THE RIVERWAY FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE RIVERWAY FOUNDATION (EIN 41-6406915)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-08-14
- IRS object ID
- 201312269349100321
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-08-14T12:07:40-05:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 420714325 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 NICOLLET MALL SUITE 1100 | AddressLine1 |
| City | MINNEAPOLIS | City |
| State | MN | State |
| ZIP Code | 55402 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 416406915 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RIVERWAY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RIVE | NameControl |
| Phone | 9529213994 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD NO 920 | AddressLine1 |
| City | BLOOMINGTON | City |
| State | MN | State |
| ZIP Code | 55437 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | TERRY R BECKER | Name |
| Title | TRUSTEE | Title |
| Phone | 9529213994 | Phone |
| Date Signed | 2013-08-13 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | TODD A JACKSON | Name |
| PTIN | P00092672 | PTIN |
| Phone | 6123324300 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 3617466 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 185 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 185 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 68954 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 69258 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 107060 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 5428157 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 108091 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 7079 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 4736 | OtherIncomeNetInvstIncm |
| Other Income Adj Net Incm | 0 | OtherIncomeAdjNetIncm |
| Total Revenue And Expenses | 183278 | TotalRevenueAndExpenses |
| Total Net Investment Income | 182270 | TotalNetInvestmentIncome |
| Total Adjusted Net Income | 0 | TotalAdjustedNetIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Adj Net Incm | 0 | CompOfcrDirTrstAdjNetIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 1660 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 830 | AccountingFeesNetInvstIncm |
| Accounting Fees Adj Net Incm | 0 | AccountingFeesAdjNetIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 830 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 26374 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 26374 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Adj Net Incm | 0 | OtherProfFeesAdjNetIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 0 | OtherProfFeesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 10178 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 11037 | OtherExpensesNetInvstIncm |
| Other Expenses Adj Net Incm | 0 | OtherExpensesAdjNetIncm |
| Other Expenses Dsbrs Chrtbl Prps | 25 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 38212 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 38241 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Adj Net Incm | 0 | TotOprExpensesAdjNetIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 855 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 178419 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 178419 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 216631 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 38241 | TotalExpensesNetInvstIncm |
| Total Expenses Adj Net Incm | 0 | TotalExpensesAdjNetIncm |
| Total Expenses Dsbrs Chrtbl Prps | 179274 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -33353 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 144029 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 5778 | CashBOY |
| Cash EOY | 24754 | CashEOY |
| Cash EOYFMV | 24754 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 96617 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 123465 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 123465 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 0 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 2052374 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 2211444 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 0 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 520967 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 447008 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 3358196 | InvestmentsOtherBOY |
| Investments Other EOY | 719361 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 720795 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 100000 | OtherAssetsBOY |
| Other Assets EOY | 90000 | OtherAssetsEOY |
| Other Assets EOYFMV | 90000 | OtherAssetsEOYFMV |
| Total Assets BOY | 3560591 | TotalAssetsBOY |
| Total Assets EOY | 3530921 | TotalAssetsEOY |
| Total Assets EOYFMV | 3617466 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 0 | CapitalStockBOY |
| Capital Stock EOY | 0 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 3560591 | RetainedEarningsBOY |
| Retained Earnings EOY | 3530921 | RetainedEarningsEOY |
| Total Net Assets BOY | 3560591 | TotalNetAssetsBOY |
| Total Net Assets EOY | 3530921 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 3560591 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 3530921 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 3560591 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -33353 | ExcessOfRevenueOverExpenses |
| Other Increases | 3683 | OtherIncreases |
