0	X
PEDERSON THORU
EMERITUS TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
PEREZ JUDGE LUIS
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
PHANEUF JAMES
CHAIRPERSON, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
PURCELL PHILIP E
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
RICHER GERALD P
DIRECTOR, MARLBOROUGH HOSPITAL & UMM HEALTH VENTUR	1.00	X	0	0	0
RIVARD MICHAEL
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
SANCHEZ CAROL
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
SCULLY PAUL
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
SEYMOUR-ROUTE PAULETTE PHD
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
SHEA JOHN ESQUIRE
DIRECTOR, UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM,	1.00	X	0	0	0
SHELTON ROBERT LESLIE MD
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
SIMMONS IRINA
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
ST AMAND JAMES
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
STARR STANLEY B JR
DIRECTOR, CLINTON HOSPITAL FOUNDATION, INC.	1.00	X	0	0	0
STECYK MARKIAN MD
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
SULLIVAN WILLIAM F SR
DIRECTOR, UMASS MEMORIAL HEALTH VENTURES, INC.	1.00	X	0	0	0
TAYLOR HARVEY MD
DIRECTOR, MARLBOROUGH HOSPITAL	1.00	X	0	0	0
TURLEY PATRICK
DIRECTOR, WING MEMORIAL HOSPITAL	1.00	X	0	0	0
WHITNEY MARY
DIRECTOR, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.	1.00	X	0	0	0
WILSON JACK
DIRECTOR, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
YOUNG LYNDA M
EMERITA TRUSTEE, UMASS MEMORIAL HEALTH CARE, INC.	1.00	X	0	0	0
ALLICON KEARY T
TREASURER, WING MEMORIAL HOSPITAL	40.00		156207	0	54472	X
BERGAN THOMAS
PRESIDENT, UNTIL 10/31/11, CMMIC, INC.	40.00		285084	0	151568	X
D'AMBRA ANN-MARIA
SECRETARY, MARLBOROUGH HOSPITAL	40.00		47722	0	24340	X
DION JEFFREY
TREASURER, UNTIL 9/9/11, MARLBOROUGH HOSPITAL	40.00		154713	0	50469	X
EKSTROM DEBORAH
PRESIDENT, COMMUNITY HEALTHLINK, INC.	40.00		238381	0	142730	X
FELDMANN ROBERT
TREASURER, UMASS MEMORIAL LABORATORIES, INC.	40.00		302437	0	181706	X
FRAKER MURIEL E ESQUIRE
SECRETARY, UNTIL 3/27/12, UMASS MEMORIAL MEDICAL G	40.00		173656	0	95984	X
MCCUE STEVEN
TREASURER, CLINTON HOSPITAL & MARLBOROUGH HOSPITAL	40.00		187267	0	34059	X
MILLER LAUREN B
SECRETARY, WING MEMORIAL HOSPITAL	40.00		77261	0	11444	X
MORABITO NANCY E
SECRETARY, CLINTON HOSPITAL ASSOCIATION	40.00		52538	0	3880	X
MORIN LYNN A
SECRETARY, CENTRAL NEW ENGLAND HEALTHALLIANCE, INC	40.00		73865	0	5445	X
O'BRIEN WILLIAM H
SECRETARY, UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM	40.00		120516	0	64799	X
SMITH FRANCIS W
CLERK, UMM HEALTH VENTURES & UMM MED GROUP, INC.	40.00		179186	0	65701	X
STREETER MICHELE M
TREASURER, UMASS MEMORIAL MEDICAL GROUP, INC.	40.00		369422	0	163514	X
ANDERSON MILTON C
SR. VP, CHIEF OF HR	40.00		145076	0	22463		X
BLUTE MICHAEL MD
DIRECTOR, UNTIL 3/31/12, CANCER CENTER OF EXCELLEN	40.00		641582	0	142028		X
BOLLAND KATHARINE
VP, DEPUTY GENERAL COUNSEL	40.00		271645	0	43809		X
BRENCKLE GEORGE PHD
SR. VP, CHIEF INFORMATION OFFICER	40.00		394827	0	138531		X
DALEY JENNIFER MD
EXECUTIVE VP, CHIEF OPERATING OFFICER	40.00		558672	0	137787		X
DIAMOND VICTORIA
SR. VP, OPERATIONS	40.00		345402	0	152517		X
ETTINGER WALTER H MD
PRESIDENT - MEDICAL CENTER, UNTIL 1/20/12	40.00		976752	0	334830		X
FAIRCHILD DAVID MD
SR. VP, CLINICAL INTEGRATION	40.00		218746	0	32765		X
FISHER BARBARA
SR. VP, OPERATIONS	40.00		306822	0	124633		X
HYLKA SHARON
SR. VP, HOSPITAL ADMIN.	40.00		415374	0	275668		X
KLUGMAN ROBERT MD
CHIEF QUALITY OFFICER	40.00		509640	0	278030		X
KRUGER NANCY
SR. VP, CHIEF NURSING OFFICER	40.00		406118	0	58375		X
LAPRIORE CHERYL M
CHIEF OF STAFF	40.00		255625	0	57142		X
PHILLIPS ROBERT A MD
MED DIR, HEART & VASCULAR COE	40.00		812471	0	265640		X
RANDOLPH JOHN T
VP, CHIEF COMPLIANCE OFFICER	40.00		236583	0	163339		X
WEBB PATRICIA
SR. VP, CHIEF HR OFFICER, UNTIL 1/2/11	40.00		31301	0	52162		X
AROUS ELIAS J MD
PHYSICIAN, ASSOC. CHIEF MEDICAL OFFICER, CHIEF OF	32.00		587211	0	36575			X
DUNN RAYMOND M MD
PHYSICIAN, CHIEF OF PLASTIC & RECONSTRUCTIVE SURGE	31.00		578623	0	35804			X
TAM STANLEY MD
PHYSICIAN, CHIEF OF CARDIOTHORACIC SURGERY - MED G	30.00		562945	0	38659			X
AYERS DAVID C MD
PHYSICIAN, CHAIR OF ORTHOPEDICS AND PHYSICAL REHAB	33.00		562133	0	38674			X
WHOLEY RICHARD M MD
PHYSICIAN, CARDIOVASULAR MEDICINE - MED GROUP	36.00		554285	0	48609			X
SUSSMAN ANDREW J
FORMER SR. VP, CHIEF OPS OFFICER, MED CTR, UNTIL 8	0.00		188246	0	591				X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	23558886	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	7414201	TotalOtherCompensation
Number Individuals GT100 K	2485	NumberIndividualsGT100K
Formers Listed	1	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	1	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
XEROX BUSINESS SVCS LLC
PO BOX 201322	DALLAS	TX	75320	I/S MANAGEMENT SERVICES	27395810
MORRISON MANAGEMENT SPECIALISTS
PO BOX 102299	ATLANTA	GA	303682289	DIETARY MANAGEMENT SERVICES	5376569
ARUP LABORATORIES INC
50 CHIPETA WAY	SALT LAKE CITY	UT	84108	LAB PROCESSING SERVICES	5114607
ARE
ONE INNOVATION DRIVE	WORCESTER	MA	01605	RENT	4882905
STANDARD BUILDERS INC
52 HOLMES ROAD	NEWINGTON	CT	06111	SEE SCHEDULE O - FOOTNOTE A	4177777

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	191	NumberOfContractorsGT100K
Fundraising Events	884128	FundraisingEvents
Related Organizations	645710	RelatedOrganizations
Government Grants	5961985	GovernmentGrants
All Other Contributions	10995097	AllOtherContributions
Noncash Contributions	104682	NoncashContributions
Total Contributions	18486920	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	ExclusionExclusionAmount
NET PATIENT SERVICE RE	900099	1854171672	1854171672
SPECIAL MEDICAID PAYME	900099	187999999	187999999
AFFILIATE RELATED PROG	900099	177371701	177371701
SYSTEM ALLOCATION REVE	900099	151817302	151817302
OTHER PSR & JV	900099	147668738	146314351	$1,354,387

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	32845220	TotalRevenueColumn
Related Or Exempt Function Income	32845220	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Program Service Revenue	2551874632	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	10408890	TotalRevenueColumn
Unrelated Business Revenue	-11240	UnrelatedBusinessRevenue
Exclusion	$10,420,130	ExclusionAmount

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	68376	TotalRevenueColumn
Exclusion	$68,376	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	2118666	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	1238757	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	879909	Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	879909	TotalRevenueColumn
Exclusion	$879,909	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	247236504	Securities
Other	76383	Other

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	258996181	Securities
Other	328338	Other

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	-11759677	Securities
Other	-251955	Other

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	-12011632	TotalRevenueColumn
Exclusion	-$12,011,632	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	627034	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	884128	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	665944	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-38910	TotalRevenueColumn
Exclusion	-$38,910	ExclusionAmount

Other Revenue Misc OtherRevenueMisc (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Unrelated Business RevenueUnrelatedBusinessRevenue	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	ExclusionExclusionAmount
LAB OUTREACH PROGRAM &	621500	37318569	37318569
OTHER REVENUE	900099	4399252		2866385	$1,532,867
SUBLEASE INCOME	900099	2002528			$2,002,528

Miscellaneous Revenue MiscellaneousRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	8718	TotalRevenueColumn
Exclusion	$8,718	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	43729067	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2613397252	TotalRevenueColumn
Related Or Exempt Function Income	2553386630	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	37307329	UnrelatedBusinessRevenue
Exclusion	$4,216,373	ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	2000000	Total
Program Services	2000000	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	56000	Total
Program Services	56000	ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	29100492	Total
Program Services	10992728	ProgramServices
Management And General	18107764	ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	926914600	Total
Program Services	805232972	ProgramServices
Management And General	121218399	ManagementAndGeneral
Fundraising	463229	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	70876497	Total
Program Services	59201909	ProgramServices
Management And General	11666119	ManagementAndGeneral
Fundraising	8469	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	132486534	Total
Program Services	111948840	ProgramServices
Management And General	20497229	ManagementAndGeneral
Fundraising	40465	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	66088185	Total
Program Services	56583994	ProgramServices
Management And General	9480195	ManagementAndGeneral
Fundraising	23996	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	1139157	Total
Program Services	717923	ProgramServices
Management And General	421234	ManagementAndGeneral

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	1999989	Total
Program Services	393567	ProgramServices
Management And General	1606422	ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	1026520	Total
Management And General	1026520	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	925238	Total
Program Services	925238	ProgramServices

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	1213795	Total
Fundraising	1213795	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	925844	Total
Management And General	925844	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	131052027	Total
Program Services	116841124	ProgramServices
Management And General	13879768	ManagementAndGeneral
Fundraising	331135	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	2392451	Total
Program Services	1887689	ProgramServices
Management And General	371363	ManagementAndGeneral
Fundraising	133399	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	42129888	Total
Program Services	29181199	ProgramServices
Management And General	12910989	ManagementAndGeneral
Fundraising	37700	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	48147302	Total
Program Services	47396541	ProgramServices
Management And General	749975	ManagementAndGeneral
Fundraising	786	Fundraising

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	81243590	Total
Program Services	68211598	ProgramServices
Management And General	13018578	ManagementAndGeneral
Fundraising	13414	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	3102102	Total
Program Services	2923570	ProgramServices
Management And General	174948	ManagementAndGeneral
Fundraising	3584	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	1276050	Total
Program Services	1057857	ProgramServices
Management And General	211871	ManagementAndGeneral
Fundraising	6322	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	16275757	Total
Program Services	15574028	ProgramServices
Management And General	701729	ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	90394197	Total
Program Services	71319425	ProgramServices
Management And General	19067886	ManagementAndGeneral
Fundraising	6886	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	55833705	Total
Program Services	53516179	ProgramServices
Management And General	2316157	ManagementAndGeneral
Fundraising	1369	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
PURCHASED SERVICES	285537177	221957600	63575422	4155
MEDICAL SUPPLIES	213637605	178883401	34754204
SYSTEM OVERHEAD ACTIVIT	168317769	93535614	74780099	2056
MEDICAL EDUCATION SERVI	135750000	135750000

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	101110133	Total
Program Services	88122533	ProgramServices
Management And General	12889077	ManagementAndGeneral
Fundraising	98523	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	2610952604	Total
Program Services	2174211529	ProgramServices
Management And General	434351792	ManagementAndGeneral
Fundraising	2389283	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	121731059	BOY
EOY	175920045	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	176798916	BOY
EOY	95309671	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	2155912	BOY
EOY	2365049	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	233992397	BOY
EOY	344055341	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	4471041	BOY
EOY	4239536	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	31891970	BOY
EOY	30033937	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	22550727	BOY
EOY	25047714	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	22763905	BOY
EOY	25116769	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	1624159779	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	927636750	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	678871268	BOY
EOY	696523029	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	377356855	BOY
EOY	383112009	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	127541059	BOY
EOY	143268414	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	12255179	BOY
EOY	13175619	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	631776	BOY
EOY	608060	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	59267708	BOY
EOY	61430961	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	1872279772	BOY
EOY	2000206154	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	274942645	BOY
EOY	314454122	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	5054227	BOY
EOY	5206847	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	379318376	BOY
EOY	367082810	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	50994524	BOY
EOY	55106326	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	32121991	BOY
EOY	29416760	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	532875010	BOY
EOY	592782326	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	1275306773	BOY
EOY	1364049191	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	461765636	BOY
EOY	482080876	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	58913271	BOY
EOY	74240870	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	76294092	BOY
EOY	79835217	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	596972999	BOY
EOY	636156963	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	1872279772	BOY
EOY	2000206154	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	2444648	ReconcilationRevenueExpenses
Reconcilation Other Changes	36739316	ReconcilationOtherChanges
Info In Schedule O Part XII	X	InfoInScheduleOPartXII
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited
Audit Committee	1	AuditCommittee
Financial Statement Consolidated	X	FinancialStatementConsolidated
Federal Grant Audit Required	1	FederalGrantAuditRequired
Federal Grant Audit Performed	1	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Hospital170b1 Aiii	X	Hospital170b1Aiii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	Volunteers
Paid Staff Or Management	0	PaidStaffOrManagement
Media Advertisements	0	MediaAdvertisements
Mailings Members	0	MailingsMembers
Publications Or Broadcast	0	PublicationsOrBroadcast
Grants Other Organizations	1	GrantsOtherOrganizations
Grants Other Organizations	$179,084	GrantsOtherOrganizationsAmount
Direct Contact Legislators	0	DirectContactLegislators
Rallies Demonstrations	1	RalliesDemonstrations
Rallies Demonstrations	$746,154	RalliesDemonstrationsAmount
Other Activities	0	OtherActivities
Total Lobbying Expenditures IIB	925238	TotalLobbyingExpendituresIIB
Not Described In501c3	0	NotDescribedIn501c3

Schedule D IRS990ScheduleD

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	98294963	BeginningOfYearBalance
Contributions	2557800	Contributions
Investment Earnings Or Losses	12021986	InvestmentEarningsOrLosses
Other Expenditures	3456726	OtherExpenditures
End Of Year Balance	109418023	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	104017758	BeginningOfYearBalance
Contributions	316330	Contributions
Investment Earnings Or Losses	-2402463	InvestmentEarningsOrLosses
Other Expenditures	3636662	OtherExpenditures
End Of Year Balance	98294963	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	98561352	BeginningOfYearBalance
Contributions	1245442	Contributions
Investment Earnings Or Losses	5785214	InvestmentEarningsOrLosses
Other Expenditures	1574250	OtherExpenditures
End Of Year Balance	104017758	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	97341571	BeginningOfYearBalance
Contributions	172660	Contributions
Investment Earnings Or Losses	510787	InvestmentEarningsOrLosses
Other Expenditures	-536334	OtherExpenditures
End Of Year Balance	98561352	EndOfYearBalance

Field	Value	IRS element (for citing)
Permanent Endowment EOY Balance	0.73000	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.27000	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	1	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	0	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	7753232	OtherCostOrOtherBasis
Book Value	7753232	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	846551004	OtherCostOrOtherBasis
Depreciation	452851877	Depreciation
Book Value	393699127	BookValue

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	34301579	OtherCostOrOtherBasis
Depreciation	20943962	Depreciation
Book Value	13357617	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	694057672	OtherCostOrOtherBasis
Depreciation	447419873	Depreciation
Book Value	246637799	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	41496292	OtherCostOrOtherBasis
Depreciation	6421038	Depreciation
Book Value	35075254	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	696523029	TotalOfBookValueLandBuildings

Other Securities OtherSecurities (12 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
TIFF ABSOLUTE RETURN POOL (6,291 SHARES)	23811390	F
TIFF PRIVATE EQUITY PARTNERS 2006 (2,812,830 SHARES)	2812830	F
FRANK RUSSELL GLOBAL PRIVATE EQUITY FUND (497,714 SHARES)	497714	F
GMO MULTI-STRATEGY FUND (OFFSHORE) LP (14,366,780 SHARES)	14366780	F
BENEFICIAL INTEREST IN TRUSTS	75358955	F
AETOS CAPITAL LONG/SHORT STRATEGIES (70,908 SHARES)	7087113	F
AETOS CAPITAL DISTRESSED INV STRATEGIES (23,360 SHARES)	2948074	F
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE (39,011 SHARES)	4264513	F
MPPLTD/PORTFOLIO CLASS A (4,325 SHARES)	396213	F
TIFF ABSOLUTE RETURN POOL CLASS C (3,876 SHARES)	6778150	F
MET WEST ENHANCED TALF STRATEGY FUND (2,141,376 SHARES)	2141376	F
LT CERTIFICATES OF DEPOSIT	2805306	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	143268414	TotalOfBookValueSecurities

Other Liabilities OtherLiabilities (12 entries)

DescriptionDescription	AmountAmount
DUE TO UMASS MEDICAL SCHOOL	$52,657,012
THIRD PARTY LIABILITIES	$52,669,710
DUE TO RELATED PARTIES	$32,485,565
ACCRUED PENSION POST RETIREMENT BENEFITS	$373,471,828
O/S LOSS RESERVES	$32,774,252
ESTIMATED MALPRACTICE COSTS	$30,328,905
OTHER	$1,158,124
ANNUITY PAYABLE	$3,358,800
LT LIABILITY ARO	$10,255,492
ACCRUED LT LIABILITIES	$3,503,512
CLAIMS RESERVES	$89,126
MEDICARE RESERVES	$30,000

Field	Value	IRS element (for citing)
Total Of Amounts	592782326	TotalOfAmounts
Total Revenue	2613397252	TotalRevenue
Total Expenses	2610952604	TotalExpenses
Excess Or Deficit For Year	2444648	ExcessOrDeficitForYear
Net Unrealized GL On Investments	54604323	NetUnrealizedGLOnInvestments
Other	-$17,865,007	OtherAmount
Total Adjustments	36739316	TotalAdjustments
Excess Or Deficit Per FS	39183964	ExcessOrDeficitPerFS

