CAROL LAVIN BERNICK FAMILY FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization
CAROL LAVIN BERNICK FAMILY FOUNDATION (EIN 36-4134174)
Tax period
2011-12-01 to 2012-11-30
Filed
2013-10-15
IRS object ID
201312889349100321
Schema version
2011v1.5
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-10-15T15:11:32-05:00Timestamp
Tax Period End Date2012-11-30TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN381357951EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1PLANTE & MORAN PLLCBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line110 S RIVERSIDE PLAZA 9TH FLOORAddressLine1
CityCHICAGOCity
StateILState
ZIP Code60606ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnType
Tax Period Begin Date2011-12-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN364134174EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1CAROL BERNICK FAMILY FOUNDATIONBusinessNameLine1
Business Name Line2C/O POLISHED NICKEL CAPITAL MGMTBusinessNameLine2
FieldValueIRS element (for citing)
Name ControlCARONameControl
Phone3124777603Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1155 N WACKER NO 840AddressLine1
CityCHICAGOCity
StateILState
ZIP Code60606ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameCAROL BERNICKName
TitlePRESIDENTTitle
Phone3124777603Phone
Date Signed2013-10-14DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameNORA STAPLETONName
PTINP00081812PTIN
Phone3122071040Phone
Date Prepared2013-10-14DatePrepared
FieldValueIRS element (for citing)
Tax Year2011TaxYear
Build TS2016-03-07 17:11:31ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Address ChangeXAddressChange
Exempt PFXExemptPF
FMV Assets EOY7711965FMVAssetsEOY
Method Of Accounting CashXMethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Not Required To Attach Schedule BXNotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss2303InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm2303InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss297934DividendsRevAndExpnss
Dividends Net Invst Incm297934DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss78334NetGainSaleAssetsRevAndExpnss
Gross Sales Price7915964GrossSalesPrice
Capital Gain Net Incm Net Invst Incm78334CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss-37OtherIncomeRevAndExpnss
Other Income Net Invst Incm0OtherIncomeNetInvstIncm
Total Revenue And Expenses378534TotalRevenueAndExpenses
Total Net Investment Income378571TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss0CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm0CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps0CompOfcrDirTrstDsbrsChrtblPrps
Other Prof Fees Rev And Expnss10425OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm0OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps0OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss116075TaxesRevAndExpnss
Taxes Net Invst Incm0TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps0TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss48609OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm0OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps0OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss175109TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm0TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps0TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss1045172ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps1045172ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss1220281TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm0TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps1045172TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses-841747ExcessOfRevenueOverExpenses
Net Investment Income378571NetInvestmentIncome

Balance Sheets BalanceSheets

FieldValueIRS element (for citing)
Savings And Temp Cash Invst BOY429223SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY446924SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV446924SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY8341187InvestmentsCorpStockBOY
Investments Corp Stock EOY7483092InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV7265041InvestmentsCorpStockEOYFMV
Total Assets BOY8770410TotalAssetsBOY
Total Assets EOY7930016TotalAssetsEOY
Total Assets EOYFMV7711965TotalAssetsEOYFMV
Total Liabilities BOY0TotalLiabilitiesBOY
Total Liabilities EOY0TotalLiabilitiesEOY
Org That Follow SFAS117XOrgThatFollowSFAS117
Unrestricted BOY8770410UnrestrictedBOY
Unrestricted EOY7930016UnrestrictedEOY
Total Net Assets BOY8770410TotalNetAssetsBOY
Total Net Assets EOY7930016TotalNetAssetsEOY
Total Liabilities Net Assets BOY8770410TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY7930016TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

FieldValueIRS element (for citing)
Total Net Assets Fund Balances BOY8770410TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses-841747ExcessOfRevenueOverExpenses
Other Increases1353OtherIncreases
Subtotal7930016Subtotal
Other Decreases0OtherDecreases
Total Net Assets Fund Balances EOY7930016TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (3 entries)

Description Of AssetDescriptionOfAssetHow AcquiredHowAcquiredDate AcquiredDateAcquiredDate SoldDateSoldGross Sales PriceGrossSalesPriceGain Or LossGainOrLossGains Minus Excess Or LossesGainsMinusExcessOrLossesCost Or Other BasisCostOrOtherBasis
MERRILL LYNCH - CAPITAL GAIN DISTRIBUTIONP2011-01-012012-11-30770770770
MERRILL LYNCH - STOCK SALESP2011-12-012012-11-30791483177201772017837630
MERRILL LYNCH [02229]P2011-01-012012-11-30363363363
FieldValueIRS element (for citing)
Capital Gain Net Income78334CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

