OHIO UNIVERSITY FOUNDATION: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- OHIO UNIVERSITY FOUNDATION (EIN 31-6402269)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-05-13
- IRS object ID
- 201321339349304167
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-13T16:00:19-05:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CROWE HORWATH LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9600 Brownsboro Road | AddressLine1 |
| Address Line2 | Suite 400 | AddressLine2 |
| City | Louisville | City |
| State | KY | State |
| ZIP Code | 402411122 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 316402269 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE OHIO UNIVERSITY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | OHIO | NameControl |
| Phone | 7405931901 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 869 | AddressLine1 |
| City | Athens | City |
| State | OH | State |
| ZIP Code | 45701 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | STEPHEN T GOLDING | Name |
| Title | TREASURER & CEO | Title |
| Date Signed | 2013-05-15 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Rachel Spurlock | Name |
| PTIN | P00520729 | PTIN |
| Phone | 5023263996 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
Name Of Principal Officer Business NameOfPrincipalOfficerBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | J BRYAN BENCHOFF | BusinessNameLine1 |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Ohio University McGuffey Hall 104 | AddressLine1 |
| City | Athens | City |
| State | OH | State |
| ZIP Code | 457012979 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 231623178 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.OHIO.EDU/FOUNDATION | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1945 | YearFormation |
| State Legal Domicile | OH | StateLegalDomicile |
| Activity Or Mission Description | THE OHIO UNIVERSITY FOUNDATION IS AN ACTIVE PARTNER IN OHIO UNIVERSITY'S MISSION OF EDUCATION, RESEARCH, AND SERVICE. THE FOUNDATION PROVIDES SUPPORT FOR FINANCIAL AID, RESEARCH, CAPITAL EXPANSION, AND OTHER ACADEMIC INITIATIVES, SECURING FOR OHIO UNIVERSITY A MARGIN OF EXCELLENCE THAT OTHERWISE WOULD NOT BE POSSIBLE. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 38 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 35 | NbrIndependentVotingMembers |
| Total Nbr Employees | 103 | TotalNbrEmployees |
| Total Nbr Volunteers | 525 | TotalNbrVolunteers |
| Total Gross UBI | 124250 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -1520 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 32475602 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 26341775 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 0 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 0 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 13350516 | InvestmentIncomePriorYear |
| Investment Income Current Year | 52870732 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 1178438 | OtherRevenuePriorYear |
| Other Revenue Current Year | 1120528 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 47004556 | TotalRevenuePriorYear |
| Total Revenue Current Year | 80333035 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 13330414 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 14712370 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 5160970 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 6950893 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 611156 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 661418 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 8076307 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 6446410 | OtherExpensePriorYear |
| Other Expenses Current Year | 6239941 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 25548950 | TotalExpensesPriorYear |
| Total Expenses Current Year | 28564622 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 21455606 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 51768413 | RevenuesLessExpensesCY |
| Total Assets BOY | 391642429 | TotalAssetsBOY |
| Total Assets EOY | 423285686 | TotalAssetsEOY |
| Total Liabilities BOY | 9510542 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 9565290 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 382131887 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 413720396 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE OHIO UNIVERSITY FOUNDATION WAS ESTABLISHED IN 1945 TO SUPPORT THE MISSION OF OHIO UNIVERSITY, THE FIRST INSTITUION OF HIGHER EDUCATION IN THE NORTHWEST TERRITORY. (CONTINUED IN SCHEDULE O) | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 16412487 | Expense |
| Grants | 14712370 | Grants |
| Revenue | 930849 | Revenue |
| Description | THE OHIO UNIVERSITY FOUNDATION PROVIDES FUNDING FOR MANY UNIVERSITY NEEDS INCLUDING ACADEMIC AND INSTRUCTIONAL SUPPORT, STUDENT AID, RESEARCH, FACILITIES, ATHLETICS AND MUCH MORE. DURING FISCAL YEAR 2012, THE OHIO UNIVERSITY FOUNDATION PROVIDED MORE THAN $7.1 MILLION IN SUPPORT FOR INSTRUCTION AND RESEARCH, MORE THAN $3.7 MILLION IN STUDENT AID, AND MORE THAN $4.2 MILLION IN SUPPORT OF OTHER ACADEMIC INITIATIVES. OHIO'S PREMIER SCHOLARSHIP PROGRAMS INCLUDE THE APPALACHIAN SCHOLAR PROGRAM, THE URBAN SCHOLARS PROGRAM, THE CUTLER SCHOLARS PROGRAM, AND MANY MORE NEED AND MERIT-BASED SCHOLARSHIPS. SIGNIFICANT GIFTS WERE RECEIVED DURING FISCAL 2012 FOR THE COLLEGES OF ARTS AND SCIENCES, COMMUNICATION, AND OSTEOPATHIC MEDICINE, AS WELL AS FOR THE CENTER FOR INTERNATIONAL STUDIES, STUDENT FINANCIAL AID, AND MANY OTHER AREAS. | Description |
