BROOKINGS INSTITUTION: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- BROOKINGS INSTITUTION (EIN 53-0196577)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-02-12
- IRS object ID
- 201320439349300927
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule M
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-02-12T12:38:09-06:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 420714325 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9737 WASHINGTONIAN BLVD 400 | AddressLine1 |
| City | GAITHERSBURG | City |
| State | MD | State |
| ZIP Code | 208787340 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 530196577 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE BROOKINGS INSTITUTION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | BROO | NameControl |
| Phone | 2027976000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1775 MASSACHUSETTS AVE NW | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200362103 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | STEWART URETSKY | Name |
| Title | VP, CFO, & TREASURER | Title |
| Phone | 2027976000 | Phone |
| Date Signed | 2013-02-12 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | WILLIAM E TURCO CPA | Name |
| PTIN | P00369217 | PTIN |
| Phone | 3012963600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | STROBE TALBOTT | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1775 MASSACHUSETTS AVE NW | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200362103 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 215697333 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.BROOKINGS.EDU | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1939 | YearFormation |
| State Legal Domicile | DC | StateLegalDomicile |
| Activity Or Mission Description | ANALYZE POLICY ISSUES AND PRODUCE PRACTICAL NEW IDEAS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 48 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 47 | NbrIndependentVotingMembers |
| Total Nbr Employees | 554 | TotalNbrEmployees |
| Total Nbr Volunteers | 47 | TotalNbrVolunteers |
| Total Gross UBI | 3213 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -127297 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 86934790 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 114836670 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 0 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 0 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 10780025 | InvestmentIncomePriorYear |
| Investment Income Current Year | 11958529 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 2507310 | OtherRevenuePriorYear |
| Other Revenue Current Year | 3989241 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 100222125 | TotalRevenuePriorYear |
| Total Revenue Current Year | 130784440 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 626561 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 623527 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 45327644 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 48684258 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 420000 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 72500 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 2592682 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 42548466 | OtherExpensePriorYear |
| Other Expenses Current Year | 44582469 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 88922671 | TotalExpensesPriorYear |
| Total Expenses Current Year | 93962754 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 11299454 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 36821686 | RevenuesLessExpensesCY |
| Total Assets BOY | 410039317 | TotalAssetsBOY |
| Total Assets EOY | 436930915 | TotalAssetsEOY |
| Total Liabilities BOY | 55596127 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 55622853 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 354443190 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 381308062 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE BROOKINGS INSTITUTION (BROOKINGS) IS A PRIVATE, NON-PROFIT, INDEPENDENT PUBLIC POLICY RESEARCH ORGANIZATION. BROOKINGS'S MISSION IS TO CONDUCT HIGH-QUALITY INDEPENDENT RESEARCH AND, BASED ON THAT RESEARCH, TO ADVANCE INNOVATIVE, PRACTICAL RECOMMENDATIONS THAT ADVANCE THREE BROAD GOALS: STRENGTHEN AMERICAN DEMOCRACY; FOSTER THE ECONOMIC AND SOCIAL WELFARE, SECURITY AND OPPORTUNITY OF ALL AMERICANS, AND SECURE A MORE OPEN, SAFE, PROSPEROUS AND COOPERATIVE INTERNATIONAL SYSTEM. FOR MORE THAN 90 YEARS, BROOKINGS HAS ANALYZED CURRENT AND EMERGING ISSUES AND PRODUCED NEW IDEAS THAT MATTER - FOR THE NATION AND THE WORLD. RESEARCH AT BROOKINGS IS CONDUCTED TO INFORM THE PUBLIC DEBATE AND PROVIDE HIGH-QUALITY, NON-PARTISAN ANALYSIS ON THE CHALLENGES FACING AN INCREASINGLY INTERDEPENDENT WORLD. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 19156875 | Expense |
| Grants | 623527 | Grants |
| Description | FOREIGN POLICY STUDIES:THE FOREIGN POLICY PROGRAM'S RESEARCH HELPS POLICYMAKERS AND THE PUBLIC ADDRESS THE GREAT CHALLENGES FACING THE UNITED STATES AND THE INTERNATIONAL COMMUNITY IN THE 21ST CENTURY. THE AIM IS TO IMPROVE AMERICA'S FOREIGN AND NATIONAL SECURITY POLICIES, ENLIGHTEN THE PUBLIC POLICY DEBATE, AND SHAPE THE EMERGING INTERNATIONAL ORDER IN FAVOR OF PEACE, SECURITY AND HUMAN PROGRESS. IN THE PAST YEAR, FOREIGN POLICY EXPERTS BOTH IN WASHINGTON AND IN OUR OVERSEAS CENTERS IN BEIJING AND DOHA EXAMINED A WIDE RANGE OF TOPICS INCLUDING THE RAPIDLY CHANGING DEVELOPMENTS THROUGHOUT THE ARAB WORLD, THE EURO ZONE CRISIS, THE WARS IN AFGHANISTAN AND IRAQ, NUCLEAR NON-PROLIFERATION, ENERGY SECURITY, MILITARY TECHNOLOGY, IRAN, INDIA, THE EVOLVING TRANSATLANTIC RELATIONSHIPS, HUMANITARIAN AID AND THE CHANGING GLOBAL ROLE OF CHINA. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2012, SCHOLARS IN THE FOREIGN POLICY PROGRAM PROVIDED CONGRESSIONAL TESTIMONY AND PRESIDED OVER MORE THAN 200 PUBLIC AND PRIVATE EVENTS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 15635523 | Expense |
| Description | ECONOMIC STUDIES:THE ECONOMIC STUDIES PROGRAM ANALYZES CURRENT AND EMERGING ECONOMIC POLICY ISSUES IN THE UNITED STATES AND WORLDWIDE. ITS RESEARCH AIMS TO INCREASE THE PUBLIC'S UNDERSTANDING OF HOW THE ECONOMY WORKS AND WHAT CAN BE DONE TO MAKE IT WORK BETTER. IN THE PAST YEAR, ECONOMIC STUDIES EXPERTS EXAMINED THE FEDERAL BUDGET DEFICIT AND THE RISING NATIONAL DEBT, AND COMMENTED ON SUCH DIVERSE ISSUES AS THE LABOR MARKET AND JOB CREATION, FISCAL AND MONETARY POLICY, AND THE ROLE OF EDUCATION AND OPPORTUNITY IN ECONOMIC MOBILITY. ECONOMIC STUDIES ALSO PRODUCES THE BROOKINGS PAPERS ON ECONOMIC ACTIVITY, THE LEADING SOURCE OF POLICY-ORIENTED, EMPIRICAL RESEARCH ON MACROECONOMICS. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2012, ECONOMIC STUDIES HELD OVER 138 EVENTS BOTH PRIVATE AND OPEN TO THE GENERAL PUBLIC, AND ECONOMIC STUDIES EXPERTS TESTIFIED 12 TIMES BEFORE CONGRESSIONAL COMMITTEES AND SUBCOMMITTEES. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 12142844 | Expense |
