TRANSFORMATION TRUST INC: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: TRANSFORMATION TRUST INC (EIN 35-2024586)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-11-15
IRS object ID: 201313199349102201
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-11-15T15:25:38-06:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	352123203	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	KSM BUSINESS SERVICES INC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 40857	AddressLine1
City	INDIANAPOLIS	City
State	IN	State
ZIP Code	462400857	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	352024586	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	TRANSFORMATION TRUST INC	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	TRAN	NameControl
Phone	3175802002	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 80007	AddressLine1
City	INDIANAPOLIS	City
State	IN	State
ZIP Code	46280	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	SHEILA KLINK	Name
Title	OFFICER	Title
Phone	3176843150	Phone
Date Signed	2013-11-15	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	MARK N BERNSTEIN	Name
PTIN	P00045271	PTIN
Phone	3175802000	Phone
Date Prepared	2013-11-14	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	32618328	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Dividends Rev And Expnss	821348	DividendsRevAndExpnss
Dividends Net Invst Incm	821348	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	199913	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	490867	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	199913	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	14	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	14	OtherIncomeNetInvstIncm
Total Revenue And Expenses	1021275	TotalRevenueAndExpenses
Total Net Investment Income	1021275	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	110846	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	110846	CompOfcrDirTrstDsbrsChrtblPrps
Accounting Fees Rev And Expnss	10514	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	0	AccountingFeesNetInvstIncm
Accounting Fees Dsbrs Chrtbl Prps	0	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	105624	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	103867	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	0	OtherProfFeesDsbrsChrtblPrps
Interest Rev And Expnss	974	InterestRevAndExpnss
Interest Net Invst Incm	0	InterestNetInvstIncm
Interest Dsbrs Chrtbl Prps	0	InterestDsbrsChrtblPrps
Taxes Rev And Expnss	52261	TaxesRevAndExpnss
Taxes Net Invst Incm	8781	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	15516	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	15516	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	0	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	295735	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	128164	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	110846	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	1505600	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	1505600	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	1801335	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	128164	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	1616446	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	-780060	ExcessOfRevenueOverExpenses
Net Investment Income	893111	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	339276	CashBOY
Cash EOY	377677	CashEOY
Cash EOYFMV	377677	CashEOYFMV