| Total Program Service Expense | 16412487 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | false | LobbyingActivities |
| Donor Advised Funds | true | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | false | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | true | ProfessionalFundraising |
| Fundraising Activities | true | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | true | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | false | TaxExemptBonds |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | false | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | true | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | true | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 120 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 103 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | false | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Taxable Distributions | false | TaxableDistributions |
| Distribution To Donor | false | DistributionToDonor |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 38 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 35 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | true | LocalChapters |
| Policies Reference Chapters | true | PoliciesReferenceChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | false | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| Own Website | X | OwnWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Candice Casto | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 7405931901 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Ohio University WUSOC 168 | AddressLine1 |
| City | Athens | City |
| State | OH | State |
| ZIP Code | 457012979 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (47 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| J BRYAN BENCHOFF | |||||||
| PRESIDENT & CEO | 40.00 | X | X | 121404 | 0 | 36920 | |
| J PATRICK CAMPBELL | |||||||
| VICE CHAIR | 4.00 | X | X | 0 | 0 | 0 | |
| LAURA A BREGE | |||||||
| CHAIRPERSON | 4.00 | X | X | 0 | 0 | 0 | |
| PERRY A SOOK | |||||||
| VICE CHAIR | 4.00 | X | X | 0 | 0 | 0 | |
| RODERICK J MCDAVIS | |||||||
| PRESIDENT & CEO (PARTIAL YEAR); CURRENT TRUSTEE | 8.00 | X | X | 0 | 397047 | 184465 | |
| STEPHEN T GOLDING | |||||||
| TREASURER & CFO | 8.00 | X | X | 0 | 312890 | 75442 | |
| STEVEN L SCHOONOVER | |||||||
| SECRETARY | 4.00 | X | X | 0 | 0 | 0 | |
| ALEX J GARCIA JR | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| BYRON WARD | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| CHARLES L PATTON JR | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| CHARLES W BECK JR | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| CHARLOTTE C EUFINGER | |||||||
| TRUSTEE (PARTIAL YEAR) | 1.00 | X | 0 | 0 | 0 | ||
| DAVE SCHOLL | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| DAVID W PIDWELL | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| E JOHN WOLFZORN | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| FRANK B STEVENS | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| FRANK P KRASOVEC | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| GARY G NAKAMOTO | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| GEORGE A CARROLL JR | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| HARRY W WHITE | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| I ROBERT RUDY | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JANICE L SCITES | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JEFFERY D CHADDOCK | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JEFFREY A STANLEY | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| JOHN P SUSANY | |||||||
| TRUSTEE (PARTIAL YEAR) | 1.00 | X | 0 | 0 | 0 | ||
| JOSEPH HAMROCK | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| KEITH E WANDELL | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| LAWRENCE E MCHALE | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| MCCLELLAND A DUBOIS | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| MELANIE R SABELHAUS | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| NORMAN E DEWIRE | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| PATRICIA A ACKERMAN | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| PEGGY VIEHWEGER | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| R EMMETT BOYLE | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| RAYMOND B FOGG SR | |||||||
| TRUSTEE (PARTIAL YEAR) | 1.00 | X | 0 | 0 | 0 | ||
| RAYMOND E SCHILDERINK | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| ROBERT E FALLON | |||||||
| TRUSTEE (PARTIAL YEAR) | 1.00 | X | 0 | 0 | 0 | ||
| SUSAN J ACKERMAN | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| TY VOTAW | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| WILFRED R KONNEKER | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| WILLIAM D HILYARD | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| WILLIAM T NEWMAN JR | |||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | ||
| BRENT PIEPER | |||||||
| EXECUTIVE DIRECTOR OF DEVELOPMENT | 40.00 | 115468 | 0 | 38384 | X | ||
| ELLEN B FULTZ | |||||||
| EXECUTIVE DIRECTOR OF DEVELOPMENT | 40.00 | 115061 | 0 | 43694 | X | ||
| GRAHAM G STEWART | |||||||