| Description | METROPOLITAN POLICY:THE METROPOLITAN POLICY PROGRAM (METRO PROGRAM) PROVIDES DECISION MAKERS WITH CUTTING-EDGE TREND ANALYSIS, RESEARCH AND POLICY IDEAS THAT EMPOWER METROPOLITAN AREAS TO COMPETE AND PROSPER. THE PROGRAM BELIEVES THAT FUTURE PROSPERITY IS DEPENDENT ON DELIVERING A NEXT ECONOMY THAT IS FUELED BY INNOVATION, POWERED BY LOW CARBON, DRIVEN BY EXPORTS, RICH WITH OPPORTUNITY, AND LED BY METROPOLITAN AREAS-WHILE SIMULTANEOUSLY BUILDING SMART, SUSTAINABLE PLACES THAT EMBRACE DEMOGRAPHIC AND ECONOMIC CHANGE AND TECHNOLOGICAL ADVANCES. IN THE PAST YEAR, THE METRO PROGRAM RELEASED FIRST-OF-ITS-KIND TREND ANALYSES ON MANUFACTURING AND H-1B VISAS, CREATED METROPOLITAN EXPORT PLANS WITH FOUR METROPOLITAN AREAS, AND LAUNCHED THE GLOBAL CITIES INITIATIVE: A JOINT PROJECT OF BROOKINGS AND JPMORGAN CHASE, WHICH AIMS TO EQUIP THE LEADERS OF METROPOLITAN AMERICA WITH THE INFORMATION, POLICY INNOVATIONS AND GLOBAL CONNECTIONS THEY NEED TO BOLSTER THEIR POSITION WITHIN THE GLOBAL ECONOMY. METRO PROGRAM EXPERTS ALSO EXAMINED ISSUES RELATED TO EXPORTS, INFRASTRUCTURE, POVERTY, EMPLOYMENT AND IMMIGRATION. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2012, THE METRO PROGRAM HELD OVER THIRTY-FIVE PUBLIC AND PRIVATE EVENTS, AND METRO PROGRAM EXPERTS PRESENTED IN OVER TWENTY BRIEFINGS AND TESTIMONY BEFORE WHITE HOUSE AND AGENCY COMMITTEES, CONGRESSIONAL COMMITTEES AND SUBCOMMITTEES, AND STATE AND LOCAL COMMITTEES. | Description |
Activity Other ActivityOther (6 entries)
| ExpenseExpense | DescriptionDescription | RevenueRevenue |
|---|---|---|
| 9317143 | GLOBAL ECONOMY AND DEVELOPMENT:THE GLOBAL ECONOMY AND DEVELOPMENT PROGRAM EXAMINES THE OPPORTUNITIES AND CHALLENGES PRESENTED BY GLOBALIZATION, WHICH HAS BECOME A CENTRAL CONCERN FOR INTERNATIONAL POLICYMAKERS, BUSINESS LEADERS, THE MEDIA AND CIVIL SOCIETY. GLOBAL ECONOMY AND DEVELOPMENT EXPERTS ADDRESS THE ISSUES SURROUNDING GLOBALIZATION WITHIN THREE KEY AREAS: THE DRIVERS SHAPING THE GLOBAL ECONOMY, THE ROAD OUT OF POVERTY AND GLOBAL PUBLIC GOODS. IN THE PAST YEAR, THE RESEARCH AGENDA FOR THE PROGRAM WAS CENTERED ON THE STATE OF THE GLOBAL ECONOMIC RECOVERY, REFORM OF INTERNATIONAL FINANCIAL INSTITUTIONS, MAKING DEVELOPMENT ASSISTANCE MORE EFFECTIVE AND TACKLING THE ISSUE OF GLOBAL CLIMATE CHANGE. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2012, GLOBAL ECONOMY AND DEVELOPMENT HELD NUMEROUS EVENTS OPEN TO THE GENERAL PUBLIC. | |
| 5580049 | GOVERNANCE STUDIES:THE GOVERNANCE STUDIES PROGRAM AT BROOKINGS IS ONE OF THE WORLDS MOST RECOGNIZED AND RESPECTED RESEARCH PROGRAMS, FOCUSED ON GOVERNANCE CHALLENGES IN THE U.S. AND AROUND THE WORLD, MAJOR POLICY ISSUES, AND POLITICAL INSTITUTIONS. IN ADDITION, OUR SCHOLARSHIP EVALUATES TRENDS IN PUBLIC OPINION AND POLITICAL PROCESS, AND OFFERS IDEAS ON INSTITUTIONAL REFORM TO ENSURE BETTER GOVERNANCE. VIEWED AS A PREMIER, INDEPENDENT VOICE IN THE DOMESTIC POLICYMAKING SPHERE, GOVERNANCE STUDIES IS HOME TO TWO RESEARCH CENTERS: THE BROWN CENTER ON EDUCATION POLICY AND THE CENTER FOR TECHNOLOGY INNOVATION. GOVERNANCE STUDIES EXPERTS EXAMINED THE POLITICS BEHIND FEDERAL TECHNOLOGY POLICY AND AMERICA'S ECONOMIC RECOVERY, AND COMMENTED ON OTHER TIMELY TOPICS, SUCH AS THE U.S. BUDGET CRISIS, U.S. JOB POLICIES, GUANTANAMO BAY DETENTION CENTER, JUDICIAL SELECTION REFORM, THE U.S. EDUCATIONAL SYSTEM, AND PARTISAN GRIDLOCK. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2012, GOVERNANCE STUDIES HELD 54 EVENTS OPEN TO THE GENERAL PUBLIC. | |
| 2297388 | BROOKINGS PRESS:THE BROOKINGS PRESS PUBLISHES PUBLIC POLICY RESEARCH BOOKS FROM BROOKINGS' OWN SCHOLARS AS WELL AS OUTSIDE AUTHORS. THE PUBLICATIONS PROVIDE EXTENSIVE BACKGROUND AND INSIGHT ON IMPORTANT PUBLIC POLICY ISSUES IN BUSINESS, ECONOMICS, GOVERNMENT AND INTERNATIONAL AFFAIRS. | 1940478 |
| 2485342 | COMMUNICATIONS AND WEB:THE COMMUNICATIONS OFFICE DISSEMINATES INFORMATION ABOUT BROOKINGS, ITS SCHOLARS AND THE ARRAY OF RESOURCES THAT BROOKINGS OFFERS. THE OFFICE PUBLISHES AN ANNUAL GUIDE TO BROOKINGS EXPERTS FOR POLICYMAKERS AND THE MEDIA FOR JOURNALISTS, ACADEMICS, GOVERNMENT OFFICIALS AND OTHER PERSONS INTERESTED IN CONTACTING BROOKINGS SCHOLARS AND THE BROOKINGS ANNUAL REPORT. COMMUNICATIONS OVERSEES THE COMMENTARY AND ANALYSIS THAT APPEAR ON THE BROOKINGS' WEBSITE LOCATED AT WWW.BROOKINGS.EDU, A KEY COMPONENT OF OUTREACH AND EDUCATION. | |
| 1849779 | OTHER RESEARCH:INCLUDES RESEARCH INITIATIVES OF THE EXECUTIVE OFFICE, FRIDAY POLICY ROUNDTABLES, AND CROSS-PROGRAM RESEARCH. CROSS-PROGRAM RESEARCH EFFORTS INCLUDE PUBLICATIONS AND OUTREACH EVENTS ON THE ALL BROOKINGS PRIORITIES, FOUR AREAS OF RESEARCH THAT ENCOMPASS WORK FROM ALL PROGRAMS IN THE INSTITUTION ON TIMELY AND CROSS-CUTTING ISSUES SUCH AS CLIMATE CHANGE, GROWTH THROUGH INNOVATION, AND OPPORTUNITY AND WELL-BEING. | |
| 1085238 | BROOKINGS EXECUTIVE EDUCATION:EXECUTIVE EDUCATION EDUCATES FEDERAL, STATE AND LOCAL GOVERNMENT OFFICIALS, AND CORPORATE EXECUTIVES THROUGH ITS PUBLIC LEADERSHIP CURRICULUM. EXECUTIVE EDUCATION ALSO ADVANCES BROOKINGS RESEARCH THROUGH PROGRAMS DESIGNED TO EXPLORE CRITICAL POLICY ISSUES IN THE UNITED STATES AND THROUGHOUT THE WORLD. |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 22614939 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 1940478 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 69550181 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 1 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 1 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 1 | MoreThan5000KToIndividuals |
| Professional Fundraising | 1 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 556 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 554 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 1 | ForeignFinancialAccount |
| Name Of Foreign Country | QA | NameOfForeignCountry |