Savings And Temp Cash Invst BOY	3421467	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	2965466	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	2965466	SavingsAndTempCashInvstEOYFMV
Investments Govt Oblig BOY	1046475	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	1065706	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	1220955	InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY	25081939	InvestmentsCorpStockBOY
Investments Corp Stock EOY	25172838	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	26314121	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	235729	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	131629	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	136369	InvestmentsCorpBondsEOYFMV
Investments Other BOY	1673635	InvestmentsOtherBOY
Investments Other EOY	1349262	InvestmentsOtherEOY
Investments Other EOYFMV	1603740	InvestmentsOtherEOYFMV
Total Assets BOY	31798521	TotalAssetsBOY
Total Assets EOY	31062578	TotalAssetsEOY
Total Assets EOYFMV	32618328	TotalAssetsEOYFMV
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	31798521	RetainedEarningsBOY
Retained Earnings EOY	31062578	RetainedEarningsEOY
Total Net Assets BOY	31798521	TotalNetAssetsBOY
Total Net Assets EOY	31062578	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	31798521	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	31062578	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	31798521	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	-780060	ExcessOfRevenueOverExpenses
Other Increases	44117	OtherIncreases
Subtotal	31062578	Subtotal
Other Decreases	0	OtherDecreases
Total Net Assets Fund Balances EOY	31062578	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (88 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
AIR LEASE CORP	P	2011-10-25	2012-04-10	4510	4371	139	139
AIR LEASE CORP	P	2011-10-25	2012-04-17	566	508	58	58
AIR LEASE CORP	P	2011-11-06	2012-04-14	5292	4875	417	417
AIR LEASE CORP	P	2011-11-09	2012-05-01	47	45	2	2
AIR LEASE CORP	P	2011-12-09	2012-05-01	3897	3883	14	14
CONTINENTAL RES INC	P	2011-07-26	2012-06-06	5401	5400	1	1
CONTINENTAL RES INC	P	2011-08-02	2012-06-06	853	800	53	53
ICAHN ENTERPRISES DEPOSTITARY	P	2012-04-02	2012-04-02	3		3	3
ICAHN ENTERPRISES DEPOSTITARY	P	2012-06-01	2012-06-01	26		26	26
ICAHN ENTERPRISES DEPOSTITARY	P	2012-09-15	2012-09-05	4		4	4
ICAHN ENTERPRISES DEPOSTITARY	P	2012-12-03	2012-12-03	39		39	39
ICAHN ENTERPRISES DEPOSTITARY	P	2012-01-01	2012-11-11	161		161	161
LENNAR CORP	P	2012-01-04	2012-12-05	4292	2366	1926	1926
LENNAR CORP	P	2012-01-04	2012-12-11	4218	2346	1872	1872
LENNAR CORP	P	2012-03-14	2012-12-11	1345	979	366	366
LIBERTY INTERACTIVE CORP	P	2012-08-16	2012-08-16	28		28	28
LIVE NATION ENTERTAINMENT INC	P	2011-05-03	2012-04-24	231	296	-65	-65
LIVE NATION ENTERTAINMENT INC	P	2011-05-10	2012-04-24	4269	5358	-1089	-1089
LIVE NATION ENTERTAINMENT INC	P	2011-06-15	2012-04-24	5692	7195	-1503	-1503
MSC INDUSTRIAL DIRECT CO	P	2012-01-05	2012-11-07	4644	4735	-91	-91
ORCHARD SUPPLY OSH	P	2012-01-04	2012-01-04	21		21	21
ORCHARD SUPPLY OHSP	P	2012-01-04	2012-01-04	1		1	1
ROUSE PROPERTIES INC	P	2012-01-20	2012-01-20	1		1	1
SEARS OUTLET INC	P	2012-10-12	2012-10-12	19		19	19
TOURMALINE OIL CORP	P	2011-07-20	2012-06-05	3135	5095	-1960	-1960
TOURMALINE OIL CORP	P	2011-08-03	2012-06-05	2294	3703	-1409	-1409
WPX ENERGY INC	P	2012-01-09	2012-01-09	11		11	11
AUTOZONE	P	2010-04-21	2012-04-17	5301	2520	2781	2781
AUTOZONE	P	2010-04-21	2012-04-25	4210	1980	2230	2230
AUTOZONE	P	2010-04-27	2012-04-25	1148	556	592	592