FieldValueIRS element (for citing)
Liable For4942 Tax0LiableFor4942Tax
Qualifying Distributions Year1365798QualifyingDistributionsYear1
Noncharitable Assets Year18703488NoncharitableAssetsYear1
Distribution Ratio Year10.042029DistributionRatioYear1
Qualifying Distributions Year2304427QualifyingDistributionsYear2
Noncharitable Assets Year27767147NoncharitableAssetsYear2
Distribution Ratio Year20.039194DistributionRatioYear2
Qualifying Distributions Year3368557QualifyingDistributionsYear3
Noncharitable Assets Year34989307NoncharitableAssetsYear3
Distribution Ratio Year30.073869DistributionRatioYear3
Qualifying Distributions Year4391463QualifyingDistributionsYear4
Noncharitable Assets Year47718462NoncharitableAssetsYear4
Distribution Ratio Year40.050718DistributionRatioYear4
Qualifying Distributions Year5292482QualifyingDistributionsYear5
Noncharitable Assets Year57769103NoncharitableAssetsYear5
Distribution Ratio Year50.037647DistributionRatioYear5
Total Distribution Ratio0.243457TotalDistributionRatio
Average Distribution Ratio0.048691AverageDistributionRatio
Net Noncharitable Assets8456297NetNoncharitableAssets
Adjusted Noncharitable Assets411746AdjustedNoncharitableAssets
One Percent Net Investment Income3786OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One415532AdjNonchrtblAssetsAndOnePct
Qualifying Distributions1045172QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eXDomesticOrgMeetingSect4940e
Investment Income Excise Tax3786InvestmentIncomeExciseTax
Tax Under Section5110TaxUnderSection511
Subtotal3786Subtotal
Subtitle A Tax0SubtitleATax
Tax Based On Investment Income3786TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment5000EstTaxPaymentsAndOverpayment
Tax Paid With Extension5000TaxPaidWithExtension
Total Credits And Payments10000TotalCreditsAndPayments
Form2220 AttachedXForm2220Attached
Overpayment6214Overpayment
Amount Credited To Next Year6214AmountCreditedToNextYear
Amount To Be Refunded0AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

FieldValueIRS element (for citing)
Legislative Political Activities0LegislativePoliticalActivities
More Than100 Spent0MoreThan100Spent
Form1120 POL Filed0Form1120POLFiled
Sect4955 Tax On Organization0Sect4955TaxOnOrganization
Sect4955 Tax On Managers0Sect4955TaxOnManagers
Reimbursement Of Tax0ReimbursementOfTax
Activities Not Prev Reported0ActivitiesNotPrevReported
Changes To Articles Or Bylaws0ChangesToArticlesOrBylaws
Unrelated Bus Income Over10000UnrelatedBusIncomeOver1000
Termination Etc0TerminationEtc
Requirements Of Sect508e0RequirementsOfSect508e
At Least5000 In Assets1AtLeast5000InAssets
States Filed WithILStatesFiledWith
Form990 PF Filed With AG1Form990PFFiledWithAG
Private Operating Foundation0PrivateOperatingFoundation
New Substantial Contributors0NewSubstantialContributors
Interest In Controlled Entity0InterestInControlledEntity
Applicable Insurance Contract0ApplicableInsuranceContract
Comply With Public Inspection Rqr1ComplyWithPublicInspectionRqr
Website AddressN/AWebsiteAddress
Books In Care Of Person NameSARAH KIRKBooksInCareOfPersonName
Books In Care Of Phone Number3124777603BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

FieldValueIRS element (for citing)
Address Line1155 N WACKER DRIVE SUITE 840AddressLine1
CityCHICAGOCity
StateILState
ZIP Code60606ZIPCode
FieldValueIRS element (for citing)
Foreign Bank0ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

FieldValueIRS element (for citing)
Sale Or Exchange With Dsqfly Person0SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person0BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person0FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person0PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person0TransferAssetsToDsqflyPerson
Payment To Government Offical0PaymentToGovernmentOffical
Uncorrected Prior Acts0UncorrectedPriorActs
Undistributed Income Prior Years0UndistributedIncomePriorYears
Business Holdings0BusinessHoldings
Jeopardy Investments0JeopardyInvestments
Uncorrected Jeopardy Investments0UncorrectedJeopardyInvestments
Influence Legislation0InfluenceLegislation
Influence Election0InfluenceElection
Grants To Individuals0GrantsToIndividuals
Grants To Organizations0GrantsToOrganizations
Noncharitable Purpose0NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract0RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract0PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn0ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee

FieldValueIRS element (for citing)
Person NameCAROL BERNICKPersonName

US Address USAddress

FieldValueIRS element (for citing)
Address Line1155 N WACKER STE 840AddressLine1
CityCHICAGOCity
StateILState
ZIP Code60606ZIPCode
FieldValueIRS element (for citing)
TitlePRES/TREASTitle
Avg Hours Per Wk Devoted To Position0.10AvgHoursPerWkDevotedToPosition
Compensation0Compensation
Contri To Empl Benefit Plans Etc0ContriToEmplBenefitPlansEtc
Expense Account Other Allowances0ExpenseAccountOtherAllowances
FieldValueIRS element (for citing)
Comp Of Highest Paid Empl NONENONECompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k0TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONENONECompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k0TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

FieldValueIRS element (for citing)
Total0Total

Minimum Investment Return MinimumInvestmentReturn

FieldValueIRS element (for citing)
Avg Monthly FMV Of Securities8196230AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances388843AvgMonthlyCashBalances
FMV All Other Noncharitable Assets0FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets8585073TotalFMVOfUnusedAssets
Reduction Claimed0ReductionClaimed
Acquisition Indebtedness0AcquisitionIndebtedness
Adj Total FMV Of Unused Assets8585073AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable128776CashDeemedCharitable
Net Noncharitable Assets8456297NetNoncharitableAssets
Minimum Investment Return422815MinimumInvestmentReturn

Distributable DistributableAmount

FieldValueIRS element (for citing)
Minimum Investment Return422815MinimumInvestmentReturn
Tax Based On Investment Income3786TaxBasedOnInvestmentIncome
Total Tax3786TotalTax
Distributable Amount Before Adj419029DistributableAmountBeforeAdj
Recoveries Qlfy Distributions0RecoveriesQlfyDistributions
Distributable Amount Before Ded419029DistributableAmountBeforeDed
Deduction Fr Distributable$0DeductionFrDistributableAmount
Distributable Amount As Adjusted419029DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

FieldValueIRS element (for citing)
Expenses And Contributions1045172ExpensesAndContributions
Program Related Investments Total0ProgramRelatedInvestmentsTotal
Qualifying Distributions1045172QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm3786OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions1041386AdjQualifyingDistributions

Undistributed Income UndistributedIncome

FieldValueIRS element (for citing)
Distributable Amount As Adjusted419029DistributableAmountAsAdjusted
Undistributed Income Prior Year285789UndistributedIncomePriorYear
Total For Prior Years0TotalForPriorYears
Total Excess Distri Carryover0TotalExcessDistriCarryover
Qualifying Distributions1045172QualifyingDistributions
Applied To Year1285789AppliedToYear1
Applied To Prior Years0AppliedToPriorYears
Treated As Distri From Corpus0TreatedAsDistriFromCorpus
Applied To Current Year419029AppliedToCurrentYear
Remaining Distri From Corpus340354RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus0ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY0ExcessDistriCyovAppliedCY
Total Corpus340354TotalCorpus
Prior Year Undistributed Income0PriorYearUndistributedIncome
Prior Year Deficiency Or Tax0PriorYearDeficiencyOrTax
Taxable Amount10TaxableAmount1
Taxable Amount20TaxableAmount2
Undistributed Income CY0UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g30DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year50ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year340354ExcessDistriCyovToNextYear
Excess From Current Year340354ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