| Name Of Foreign Country | UK | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 48 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 47 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 1 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | AK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CO | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | DC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | FL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | GA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | HI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | LA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MD | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ME | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MO | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ND | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NM | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | PA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | RI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | SC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | TN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | UT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | VA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WV | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STEWART A URETSKY | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 2027976000 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1775 MASSACHUSETTS AVE NW | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 200362103 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (68 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|
| JOHN L THORNTON | ||||||||
| CHAIR OF THE BOARD | 4.00 | X | X | 0 | 0 | 0 | ||
| GLENN HUTCHINS | ||||||||
| VC OF THE BOARD/2ND CENTURY CAMPAIGN CH | 3.50 | X | X | 0 | 0 | 0 | ||
| SUZANNE NORA JOHNSON | ||||||||
| VICE CHAIR OF THE BOARD | 3.00 | X | X | 0 | 0 | 0 | ||
| DAVID M RUBENSTEIN | ||||||||
| VICE CHAIR OF THE BOARD | 2.00 | X | X | 0 | 0 | 0 | ||
| LIAQUAT AHAMED | ||||||||
| CHAIR OF THE INVESTMENT COMMITTEE | 3.00 | X | 0 | 0 | 0 | |||
| STEVEN A DENNING | ||||||||
| CHAIR OF THE BUDGET & FINANCE COMMITTEE | 3.00 | X | 0 | 0 | 0 | |||
| CHERYL COHEN EFFRON | ||||||||
| CHAIR OF THE DEVELOPMENT COMMITTEE | 3.00 | X | 0 | 0 | 0 | |||
| BART FRIEDMAN | ||||||||
| CHAIR OF THE COMMITTEE ON PUBLIC RESPONSIBILITY AN | 2.00 | X | 0 | 0 | 0 | |||
| ANN M FUDGE | ||||||||
| CHAIR OF THE NOMINATIONS & GOVERNANCE COMMITTEE | 2.00 | X | 0 | 0 | 0 | |||
| EDGAR RIOS | ||||||||
| CHAIR OF THE AUDIT COMMITTEE | 2.00 | X | 0 | 0 | 0 | |||
| ROBERT J ABERNETHY | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| DOMINIC BARTON | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| ROBERT M BASS | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| RICHARD C BLUM | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| CRANDALL BOWLES | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| PAUL L CEJAS | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| ABBY JOSEPH COHEN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| HOWARD E COX | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| ALAN M DACHS | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| PAUL DESMARAIS JR | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| ALFRED B ENGELBERG | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| ELLEN FUTTER | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| JEFFREY W GREENBERG | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| BRIAN L GREENSPUN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| SHIRLEY ANN JACKSON | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| BENJAMIN R JACOBS | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| KENNETH M JACOBS | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| RICHARD A KIMBALL JR | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| NEMIR KIRDAR | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| KLAUS KLEINFELD | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| PHILIP H KNIGHT | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| RAJAN BHARTI MITTAL | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| NIGEL MORRIS | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| JAMES MURREN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| THOMAS C RAMEY | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| JAMES S RUBIN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| HAIM SABAN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| VICTORIA P SANT | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| LEONARD D SCHAEFFER | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| LYNN THOMAN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| LARRY D THOMPSON | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| MICHAEL L TIPSORD | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| ANDREW H TISCH | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| ANTOINE W VAN AGTMAEL | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| JOHN W WILHELM | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| TRACY R WOLSTENCROFT | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| DANIEL YERGIN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| DANIEL B ZWIRN | ||||||||
| TRUSTEE | 2.00 | X | 0 | 0 | 0 | |||
| STROBE TALBOTT | ||||||||
| PRESIDENT | 40.00 | X | 438940 | 0 | 41085 | |||
| STEWART URETSKY | ||||||||
| VP, CFO, & TREASURER | 40.00 | X | 323171 | 0 | 3115 | |||
| STEVE BENNETT | ||||||||
| CHIEF OPERATIONS OFFICER | 40.00 | X | 268067 | 0 | 29400 | |||
| WILLIAM ANTHOLIS | ||||||||
| SECRETARY | 40.00 | X | 265695 | 0 | 51199 | |||
| ALEXIS BATAILLON | ||||||||
| INTERIM SECRETARY FROM 11/2011 | 40.00 | X | 184217 | 0 | 8953 | |||
| CATHERINE PIEZ | ||||||||
| CHIEF INVESTMENT OFFICER | 40.00 | X | 263105 | 0 | 40380 | |||
| DAVID PORTER | ||||||||
| ASSISTANT TREASURER | 40.00 | X | 121115 | 0 | 14898 | |||
| ELIZABETH PRICE | ||||||||
| ASSISTANT SECRETARY | 40.00 | X | 41702 | 0 | 11828 | |||
| AMANDA MAYS | ||||||||
| ASSISTANT SECRETARY FROM 11/2011 | 40.00 | X | 40037 | 0 | 5508 | |||
| EVE DUBROW | ||||||||
| ACTING CFO | 40.00 | X | 242298 | 0 | 38495 | |||
| MARTIN INDYK | ||||||||
| VP & DIRECTOR OF FOREIGN P | 40.00 | 315172 | 0 | 37980 | X | |||
| BRUCE KATZ | ||||||||
| VP & CO-DIR OF METROPOLITA | 40.00 | 304067 | 0 | 55964 | X | |||
| KAREN DYNAN | ||||||||
| VP & CO-DIRECTOR OF ECONOM | 40.00 | 287080 | 0 | 9625 | X | |||
| KEMAL DERVIS | ||||||||
| VP & DIR OF GLOBAL ECONOMY | 40.00 | 283266 | 0 | 23986 | X | |||
| TED GAYER | ||||||||
| SENIOR FELLOW & CO-DIRECTO | 40.00 | 269667 | 0 | 32503 | X | |||
| WILLIAM G GALE | ||||||||
| SR FELLOW & DIR, ES TAX POLICY | 40.00 | 352068 | 0 | 50224 | X | |||
| MARK B MCCLELLAN | ||||||||
| DIRECTOR ECHCR & SENIOR FELLOW | 40.00 | 279049 | 0 | 46786 | X | |||
| DARRELL M WEST | ||||||||
| VP & DIR OF GOVERNANCE STUDIES | 40.00 | 263560 | 0 | 44993 | X | |||
| LAWRENCE S KOCOT | ||||||||
| DPT DIR/SR COUNSEL, ECHCR | 40.00 | 251538 | 0 | 24185 | X | |||
| GROVER WHITEHURST | ||||||||
| SENIOR FELLOW & BROWN CENTER DIRECTOR | 40.00 | 244633 | 0 | 28530 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 5038447 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 599637 | TotalOtherCompensation |
| Number Individuals GT100 K | 119 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| CDW DIRECT LLC | |||||
| PO BOX 75723 | CHICAGO | IL | 606755723 | COMPUTER TECHNOLOGY, SOFTWARE & MAINTENA | 2037453 |
| ACCENTURE LLP | |||||
| PO BOX 70629 | CHICAGO | IL | 60673 | MANAGEMENT, CONSULTING TECHNOLOGY | 1872548 |