| ASSISTANT VP ALUMNI RELATIONS | 40.00 | 139846 | 0 | 56440 | X | ||
| KELLI L KOTOWSKI | |||||||
| EXECUTIVE DIRECTOR OF DEVELOPMENT | 40.00 | 110412 | 0 | 42708 | X | ||
| MICHAEL T ANGELINI | |||||||
| ASSOCIATE VP FOR FINANCE | 10.00 | 0 | 154999 | 50828 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 602191 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 864936 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 528881 | TotalOtherCompensation |
| Number Individuals GT100 K | 9 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| RUFFALOCODY LLC | |||||
| 65 KIRKWOOD NORTH RD SW | CEDAR RAPIDS | IA | 54206 | FUNDRAISING | 653618 |
| HIRTLE CALLAGHAN & CO | |||||
| 300 BARR HARBOR DR STE 500 | WEST CONSHOHOCKEN | PA | 19428 | INVESTMENT MANAGEMENT | 420374 |
| MARINER INVESTMENT GROUP LLC | |||||
| 500 MAMARONECK AVENUE 4TH FLOOR | HARRISON | NY | 10528 | INVESTMENT MANAGEMENT | 408697 |
| ARDEN ASSET MANAGEMENT LLC | |||||
| 375 PARK AVENUE 32ND FLOOR | NEW YORK | NY | 10152 | INVESTMENT MANAGEMENT | 377035 |
| FEDERAL STREET PARTNERS LLC | |||||
| 750 WASHINGTON BLVD 6TH FLOOR | STAMFORD | CT | 06901 | INVESTMENT MANAGEMENT | 306307 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 12 | NumberOfContractorsGT100K |
| Fundraising Events | 62022 | FundraisingEvents |
| Related Organizations | 5744547 | RelatedOrganizations |
| All Other Contributions | 20535206 | AllOtherContributions |
| Noncash Contributions | 1737030 | NoncashContributions |
| Total Contributions | 26341775 | TotalContributions |
Total Oth Program Service Revenue TotalOthProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 0 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 9714453 | TotalRevenueColumn |
| Unrelated Business Revenue | -15671 | UnrelatedBusinessRevenue |
| Exclusion | $9,730,124 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 13696 | TotalRevenueColumn |
| Exclusion | $13,696 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1713554 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1674298 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 39256 | Real |
| Personal | 0 | Personal |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 39256 | TotalRevenueColumn |
| Exclusion | $39,256 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 192712369 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 149556090 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 43156279 | Securities |
| Other | 0 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 43156279 | TotalRevenueColumn |
| Exclusion | $43,156,279 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 56561 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 62022 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 59755 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -3194 | TotalRevenueColumn |
| Exclusion | -$3,194 | ExclusionAmount |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| REVENUES FROM SALES, SERVICES, AND EVENTS | 453220 | 385151 | 245230 | 139921 |
| MISCELLANEOUS REVENUE | 900099 | 685619 | 685619 | |
| - | 0 |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $0 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1070770 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 80333035 | TotalRevenueColumn |
| Related Or Exempt Function Income | 930849 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 124250 | UnrelatedBusinessRevenue |
| Exclusion | $52,936,161 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14712370 | Total |
| Program Services | 14712370 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 327113 | Total |
| Management And General | 50004 | ManagementAndGeneral |
| Fundraising | 277109 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5548041 | Total |
| Program Services | 722382 | ProgramServices |
| Management And General | 400673 | ManagementAndGeneral |
| Fundraising | 4424986 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 739137 | Total |
| Program Services | 96239 | ProgramServices |
| Management And General | 53380 | ManagementAndGeneral |
| Fundraising | 589518 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 253970 | Total |
| Program Services | 33068 | ProgramServices |
| Management And General | 18341 | ManagementAndGeneral |
| Fundraising | 202561 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 82632 | Total |
| Program Services | 10759 | ProgramServices |
| Management And General | 5968 | ManagementAndGeneral |
| Fundraising | 65905 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 72990 | Total |
| Management And General | 72990 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 661418 | Total |
| Fundraising | 661418 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3339587 | Total |
| Management And General | 3339587 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 696127 | Total |
| Program Services | 73700 | ProgramServices |
| Management And General | 82856 | ManagementAndGeneral |
| Fundraising | 539571 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 101931 | Total |
| Program Services | 58062 | ProgramServices |
| Fundraising | 43869 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 877164 | Total |
| Program Services | 356474 | ProgramServices |
| Management And General | 15194 | ManagementAndGeneral |
| Fundraising | 505496 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 130569 | Total |
| Program Services | 5672 | ProgramServices |
