ALEX KATZ FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ALEX KATZ FOUNDATION INC (EIN 51-0529249)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-07-26
- IRS object ID
- 201322079349100507
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-07-26T11:30:13-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 132986167 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KOZAK AND COMPANY LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510529249 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX KATZ FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ALEX | NameControl |
| Phone | 2128896371 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O A KOZAK AND CO 192 LEXINGTON | AddressLine1 |
| Address Line2 | AVE NO 1100 | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | VINCENT KATZ | Name |
| Title | TREASURER | Title |
| Phone | 2128896371 | Phone |
| Date Signed | 2013-07-25 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ARNOLD TOREN | Name |
| PTIN | P00599978 | PTIN |
| Phone | 2128896371 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 23869437 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 2500000 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 129 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 129 | InterestOnSavingsNetInvstIncm |
| Interest On Savings Adj Net Incm | 129 | InterestOnSavingsAdjNetIncm |
| Dividends Rev And Expnss | 387823 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 387823 | DividendsNetInvstIncm |
| Dividends Adj Net Incm | 387823 | DividendsAdjNetIncm |
| Net Gain Sale Assets Rev And Expnss | 207096 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 5945212 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 299066 | CapitalGainNetIncmNetInvstIncm |
| Net STCG Adj Net Incm | 15636 | NetSTCGAdjNetIncm |
| Total Revenue And Expenses | 3095048 | TotalRevenueAndExpenses |
| Total Net Investment Income | 687018 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 403588 | TotalAdjustedNetIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 10000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Adj Net Incm | 0 | CompOfcrDirTrstAdjNetIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 10000 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 568 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 568 | LegalFeesNetInvstIncm |
| Legal Fees Adj Net Incm | 568 | LegalFeesAdjNetIncm |
| Legal Fees Dsbrs Chrtbl Prps | 0 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 17906 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 13430 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 13430 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 4476 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 79651 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 79651 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Adj Net Incm | 79651 | OtherProfFeesAdjNetIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 8802 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 2802 | TaxesNetInvstIncm |
| Taxes Adj Net Incm | 2802 | TaxesAdjNetIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 383 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 383 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 383 | OtherExpensesAdjNetIncm |
| Other Expenses Dsbrs Chrtbl Prps | 0 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 117310 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 96834 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 96834 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 14476 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 1125744 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 1125744 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1243054 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 96834 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 96834 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 1140220 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 1851994 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 590184 | NetInvestmentIncome |
| Adjusted Net Income | 306754 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 67257 | CashBOY |