| THREESPOT MEDIA LLC | |||||
| 3333 14TH STREET NW SUITE 300 | WASHINGTON | DC | 20010 | IT/WEB DESIGN | 1816079 |
| DIVESIFIED SYSTEMS | |||||
| 363 MARKET STREET | KENILWORTH | NJ | 07033 | BROADCAST, AUDIO/VISUAL, RF AND IT INDU | 1280347 |
| VELIR STUDIOS INC | |||||
| 212 ELM STREET SUITE 401 | SOMERVILLE | MA | 02144 | WEB AGENCY | 1037608 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 47 | NumberOfContractorsGT100K |
| Government Grants | 1972254 | GovernmentGrants |
| All Other Contributions | 112864416 | AllOtherContributions |
| Noncash Contributions | 3154804 | NoncashContributions |
| Total Contributions | 114836670 | TotalContributions |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 3495177 | TotalRevenueColumn |
| Exclusion | $3,495,177 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 509774 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 207443 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 302331 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 302331 | TotalRevenueColumn |
| Exclusion | $302,331 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 92776314 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 84312962 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 8463352 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 8463352 | TotalRevenueColumn |
| Exclusion | $8,463,352 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | 1940478 | GrossSalesOfInventory |
| Cost Of Goods Sold | 392488 | CostOfGoodsSold |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1547990 | TotalRevenueColumn |
| Related Or Exempt Function Income | 1547990 | RelatedOrExemptFunctionIncome |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | ExclusionExclusionAmount | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| CAFETERIA INCOME | 900099 | 2126791 | $2,126,791 | |
| OTHER INCOME | 900099 | 8916 | $8,916 | |
| ADVERTISING | 541800 | 3213 | 3213 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 2138920 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 130784440 | TotalRevenueColumn |
| Related Or Exempt Function Income | 1547990 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 3213 | UnrelatedBusinessRevenue |
| Exclusion | $14,396,567 | ExclusionAmount |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 563527 | Total |
| Program Services | 563527 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 60000 | Total |
| Program Services | 60000 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4124064 | Total |
| Program Services | 1986072 | ProgramServices |
| Management And General | 2026570 | ManagementAndGeneral |
| Fundraising | 111422 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 30557957 | Total |
| Program Services | 24205515 | ProgramServices |
| Management And General | 5303452 | ManagementAndGeneral |
| Fundraising | 1048990 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3380019 | Total |
| Management And General | 3380019 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8107082 | Total |
| Program Services | 11811817 | ProgramServices |
| Management And General | -4217565 | ManagementAndGeneral |
| Fundraising | 512830 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2515136 | Total |
| Management And General | 2515136 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 227366 | Total |
| Program Services | 25854 | ProgramServices |
| Management And General | 201512 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 156702 | Total |
| Program Services | 15602 | ProgramServices |
| Management And General | 141100 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 72500 | Total |
| Fundraising | 72500 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2875010 | Total |
| Management And General | 2875010 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 13390437 | Total |
| Program Services | 10536189 | ProgramServices |
| Management And General | 2807977 | ManagementAndGeneral |
| Fundraising | 46271 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 169019 | Total |
| Program Services | 164516 | ProgramServices |
| Management And General | 2056 | ManagementAndGeneral |
| Fundraising | 2447 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2206013 | Total |
| Program Services | 1107875 | ProgramServices |
| Management And General | 1052498 | ManagementAndGeneral |
| Fundraising | 45640 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2731288 | Total |
| Program Services | 1814540 | ProgramServices |
| Management And General | 889574 | ManagementAndGeneral |
| Fundraising | 27174 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2350604 | Total |
| Program Services | 7127296 | ProgramServices |
| Management And General | -5059854 | ManagementAndGeneral |
| Fundraising | 283162 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3531222 | Total |
| Program Services | 3216965 | ProgramServices |
| Management And General | 226851 | ManagementAndGeneral |
| Fundraising | 87406 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 66076 | Total |
| Program Services | 66021 | ProgramServices |
| Management And General | 55 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3558450 | Total |
| Program Services | 3400850 | ProgramServices |
| Management And General | -20206 | ManagementAndGeneral |
| Fundraising | 177806 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2304132 | Total |
| Management And General | 2304132 | ManagementAndGeneral |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4838304 | Total |
| Program Services | 837050 | ProgramServices |
| Management And General | 4000154 | ManagementAndGeneral |
| Fundraising | 1100 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 291718 | Total |
| Program Services | 290 | ProgramServices |
| Management And General | 291428 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| OTHER DIRECT COSTS | 2924049 | 957791 | 1942896 | 23362 |
| PUBLISHING | 1445797 | 1288645 | 4580 | 152572 |
| BAD DEBT | 1036657 | 349294 | 687363 | |
| REPAIR/MAINTENANCE | 451292 | 14472 | 436820 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 28333 | Total |
| Management And General | 28333 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 93962754 | Total |
| Program Services | 69550181 | ProgramServices |
| Management And General | 21819891 | ManagementAndGeneral |
| Fundraising | 2592682 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 17153604 | BOY |
| EOY | 36642771 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3584772 | BOY |
| EOY | 5102450 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 68907155 | BOY |
| EOY | 90303494 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 458343 | BOY |
| EOY | 404328 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 451172 | BOY |