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48:	PART X:	FIN 48 FOOTNOTE: INCOME TAXES: THE SYSTEM FOLLOWS A TWO-STEP APPROACH FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN. THE SUBSTANTIAL MAJORITY OF UMASS MEMORIAL AND ITS AFFILIATE ENTITIES ARE RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS TAX-EXEMPT UNDER SECTION 501 (C) (3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, THESE ENTITIES WILL NOT INCUR ANY LIABILITY FOR FEDERAL INCOME TAXES EXCEPT FOR TAX ON UNRELATED BUSINESS INCOME. CERTAIN AFFILIATES ARE TAXABLE ENTITIES. THE MEASUREMENT OF THE AMOUNTS RECORDED AS A PROVISION FOR INCOME TAXES BASED UPON THE AFOREMENTIONED APPROACH IS NOT MATERIAL AND IS RECORDED AS PART OF SUPPLIES AND OTHER EXPENSE IN THE ACCOMPANYING CONSOLIDATED STATEMENTS OF OPERATIONS. THE SYSTEM DOES NOT BELIEVE IT HAS ANY SIGNIFICANT UNCERTAIN TAX POSITIONS.
PART XI, LINE 8 - OTHER ADJUSTMENTS:		NET ASSETS RELEASED FROM RESTRICTIONS 3,517,603. PENSION RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COST -21,041,562. BOOK/TAX DIFFERENCES FROM S CORP K-1 264,483. CHANGE IN BENEFICIAL INTERESTS IN PERPETUAL TRUSTS 8,453,509. MISCELLANEOUS -491. NET ASSETS RELEASED FROM RESTRICTION FOR PPE 1,459,814. TEMPORARY RESTRICTED FUND EXPENDITURES -5,851,897. GAIN/(LOSS) ON DISCONTINUED OPERATIONS -4,612,889. ALLOWANCE FOR UNCOLLECTIBLE PLEDGES -53,577. TOTAL TO SCHEDULE D, PART XI, LINE 8: -17,865,007.
		PART V ENDOWMENT FUNDS QUESTION 3 A (I): ARE THERE ENDOWMENT FUNDS NOT IN THE POSSESSION OF THE ORGANIZATION THAT ARE HELD AND ADMINISTERED FOR THE ORGANIZATION BY: (I) UNRELATED ORGANIZATIONS: YES OR NO WING - YES BANK OF AMERICA HOLDS 3 TRUST FUNDS FOR WING MEMORIAL HOSPITAL: DORNOE PARKER TRUST, RATHBONE 1950 TRUST, RATHBONE 1951 TRUST INTEREST IS PAID TO WING. BANK OF AMERICA IS AN UNRELATED ORGANIZATION. HEALTHALLIANCE HOSPITAL - YES BANK OF AMERICA MERRILL LYNCH HOLDS THE BERNARD W DOYLE TRUST FOR HEALTHALLIANCE HOSPITAL. DISTRIBUTIONS ARE PAID TO HEALTHALLIANCE HOSPITAL. BANK OF AMERICA MERRILL LYNCH IS AN UNRELATED ORGANIZATION. BYN MELLON WEALTH MANAGEMENT HOLDS THE FOLLOWING TRUSTS FOR HEALTHALLIANCE HOSPITAL: TRUST U/WILL ART 11 WILLIAM H CROPPER TRUST U/WILL PAR 15 WILLIAM H CROPPER TRUST U/WILL ART 18 WILLIAM H CROPPER TRUST UNDER 2ND CODICIL OF WILL OF WILLIAM H CROPPER TRUST U/WILL 4TH COD WILLIAM H CROPPER DISTRIBUTIONS ARE PAID TO HEALTHALLIANCE HOSPITAL. BYN MELLON WEALTH MANAGEMENT IS AN UNRELATED ORGANIZATION. PART V ENDOWMENT FUNDS QUESTION 4: PARENT - THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE DIRECTED IN ACCORDANCE WITH THE DONOR'S INTENT INCLUDING THE PERSERVATION OF THE ORIGINAL GIFT AND VARIOUS PURPOSES INCLUDING CHARITY CARE, MEDICAL EDUCATION, RESEARCH, HEALTH CARE SERVICES, BUILDINGS AND EQUIPMENT. HEALTHALLIANCE HOSPITAL - THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE DIRECTED IN ACCORDANCE WITH THE DONOR'S INTENT INCLUDING THE PRESERVATION OF THE ORIGINAL GIFT AND VARIOUS PURPOSES INCLUDING CHARITY CARE, MEDICAL EDUCATION, RESEARCH, HEALTH CARE SERVICES, BUILDINGS AND EQUIPMENT.

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	0	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation

Name Of Organization NameOfOrganization

Field	Value	IRS element (for citing)
Business Name Line1	UMASS MEMORIAL FOUNDATION INC	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	333 SOUTH STREET	AddressLine1
City	SHREWSBURY	City
State	MA	State
ZIP Code	01545	ZIPCode

Field	Value	IRS element (for citing)
Activity	FUNDRAISING	Activity
Fundraiser Control Of Funds	1	FundraiserControlOfFunds
Gross Receipts	2895622	GrossReceipts
Amount Retained By Contractor	1127995	AmountRetainedByContractor
Net To Organization	1767627	NetToOrganization

Field	Value	IRS element (for citing)
Total Gross Receipts	2895622	TotalGrossReceipts
Total Retained By Contractors	1127995	TotalRetainedByContractors
Total Net To Organization	1767627	TotalNetToOrganization
Licensed States	MA	LicensedStates
Licensed States	NH	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	PARENT-WINTER BALL	NameOfEvent1
Gross Receipts Event1	703770	GrossReceiptsEvent1
Charitable Contributions Event1	411704	CharitableContributionsEvent1
Gross Revenue Event1	292066	GrossRevenueEvent1
Other Direct Expenses Event1	292066	OtherDirectExpensesEvent1
Name Of Event2	CNHEA GOLF TOURNAMENT	NameOfEvent2
Gross Receipts Event2	277318	GrossReceiptsEvent2
Charitable Contributions Event2	130937	CharitableContributionsEvent2
Gross Revenue Event2	146381	GrossRevenueEvent2
Non Cash Prizes Event2	41412	NonCashPrizesEvent2
Rent Facility Costs Event2	109392	RentFacilityCostsEvent2
Other Direct Expenses Event2	16817	OtherDirectExpensesEvent2
Total Number Of Other Events	9	TotalNumberOfOtherEvents
Gross Receipts Other Events	530074	GrossReceiptsOtherEvents
Charitable Contrib Other Events	341487	CharitableContribOtherEvents
Gross Revenue Other Events	188587	GrossRevenueOtherEvents
Non Cash Prizes Other Events	22188	NonCashPrizesOtherEvents
Rent Facility Costs Other Events	61696	RentFacilityCostsOtherEvents
Food And Beverage Other Events	1205	FoodAndBeverageOtherEvents
Entertainment Other Events	2200	EntertainmentOtherEvents
Other Direct Expenses Other Events	118968	OtherDirectExpensesOtherEvents
Gross Receipts Total	1511162	GrossReceiptsTotal
Charitable Contributions Total	884128	CharitableContributionsTotal
Gross Revenue Total Events	627034	GrossRevenueTotalEvents
Non Cash Prizes Total Events	63600	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	171088	RentFacilityCostsTotalEvents
Food And Beverage Total Events	1205	FoodAndBeverageTotalEvents
Entertainment Total Events	2200	EntertainmentTotalEvents
Other Direct Expenses Total Events	427851	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	665944	DirectExpenseSummaryEvents
Net Income Summary	-38910	NetIncomeSummary

Form990 Schedule G Part IV Form990ScheduleGPartIV (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
PART I, LINE 2B; COLUMN (III)	PART I, LINE 2B - FUNDRAISER ADDITIONAL INFORMATION	UMASS MEMORIAL FOUNDATION, INC. IS IDENTIFIED AS THE ADMINISTRATOR OF THE PHILANTHROPIC ACTIVITIES OF THE REPORTING ENTITIES OF UMASS MEMORIAL HEALTH CARE, INC. THIS INCLUDES THE COORDINATION OF ALL CHARITABLE WORK AND THE MANAGEMENT OF OFFICE OPERATIONS TO SUPPORT FUNDRAISING INCLUDING THE FOLLOWING PROCEDURES: 1) ACTIVE DEVELOPMENT WORK 2) DONOR RELATIONS AND COMMUNICATIONS 3) SERVICES TO UMASS MEMORIAL STAFF 4) CONTRIBUTION REPORTS, DONOR RECORD FILES 5) TRANSFER OF CONTRIBUTIONS RECEIVED (CONTRIBUTIONS RECEIVED BY THE FOUNDATION THAT ARE DESIGNATED TO A UMASS MEMORIAL REPORTING ENTITY ARE DEPOSITED INTO A DESIGNATED ACCOUNT OF THE RESPECTIVE REPORTING ENTITY UPON RECEIPT.) 6) EXPENDITURES OF CONTRIBUTIONS
PART I, LINE 2B; COLUMN (V)	PART I, LINE 2B - FUNDRAISER ADDITIONAL INFORMATION (CONTINUED)	UMASS MEMORIAL HEALTH CARE, INC. PAYS UMASS MEMORIAL FOUNDATION, INC. ITS PRORATA SHARE OF OPERATING EXPENSES BASED ON THE SPLIT OF UMASS MEMORIAL CONTRIBUTION RECEIPTS VERSUS THE OVERALL TOTAL CONTRIBUTION RECEIPTS AS COLLECTED BY THE FOUNDATION.
PART II	SCHEDULE G - ADDITIONAL INFORMATION	PART II, COLUMN (A) EVENT #1 THE WINTER BALL WAS HELD BY THE PARENT PART II, COLUMN (B) EVENT #2 THE HOSPITAL GOLF TOURNEY WAS HELD BY CENTRAL NEW ENGLAND HEALTHALLIANCE, INC. PART II, COLUMN (C) OTHER EVENTS (9 EVENTS REPORTED) ARE: GOLF TOURNAMENT HELD BY WING MEMORIAL HOSPITAL CORPORATION SPEAKEASY HELD BY HEALTHALLIANCE HOSPITALS DENNEHY GOLF TOURNAMENT HELD BY HEALTH ALLIANCE HOME HEALTH AND HOSPICE, INC. LOVELIGHT HELD BY HEALTHALLIANCE HOME HEALTH AND HOSPICE, INC. GOLF TOURNAMENT HELD BY THE PARENT OTHER EVENTS WERE HELD BY THE PARENT, GOLF TOURNAMENT WAS HELD BY MARLBOROUGH HOSPITAL, INC. 50'S SOCK HOP DANCE HELD BY CLINTON HOSPITAL, AND SPANISH FOR KIDS HELD BY COMMUNITY HEALTHLINK.

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Charity Care Policy	1	CharityCarePolicy
Written Policy	1	WrittenPolicy
Policy Applied To All Hospitals	X	PolicyAppliedToAllHospitals
FPG Reference Free Care	1	FPGReferenceFreeCare
Pcent200	X	Pcent200
FPG Reference Discounted Care	1	FPGReferenceDiscountedCare

Discounted Other DiscountedOther

Field	Value	IRS element (for citing)
Other	X	Other
Discounted Other Percentage	600.000000000000	DiscountedOtherPercentage

Field	Value	IRS element (for citing)
Free Disc Care Medically Indigent	1	FreeDiscCareMedicallyIndigent
Amounts Budgeted For Charity Care	1	AmountsBudgetedForCharityCare
Expenses Exceeded Budget	1	ExpensesExceededBudget
Unable To Provide Care	0	UnableToProvideCare
Annual Community Benefit Report	1	AnnualCommunityBenefitReport
Report Publically Available	1	ReportPublicallyAvailable

Charity Care At Cost CharityCareAtCost

Field	Value	IRS element (for citing)
Total Community Benefit Expense	56809542	TotalCommunityBenefitExpense
Direct Offsetting Revenue	18057409	DirectOffsettingRevenue
Net Community Benefit Expense	38752133	NetCommunityBenefitExpense
Percent Of Total Expense	0.02320	PercentOfTotalExpense

Unreimbursed Medicaid UnreimbursedMedicaid

Field	Value	IRS element (for citing)
Total Community Benefit Expense	277037741	TotalCommunityBenefitExpense
Direct Offsetting Revenue	245169480	DirectOffsettingRevenue
Net Community Benefit Expense	31868261	NetCommunityBenefitExpense
Percent Of Total Expense	0.01910	PercentOfTotalExpense

Unreimbursed Costs UnreimbursedCosts

Field	Value	IRS element (for citing)
Total Community Benefit Expense	40604623	TotalCommunityBenefitExpense
Direct Offsetting Revenue	36178232	DirectOffsettingRevenue
Net Community Benefit Expense	4426391	NetCommunityBenefitExpense
Percent Of Total Expense	0.00270	PercentOfTotalExpense

Total Charity Care TotalCharityCare

Field	Value	IRS element (for citing)
Total Community Benefit Expense	374451906	TotalCommunityBenefitExpense
Direct Offsetting Revenue	299405121	DirectOffsettingRevenue
Net Community Benefit Expense	75046785	NetCommunityBenefitExpense
Percent Of Total Expense	0.04500	PercentOfTotalExpense

Community Health Services CommunityHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	4277489	TotalCommunityBenefitExpense
Direct Offsetting Revenue	2492731	DirectOffsettingRevenue
Net Community Benefit Expense	1784758	NetCommunityBenefitExpense
Percent Of Total Expense	0.00110	PercentOfTotalExpense

Health Professions Education HealthProfessionsEducation

Field	Value	IRS element (for citing)
Total Community Benefit Expense	196754572	TotalCommunityBenefitExpense
Direct Offsetting Revenue	120417804	DirectOffsettingRevenue
Net Community Benefit Expense	76336768	NetCommunityBenefitExpense
Percent Of Total Expense	0.04580	PercentOfTotalExpense

Subsidized Health Services SubsidizedHealthServices

Field	Value	IRS element (for citing)
Total Community Benefit Expense	94492754	TotalCommunityBenefitExpense
Direct Offsetting Revenue	83152350	DirectOffsettingRevenue
Net Community Benefit Expense	11340404	NetCommunityBenefitExpense
Percent Of Total Expense	0.00680	PercentOfTotalExpense

Research Research

Field	Value	IRS element (for citing)
Total Community Benefit Expense	0	TotalCommunityBenefitExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Cash And In Kind Contributions CashAndInKindContributions

Field	Value	IRS element (for citing)
Total Community Benefit Expense	4474942	TotalCommunityBenefitExpense
Direct Offsetting Revenue	2056000	DirectOffsettingRevenue
Net Community Benefit Expense	2418942	NetCommunityBenefitExpense
Percent Of Total Expense	0.00150	PercentOfTotalExpense

Total Other Benefits TotalOtherBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	299999757	TotalCommunityBenefitExpense
Direct Offsetting Revenue	208118885	DirectOffsettingRevenue
Net Community Benefit Expense	91880872	NetCommunityBenefitExpense
Percent Of Total Expense	0.05520	PercentOfTotalExpense

Total Community Benefits TotalCommunityBenefits

Field	Value	IRS element (for citing)
Total Community Benefit Expense	674451663	TotalCommunityBenefitExpense
Direct Offsetting Revenue	507524006	DirectOffsettingRevenue
Net Community Benefit Expense	166927657	NetCommunityBenefitExpense
Percent Of Total Expense	0.10020	PercentOfTotalExpense

Physical Improvements And Housing PhysicalImprovementsAndHousing

Field	Value	IRS element (for citing)
Total Community Building Expense	0	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Economic Development EconomicDevelopment

Field	Value	IRS element (for citing)
Total Community Building Expense	0	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Community Support CommunitySupport

Field	Value	IRS element (for citing)
Persons Served	435	PersonsServed
Total Community Building Expense	9326	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Building Expense	9326	NetCommunityBuildingExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Environmental Improvements EnvironmentalImprovements

Field	Value	IRS element (for citing)
Persons Served	15	PersonsServed
Total Community Building Expense	24000	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Building Expense	24000	NetCommunityBuildingExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Leadership Development LeadershipDevelopment

Field	Value	IRS element (for citing)
Persons Served	25	PersonsServed
Total Community Building Expense	3736	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Building Expense	3736	NetCommunityBuildingExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Coalition Building CoalitionBuilding

Field	Value	IRS element (for citing)
Total Community Building Expense	29372	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Building Expense	29372	NetCommunityBuildingExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Health Improvement Advocacy HealthImprovementAdvocacy

Field	Value	IRS element (for citing)
Total Community Building Expense	5229	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Net Community Building Expense	5229	NetCommunityBuildingExpense
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Workforce Development WorkforceDevelopment

Field	Value	IRS element (for citing)
Persons Served	1649	PersonsServed
Total Community Building Expense	834480	TotalCommunityBuildingExpense
Direct Offsetting Revenue	70012	DirectOffsettingRevenue
Net Community Building Expense	764468	NetCommunityBuildingExpense
Percent Of Total Expense	0.00050	PercentOfTotalExpense

Other Other

Field	Value	IRS element (for citing)
Total Community Building Expense	0	TotalCommunityBuildingExpense
Direct Offsetting Revenue	0	DirectOffsettingRevenue
Percent Of Total Expense	0.00000	PercentOfTotalExpense

Total Total

Field	Value	IRS element (for citing)
Persons Served	2124	PersonsServed
Total Community Building Expense	906143	TotalCommunityBuildingExpense
Direct Offsetting Revenue	70012	DirectOffsettingRevenue
Net Community Building Expense	836131	NetCommunityBuildingExpense
Percent Of Total Expense	0.00050	PercentOfTotalExpense

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	1	BadDebtExpenseReported
Bad Debt Expense	$8,731,362	BadDebtExpenseAmount
Amount Attributable To	1877640	AmountAttributableTo
Amount Reimbursed By Medicare	376854867	AmountReimbursedByMedicare
Cost Of Care Reimbursed By Medicare	378576904	CostOfCareReimbursedByMedicare
Medicare Surplus Or Shortfall	-1722037	MedicareSurplusOrShortfall

Costing Methodology Used CostingMethodologyUsed

Field	Value	IRS element (for citing)
Cost To Charge Ratio	X	CostToChargeRatio

Field	Value	IRS element (for citing)
Written Debt Collection Policy	1	WrittenDebtCollectionPolicy
Provision For Charity Care	1	ProvisionForCharityCare

Form990 Schedule H Part IV Form990ScheduleHPartIV (12 entries)

Description Ent Primary ActivityDescriptionEntPrimaryActivity	Organization Profit Or OwnershipOrganizationProfitOrOwnership	Officers Etc Profit Or OwnershipOfficersEtcProfitOrOwnership	Physicans Profit Or OwnershipPhysicansProfitOrOwnership
1 COMMONWEALTH PROFESSIONAL ASSURANCE COMPANY LTD
PROVIDES INSURANCE	1.00000	0.00000	0.00000
2 UMASS MEMORIAL INVESTMENT PARTNERSHIP LLP
MANAGES POOLED INVESTMENTS	1.00000	0.00000	0.00000
3 UMASS MEMORIAL HEALTH ALLIANCE MRI CENTER LLC
MAGNETIC RESONANCE IMAGING CENTER	0.60000	0.00000	0.00000
4 UMASS MEMORIAL MRI OF MARLBOROUGH LLC
MAGNETIC RESONANCE IMAGING CENTER	0.56000	0.00000	0.00000
5 MEMORIAL OFFICE CONDOMINIUM TRUST
CONDO ASSOCIATION THAT OWNS MEDICAL OFFICE BUILDING	0.53690	0.00000	0.00000
6 UMASS MEMORIAL MRI & IMAGING CENTER LLC
MAGNETIC RESONANCE IMAGING CENTER	0.50000	0.00000	0.00000
7 NEW ENGLAND REHABILITATION SERVICES OF CENTRAL MASSACHUSETTS INC
ACUTE CARE REHABILITATION FACILITY	0.50000	0.00000	0.00000
8 BIO LABS INC
CLINICAL LABORATORY	1.00000	0.00000	0.00000
9 HEALTHALLIANCE WITH PHYSICIANS INC
PHYSICIAN ALLIANCE	0.50000	0.00000	0.00000
10 SHIELDS IMAGING OF MASSACHUSETTS LLC
MANAGEMENT COMPANY FOR PET IMAGING	0.25000	0.00000	0.00000
11 UMASS MEMORIAL SHIELDS PHARMACY LLC
PHARMACY SERVICES	0.50000	0.00000	0.00000
12 116 BELMONT STREET INC
CONDO ASSOCIATION	0.63040	0.00000	0.00000

Field	Value	IRS element (for citing)
Number Of Hospital Facilities	5	NumberOfHospitalFacilities

Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA (5 entries)