| Management And General | 312 | ManagementAndGeneral |
| Fundraising | 124585 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 43168 | Total |
| Program Services | 10993 | ProgramServices |
| Management And General | 26759 | ManagementAndGeneral |
| Fundraising | 5416 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 427051 | Total |
| Program Services | 72715 | ProgramServices |
| Management And General | 4845 | ManagementAndGeneral |
| Fundraising | 349491 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 379744 | Total |
| Program Services | 133462 | ProgramServices |
| Management And General | 136 | ManagementAndGeneral |
| Fundraising | 246146 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4688 | Total |
| Management And General | 4688 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 36 | Total |
| Fundraising | 36 | Fundraising |
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | REPAIRS AND MAINTENANCE | Description |
| Total | 80569 | Total |
| Program Services | 40274 | ProgramServices |
| Management And General | 95 | ManagementAndGeneral |
| Fundraising | 40200 | Fundraising |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 86317 | Total |
| Program Services | 86317 | ProgramServices |
| Management And General | 0 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 28564622 | Total |
| Program Services | 16412487 | ProgramServices |
| Management And General | 4075828 | ManagementAndGeneral |
| Fundraising | 8076307 | Fundraising |
Total Joint Costs TotalJointCosts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 21088169 | BOY |
| EOY | 13200781 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15975769 | BOY |
| EOY | 17410204 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 581516 | BOY |
| EOY | 377090 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2000 | BOY |
| EOY | 12409 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 8275370 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 1409137 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 6701676 | BOY |
| EOY | 6866233 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 200446141 | BOY |
| EOY | 269489944 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 125507496 | BOY |
| EOY | 95222496 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 21339662 | BOY |
| EOY | 20706529 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 391642429 | BOY |
| EOY | 423285686 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 690673 | BOY |
| EOY | 655248 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8819869 | BOY |
| EOY | 8910042 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9510542 | BOY |
| EOY | 9565290 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -1340996 | BOY |
| EOY | -2156107 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 229551766 | BOY |
| EOY | 252422772 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 153921117 | BOY |
| EOY | 163453731 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 382131887 | BOY |
| EOY | 413720396 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 391642429 | BOY |
| EOY | 423285686 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 51768413 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -20179904 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | false | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| College Support Org170b1 Aiv | X | CollegeSupportOrg170b1Aiv |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 94205312 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 23444708 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 14594287 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 27658169 | CurrentTaxYearMinus1Year |
| Current Tax Year | 20597228 | CurrentTaxYear |
| Total | 180499704 | Total |
Tax Rev Levied For Org Benefit170 TaxRevLeviedForOrgBenefit170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 94205312 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 23444708 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 14594287 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 27658169 | CurrentTaxYearMinus1Year |
| Current Tax Year | 20597228 | CurrentTaxYear |
| Total | 180499704 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 10390396 | AmountsSubstContributorsTotal |
| Public Support Total170 | 170109308 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 4191333 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 7922700 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7454287 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 8549357 | CurrentTaxYearMinus1Year |
| Current Tax Year | 11441703 | CurrentTaxYear |
| Total | 39559380 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 15113 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 0 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 30856 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 37020 | CurrentTaxYearMinus1Year |
| Current Tax Year | 56561 | CurrentTaxYear |
| Total | 139550 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 220198634 | TotalSupport |
| Gross Receipts From Admissions Etc | 5844090 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.77250 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.77440 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