| Cash EOY | 57656 | CashEOY |
| Cash EOYFMV | 57656 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 3752957 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 2061921 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 2061921 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 5247958 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 5538825 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 6894220 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 10368129 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 13680717 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 13890460 | InvestmentsCorpBondsEOYFMV |
| Other Assets BOY | 1016004 | OtherAssetsBOY |
| Other Assets EOY | 965180 | OtherAssetsEOY |
| Other Assets EOYFMV | 965180 | OtherAssetsEOYFMV |
| Total Assets BOY | 20452305 | TotalAssetsBOY |
| Total Assets EOY | 22304299 | TotalAssetsEOY |
| Total Assets EOYFMV | 23869437 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 20452305 | RetainedEarningsBOY |
| Retained Earnings EOY | 22304299 | RetainedEarningsEOY |
| Total Net Assets BOY | 20452305 | TotalNetAssetsBOY |
| Total Net Assets EOY | 22304299 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 20452305 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 22304299 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 20452305 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 1851994 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 22304299 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 22304299 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (105 entries)
| Description Of AssetDescriptionOfAsset | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|
| 2,500SHS HUNTSMAN CORP | 2011-09-30 | 2012-03-29 | 34967 | 25305 | 9662 | 9662 |
| 500SHS HUNTSMAN CORP | 2011-09-30 | 2012-04-24 | 6991 | 5061 | 1930 | 1930 |
| 4,800SHS PACKAGING CORP OF AMERICA | 2012-03-14 | 2012-09-27 | 167795 | 142405 | 25390 | 25390 |
| .667SHS INTERCONTINENTAL HOTELS GROUP PLC | 2012-01-09 | 2012-10-31 | 16 | 13 | 3 | 3 |
| 100SHS INMET MINING CORP | 2012-05-09 | 2012-11-05 | 5647 | 4681 | 966 | 966 |
| 600SHS INMET MINING CORP | 2012-08-16 | 2012-11-05 | 33880 | 26509 | 7371 | 7371 |
| 3,000SHS AGILENT TECHNOLOGIES INC COM | 2012-03-22 | 2012-11-27 | 107376 | 130800 | -23424 | -23424 |
| 800SHS PROCTER & GAMBLE CO. | 2011-08-05 | 2012-01-03 | 52862 | 48868 | 3994 | 3994 |
| 450SHS VARIAN MEDICAL SYSTEMS INC | 2011-09-14 | 2012-01-04 | 30977 | 23748 | 7229 | 7229 |
| 850SHS WALT DISNEY CO | 2011-07-08 | 2012-01-17 | 32639 | 33840 | -1201 | -1201 |
| 300SHS DEERE & CO. | 2011-10-03 | 2012-01-18 | 25587 | 19212 | 6375 | 6375 |
| 550SHS UNITED PARCEL SERVICE INC CL B | 2011-08-10 | 2012-01-23 | 41018 | 35079 | 5939 | 5939 |
| 160SHS UNITED PARCEL SERVICE INC CL B | 2011-11-09 | 2012-01-23 | 11933 | 11186 | 747 | 747 |
| 1,150SHS TRAVELERS COMPANIES INC | 2011-10-26 | 2012-03-02 | 65883 | 66454 | -571 | -571 |
| 500SHS AMGEN INC | 2011-12-19 | 2012-03-06 | 32933 | 30395 | 2538 | 2538 |
| 450SHS DEVON ENERGY CORP | 2011-11-21 | 2012-03-06 | 31890 | 27888 | 4002 | 4002 |
| 450SHS DEVON ENERGY CORP | 2011-11-23 | 2012-03-06 | 31890 | 27284 | 4606 | 4606 |
| 400SHS PIONEER NATURAL RESOURCES CO | 2012-01-13 | 2012-03-20 | 42124 | 38870 | 3254 | 3254 |
| 450SHS NESTLE SA SPONSORED ADRS | 2011-09-16 | 2012-03-28 | 27876 | 25236 | 2640 | 2640 |
| 400SHS NESTLE SA SPONSORED ADRS | 2011-09-23 | 2012-03-28 | 24778 | 21576 | 3202 | 3202 |
| 500SHS NESTLE SA SPONSORED ADRS | 2012-02-01 | 2012-03-28 | 30973 | 29206 | 1767 | 1767 |
| 850SHS BARRICK GOLD CORP CAD | 2012-01-20 | 2012-05-02 | 33486 | 39713 | -6227 | -6227 |
| 750SHS BARRICK GOLD CORP CAD | 2012-01-27 | 2012-05-02 | 29547 | 36786 | -7239 | -7239 |
| 300SHS BARRICK GOLD CORP CAD | 2012-03-14 | 2012-05-02 | 11819 | 12923 | -1104 | -1104 |
| 250SHS EOG RESOURCES INC | 2012-03-06 | 2012-05-08 | 25374 | 27996 | -2622 | -2622 |
| 250SHS EOG RESOURCES INC | 2012-04-09 | 2012-05-08 | 25374 | 26834 | -1460 | -1460 |
| 250SHS RAYTHEON CO | 2011-07-20 | 2012-05-25 | 12480 | 11701 | 779 | 779 |
| 270SHS ANADARKO PETROLEUM CORP | 2011-06-16 | 2012-06-01 | 15844 | 19427 | -3583 | -3583 |