| EOY | 355010 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 708764 | BOY |
| EOY | 820425 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 75903575 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 30654175 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 45862132 | BOY |
| EOY | 45249400 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 95646368 | BOY |
| EOY | 72924633 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 176231608 | BOY |
| EOY | 184182203 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1035399 | BOY |
| EOY | 946201 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 410039317 | BOY |
| EOY | 436930915 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8348859 | BOY |
| EOY | 9416181 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 222314 | BOY |
| EOY | 101003 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 39310931 | BOY |
| EOY | 39320588 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5066108 | BOY |
| EOY | 4219108 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2647915 | BOY |
| EOY | 2565973 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 55596127 | BOY |
| EOY | 55622853 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 183087600 | BOY |
| EOY | 171192658 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 111186628 | BOY |
| EOY | 141093587 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 60168962 | BOY |
| EOY | 69021817 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 354443190 | BOY |
| EOY | 381308062 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 410039317 | BOY |
| EOY | 436930915 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 36821686 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -9956814 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 66613286 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 59262508 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 53280355 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 86934790 | CurrentTaxYearMinus1Year |
| Current Tax Year | 114836670 | CurrentTaxYear |
| Total | 380927609 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 66613286 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 59262508 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 53280355 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 86934790 | CurrentTaxYearMinus1Year |
| Current Tax Year | 114836670 | CurrentTaxYear |
| Total | 380927609 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 30748757 | AmountsSubstContributorsTotal |
| Public Support Total170 | 350178852 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 5215626 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 2858457 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 2850935 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 3851328 | CurrentTaxYearMinus1Year |
| Current Tax Year | 4004951 | CurrentTaxYear |
| Total | 18781297 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 165140 | CurrentTaxYearMinus4Years |
| Total | 165140 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 926012 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 1654182 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 2068014 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 504358 | CurrentTaxYearMinus1Year |
| Current Tax Year | 2135707 | CurrentTaxYear |
| Total | 7288273 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 407162319 | TotalSupport |
| Gross Receipts From Admissions Etc | 4166843 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.86000 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.82680 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Art Public Exhibition Amts ArtPublicExhibitionAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Assets In Part X | 203875 | AssetsInPartX |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Collect Used For Public Exhibition | X | CollectUsedForPublicExhibition |
| Solicited Assets For Sale | 0 | SolicitedAssetsForSale |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 356490353 | BeginningOfYearBalance |
| Contributions | 39783421 | Contributions |
| Investment Earnings Or Losses | -583565 | InvestmentEarningsOrLosses |
| Other Expenditures | 12787612 | OtherExpenditures |
| Administrative Expenses | 914503 | AdministrativeExpenses |
| End Of Year Balance | 381988094 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 302934775 | BeginningOfYearBalance |
| Contributions | 15192166 | Contributions |
| Investment Earnings Or Losses | 51676961 | InvestmentEarningsOrLosses |
| Other Expenditures | 12419859 | OtherExpenditures |
| Administrative Expenses | 893690 | AdministrativeExpenses |
| End Of Year Balance | 356490353 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 288396480 | BeginningOfYearBalance |
| Contributions | 2080556 | Contributions |
| Investment Earnings Or Losses | 25421400 | InvestmentEarningsOrLosses |
| Other Expenditures | 12265125 | OtherExpenditures |
| Administrative Expenses | 698536 | AdministrativeExpenses |
| End Of Year Balance | 302934775 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 340057006 | BeginningOfYearBalance |
| Contributions | -675893 | Contributions |
| Investment Earnings Or Losses | -37008915 | InvestmentEarningsOrLosses |
| Other Expenditures | 13234625 | OtherExpenditures |
| Administrative Expenses | 741093 | AdministrativeExpenses |
| End Of Year Balance | 288396480 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.44990 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.18070 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.36940 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 1 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4155620 | OtherCostOrOtherBasis |
| Book Value | 4155620 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 49774721 | OtherCostOrOtherBasis |
| Depreciation | 18049595 | Depreciation |
| Book Value | 31725126 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 14865111 | OtherCostOrOtherBasis |
| Depreciation | 7459061 | Depreciation |
| Book Value | 7406050 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 7108123 | OtherCostOrOtherBasis |
| Depreciation | 5145519 | Depreciation |
| Book Value | 1962604 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 45249400 | TotalOfBookValueLandBuildings |
Closely Held Equity Interests CloselyHeldEquityInterests
| Field | Value | IRS element (for citing) |
|---|---|---|
| Book Value | 184182203 | BookValue |
| Method Of Valuation | F | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 184182203 | TotalOfBookValueSecurities |
Other Liabilities OtherLiabilities (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ACCRUED POST-RETIREMENT BENEFIT OBLIGATION | $2,305,000 |
| DEFERRED RENT EXPENSE PAYABLE | $260,973 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 2565973 | TotalOfAmounts |