| General Explanation | OTHER INCOME, SCHEDULE A, PART II, LINE 10, DESCRIPTION - OTHER INCOME, COLUMN A - 15113, COLUMN B - , COLUMN C - 30856, COLUMN D - 37020, COLUMN E - 56561, COLUMN F - 139550;, | GeneralExplanation |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number DA Fs Held | 1 | NumberDAFsHeld |
| Number Funds Held | 0 | NumberFundsHeld |
| Donor Advised Contributions | 0 | DonorAdvisedContributions |
| Grants Paid From Donor Funds | 22000 | GrantsPaidFromDonorFunds |
| Aggregate DAF Value | 1076894 | AggregateDAFValue |
| Disclosed Orgs Legal Control | true | DisclosedOrgsLegalControl |
| Disclosed For Charitable Purposes | true | DisclosedForCharitablePurposes |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 322240147 | BeginningOfYearBalance |
| Contributions | 10073261 | Contributions |
| Investment Earnings Or Losses | 27811732 | InvestmentEarningsOrLosses |
| Other Expenditures | 10777830 | OtherExpenditures |
| Administrative Expenses | 2132253 | AdministrativeExpenses |
| End Of Year Balance | 347215057 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 266714480 | BeginningOfYearBalance |
| Contributions | 17015587 | Contributions |
| Investment Earnings Or Losses | 48720711 | InvestmentEarningsOrLosses |
| Other Expenditures | 9174342 | OtherExpenditures |
| Administrative Expenses | 1036289 | AdministrativeExpenses |
| End Of Year Balance | 322240147 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 226969965 | BeginningOfYearBalance |
| Contributions | 3397970 | Contributions |
| Investment Earnings Or Losses | 41753339 | InvestmentEarningsOrLosses |
| Other Expenditures | 4645477 | OtherExpenditures |
| Administrative Expenses | 761317 | AdministrativeExpenses |
| End Of Year Balance | 266714480 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 275217576 | BeginningOfYearBalance |
| Contributions | 8959430 | Contributions |
| Investment Earnings Or Losses | -54294862 | InvestmentEarningsOrLosses |
| Other Expenditures | 1490728 | OtherExpenditures |
| Administrative Expenses | 1421451 | AdministrativeExpenses |
| End Of Year Balance | 226969965 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.26570 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.43800 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.29630 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | false | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 2258698 | OtherCostOrOtherBasis |
| Book Value | 2258698 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 5999639 | OtherCostOrOtherBasis |
| Depreciation | 1407434 | Depreciation |
| Book Value | 4592205 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | 0 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 17033 | OtherCostOrOtherBasis |
| Depreciation | 1703 | Depreciation |
| Book Value | 15330 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | 0 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 6866233 | TotalOfBookValueLandBuildings |
Financial Derivatives FinancialDerivatives
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | 0 | BookValue |
Closely Held Equity Interests CloselyHeldEquityInterests
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | 3358564 | BookValue |
| Method Of Valuation | F | MethodOfValuation |
Other Securities OtherSecurities (4 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| PRIVATE EQUITY FUND | 21704509 | F |
| PRIVATE REAL ESTATE FUND | 11474746 | F |
| HEDGE FUND | 49180019 | F |
| COMMODITIES FUND | 9504658 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 95222496 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (4 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| DEPOSITS HELD IN CUSTODY FOR OTHERS | $1,548,585 |
| ANNUITIES PAYABLE | $1,967,854 |
| CHARITABLE TRUST OBLIGATIONS | $3,613,620 |
| DUE TO AFFILIATE - OHIO UNIVERSITY | $1,779,983 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 8910042 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Intended uses of endowment funds | Schedule D, Part V, Line 4 | THE FOUNDATION'S ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES AS QUASI-ENDOWMENTS. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE LONG-TERM PURCHASING POWER OF THE ENDOWMENT ASSETS. |
| FIN 48 (ASC 740) footnote | Schedule D, Part X, Line 2 | THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE FOUNDATION IS AN EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT FOR TAXES ON UNRELATED INCOME. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND TO RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION AND HAS CONCLUDED THAT AS OF JUNE 30, 2012, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE FOUNDATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO JUNE 30, 2009. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | CENTRAL AMERICA AND THE CARIBBEAN | Region |
| Number Of Offices | 0 | NumberOfOffices |
| Number Of Employees | 0 | NumberOfEmployees |
| Type Of Activities Conducted | INVESTMENTS | TypeOfActivitiesConducted |
| Total Expenditures | 56480000 | TotalExpenditures |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Total Amount Spent | 56480000 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Method used to account for expenditures on organization's financial statements | Identifier |
| Return Reference | Schedule F, Part I, Line 3 | ReturnReference |