| 450SHS ANADARKO PETROLEUM CORP | 2011-06-24 | 2012-06-01 | 26406 | 32743 | -6337 | -6337 |
| 400SHS ANADARKO PETROLEUM CORP | 2011-08-10 | 2012-06-01 | 23472 | 26836 | -3364 | -3364 |
| 450SHS ABBOTT LABORATORIES | 2011-09-13 | 2012-06-14 | 27633 | 22829 | 4804 | 4804 |
| 450SHS ABBOTT LABORATORIES | 2011-09-23 | 2012-06-14 | 27633 | 22856 | 4777 | 4777 |
| 1,050SHS ABBOTT LABORATORIES | 2011-10-24 | 2012-06-14 | 64476 | 56731 | 7745 | 7745 |
| 400SHS HESS CORP | 2012-01-03 | 2012-06-21 | 16437 | 23520 | -7083 | -7083 |
| 650SHS MEDTRONIC INC | 2012-02-06 | 2012-06-26 | 24165 | 26287 | -2122 | -2122 |
| 700SHS TARGET CORP | 2011-08-30 | 2012-07-24 | 42007 | 36053 | 5954 | 5954 |
| 5,150SHS XEROX CORP | 2012-05-16 | 2012-08-10 | 36475 | 37642 | -1167 | -1167 |
| 1,100SHS HALLIBURTON CO | 2012-02-10 | 2012-09-04 | 34349 | 39978 | -5629 | -5629 |
| 1,150SHS EI DU POINT DE NEMOURS & CO | 2012-03-02 | 2012-09-24 | 58670 | 59558 | -888 | -888 |
| 2,000SHS EMC CORP | 2012-07-13 | 2012-10-22 | 49555 | 47638 | 1917 | 1917 |
| 1,000SHS EMC CORP | 2012-09-21 | 2012-10-22 | 24777 | 27827 | -3050 | -3050 |
| 400SHS NEWMONT MINING CORP | 2012-01-09 | 2012-11-02 | 19809 | 24936 | -5127 | -5127 |
| 600SHS PNC FINANCIAL SERVICES GROUP | 2012-06-01 | 2012-11-07 | 33795 | 35570 | -1775 | -1775 |
| 425SHS PNC FINANCIAL SERVICES GROUP | 2012-07-10 | 2012-11-07 | 23938 | 25836 | -1898 | -1898 |
| 545SHS UNITED PARCEL SERVICE INC CL B | 2012-02-21 | 2012-11-14 | 38869 | 41832 | -2963 | -2963 |
| 350SHS UNITED PARCEL SERVICE INC CL B | 2012-03-19 | 2012-11-14 | 24962 | 27861 | -2899 | -2899 |
| 355SHS UNITED PARCEL SERVICE INC CL B | 2012-09-04 | 2012-11-14 | 25318 | 26148 | -830 | -830 |
| 225SHS PNC FINANCIAL SERVICES GROUP | 2012-07-10 | 2012-11-28 | 12283 | 13678 | -1395 | -1395 |
| 450SHS PNC FINANCIAL SERVICES GROUP | 2012-09-04 | 2012-11-28 | 24565 | 28138 | -3573 | -3573 |
| 650SHS TARGET CORP | 2012-10-18 | 2012-12-03 | 40457 | 41132 | -675 | -675 |
| 950SHS INTEL CORP | 2012-09-10 | 2012-12-14 | 19328 | 22284 | -2956 | -2956 |
| 1,175SHS WELLS FARGO & CO | 2012-09-27 | 2012-12-20 | 40321 | 40662 | -341 | -341 |
| 790SHS WELLS FARGO & CO | 2012-10-02 | 2012-12-20 | 27110 | 27562 | -452 | -452 |
| 2,000SHS HUNTSMAN CORP | 2009-08-27 | 2012-03-15 | 28357 | 15507 | 12850 | 12850 |
| 5,100SHS HUNTSMAN CORP | 2009-08-27 | 2012-03-29 | 71332 | 39543 | 31789 | 31789 |
| 400SHS HUNTSMAN CORP | 2009-10-02 | 2012-03-29 | 5595 | 3355 | 2240 | 2240 |
| 400SHS PROCTER & GAMBLE CO. | 2008-01-30 | 2012-05-01 | 25372 | 26037 | -665 | -665 |
| 600SHS PROCTER & GAMBLE CO. | 2008-10-13 | 2012-05-01 | 38058 | 36733 | 1325 | 1325 |
| 1,000SHS PROCTER & GAMBLE CO. | 2010-11-22 | 2012-05-01 | 63429 | 63715 | -286 | -286 |
| 700SHS PROCTER & GAMBLE CO. | 2010-11-24 | 2012-05-01 | 44401 | 43859 | 542 | 542 |
| 600SHS PRAXAIR INC | 2008-01-31 | 2012-05-17 | 63889 | 47201 | 16688 | 16688 |
| 100SHS PRAXAIR INC | 2008-02-01 | 2012-05-17 | 10648 | 8244 | 2404 | 2404 |
| 50SHS PRAXAIR INC | 2008-03-18 | 2012-06-25 | 5184 | 4291 | 893 | 893 |
| 600SHS PRAXAIR INC | 2008-10-14 | 2012-06-25 | 62202 | 41099 | 21103 | 21103 |
| 150SHS PRAXAIR INC | 2008-11-14 | 2012-06-25 | 15551 | 9238 | 6313 | 6313 |
| 2,000SHS INMET MINING CORP | 2011-03-08 | 2012-11-05 | 112933 | 138849 | -25916 | -25916 |
| 1,000SHS INMET MINING CORP | 2011-03-16 | 2012-11-05 | 56466 | 62686 | -6220 | -6220 |
| 4,200SHS AMERICAN WATER WORK CO INC | 2010-03-08 | 2012-12-03 | 159797 | 89438 | 70359 | 70359 |
| 1,300SHS AMERICAN WATER WORK CO INC | 2010-11-22 | 2012-12-03 | 49461 | 31435 | 18026 | 18026 |
| 550SHS COLGATE PALMOLIVE CO | 2005-12-09 | 2012-01-03 | 49857 | 9538 | 40319 | 40319 |
| 200SHS COLGATE PALMOLIVE CO | 2005-12-09 | 2012-01-03 | 18130 | 3440 | 14690 | 14690 |
| 800SHS WALT DISNEY CO | 2010-02-26 | 2012-01-17 | 30719 | 25100 | 5619 | 5619 |
| 400SHS WALT DISNEY CO | 2010-03-08 | 2012-01-17 | 15360 | 13356 | 2004 | 2004 |
| 1,000SHS US BANCORP DEL COM | 2011-01-07 | 2012-01-17 | 28843 | 26526 | 2317 | 2317 |
| 700SHS CISCO SYSTEMS INC | 2005-12-12 | 2012-02-10 | 13680 | 12483 | 1197 | 1197 |
| 300SHS CISCO SYSTEMS INC | 2006-10-16 | 2012-02-10 | 5863 | 7530 | -1667 | -1667 |