AUTOZONE	P	2010-04-27	2012-06-01	5658	2782	2876	2876
AUTOZONE	P	2010-04-27	2012-06-28	2127	1113	1014	1014
AUTOZONE	P	2010-05-05	2012-06-28	4964	2580	2384	2384
AUTOZONE	P	2010-05-05	2012-07-05	5129	2580	2549	2549
AUTOZONE	P	2010-05-05	2012-07-31	5644	2765	2879	2879
AUTOZONE	P	2010-05-05	2012-08-08	362	184	178	178
AUTOZONE	P	2010-05-19	2012-08-08	3987	2004	1983	1983
AUTOZONE	P	2010-05-19	2012-08-14	2860	1458	1402	1402
AUTOZONE	P	2010-05-25	2012-08-14	2145	1156	989	989
AUTOZONE	P	2010-05-25	2012-09-11	2579	1349	1230	1230
AUTOZONE	P	2010-06-01	2012-09-11	2947	1552	1395	1395
AUTOZONE	P	2010-06-01	2012-10-24	5521	2910	2611	2611
CENOVUS ENERGY INC	P	2008-11-13	2012-06-19	3867	2662	1205	1205
FOREST CITY ENTERPRISES	P	2010-11-09	2012-05-17	4639	5093	-454	-454
GENERAL GROWTH NEW COM	P	2010-06-30	2012-02-21	5436	3521	1915	1915
GENERAL GROWTH NEW COM	P	2010-06-30	2012-03-13	4088	2635	1453	1453
GENERAL GROWTH NEW COM	P	2010-07-14	2012-03-13	1738	1169	569	569
GENERAL GROWTH NEW COM	P	2010-07-14	2012-06-12	2064	1369	695	695
GENERAL GROWTH NEW COM	P	2010-07-20	2012-06-12	2870	1818	1052	1052
GENERAL GROWTH NEW COM	P	2010-07-20	2012-07-24	1683	1042	641	641
GENERAL GROWTH NEW COM	P	2010-08-04	2012-07-24	3692	2419	1273	1273
GREENLIGHT CAPITAL	P	2009-09-29	2012-04-03	4908	3698	1210	1210
GREENLIGHT CAPITAL	P	2009-11-04	2012-04-03	473	409	64	64
GREENLIGHT CAPITAL	P	2009-11-04	2012-07-02	4208	3658	550	550
GREENLIGHT CAPITAL	P	2009-11-12	2012-07-02	355	330	25	25
GREENLIGHT CAPITAL	P	2009-11-12	2012-07-06	5029	4741	288	288
LIBERTY MEDIA CORP	P	2010-05-26	2012-01-31	7641	3837	3804	3804
LIBERTY MEDIA CORP	P	2010-06-01	2012-01-31	1561	829	732	732
MASTERCARD INC	P	2008-07-17	2012-07-03	2199	1423	776	776
MASTERCARD INC	P	2008-07-17	2012-07-17	6060	3984	2076	2076
MASTERCARD INC	P	2008-07-17	2012-07-25	4072	2846	1226	1226
MASTERCARD INC	P	2008-07-17	2012-09-11	5775	3700	2075	2075
MASTERCARD INC	P	2008-07-17	2012-09-25	7734	4838	2896	2896
OSAKA SECURITIES EXCHANGE	P	2007-11-20	2012-08-29	13056	9304	3752	3752
OSAKA SECURITIES EXCHANGE	P	2008-01-07	2012-08-29	6528	4652	1876	1876
PIMCO INCOME STRATEGY	P	2009-04-15	2012-02-10	2400	1228	1172	1172
PIMCO INCOME STRATEGY	P	2009-04-16	2012-02-10	2351	1268	1083	1083
PIMCO INCOME STRATEGY	P	2009-04-16	2012-02-15	6635	3571	3064	3064
PIMCO INCOME STRATEGY	P	2009-04-16	2012-02-10	3791		3791	3791
SEARS HOLDING CORP	P	2009-01-29	2012-01-10	3989	5657	-1668	-1668
SEARS HOLDING CORP	P	2010-06-25	2012-01-10	2771	6326	-3555	-3555
SEARS HOLDING CORP	P	2010-07-01	2012-01-10	2101	4303	-2202	-2202
THE LINK REAL ESTATE INV TRUST	P	2007-11-20	2012-10-17	9468	4862	4606	4606
THE LINK REAL ESTATE INV TRUST	P	2008-01-07	2012-12-19	5514	2674	2840	2840
TRIBUNE CO	P	2006-05-11	2012-03-28	36150	97005	-60855	-60855
CAMBRIDGE K-1 ACTIVITY	P	2011-01-01	2012-12-31	4789		4789	4789
MC HOLDINGS K-1 ACTIVITY	P	2011-01-01	2012-12-31	2093		2093	2093
MERRIWELL K-1 ACTIVITY	P	2011-01-01	2012-12-31		14087	-14087	-14087
MERRIWELL K-1 ACTIVITY	P	2012-01-01	2012-12-31	10		10	10
KKR CO K-1 ACTIVITY	P	2011-01-01	2012-12-31	472		472	472
KKR CO K-1 ACTIVITY	P	2012-01-01	2012-12-31	4		4	4
OAKTREE K-1 ACTIVITY	P	2011-01-01	2012-12-31	133		133	133
OAKTREE K-1 ACTIVITY	P	2012-01-01	2012-12-31	2		2	2
BLACKSTONE K-1 ACTIVITY	P	2011-01-01	2012-12-31	31		31	31
BLACKSTONE K-1 ACTIVITY	P	2012-01-01	2012-12-31	1		1	1
ICAHN K-1 ACTIVITY	P	2011-01-01	2012-12-31	1751		1751	1751
ICAHN K-1 ACTIVITY	P	2012-01-01	2012-12-31		552	-552	-552
CAPITAL GAINS DIVIDENDS	P			201153		201153	201153