| Explanation | CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL | Explanation |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| Phone Solicitations | X | PhoneSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Special Fundraising Events | X | SpecialFundraisingEvents |
| Agreement Ref Fundraising | true | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation
Name Of Organization NameOfOrganization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RUFFALOCODY LLC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 65 KIRKWOOD NORTH RD SW | AddressLine1 |
| City | CEDAR RAPIDS | City |
| State | IA | State |
| ZIP Code | 54206 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Activity | FUNDRAISING | Activity |
| Fundraiser Control Of Funds | false | FundraiserControlOfFunds |
| Gross Receipts | 710965 | GrossReceipts |
| Amount Retained By Contractor | 653618 | AmountRetainedByContractor |
| Net To Organization | 57347 | NetToOrganization |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 710965 | TotalGrossReceipts |
| Total Retained By Contractors | 653618 | TotalRetainedByContractors |
| Total Net To Organization | 57347 | TotalNetToOrganization |
| Licensed States | NJ | LicensedStates |
| Licensed States | OH | LicensedStates |
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | BOBCAT OPEN GOLF TOURNAMENT | NameOfEvent1 |
| Gross Receipts Event1 | 22235 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 11740 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 10495 | GrossRevenueEvent1 |
| Non Cash Prizes Event1 | 2969 | NonCashPrizesEvent1 |
| Rent Facility Costs Event1 | 4230 | RentFacilityCostsEvent1 |
| Food And Beverage Event1 | 3326 | FoodAndBeverageEvent1 |
| Other Direct Expenses Event1 | 2834 | OtherDirectExpensesEvent1 |
| Name Of Event2 | BERNARD L EDWARD MEMORIAL GOLF TOURNAMENT | NameOfEvent2 |
| Gross Receipts Event2 | 21280 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 15695 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 5585 | GrossRevenueEvent2 |
| Non Cash Prizes Event2 | 1490 | NonCashPrizesEvent2 |
| Rent Facility Costs Event2 | 9891 | RentFacilityCostsEvent2 |
| Food And Beverage Event2 | 1968 | FoodAndBeverageEvent2 |
| Other Direct Expenses Event2 | 804 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 7 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 60163 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 25283 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 34880 | GrossRevenueOtherEvents |
| Cash Prizes Other Events | 100 | CashPrizesOtherEvents |
| Non Cash Prizes Other Events | 3983 | NonCashPrizesOtherEvents |
| Rent Facility Costs Other Events | 5837 | RentFacilityCostsOtherEvents |
| Food And Beverage Other Events | 11784 | FoodAndBeverageOtherEvents |
| Other Direct Expenses Other Events | 3185 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 103678 | GrossReceiptsTotal |
| Charitable Contributions Total | 52718 | CharitableContributionsTotal |
| Gross Revenue Total Events | 50960 | GrossRevenueTotalEvents |
| Cash Prizes Total Events | 100 | CashPrizesTotalEvents |
| Non Cash Prizes Total Events | 8442 | NonCashPrizesTotalEvents |
| Rent Facility Costs Total Events | 19958 | RentFacilityCostsTotalEvents |
| Food And Beverage Total Events | 17078 | FoodAndBeverageTotalEvents |
| Entertainment Total Events | 0 | EntertainmentTotalEvents |
| Other Direct Expenses Total Events | 6823 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 52401 | DirectExpenseSummaryEvents |
| Net Income Summary | -1441 | NetIncomeSummary |
Form990 Schedule G Part IV Form990ScheduleGPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROFESSIONAL FUNDRAISER | Identifier |
| Return Reference | SCHEDULE G, PART I, LINE 2B | ReturnReference |
| Explanation | THE TELEMARKETING SERVICES AGREEMENT BETWEEN RUFFALOCODY, LLC AND OHIO UNIVERSITY PROVIDES FOR A TWELVE-MONTH-A-YEAR, ON-CAMPUS TELEPHONE FUNDRAISING PROGRAM. THE PROGRAM IS DESIGNED TO COMPLETE A CERTAIN AMOUNT OF CALLS AT AN AGREED UPON RATE PER COMPLETED CALL. THE AGREEMENT PROVIDES THAT RUFFALOCODY IS RESPONSIBLE FOR OFFICE SUPPLIES, RECRUITING EXPENSES, STAFF RELOCATION, AND TRAVEL EXPENSES. REVENUE STREAMS AND COST FACTORS: AS INDICATED IN SCHEDULE G, THE TELEPHONE FUNDRAISING PROGRAM GENERATED $710,965 IN REVENUES DURING FISCAL YEAR 2012, AT A COST OF $653,618, FOR A RETURN ON INVESTMENT OF $57,347. OTHER CONSIDERATIONS: AS PART OF THE TELEPHONE FUNDRAISING PROGRAM, THOUSANDS OF CALLS AND SOLICITATIONS ARE COMPLETED EACH FISCAL YEAR. THERE IS A DISTINCT INTANGIBLE VALUE IN CONNECTING WITH ALUMNI. IN A STUDY CONDUCTED BY AN INDEPENDENT GROUP, THE FOUNDATION ESTABLISHED THE FOLLOWING DATA AND TREND LINES FOR OHIO UNIVERSITY DONORS WHO EVENTUALLY GAVE $10,000: I) BEFORE MAKING THEIR $10,000 GIFT, THEY FIRST PARTICIPATED IN 9 TO 13 ANNUAL FUND YEARS; II) THEY MADE A GIFT IN 7 OUT OF 10 FISCAL YEARS JUST PRIOR TO MAKING THEIR $10,000 GIFT; III) 61% OF ALL DONORS WHO MADE A $10,000 GIFT MADE A FIRST GIFT OF $50 OR LESS; IV) 38% OF ALL DONORS WHO MADE A $10,000 GIFT MADE A FIRST GIFT OF LESS THAN $25. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Recipient Table RecipientTable
Recipient Name Business RecipientNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OHIO UNIVERSITY | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CUTLER HALL 108 | AddressLine1 |
| City | ATHENS | City |
| State | OH | State |