| Total Revenue | 130784440 | TotalRevenue |
| Total Expenses | 93962754 | TotalExpenses |
| Excess Or Deficit For Year | 36821686 | ExcessOrDeficitForYear |
| Net Unrealized GL On Investments | -10263058 | NetUnrealizedGLOnInvestments |
| Other | $306,244 | OtherAmount |
| Total Adjustments | -9956814 | TotalAdjustments |
| Excess Or Deficit Per FS | 26864872 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 117755025 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | -10263058 | NetUnrealizedGainsInvestments |
| Other Revenues | 18244 | OtherRevenues |
| Revenue Not Rptd F990 | -10244814 | RevenueNotRptdF990 |
| Revenue Subtotal | 127999839 | RevenueSubtotal |
| Investment Expenses Not Included | 3177089 | InvestmentExpensesNotIncluded |
| Other Revenues Not Included | -392488 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 2784601 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 130784440 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 91178153 | TotExpensesEtcAuditedFinclStmt |
| Other Expenses Included | 392488 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 392488 | ExpensesNotRptdF990 |
| Expenses Subtotal | 90785665 | ExpensesSubtotal |
| Investment Expenses Not Included2 | 3177089 | InvestmentExpensesNotIncluded2 |
| Expenses Not Rptd On Fin Stmt | 3177089 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 93962754 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (7 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART III, LINE 4: | BROOKINGS PHOTOGRAPHY COLLECTION WAS DONATED TO ENHANCE THE FACILITIES WHERE BROOKINGS SCHOLARS MEET WITH OTHER KEY PEOPLE IN THE PUBLIC POLICY WORLD. THIS CONTRIBUTES TO AN ATMOSPHERE THAT PROMOTES CONVERSATION AND INTERACTION. | |
| PART V, LINE 4: | BROOKINGS CAREFULLY BALANCES ITS FUNDING TO RESPOND TO CURRENT POLICY ISSUES AS WELL AS UNDERTAKE LONG-TERM RESEARCH PROJECTS. AS NEW CHALLENGES EMERGE, THE ENDOWMENT IS USED TO MAKE NEW RESEARCH PROJECTS POSSIBLE, SUPPORTING CORE ADMINISTRATIVE COSTS, AS WELL AS, SCHOLAR-DRIVEN RESEARCH. | DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: |
| PART X: | BROOKINGS IS EXEMPT FROM FEDERAL INCOME TAXES ON ITS EXEMPT ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND HAS BEEN DESIGNATED BY THE INTERNAL REVENUE SERVICE AS A "PUBLICLY SUPPORTED" ORGANIZATION UNDER SECTION 509(A)(1) OF THE CODE. BROOKINGS ENGAGES IN CERTAIN ACTIVITIES THAT PRODUCE UNRELATED BUSINESS INCOME, AS DEFINED BY FEDERAL INCOME TAX REGULATIONS. WHEN TAX RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD BE ULTIMATELY SUSTAINED. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE, MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS TAKEN ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE ACCOMPANYING BALANCE SHEET, ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. BROOKINGS FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION. AS OF JUNE 30, 2012, AND FOR THE YEAR THEN ENDED, THERE WERE NO MATERIAL UNRECOGNIZED/DERECOGNIZED TAX BENEFITS OR TAX PENALTIES OR INTEREST. GENERALLY, BROOKINGS IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2009. | DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: |
| GAIN/(LOSS) ON FOREIGN CURRENCY EXCHANGE 18,244. EFFECT OF ADOPTION PROVISIONS SFAS NO. 158 288,000. TOTAL TO SCHEDULE D, PART XI, LINE 8: 306,244. | PART XI, LINE 8 - OTHER ADJUSTMENTS: | |
| GAIN/(LOSS) ON FOREIGN CURRENCY EXCHANGE 18,244. | PART XII, LINE 2D - OTHER ADJUSTMENTS: | |
| COST OF GOODS SOLD REPORTED ON LINE 10B -392,488. | PART XII, LINE 4B - OTHER ADJUSTMENTS: | |
| COST OF GOODS SOLD REPORTED ON LINE 10B 392,488. | PART XIII, LINE 2D - OTHER ADJUSTMENTS: |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 1 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (3 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| EAST ASIA AND THE PACIFIC - | 1 | 4 | PROGRAM SERVICES, MAINTAINING OFFICES | PUBLIC POLICY RESEARCH | 623757 |
| MIDDLE EAST AND NORTH AFRICA - | 1 | 10 | PROGRAM SERVICES, FUNDRAISING ACTIVITIES, MAINTAINING OFFICES | PUBLIC POLICY RESEARCH | 2631051 |
| EUROPE (INCLUDING ICELAND & GREENLAND) | 0 | 0 | GRANT TO RECIPIENT | 60000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 2 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 14 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 2 | TotalNumberOfOffices |
| Total Number Of Employees | 14 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 3314808 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 3314808 | TotalAmountSpent |
Grants To Ind Outside US GrantsToIndOutsideUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Assistance | PROGRAM SERVICES | TypeOfAssistance |
| Region | EUROPE (INCLUDING ICELAND & GREENLAND) | Region |
| Number Of Recipients | 1 | NumberOfRecipients |
| Amount Of Cash Grant | 60000 | AmountOfCashGrant |
| Manner Of Cash Disbursement | WIRE TRANSFER | MannerOfCashDisbursement |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 1 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: | Identifier |
| Explanation | SCHEDULE F, PART I, LINE 2: THE BROOKINGS INSTITUTION MAINTAINS RECORDS OF HOW GRANT FUNDS ARE USED AND VERIFIES THROUGH REGULAR REPORTS AND COMMUNICATIONS THAT GRANTS ARE USED IN A WAY CONSISTENT WITH THEIR ORIGINAL PURPOSE. | Explanation |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| Phone Solicitations | X | PhoneSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Solicitation Of Govt Grants | X | SolicitationOfGovtGrants |
| Agreement Ref Fundraising | 1 | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation
Name Of Organization NameOfOrganization
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMUNITY COUNSELLING SERVICE CO LLC | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1730 RHODE ISLAND AVENUE NW | AddressLine1 |
| City | WASHINGTON | City |
| State | DC | State |
| ZIP Code | 20036 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Activity | CAMPAIGN CONSULTING | Activity |
| Fundraiser Control Of Funds | 0 | FundraiserControlOfFunds |
| Gross Receipts | 0 | GrossReceipts |
| Amount Retained By Contractor | 72500 | AmountRetainedByContractor |
| Net To Organization | -72500 | NetToOrganization |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Retained By Contractors | 72500 | TotalRetainedByContractors |
| Total Net To Organization | -72500 | TotalNetToOrganization |
| Licensed States | AL | LicensedStates |
| Licensed States | AK | LicensedStates |
| Licensed States | AZ | LicensedStates |
| Licensed States | AR | LicensedStates |
| Licensed States | CA | LicensedStates |
| Licensed States | CO | LicensedStates |
| Licensed States | CT | LicensedStates |
| Licensed States | FL | LicensedStates |
| Licensed States | GA | LicensedStates |
| Licensed States | HI | LicensedStates |