Facility NumberFacilityNumber	Address Line1Address/AddressLine1	CityAddress/City	StateAddress/State	ZIP CodeAddress/ZIPCode	Licensed HospitalLicensedHospital	General Medical And SurgicalGeneralMedicalAndSurgical	Childrens HospitalChildrensHospital	Teaching HospitalTeachingHospital	Research FacilityResearchFacility	Er24 HoursEr24Hours
UMASS MEMORIAL MEDICAL CENTER INC
1	55 LAKE AVE 119 BELMONT STREET	WORCESTER	MA	01605	X	X	X	X	X	X
HEALTHALLIANCE HOSPITAL INC
2	60 HOSPITAL ROAD	LEOMINSTER	MA	01453	X	X		X		X
MARLBOROUGH HOSPITAL
3	157 UNION STREET	MARLBOROUGH	MA	01752	X	X				X
WING MEMORIAL HOSPITAL CORPORATION
4	40 WRIGHT STREET	PALMER	MA	01069	X	X				X
CLINTON HOSPITAL ASSOCIATION
5	201 HIGHLAND STREET	CLINTON	MA	01510	X	X				X

Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB (5 entries)

Hospital Facility NumberHospitalFacilityNumber	Eligibility Criteria ExplainedEligibilityCriteriaExplained	Uses FPG FreeUsesFPGFree	FPG Free PercentFPGFreePercent	Uses FPG DiscountedUsesFPGDiscounted	FPG Discount PercentFPGDiscountPercent	Explains BasisExplainsBasis	Income LevelIncomeLevel	Insurance StatusInsuranceStatus	Uninsured DiscountUninsuredDiscount	State RegulationStateRegulation	Explains Application MethodExplainsApplicationMethod	Includes Publicity MeasuresIncludesPublicityMeasures	Posted On WebsitePostedOnWebsite	Attached To InvoicesAttachedToInvoices	Posted In Emergency RoomPostedInEmergencyRoom	Posted In Admission OfficePostedInAdmissionOffice	Provided On AdmissionProvidedOnAdmission	Available On RequestAvailableOnRequest	Actions On NonpaymentActionsOnNonpayment	Permit Other ActionsPermitOtherActions	Collection ActivitiesCollectionActivities	Other ActionsOtherActions	Notify Upon AdmissionNotifyUponAdmission	Notify Before DischargeNotifyBeforeDischarge	Notified All PatientsNotifiedAllPatients	Documented DeterminationDocumentedDetermination	Nondiscrim Emergency Care PolicyNondiscrimEmergencyCarePolicy	Used Other MethodUsedOtherMethod	Amounts Generally BilledAmountsGenerallyBilled	Gross ChargesGrossCharges	Other PublicityOtherPublicity	Other Actions TakenOtherActionsTaken
UMASS MEMORIAL MEDICAL CENTER INC
1	1	1	200.000000000000	1	600.000000000000	1	X	X	X	X	1	1	X	X	X	X	X	X	1	X	1	X	X	X	X	X	1	X	0	1
HEALTHALLIANCE HOSPITAL INC
2	1	1	200.000000000000	1	600.000000000000	1	X	X			1	1		X	X	X		X	1	X	1	X	X	X	X	X	1	X	0	1	X	X
MARLBOROUGH HOSPITAL
3	1	1	200.000000000000	1	600.000000000000	1	X	X	X	X	1	1	X	X	X	X	X	X	1	X	1	X	X	X	X	X	1	X	0	1
WING MEMORIAL HOSPITAL CORPORATION
4	1	1	200.000000000000	1	600.000000000000	1	X	X	X	X	1	1	X	X	X	X	X	X	1	X	1	X	X	X	X	X	1	X	0	1
CLINTON HOSPITAL ASSOCIATION
5	1	1	200.000000000000	1	600.000000000000	1	X	X	X	X	1	1	X	X	X	X	X	X	1	X	1	X	X	X	X	X	1	X	0	1

Form990 Schedule H Part V Section C Form990ScheduleHPartVSectionC

Field	Value	IRS element (for citing)
Number Of Other Facilities	4	NumberOfOtherFacilities

Other Facilities OtherFacilities (4 entries)

Address Line1Address/AddressLine1	CityAddress/City	StateAddress/State	ZIP CodeAddress/ZIPCode	Facility TypeFacilityType
UMASS MEMORIAL LABORATORIES
BIOTECH ONE 365 PLANTATION STREET	WORCESTER	MA	01605	SATELLITE - LAB SERVICES
UMASS MEMORIAL MEDICAL CENTER(PATHOLOGY)
BIOTECH THREE ONE INNOVATION DRIVE	WORCESTER	MA	01605	SATELLITE - PATHOLOGY SERVICES
UMASS MEMORIAL MEDICAL CENTER AMBULANCE
23 WELL STREET	WORCESTER	MA	01604	SATELLITE - AMBULANCE SERVICES
UMASS MEMORIAL MEDICAL CENTER AMBULANCE
100 PROVIDENCE STREET	WORCESTER	MA	01604	SATELLITE - AMBULANCE SERVICES

Form990 Schedule H Part VI Form990ScheduleHPartVI (36 entries)