Field	Value	IRS element (for citing)
Capital Gain Net Income	199913	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	1614262	QualifyingDistributionsYear1
Noncharitable Assets Year1	31006932	NoncharitableAssetsYear1
Distribution Ratio Year1	0.052061	DistributionRatioYear1
Qualifying Distributions Year2	657000	QualifyingDistributionsYear2
Noncharitable Assets Year2	25215172	NoncharitableAssetsYear2
Distribution Ratio Year2	0.026056	DistributionRatioYear2
Qualifying Distributions Year3	98000	QualifyingDistributionsYear3
Noncharitable Assets Year3	13621811	NoncharitableAssetsYear3
Distribution Ratio Year3	0.007194	DistributionRatioYear3
Qualifying Distributions Year4	263966	QualifyingDistributionsYear4
Noncharitable Assets Year4	4406075	NoncharitableAssetsYear4
Distribution Ratio Year4	0.059910	DistributionRatioYear4
Qualifying Distributions Year5	258549	QualifyingDistributionsYear5
Noncharitable Assets Year5	4830497	NoncharitableAssetsYear5
Distribution Ratio Year5	0.053524	DistributionRatioYear5
Total Distribution Ratio	0.198745	TotalDistributionRatio
Average Distribution Ratio	0.039749	AverageDistributionRatio
Net Noncharitable Assets	32591249	NetNoncharitableAssets
Adjusted Noncharitable Assets	1295470	AdjustedNoncharitableAssets
One Percent Net Investment Income	8931	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	1304401	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	1616446	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	8931	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	8931	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	8931	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	44444	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	5000	TaxPaidWithExtension
Total Credits And Payments	49444	TotalCreditsAndPayments
Overpayment	40513	Overpayment
Amount Credited To Next Year	40513	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	IN	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	0	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	TRANSFORMATION TRUST	BooksInCareOfPersonName
Books In Care Of Phone Number	3175802002	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 80007	AddressLine1
City	INDIANAPOLIS	City
State	IN	State
ZIP Code	46280	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	1	BusinessHoldings
Excess Business Holdings	0	ExcessBusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
SHEILA KLINK
PO BOX 80007	INDIANAPOLIS	IN	46280	BOARD MEMBER	20.00	75000	0	0
ELIZABETH HAMILTON
PO BOX 80007	INDIANAPOLIS	IN	46280	BOARD MEMBER	10.00	35846	0	0
PATSY HEARD
PO BOX 80007	INDIANAPOLIS	IN	46280	BOARD MEMBER	1.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	32956836	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	130726	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	33087562	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	33087562	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	496313	CashDeemedCharitable
Net Noncharitable Assets	32591249	NetNoncharitableAssets
Minimum Investment Return	1629562	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	1629562	MinimumInvestmentReturn
Tax Based On Investment Income	8931	TaxBasedOnInvestmentIncome
Total Tax	8931	TotalTax