FieldValueIRS element (for citing)
Only Contributes To PreselectedXOnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (128 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipRecipient Foundation StatusRecipientFoundationStatusPurpose Of Grant Or ContributionPurposeOfGrantOrContributionAmountAmountAddress Line2RecipientUSAddress/AddressLine2
100 CLUBS OF CHICAGO
135 S LASALLE STREET SUITE 1162CHICAGOIL60603N/AEXEMPTCOMMUNITY$800
ACCESS LIVING
115 W CHICAGO AVECHICAGOIL60654N/AEXEMPTCOMMUNITY$3,000
ADOPTAPLATOON
PO BOX 1457SEABROOKNH03874N/AEXEMPTCOMMUNITY$672
AFTER SCHOOL MATTERS
66 E RANDOLPH STCHICAGOIL60601N/AEXEMPTCOMMUNITY$5,000
ALZHEIMER'S DRUG DISCOVERY FOUNDATION
57 WEST 57TH STREET SUITE 904NEW YORKNY10019N/AEXEMPTMEDICAL$10,000
AMERICAN CANCER SOCIETY
225 NORTH MICHIGAN AVENUE 1210CHICAGOIL60601N/AEXEMPTMEDICAL$2,500
AMERICAN COMMITTEE FOR THE WEIZMANN INSTITUTE OF SCIENCE
633 THIRD AVENUENEW YORKNY10017N/AEXEMPTMEDICAL$2,000
AMERICAN DIABETES ASSOCIATION
1701 NORTH BEAUREGARD STREETALEXANDRIAVA22311N/AEXEMPTMEDICAL$3,000
AMERICAN JEWISH COMMITTEE
55 EAST MONROE STREET 2930CHICAGOIL60603N/AEXEMPTRELIGIOUS$3,000
AMERICAN LUNG ASSOCIATION
1301 PENNSYLVANIA AVE NW SUITE 800WASHINGTONDC20004N/AEXEMPTMEDICAL$100
AMERICAN RED CROSS
2200 WEST HARRISONCHICAGOIL60612N/AEXEMPTCOMMUNITY$25,000
ANTI-DEFAMATION LEAGUE
309 W WASHINGTON ST 750CHICAGOIL60606N/AEXEMPTCOMMUNITY$1,500
ASSOCIATION OF FUNDRAISING PROFESSIONALS CHICAGO CHAPTER
1755 PARK STREET SUITE 260NAPERVILLEIL60563N/AEXEMPTCOMMUNITY$7,500
AURORA UNIVERSITY
347 SOUTH GLADSTONE AVENUEAURORAIL60506N/AEXEMPTCOMMUNITY$10,000
BCAA SCHOLARSHIP FUND (BAY COLONY DOLLARS FOR SCHOLARS)
8700 BAY COLONY DRNAPLESFL34108N/AEXEMPTCOMMUNITY$1,000
BENET ACADEMY
2200 MAPLE AVELISLEIL60532N/AEXEMPTEDUCATION$1,750
BIG SHOULDERS FUND
212 W VAN BUREN SUITE 900CHICAGOIL60607N/AEXEMPTCOMMUNITY$7,000
BOYS & GIRLS CLUB OF CHICAGO
550 W VAN BUREN STREET SUITE 350CHICAGOIL60607N/AEXEMPTCOMMUNITY$39,000
BRAIN RESEARCH FOUNDATION
111 WEST WASHINGTON STREET SUITECHICAGOIL60602N/AEXEMPTMEDICAL$5,0001710
C200 FOUNDATION
980 N MICHIGAN AVENUE SUITE 1575CHICAGOIL60611N/AEXEMPTCOMMUNITY$5,000
CAROLINAS HEALTHCARE FOUNDATION INC
1221 E HOREHEAD STCHARLOTTENC28204N/AEXEMPTMEDICAL$7,500
CASA CENTRAL
1343 N CALIFORNIA AVECHICAGOIL60622N/AEXEMPTCOMMUNITY$1,000
CATHOLIC THEOLOGICAL UNION
5401 S CORNELL AVECHICAGOIL60615N/AEXEMPTRELIGIOUS$5,000
CENTER STAGE
400 E ILLINOIS ROADLAKE FORESTIL60045N/AEXEMPTCOMMUNITY$2,500
CENTRAL KENTUCKY HOCKEY ASSOCIATION
PO BOX 23239LEXINGTONKY40523N/AEXEMPTCOMMUNITY$5,000
CHICAGO CHILDREN'S CHOIR
78 EAST WASHINGTON STREET 5TH FLOORCHICAGOIL60602N/AEXEMPTCOMMUNITY$1,000
CHICAGO FOUNDATION FOR WOMEN
1 E UPPER WACKER DRCHICAGOIL60601N/AEXEMPTCOMMUNITY$1,000
CHICAGO INTERNATIONAL CHARTER SCHOOL
11 E ADAMS SUITE 600CHICAGOIL60603N/AEXEMPTCOMMUNITY$50,000
CHICAGO PUBLIC LIBRARY FOUNDATION