| ZIP Code | 45701 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN Of Recipient | 316402113 | EINOfRecipient |
| IRC Section | 501(C)(1) | IRCSection |
| Amount Of Cash Grant | 14712370 | AmountOfCashGrant |
| Purpose Of Grant | INSTRUCTION, STUDENT AID, ETC. | PurposeOfGrant |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 0 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 1 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Procedures for monitoring use of grant funds | Identifier |
| Return Reference | Schedule I, Part I, Line 2 | ReturnReference |
| Explanation | THE FOUNDATION WAS ESTABLISHED TO SOLICIT AND RECEIVE GIFTS AND CONTRIBUTIONS FOR THE BENEFIT OF OHIO UNIVERSITY AND TO ENSURE THAT FUNDS AND PROPERTY RECEIVED ARE APPLIED TO THE USES SPECIFIED BY THE DONORS. AS SUCH, AMOUNTS REPORTED IN SCHEDULE I, PART I, REFLECT FINANCIAL SUPPORT THAT THE FOUNDATION PROVIDES TO THE UNIVERSITY FOR SCHOLARSHIPS, ACADEMIC PROGRAMS, RESEARCH, FACILITIES, FACULTY AND OTHER INITIATIVES OF THE UNIVERSITY. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | false | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (8 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RODERICK J MCDAVIS | |||||||||||||
| 0 | 365381 | 0 | 50 | 0 | 31616 | 0 | 103188 | 0 | 81277 | 0 | 581512 | 0 | 0 |
| J BRYAN BENCHOFF | |||||||||||||
| 103913 | 0 | 50 | 0 | 17441 | 0 | 25460 | 0 | 11460 | 0 | 158324 | 0 | 0 | 0 |
| STEPHEN T GOLDING | |||||||||||||
| 0 | 301970 | 0 | 0 | 0 | 10920 | 0 | 63715 | 0 | 11727 | 0 | 388332 | 0 | 0 |
| GRAHAM G STEWART | |||||||||||||
| 133663 | 0 | 0 | 0 | 6183 | 0 | 32400 | 0 | 24040 | 0 | 196286 | 0 | 0 | 0 |
| ELLEN B FULTZ | |||||||||||||
| 114459 | 0 | 0 | 0 | 602 | 0 | 28883 | 0 | 14811 | 0 | 158755 | 0 | 0 | 0 |
| MICHAEL T ANGELINI | |||||||||||||
| 0 | 154771 | 0 | 0 | 0 | 228 | 0 | 38017 | 0 | 12811 | 0 | 205827 | 0 | 0 |
| BRENT PIEPER | |||||||||||||
| 115468 | 0 | 0 | 0 | 0 | 0 | 27917 | 0 | 10467 | 0 | 153852 | 0 | 0 | 0 |
| KELLI L KOTOWSKI | |||||||||||||
| 110140 | 0 | 0 | 0 | 272 | 0 | 28760 | 0 | 13948 | 0 | 153120 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Travel for companions | Schedule J, Part I, Line 1a | THE FOUNDATION PROVIDES FOR REQUIRED TRAVEL FOR DONOR DEVELOPMENT AND ALUMNI FUNDRAISING ACTIVITY FOR CERTAIN INTERESTED PERSONS AND THEIR COMPANIONS. WHEN THE TRAVEL FOR COMPANIONS IS CONSIDERED PERSONAL IN NATURE, THE VALUE OF THE TRAVEL IS INCLUDED IN COMPENSATION TO THE INTERESTED PERSON. |
| Housing allowance or residence for personal use | Schedule J, Part I, Line 1a | THE UNIVERSITY PROVIDES A RESIDENCE FOR DR. RODERICK J. MCDAVIS, IN HIS CAPACITY AS PRESIDENT OF THE UNIVERSITY. PURSUANT TO IRC SECTION 119, THIS IS EXCLUDED FROM TAXABLE COMPENSATION. |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 46 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 1737030 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | MARKET VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of8283 Received | 0 | NumberOf8283Received |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | false | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| Explanations of reporting method for number of contributions | Schedule M, Part I | SECURITIES - PUBLICLY TRADED: THE FOUNDATION RECEIVED 46 CONTRIBUTIONS OF PUBLICLY TRADED SECURITIES. IN TOTAL, THESE 46 CONTRIBUTIONS WERE COMPRISED OF 50,522 SHARES OF VARIOUS COMPANIES' STOCK. |
| Number of contributions or items contributed. | Schedule M, part I, column (b), Line 9 | THE FOUNDATION RECEIVED 46 CONTRIBUTIONS OF PUBLICLY TRADED SECURITIES. IN TOTAL, THESE 46 CONTRIBUTIONS WERE COMPRISED OF 50,522 SHARES OF VARIOUS COMPANIES' STOCK. |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (8 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| ORGANIZATION'S MISSION | FORM 990, PART III, LINE 1 | (CONTINUED FROM PART III) OHIO UNIVERSITY HOLDS AS ITS CENTRAL PURPOSE THE INTELLECTUAL AND PERSONAL DEVELOPMENT OF ITS STUDENTS AND IS WELL-KNOWN FOR ITS OUTSTANDING FACULTY OF ACCOMPLISHED TEACHERS WHOSE RESEARCH AND CREATIVE ACTIVITY ADVANCE KNOWLEDGE ACROSS MANY DISCIPLINES. DURING FISCAL YEAR 2012 THE OHIO UNIVERSITY FOUNDATION RECEIVED THOUSANDS OF GIFTS TOTALING IN EXCESS OF $20 MILLION. |
| Family/business relationships amongst interested persons | Form 990, Part VI, Section A, Line 2 | J. PATRICK CAMPBELL - BUSINESS RELATIONSHIP, FRANK P. KRASOVEC - BUSINESS RELATIONSHIP |
| Review of form 990 by governing body | Form 990, Part VI, Section B, Line 11b | THE FORM 990 AND SUPPLEMENTAL SCHEDULES WERE REVIEWED BY THE ORGANIZATION'S MANAGEMENT AND AUDIT COMMITTEE, THEN PROVIDED TO EACH MEMBER OF THE GOVERNING BODY PRIOR TO FILING WITH THE IRS. |
| Conflict of interest policy | Form 990, Part VI, Section B, Line 12c | THE CONFLICT OF INTEREST POLICY FOR THE FOUNDATION COVERS ALL MEMBERS OF THE BOARD OF TRUSTEES. THE POLICY REQUIRES THAT ALL POTENTIAL CONFLICTS BE PRESENTED TO THE CHAIRPERSON OF THE FOUNDATION FOR PURPOSES OF REVIEW AND POSSIBLE REMEDIAL OR MANAGEMENT ACTION, INCLUDING THE REMOVAL OF A TRUSTEE, AND FURTHER REQUIRES SUCH CONFLICTS BE UPDATED ANNUALLY. REMEDIAL OR MANAGEMENT ACTION COULD INCLUDE, BUT NOT BE LIMITED TO, FULL DISCLOSURE, REFUSAL AND ABSTENTION IN DISCUSSIONS AND VOTES, AND ENDING OF THE CONFLICT OF INTEREST CIRCUMSTANCES. IN CASES WHERE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST CANNOT BE RESOLVED BY REMEDIAL OR MANAGEMENT ACTION, THE TRUSTEE WILL BE REMOVED FROM HIS/HER POSITION. |