Distributable Amount Before Adj	1620631	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	1620631	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	1620631	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	1616446	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	1616446	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	8931	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	1607515	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	1620631	DistributableAmountAsAdjusted
Undistributed Income Prior Year	1010409	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Total Excess Distri Carryover	0	TotalExcessDistriCarryover
Qualifying Distributions	1616446	QualifyingDistributions
Applied To Year1	1010409	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	606037	AppliedToCurrentYear
Remaining Distri From Corpus	0	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	0	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	1014594	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	0	ExcessDistriCyovToNextYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (40 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
A PLACE CALLED HOME
2830 S CENTRAL AVE	LOS ANGELES	CA	90011	N/A	501(C)(3)	CONTRIBUTION TO BRIDGE TO THE FUTURE/FACILITY EXPANSION	$50,000
AIDS HOUSING SANTA BARBARA INCE
2612 MODOC ROAD	SANTA BARBARA	CA	93105	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$10,000
ART RANCH CRESTONE
44828 TYLER CREEK DRIVE	HOT SPRINGS	CA	93207	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$25,000
BACK TO BASICS PROJECT
7444 STATE ROAD 45 E	UNIONSVILLE	IN	47468	N/A	501(C)(3)	CONTRIBUTION TO PET FOOD PANTRY PROJECT	$1,600
BRIDGES OF UNDERSTANDING
1630 CRESCENT PLACE NW	WASHINGTON	DC	20009	N/A	501(C)(3)	CONTRIBUTION TO YOUTH TALK FUND	$35,000
CARE FOR KIDS FOUNDATION INC
4760 KINGSWAY DR	INDIANAPOLIS	IN	46205	N/A	501(C)(3)	CONTRIBUTION TO CARE FOR KIDS CAMP FUND	$20,000
COMMUNITY STOREHOUSE
4201 GREENSBORO RD	RIDGEWAY	VA	24148	N/A	501(C)(3)	CONTRIBUTION TO FOOD FOR THOUGHT PROGRAM	$10,000
DRESS FOR SUCCESS INDIANAPOLIS INC
820 N MERIDIAN ST	INDIANAPOLIS	IN	46204	N/A	501(C)(3)	CONTRIBUTION TO CAREER DEVELOPMENT SERVICES	$20,000
EITELJORG MUSEUM
500 W WASHINGTON STREET	INDIANAPOLIS	IN	46204	N/A	501(C)(3)	CONTRIBUTION TO ARTIST FUND	$200,000
FOOD FAMILY FARMING FOUNDATION
4810 RIVERBEND RD	BOULDER	CO	80301	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$40,000
FRIENDS FOR YOUTH INC
1741 BROADWAY	REDWOOD CITY	CA	94063	N/A	501(C)(3)	CONTRIBUTION TO EDUCATION ENHANCEMENT PROJECT	$10,000
FROM THE HEART PRODUCTIONS INC
1455 MANDALAY BEACH RD	OXNARD	CA	930352845	N/A	501(C)(3)	CONTRIBUTION TO PICTURES OF INFINITY PROGRAM	$30,000
GANGAJI FOUNDATION
PO BOX 716	ASHLAND	OR	97520	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND & WEB DEVELOPMENT	$125,000
GANNA WALSKA LOTUSLAND FOUNDATION
695 ASHLEY ROAD	SANTA BARBARA	CA	93108	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$60,000
GENESIS WEST INC
PO BOX 1534	SUMMERLAND	CA	93067	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$3,000
GIRLS INC OF INDIANAPOLIS
3935 N MERIDIAN ST	INDIANAPOLIS	IN	46208	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$25,000
GRASS VALLEY CHARTER SCHOOL FOUNDATION
342 S SCHOOL STREET	GRASS VALLEY	CA	95945	N/A	501(C)(3)	CONTRIBUTION TO ART PROGRAM	$20,000