20 N MICHIGAN AVECHICAGOIL60602N/AEXEMPTCOMMUNITY$3,000
CHICAGO SISTER CITIES INTERNATIONAL
177 N STATE ST 500CHICAGOIL60601N/AEXEMPTCOMMUNITY$5,000
CHICAGO SYMPHONY ORCHESTRA
220 S MICHIGAN AVECHICAGOIL60604N/AEXEMPTCOMMUNITY$5,000
CHICAGOLAND CHAMBER OF COMMERCE FOUNDATION
200 E RANDOLPH STREET SUITE 2200CHICAGOIL60601N/AEXEMPTCOMMUNITY$3,000
CHILDREN'S HOME AID
125 SOUTH WACKER DRCHICAGOIL60606N/AEXEMPTCOMMUNITY$17,000
CITY YEAR CHICAGO
36 S WABASH AVE 1500CHICAGOIL60603N/AEXEMPTCOMMUNITY$6,000
CLEARBROOK
1835 WEST CENTRAL ROADARLINGTON HEIGHTSIL60005N/AEXEMPTCOMMUNITY$5,000
COALITION TO SALUTE AMERICAS HEROES
12 GODFREY PLACEWILTONCT06897N/AEXEMPTCOMMUNITY$6,000
CYSTIC FIBROSIS FOUNDATION
150 NORTH MICHIGAN AVE SUITE 400CHICAGOIL60601N/AEXEMPTMEDICAL$1,000
DEPAUL UNIVERSITY
2250 N SHEFFIELD AVECHICAGOIL60614N/AEXEMPTEDUCATION$1,000
DOMINICAN UNIVERSITY
7900 DIVISION STREETRIVER FORESTIL60305N/AEXEMPTEDUCATION$5,000
DOWNLINE MINISTRIES
PO BOX 770296MEMPHISTN38177N/AEXEMPTRELIGIOUS$2,500
DUPAGE PADS INC
705 WEST LIBERTYWHEATONIL60187N/AEXEMPTCOMMUNITY$250
EPILEPSY FOUNDATION OF WESTERNCENTRAL PA
1501 REEDSDALE STPITTSBURGHPA15233N/AEXEMPTMEDICAL$500
EUCLID AVENUE UNITED METHODIST CHURCH
405 S EUCLID AVEOAK PARKIL60302N/AEXEMPTRELIGIOUS$250
EVACUTEERORG
518 BURGUNDY STNEW ORLEANSLA70112N/AEXEMPTCOMMUNITY$5,000
EVANS SCHOLARS FOUNDATION
ONE BRIAR ROADGOLFIL60029N/AEXEMPTCOMMUNITY$20,000
FLAME TREE INITIATIVE
5630 E SHADOW VIEW CTTUCSONAZ85750N/AEXEMPTCOMMUNITY$500
FOODSTOCK COOL
127 W WATER STREETWAUKEGANIL60085N/AEXEMPTCOMMUNITY$500
FOUNDATION FIGHTING BLINDNESS
1580 S MILWAUKEE AVE 606LIBERTYVILLEIL60048N/AEXEMPTMEDICAL$25,000
FRIENDS OF PRENTICE
251 EAST HURON STREET SUITE 3-200CHICAGOIL60611N/AEXEMPTCOMMUNITY$41,000
GENEVA LAKE CONSERVANCY
398 MILL STREET PO BOX 388FONTANAWI53125N/AEXEMPTCOMMUNITY$4,000
GENEVA LAKE WATER SAFETY COMMITTEE INC
PO BOX 412LAKE GENEVAWI53147N/AEXEMPTCOMMUNITY$5,000
GIGI'S PLAYHOUSE BRADLEY
265 STEBBINGS CTBRADLEYIL60915N/AEXEMPTCOMMUNITY$1,000
GOLF PROS BEATING CANCER
47617 PAULSEN SQPOTOMAC FALLSVA20165N/AEXEMPTCOMMUNITY$2,500
GORTON COMMUNITY CENTER
400 E ILLINOIS ROADLAKE FORESTIL60045N/AEXEMPTCOMMUNITY$1,000
GREATER CHICAGO FOOD DEPOSITORY
4100 W ANN LURIE PLACECHICAGOIL60632N/AEXEMPTCOMMUNITY$1,300
GUERIN PREP HIGH SCHOOL
8001 W BELMONT AVERIVER GROVEIL60634N/AEXEMPTEDUCATION$1,000
HARRIS THEATER FOR MUSIC AND DANCE
200 E RANDOLPH STCHICAGOIL60601N/AEXEMPTEDUCATION$7,500
HARVARD UNIVERSITY
124 MT AUBURN STREETCAMBRIDGEMA02138N/AEXEMPTEDUCATION$10,000
HEART HAVEN OUTREACH
201 CANTERBURY LANEBOLINGBROOKIL60440N/AEXEMPTCOMMUNITY$500
HOLIDAY HOME CAMP
PO BOX 10WILLIAMS BAYWI56191N/AEXEMPTCOMMUNITY$3,000
ISRAEL IDONIJE FOUNDATION
180 N LASALLE ST SUITE 3700CHICAGOIL60601N/AEXEMPTCOMMUNITY$5,000
JEWISH UNITED FUND
30 S WELLS STCHICAGOIL60606N/AEXEMPTRELIGIOUS$250
JOSEPHINUM ACADEMY
1501 N OAKLEY BLVDCHICAGOIL60622N/AEXEMPTEDUCATION$12,500