| Process used to establish compensation of top management official | Form 990, Part VI, Section B, Line 15a | THE UNIVERSITY'S PROCESS FOR ESTABLISHING THE COMPENSATION FOR PRESIDENT AND CEO, BRYAN BENCHOFF, INCLUDED CONTRACTING WITH AN EXECUTIVE SEARCH FIRM THAT PROVIDED A COMPENSATION ANALYSIS BASED ON REVIEW OF SIMILAR SIZED ORGANIZATIONS AND POSITIONS. IN ADDITION, CUPA-HR DATA WAS REVIEWED FOR SIMILAR POSITIONS AT OTHER PUBLIC UNIVERSITIES IN OHIO, IN THE MID-AMERICA CONFERENCE, AND IN AN ASPIRATIONAL PEER GROUP. COMPENSATION WAS SET AT A LEVEL COMMENSURATE WITH THOSE COMPARISONS, TAKING INTO CONSIDERATION OHIO UNIVERSITY'S SIZE AND COMPLEXITY IN COMPARISON WITH THE OTHER INSTITUTIONS EXAMINED. IN ADDITION, THE EMPLOYMENT CONTRACT WAS REVIEWED AND APPROVED BY UNIVERSITY GENERAL COUNSEL. THIS PROCESS WAS LAST DONE IN JULY 2011. |
| Governing documents, conflict of interest policy and financial statements available to the public | Form 990, Part VI, Section C, Line 19 | FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE NOT ROUTINELY MADE AVAILABLE TO THE PUBLIC AT THIS TIME. HOWEVER, THE FOUNDATION'S AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA A WEBSITE MAINTAINED BY OHIO UNIVERSITY. ALSO, AS THE FOUNDATION IS AFFILIATED WITH OHIO UNIVERSITY, WHICH IS SUBJECT TO OHIO'S PUBLIC RECORDS LAW, THE FOUNDATION'S FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE MADE AVAILABLE IN RESPONSE TO APPROPRIATE PUBLIC RECORDS REQUESTS. |
| AVERAGE HOURS PER WEEK | FORM 990, PART VII, SECTION A, LINE 1A, COLUMN (B) | DR. RODERICK MCDAVIS, PRESIDENT OF OHIO UNIVERSITY, SPENDS APPROXIMATELY 15% OF HIS TIME ON FOUNDATION INITIATIVES. STEPHEN T. GOLDING, VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, CFO AND TREASURER OF OHIO UNIVERSITY AND CFO AND TREASURER OF THE OHIO UNIVERSITY FOUNDATION, SPENDS APPROXIMATELY 15% OF HIS TIME ON FOUNDATION INITIATIVES. MICHAEL ANGELINI, ASSOCIATE VP FOR FINANCE OF OHIO UNIVERSITY AND LIAISON TO OHIO UNIVERSITY FOUNDATION BOARD OF TRUSTEES, SPENDS APPROXIMATELY 15% OF HIS TIME ON FOUNDATION INITIATIVES. |
| Other changes in net assets or fund balances | Form 990, Part XI, Line 5 | NET UNREALIZED GAINS (LOSSES) ON INVESTMENTS - -19963990; CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS - -215914; |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Total IncomeTotalIncome | EOY AssetsEOYAssets | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|
| FRITZ J AND DOLORES H RUSS HOLDINGS LLC | ||||||||
| OHIO UNIVERSITY WUSOC 168 | ATHENS | OH | 45701 | REAL ESTATE | OH | 0 | 7635 | NA |
| RUSS RESEARCH CENTER LLC | ||||||||
| OHIO UNIVERSITY WUSOC 168 | ATHENS | OH | 45701 | R&D | OH | 1713554 | 6279029 | NA |
| RUSS NORTH VALLEY ROAD LLC | ||||||||
| OHIO UNIVERSITY WUSOC 168 | ATHENS | OH | 45701 | REAL ESTATE | OH | 0 | 622000 | NA |
Form990 Schedule R Part II Form990ScheduleRPartII (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| OHIO UNIVERSITY | ||||||||||
| CUTLER HALL ROOM 108 | ATHENS | OH | 45701 | 316402113 | UNIVERSITY | OH | 501(C)(1) | N/A | NA | false |
| HOUSING FOR OHIO INC | ||||||||||
| OHIO UNIVERSITY WUSOC 168 | ATHENS | OH | 45701 | 311691089 | STUDENT HOUSING | OH | 501(C)(3) | 11 - Type I | NA | true |
| SUGARBUSH FOUNDATION | ||||||||||
| 206 MCGUFFY HALL | ATHENS | OH | 45701 | 204352434 | SUPPORTING FOUNDATION | OH | 501(C)(3) | 11 - Type I | NA | true |
Form990 Schedule R Part IV Form990ScheduleRPartIV (7 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership |
|---|---|---|---|---|---|---|---|---|---|---|---|
| INN-OHIO OF ATHENS INC | |||||||||||
| 331 RICHLAND AVENUE | ATHENS | OH | 45701 | 311190088 | HOTEL/CONFERENCE | OH | NA | C CORPORATION | 4496894 | 3358564 | 0 |
| CHARITABLE REMAINDER TRUST (CA-1) | |||||||||||
| PROVIDE SUPPORT TO UNIVERSITY | CA | NA | TRUST | ||||||||
| CHARITABLE REMAINDER TRUST (FL-1) | |||||||||||
| PROVIDE SUPPORT TO UNIVERSITY | FL | NA | TRUST | ||||||||
| CHARITABLE REMAINDER TRUST (GA-1) | |||||||||||
| PROVIDE SUPPORT TO UNIVERSITY | GA | NA | TRUST | ||||||||
| CHARITABLE REMAINDER TRUST (MD-1) | |||||||||||
| PROVIDE SUPPORT TO UNIVERSITY | MD | NA | TRUST | ||||||||
| CHARITABLE REMAINDER TRUST (OH-11) | |||||||||||
| PROVIDE SUPPORT TO UNIVERSITY | OH | NA | TRUST | ||||||||
| SCHOLARSHIP TRUST FUND | |||||||||||
| OUF - PO BOX 869 | ATHENS | OH | 45701 | 206887884 | PROVIDE SCHOLARSHIPS | OH | NA | TRUST | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | true | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | true | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | true | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | false | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | true | SharingOfFacilities |
| Sharing Of Paid Employees | true | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | true | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | true | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | true | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable
Name Of Other Organization NameOfOtherOrganization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SUGAR BUSH FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transaction Type | C | TransactionType |
| Amount Involved | 250080 | AmountInvolved |
| Method Of Amt Determination | CASH | MethodOfAmtDetermination |
Comments