HAMILTON COUNTY ENTREPRENEURSHIP INITIATIVE CORP
9128 TECHNOLOGY LANE	FISHERS	IN	46038	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$25,000
HAMILTON COUNTY VESTA FOUNDATION FOR CHILDREN INC
4607 E 106TH ST	CARMEL	IN	46033	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$10,000
HERITAGE PLACE OF INDIANAPOLIS INC
4550 N ILLINOIS STREET	INDIANAPOLIS	IN	46208	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$25,000
IMPERIAL VALLEY FOOD PANTRY
329 APPLESTILLE ROAD	EL CENTRO	CA	92243	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$20,000
INDIANA SYMPHONY SOCIETY INC
32 E WASHINGTON ST STE 600	INDIANAPOLIS	IN	46204	N/A	501(C)(3)	CONTRIBUTION TO METROPOLITAN YOUTH ORCHESTRA FUND	$100,000
INDIANA UNIVERSITY FOUNDATION
340 W MICHIGAN ST	INDIANAPOLIS	IN	46202	N/A	501(C)(3)	CONTRIBUTION TO INTERNATIONAL TRAVEL SCHOLARSHIPS	$200,000
INDIANAPOLIS ART CENTER INC
820 E 67TH ST	INDIANAPOLIS	IN	46220	N/A	501(C)(3)	CONTRIBUTION TO SUPPORTIVE MENTORING THROUGH ART	$20,000
INSIDE OUT COMMUNITY ARTS INC
2210 LINCOLN BLVD	VENICE	CA	90291	N/A	501(C)(3)	CONTRIBUTION TO THE SCHOOL PROJECT FUND	$50,000
KIDS TOO KID FOUNDATION
491 NORTH MAGEE ST	SOUTHAMPTON	NY	11968	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND AND TUTORING PROGRAM FUND	$15,000
LIVE HEALTHY NEVADA COUNTY
PO BOX 1810	GRASS VALLEY	CA	95945	N/A	501(C)(3)	CONTRIBUTION TO SCHOOL FOOD PROJECT FUND	$40,000
LIVING LANDS AGRARIAN NETWORK
PO BOX 1559	NEVADA CITY	CA	95959	N/A	501(C)(3)	CONTRIBUTION TO THE FOOD LOVE PROJECT FUND	$16,000
MEALS ON WHEELS WEST
1823A MICHIGAN AVE	SANTA MONICA	CA	90404	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$10,000
MIDWEST ACADEMY INC
801 CONGRESSIONAL BLVD SUITE 600	CARMEL	IN	46032	N/A	501(C)(3)	CONTRIBUTION TO TECHNOLOGY SERVING STUDENTS FUND	$25,000
MIRACLE HOUSE OF NEW YORK INC
630 NINTH AVENUE SUITE 603	NEW YORK	NY	10036	N/A	501(C)(3)	CONTRIBUTION TO ALTERNATIVE MEDICINE PROGRAM	$10,000
OPEN GATE SANGHA INC
1299 DEL MAR AVE STE 200	SAN JOSE	CA	95060	N/A	501(C)(3)	CONTRIBUTION TO ONLINE TEACHING PROGRAM	$25,000
PLANNED PARENTHOOD
200 S MERIDIAN STREET	INDIANAPOLIS	IN	46206	N/A	501(C)(3)	CONTRIBUTION TO WOMEN'S HEALTH FUND AND EDUCATION FUND	$100,000
POSITIVE ACTION COMMUNITY THEATRE
2061 VILLAGE PARK WAY 227	ENCINITAS	CA	92024	N/A	501(C)(3)	CONTRIBUTION TO THEATRE AND DANCE WORKSHOPS FUND	$5,000
PURPOSE RANCH
11724 PADDOCK LANE	GRASS VALLEY	CA	95949	N/A	501(C)(3)	CONTRIBUTION TO MEMBERSHIP PROGRAM AND HORSEMANSHIP PROGRAM AND FACILITY IMPROVEMENTS	$50,000
RED ALERT ROBOTICS PARENT ORGANIZATION
2717 SOUTH MORGANTOWN ROAD	GREENWOOD	CA	46143	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$5,000
RED HEN PRESS INC
70 N EL MOLINO AVE	PASADENA	CA	91101	N/A	501(C)(3)	CONTRIBUTION TO WRITING IN THE SCHOOLS FUND	$5,000
SANTA BARBARA BOWL FOUNDATION
1122 NORTH MILPAS STREET	SANTA BARBARA	CA	93103	N/A	501(C)(3)	CONTRIBUTION TO SBB PROJECT	$15,000
SOUTHPORT UNITED METHODIST CHURCH
1947 SOUTHPORT ROAD	INDIANAPOLIS	IN	46227	N/A	501(C)(3)	CONTRIBUTION TO GENERAL FUND	$25,000
THE ENGAGE NETWORK
436 14TH STREET 500	OAKLAND	CA	94612	N/A	501(C)(3)	CONTRIBUTION TO Y12SR URBAN OUTREACH	$25,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	1505600	TotGrantOrContriPaidDuringYear