ExplanationExplanation	IdentifierIdentifier	Return ReferenceReturnReference
PART I, LINE 7: THE ECLIPSYS COST ACCOUNTING DATA WAS APPLIED FOR THE PATIENT CARE THAT SUSTAINED A LOSS. CARE IS BILLED AT A PROCEDURE (CHARGE CODE) LEVEL AND THIS IS APPLIED TO THE PATIENT UTILIZATION. THIS DATA INCLUDES ALL PATIENT SEGMENTS OF CARE. EXCLUSIONS WERE APPLIED AS DIRECTED IN THE SCHEDULE. THE COST TO CHARGE WAS ACHIEVED BY TAKING THE EXPENSES (EXCLUDING BAD DEBT) AND APPLYING THEM AGAINST THE GROSS CHARGES. A COST CHARGE RATIO WAS APPLIED TO THE PATIENT CARE THAT WAS NOT BILLED TO HEALTH SAFETY NET (HSN), I.E. AMBULANCE SERVICES, MOBILE VAN PATIENT CARE, AND PRIMARY CARE WHERE THE PATIENT DID NOT FULLY COMPLETE THE FREE CARE APPLICATION.THE ORGANIZATION REVIEWED PROGRAMS THAT WERE PROVIDED BUT WHICH INCURRED A FINANCIAL LOSS. THE LOSS IS OBTAINED AFTER REDUCING THE CHARGES TO COST, LESS THE PAYMENTS. THESE LOSSES ARE NOT INCLUDED IN PART I OR AS BAD DEBT IN PART III. MEDICAID, SELF-PAY AND FREE CARE CASES AND VISITS WERE REMOVED FROM THE TOTAL PER THE INSTRUCTIONS. THE SERVICES PROVIDED HAVE BEEN IDENTIFIED AS A COMMUNITY NEED AND IF THE ORGANIZATION NO LONGER OFFERED THE SERVICE, THE SERVICE WOULD BE UNAVAILABLE. THE SERVICES RECOGNIZED ARE: PSYCHIATRY, FAMILY AND COMMUNITY MEDICINE, NEPHROLOGY, BARRE PRIMARY CARE, PEDIATRIC PRIMARY CARE, AND MATERNITY SERVICES PROVIDED FOR DELIVERIES AND NORMAL NEWBORNS, EMERGENCY SERVICES, CARE MOBILE, PLUMLEY VILLAGE PRIMARY CARE, OPTHALMOLOGY, AND TB CLINIC. THE DATA REPRESENTS THE UMASS MEMORIAL MEDICAL CENTER AND THE MEMBER HOSPITALS, CLINTON, MARLBOROUGH, HEALTHALLIANCE AND WING MEMORIAL.PART I, LINE 7B: UNDER THE MEDICAID STATE PLAN, UMMHC IS ONE OF TWO HOSPITAL SYSTEMS IN THE STATE THAT QUALIFY AS ESSENTIAL MASSHEALTH HOSPITALS, WHICH PERMITS THE STATE TO PAY IT SUPPLEMENTAL PAYMENTS IN ADDITION TO UMMHC'S STANDARD MEDICAID PAYMENT. THE STANDARD MEDICAID PAYMENT REIMBURSES UMMHC APPROXIMATELY 61% OF THE COST OF PROVIDING SERVICES TO MASSHEALTH PATIENTS. MEDICAID SUPPLEMENTAL FUNDS PROVIDE ADDITIONAL REVENUE TO THE UMMHC HEALTH CARE SYSTEM IN RECOGNITION AND SUPPORT OF UMMHC'S SPECIAL RELATIONSHIP AND OBLIGATIONS TO THE STATE'S ONLY PUBLIC MEDICAL SCHOOL TO FURTHER ITS PUBLIC MISSION AS WELL AS ITS COMMITMENT TO ITS COMMUNITY AS THE REGIONS ONLY SAFETY NET HOSPITAL. THESE SUPPLEMENTAL PAYMENTS ARE MADE PURSUANT TO A SPECIFIC PROVISION ON THE MEDICAID STATE PLAN.
PART I, LINE 7G: NO COST ATTRIBUTABLE TO A PHYSICIAN CLINIC IS INCLUDED IN SUBSIDIZED HEALTH SERVICES.
PART I, L7 COL(F): BAD DEBT EXPENSE OF $41,255,895 INCLUDED ON FORM 990, PART IX, LINE 25, COLUMN (A) WAS SUBTRACTED FROM TOTAL EXPENSES FOR PURPOSES OF CALCULATING THE PERCENTAGE OF COMMUNITY BENEFITS OF TOTAL COSTS AMOUNTS.
PART II: UMASS MEMORIAL HEALTH CARE RECOGNIZES COMMUNITY BUILDING ACTIVITIES AS BEING A PART OF THOSE 'SOCIAL DETERMINANTS OF HEALTH' THAT IMPACT THE HEALTH OF THE COMMUNITY. WE INVEST IN EDUCATIONAL COLLABORATIVES, COALITION BUILDING, ADVOCACY EFFORTS, COMMUNITY GARDENS, WORKFORCE DEVELOPMENT AND LEADERSHIP TRAINING PROGRAMS THAT SUPPORT YOUTH WHO ARE AT RISK OF DEVELOPING POOR AND RISKY HEALTH BEHAVIORS AND ARE EXPERIENCING VIOLENCE DUE TO POVERTY. WE ALSO INVEST IN ENVIRONMENTAL AND PHYSICAL IMPROVEMENT PROGRAMS SUCH AS BEAUTIFICATION OF LOW INCOME NEIGHBORHOOD PARKS TO ENABLE ACCESS TO SAFE PLAYGROUNDS THAT PROMOTE PHYSICAL ACTIVITY AS A WAY TO REDUCE OBESITY. THESE PROGRAMS ARE BASED ON OUR COMMUNITY BENEFITS MISSION WHICH WAS RECOMMENDED BY A COMMUNITY BENEFITS ADVISORY COMMITTEE AND DRAWS INSPIRATION FROM THE WORLD HEALTH ORGANIZATION'S BROAD DEFINITION OF HEALTH, AS 'A STATE OF COMPLETE, PHYSICAL, MENTAL, AND SOCIAL WELL BEING AND NOT MERELY THE ABSENCE OF DISEASE.' BY ADOPTING THIS DEFINITION, UMASS MEMORIAL HEALTH CARE HAS EXPANDED ITS STRATEGY TO INCLUDE THE SOCIAL AND ECONOMIC OBSTACLES THAT PREVENT PEOPLE FROM ACHIEVING OPTIMAL HEALTH. ALL OF OUR COMMUNITY BUILDING ACTIVITIES ARE THE RESULT OF AN IDENTIFIED NEED AND ENGAGE THE COMMUNITY. THEY INCLUDE COLLABORATIVE EFFORTS, ADVOCACY ACTIVITIES AND PARTNERSHIPS THAT ENGAGE A BROAD ARRAY OF COMMUNITY STAKEHOLDERS IN ADDRESSING THESE UNMET SOCIAL DETERMINANTS OF HEALTH (COMMUNITY BUILDING ACTIVITIES).EXAMPLES INCLUDE:- INNER-CITY YOUTH FROM PLUMLEY VILLAGE, A LOW INCOME HOUSING PROJECT, WORKED IN COLLABORATION WITH "KABOOM" AND RESIDENTS IN SECURING A LOCATION FOR A PLAYGROUND AND COMPLETING THE PHYSICAL AND BUILT ENVIRONMENT IMPROVEMENTS NEEDED FOR THE INSTALLATION OF A PLAYGROUND. - CONDUCTING WALKING CLUBS WITH RESIDENTS TO PROMOTE PHYSICAL ACTIVITY AND HEALTHY WEIGHT.- YOUTH SECURING AND PREPPING THE LAND FOR RESIDENTS TO PLANT A FOOD-SCAPE (PERENNIAL) FRUIT AND VEGETABLE GARDEN.- FUNDING AND PROMOTING WORKFORCE OPPORTUNITIES FOR INNER-CITY YOUTH.- ADVOCACY FOR PUBLIC HEALTH FUNDING THAT PROMOTES PREVENTION AND THE ACT FRESH CAMPAIGN TO ADDRESS HEALTHY WEIGHT POLICIES.- CONDUCTING THE FACILITATION OF TRAINING PROGRAMS FOR COMMUNITY ORGANIZING RELATED TO FOOD PRODUCTION, HEALTHY WEIGHT AND LEAD SOIL TESTING.- DEVELOPMENT OF A YOUTH-DRIVEN VIDEO PRODUCTION ON HEALTHY WEIGHT THAT WAS USED TO EDUCATE RESIDENTS OF PLUMLEY VILLAGE.- SUPPORTING COALITION EFFORTS THAT PROMOTE LITERACY FOR THIRD GRADERS.PART III, LINE 2 - A COST TO CHARGE RATIO AS DESCRIBED IN PART I LINE 7 WAS APPLIED TO THE ORGANIZATION'S BAD DEBT EXPENSE WHICH WAS THEN FURTHER REDUCED BY PAYMENTS FROM THE HEALTH SAFETY NET RELATED TO FREE CARE.
PART III, LINE 4: COSTING METHODOLOGY - MULTIPLIED THE GROSS PATIENT SERVICE REVENUE BY THE RATIO OF COSTS TO CHARGES CALCULATED AS REPORTED IN HOSPITALS DHCFP 403 HOSPITAL STATEMENT OF COSTS, REVENUES AND STATISTICS. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS DO NOT INCLUDE A FOOTNOTE PERTAINING TO BAD DEBT EXPENSE, ACCOUNTS RECEIVABLE, OR THE ALLLOWANCE FOR DOUBTFUL ACCOUNTS. AMOUNTS RECORDED AS BAD DEBT EXPENSE AND THE ALLOWANCE FOR DOUBTFUL ACCOUNTS ARE PRESENTED DIRECTLY ON THE CONSOLIDATED STATEMENT OF OPERATIONS AND CONSOLIDATED BALANCE SHEETS RESPECTIVELY.
PART III, LINE 8: THE MEDICARE SHORTFALL IS THE SUBSIDIZED AMOUNT OF CARE PROVIDED TO PATIENTS AND IS CONSIDERED A COMMUNITY BENEFIT. THIS SHORTFALL INCLUDES LOW REIMBURSEMENT FOR CAPITAL DUE TO TIMING DIFFERENCES AS MAJOR INVESTMENTS ARE MADE, PROGRAMS RELATED TO EMERGENCY AND OTHER AMBULATORY PROGRAMS.
PART III, LINE 9B: EXEMPTION FROM SELF-PAY BILLING AND COLLECTION ACTION - THE ORGANIZATION WILL NOT INITIATE SELF-PAY BILLING AND COLLECTION ACTIVITY:A. UPON SUFFICIENT PROOF THAT A PATIENT IS A RECIPIENT OF EMERGENCY AID TO THE ELDERLY, DISABLED AND CHILDREN (EAEDC), OR ENROLLED IN THE HEALTH SAFETY NET (HSNO) OR MASSHEALTH, HEALTHY START, OR THE CHILDREN'S MEDICAL SECURITY PLAN WHOSE FAMILY INCOME IS EQUAL OR LESS THAN 400% OF THE FPL, WITH THE EXCEPTION OF CO-PAYS AND DEDUCTIBLES REQUIRED UNDER THE PROGRAM OF ASSISTANCE.B. IF THE HOSPITAL HAS PLACED THE ACCOUNT IN LEGAL OR ADMINISTRATIVE HOLD STATUS AND/OR SPECIFIC PAYMENT ARRANGEMENTS HAVE BEEN MADE WITH THE PATIENT OR GUARANTOR.C. FOR MEDICAL HARDSHIP BILLS THAT EXCEED THE MEDICAL HARDSHIP CONTRIBUTION.D. UNLESS UMMMC HAS CHECKED THE EVS SYSTEM TO DETERMINE IF THE PATIENT HAS FILED AN APPLICATION FOR MASSHEALTH.E. FOR PARTIAL HEALTH SAFETY NET ELIGIBLE PATIENTS, WITH THE EXCEPTION OF ANY DEDUCTIBLES REQUIRED.NOTE: THE ORGANIZATION MAY BILL FOR HEALTH SAFETY NET ELIGIBLE AND MEDICAL HARDSHIP PATIENTS FOR NON-MEDICALLY NECESSARY SERVICES PROVIDED AT THE REQUEST OF THE PATIENT AND FOR WHICH THE PATIENT HAS AGREED BY WRITTEN CONSENT.
PART V, SECTION B, LINE 13G: PATIENTS WHO ARE SCHEDULED TO BE ADMITTED AND HAVE BEEN IDENTIFIED AS NON INSURED AND/OR IN NEED OF FINANCIAL ASSISTANCE WILL HAVE AN APPOINTMENT SCHEDULED PRIOR TO ADMISSION TO MEET WITH A FINANCIAL COUNSELOR. PATIENTS, WHO ARE ADMITTED TO THE HOSPITAL THROUGH THE EMERGENCY DEPARTMENT, WILL BE VISITED BY THE FINANCIAL COUNSELOR ONCE THE PATIENT IS ON THE INPATIENT FLOOR. THE MEETING WILL BE HELD WITH THE PATIENT AND/OR FAMILY AS THE PATIENT'S MEDICAL CONDITION PERMITS.	HEALTHALLIANCE HOSPITAL, INC.
PART V, SECTION B, LINE 15E: POLICY ON LIENS-NO LIENS WILL BE INITIATED AGAINST A PATIENT'S PRIMARY RESIDENCE OR MOTOR VEHICLE WITHOUT WRITTEN APPROVAL FROM UMMMC'S BOARD OF TRUSTEES. ALL APPROVALS BY THE BOARD OF TRUSTEES WILL BE MADE ON AN INDIVIDUAL CASE BASES. WE ALSO SEND STATEMENTS AND MAKE PHONE CALLS.	UMASS MEMORIAL MEDICAL CENTER, INC.
PART V, SECTION B, LINE 15E: POLICY ON LIENS-NO LIENS WILL BE INITIATED AGAINST A PATIENT'S PRIMARY RESIDENCE OR MOTOR VEHICLE WITHOUT WRITTEN APPROVAL FROM HEALTHALLIANCE'S BOARD OF TRUSTEES. ALL APPROVALS BY THE BOARD OF TRUSTEES WILL BE MADE ON AN INDIVIDUAL CASE BASES. WE ALSO SEND STATEMENTS AND MAKE PHONE CALLS.	HEALTHALLIANCE HOSPITAL, INC.
PART V, SECTION B, LINE 15E: POLICY ON LIENS-NO LIENS WILL BE INITIATED AGAINST A PATIENT'S PRIMARY RESIDENCE OR MOTOR VEHICLE WITHOUT WRITTEN APPROVAL FROM MARLBOROUGH'S BOARD OF TRUSTEES. ALL APPROVALS BY THE BOARD OF TRUSTEES WILL BE MADE ON AN INDIVIDUAL CASE BASES. WE ALSO SEND STATEMENTS AND MAKE PHONE CALLS.	MARLBOROUGH HOSPITAL
PART V, SECTION B, LINE 15E: POLICY ON LIENS-NO LIENS WILL BE INITIATED AGAINST A PATIENT'S PRIMARY RESIDENCE OR MOTOR VEHICLE WITHOUT WRITTEN APPROVAL FROM WING'S BOARD OF TRUSTEES. ALL APPROVALS BY THE BOARD OF TRUSTEES WILL BE MADE ON AN INDIVIDUAL CASE BASES. WE ALSO SEND STATEMENTS AND MAKE PHONE CALLS.	WING MEMORIAL HOSPITAL CORPORATION
PART V, SECTION B, LINE 15E: POLICY ON LIENS-NO LIENS WILL BE INITIATED AGAINST A PATIENT'S PRIMARY RESIDENCE OR MOTOR VEHICLE WITHOUT WRITTEN APPROVAL FROM CLINTON'S BOARD OF TRUSTEES. ALL APPROVALS BY THE BOARD OF TRUSTEES WILL BE MADE ON AN INDIVIDUAL CASE BASES. WE ALSO SEND STATEMENTS AND MAKE PHONE CALLS.	CLINTON HOSPITAL ASSOCIATION
PART V, SECTION B, LINE 16E: UMMMC REFERS ACCOUNTS TO A CREDIT AGENCY WHEN WRITTEN OFF AS BAD DEBT FOR FURTHER COLLECTIONS. THESE AGENCIES CONTINUE COLLECTIONS WITHOUT IMPACT TO THE CREDIT RATING.	UMASS MEMORIAL MEDICAL CENTER, INC.
PART V, SECTION B, LINE 16E: HEALTHALLIANCE HOSPITAL REFERS ACCOUNTS TO A CREDIT AGENCY WHEN WRITTEN OFF AS BAD DEBT FOR FURTHER COLLECTIONS. THESE AGENCIES CONTINUE COLLECTIONS WITHOUT IMPACT TO THE CREDIT RATING.	HEALTHALLIANCE HOSPITAL, INC.
PART V, SECTION B, LINE 16E: MARLBOROUGH ENGAGES A THIRD PARTY AGENCY TO ASSIST ON ALL SELF PAY ACCOUNTS AT ORIGINATION. THEY REFER ACCOUNTS TO A CREDIT AGENCY WHEN WRITTEN OFF AS BAD DEBT FOR FURTHER COLLECTIONS. THESE AGENCIES CONTINUE COLLECTIONS WITHOUT IMPACT TO THE CREDIT RATING.	MARLBOROUGH HOSPITAL
PART V, SECTION B, LINE 16E: WING REFERS ACCOUNTS TO A CREDIT AGENCY WHEN WRITTEN OFF AS BAD DEBT FOR FURTHER COLLECTIONS. THESE AGENCIES CONTINUE COLLECTIONS WITHOUT IMPACT TO THE CREDIT RATING.	WING MEMORIAL HOSPITAL CORPORATION
PART V, SECTION B, LINE 16E: CLINTON REFERS ACCOUNTS TO A CREDIT AGENCY WHEN WRITTEN OFF AS BAD DEBT FOR FURTHER COLLECTIONS. THESE AGENCIES CONTINUE COLLECTIONS WITHOUT IMPACT TO THE CREDIT RATING.	CLINTON HOSPITAL ASSOCIATION
PART V, SECTION B, LINE 17E: 1. PATIENTS WITH SELF-PAY RESPONSIBILITIES, INCLUDING EMERGENCY, ELECTIVE, SCHEDULED AND URGENT SERVICES WILL RECEIVE AN INITIAL BILL DELINEATING THE SERVICES AND AMOUNTS DUE FOR WHICH THEY ARE RESPONSIBLE.2. FOR ANY SELF-PAY RESPONSIBILITIES THAT REMAIN UNPAID AFTER THE INITIAL BILL, THE PATIENT WILL RECEIVE A SERIES OF MONTHLY STATEMENTS FOR 4 MONTHS OR UNTIL THE BALANCE IS RESOLVED, THE 4TH STATEMENT INDICATED AS A FINAL NOTICE. 3. PROVIDER ACCOUNTING STAFF WILL MAKE A TELEPHONE CALL TO ANY PATIENT WITH AN OUTSTANDING SELF-PAY BALANCE OF $1,000 OR MORE DURING THE NORMAL SELF-PAY BILLING AND COLLECTION PROCESS. 4. HAH WILL SEND A FINAL NOTICE BY CERTIFIED MAIL FOR BALANCES OVER $1,000 WHERE NOTICES HAVE NOT BEEN RETURNED AS "INCORRECT ADDRESS" OR "UNDELIVERABLE" FOR EMERGENCY CARE PATIENTS.5. ADDITIONAL NOTICES AND/OR LETTERS MAY BE SENT TO DEBTOR PATIENTS DURING THE BILLING AND COLLECTION PROCESS IN AN EFFORT TO RESOLVE OUTSTANDING BALANCES.6. RETURNED MAIL AND/OR UNDELIVERABLE MAIL WILL BE RESEARCHED BY THE PROVIDER ACCOUNTING STAFF TO OBTAINED VALID ADDRESSES. DATABASES AND PRIOR VISIT INFORMATION WILL BE UTILIZED.7. ALL SUCH EFFORTS TO COLLECT BALANCES, AS WELL AS ANY PATIENT INITIATED INQUIRIES, WILL BE DOCUMENTED ON THE GUARANTOR'S ACCOUNT AND AVAILABLE FOR REVIEW.	HEALTHALLIANCE HOSPITAL, INC.
PART V, SECTION B, LINE 19D: THE HOSPITAL FACILITY BILLS GROSS CHARGES WITH A 20% PROMPT PAY DISCOUNT.	UMASS MEMORIAL MEDICAL CENTER, INC.
PART V, SECTION B, LINE 19D: HEALTHALLIANCE CHARGES ALL PATIENTS THE PUBLISHED CHARGE. WHEN THE PATIENT HAS BEEN DETERMINED FOR A DISCOUNT, THE DISCOUNT IS THEN APPLIED TO THE TOTAL CHARGE, AND THE AMOUNT OWED BY THE GUARANTOR IS NOW REDUCED.	HEALTHALLIANCE HOSPITAL, INC.
PART V, SECTION B, LINE 19D: THE HOSPITAL FACILITY BILLS GROSS CHARGES WITH A 20% PROMPT PAY DISCOUNT.	MARLBOROUGH HOSPITAL
PART V, SECTION B, LINE 19D: THE HOSPITAL FACILITY BILLS GROSS CHARGES WITH A 20% PROMPT PAY DISCOUNT.	WING MEMORIAL HOSPITAL CORPORATION
PART V, SECTION B, LINE 19D: THE HOSPITAL FACILITY BILLS GROSS CHARGES WITH A 20% PROMPT PAY DISCOUNT.	CLINTON HOSPITAL ASSOCIATION
PART V, SECTION B, LINE 21: UMMMC CHARGES ALL PATIENTS THE PUBLISHED CHARGE. WHEN THE PATIENT HAS BEEN DETERMINED FOR A DISCOUNT, THE DISCOUNT IS THEN APPLIED TO THE TOTAL CHARGE, AND THE AMOUNT OWED BY THE GUARANTOR IS NOW REDUCED.	UMASS MEMORIAL MEDICAL CENTER, INC.
PART V, SECTION B, LINE 21: HEALTHALLIANCE CHARGES ALL PATIENTS THE PUBLISHED CHARGE. WHEN THE PATIENT HAS BEEN DETERMINED FOR A DISCOUNT, THE DISCOUNT IS THEN APPLIED TO THE TOTAL CHARGE, AND THE AMOUNT OWED BY THE GUARANTOR IS NOW REDUCED.	HEALTHALLIANCE HOSPITAL, INC.
PART V, SECTION B, LINE 21: MARLBOROUGH CHARGES ALL PATIENTS THE PUBLISHED CHARGE. WHEN THE PATIENT HAS BEEN DETERMINED FOR A DISCOUNT, THE DISCOUNT IS THEN APPLIED TO THE TOTAL CHARGE, AND THE AMOUNT OWED BY THE GUARANTOR IS NOW REDUCED.	MARLBOROUGH HOSPITAL
PART V, SECTION B, LINE 21: WING CHARGES ALL PATIENTS THE PUBLISHED CHARGE. WHEN THE PATIENT HAS BEEN DETERMINED FOR A DISCOUNT, THE DISCOUNT IS THEN APPLIED TO THE TOTAL CHARGE, AND THE AMOUNT OWED BY THE GUARANTOR IS NOW REDUCED.	WING MEMORIAL HOSPITAL CORPORATION
PART V, SECTION B, LINE 21: CLINTON CHARGES ALL PATIENTS THE PUBLISHED CHARGE. WHEN THE PATIENT HAS BEEN DETERMINED FOR A DISCOUNT, THE DISCOUNT IS THEN APPLIED TO THE TOTAL CHARGE, AND THE AMOUNT OWED BY THE GUARANTOR IS NOW REDUCED.	CLINTON HOSPITAL ASSOCIATION
FINANCIAL ASSISTANCE- HAH EMPLOYS A STAFF OF FINANCIAL COUNSELORS, CUSTOMER SERVICE REPRESENTATIVES AND GUARANTOR COLLECTORS WHO ARE AVAILABLE BY PHONE OR BY APPOINTMENT TO SUPPORT PATIENTS IN APPLYING FOR FINANCIAL ASSISTANCE AND RESOLVING THEIR MEDICAL BILLS. FINANCIAL COUNSELORS, CUSTOMER SERVICE REPRESENTATIVES AND GUARANTOR COLLECTORS, PROVIDE POTENTIALLY ELIGIBLE PATIENTS WITH THE APPROPRIATE APPLICATION(S) FOR MASS HEALTH AND/OR HEALTH SAFETY NET, AND ASSIST PATIENTS WITH THE APPLICATION PROCESS.	PART V, QUESTION 12	HEALTHALLIANCE HOSPITAL, INC.