JUVENILE DIABETES RESEARCH FOUNDATION
26 BROADWAYNEW YORKNY10004N/AEXEMPTMEDICAL$250
LEGAL MOMENTUM
395 HUSDSON STREETNEW YORKNY10014N/AEXEMPTCOMMUNITY$3,000
LINN PRESBYTERIAN CHURCH
W3335 WILLOW ROADLAKE GENEVAWI53147N/AEXEMPTRELIGIOUS$1,000
LYRIC OPERA OF CHICAGO
20 N WACKER DRIVECHICAGOIL60606N/AEXEMPTCOMMUNITY$5,000
MARKEY CANCER FOUNDATION
800 ROSE STLEXINGTONKY40536N/AEXEMPTMEDICAL$5,000
MARTIN JR LARSON II FOUNDATION INC
20623 AMHERT CT UNIT AJOLIETIL60433N/AEXEMPTMEDICAL$1,000
MARYVILLE ACADEMY
1150 N RIVER ROADDES PLAINESIL60016N/AEXEMPTEDUCATION$500
MEAD CHILDREN COLLEGE FUND
ALLIANCE FEDERAL CREDIT UNION RT 52WOODBOURNENY12788N/AEXEMPTEDUCATION$2,000
MERCY HOME FOR BOYS & GIRLS
1140 WEST JACKSON BOULEVARDCHICAGOIL60607N/AEXEMPTCOMMUNITY$10,500
METROPOLITAN PLANNING COUNCIL
140 S DEARBORN ST SUITE 1400CHICAGOIL60603N/AEXEMPTCOMMUNITY$15,000
MIDTOWN EDUCATIONAL FOUNDATION
718 S LOOMIS STCHICAGOIL60607N/AEXEMPTEDUCATION$5,000
MILLENIUM PARK
201 E RANDOLPH STCHICAGOIL60601N/AEXEMPTCOMMUNITY$10,000
MISERICORDIA
6300 NORTH RIDGECHICAGOIL60660N/AEXEMPTMEDICAL$12,500
MULTIPLE MYELOMA RESEARCH FOUNDATION
383 MAIN AVENUE 5TH FLOORNORWALKCT06851N/AEXEMPTMEDICAL$1,000
NAPERVILLE RESPONDS FOR OUR VETERANS
1111 S WASHINGTON STNAPERVILLEIL60540N/AEXEMPTCOMMUNITY$750
NATIONAL MS SOCIETY GREATER ILLINOIS CHAPTER
525 W MONROE ST SUITE 900CHICAGOIL60661N/AEXEMPTMEDICAL$1,250
NORTHWESTERN BRAIN TUMOR INSTITUTE
675 N ST CLAIRCHICAGOIL60611N/AEXEMPTMEDICAL$10,000
NORTHWESTERN MEMORIAL FOUNDATION
251 E HURONCHICAGOIL60611N/AEXEMPTCOMMUNITY$100,000
NORTHWESTERN UNIVERSITY
633 CLARK STEVANSTONIL60208N/AEXEMPTEDUCATION$3,000
OAK PARK TEMPLE
1235 NORTH HARLEM AVENUEOAK PARKIL60302N/AEXEMPTRELIGIOUS$200
OPPORTUNITY KNOCKS
8020 MADISON STRIVER FORESTIL60305N/AEXEMPTCOMMUNITY$5,000
OUNCE OF PREVENTION FUND
33 WEST MONROE STREET SUITE 2400CHICAGOIL60603N/AEXEMPTCOMMUNITY$5,000
PATHWAYS FOUNDATION
150 N MICHIGAN AVE SUITE 2100CHICAGOIL60601N/AEXEMPTCOMMUNITY$2,000
PAWS
15305 44TH AVE WLYNNWOODWA98087N/AEXEMPTCOMMUNITY$1,000
PEGGY NOTEBAERT NATURE MUSEUM
2430 N CANNON DRCHICAGOIL60614N/AEXEMPTCOMMUNITY$3,000
PROVIDENCE ST MEL SCHOOL
119 S CENTRAL PARK BLVDCHICAGOIL60624N/AEXEMPTEDUCATION$3,000
PUBLIC EDUCATION OF MARION COUNTY
1239 NW 4TH STREETOCALAFL34475N/AEXEMPTEDUCATION$2,500
RECOVERY ON WATER
629 W CERMAK RD SUITE 201CHICAGOIL60616N/AEXEMPTCOMMUNITY$1,000
SARAH'S INN
PO BOX 1159OAK PARKIL60304N/AEXEMPTCOMMUNITY$2,000
SOS CHILDREN'S VILLAGES ILLINOIS
216 W JACKSON SUITE 925CHICAGOIL60606N/AEXEMPTCOMMUNITY$5,000
SPECIAL OLYMPICS
1133 19TH STREET NWWASHINGTONDC20036N/AEXEMPTCOMMUNITY$100
SS CYRIL
608 SOBIESKI STREETLEMONTIL60439N/AEXEMPTCOMMUNITY$500
ST ALPHONSUS
210 E LOGAN STLEMONTIL60439N/AEXEMPTRELIGIOUS$1,000
ST CYPRIAN SCHOOL
2561 CLINTON STREETRIVER GROVEIL60171N/AEXEMPTEDUCATION$1,500
ST JOSEPH'S COLLEGE
245 CLINTON AVENUEBROOKLYNNY11205N/AEXEMPTEDUCATION$5,000