| 200SHS CISCO SYSTEMS INC | 2008-02-21 | 2012-02-10 | 3909 | 4806 | -897 | -897 |
| 700SHS CVS CAREMARK CORP | 2006-10-16 | 2012-02-21 | 30795 | 21935 | 8860 | 8860 |
| 300SHS SCHLUMBERGER LTD | 2005-12-09 | 2012-03-28 | 20850 | 9181 | 11669 | 11669 |
| 700SHS NEWMONT MINING CORP | 2011-02-03 | 2012-04-03 | 35852 | 40002 | -4150 | -4150 |
| 100SHS NEWMONT MINING CORP | 2011-03-14 | 2012-04-03 | 5122 | 5232 | -110 | -110 |
| 100SHS QUALCOMM INC | 2009-01-28 | 2012-04-20 | 6251 | 3630 | 2621 | 2621 |
| 600SHS CELGENE CORP | 2009-04-01 | 2012-04-30 | 43665 | 23250 | 20415 | 20415 |
| $80M XEROX CORP 5.5% 5/15/12 | 2009-08-21 | 2012-05-15 | 80000 | 83037 | -3037 | -3037 |
| 400SHS INTEL CORP | 2009-10-07 | 2012-05-16 | 10621 | 7654 | 2967 | 2967 |
| 500SHS RAYTHEON CO | 2011-02-25 | 2012-05-25 | 24960 | 25881 | -921 | -921 |
| 1,500SHS BROOKFIELD ASSET MGMT INC CL A | 2011-02-18 | 2012-06-05 | 45244 | 49364 | -4120 | -4120 |
| 600SHS HESS CORP | 2010-03-08 | 2012-06-21 | 24656 | 37392 | -12736 | -12736 |
| 800SHS HESS CORP | 2011-06-20 | 2012-06-21 | 32875 | 58232 | -25357 | -25357 |
| 700SHS MEDTRONIC INC | 2010-03-26 | 2012-06-25 | 25933 | 31455 | -5522 | -5522 |
| 290SHS IBM | 2005-12-09 | 2012-07-06 | 54859 | 3893 | 50966 | 50966 |
| 125SHS CHEVRON CORP | 2009-07-15 | 2012-10-15 | 13965 | 8075 | 5890 | 5890 |
| 750SHS JOHNSON & JOHNSON | 2005-12-09 | 2012-10-16 | 51615 | 8529 | 43086 | 43086 |
| 1,850SHS MICROSOFT CORP | 2007-01-25 | 2012-10-23 | 51610 | 58233 | -6623 | -6623 |
| 900SHS METLIFE INC | 2011-08-12 | 2012-10-23 | 31523 | 30460 | 1063 | 1063 |
| 450SHS NEWMONT MINING CORP | 2011-03-14 | 2012-11-02 | 22285 | 23546 | -1261 | -1261 |
| 1,600SHS INTEL CORP | 2009-10-07 | 2012-11-19 | 32095 | 30616 | 1479 | 1479 |
| 150SHS METLIFE INC | 2011-08-12 | 2012-12-06 | 4932 | 5077 | -145 | -145 |
| 900SHS METLIFE INC | 2011-08-17 | 2012-12-06 | 29595 | 31244 | -1649 | -1649 |
| 300SHS INTEL CORP | 2009-10-07 | 2012-12-14 | 6104 | 5740 | 364 | 364 |
| $500M CITIGROUP INC 2.125% 4/30/2012 | 2009-01-23 | 2012-04-30 | 500000 | 499030 | 970 | 970 |
| $250M GENERAL ELECTRIC CAP CORP 2.2% 06/08/12 | 2009-03-10 | 2012-06-08 | 250000 | 249238 | 762 | 762 |
| $250M GENERAL ELECTRIC CAP CORP 2.2% 06/08/12 | 2009-03-10 | 2012-06-08 | 250000 | 249258 | 742 | 742 |
| $1,000M GOLDMAN SACHS GROUP INC 3.25% 6/15/12 | 2008-11-26 | 2012-06-15 | 1000000 | 1003660 | -3660 | -3660 |
| $500M DEERE JOHN CAP CORP 2.875% 06/19/12 | 2008-12-19 | 2012-06-19 | 500000 | 514160 | -14160 | -14160 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 299066 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 15636 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 1452090 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 18340916 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.079172 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 920265 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 14983219 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.061420 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1258916 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 12507620 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.100652 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2972680 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 10939153 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.271747 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 895740 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 5435418 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.164797 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.677788 | TotalDistributionRatio |
| Average Distribution Ratio | 0.135558 | AverageDistributionRatio |
| Net Noncharitable Assets | 21473146 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 2910857 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 5902 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 2916759 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 1140220 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 11804 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 11804 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 11804 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 7121 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 8000 | TaxPaidWithExtension |