PART VI, LINE 2: ALL FIVE HOSPITALS ARE JOINING EFFORTS WITH THEIR RESPECTIVE COMMUNITIES TO COMPLETE THEIR COMMUNITY HEALTH NEEDS ASSESSMENT REQUIREMENT BY SEPTEMBER 30, 2013. EACH HAS ASSEMBLED A DIVERSE GROUP OF COMMUNITY STAKEHOLDERS THAT INCLUDE, BUT ARE NOT LIMITED TO, MEMBERS OF HEALTH AND HUMAN SERVICE ORGANIZATIONS, PHILANTHROPY, COMMUNITIES OF COLOR, FAITH-BASED ORGANIZATIONS AND HEALTH DEPARTMENTS AS PART OF THE GROUP THAT IS ASSISTING AND GUIDING THEIR ASSESSMENT. THE FOLLOWING STRATEGIES ARE CONDUCTED BY THE HOSPITALS TO COMPLETE THE ASSESSMENT:- CONDUCT KEY INFORMANT INTERVIEWS AND FOCUS GROUPS WITH COMMUNITY-BASED ORGANIZATIONS AND RESIDENTS- CONDUCT OUTREACH EFFORTS TO MEDICALLY-UNDERSERVED POPULATIONS AND CONVENE MEETINGS WITH NEIGHBORHOOD/COMMUNITY GROUPS- REVIEW PRIMARY AND SECONDARY DATA- CONDUCT ONLINE COMMUNITY SURVEY- ORGANIZE COMMUNITY FORUMS TO SHARE FINDINGS AND RELEASE OF FINAL REPORT - ORGANIZE TASK FORCES FOR FURTHER ACTION TO IDENTIFY PRIORITY AREASTHE FOLLOWING SOURCES INFORM AND ENHANCE OUR EFFORTS TO IDENTIFY PRIORITIES AND UNMET NEEDS:- U.S. CENSUS 2010- HEALTHY PEOPLE 2020- NATIONAL PREVENTION STRATEGY- MASSACHUSETTS DEPARTMENT OF EDUCATION REPORTS INCLUDING LOCAL ENROLLMENT AND LANGUAGE DATA - MASSACHUSETTS DEPARTMENT OF EMPLOYMENT AND TRAINING- HOSPITAL UTILIZATION DATA - MASSACHUSETTS DEPARTMENT OF PUBLIC HEALTH/ MASSCHIP- DATA FROM VARIOUS CITY OF WORCESTER DEPARTMENTS INCLUDING, BUT NOT LIMITED TO, THE LOCAL DIVISION OF PUBLIC HEALTH, NEIGHBORHOOD SERVICES AND POLICE.- INFORMATION COLLECTED FROM HEALTH CARE PROVIDERS, COMMUNITY GROUPS/UNDERSERVED POPULATIONS AND INDIVIDUALS WHO HAVE EXPERTISE ON COMMUNITY HEALTH ISSUES.INPUT FROM THE REPRESENTATIVES OF THE COMMUNITY:EACH OF OUR HOSPITALS HAS A DESIGNATED COMMUNITY BENEFITS PROGRAM STAFF THAT HAS JOINED EFFORTS WITH THEIR RESPECTIVE COMMUNITY AND TAKEN INTO ACCOUNT INPUT FROM COMMUNITY STAKEHOLDERS IN DEVELOPMENT OF THEIR COMMUNITY HEALTH NEEDS ASSESSMENT.UMASS MEMORIAL MEDICAL CENTER:UMASS MEMORIAL MEDICAL CENTER JOINED EFFORTS WITH THE WORCESTER DIVISION OF PUBLIC HEALTH (WDPH) AND COMMON PATHWAYS, A HEALTHY COMMUNITIES COALITION THAT IS COMPRISED OF 30+ HEALTH AND HUMAN SERVICE ORGANIZATIONS, IN THE DEVELOPMENT OF ITS NEEDS ASSESSMENT REPORT. OVER AN EIGHT MONTH PERIOD FROM MAY TO DECEMBER 2012, THE DIRECTOR OF THE WDPH AND THE UMASS MEMORIAL VICE PRESIDENT OF COMMUNITY RELATIONS CO-CHAIRED THE LEADERSHIP PROCESS TO DEVELOP A COMMUNITY HEALTH ASSESSMENT (CHA) AND COMMUNITY HEALTH IMPROVEMENT PLAN (CHIP) FOR THE GREATER WORCESTER REGION. MORE THAN A TOTAL OF 3,000 INDIVIDUALS (INCLUDING PARTICIPANTS IN AN ONLINE COMMUNITY SURVEY) REPRESENTING DIVERSE INSTITUTIONS AND COMMUNITY ORGANIZATIONS FROM ACROSS THE REGION WORKED TOGETHER TO ESTABLISH A ROADMAP FOR THE FUTURE HEALTH OF THE REGION. INPUT FROM COMMUNITY STAKEHOLDERS AND EXPERTS WERE TAKEN INTO ACCOUNT IN THE COMPLETION OF THE CHA AND CHIP REPORTS. IN ADDITION, OUR HOSPITAL HAS A COMMUNITY BENEFITS ADVISORY COMMITTEE THAT PROVIDED GUIDANCE. THE CHIP IS NOT INTENDED TO BE A STATIC REPORT, BUT IS INTENDED TO FOCUS AND GUIDE THE BEGINNING OF A CONTINUOUS HEALTH IMPROVEMENT PROCESS THAT WILL MONITOR AND EVALUATE HEALTH PRIORITIES AND SYSTEM CHANGES IN AN ONGOING MANNER. THE GREATER WORCESTER CHIP PROVIDES AN APPROACH THAT IS STRUCTURED AND SPECIFIC ENOUGH TO GUIDE DECISIONS, AND FLEXIBLE ENOUGH TO RESPOND TO NEW HEALTH CHALLENGES. ITS INCLUSIVE PROCESS REPRESENTS A COMMON FRAMEWORK FOR ALL STAKEHOLDERS TO USE WHEN IMPLEMENTING STRATEGIES FOR IMPROVING POPULATION HEALTH.IN ADDITION TO THE COMMUNITY HEALTH NEEDS ASSESSMENT, THE CEO AND SENIOR LEADERSHIP WERE INVOLVED IN COMMUNITY-BASED EFFORTS RELATED TO NEEDS THAT WERE IDENTIFIED BY COMMUNITY STAKEHOLDERS SUCH AS INCLUDING, BUT NOT LIMITED TO, CO-CHAIRING THE PIONEERING HEALTHY COMMUNITIES (A HEALTHY WEIGHT COALITION), THE CITY OF WORCESTER YOUTH OFFICE, WORKFORCE CENTER YOUTH PROGRAMS AND THE WORCESTER COUNTY FOOD BANK. OUR SENIOR LEADERSHIP, INCLUDING THE COMMUNITY BENEFITS VICE PRESIDENT ADDITIONALLY REMAINS IN CLOSE RELATIONSHIP WITH CITY GOVERNMENT, SCHOOLS, HEALTH CARE AND HUMAN SERVICE ORGANIZATIONS AND NEIGHBORHOOD RESIDENTS. THE HECTOR REYES HOUSE, A LATINO SUBSTANCE ABUSE TREATMENT FACILITY, ADDITIONALLY REQUESTED A PSYCHIATRIST TO DO CONSULTING IN FY2013 AND AIDS PROJECT WORCESTER HAS ALSO REQUESTED A NURSE PRACTITIONER TO CONDUCT STD SCREENING AND TREATMENT FOR CHLAMYDIA, GONORRHEA AND SYPHILIS DUE TO THE CLOSING OF THE HEALTH AWARENESS CLINIC. THE WORCESTER HOUSING AUTHORITY REQUESTED EXERCISE CLASSES FOR THEIR ELDERLY RESIDENTS.CLINTON HOSPITAL:IN 2011, CLINTON HOSPITAL PARTICIPATED IN THE DEVELOPMENT OF A COMMUNITY NEEDS ASSESSMENT REPORT TITLED, THE COMMUNITY NEEDS ASSESSMENT OF CENTRAL MASSACHUSETTS. THE HOSPITAL WORKED WITH THE FOLLOWING ORGANIZATIONS TO COMPLETE THE ASSESSMENT: HEALTHALLIANCE HOSPITAL, COMMUNITY HEALTH NETWORK OF NORTH CENTRAL MASSACHUSETTS (CHNA 9), THE JOINT COALITION ON HEALTH OF NORTH CENTRAL MASSACHUSETTS AND THE MINORITY COALITION OF NORTH CENTRAL MASSACHUSETTS. THE HOSPITAL IS IN THE PROCESS OF IDENTIFYING PRIORITIES AND DEVELOPING AN IMPLEMENTATION PLAN WHICH WILL BE COMPLETED IN FY2013. HEALTHALLIANCE HOSPITAL:IN 2011, HEALTHALLIANCE HOSPITAL PARTICIPATED IN THE DEVELOPMENT OF A COMMUNITY NEEDS ASSESSMENT REPORT TITLED, THE COMMUNITY NEEDS ASSESSMENT OF CENTRAL MASSACHUSETTS. THE HOSPITAL WORKED WITH THE FOLLOWING ORGANIZATIONS TO COMPLETE THE ASSESSMENT: CLINTON HOSPITAL, COMMUNITY HEALTH NETWORK OF NORTH CENTRAL MASSACHUSETTS (CHNA 9), THE JOINT COALITION ON HEALTH OF NORTH CENTRAL MASSACHUSETTS AND THE MINORITY COALITION OF NORTH CENTRAL MASSACHUSETTS. THE HOSPITAL IS IN THE PROCESS OF IDENTIFYING PRIORITIES AND DEVELOPING AN IMPLEMENTATION PLAN WHICH WILL BE COMPLETED IN FY2013.MARLBOROUGH HOSPITAL:MARLBOROUGH HOSPITAL CONDUCTED ITS MOST RECENT COMMUNITY HEALTH NEEDS ASSESSMENT IN FY2010/2011 WITH INPUT FROM A WIDE ARRAY OF COMMUNITY STAKEHOLDERS AND IS CURRENTLY DEVELOPING ITS PLAN TO UPDATE ITS CHNA AND WILL DEVELOP AN IMPLEMENTATION PLAN DURING FY2013. THE MARLBOROUGH PUBLIC SCHOOLS REQUESTED ASSISTANCE WITH TRACKING BMIS FOR ALL STUDENTS IN THE PUBLIC SCHOOLS.WING MEMORIAL HOSPITAL:WING MEMORIAL HOSPITAL CONDUCTED ITS MOST RECENT NEEDS ASSESSMENT IN FY2010 AND IS IN THE PROCESS OF WORKING WITH SEVERAL AREA HOSPITALS AND COMMUNITY STAKEHOLDERS TO UPDATE ITS CHNA AND DEVELOP A COMMUNITY HEALTH IMPROVEMENT PLAN WHICH WILL BE COMPLETED IN FY2013. OTHER COMMUNITY NEEDS ARE ALSO IDENTIFIED THROUGH AN ESTABLISHED WORKING RELATIONSHIP WITH THE BELCHERTOWN BOARD OF HEALTH AND AREA SCHOOLS.
PART VI, LINE 3: PATIENT ED OF ELIGIBILITY FOR ASSISTANCE - UMASS MEMORIAL INFORMS AND EDUCATES PATIENTS/OTHERS ABOUT ELIGIBILITY FOR AVAILABLE COVERAGE AND/OR CHARITY CARE BY EMPLOYING A LARGE (25+) STAFF OF FINANCIAL COUNSELORS, EXPERT IN MATCHING PATIENTS TO AVAILABLE COVERAGE AND CHARITY CARE OPTIONS AND ASSISTING PATIENTS THROUGH THE APPLICATION PROCESS. FURTHER, UMASS MEMORIAL WORKS TO CONNECT POTENTIALLY ELIGIBLE PATIENTS TO OUR FINANCIAL COUNSELORS THROUGH- WIDELY DISTRIBUTED BROCHURES- SIGNS POSTED IN HIGH TRAFFIC PATIENT AREAS- EDUCATION OF OUR CLINICIANS- ATTENDANCE AT NUMEROUS COMMUNITY OUTREACH EVENTS- REFERRAL OF ALL SELF-PAY PATIENTS AT THE POINT OF OUTPATIENT SCHEDULING/REGISTRATION- VISITS TO INPATIENTS WITHOUT HEALTH INSURANCE OR WITH COVERAGE GAPS- BILLBOARDS POSTED IN THE COMMUNITY- MESSAGES ON ALL PATIENT BILLS AND STATEMENTS- MAILINGS TO PATIENTS- CONVENIENT FINANCIAL COUNSELOR LOCATIONS WITHIN OR CONTIGUOUS TO CLINICAL AREAS.
PART VI, LINE 4: GEOGRAPHICAL REACH - UMASS MEMORIAL HEALTH CARE SERVES APPROXIMATELY ONE MILLION RESIDENTS OF CENTRAL NEW ENGLAND. OUR CENTRAL MASSACHUSETTS SERVICE AREA INCLUDES ALL SIXTY CITIES AND TOWNS IN WORCESTER COUNTY FROM THE NEW HAMPSHIRE BORDER IN THE NORTH TO THE CONNECTICUT AND RHODE ISLAND BORDERS IN THE SOUTH. IT EXTENDS TO THE WEST INTO SEVEN TOWNS IN HAMPDEN COUNTY AND THREE TOWNS IN HAMPSHIRE COUNTY. FIVE HOSPITALS SERVE THIS GEOGRAPHIC AREA.REGIONAL DESCRIPTION - THE CENTRAL NEW ENGLAND REGION IS A MIX OF CITIES AND URBANIZED CENTERS, SUBURBS, SMALL TOWNS AND RURAL AREAS WITH SOME AGRICULTURE. SEVEN TOWNS IN OUR SERVICE AREA ARE DEFINED BY THE U.S. DEPARTMENT OF HEALTH, HEALTH RESOURCES AND SERVICES ADMINISTRATION (HRSA) AS RURAL BASED ON THEIR RURAL URBAN COMMUNITY AREA (RUCA) CODES, HRSA HAS DESIGNATED THE CITY OF WORCESTER A HEALTH PROFESSIONAL SHORTAGE AREA (HPSA) IN PRIMARY CARE, MENTAL HEALTH AND DENTAL SERVICES DUE TO ITS LOW INCOME POPULATION. SEVERAL TOWNS AND CITIES IN THE NORTH COUNTY ARE DESIGNATE BY HRSA AS HPSAS AND AS HAVING MEDICALLY-UNDERSERVED POPULATIONS (MUPS), ANOTHER DESIGNATION INDICATING NEED BECAUSE THEIR RESIDENTS FACE ECONOMIC, LINGUISTIC AND CULTURAL BARRIERS TO CARE. THE CITY OF WORCESTER HAS SEVERAL NEIGHBORHOODS WITH A SHORTAGE OF HEALTH PROVIDERS AND HRSA HAS DETERMINED THAT MANY CENSUS TRACTS IN THE CITY ARE MEDICALLY-UNDERSERVED AREAS (MUAS).ECONOMIC CHARACTERISTICS - THE U.S. CENSUS DATA FOR 2010 INDICATED THAT THE MEDIAN HOUSEHOLD INCOME FOR WORCESTER COUNTY WAS $29,316. FOR THE CITY OF WORCESTER, THE REGION'S LARGEST URBAN AREA, IT WAS CONSIDERABLY LOWER AT $23,135. ACCORDING TO THE CENSUS DATA, OF THE CITY'S TOTAL 181,045 RESIDENTS, 19.4% ARE LIVING BELOW THE POVERTY LEVEL. THE NUMBER OF CHILDREN UNDER THE AGE OF 18 LIVING BELOW THE POVERTY LEVEL ROSE TO 29.6% IN 2010 FROM 25% IN 2005-2009. (SOURCE: U.S. CENSUS 2010 AND 2010 AMERICAN COMMUNITY SURVEY 1-YEAR ESTIMATES, U.S. CENSUS.) THE UNEMPLOYMENT RATE IN WORCESTER COUNTY RANGED BETWEEN 9.3 IN JANUARY 2011 AND 7.2 IN DECEMBER 2011. (SOURCE: MASSACHUSETTS EXECUTIVE OFFICE OF LABOR WORKFORCE AND DEVELOPMENT.) THESE FACTORS HAVE RESULTED IN A STRONG NEED FOR FOOD ASSISTANCE SERVICES. FOR EXAMPLE, ACCORDING TO THE MASSACHUSETTS DEPARTMENT OF EDUCATION, 64% OF STUDENTS IN THE WORCESTER PUBLIC SCHOOL SYSTEM RECEIVE FREE SCHOOL LUNCH. (SOURCE: MASSACHUSETTS DEPARTMENT OF EDUCATION.) SINCE 2008, UMASS MEMORIAL HEALTH CARE FACILITIES HAVE FILED OVER 5,000 SNAP (FOOD STAMP) AND SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS AND CHILDREN (WIC) APPLICATIONS. CENTRAL MASSACHUSETTS HAS ALSO BEEN HARD-HIT BY THE FORECLOSURES CRISIS. BETWEEN 2006 AND 2011, THERE WERE NEARLY 26,000 FORECLOSURES IN WORCESTER COUNTY. (SOURCE: REALTYRAC, THE WARREN GROUP.) WHILE THE NUMBER OF FORECLOSURE PETITIONS IN THE REGION DECREASED IN 2011, THE TIME PERIOD FOR FORECLOSURES TO BE COMPLETED HAS INCREASED, SO AN UPTICK IS EXPECTED IN FORECLOSURES AS PREVIOUSLY FILED PETITIONS ARE COMPLETED IN THE COMING TWO YEARS.DEMOGRAPHIC AND HEALTH FACTORS - THE DEMOGRAPHICS OF THE REGION VARY WIDELY ACROSS THE REGION. WORCESTER COUNTY HAS A TOTAL POPULATION OF 798,552 AND IS 86% WHITE. THE CITY OF WORCESTER IS A LEADING RESETTLEMENT SITE FOR IMMIGRANTS DUE TO ITS LOWER COST OF LIVING AND AVAILABLE SERVICES AND ACCOUNTS FOR THE GREATEST INCREASE OF DIVERSITY IN THE REGION. ACCORDING TO U.S. CENSUS 2010 FIGURES, THE HISPANIC POPULATION AND OTHER NON-HISPANIC, NON-WHITE ETHNIC GROUPS HAVE NOTABLY INCREASED WHILE THE WHITE, NON-HISPANIC POPULATION HAS DECREASED. THE NUMBER OF HISPANICS LIVING IN THE CITY OF WORCESTER HAS GROWN BY 35% AND BY MORE THAN 46% STATEWIDE OVER THE PAST 10 YEARS. THE CITY'S FOREIGN BORN POPULATION IS SIGNIFICANTLY HIGHER THAN WORCESTER COUNTY AS A WHOLE, ACCOUNTING FOR THE MAJORITY OF THIS POPULATION IN THE REGION. THE CITY'S FOREIGN BORN POPULATION IS ALSO SIGNIFICANTLY HIGHER COMPARED TO THE NATION AND STATE OVERALL. ADDING TO THIS DIVERSITY IS AN INFLUX OF IMMIGRANTS AND NEW ARRIVAL REFUGEES. REFUGEES FROM IRAQ CURRENTLY ACCOUNT FOR THE GREATEST PERCENTAGE OF NEW IMMIGRANTS FOLLOWED BY REFUGEES FROM BHUTAN, BURMA AND LIBERIA. THIS GROWING DIVERSITY HAS BROADENED THE NEED FOR INTERPRETER SERVICES FOR MEDICAL CARE. FOR EXAMPLE, IN ITS FISCAL YEAR 2012, UMASS MEMORIAL HEALTH CARE DELIVERED 144,320 DOCUMENTED INTERPRETATIONS FOR MEDICAL SERVICES IN OVER 133 LANGUAGES. NINETY PERCENT OF ALL INTERPRETATIONS PROVIDED BY UMMHC WERE CONDUCTED IN: SPANISH, PORTUGUESE, VIETNAMESE, ARABIC, ALBANIAN AND AMERICAN SIGN LANGUAGE. THE REMAINING TEN PERCENT WERE CONDUCTED IN OTHER "NON-PRIMARY" LANGUAGES, THE POOL OF WHICH CONSISTS OF 81 DIFFERENT LANGUAGES. THE SENIOR POPULATION IN THE REGION ALSO CONTINUES TO GROW AS BABY BOOMERS REACH THE AGE OF 65. ACCORDING TO THE U.S. CENSUS, RESIDENTS BETWEEN THE AGES OF 20-64 ACCOUNT FOR THE MAJORITY OF THE POPULATION IN WORCESTER COUNTY AT 61%.ACCESS TO CARE - APPROXIMATELY 90% OF PEOPLE HAVE HEALTH INSURANCE. DESPITE THIS, THERE REMAINS A CHURNING OF ENROLLMENTS WITH MANY DROPPING OFF. HEALTH INSURANCE ENROLLMENT REMAINS AN ISSUE AS EVIDENCED BY UMMHC'S RATES OF ENROLLMENT ASSISTANCE IN HEALTH SAFETY NETWORK, COMMONWEALTH CARE AND MEDICAID APPLICATIONS.CHRONIC DISEASE OVERVIEW:- OVERWEIGHT & OBESITY: HIGH RATES OF OVERWEIGHT AND OBESITY ARE A LEADING PUBLIC HEALTH CONCERN IN THE REGION AND PARTICULARLY IN THE CITY OF WORCESTER. LOWER-INCOME RESIDENTS ARE SIGNIFICANTLY MORE LIKELY TO SUFFER FROM OBESITY AND OTHER DIET-RELATED HEALTH PROBLEMS. NEARLY 70% OF HISPANIC ADULTS IN THE REGION WERE OVERWEIGHT OR OBESE, BUT WITHIN ETHNIC GROUPS, BLACKS WERE MORE LIKELY TO BE OBESE. CHILDREN LIVING IN THE CITY OF WORCESTER ARE OVERWEIGHT AT HIGHER RATES THAN THE STATE AS A WHOLE. OVERALL, THE AVERAGE FOR OBESE YOUTH ENTERING FIRST GRADE IN THE CITY OF WORCESTER IS 20.25% COMPARED TO THE NATIONWIDE AVERAGE OF 10%. PARTICULARLY ALARMING IS A DRAMATIC INCREASE IN THE PAST DECADE OF OBESITY AMONG 1ST GRADERS IN THE ASIAN COMMUNITY. IN WORCESTER COUNTY, OBESITY IS MORE PREVALENT AMONG MINORITY ETHNIC GROUPS. AMONG ADULTS, NEARLY 70% OF HISPANICS WERE OVERWEIGHT OR OBESE, BUT WITHIN ETHNIC GROUPS, BLACKS WERE MORE LIKELY TO BE OBESE. (SOURCE: MASSACHUSETTS DEPARTMENT OF PUBLIC HEALTH/MASSCHIP; DALE MAGEE, COMMISSIONER, WORCESTER DEPARTMENT OF PUBLIC HEALTH, HEALTH OF WORCESTER 2011 REPORT, WORCESTER PUBLIC SCHOOLS.)- DIABETES: THE PREVALENCE OF DIABETES AMONG WORCESTER COUNTY RESIDENTS IS SLIGHTLY LOWER THAN THE STATE AS A WHOLE. DIABETES IS MORE PREVALENT AMONG BLACK AND HISPANIC POPULATIONS AND THOSE 65 YEARS OLD AND OVER. THE PREVALENCE OF HEART DISEASE IN THE REGION IS SIGNIFICANTLY HIGHER AMONG LOWER INCOME RESIDENTS.- ASTHMA: ASTHMA AFFECTS PEOPLE OF ALL AGES, RACES, GENDERS AND SOCIO-ECONOMIC STATUS, HOWEVER, IT OCCURS AT DISPROPORTIONATELY HIGHER RATES AMONG SOME ETHNIC AND RACIAL POPULATIONS. THE PREVALENCE OF ASTHMA IS HIGHER AMONG FEMALES AND HISPANIC ADULTS IN WORCESTER COUNTY COMPARED TO THE STATE AND INCREASING AMONG CHILDREN AGES 0-19 YEARS OLD. (SOURCE: MDPH, MASSCHIP CUSTOMER REPORTS.)CONTINUED ON SCHEDULE O
PART VI, LINE 5: UMASS MEMORIAL HEALTH CARE UTILIZES QUANTITATIVE AND QUALITATIVE DATA AND COMMUNITY PARTICIPATORY ENGAGEMENT AS A MEANS TO IDENTIFY ISSUES IMPACTING THE HEALTH OF THE COMMUNITY. AS SUCH, ONE OF OUR KEY STRATEGIES IS ENSURING THAT OUR CLINICAL SYSTEM LEADERS ARE INVOLVED AND ACTIVELY PARTICIPATE IN AREA COALITIONS AND PLANNING EFFORTS. THIS MEANS THAT WE ARE CONVENING MEETINGS WITH REPRESENTATIVES FROM VARIOUS NEIGHBORHOODS, COMMUNITY ORGANIZATIONS AND NEW IMMIGRANT GROUPS, SOLICITING INPUT AND RECOMMENDATIONS, PARTICIPATING IN COMMUNITY-BASED ETHNIC EVENTS AND CO-CHAIRING INITIATIVES. FOR EXAMPLE, THE CEO OF THE CLINICAL SYSTEM AND MEMBERS OF OUR SENIOR LEADERSHIP CO-CHAIR COALITIONS AND PARTICIPATE AS MEMBERS OF MULTIPLE BOARDS THAT ARE ADDRESSING IDENTIFIED DISPARITIES AND PUBLIC HEALTH NEEDS. IN WORCESTER WE'VE PLAYED AN IMPORTANT ROLE BY FUNDING THE POSITION OF THE DEPARTMENT OF PUBLIC HEALTH COMMISSIONER AND HAVE TAKEN A LEADERSHIP ROLE WITH THE DIRECTOR OF PUBLIC HEALTH IN THE PLANNING AND DEVELOPMENT OF THE COMMUNITY HEALTH NEEDS ASSESSMENT. EACH HOSPITAL HAS DESIGNATED COMMUNITY BENEFITS STAFF THAT WORK WITHIN THEIR RESPECTIVE COMMUNITIES. IN ADDITION, OUR HOSPITALS WORK CLOSELY WITH THEIR RESPECTIVE MASSACHUSETTS DEPARTMENT OF PUBLIC HEALTH COMMUNITY HEALTH NETWORK AREAS IN ADDRESSING HEALTH NEEDS.
PART VI, LINE 6: UMASS MEMORIAL HEALTH CARE IS THE LARGEST NOT-FOR-PROFIT HEALTH CARE SYSTEM IN CENTRAL NEW ENGLAND. THROUGH THE COLLECTIVE EFFORTS OF UMASS MEMORIAL MEDICAL CENTER AND FOUR COMMUNITY HOSPITALS CLINTON HOSPITAL, HEALTH ALLIANCE HOSPITAL, MARLBOROUGH HOSPITAL AND WING MEMORIAL HOSPITAL AND MEDICAL CENTERS, WE ARE IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICE, TEACHING AND RESEARCH. OUR FIVE HOSPITALS WORK WITH THEIR RESPECTIVE COMMUNITIES TO IDENTIFY AND PRIORITIZE COMMUNITY NEEDS. OUR COMMUNITY BENEFITS MISSION WAS DEVELOPED AND RECOMMENDED BY A COMMUNITY BENEFITS ADVISORY COMMITTEE AND APPROVED BY THE BOARD OF TRUSTEES OF THE CLINICAL SYSTEM AND HAS BEEN ADOPTED BY ALL FIVE HOSPITALS. A STANDING COMMUNITY BENEFITS COMMITTEE HAS BEEN ESTABLISHED AT THE BOARD OF TRUSTEE LEVEL TO OVERSEE THE CLINICAL SYSTEM'S RESPONSIBILITIES TO THE COMMUNITY AND TO STRENGTHEN OUR ORGANIZATIONAL COMMITMENT AND ACCOUNTABILITY. EACH HOSPITAL'S COMMUNITY BENEFITS PROGRAM FOCUSES ON THE NEEDS OF UNDERSERVED POPULATIONS AND SUPPORTS ADDRESSING IDENTIFIED UNMET HEALTH NEEDS. IN ADDITION, EACH HOSPITAL HAS ITS OWN COMMUNITY BENEFITS PROGRAM STAFF AND AS SUCH HAS DEVELOPED COMMUNITY LINKAGES WITHIN THEIR SERVICE AREA THAT ARE WORKING TOWARDS ADDRESSING THE HEALTH NEEDS OF THEIR RESPECTIVE COMMUNITY. ALL FIVE HOSPITALS: UMASS MEMORIAL MEDICAL CENTER, CLINTON HOSPITAL, HEALTHALLIANCE HOSPITAL, MARLBOROUGH HOSPITAL AND WING MEMORIAL HOSPITAL FILE INDIVIDUAL COMMUNITY BENEFITS REPORTS WITH THE MASSACHUSETTS ATTORNEY GENERAL.
MA	REPORTS FILED WITH STATES	PART VI, LINE 7