ST JUDE CHILDREN'S RESEARCH HOSPITAL
262 DANNY THOMAS PLACEMEMPHISTN38105N/AEXEMPTMEDICAL$5,000
STATELINE COMMUNITY FOUNDATION
121 W GRAND AVEBELOITWI53511N/AEXEMPTCOMMUNITY$500
STEPPENWOLF THEATER
1650 NORTH HALSTED STREETCHICAGOIL60614N/AEXEMPTCOMMUNITY$5,000
STS PETER & PAUL SCHOOL
201 EAST FRANKLIN AVENUENAPERVILLEIL60540N/AEXEMPTRELIGIOUS$1,750
SUCCESS PREPARATORY ACADEMY
2011 BIENVILLE STREETNEW ORLEANSLA70112N/AEXEMPTEDUCATION$10,000
THANKS JORDAN FOUNDATION
130 EAST 8TH STREETLOCKPORTIL60441N/AEXEMPTCOMMUNITY$500
THE BOY SCOUTS OF AMERICA NORTHEAST ILLINOIS CHAPTER
2745 SKOKIE VALLEY RDHIGHLAND PARKIL60035N/AEXEMPTCOMMUNITY$7,500
THE CANCER SUPPORT CENTER
2028 ELM RDHOMEWOODIL60430N/AEXEMPTCOMMUNITY$1,500
THE CHICAGO COUNCIL ON GLOBAL AFFAIRS
332 S MICHIGAN AVE 1100CHICAGOIL60604N/AEXEMPTCOMMUNITY$2,000
THE CHICAGO LIGHTHOUSE
1850 WEST ROOSEVELT ROADCHICAGOIL60608N/AEXEMPTCOMMUNITY$1,500
THE CHICAGO NETWORK
211 E ONTARIO STCHICAGOIL60611N/AEXEMPTCOMMUNITY$5,000
THE CIVIC FOUNDATION
177 N STATE ST SUITE 400CHICAGOIL60601N/AEXEMPTCOMMUNITY$3,000
THE FIELD MUSEUM
1400 S LAKE SHORE DRIVECHICAGOIL60605N/AEXEMPTCOMMUNITY$1,500
THE HERITAGE FOUNDATION
214 MASSACHUSETTS AVE NEWASHINGTONDC20002N/AEXEMPTCOMMUNITY$1,000
THE LEUKEMIA AND LYMPHOMA SOCIETY
651 W WASHINGTON BLVD 400CHICAGOIL60661N/AEXEMPTMEDICAL$8,000
THE NIGHT MINISTRY
4711 N RAVENSWOOD AVECHICAGOIL60640N/AEXEMPTEDUCATION$6,000
THE ROCK SCHOOL
1101 SOUTH BROAD STREETPHILADELPHIAPA19147N/AEXEMPTEDUCATION$5,000
THE SUZUKI-ORFF SCHOOL OF MUSIC
1148 W CHICAGO AVECHICAGOIL60642N/AEXEMPTEDUCATION$3,000
THE UNIVERSITY OF CHICAGO
5801 S ELLIS AVECHICAGOIL60637N/AEXEMPTEDUCATION$1,000
THE WOMEN'S BOARD OF THE FIELD MUSEUM
1400 S LAKE SHORE DRIVECHICAGOIL60605N/AEXEMPTCOMMUNITY$10,000
THE WOODROW WILSON CENTER
1300 PENNSYLVANIA AVE NW 3WASHINGTONDC20004N/AEXEMPTCOMMUNITY$15,000
TOWN OF LINN POLICE DEPARTMENT DARE PROGRAM
PO BOX 99ZENDAWI53195N/AEXEMPTCOMMUNITY$1,000
TULANE UNIVERSITY
6823 ST CHARLES AVENUENEW ORLEANSLA70118N/AEXEMPTCOMMUNITY$205,000
U OF I FOUNDATIONEDGAR CENTER
507 E GREEN STCHAMPAIGNIL61820N/AEXEMPTCOMMUNITY$25,000
UIFOUNDATIONOPHTHAMOLOGY
507 E GREEN STCHAMPAIGNIL61820N/AEXEMPTCOMMUNITY$50,000
UNITED WAY OF WALWORTH COUNTY
PO BOX 1020ELKHORNWI53121N/AEXEMPTCOMMUNITY$1,000
VANDERBILT UNIVERSITY
VANDERBILT UNIVERSITYNASHVILLETN37240N/AEXEMPTCOMMUNITY$25,000
WILDLIFE CONSERVATION NETWORK
25745 BASSETT LANELOS ALTOSCA94022N/AEXEMPTCOMMUNITY$5,000
YWCA METROPOLITAN CHICAGO
1 N LASALLE STCHICAGOIL60602N/AEXEMPTCOMMUNITY$1,000
THE LAKE TANGANYIKA FLOATING HEALTH CLINIC
1646 N LEAVITT STCHICAGOIL60647N/AEXEMPTMEDICAL$1,000
FieldValueIRS element (for citing)
Tot Grant Or Contri Paid During Year1045172TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future0TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$2,303ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