| Total Credits And Payments | 15121 | TotalCreditsAndPayments |
| Penalty For Underpayment | 1 | PenaltyForUnderpayment |
| Overpayment | 3316 | Overpayment |
| Amount Credited To Next Year | 3316 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 0 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | DE | StatesFiledWith |
| Form990 PF Filed With AG | 0 | Form990PFFiledWithAG |
| Private Operating Foundation | 1 | PrivateOperatingFoundation |
| New Substantial Contributors | 1 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | VINCENT KATZ CO A KOZAK AND CO | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2128896371 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| ALEX KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | PRESIDENT & DIRECTOR | 0.00 | 0 | 0 | 0 |
| ADA KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | VICE-PRES & DIRECTOR | 0.00 | 0 | 0 | 0 |
| VINCENT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | TREASURER & DIRECTOR | 20.00 | 5000 | 0 | 0 |
| VIVIEN BITTENCOURT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | SECRETARY & DIRECTOR | 20.00 | 5000 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | COLBY COLLEGE MUSEUM OF ART | Description1 |
| Expenses1 | 0 | Expenses1 |
| Description2 | MUSUEM OF FINE ARTS, BOSTON | Description2 |
| Expenses2 | 0 | Expenses2 |
| Description3 | COLBY COLLEGE MUSEUM OF ART | Description3 |
| Expenses3 | 0 | Expenses3 |
| Description4 | PORTLAND MUSEUM OF ART | Description4 |
| Expenses4 | 0 | Expenses4 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 19032287 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 1588140 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 1179721 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 21800148 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 21800148 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 327002 | CashDeemedCharitable |
| Net Noncharitable Assets | 21473146 | NetNoncharitableAssets |
| Minimum Investment Return | 1073657 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | X | Sect4942j3j5FndtnAndFrgnOrg |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 1140220 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 1140220 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 1140220 | AdjQualifyingDistributions |
Private Operating Foundations PrivateOperatingFoundations
| Field | Value | IRS element (for citing) |
|---|---|---|
| Date Of Ruling | 2005-02-28 | DateOfRuling |
| Section4942j3 | X | Section4942j3 |
Lessor Adj Net Incm Min Invst Return LessorAdjNetIncmMinInvstReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 306754 | CurrentYear |
| Year1 | 275282 | Year1 |
| Year2 | 282679 | Year2 |
| Year3 | 259655 | Year3 |
| Total | 1124370 | Total |
Percent85 Of Lessor Percent85OfLessor
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 260741 | CurrentYear |
| Year1 | 233990 | Year1 |
| Year2 | 240277 | Year2 |
| Year3 | 220707 | Year3 |
| Total | 955715 | Total |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 1140220 | CurrentYear |
| Year1 | 1452090 | Year1 |
| Year2 | 920265 | Year2 |
| Year3 | 1258916 | Year3 |
| Total | 4771491 | Total |
Qlfy Distri Not Used Directly QlfyDistriNotUsedDirectly
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 0 | CurrentYear |
| Year1 | 0 | Year1 |
| Year2 | 0 | Year2 |
| Year3 | 0 | Year3 |
| Total | 0 | Total |
Qlfy Distri Made Directly QlfyDistriMadeDirectly
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 1140220 | CurrentYear |
| Year1 | 1452090 | Year1 |
| Year2 | 920265 | Year2 |
| Year3 | 1258916 | Year3 |
| Total | 4771491 | Total |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 23869437 | CurrentYear |
| Year1 | 21491541 | Year1 |
| Year2 | 18367434 | Year2 |
| Year3 | 14851559 | Year3 |
| Total | 78579971 | Total |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3Bi
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Two Thirds Min Invst Return TwoThirdsMinInvstReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | 715771 | CurrentYear |