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	1	RecordsMaintained

Recipient Table RecipientTable (2 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Purpose Of GrantPurposeOfGrant
EDWARD M KENNEDY COMMUNITY HEALTH CENTER INC
19 TACOMA STREET	WORCESTER	MA	01605	042513817	501 (C) (3)	1000000	SUPPORT FOR HEALTH CENTER'S MISSION
FAMILY HEALTH CENTER OF WORCESTER INC
26 QUEEN STREET	WORCESTER	MA	01610	042485308	501 (C) (3)	1000000	SUPPORT FOR HEALTH CENTER'S MISSION

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	2	TotalNbrOf501C3AndGovtGrants

Form990 Schedule I Part III Form990ScheduleIPartIII

Field	Value	IRS element (for citing)
Type Of Grant	SCHOLARSHIPS	TypeOfGrant
Number Of Recipients	28	NumberOfRecipients
Amount Of Cash Grant	56000	AmountOfCashGrant

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Explanation	PART I LINE 2: GRANTS - AT REASONABLE INTERVALS, RE-EVALUATION OF THE GRANTS OCCURS TO ENSURE THAT THE ARRANGEMENTS ARE EXPECTED TO CONTINUE TO SATISFY THE STANDARD SET FORTH. THE HEALTH CENTERS WILL DOCUMENT THE RE-EVALUATION CONTEMPORANEOUSLY. PART I LINE 2: SCHOLARSHIPS - PRIOR TO THE DISTRIBUTION OF ANY AND ALL SCHOLARSHIP FUNDS, HEALTHALLIANCE REQUIRES VERIFICATION OF PROGRAM ENROLLMENT FROM ALL RECIPIENTS. PART II LINE 1(H): THE STANDARD SET FORTH IS A REASONABLE EXPECTATION THAT THE GRANTS WILL CONTRIBUTE MEANINGFULLY TO EACH OF THE HEALTH CENTER'S ABILITY TO MAINTAIN OR INCREASE THE AVAILABILITY, OR ENHANCE THE QUALITY, OF SERVICES PROVIDED TO A MEDICALLY UNDERSERVED POPULATION SERVICED BY THE HEALTH CENTERS. EACH HEALTH CENTER HAS DOCUMENTED THE BASIS FOR SAID REASONABLE EXPECTATION.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Written Policy Re T And E Expenses	1	WrittenPolicyReTAndEExpenses
Substantiation Required	1	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	0	SeverancePayment
Supplemental Nonqual Retire Plan	1	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	0	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	0	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	0	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	0	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	0	AnyNonFixedPayments
Initial Contract Exception	0	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (62 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
ANDRIENI JULIA MD
270115	0	38324	0	0	0	12250	0	11762	0	332451	0	0	0
BROWN ALAN P MD
167974	0	23666	0	0	0	9879	0	23574	0	225093	0	0	0
BROWN DOUGLAS S
361891	0	142242	0	35635	0	161396	0	22712	0	723876	0	35635	0
CARLUCCI DANIEL MD
280083	0	49020	0	0	0	12250	0	28854	0	370207	0	0	0
CAVAGNARO CHARLES III MD
299018	0	84670	0	0	0	152788	0	25374	0	561850	0	0	0
CHANDLER WILLIS
262570	0	68968	0	17418	0	78438	0	19997	0	447391	0	17418	0
COFONE MICHAEL J
238991	0	32192	0	1232	0	761	0	21960	0	295136	0	0	0
CORBETT WILLIAM MD
288325	0	78493	0	30066	0	69854	0	20766	0	487504	0	30066	0
DALY SHEILA
198859	0	53342	0	13981	0	111712	0	17985	0	395879	0	13981	0
DICKSON ERIC M MD
386455	0	116550	0	19161	0	67330	0	61093	0	650589	0	17784	0
FERGUSON R KEVIN MD
195513	0	36569	0	0	0	11858	0	24878	0	268818	0	0	0
FERRUCCI JOSEPH MD
358431	0	31585	0	0	0	12250	0	26409	0	428675	0	0	0
FINBERG ROBERT W MD
239776	0	51593	0	0	0	117989	0	30161	0	439519	0	0	0
GOTTLIEB PHILIP D MD
231596	0	137971	0	0	0	12250	0	23572	0	405389	0	0	0
KEATING TODD A
463493	0	108306	0	40228	0	241922	0	16096	0	870045	0	40228	0
KENNEDY KATHRYN MD
230036	0	54872	0	0	0	12250	0	28836	0	325994	0	0	0
LAPIDAS GARY N
360855	0	75601	0	43484	0	185585	0	10366	0	675891	0	43484	0
LASSER DANIEL H MD
203147	0	80973	0	0	0	283952	0	25365	0	593437	0	0	0
MAGUIRE DAVID L MD
200000	0	39285	0	396	0	9622	0	1530	0	250833	0	0	0
MATTA LALITA MD
111477	0	14545	0	347	0	2854	0	22006	0	151229	0	0	0
MESSINA LOUIS MD
401510	0	224284	0	0	0	12250	0	27325	0	665369	0	0	0
MULDOON PATRICK L
382214	0	78135	0	44511	0	176542	0	31180	0	712582	0	44511	0
O'BRIEN JOHN G
924603	0	249750	0	170629	0	994409	0	19064	0	2358455	0	0	0
OKIKE O NSIDINANYA MD
365324	0	20701	0	0	0	28008	0	26801	0	440834	0	0	0
O'LEARY DANIEL J MD
144791	0	15280	0	511	0	0	0	974	0	161556	0	0	0
POLANOWICZ JOHN
98740	0	0	0	818	0	54898	0	18655	0	173111	0	0	0
SOAR BART MD
142356	0	12600	0	60	0	6749	0	10044	0	171809	0	0	0
SWENSON DANA
228884	0	61597	0	0	0	103745	0	20766	0	414992	0	0	0
TOSI STEPHEN E MD
330820	0	106040	0	215625	0	241165	0	25619	0	919269	0	153272	0
WESOLOWSKI PAUL
167637	0	41500	0	524	0	1704	0	4832	0	216197	0	0	0
ZIEDONIS DOUGLAS MD
186287	0	34520	0	0	0	11479	0	27162	0	259448	0	0	0
ALLICON KEARY T
140919	0	15288	0	0	0	33816	0	20656	0	210679	0	0	0
BERGAN THOMAS
192154	0	26199	0	66731	0	141499	0	10069	0	436652	0	213211	0
DION JEFFREY
115317	0	0	0	39396	0	34971	0	15498	0	205182	0	0	0
EKSTROM DEBORAH
187953	0	35106	0	15322	0	117429	0	25301	0	381111	0	14568	0
FELDMANN ROBERT
241409	0	61028	0	0	0	160409	0	21297	0	484143	0	0	0
FRAKER MURIEL E ESQUIRE
165136	0	8520	0	0	0	69177	0	26807	0	269640	0	0	0
MCCUE STEVEN
158766	0	28501	0	0	0	15274	0	18785	0	221326	0	0	0
O'BRIEN WILLIAM H
112594	0	7922	0	0	0	40443	0	24356	0	185315	0	0	0
SMITH FRANCIS W
168758	0	10428	0	0	0	39934	0	25767	0	244887	0	0	0
STREETER MICHELE M
274665	0	69091	0	25666	0	142778	0	20736	0	532936	0	25666	0
ANDERSON MILTON C
128288	0	7788	0	9000	0	14494	0	7969	0	167539	0	0	0
BLUTE MICHAEL MD
516074	0	125508	0	0	0	109030	0	32998	0	783610	0	0	0
BOLLAND KATHARINE
216382	0	55263	0	0	0	24830	0	18979	0	315454	0	0	0
BRENCKLE GEORGE PHD
293540	0	69697	0	31590	0	114000	0	24531	0	533358	0	31590	0
DALEY JENNIFER MD
457364	0	101308	0	0	0	104524	0	33263	0	696459	0	0	0
DIAMOND VICTORIA
253561	0	69009	0	22832	0	125007	0	27510	0	497919	0	22832	0
ETTINGER WALTER H MD
713931	0	187233	0	75588	0	313312	0	21518	0	1311582	0	70618	0
FAIRCHILD DAVID MD
199275	0	19471	0	0	0	21725	0	11040	0	251511	0	0	0
FISHER BARBARA
242945	0	63877	0	0	0	101787	0	22846	0	431455	0	0	0
HYLKA SHARON
297856	0	79784	0	37734	0	254150	0	21518	0	691042	0	37734	0
KLUGMAN ROBERT MD
380638	0	92637	0	36365	0	254472	0	23558	0	787670	0	36365	0
KRUGER NANCY
287629	0	62212	0	56277	0	47051	0	11324	0	464493	0	36955	0
LAPRIORE CHERYL M
211340	0	44285	0	0	0	35716	0	21426	0	312767	0	0	0
PHILLIPS ROBERT A MD
590517	0	147499	0	74455	0	253043	0	12597	0	1078111	0	74455	0
RANDOLPH JOHN T
190451	0	46132	0	0	0	138821	0	24518	0	399922	0	0	0
AROUS ELIAS J MD
487893	0	99318	0	0	0	12250	0	24325	0	623786	0	0	0
DUNN RAYMOND M MD
275646	0	302977	0	0	0	12250	0	23554	0	614427	0	0	0
TAM STANLEY MD
509003	0	53942	0	0	0	12250	0	26409	0	601604	0	0	0
AYERS DAVID C MD
528513	0	33620	0	0	0	12250	0	26424	0	600807	0	0	0
WHOLEY RICHARD M MD
554285	0	0	0	0	0	19754	0	28855	0	602894	0	0	0
SUSSMAN ANDREW J
0	0	0	0	188246	0	591	0	0	0	188837	0	56183	0

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
PART I, LINE 1A	SPLIT DOLLAR GROSS UP CALCULATIONS TO JOHN O'BRIEN AND WALTER ETTINGER WHICH ARE TREATED AS TAXABLE COMPENSATION.
PART I, LINE 4B	NAME OF PARTICIPANTS IN OR RECEIVING PAYMENT FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN EXECUTIVES BERGAN, THOMAS $27,800 BROWN, DOUGLAS S. $35,635 CAVAGNARO, CHARLES III, M.D. $0 CHANDLER, WILLIS $17,418 COFONE, MICHAEL J. $0 CORBETT, WILLIAM M.D. $30,066 DALY, SHEILA $13,981 DICKSON, ERIC, M.D. $17,784 EKSTROM, DEBORAH $14,568 FELDMANN, ROBERT $0 FINBERG, ROBERT W., M.D. $0 KEATING, TODD A. $40,228 LAPIDAS, GARY N. $43,484 MOORE, KAREN $0 MULDOON, PATRICK L. $44,511 O'BRIEN, JOHN G. $0 POLANOWICZ, JOHN $0 STREETER, MICHELE M. $25,666 SWENSON, DANA $0 TOSI, STEPHEN E., M.D. $153,272 SUBTOTAL EXECUTIVES $464,413 KEY EMPLOYEES ANDERSON, MILTON C. $0 BLUTE, MICHAEL, M.D. $0 BRENCKLE, GEORGE, PH.D. $31,590 BOLLAND, KATHERINE $0 DALEY, JENNIFER M.D. $0 DIAMOND, VICTORIA $22,832 ETTINGER, WALTER H., M.D. $70,618 FAIRCHILD, DAVID M.D. $0 FISHER, BARBARA $0 HYLKA, SHARON $37,734 KLUGMAN, ROBERT, M.D. $36,365 KRUGER, NANCY $36,955 LAPRIORE, CHERYL M. $0 PHILLIPS, ROBERT A., M.D. $74,455 RANDOLPH, JOHN $0 WEBB, PATRICIA $25,301 SUBTOTAL KEY EMPLOYEES $335,850 FORMER O/D OR KEY EMPLOYEES ANDREW SUSSMAN $56,183 SUBTOTAL FORMER $56,183 TOTAL - ALL $856,446
PART III	PART II - DISCLOSURES: 1) JOHN O'BRIEN'S RETIREMENT AND OTHER DEFERRED COMPENSATION AMOUNT INCLUDES A CONTINGENT DEFERRED COMPENSATION ACCRUAL OF $928,633 WHICH REMAINS THE PROPERTY OF UMASS MEMORIAL UNTIL AND UNLESS THE TERMS OF THE DEFERRED AGREEMENT ARE FULFILLED. 2) THE ABOVE DIRECTORS RECEIVE NO COMPENSATION FOR THEIR ROLE AS DIRECTORS. ALL COMPENSATION RECEIVED RELATES TO THEIR POSITION AS A PHYSICIAN/ADMINISTRATOR. PART II - UNRELATED ORGANIZATION: THE OFFICERS, DIRECTORS AND HIGHEST COMPENSATED EMPLOYEES LISTED IN PART II THAT RECEIVED COMPENSATION FROM AN UNRELATED ORGANIZATION WERE PAID FOR THEIR SERVICES RELATED TO MEDICAL RESEARCH, EDUCATION OF MEDICAL STUDENTS AND RESIDENT TRAINING. AMOUNTS INCLUDE THEIR BASE COMPENSATION AND DEFERRED COMPENSATION FOR CALENDAR YEAR 2011. THE NAME OF THE UNRELATED ORGANIZATION IS UMASS MEDICAL SCHOOL. PART III - UNRELATED ORGANIZATION COMPENSATION ANDRIENI, JULIA, M.D. $94,903 BROWN, ALAN P., M.D. $59,061 CARLUCCI, DANIEL, M.D. $90,550 FERRUCCI, JOSEPH, M.D. $254,202 FINBERG, ROBERT W., M.D. $290,601 KENNEDY, KATHRYN, M.D. $35,987 LASSER, DANIEL H., M.D. $251,498 MESSINA, LOUIS, M.D. $71,120 ZIEDONIS, DOUGLAS, M.D. $207,867 AROUS, ELIAS J., M.D. $150,248 DUNN, RAYMOND M., M.D. $143,837 TAM, STANLEY, M.D. $191,607 AYERS, DAVID C., M.D. $156,709 WHOLEY, RICHARD M., M.D. $82,250 TOTAL COMPENSATION $2,080,440	SUPPLEMENTAL INFORMATION

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
MHEFA-UMASS MEMORIAL SERIES D
042456011	57586CLQ6	2005-08-18	107450000	SEE PART VI	0	0	0
MHEFA-UMASS MEMORIAL VARIABLE RATE SERIES E
042456011	57586EH27	2009-05-22	30000000	SEE PART VI	0	0	0
MHEFA-UMASS MEMORIAL VARIABLE RATE SERIES F
042456011	57586EH27	2009-05-22	30000000	SEE PART VI	0	0	0
MHEFA-MARLBOROUGH HOSPITAL VARIABLE RATE SERIES A
042456011		2009-11-24	9420000	SEE PART VI	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Total ProceedsTotalProceeds	Amount In Reserve FundAmountInReserveFund	Capitalized InterestCapitalizedInterest	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Amount RetiredAmountRetired	Amount UnspentAmountUnspent
110171337	10709415	5411300	1384731	3077191	95000000	2006	0	1	1
30061623		460511	205455		26703915	2012	0	0	1	1290000	3152253
30061720		620382	118700		26723915	2012	0	0	1	1290000	3219105
9420000		223544	93458		9326542	2009	1	1	1	549000

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Total Private Business UseTotalPrivateBusinessUse	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
1	1	0.00580	0.00580	1
0				1
0				1
0				1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Exception To RebateExceptionToRebate
1	0	0
1	1	1
1	1	1
1	1	1

Field	Value	IRS element (for citing)
Fed Tax Requirements Compliance	X	FedTaxRequirementsCompliance

Form990 Schedule K Part VI Form990ScheduleKPartVI (8 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
PART I - BOND ISSUES	(A) ISSUER NAME	MHEFA - UMASS MEMORIAL, SERIES D MHEFA - UMASS MEMORIAL VARIABLE RATE, SERIES E MHEFA - UMASS MEMORIAL VARIABLE RATE, SERIES F MHEFA - MARLBOROUGH HOSPITAL VARIABLE RATE, SERIES A MHEFA - UMASS MEMORIAL MASTER LEASE MHEFA - UMASS MEMORIAL MASTER LEASE MHEFA - UMASS MEMORIAL MASTER LEASE MHEFA - UMASS MEMORIAL MASTER LEASE MHEFA - UMASS MEMORIAL, SERIES G MDFA - UMASS MEMORIAL MASTER LEASE MDFA - UMASS MEMORIAL, SERIES H MDFA - UMASS MEMORIAL, MASTER LEASE
PART I - BOND ISSUE	MHEFA - UMASS MEMORIAL, SERIES D	PART I COLUMN (C ) CUSIP #: 57586CLQ6 PART I COLUMN (F) DESCRIPTION OF PURPOSE: COMPLETION OF THE EXPANSION OF THE EMERGENCY DEPT AND ROUTINE CAPITAL EQUIPMENT AND/OR RENOVATION PROJECTS
PART I - BOND ISSUE	MHEFA - UMASS MEMORIAL VARIABLE RATE, SERIES E	PART I COLUMN (C ) CUSIP #: 57586EH27 PART I COLUMN (F) DESCRIPTION OF PURPOSE: RENOVATION, EQUIPPING AND CONSTRUCTION FOR CLINICAL, SUPPORT SERVICE AND INFRASTRUCTURE PROJECTS
PART I - BOND ISSUE	MHEFA - UMASS MEMORIAL VARIABLE RATE, SERIES F	PART I COLUMN (C ) CUSIP #: 57586EH27 PART I COLUMN (F) DESCRIPTION OF PURPOSE: RENOVATION, EQUIPPING AND CONSTRUCTION FOR CLINICAL, SUPPORT SERVICE AND INFRASTRUCTURE PROJECTS
PART I - BOND ISSUE	MHEFA - MARLBOROUGH HOSPITAL VARIABLE RATE, SERIES A	PART I COLUMN (F) DESCRIPTION OF PURPOSE: PAY OFF HEFA POOL O LOAN, ER RENOVATIONS,EICU EQUIPMENT,CT SCAN LEASE,MAMMOGRAPHY UNIT
PART I - BOND ISSUE	MHEFA - UMASS MEMORIAL, SERIES G	PART I COLUMN (C ) CUSIP #: 57586EUS8 - 57586EUT6 - 57586EUU3 - 57586EUV1 - 57586EUW9 - 57586EUX7 - 57586EVE8 - 57586EUY5 - 57586EVF5 - 57586EUZ2 - 57586EVG3 - 57586EVA6 - 57586EVH1 - 57586EVB4 - 57586EVJ7 - 57586EVC2 - 57586EVD0 PART I COLUMN (F) DESCRIPTION OF PURPOSE: REFUNDING OF CENTRAL NEW ENGLAND HEALTH ALLIANCE SERIES A BOND (1993) AND MEDICAL CENTER OF CENTRAL MASSACHUSETTS, SERIES B (1992)
PART I - BOND ISSUE	MHEFA - UMASS MEMORIAL, SERIES H	PART I COLUMN (C ) CUSIP #: 57583UGP7 - 57583UGQ5 - 57583UGR3 - 57583UGS1 - 57583UGT9 - 57583UGU6 - 57583UGV4 - 57583UGW2 - 57583UHC5 - 57583UGX0 - 57583UGY8 - 57583UGZ5 - 57583UHA9 - 57583UHB7 PART I COLUMN (F) DESCRIPTION OF PURPOSE: PARTIAL REFUNDING OF MEDICAL CENTER VARIABLE RATE SERIES A BONDS (1998), REFUNDING IN FULL OF CENTRAL NEW ENGLAND HEALTH ALLIANCE SERIES B BONDS (1998) AND UMASS MEMORIAL SERIES C (2001).
PART II - PROCEEDS	DIFFERENCE BETWEEN PART I, COLUMN(E) AND PART II, LINE 3	MHEFA - UMASS MEMORIAL, SERIES D COLUMN (E) ISSUE PRICE OF $107,450,000; ADD ISSUE PREMIUM OF $604,814, ADD INTEREST EARNED ON PROCEEDS OF $3,077,191, LESS ISSUE DISCOUNT OF ($960,668), EQUALS LINE 3 OF $110,171,337. MHEFA - UMASS MEMORIAL VARIABLE RATE, SERIES E COLUMN (E) ISSUE PRICE OF $30,000,000; ADD INTEREST EARNED ON PROCEEDS OF $61,623, EQUALS LINE 3 OF $30,061,623. MHEFA - UMASS MEMORIAL VARIABLE RATE, SERIES F COLUMN (E) ISSUE PRICE OF $30,000,000; ADD INTEREST EARNED ON PROCEEDS OF $61,720, EQUALS LINE 3 OF $30,061,720. MHEFA - UMASS MEMORIAL MASTER LEASE COLUMN (E) ISSUE PRICE OF $20,000,000; ADD INTEREST EARNED ON PROCEEDS OF $717,238, EQUALS LINE 3 OF $20,717,238. MHEFA - UMASS MEMORIAL MASTER LEASE COLUMN (E) ISSUE PRICE OF $20,000,000; ADD INTEREST EARNED ON PROCEEDS OF $152,952, EQUALS LINE 3 OF $20,152,952. MHEFA - UMASS MEMORIAL MASTER LEASE COLUMN (E) ISSUE PRICE OF $20,000,000; ADD INTEREST EARNED ON PROCEEDS OF $24,254, EQUALS LINE 3 OF $20,024,254. MHEFA - UMASS MEMORIAL MASTER LEASE COLUMN (E) ISSUE PRICE OF $20,000,000; ADD INTEREST EARNED ON PROCEEDS OF $5,301, EQUALS LINE 3 OF $20,005,301. MHEFA - UMASS MEMORIAL, SERIES G COLUMN (E) ISSUE PRICE OF $60,445,000; ADD ISSUE PREMIUM OF $1,388,656 ADD INTEREST EARNED ON PROCEEDS OF $180, EQUALS LINE 3 OF $61,833,836. MDFA - UMASS MEMORIAL, SERIES H COLUMN (E) ISSUE PRICE OF $90,990,000; ADD ISSUE PREMIUM OF $1,303,778, EQUALS LINE 3 OF $92,293,778. MDFA - UMASS MEMORIAL, MASTER LEASE COLUMN (E) ISSUE PRICE OF $20,000,000; ADD INTEREST EARNED ON PROCEEDS OF $12,480, EQUALS LINE 3 OF $20,012,480.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
MHEFA-UMASS MEMORIAL MASTER LEASE
042456011	2005-12-07	10000000	CAPITAL EQUIPMENT	0	0	0
MHEFA-UMASS MEMORIAL MASTER LEASE
042456011	2006-12-27	20000000	CAPITAL EQUIPMENT	0	0	0
MHEFA-UMASS MEMORIAL MASTER LEASE
042456011	2008-04-24	20000000	CAPITAL EQUIPMENT	0	0	0
MHEFA-UMASS MEMORIAL MASTER LEASE
042456011	2009-07-24	20000000	CAPITAL EQUIPMENT	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Capital ExpendituresCapitalExpenditures	Year Of Subst CompletionYearOfSubstCompletion	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Capitalized InterestCapitalizedInterest	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Working Capital ExpendituresWorkingCapitalExpenditures
10000000	10000000	10000000	2006	1	1
19084326	20717238	19973035	2007	1	1	95814	26965	717238
14390837	20152952	19970928	2009	1	1	209888	29072	152952
10059273	20024254	19995754	2010	1	1	389523	28500