FieldValueIRS element (for citing)
Exclusion Code14ExclusionCode
Exclusion$297,934ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

FieldValueIRS element (for citing)
Exclusion Code18ExclusionCode
Exclusion$78,334ExclusionAmount

Other Revenue Described OtherRevenueDescribed

FieldValueIRS element (for citing)
DescriptionPOWERSHARE DB AGRICULTURE FUNDDescription
Unrelated Business Income-$37UnrelatedBusinessIncomeAmount

Subtotals Part XVIA SubtotalsPartXVIA

FieldValueIRS element (for citing)
Unrelated Business Income-$37UnrelatedBusinessIncomeAmount
Exclusion$378,571ExclusionAmount
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
FieldValueIRS element (for citing)
Total Part XVIA378534TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

FieldValueIRS element (for citing)
Trnsfr Of Cash To Noncharitable EO0TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO0TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO0PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc0RentalOfFacilitiesEtc
Reimbursement Arrangements0ReimbursementArrangements
Loans Or Loan Guarantees0LoansOrLoanGuarantees
Performance Of Services Etc0PerformanceOfServicesEtc
Sharing Of Facilities Etc0SharingOfFacilitiesEtc
Relationships Noncharitable E Os0RelationshipsNoncharitableEOs

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

FieldValueIRS element (for citing)
Name Of StockMERRILL LYNCHNameOfStock
EOY Book Value7483092EOYBookValue
EOYFMV7265041EOYFMV

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses

FieldValueIRS element (for citing)
DescriptionMERRILL LYNCH ADVISOR FEESDescription
Revenue And Expenses Per Books48609RevenueAndExpensesPerBooks
Net Investment Income0NetInvestmentIncome
Disbursements Charitable Prps0DisbursementsCharitablePrps

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

FieldValueIRS element (for citing)
DescriptionPOWERSHARE DB AGRICULTURE FUNDDescription
Revenue And Expenses Per Books-37RevenueAndExpensesPerBooks
Adjusted Net Income-37AdjustedNetIncome

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (2 entries)

DescriptionDescriptionAmountAmount
NONDIVIDEND DISTRIBUTION$1,316
K-1 LOSS POWERSHARES DB AGRICULTURE FUND$37

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

FieldValueIRS element (for citing)
CategoryPROFESSIONAL FEESCategory
Amount$10,425Amount
Net Investment Income0NetInvestmentIncome
Disbursements Charitable Prps0DisbursementsCharitablePrps

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategoryAmountAmountNet Investment IncomeNetInvestmentIncomeDisbursements Charitable PrpsDisbursementsCharitablePrps
FORIEGN TAX$1,06000
OTHER TAXES$115,01500

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