| Year1 | 611364 | Year1 |
| Year2 | 499441 | Year2 |
| Year3 | 416921 | Year3 |
| Total | 2243497 | Total |
Total Support TotalSupport
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Public Support PublicSupport
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Largest Support From EO LargestSupportFromEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Gross Investment Income GrossInvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALEX KATZ | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (24 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ELIZABETH PEYTON, MARC, 2003 | $6,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DARA FRIEDMAN, DANCER, 2011 | $28,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CATHERINE MURPHY, UNTITLED, 2004 | $600 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHARLES BURCHFIELD, BROWN LAND, 1962-1963 | $334,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOYCE PENSATO, DAISY, 2007 | $32,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUSTEN LADDA, RED MIRROR, 2009 | $3,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ELIZABETH PEYTON, "GAVIN, TONY, CORRINA, RIRKRIT, BEN, SPENCER", 2002 | $12,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ELIZABETH PEYTON, JULIAN, 2006 | $6,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TANYTH BERKELEY, THE FREQUENCY, 12 PRINTS, 2005-2007 | $3,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TANYTH BERKELEY, THE FREQUENCY, 169 PRINTS, 2005-2011 | $5,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TANYTH BERKELEY, THE EASTER PARADE, PART I, 63 PRINTS, 2006-2011 | $2,500 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHANTAL JOFFE, BABY IN A WHITE DRESS, 2012 | $70,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - FORREST BESS, UNTITLED, 1959 | $120,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK, ALEX KATZ, UNTITLED, 1999 | $67,500 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, PORTRAIT OF SYLVIA STONE, C. 1965 | $50,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - SPENCER SWEENEY, UNTITLED, 2011 | $17,600 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, CARRIAGE, 1990 | $25,000 | |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - FORREST MYERS, DREAM CYCLE, 1997-2010 | $210,000 | AVENUE |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALISTAIR FROST, PEOPLE WHO BOUGHT THAT ALSO BOUGHT THIS, 2011 | $8,000 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - EBERHARD HAVEKOST, MINUS 2 METER 1, B08, 2008 | $97,600 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - KATHERINE BRADFORD, SHADOWS, 2012 | $1,600 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARK WETHLI, SEAM, 2012 | $1,440 | |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | ||||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - PETER SCHLESINGER, BLUE ROUND | $17,500 | |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | ||||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALISON SCHULNIK, DEMPSTER, 2010 | $7,404 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 1125744 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $129 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $387,823 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $207,096 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $595,048 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 595048 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | ALEX KATZ | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 2500000 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $17,906 | Amount |
| Net Investment Income | 13430 | NetInvestmentIncome |
| Adjusted Net Income | 13430 | AdjustedNetIncome |
| Disbursements Charitable Prps | 4476 | DisbursementsCharitablePrps |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Statement | THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. | Statement |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (25 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| $500M JOHN DEERE 2.875% 06/19/12 | 0 | 0 |
| $1000M GOLDMAN SACHS 3.25% 6/15/12 | 0 | 0 |
| $250M BERKSHIRE HATHAWAY 4.625% 10/15/13 | 258913 | 257895 |
| $500M CITIGROUP INC 2.125% 4/30/12 | 0 | 0 |