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
0	0	0	0	1
0	0	0	0	1
0	0	0	0	1
0	0	0	0	1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Gross Proceeds InvestedGrossProceedsInvested	Exception To RebateExceptionToRebate
1	0	0	0	0	1
1	0	0	0	0	1
1	0	0	0	0	1
1	0	0	0	0	1

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
MHEFA-UMASS MEMORIAL SERIES G
042456011	57586EUS8	2010-05-27	60445000	SEE PART VI	0	0	0
MHEFA-UMASS MEMORIAL MASTER LEASE
043431814		2010-12-09	20000000	CAPITAL EQUIPMENT	0	0	0
MHEFA-UMASS MEMORIAL SERIES H
043431814	57583UGP7	2011-08-10	90990000	SEE PART VI	0	0	0
MDFA-UMASS MEMORIAL MASTER LEASE
043431814		2011-12-28	20000000	CAPITAL EQUIPMENT	0	0	0

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Amount RetiredAmountRetired	Total ProceedsTotalProceeds	Capitalized InterestCapitalizedInterest	Refunding EscrowRefundingEscrow	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Working Capital ExpendituresWorkingCapitalExpenditures	Capital ExpendituresCapitalExpenditures	Amount UnspentAmountUnspent
9375000	61833836	2646688	60734797	1099039	2010	0	1	1
5632807	20005301	262868		33031	2011	0	1	1	5301	19966969
2325000	92293778	4037662	91053822	1235315	2011	1	0	1			4641
2397111	20012480	228997		29000	2012	0	0	1	12480	17237482	2733515

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Any Research AgreementsAnyResearchAgreements	Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs
0	0	0	0	1
0	0	0	0	1
0	0	0	0	1
0	0	0	0	1

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Form8038 T FiledForm8038TFiled	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Gross Proceeds InvestedGrossProceedsInvested	Exception To RebateExceptionToRebate
1	0	0	0	0	1
1	0	0	0	0	1
1	0	0	0	0	1
1	0	0	0	0	1

Schedule L IRS990ScheduleL

Loan Table LoanTable (4 entries)

Purpose Of LoanPurposeOfLoan	Loan From OrganizationLoanFromOrganization	Original PrincipalOriginalPrincipalAmount	Balance DueBalanceDue	DefaultDefault	Approved By BoardApprovedByBoard	Written AgreementWrittenAgreement
FLOYD CONNELLY
CSV OF LIFE INSURANCE - FORMER EXECUTIVE DIRECTOR OF CMMIC, INC.	X	$455,570	276912	0	1	1
THOMAS CUMMINGS
CSV OF LIFE INSURANCE - FORMER CEO OF MARLBOROUGH HOSPITAL	X	$377,630	214869	0	1	1
RICHARD H SCHEFFER
CSV OF LIFE INSURANCE - FORMER CEO OF WING MEMORIAL CORP.	X	$26,660	40471	0	1	1
WILLIAM J WILLIAMS
CSV OF LIFE INSURANCE - FORMER OFFICER OF HEALTHALLIANCE HOSPITALS, INC.	X	$1,981,627	3707284	0	1	1

Field	Value	IRS element (for citing)
Total Balance Due	4239536	TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (27 entries)

Sharing Of RevenuesSharingOfRevenues	RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction
(no name)
0
ROBERT KLUGMAN MD
0	KEY EMPLOYEE	217697	RENTAL OF PROPERTY - EXPENSE
(no name)
0
FERNANDO CATALINA MD
0	CURRENT DIRECTOR	311508	RENTAL OF PROPERTY - INCOME
(no name)
0
MICHAEL J LYONS MD
0	CURRENT DIRECTOR	311508	RENTAL OF PROPERTY - INCOME
JOHN CLEMENTI
0	CURRENT DIRECTOR	141297	RENTAL OF PROPERTY - EXPENSE
ANTHONY J MERCADANTE
0	CURRENT DIRECTOR & FAMILY MEMBER OF NICHOLAS MERCADANTE	230257	INDEPENDENT CONTACTOR ARRANGEMENT
EDWARD MANZI
0	CURRENT DIRECTOR	198320	RENTAL OF PROPERTY - EXPENSE
(no name)
0
(no name)
0
ROBERT HAVELES
0	CURRENT DIRECTOR	99541	INDEPENDENT CONTACTOR ARRANGEMENT
KATHERINE COOLIDGE
0	CURRENT DIRECTOR	63910	INDEPENDENT CONTACTOR ARRANGEMENT
(no name)
0
WILLIAM F SULLIVAN SR
0	CURRENT DIRECTOR	46452	INDEPENDENT CONTACTOR ARRANGEMENT
JOHN BUDD
0	CURRENT DIRECTOR	621379	INDEPENDENT CONTACTOR ARRANGEMENT
(no name)
0
(no name)
0
SUSAN ETTINGER NP
0	FAMILY MEMBER OF WALTER ETTINGER, KEY EMPLOYEE UNTIL 1/20/12	29066	EMPLOYMENT ARRANGEMENT
KATHLEEN HYLKA
0	FAMILY MEMBER OF SHARON HYLKA, KEY EMPLOYEE	95396	EMPLOYMENT ARRANGEMENT
JOANNE D'ONFRO
0	FAMILY MEMBER OF PAUL D'ONFRO, DIRECTOR	47308	EMPLOYMENT ARRANGEMENT
ELLEN CARLUCCI
0	FAMILY MEMBER OF DANIEL CARLUCCI, MD, DIRECTOR	97627	EMPLOYMENT ARRANGEMENT
CHERYL SWENSON RN
0	FAMILY MEMBER OF DANA SWENSON, DIRECTOR	20035	EMPLOYMENT ARRANGEMENT
KATHRYN C MAY
0	FAMILY MEMBER OF DEBORAH EKSTROM, OFFICER	42898	EMPLOYMENT ARRANGEMENT
EILEEN HENRICKSON RN
0	FAMILY MEMBER OF DEBORAH EKSTROM, OFFICER	113004	EMPLOYMENT ARRANGEMENT
KAREN BUCKLEY RN
0	FAMILY MEMBER OF MARY CARLSON, DIRECTOR	64281	EMPLOYMENT ARRANGEMENT
ELAINE GRANVILLE RN
0	FAMILY MEMBER OF CHERYL LAPRIORE, KEY EMPLOYEE	61511	EMPLOYMENT ARRANGEMENT

Form990 Schedule L Part V Form990ScheduleLPartV (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
PART II - LOANS FROM INTERESTED PERSONS	THE CASH VALUE OF LIFE INSURANCE POLICIES:	NAME OF INTERESTED PERSON, TITLE, ORIGINAL PRINCIPAL AMOUNT, BALANCE DUETHOMAS CUMMINGS, FORMER CEO OF MARLBOROUGH HOSPITAL, $377,630, $214,869RICHARD H. SCHEFFER, FORMER CEO OF WING MEMORIAL CORP., $26,660, $40,471WILLIAM J. WILLIAMS, FORMER OFFICER OF HEALTHALLIANCE HOSPITALS, INC., $1,981,627, $3,707,284FLOYD CONNELLY, FORMER DIRECTOR OF CMMIC, INC., $455,570, $276,912TOTAL ORIGINAL PRINCIPAL AMOUNT $2,841,487TOTAL BALANCE DUE $4,239,536AMOUNTS DUE FROM CURRENT AND FORMER OFFICERS PERTAIN TO SPLIT DOLLAR LIFE INSURANCE POLICIES OF THE RESPECTED INDIVIDUALS. THESE POLICIES WERE ORIGINATED AT VARIOUS TIMES DURING THE INSURED'S EMPLOYMENT WITH UMASS MEMORIAL HEALTH CARE, INC. THE CORRESPONDING POLICY PREMIUMS WERE FUNDED BY THE EMPLOYER AS AN EMPLOYEE BENEFIT. IN ACCORDANCE WITH IRS NOTICE 2002-8, TREASURY REGULATION 1.61-22 AND TREASURY REGULATION 1.7872-15, THESE PAYMENTS REQUIRE CLASSIFICATION AS LOANS DUE FROM THE INSURED. THESE LOAN BALANCES ARE REFLECTED AT THE LOWER OF THE DISCOUNTED CASH SURRENDER VALUE OR DISCOUNTED CUMULATIVE PREMIUMS PAID.
PART IV - BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS		SEVERAL OF OUR COMMUNITY HOSPITALS MAINTAIN LOCAL BANKING RELATIONSHIPS IN THEIR RESPECTIVE COMMUNITIES, WHICH HAVE BEEN ASSESSED AND MEET FAIR MARKET VALUE REQUIREMENTS. THE VALUE OF THESE RESPECTIVE RELATIONSHIPS ARE WELL BELOW THE DISCLOSURE THRESHOLDS.

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	2816	NumberOfContributions
Noncash Contribs Rptd F990	104682	NoncashContribsRptdF990
Method Of Determining Revenues	FMV/SELLING PRICE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	1	ReviewProcessUnusualNCGifts
Third Parties Used	1	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII

Field	Value	IRS element (for citing)
Identifier	THIRD PARTY USE:	Identifier
Return Reference	PART I, LINE 32B:	ReturnReference
Explanation	UMASS MEMORIAL HEALTH CARE, INC. UTILIZES THE SERVICES OF UMASS MEMORIAL FOUNDATION, INC. TO SOLICIT DONOR CONTRIBUTIONS, ON OCCASION, THE ORGANIZATION RECEIVES GIFTS OF PUBLICLY TRADED STOCK. ALL GIFTS OF PUBLICLY TRADED STOCK ARE IMMEDIATELY SOLD UPON RECEIPT THROUGH AN INVESTMENT SERVICES FIRM.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (12 entries)