| Subtotal | 3530921 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 3530921 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (6 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 5424805 | 5321097 | 103708 | 103708 | |
| ENTERPRISE PARTNERS K-1 - SEC 1231 LOSS | -21 | -21 | P | ||
| KKR SCH K-1 - STCG | 6 | 6 | P | ||
| KKR SCH K-1 - LTCG | 1047 | 1047 | P | ||
| KKR SCH K-1 - SEC 1256 LOSS | -1 | -1 | P | ||
| CAPITAL GAINS DIVIDENDS | 3352 | 3352 | 3352 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 108091 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 182947 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 3626331 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.050450 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 131000 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 3150960 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.041575 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 197219 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 2520107 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.078258 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 147639 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 4033435 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.036604 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 190807 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 4238332 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.045019 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.251906 | TotalDistributionRatio |
| Average Distribution Ratio | 0.050381 | AverageDistributionRatio |
| Net Noncharitable Assets | 3570509 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 179886 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 1440 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 181326 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 179274 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 2881 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 2881 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 2881 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 1992 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 1000 | TaxPaidWithExtension |
| Total Credits And Payments | 2992 | TotalCreditsAndPayments |
| Overpayment | 111 | Overpayment |
| Amount Credited To Next Year | 111 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | MN | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHIRLEY A MOEN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 9529213994 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD 920 | AddressLine1 |
| City | BLOOMINGTON | City |
| State | MN | State |
| ZIP Code | 55437 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 0 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| HM BASKERVILLE JR | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 0.50 | 0 | 0 | 0 |
| TERRY R BECKER | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 4.00 | 0 | 0 | 0 |
| LAURA LEE BASKERVILLE BECKER | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 0.50 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 3292532 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 237350 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 95000 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 3624882 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 3624882 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 54373 | CashDeemedCharitable |
| Net Noncharitable Assets | 3570509 | NetNoncharitableAssets |
| Minimum Investment Return | 178525 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 178525 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2881 | TaxBasedOnInvestmentIncome |
| Total Tax | 2881 | TotalTax |
| Distributable Amount Before Adj | 175644 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 175644 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 175644 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 179274 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 179274 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 179274 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 175644 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 142171 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 179274 | QualifyingDistributions |
| Applied To Year1 | 142171 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 37103 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 138541 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HM BASKERVILLE JR | ContributingManager |
| Contributing Manager | TERRY R BECKER | ContributingManager |
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | HM BASKERVILLE JR TERRY R BECKER | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD 920 | AddressLine1 |
| City | BLOOMINGTON | City |
| State | MN | State |
| ZIP Code | 55437 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 9529213994 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER FORMAT/STATEMENT | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | TRUST IS OPERATED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY AND EDUCATIONAL PURPOSES WITHIN THE MEANING OF I.R.C. 170(C) AND 501(C). THE TRUST WILL FUND GRANTS TO ORGANIZATIONS WHICH ARE EXEMPT FROM FEDERAL INCOME TAXATION UNDER I.R.C. 501(A) BY VIRTUE OF BEING DESCRIBED IN I.R.C. 501(C)(3) OR TO ORGANIZATIONS CONTRIBUTIONS TO WHICH ARE DEDUCTIBLE UNDER I.R.C. 170(C)(2), 2055(A) AND 2522(A). | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (29 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ALZHEIMERS ASSOCIATION | |||||||