| Licensed States | ID | LicensedStates |
| Licensed States | IL | LicensedStates |
| Licensed States | IN | LicensedStates |
| Licensed States | IA | LicensedStates |
| Licensed States | KS | LicensedStates |
| Licensed States | KY | LicensedStates |
| Licensed States | LA | LicensedStates |
| Licensed States | ME | LicensedStates |
| Licensed States | MD | LicensedStates |
| Licensed States | MA | LicensedStates |
| Licensed States | MI | LicensedStates |
| Licensed States | MN | LicensedStates |
| Licensed States | MS | LicensedStates |
| Licensed States | MO | LicensedStates |
| Licensed States | MT | LicensedStates |
| Licensed States | NE | LicensedStates |
| Licensed States | NV | LicensedStates |
| Licensed States | DE | LicensedStates |
| Licensed States | NH | LicensedStates |
| Licensed States | NJ | LicensedStates |
| Licensed States | NM | LicensedStates |
| Licensed States | NY | LicensedStates |
| Licensed States | NC | LicensedStates |
| Licensed States | ND | LicensedStates |
| Licensed States | OH | LicensedStates |
| Licensed States | OK | LicensedStates |
| Licensed States | OR | LicensedStates |
| Licensed States | PA | LicensedStates |
| Licensed States | RI | LicensedStates |
| Licensed States | SC | LicensedStates |
| Licensed States | SD | LicensedStates |
| Licensed States | TN | LicensedStates |
| Licensed States | TX | LicensedStates |
| Licensed States | VT | LicensedStates |
| Licensed States | VA | LicensedStates |
| Licensed States | WA | LicensedStates |
| Licensed States | WV | LicensedStates |
| Licensed States | WI | LicensedStates |
| Licensed States | WY | LicensedStates |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | FELLOWSHIP STIPENDS | TypeOfGrant |
| Number Of Recipients | 19 | NumberOfRecipients |
| Amount Of Cash Grant | 563527 | AmountOfCashGrant |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: BROOKINGS DOES NOT ISSUE GRANTS TO OTHER ORGANIZATIONS. BROOKINGS DOES ISSUE FELLOWSHIP STIPENDS TO INDIVIDUALS. THESE DISBURSEMENTS ARE MONITORED AS THE INDIVIDUALS ARE GENERALLY RESIDENTS AT BROOKINGS AND THEIR WORK IS SUPERVISED BY THEIR BROOKINGS ADVISOR. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | X | CompensationCommittee |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (17 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STROBE TALBOTT | |||||||||||||
| 415980 | 0 | 20700 | 0 | 2260 | 0 | 29400 | 0 | 12457 | 0 | 480797 | 0 | 0 | 0 |
| STEWART URETSKY | |||||||||||||
| 259251 | 0 | 47420 | 0 | 16500 | 0 | 0 | 0 | 3115 | 0 | 326286 | 0 | 0 | 0 |
| STEVE BENNETT | |||||||||||||
| 253067 | 0 | 15000 | 0 | 0 | 0 | 29400 | 0 | 724 | 0 | 298191 | 0 | 0 | 0 |
| WILLIAM ANTHOLIS | |||||||||||||
| 258195 | 0 | 7500 | 0 | 0 | 0 | 29400 | 0 | 22658 | 0 | 317753 | 0 | 0 | 0 |
| ALEXIS BATAILLON | |||||||||||||
| 172842 | 0 | 0 | 0 | 11375 | 0 | 5850 | 0 | 4936 | 0 | 195003 | 0 | 0 | 0 |
| CATHERINE PIEZ | |||||||||||||
| 258280 | 0 | 4000 | 0 | 825 | 0 | 29400 | 0 | 11839 | 0 | 304344 | 0 | 0 | 0 |
| EVE DUBROW | |||||||||||||
| 188298 | 0 | 54000 | 0 | 0 | 0 | 23204 | 0 | 17654 | 0 | 283156 | 0 | 0 | 0 |
| MARTIN INDYK | |||||||||||||
| 300064 | 0 | 15000 | 0 | 108 | 0 | 29400 | 0 | 11985 | 0 | 356557 | 0 | 0 | 0 |
| BRUCE KATZ | |||||||||||||
| 288899 | 0 | 15000 | 0 | 168 | 0 | 29400 | 0 | 29969 | 0 | 363436 | 0 | 0 | 0 |
| KAREN DYNAN | |||||||||||||
| 264680 | 0 | 0 | 0 | 22400 | 0 | 9625 | 0 | 3405 | 0 | 300110 | 0 | 0 | 0 |
| KEMAL DERVIS | |||||||||||||
| 264078 | 0 | 10000 | 0 | 9188 | 0 | 23986 | 0 | 3405 | 0 | 310657 | 0 | 0 | 0 |
| TED GAYER | |||||||||||||
| 254251 | 0 | 15000 | 0 | 416 | 0 | 29400 | 0 | 6507 | 0 | 305574 | 0 | 0 | 0 |
| WILLIAM G GALE | |||||||||||||
| 288307 | 0 | 58916 | 0 | 4845 | 0 | 29400 | 0 | 21809 | 0 | 403277 | 0 | 0 | 0 |
| MARK B MCCLELLAN | |||||||||||||
| 220364 | 0 | 58632 | 0 | 53 | 0 | 27589 | 0 | 22602 | 0 | 329240 | 0 | 0 | 0 |
| DARRELL M WEST | |||||||||||||
| 248560 | 0 | 15000 | 0 | 0 | 0 | 29400 | 0 | 16578 | 0 | 309538 | 0 | 0 | 0 |
| LAWRENCE S KOCOT | |||||||||||||
| 201887 | 0 | 49651 | 0 | 0 | 0 | 24185 | 0 | 859 | 0 | 276582 | 0 | 0 | 0 |
| GROVER WHITEHURST | |||||||||||||
| 239633 | 0 | 5000 | 0 | 0 | 0 | 28530 | 0 | 932 | 0 | 274095 | 0 | 0 | 0 |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI
Issuer Name IssuerName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DISTRICT OF COLUMBIA | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Issuer EIN | 536001131 | IssuerEIN |
| CUSIP Number | 2548394Z3 | CUSIPNumber |
| Date Issued | 2009-02-12 | DateIssued |
| Issue Price | 39290000 | IssuePrice |
| Description Of Purpose | RENOVATION OF EXISTING FACILITIES, ACQUIRE NEW FACILITY AND RELATED COSTS | DescriptionOfPurpose |
| Defeased | 0 | Defeased |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Pool Financing | 0 | PoolFinancing |
Form990 Schedule K Part II Form990ScheduleKPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Proceeds | 38974198 | TotalProceeds |
| Issuance Costs From Proceeds | 863272 | IssuanceCostsFromProceeds |
| Capital Expenditures | 38110926 | CapitalExpenditures |
| Year Of Subst Completion | 2011 | YearOfSubstCompletion |
| Current Refunding | 0 | CurrentRefunding |
| Advance Refunding | 0 | AdvanceRefunding |
| Final Allocation Made | 1 | FinalAllocationMade |
| Adequate Books And Recds Maintaind | 1 | AdequateBooksAndRecdsMaintaind |
Form990 Schedule K Part III Form990ScheduleKPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Owning Bond Financed Property | 0 | OwningBondFinancedProperty |
| Any Lease Arrangements | 0 | AnyLeaseArrangements |
| Mngment Cntrct Bond Financd Prprty | 1 | MngmentCntrctBondFinancdPrprty |
| Engage Bond Counsel Contracts | 1 | EngageBondCounselContracts |
| Any Research Agreements | 0 | AnyResearchAgreements |
| Post Issuance Compliance Procdrs | 1 | PostIssuanceComplianceProcdrs |
Form990 Schedule K Part IV Form990ScheduleKPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8038 T Filed | 1 | Form8038TFiled |
| Variable Rate Issue | 0 | VariableRateIssue |
| Hedge Identified In Books And Recds | 0 | HedgeIdentifiedInBooksAndRecds |
| Gross Proceeds Invested In GIC | 0 | GrossProceedsInvestedInGIC |
| Gross Proceeds Invested | 0 | GrossProceedsInvested |