| $80M COLGATE PALMOLIVE 3.15% 8/5/15 | 81784 | 85337 |
| $500M GENERAL ELECTRIC CC 2.2% 6/8/12 | 0 | 0 |
| $250M MICROSOFT CORP 2.95% 6/1/14 | 246250 | 259210 |
| $750M STANFORD UNIV REV 3.625% 5/1/14 | 785943 | 782063 |
| $80M TJX COMPANIES INC 4.2% 8/15/15 | 82428 | 86918 |
| $80M XEROX CORP 5.5% 5/15/12 | 0 | 0 |
| $300M BERKSHIRE HATHAWAY GLOBAL 2.125% 02/11/13 | 300217 | 300537 |
| $1000M INTL BUSINESS MACHINES CORP 2% 01/05/16 | 980815 | 1033270 |
| $500M MICROSOFT CORP 1.625% 09/25/15 | 492490 | 514520 |
| $500M WAL-MART STORES INC 2.875% 04/01/15 | 498411 | 525305 |
| $1000M 3M COMPANY 1.375% 09/29/16 | 1015390 | 1020540 |
| $1000M BERKSHIRE HATHAWAY FIN CORP 2.45% 12/15/15 | 1038830 | 1051280 |
| $1000M COLGATE PALMOLIVE 1.30% 01/15/17 | 995830 | 1017170 |
| $1000M E.I. DU PONT NEMOURS & CO 2.75% 04/01/16 | 1033860 | 1055520 |
| $1000M INTEL CORP 1.95% 10/01/16 | 1029181 | 1033100 |
| $1000M MERCK & CO INC 2.25% 01/15/16 | 1020500 | 1044870 |
| $1000M AT&T INC 0.875% 02/13/15 | 1002400 | 1004690 |
| $1000M CHEVRON CORP 1.104% 12/05/17 | 1012870 | 1006980 |
| $1000M COCA-COLA CO 1.8$ 09/01/16 | 1032510 | 1032850 |
| $500M INTL BUSINESS MACHINES CORP 1.25% 02/06/17 | 500820 | 505280 |
| $250M INMET MINING CORP 8.75% 06/01/20 | 271275 | 273125 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (73 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 2900 SHS ACCENTURE LTD | 99531 | 192850 |
| 2800 SHS BERKSHIRE HATHAWAY CL B | 219041 | 251160 |
| 6000 SHS BROOKFIELD ASSET MGMT | 149052 | 219900 |
| 1200 SHS CISCO SYSTEMS INC | 0 | 0 |
| 750 SHS COLGATE PALMOLIVE CO | 0 | 0 |
| 4900 SHS CVS CAREMARK CORP | 159828 | 236915 |
| 1600 SHS EMERSON ELECTRIC CO | 74671 | 84736 |
| 1000 SHS EXXON MOBIL CORP | 58865 | 86550 |
| 1500 SHS GENERAL ELECTRIC CO | 53355 | 31485 |
| 1460 SHS IBM | 189933 | 279663 |
| 2300 SHS INTEL CORP | 0 | 0 |
| 800 SHS JOHNSON & JOHNSON | 50503 | 56080 |
| 8300 SHS LEUCADIA NATIONAL CORP | 185275 | 197457 |
| 2000 SHS MICROSOFT CORP | 51533 | 53419 |
| 3100 SHS NESTLE SA SPONS ADRS | 138464 | 201847 |
| 5500 SHS ONEX CORP SUB VTG | 144404 | 231349 |
| 3350 SHS PFIZER INC | 77598 | 84016 |
| 1500 SHS PRAXAIR INC | 0 | 0 |
| 3500 SHS PROCTER & GAMBLE CO | 0 | 0 |
| 3400 SHS RECKITT BENCKISER GROUP PLC | 167620 | 214354 |
| 700 SHS SCHLUMBERGER LTD | 39233 | 48509 |
| 500 SHS AMGEN INC | 0 | 0 |
| 600 SHS CELEGENE CORP | 0 | 0 |
| 475 SHS CHEVRON CORP | 30685 | 51367 |
| 3800 SHS DANAHER CORP | 160830 | 212420 |
| 10500 SHS HUNTSMAN CORP | 0 | 0 |
| 1700 SHS QUALCOMM INC | 65651 | 105161 |
| 3800 SHS RANGE RESOURCES CORP | 173318 | 238754 |
| 7000 SHS US BANCORP DEL | 139090 | 223580 |
| 8000 SHS AMEREN CORP | 230739 | 245760 |
| 5500 SHS AMERICAN WATER WORKS CO INC | 0 | 0 |
| 200 SHS APPLE INC | 44156 | 106435 |
| 900 SHS DEVON ENERGY CORP | 0 | 0 |
| 570 SHS HESS CORP | 26061 | 30187 |
| 4270 SHS HONEYWELL INTERNATIONAL INC | 213155 | 271017 |
| 700 SHS MEDTRONIC INC | 0 | 0 |
| 2300 SHS UNITED PARCEL SERVICE INC CL B | 149532 | 169579 |
| 2050 SHS WALT DISNEY CO | 0 | 0 |
| 6000 SHS WELLS FARGO & CO | 163755 | 205080 |
| 1950 SHS ABBOTT LABORATORIES | 0 | 0 |
| 1100 SHS ANADARKO PETROLEUM CORP | 78944 | 81741 |
| 2800 SHS ANHEUSER BUSCH SA NV SPON ADR | 165637 | 244748 |
| 300 SHS DEERE & CO | 25826 | 25926 |
| 3000 SHS INMET MINING CORP | 0 | 0 |
| 1950 METLIFE INC | 63936 | 64233 |
| 1250 SHS NEWMONT MINING CORP | 0 | 0 |
| 1000 SHS RAYTHEON CO | 46805 | 57560 |
| 1800 SHS ROCKWELL COLLINS INC | 100570 | 104706 |
| 850 SHS TARGET CORP | 42933 | 50294 |
| 1150 SHS TRAVELERS COMPANIES INC | 0 | 0 |
| 2100 SHS UNITED TECHNOLOGIES CORP | 156270 | 172221 |
| 450 SHS VARIAN MEDICAL SYSTEMS INC | 0 | 0 |
| 3950 SHS ABB LTD SPONS ADR | 73660 | 82121 |
| 1300 SHS ALLSTATE CORP | 51617 | 52221 |
| 7210 SHS AMERICAN INTL GROUP INC | 233321 | 254513 |
| 2200 SHS BEIERSDORF AG | 150382 | 179437 |
| 1060 SHS BOEING CO | 76936 | 79882 |
| 850 SHS BP PLC SPONS ADR | 37033 | 35394 |
| 525 SHS CARPENTER TECHNOLOGY | 26047 | 27106 |
| 800 SHS CIGNA CORP | 40181 | 42768 |
| 705 SHS CONOCOPHILLIPS | 39324 | 40883 |
| 900 SHS COVIDIEN LTD | 53875 | 51966 |
| 600 SHS FEDEX CORP | 53372 | 55032 |