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture

Recipient Business Name RecipientBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	EITELJORG MUSEUM	BusinessNameLine1

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	500 W WASHINGTON STREET	AddressLine1
City	INDIANAPOLIS	City
State	IN	State
ZIP Code	46204	ZIPCode

Field	Value	IRS element (for citing)
Recipient Relationship	N/A	RecipientRelationship
Recipient Foundation Status	501(C)(3)	RecipientFoundationStatus
Purpose Of Grant Or Contribution	CONTRIBUTION TO ARTIST FUND	PurposeOfGrantOrContribution
Amount	$100,000	Amount

Field	Value	IRS element (for citing)
Tot Grant Or Contri Approved Future	100000	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$821,348	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$14	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$199,913	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	$1,021,275	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	1021275	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$10,514	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (3 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
TRIBUNE CO NEW NT	0	0
LOOMIS SAYLES BOND INSTL (LSBDX )	100024	103989
WILLIAMS COS INC (WMB )	31605	32380

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (91 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
GREENLIGHT CAPITAL RE LTD COM STK	14586	12948
OSAKA SECURITIES EXCHANGE CO LTD	4652	50
BEIJING CAPITAL INTERNATIONAL	18330	17185
AUTONATION INC (AN)	23126	39065
AUTOZONE INC NEV (AZO)	0	0
CENOVUS ENERGY INC COM NPV	0	0
DISCOVERY COMMUNICATIONS INC (DISCA)	8555	13013
FOREST CITY ENTERPRISES CL A (FCEA )	10560	10336
FRANCO NEVADA CORP COM	8742	18180
HOWARD HUGHES CORP COM (HHC)	45079	76233
IAC/INTERACTIVECRP COM (IACI)	20456	30991
ICAHN ENTERPRISES LP DESPOSTITARY UNIT (IEP )	25306	22395
JARDEN CORP COM (JAH )	25401	41360
JARDINE STRATEGIC HLDGS (JSHLY)	24672	33389
LEUCADIA NATL CORP (LUK )	58050	33425
LIBERTY MEDIA HLDG CORP INTERACTIVE COM (LINTA)	0	0
MARKET VECTORS ETF TR GAMING ETF (BJK )	5360	11344
MASTERCARD INC CL A (MA )	0	0
PHILIP MORRIS INTL INC COM (PM )	19588	30194
PIMCO FLOATING RATE STRATEGY FD (PFN )	0	0
SCRIPPS E W CO OHIO CL A NEW (SSP )	2873	17177
SEARS HLDGS CORP (SHLD )	25281	15303
TIME WARNER INC NEWCOM NEW (TWX	6106	14110
URBANA CORP COM CL A NON-VTG	11985	4007
WYNN RESORTS LTD (WYNN )	22688	36334
LINK REAL ESTATE INVESTMENT TRUST	0	0
GENERAL GROWTH PPTYS INC NEW COM (GGP)	14162	24713
CGM FOCUS (CGMFX )	212383	129378
COHEN & STEERS GL INFRASTRUCTURE (CSUIX)	499603	585956
COLUMBIA ACORN CLASS Z (ACRNX )	140648	154530
EV PARAMETRIC TAX MG (EITEX)	150062	192303
IVA WORLDWIDE FUND CL I (IVWIX )	1093944	1288678
JENSEN PORTFOLIO CLASS I (JENIX )	575096	938774
JPMORGAN CORE BOND SELECT SHARES (WOBDX)	5354500	5699469
MATTHEWS ASIAN GROWTH & INCOME FUND (MACSX)	88000	102547
MERIDIAN GROWTH FUND (MERDX )	133616	142730
PIMCO TOTAL RETURN INSTL (PTTRX )	5326972	5421075
PAX WORLD BALANCED INDIVIDUAL INV (PAXWX)	870000	1050641
PAX WORLD GLOBAL GREEN FUND (PGINX)	500000	617654
PIMCO COMMODITY REAL RETURN INST (PCRIX )	711458	566684
PIMCO EMERGING LOCAL BOND FD INST CL (PELBX)	1181837	1278229
SUNTRUST BK ATLANTA GA	88380	89467
GLENROCK	1038343	508631
BOLLORE EUR16 ISIN	4632	6792
RIT CAPITAL PARNTERS ORD	22534	20572
AIR LEASE CORP USD	0	0
CBS CORP NEW CL B	10416	13888
CBO HOLDINGS COM	4493	5892
COLFAX CORP COM	14518	20538
CONTINENTAL RES INC OKLA COM	4601	5071
DISH NETWORK CORP	14573	18528
DREAMWORKS ANIMATION SKG	22799	18724
DUNDEE CORPORATION A SUB	10914	14037
ECHOSTAR CORP CL A	5370	4791
GOOGLE INC CL A	4717	5659
LIBERTY MEDIA CORP NEW LIBERTY CAP COM	58727	117750
LIMITED BRANDS INC	14620	15953
LIVE NATION ENTERTAINMENT INC	0	0
ONEX CORP SUB.VTG	31116	33809
PENNEY JC CO INC	10089	8495
TOURMALINE OIL CORP COM NPV	6464	6210
U.S. GOLD CORPORATION	0	0
VIACOM INC NEW CL B	24627	28269
EQUITY LIFESTYLE PPTYS INC COM (ELS)	16964	18505
ISHARES TR RUSSELL 1000 VALUE INDEX FD (IWD)	609426	720335
JPMORGAN CHASE & CO ALERIAN MLP INDEX	1436820	1528093
ABERDEEN ASIA BOND INSTL CLASS	718500	708294
EATON VANCE GLOBAL MACRO ABSLTE RT	1434386	1385727
PIMCO SHORT TERM INSTITUTIONAL (PTSHX)	1436500	1432127
RS GLOBAL NATURAL RESOURCES FUND CL Y (RSNYX)	718500	676844
BROOKFIELD ASSET MANAGEMNT INC	10307	11801
BROOKFIELD RESIDENTIAL PPTYS INC	5182	8396
CALLOWAY REAL ESTATE INVT	20527	20585
FAMILY DOLLAR STORES INC	5698	5453
GLENCORE INTL PLC ORD	5117	4311
HELLENIC EXCHANGES S.A. HOLDING	9569	12818
LENNAR CORP CL A	4127	6033
LIBERTY INTERACTIVE CORP INTERACTIVE	13251	21904
LIBERTY INTERACTIVE CORP LIBERTY VENTURES	0	22225
MCEWEN MINING CIN	0	3213
ORCHARD SUPPLY HARDWARE STORES	1405	215
ORCHARD SUPPLY HARDWARE STORES PFD	99	52
RMR ASIA PAC REAL ESTATE	0	0
ROUSE PROPERTIES INC	48476	60472
SEARS CANADA INC	1818	1595
SEARS HOMETOWN & OUTLET STORES INC	0	2605
TEXAS PACIFIC LAND TRUST SUB	5323	4862
THE LINK REAL ESTATE INVESTMENT	2188	4494
VIASAT INC	5393	4318
WENDYS COMPANY	25931	26306
WPX ENERGY INC	11721	9062