| Exception To Rebate | 0 | ExceptionToRebate |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fed Tax Requirements Compliance | X | FedTaxRequirementsCompliance |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 13 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 3154804 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 4 | THE BROOKINGS INSTITUTION UPDATED BYLAWS AND ARTICLES OF INCORPORATION IN FY12: NEW BYLAWS WAS ADOPTED IN JUNE 2012 AND FOLLOWING ARE CHANGES TO THE BYLAWS: - THERE WERE A NUMBER OF SMALL "CLEAN-UP" AND CONSISTENCY CORRECTIONS IN THE DOCUMENT, AS WELL AS CHANGES REQUIRED TO COMPLY WITH THE NEW DISTRICT OF COLUMBIA NONPROFIT CORPORATION ACT (THE "ACT"). - ONE MAJOR CHANGE TO THE BYLAWS IS THE CLARIFICATION AND SIMPLIFICATION OF THE LIMITATION OF LIABILITY AND INDEMNIFICATION PROVISION, BY SIMPLY STATING THAT THE INSTITUTION WILL INDEMNIFY ITS TRUSTEES, OFFICERS AND EMPLOYEES TO THE FULLEST EXTENT PERMITTED BY LAW. MANY OF THE PROCEDURAL DETAILS AND STANDARDS REGARDING INDEMNIFICATION ARE NOW SET FORTH IN THE NEW ACT SO THE BYLAWS NOW SIMPLY REFER TO THE LAW. - IN ADDITION, ANOTHER MAJOR CHANGE IN THE ACT IS THE EXPLICIT DISTINCTION BETWEEN COMMITTEES OF THE BOARD (THOSE THAT EXERCISE A CORPORATION'S AUTHORITY) AND ADVISORY COMMITTEES. AS BROOKINGS ALREADY RECOGNIZED THIS DISTINCTION, THE CONFORMING AMENDMENTS ARE NOT EXCESSIVE. COMMITTEES OF THE BROOKINGS BOARD ARE: THE AUDIT, COMPENSATION, EXECUTIVE, AND INVESTMENT COMMITTEES. BROOKINGS ADVISORY COMMITTEES ARE: BUDGET AND FINANCE, DEVELOPMENT AND NOMINATIONS AND GOVERNANCE COMMITTEES AS WELL AS THE COMMITTEE ON PUBLIC RESPONSIBILITY AND ETHICS. - FURTHER REVISIONS WERE MADE TO SOME OF THE COMMITTEE SECTIONS. CHANGES WERE MADE TO THE COMMITTEE DESCRIPTIONS REFLECTING THE DESIRE ON THE PART OF THE RELEVANT COMMITTEE CHAIRS AND MANAGEMENT FOR MORE COORDINATION BETWEEN THE BUDGET AND FINANCE COMMITTEE AND THE DEVELOPMENT COMMITTEE. CHANGES WERE MADE TO MAKE THE TERMS OF COMMITTEE APPOINTMENTS CONSISTENT-THREE YEAR APPOINTMENTS FOR ALL COMMITTEES-AND TO OTHERWISE REFLECT ACTUAL COMMITTEE PRACTICE AND CREATE FLEXIBILITY. FOR EXAMPLE, THE REQUIREMENT THAT THE AUDIT COMMITTEE REVIEW THE AUDIT AT ITS FALL MEETING HAS BEEN ELIMINATED, THEREBY PERMITTING REVIEW AT ANY MEETING. ARTICLES OF INCORPORATION: THE INSTITUTION'S ARTICLES OF INCORPORATION ARE DATED 1939 AND A CERTIFICATE OF ELECTION WAS FILED FOR THE INSTITUTION IN 1987. THE CERTIFICATE OF ELECTION RESTATED THE ARTICLES AND AGREED TO GOVERNANCE UNDER THE THEN "NEW," (NOW OLD) NONPROFIT CORPORATION CODE. BY AMENDING AND RESTATING THE ARTICLES, WHEN SOMEONE ASKS THE DISTRICT OF COLUMBIA FOR BROOKINGS'S ARTICLES, HE WILL GET A SINGLE, CURRENT DOCUMENT. THE AMENDED AND RESTATED ARTICLES OF INCORPORATION REFLECT THREE MAJOR CHANGES. FIRST, LANGUAGE HAS BEEN ADDED TO CLARIFY THAT THE BOARD MAY DETERMINE ITS OWN SIZE. SECOND, LANGUAGE HAS BEEN ADDED TO PERMIT INDEMNIFICATION OF TRUSTEES, OFFICERS, AND EMPLOYEES TO THE FULL EXTENT PERMITTED BY LAW. AND, THIRD, A DISSOLUTION CLAUSE HAS BEEN ADDED TO CLARIFY THAT UPON DISSOLUTION, THE INSTITUTION'S ASSETS MUST BE DISTRIBUTED TO ANOTHER 501(C)(3) ENTITY. THIS WAS INCLUDED IN OUR CERTIFICATE OF ELECTION AND IS REQUIRED BY THE CODE, BUT CERTAIN STATE REGULATORS WANT AND EXPECT TO ALSO SEE IT IN AN ORGANIZATION'S ARTICLES OF INCORPORATION. | |
| FORM 990, PART VI, SECTION B, LINE 11 | THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES HAS APPOINTED THE AUDIT COMMITTEE OF THE BOARD AS THE RESPONSIBLE BOARD PARTY FOR REVIEWING THE FORM 990 AND 990T EACH YEAR STARTING WITH THE FISCAL YEAR ENDED JUNE 30, 2009. ONCE THE FORM HAS BEEN COMPLETED IT IS REVIEWED INTERNALLY BY THE PRESIDENT, THE CHIEF FINANCIAL OFFICER, THE CONTROLLER, GENERAL COUNSEL AND OTHER MEMBERS OF THE SENIOR STAFF, ALONG WITH THE AUDIT COMMITTEE. ONCE THOSE REVIEWS ARE COMPLETED AND THE DOCUMENT HAS BEEN APPROVED, IT IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. | |
| FORM 990, PART VI, SECTION B, LINE 12C | EACH YEAR, ALL BROOKINGS PERSONNEL AND CERTAIN AFFILIATES ARE REQUIRED TO COMPLETE A DISCLOSURE AND ACKNOWLEDGMENT FORM RELATED TO THE INSTITUTION'S CONFLICT OF INTEREST POLICY. SPECIFICALLY, ALL EMPLOYEES ARE REQUIRED TO ACKNOWLEDGE THAT THEY HAVE READ, UNDERSTOOD AND ARE COMMITTED TO ABIDING BY THE INSTITUTION'S CONFLICT OF INTEREST POLICY AS WELL AS CERTAIN OTHER INSTITUTIONAL POLICIES. HOWEVER, SCHOLARS, OFFICERS AND FINANCIAL AND ADMINISTRATIVE PERSONNEL ARE ADDITIONALLY REQUIRED TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. ALL FORMS ARE SUBMITTED TO THE OFFICE OF THE GENERAL COUNSEL, WHICH REVIEWS THEM AND HAS DISCRETION TO MAKE RECOMMENDATIONS OR RAISE CONCERNS WITH AFFECTED INDIVIDUALS AS APPROPRIATE. THE TRUSTEE CONFLICT OF INTEREST POLICY IS ENFORCED SIMILARLY. EACH YEAR THE BOARD COORDINATOR DISTRIBUTES THE TRUSTEE CONFLICT OF INTEREST POLICY AND ANNUAL ACKNOWLEDGMENT FORM TO THE INSTITUTION'S TRUSTEES. THE BOARD COORDINATOR THEN ENSURES THAT EACH TRUSTEE RETURNS HIS OR HER ACKNOWLEDGMENT AND REVIEWS THE FORMS FOR ANY RELEVANT CONFLICTS OF INTEREST. THE BOARD'S COMMITTEE ON PUBLIC RESPONSIBILITY AND ETHICS IS RESPONSIBLE FOR THE CONTENT OF THE FORM. IN ADDITION, ON MARCH 5, 2012 THE BOARD ADOPTED A TRUSTEE CODE OF CONDUCT. MINOR ISSUES INVOLVING POTENTIAL OR APPARENT CONFLICTS OF INTEREST AND QUESTIONS ABOUT THE SAME ARE RESOLVED BY THE GENERAL COUNSEL IN CONSULTATION WITH OTHER MEMBERS OF SENIOR MANAGEMENT AS APPROPRIATE. MAJOR CONFLICT OF INTEREST ISSUES AND CONFLICT OF INTEREST ISSUES INVOLVING TRUSTEES ARE REFERRED TO THE COMMITTEE ON PUBLIC RESPONSIBILITY AND ETHICS AND, DEPENDING ON THE CIRCUMSTANCES, THE AUDIT COMMITTEE. THE GENERAL COUNSEL REGULARLY CONFERS WITH THE CHAIR OF THE COMMITTEE ON PUBLIC RESPONSIBILITY AND ETHICS REGARDING THE INSTITUTION'S CONFLICT OF INTEREST POLICY AND ANY CONFLICT OF INTEREST ISSUES. | |
| FORM 990, PART VI, SECTION B, LINE 15 | THE INSTITUTION'S BYLAWS AS AMENDED ON MAY 5, 2010, PROVIDE FOR A COMPENSATION COMMITTEE CONSISTING OF THE CHAIR OF THE BOARD OF TRUSTEES AND FOUR (4) "AT-LARGE" ELECTED TRUSTEES APPOINTED BY THE CHAIR OF THE BOARD AND DETERMINED BY THE CHAIR TO BE FREE OF ANY CONTRACTUAL OR OTHER RELATIONSHIPS THAT WOULD PUT INTO QUESTION THE EXERCISE OF HIS OR HER INDEPENDENT JUDGMENT. THE COMPENSATION COMMITTEE HAS THE AUTHORITY TO SET THE SALARY OF THE PRESIDENT AND SUCH OTHER OFFICERS, DIRECTORS, MANAGERS OR EMPLOYEES AS THE EXECUTIVE COMMITTEE OR AUDIT COMMITTEE RECOMMENDS BE SET BY THE COMPENSATION COMMITTEE. IN SETTING SUCH SALARIES, THE COMPENSATION COMMITTEE ASKS THE DIRECTOR OF HR TO GATHER RELEVANT SALARY COMPARABILITY DATA AND RECORD COMMITTEE MINUTES WHICH CLEARLY DOCUMENT THE COMMITTEE'S DECISIONS AND THE RATIONALE UNDERLYING SUCH DECISIONS. | |
| FORM 990, PART VI, SECTION C, LINE 19 | BROOKINGS MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FORM 990 AVAILABLE UPON REQUEST. INQUIRIES COME TO THE ORGANIZATION'S ATTENTION VIA E-MAIL, PHONE AND MAIL. WHENEVER POSSIBLE, BROOKINGS REPLIES BY PROVIDING AN ELECTRONIC COPY OR BY DIRECTING REQUESTORS TO GUIDESTAR.ORG. | |
| FORM 990, PART XI, LINE 5: | NET UNREALIZED LOSSES ON INVESTMENTS: -10,263,058. GAIN/(LOSS) ON FOREIGN CURRENCY EXCHANGE 18,244. EFFECT OF ADOPTION PROVISIONS SFAS NO. 158 288,000. TOTAL TO FORM 990, PART XI, LINE 5: -9,956,814. | CHANGES IN NET ASSETS OR FUND BALANCES: |