Return ReferenceReturnReference	ExplanationExplanation	IdentifierIdentifier
FORM 990, PART VI, SECTION A, LINE 2	DISCLOSURE YEAR, DISCLOSING INDIVIDUAL, TITLE/ROLE, RELATIONSHIP WITH, RELATIONSHIP UMMHC 2012 - BUDD, JOHN, BOARD MEMBER, PAUL D'ONFRO (BUSINESS), ARTHUR BERGERON (BUSINESS), HARVARD PILGRIM HEALTH CARE (BOARD MEMBER) 2012 - PHILLIPS, ROBERT, KEY EMPLOYEE, JULIA ANDRIENI (FAMILY) VENTURES 2012, NONE MEDICAL GROUP 2012, NONE MEMBER ENTITIES HEALTH ALLIANCE 2012 - MERCANDANTE, ANTHONY, BOARD MEMBER, NICHOLAS MERCANDANTE (FAMILY) 2012 - MERCANDANTE, NICHOLAS, BOARD MEMBER, ANTHONY MERCANDANTE (FAMILY) CHL 2012 - EKSTROM, DEBORAH, BOARD MEMBER, FIDELITY MUTUAL HOLDING COMPANY (BOARD MEMBER) & FIDELITY COOPERATIVE BANK (BUSINESS) MARLBOROUGH 2012 - MURPHY, MICHAEL, BOARD MEMBER, DANIEL CARLUCCI (BUSINESS), RICHARD BENNETT (BUSINESS), JOHN POLANOWICZ (BUSINESS), PHILIP PURCELL (BUSINESS) WING 2012 - PHANEUF, JAMES, BOARD MEMBER, CHARLES CAVAGNARO (BUSINESS), EDWARD J. NOONAN (BUSINESS), ROBERT S. HAVELES (BUSINESS), JAMES ST. AMAND (BUSINESS), PAUL SCULLY (BUSINESS), KATHERINE COOLIDGE (BUSINESS) 2012 - NOONAN, EDWARD, BOARD MEMBER, CHARLES CAVAGNARO (BUSINESS), JAMES ST. AMAND (BUSINESS), JAMES PHANEUF (BUSINESS), KATHERINE COOLIDGE (BUSINESS), ROBERT S. HAVELES (BUSINESS), PATRICK TURLEY (BUSINESS), ROLAND DESROCHERS (BUSINESS), ELAINE ANDERSON (BUSINESS) 2012 - DESROCHERS, ROLAND, BOARD MEMBER, CHARLES CAVAGNARO (BUSINESS), LINDA MITCHELL (BUSINESS) 2012 - TURLEY, PATRICK, BOARD MEMBER, LINDA MITCHELL (BUSINESS), EDWARD NOONAN (BUSINESS), RON CHRISTIANSEN (BUSINESS), PAUL SCULLY (BUSINESS) 2012 - HAVELES, ROBERT, BOARD MEMBER, EDWARD NOONAN (BUSINESS), JAMES PHANEUF (BUSINESS), LINDA MITCHELL (BUSINESS) , PATRICK TURLEY (BUSINESS) 2012 - CHRISTIANSEN, RONALD, BOARD MEMBER, JAMES PHANEUF (BUSINESS), PATRICK TURLEY (BUSINESS), LINDA MITCHELL (BUSINESS) 2012 - SCULLY, PAUL, BOARD MEMBER, RON CHRISTIANSEN (BUSINESS), PATRICK TURLEY (BUSINESS), ROBERT HAVELES (BUSINESS), JAMES PHANEUF (BUSINESS), CHARLES CAVAGNARO (BUSINESS), KATHERINE COOLIDGE (BUSINESS), LINDA MITCHELL (BUSINESS), ELAINE ANDERSON (BUSINESS) CLINTON 2012 - NONE
FORM 990, PART VI, SECTION A, LINE 6	THERE ARE NO CLASSES OF DIRECTORS. THE VOTING RIGHTS OF THE MEMBER'S BOARD ARE ABSOLUTE.
FORM 990, PART VI, SECTION A, LINE 7A	THE MAJORITY OF ENTITIES IN THE CONSOLIDATED GROUP HAVE A SOLE MEMBER (WHICH IS ALSO WITHIN THE CONSOLIDATED GROUP) THAT ELECTS THE BOARD OF TRUSTEES. THERE ARE NO CLASSES OF TRUSTEES. THE MAJORITY OF THE ENTITIES RESERVE TO THE MEMBER THE POWER TO REMOVE TRUSTEES, TO FILL VACANCIES, AND TO INCREASE OR DECREASE THE SIZE OF THE BOARD.
FORM 990, PART VI, SECTION A, LINE 7B	THE MAJORITY OF THE ENTITIES IN THE CONSOLIDATED GROUP HAVE A SOLE MEMBER (WHICH IS ALSO WITHIN THE CONSOLIDATED GROUP) WITH THE RIGHT TO APPROVE OR RATIFY DECISIONS OF THE ENTITY, WHICH IS EXERCISED BY THAT MEMBER'S BOARD OF TRUSTEES. THERE ARE NO CLASSES OF TRUSTEES OR MEMBERS. THUS, THE VOTING RIGHTS OF A MEMBER BOARD ARE ABSOLUTE. GENERALLY, THE SOLE MEMBER OF EACH ENTITY RESERVES THE POWER TO APPROVE MAJOR TRANSACTIONS; TO MERGE, CONSOLIDATE OR LIQUIDATE THE CORPORATION'S ASSETS; TO ADOPT ANNUAL OPERATING AND CAPITAL BUDGETS AND AMENDMENTS; TO ENTER INTO LOAN AGREEMENTS AND/OR GUARANTIES; TO APPOINT AND/OR ELECT THE PRESIDENT AND/OR CEO; TO ELECT AND/OR APPOINT AND REMOVE TRUSTEES, FILL VACANCIES, TO INCREASE OR DECREASE THE SIZE OF THE BOARD; AND TO APPROVE UNBUDGETED EXPENDITURES.
FORM 990, PART VI, SECTION B, LINE 11	SECTIONS OF THE CORE FORM 990 RELATED TO EXECUTIVE COMPENSATION AND, SCHEDULE J ARE REVIEWED IN DETAIL WITH THE ORGANIZATION'S COMPENSATION COMMITTEE OF THE BOARD. THE COMPLIANCE COMMITTEE OF THE BOARD REVIEWS ALL CONTENT ASSOCIATED WITH SCHEDULE L. THE AUDIT COMMITTEE OF THE BOARD REVIEWS THE FORM 990, INCLUDING THE ABOVE SCHEDULES AND RECOMMENDS THE FORM 990 TO THE FULL BOARD FOR APPROVAL. THE FULL BOARD IS GIVEN ACCESS TO THE FORM 990.
FORM 990, PART VI, SECTION B, LINE 12C	PAGE 6 SECTION B. POLICIES LINE 12 C: THE CONFLICT OF INTEREST POLICY REQUIRES BOARD MEMBERS AND MANAGEMENT TO COMPLETE ANNUAL DISCLOSURE STATEMENTS AND, TO UPDATE THESE DISCLOSURE STATEMENTS FOR SIGNIFICANT CHANGES IN THEIR OUTSIDE GOVERNANCE AND PROFESSIONAL ACTIVITIES OR, FINANCIAL RELATIONSHIPS AS APPROPRIATE. ADDITIONALLY, ALL TRANSACTIONS INVOLVING BOARD MEMBERS OR MANAGEMENT AND THE ORGANIZATION ARE REQUIRED TO BE APPROVED BY THE COMPLIANCE COMMITTEE OF THE BOARD AND, THERE IS ACTIVE MONITORING AND COMMUNICATION TO ENSURE INDIVIDUALS WITH OUTSIDE RELATIONSHIPS DO NOT INAPPROPRIATELY PARTICIPATE IN BUSINESS DECISIONS OF THE ORGANIZATION, PURCHASING OR RESEARCH DECISIONS.
FORM 990, PART VI, SECTION B, LINE 15	PAGE 6 SECTION B. POLICIES LINE 15 B: AT UMASS MEMORIAL, ALL COMPENSATION MATTERS FOR THE CEO AND SENIOR EXECUTIVES THROUGHOUT THE SYSTEM (INCLUDING ALL "DISQUALIFIED PERSONS") ARE GOVERNED AND OVERSEEN BY THE BOARD OF TRUSTEES OF THE PARENT. THE BOARD APPROVED A COMPENSATION PHILOSOPHY THAT GOVERNS ALL SUCH DECISIONS. THE PHILOSOPHY INCLUDES THE OBJECTIVES OF THE PROGRAM, COMPONENTS OF EXECUTIVE COMPENSATION, THE RELEVANT MARKET, POSITIONING IN THE MARKET, FACTORS CONSIDERED IN SETTING EXECUTIVE COMPENSATION AND THE IMPORTANCE OF TYING SUCH COMPENSATION TO PERFORMANCE. THE BOARD ESTABLISHED A COMPENSATION COMMITTEE, MADE UP OF DISINTERESTED TRUSTEES, WHO ARE GIVEN THE AUTHORITY TO ESTABLISH COMPENSATION FOR ALL SENIOR EXECUTIVES, WITHIN THE PARAMETERS OF THE PHILOSOPHY, AND WITH FULL AND COMPLETE REPORTING TO THE FULL BOARD. THE COMPENSATION COMMITTEE PERFORMS ITS WORK PURSUANT TO ITS CHARTER AND A COMPENSATION POLICY THAT ESTABLISHES THE PROCESS THE COMMITTEE WILL FOLLOW IN REVIEWING AND APPROVING EXECUTIVE COMPENSATION EACH YEAR. THE COMMITTEE ENSURES THAT ITS PROCESS MEETS THE REBUTABLE PRESUMPTION OF REASONABLENESS ESTABLISHED BY THE IRS. IN ORDER TO ASSIST THE COMMITTEE IN ITS RESPONSIBILITIES, THE COMPENSATION COMMITTEE HIRES INDEPENDENT, OUTSIDE COMPENSATION CONSULTANTS TO ADVISE THE COMMITTEE AND THE BOARD ON THE REASONABLENESS OF OVERALL EXECUTIVE COMPENSATION PROGRAM, INCLUDING COMPENSATION OF THE SPECIFIC EXECUTIVES. THESE CONSULTANTS REPORT DIRECTLY TO THE COMMITTEE AND NOT TO MANAGEMENT. THE COMMITTEE WORKS WITH THESE CONSULTANTS, AND WITH LEGAL COUNSEL, TO ENSURE THAT ALL COMPENSATION PAID, AS WELL AS THE PROCESS FOLLOWED TO DETERMINE SUCH COMPENSATION, IS REASONABLE, MEETS ALL REGULATORY REQUIREMENTS AND IS COMPETITIVE WITH THE RELEVANT MARKET.
FORM 990, PART VI, SECTION C, LINE 19	PAGE 6: UMASS MEMORIAL MAKES IT GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC AS REQUIRED BY APPLICABLE STATE AND FEDERAL LAWS, AND BY REQUEST ON A CASE-BY-CASE BASIS.
PAGE 8 PART VII SECTION B. INDEPENDENT CONTRACTORS - DESCRIPTION OF SERVICE	DESCRIPTION OF SERVICES FOOTNOTE A - SPECIALTY TRADE CONTRACTORS: SUBCONTRACTS TO A VARIETY OF EXHIBIT AND MARKETING SERVICES INCLUDING BUT NOT LIMITED TO: GENERAL CONSULTATION, COST OF MATERIALS AND SUPPLIES, DESIGN, CONSTRUCTION, LABORERS. THIS VENDOR MAY ALSO SUPPLY THEIR OWN LABORERS AS OPPOSED TO SUBCONTRACT.
FORM 990, PART XI, LINE 5:	NET UNREALIZED GAINS ON INVESTMENTS: 54,604,323. NET ASSETS RELEASED FROM RESTRICTIONS 3,517,603. PENSION RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COST -21,041,562. BOOK/TAX DIFFERENCES FROM S CORP K-1 264,483. CHANGE IN BENEFICIAL INTERESTS IN PERPETUAL TRUSTS 8,453,509. MISCELLANEOUS -491. NET ASSETS RELEASED FROM RESTRICTION FOR PPE 1,459,814. TEMPORARY RESTRICTED FUND EXPENDITURES -5,851,897. GAIN/(LOSS) ON DISCONTINUED OPERATIONS -4,612,889. ALLOWANCE FOR UNCOLLECTIBLE PLEDGES -53,577. TOTAL TO FORM 990, PART XI, LINE 5: 36,739,316.	CHANGES IN NET ASSETS OR FUND BALANCES:
PAGE 1, LINE H(B) LIST OF AFFILIATED ORGANIZATIONS	THE CLINTON HOSPITAL ASSOCIATION; 201 HIGHLAND STREET, CLINTON, MA 01510 EIN: 04-1185520 FISCAL YEAR END: 9/30/2012 MARLBOROUGH HOSPITAL; 157 UNION STREET, MARLBOROUGH, MA 01752 EIN: 04-2104693 FISCAL YEAR END: 9/30/2012 UMASS MEMORIAL BEHAVIORAL HEALTH SYSTEM, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 04-3374724 FISCAL YEAR END: 9/30/2012 UMASS MEMORIAL HOSPITALS, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 04-3296271 FISCAL YEAR END: 9/30/2012 UMASS MEMORIAL HEALTH VENTURES, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 22-2605679 FISCAL YEAR END: 9/30/2012 UMASS MEMORIAL LABORATORIES, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 04-3321703 FISCAL YEAR END: 9/30/2012 UMASS MEMORIAL MEDICAL CENTER, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 04-3358564 FISCAL YEAR END: 9/30/2012 UMASS MEMORIAL MEDICAL GROUP, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 04-2911067 FISCAL YEAR END: 9/30/2012 UMASS MEMORIAL REALTY, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 04-2805630 FISCAL YEAR END: 9/30/2012 WING MEMORIAL HOSPITAL CORP.; 40 WRIGHT STREET, PALMER, MA 01069 EIN: 22-2519813 FISCAL YEAR END: 9/30/2012 UMASS MEMORIAL HEALTH CARE, INC. (PARENT); 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 04-3358566 FISCAL YEAR END: 9/30/2012 COMMUNITY HEALTHLINK, INC.; 72 JAQUES AVENUE, WORCESTER, MA 01610 EIN: 04-2626179 FISCAL YEAR END: 9/30/2012 CENTRAL MASSACHUSETTS MAGNETIC IMAGING CENTER, INC.; 367 PLANTATION STREET, WORCESTER, MA 01605 EIN: 04-2981362 FISCAL YEAR END: 9/30/2012 CENTRAL NEW ENGLAND HEALTHALLIANCE, INC.; 60 HOSPITAL ROAD, LEOMINSTER, MA 01453 EIN: 04-3172496 FISCAL YEAR END: 9/30/2012 COORDINATED PRIMARY CARE, INC.; 60 HOSPITAL ROAD, LEOMINSTER, MA 01453 EIN: 04-3210002 FISCAL YEAR END: 9/30/2012 HEALTHALLIANCE HOME HEALTH AND HOSPICE, INC.; 25 TUCKER ROAD, LEOMINSTER, MA 01453 EIN: 04-2932308 FISCAL YEAR END: 9/30/2012 HEALTHALLIANCE HOSPITALS, INC.; 60 HOSPITAL ROAD, LEOMINSTER, MA 01453 EIN: 04-2103555 FISCAL YEAR END: 9/30/2012 CAITLIN RAYMOND INTERNATIONAL REGISTRY, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 06-1749208 FISCAL YEAR END: 9/30/2012 CLINTON HOSPITAL FOUNDATION, INC.; 306 BELMONT STREET, WORCESTER, MA 01604 EIN: 04-3357881 FISCAL YEAR END: 9/30/2012	GROUP RETURN
SCHEDULE H, PART VI - SUPPLEMENTAL INFORMATION - CONTINUED	- CANCER: CANCER WAS THE SECOND LEADING CAUSE OF DEATH IN WORCESTER COUNTY IN 2008. (SOURCE: MASSACHUSETTS DEPARTMENT OF PUBLIC HEALTH/MASSCHIP; DALE MAGEE, COMMISSIONER, WORCESTER DEPARTMENT OF PUBLIC HEALTH, HEALTH OF WORCESTER, 2011 REPORT.) OF THOSE DEATHS, LUNG CANCER ACCOUNTED FOR THE GREATEST PERCENTAGE OF CANCER-RELATED DEATHS WITH HIGH ASSOCIATION WITH SMOKING. - SMOKING: APPROXIMATELY 23% OF ADULTS IN THE CITY OF WORCESTER SMOKE COMPARED TO 17% IN THE STATE AND 15% IN THE NATION. KEY HEALTH OBSERVATIONS IN CENTRAL MASSACHUSETTS FROM REGIONAL HEALTH FORUMS IN 2011: -RACIAL AND ETHNIC DISPARITIES ARE MAJOR FACTORS: -HEALTH DISPARITIES IDENTIFIED AMONG LATINO AND BLACK POPULATIONS ACROSS SEVERAL INDICATORS ARE A MAJOR CONCERN -OVERWEIGHT/ OBESITY IS AN INCREASING HEALTH RISK THAT CONTRIBUTES TO RISING DIABETES INCIDENCE -THE PREVALENCE OF DIABETES AMONG WORCESTER COUNTY RESIDENTS IS SLIGHTLY LOWER THAN THE STATE AS A WHOLE. HOWEVER, DIABETES IS MORE PREVALENT AMONG BLACK AND HISPANIC POPULATIONS AND THOSE 65 YEARS OLD AND OVER. -HEART DISEASE IN THE CENTRAL MASSACHUSETTS REGION IS MORE PREVALENT AMONG MALES AND HISPANIC AND LOWER-INCOME POPULATIONS. OVERALL RATES FOR HEART DISEASE IN WORCESTER COUNTY AND THE STATE ARE LOWER THAN THE NATIONAL MEDIAN. -IN WORCESTER COUNTY, SMOKING IS MOST PREVALENT AMONG YOUNG ADULTS AND LOW INCOME RESIDENTS AND AT RATES SIGNIFICANTLY HIGHER THAN THE STATE AS A WHOLE AMONG THOSE GROUPS. -PREVALENCE OF CHRONIC DISEASE AND RISKY BEHAVIORS SUCH AS SMOKING OCCUR AT HIGHER RATES AMONG THOSE WITH LESS THAN A HIGH SCHOOL DEGREE AND LOWER EDUCATIONAL ATTAINMENT. -ACCORDING TO THE WORCESTER POLICE DEPARTMENT, THE CITY OF WORCESTER HAS MORE THAN 60 GANGS CONCENTRATED IN LOW INCOME NEIGHBORHOODS. PROGRAMS THAT ADDRESS YOUTH VIOLENCE PREVENTION ARE VITAL TO ADDRESSING THIS CRITICAL PUBLIC HEALTH ISSUE, PARTICULARLY AMONG INNER-CITY, AT-RISK YOUTH. IN PARTICULARLY, YOUTH HAVE IDENTIFIED HAVING JOBS AND WORKFORCE OPPORTUNITIES, SUCH AS INTERN AND MENTORSHIP PROGRAMS AS A KEY MEANS OF PREVENTING VIOLENCE AND GANG INVOLVEMENT AMONG YOUTH. EMPLOYMENT OPPORTUNITIES ADDITIONALLY PROVIDE NEEDED FINANCES FOR LOW-INCOME YOUTH AS WELL AS EXPOSURE TO THE POSITIVE EXPERIENCE OF EARNING A PAYCHECK TO HELP BREAK THE CYCLE AND MINSETS OF POVERTY. WORCESTER COUNTY'S RESIDENTS ARE DISPROPORTIONATELY AFFECTED BY: -OBESITY/ OVERWEIGHT -INFANT MORTALITY RATES FOR BLACKS AND LATINOS (PARTICULARLY IN THE CITY OF WORCESTER) -SMOKING RATES -AIDS/ HIV AND HEPATITIS C (PARTICULARLY IN THE CITIES OF WORCESTER AND FITCHBURG) -HEROIN/ OPIODS-RELATED INCIDENTS AND DEATHS (PARTICULARLY IN THE CITIES OF WORCESTER AND FITCHBURG) -REPORTED CASES OF CHLAMYDIA INFECTION HAS BEEN INCREASING DRAMATICALLY OVER THE PAST DECADE, DUE PARTLY TO SUCCESSFUL SCREENING OF ASYMPTOMATIC INDIVIDUALS. -THE CITY OF WORCESTER IS A LEADING RESETTLEMENT SITE FOR REFUGEES. THIS GROWING DIVERSITY HAS BROADENED THE NEED FOR INTERPRETER SERVICES FOR MEDICAL CARE. IN ITS FISCAL YEAR 2011, UMASS MEMORIAL HEALTH CARE DELIVERED 122,963 DOCUMENTED INTERPRETATIONS FOR MEDICAL SERVICES IN OVER 87 LANGUAGES. HEALTH CARE SAFETY NET - UMASS MEMORIAL PROVIDES CARE TO THE LARGEST NUMBER OF LOW INCOME PATIENTS IN THE REGION. SCHEDULE H PART III, LINE 2: A COST TO CHARGE RATIO AS DESCRIBED IN PART I, LINE 7 WAS APPLIED TO THE ORGANIZATION'S BAD DEBT EXPENSE WHICH WAS THEN FURTHER REDUCED BY PAYMENTS FROM THE HEALTH SAFETY NET RELATED TO FREE CARE.	COMMUNITY INFORMATION - CONTINUED FROM SCHEDULE H

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Direct Controlling Entity NADirectControllingEntityNA	Controlled OrgControlledOrg
UMASS MEMORIAL FOUNDATION INC
333 SOUTH STREET	SHREWSBURY	MA	01545	043108190	FUNDRAISING SUPPORT	MA	501(C)(3)	11C	N/A	0
HEALTH ALLIANCE REALTY CORPORATION
60 HOSPITAL ROAD	LEOMINSTER	MA	01473	042560754	REAL ESTATE MANAGEMENT	MA	501(C)(2)		N/A	0

Form990 Schedule R Part III Form990ScheduleRPartIII (3 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Direct Controlling Entity NADirectControllingEntityNA	Predominant Income TypePredominantIncomeType	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Disproportionate AllocationsDisproportionateAllocations	Code VCodeVAmount	General Or Managing PartnerGeneralOrManagingPartner	Percentage OwnershipPercentageOwnership	Business Name Line1DirectControllingEntityName/BusinessNameLine1
UMASS MEMORIAL INVESTMENT PARTNERSHIP LLP
ONE BIOTECH PARK 355 PLANTATION ST	WORCESTER	MA	01605	043530755	INVESTMENT MANAGEMENT	MA	N/A	EXCLUDED 514	50133627	381543563	0	-$11,240	1	1.00000
UMASS MEMORIAL MRI OF MARLBOROUGH LLC
157 UNION STREET	MARLBOROUGH	MA	01752	202293995	MAGNETIC RESONANCE IMAGING	MA		RELATED	536518	334535	0		0	0.56000	MARLBOROUGH HOSPITAL
UMASS MEMORIAL HEALTH ALLIANCE MRI CENTER LLC
60 HOSPITAL ROAD	LEOMINSTER	MA	01453	043561571	MAGNETIC RESONANCE IMAGING	MA	N/A	RELATED	1009909	1171958	0		0	0.60000

Form990 Schedule R Part IV Form990ScheduleRPartIV (4 entries)

Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	CountryAddressForeign/Country	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Direct Controlling Entity NADirectControllingEntityNA	Type Of EntityTypeOfEntity	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership	Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1
COMMONWEALTH PROFESSIONAL ASSURANCE CO LTD
PO BOX 1051 GT	GRAND CAYMAN	CJ	980226143	INSURANCE	CJ	N/A	C	42023049	168998436	1.00000
MEMORIAL OFFICE CONDOMINIUM TRUST
			046616900	CONDOMINIUM ASSOCIATION			T	27752	487211	0.53690	306 BELMONT STREET	WORCESTER	MA	01604	MA	UMASS MEMORIAL MEDICAL CENTER INC
BIO-LAB INC
			042708828	CLINICAL LABORATORY			S	683897	1030489	1.00000	215 WEST STREET	MILFORD	MA	01757	MA	UMASS MEMORIAL HEALTH VENTURES INC
116 BELMONT ST INC CO APPLETON CORP
			042717865	CONDOMINIUM ASSOCIATION			C	237313	153886	0.63040	57 SUFFOLK STREET	HOLYOKE	MA	01040	MA	UMASS MEMORIAL REALTY INC

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	0	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	1	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	1	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	0	LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org	0	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	0	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	0	ExchangeOfAssets
Rental Of Facilities To Other Orgs	0	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	1	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	0	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	1	PerformOfServicesByOtherOrgs
Sharing Of Facilities	0	SharingOfFacilities
Sharing Of Paid Employees	1	SharingOfPaidEmployees
Reimbursement Paid To Other Org	1	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	1	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	1	OtherTransferToOtherOrg
Other Transfer From Other Org	1	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (25 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
COMMONWEALTH PROFESSIONAL ASSURANCE COMPANY LTD
L	26543893	FAIR VALUE
UMASS MEMORIAL MEDICAL CENTER INC
B	3577677	FAIR VALUE
UMASS MEMORIAL MEDICAL GROUP INC
Q	96997	FAIR VALUE
UMASS MEMORIAL MEDICAL GROUP INC
L	3941023	FAIR VALUE
UMASS MEMORIAL MEDICAL GROUP INC
N	932361	FAIR VALUE
WING MEMORIAL HOSPITAL CORPORATION
Q	300000	FAIR VALUE
UMASS MEMORIAL REALTY INC
J	4354039	FAIR VALUE
UMASS MEMORIAL FOUNDATION INC
O	1127995	FAIR VALUE
UMASS MEMORIAL HEALTH VENTURES INC
P	324523	FAIR VALUE
UMASS MEMORIAL LABORATORIES INC
P	1536890	FAIR VALUE
UMASS MEMORIAL REALTY INC
P	369565	FAIR VALUE
MARLBOROUGH HOSPITAL
P	2055662	FAIR VALUE
THE CLINTON HOSPITAL ASSOCIATION
P	1525993	FAIR VALUE
WING MEMORIAL HOSPITAL CORPORATION
P	1942603	FAIR VALUE
WING MEMORIAL HOSPITAL CORPORATION
N	102648	FAIR VALUE
CENTRAL NEW ENGLAND HEALTH ALLIANCE INC
P	2389423	FAIR VALUE
UMASS MEMORIAL MEDICAL CENTER INC
P	136580498	FAIR VALUE
UMASS MEMORIAL MEDICAL GROUP INC
P	38031793	FAIR VALUE
CENTRAL MASSACHUSETTS MAGNETIC IMAGING CENTER INC
P	108087	FAIR VALUE
COMMUNITY HEALTHLINK INC
P	577462	FAIR VALUE
COMMONWEALTH PROFESSIONAL ASSURANCE COMPANY LTD
P	20052061	FAIR VALUE
UMASS MEMORIAL MEDICAL CENTER INC
C	6201996	FAIR VALUE
UMASS MEMORIAL MEDICAL GROUP INC
R	63360	FAIR VALUE
CPC ASSET TRANSFER TO UMM MEDICAL GROUP
Q	53437	FAIR VALUE
UMM LABS ASSET TRANSFER TO UMM MEDICAL CENTER
Q	4530611	FAIR VALUE