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	1065706	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	1220955	USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val	0	StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV	0	StateLocalSecuritiesEOYFMV

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (12 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
FUTURE SELECT	FMV	250000	52025
CAMBRIDGE	FMV	151934	163827
MC HOLDINGS	FMV	19113	0
ALDARRA (HELD VIA FIDELITY)	FMV	72985	0
MERRIWELL	FMV	26762	26313
GLENROCK BVI	FMV	466542	999154
FOCUS PARTNERS, LP	FMV	286794	286794
FOCUS V PARTNERS, LP	FMV	49419	49419
ICAHN ENTERPRISES	FMV	12278	12150
BLACKSTONE GROUP LP	FMV	3829	3804
KKR AND CO.	FMV	3870	4249
OAKREE CAPITAL GROUP LLC	FMV	5736	6005

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
BANK FEES	275	275	0
DEDUCTIONS FROM K-1S	15241	15241	0

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	K-1 INCOME THE BLACKSTONE GROUP	Description
Revenue And Expenses Per Books	14	RevenueAndExpensesPerBooks
Net Investment Income	14	NetInvestmentIncome
Adjusted Net Income	14	AdjustedNetIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Field	Value	IRS element (for citing)
Description	ADJUSTMENT TO COST BASIS BY BROKER	Description
Amount	$44,117	Amount

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
INVESTMENT FEES	$103,867	103867	0
OTHER CONTRACT SERVICES	$1,757	0	0

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
FOREIGN TAXES ON INVESTMENTS	$8,781	8781
EXCISE TAXES	$35,000	0
PAYROLL TAXES	$8,480	0

TRANSFORMATION TRUST INC: Form 990PF, tax year 2012

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (88 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (40 entries)

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture

Recipient Business Name RecipientBusinessName

Recipient US Address RecipientUSAddress

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Other Investment Income Part VII OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (3 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (91 entries)

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (12 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (2 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (2 entries)

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

Comments