| 2400 SHS FREEPORT MCMORAN COPPER & GOLD | 83338 | 82080 |
| 130 SHS GOOGLE IN CL A | 78357 | 91959 |
| 750 SHS ILLINOIS TOOL WORKS INC | 42821 | 45607 |
| 7466 SHS INTERCONTINENTAL HOTELS GROUP PLC | 148232 | 207136 |
| 1900 SHS JPMORGAN CHASE & CO INC | 79493 | 83541 |
| 1415 SHS MACYS INC | 55480 | 55213 |
| 1135 SHS NOVARTIS AG ADR | 63665 | 71845 |
| 3750 SHS ORACLE CORP | 112989 | 124950 |
| 700 SHS PEPSICO INC | 46612 | 47901 |
| 900 SHS TIFFANY & CO | 55291 | 51606 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $568 | Amount |
| Net Investment Income | 568 | NetInvestmentIncome |
| Adjusted Net Income | 568 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (38 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| ARTWORK - JUSTEN LADDA, RED MIRROR, 2009 | 3000 | 0 | 0 |
| ARTWORK - ALEX KATZ,VINCENT WITH A RADIO,1974 | 242500 | 242500 | 242500 |
| ARTWORK - ALEX KATZ, UNTITLED, 1999 | 67500 | 0 | 0 |
| ARTWORK - CATHERINE MURPHY, UNTITLED, 2004 | 600 | 0 | 0 |
| ARTWORK - TANYTH BERKELEY, THE FREQUENCY, 169 PRINTS, 2005-2011 | 5000 | 0 | 0 |
| ARTWORK - TANYTH BERKELEY, THE FREQUENCY, 12 PRINTS, 2005-2007 | 3000 | 0 | 0 |
| ARTWORK - TANYTH BERKELEY, THE EASTER PARADE, PART 1, 63 PRINTS, 2006-2011 | 2500 | 0 | 0 |
| ARTWORK - ALEX KATZ, LILIES, 1967 | 302500 | 302500 | 302500 |
| ARTWORK - GIORGIO CAVALON, UNTITLED, 1977 | 53125 | 53125 | 53125 |
| ARTWORK - TANYTH BERKELEY, HISPANIC PARADES, PART 1, 58 PRINTS, 2006-2011 | 2000 | 2000 | 2000 |
| ARTWORK - TANYTH BERKELEY, LAST HOUR, PART 1, 53 PRINTS, 2008-2011 | 2000 | 2000 | 2000 |
| ARTWORK - ALEX KATZ, PORTRAIT OF SYLVIA STONE, C. 1965 | 50000 | 0 | 0 |
| ARTWORK - ALEX KATZ, REX #2, 1975 | 116500 | 116500 | 116500 |
| ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 | 15000 | 15000 | 15000 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 | 1925 | 1925 | 1925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 | 1925 | 1925 | 1925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 | 1925 | 1925 | 1925 |
| ARTWORK - EBERHARD HAVEKOST, MINUS 2 METER 1, B08, 2008 | 97600 | 0 | 0 |
| ARTWORK - JOYCE PENSATO, DAISY, 2007 | 32000 | 0 | 0 |
| ARTWORK - ALLISON SCHULNIK, DEMPSTER, 2010 | 7404 | 0 | 0 |
| ARTWORK - ALISTAIR FROST, PEOPLE WHO BOUGHT THAT ALSO BOUGHT THIS, 2011 | 8000 | 0 | 0 |
| ARTWORK - MALCOLM MORLEY, ABANDON SHIP VII, 2008 | 0 | 3200 | 3200 |
| ARTWORK - ANONYMOUS, UNTITLED (BINDU), 2000 | 0 | 2080 | 2080 |
| ARTWORK - ANONYMOUS, UNTITLED (SHIVA LINGA), 2008 | 0 | 2080 | 2080 |
| ARTWORK - ANONYMOUS, UNTITLED (VISHNU), 2007 | 0 | 2080 | 2080 |
| ARTWORK - LOIS DODD, FEBRUARY VIEW, 2011 | 0 | 6800 | 6800 |
| ARTWORK - JUAN GOMEZ, 210207, 2012 | 0 | 7000 | 7000 |
| ARTWORK - UDOMSAK KRISANAMIS, MICKEY, 2012 | 0 | 16000 | 16000 |
| ARTWORK - LISA ABBOTT-CANFIELD, ANY ONE IS ONE, 2011 | 0 | 800 | 800 |
| ARTWORK - JOYCE PENSATO, SILVER DONALD, 2010 | 0 | 44000 | 44000 |
| ARTWORK - JAN DE VLIEGHER, MAN WITH GIGANTIC BEE, 2012 | 0 | 17420 | 17420 |
| ARTWORK - JOSEPH A. FIORE, ORCHARD AND HAY, 1972 | 0 | 24000 | 24000 |
| ARTWORK - WILLIAM MATTHEW PRIOR, CHILD WITH RED SHOES | 0 | 10560 | 10560 |
| ARTWORK - PHONG BUI, SAIL AWAY, 2011 | 0 | 5760 | 5760 |
| ARTWORK - NATHALIE PROVOSTY, SALP, 2012 | 0 | 2000 | 2000 |
| ARTWORK - NATHALIE PROVOSTY, HITO, 2012 | 0 | 2000 | 2000 |
| ARTWORK - JULES DE BALINCOURT, FLOATING ARENA, 2012 | 0 | 20000 | 20000 |
| ARTWORK - JULES DE BALINCOURT, PAGEA 2012, 2012 | 0 | 60000 | 60000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| REGISTERED AGENT & FILING FEES | 190 | 190 | 190 | 0 |
| BANK FEES | 193 | 193 | 193 | 0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | Category |
| Amount | $79,651 | Amount |
| Net Investment Income | 79651 | NetInvestmentIncome |
| Adjusted Net Income | 79651 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor SubstantialContributor
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | ALEX KATZ | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | AKOZAK CO 192 LEXINGTON AVE 1100 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| FEDERAL NET INVEST INCOME TAX | $6,000 | 0 | 0 | 0 |
| FOREIGN TAX PAID | $2,802 | 2802 | 2802 | 0 |
Comments