| 4550 W 77 ST | EDINA | MN | 55435 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| BIG BROTHERSBIG SISTERS TWIN CITIES | |||||||
| 2500 UNIVERSITY AVE | ST PAUL | MN | 55114 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| BRIDGING | |||||||
| 201 W 87 ST | BLOOMINGTON | MN | 55420 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| CARING BRIDGE WEBSITE | |||||||
| 1715 YANKEE DOODLE RD 301 | EAGAN | MN | 55121 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,500 |
| CCDA | |||||||
| 1100 WCERMAK ROAD | CHICAGO | IL | 60608 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| CHILDREN'S CANCER RESEARCH | |||||||
| 7301 OHMS LN | MINNEAPOLIS | MN | 55439 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| CHRISTO RAY JESUIT HIGH SCHOOL | |||||||
| 2924 FOURTH AVENUE S | MINNEAPOLIS | MN | 55408 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| CITY OF LAKES COMMUNITY LAND TRUST | |||||||
| 2017 E 38 ST | MINNEAPOLIS | MN | 55407 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| COMMUNITY HEALTH FUND | |||||||
| 2021 E HENNEPIN AVE | MINNEAPOLIS | MN | 55402 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| COMMUNITY LEGACIES FOUNDATION | |||||||
| 600 MAIN STREET SO | SAUK CENTRE | MN | 56378 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,500 |
| DUNWOODY INSTITUTE | |||||||
| 818 DUNWOODY BLVD | MINNEAPOLIS | MN | 55403 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| EMERGE | |||||||
| 1101 W BROADWAY AVE | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| FAMILIES MOVING FORWARD | |||||||
| 1808 EMERSON AVE N | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| FRASER | |||||||
| 2400 W 64 ST | MINNEAPOLIS | MN | 55423 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| GOLFERS AGAINST CANCERINC | |||||||
| 1700 LAKE KINGWOOD TR | KINGWOOD | TX | 77339 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,500 |
| GOODWILL-EASTER SEALS | |||||||
| 663 FAIRVIEW AVE NO | ST PAUL | MN | 55104 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| GREATER MINNEAPOLIS CRISIS NURSERY | |||||||
| 5400 GLENWOOD AVE | GOLDEN VALLEY | MN | 55422 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| HIRED | |||||||
| 1200 PLYMOUTH AVE N | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| HOPE ACADEMY | |||||||
| 2300 CHICAGO AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,800 |
| LIVING LANDS & WATERS | |||||||
| 17615 ROUTE 843 N | EAST MOLINE | IL | 61244 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $11,419 |
| MINNESOTA DARE INC | |||||||
| PO BOX 279 | ST BONIFACIUS | MN | 55375 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $1,200 |
| PAGE EDUCATION FUND | |||||||
| PO BOX 581254 | MINNEAPOLIS | MN | 55454 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| PEOPLE SERVING PEOPLE | |||||||
| 614 S THIRD ST | MINNEAPOLIS | MN | 55415 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| SOUTHDALE YMCA | |||||||
| 7355 YORK AVESO | EDINA | MN | 55435 | NONE | PUBLIC CHARITY | CAPITAL CAMPAIGN | $20,000 |
| ST STEPHENS HUMAN SERVICES | |||||||
| 2211 CLINTON AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| TREE HOUSE | |||||||
| 5666 LINCOLN DR | EDINA | MN | 55436 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| URBAN HOMEWORKS | |||||||
| 2015 EMERSON AVENUE N | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $50,000 |
| URBAN VENTURES | |||||||
| 3041 FOURTH AVE S | MINNEAPOLIS | MN | 55408 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,500 |
| YMCA OF METRO MINNEAPOLIS- SOUTHDALE | |||||||
| 30 S NINTH ST | MINNEAPOLIS | MN | 55402 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 178419 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $185 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $68,954 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $4,736 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $107,060 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | FEDERAL EXCISE TAX REFUND - 2009 | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $2,343 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $183,278 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 183278 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | Category |
| Amount | $1,660 | Amount |
| Net Investment Income | 830 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 830 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (4 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| COLUMBIA US GOVT MTG FUND - 13489.209 SHS | 75000 | 75674 |
| PIONEER GLOBAL HIGH YIELD FUND - 3517.588 SHS | 35000 | 35422 |
| SPDR DJ WILSHIRE INTL RE ETF - 2600 SHS | 105170 | 107510 |
| PIMCO COMMODITY REAL RTN STRAT FD - 34397.874 SHS | 305797 | 228402 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (228 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| AETNA INC - 213 SHS | 9140 | 9864 |
| ALEXION PHARMACEUTICALS INC - 130 SHS | 11634 | 12186 |
| ALLERGAN INC - 141 SHS | 12703 | 12934 |
| ALTRIA GROUP INC - 177 SHS | 6256 | 5565 |
| AMAZON COM INC - 59 SHS | 14458 | 14801 |
| AMERICAN ELEC PWR INC - 304 SHS | 11855 | 12975 |
| APPLE INC - 91 SHS | 52592 | 48428 |
| BAXTER INTL INC - 175 SHS | 10292 | 11666 |
| BIOGEN IDEC INC - 88 SHS | 12846 | 12881 |
| BLACKROCK INC - 41 SHS | 8308 | 8475 |
| BROADCOM CORP - 248 SHS | 8049 | 8236 |
| CBS CORP NEW CL B - 474 SHS | 15005 | 18036 |
| CELGENE CORP - 250 SHS | 18148 | 19618 |
| CHEVRON CORP - 242 SHS | 26265 | 26170 |
| CIT GROUP INC - 66 SHS | 2297 | 2550 |
| CITIGROUP INC - 322 SHS | 10912 | 12738 |
| COMCAST CORP - 612 SHS | 18344 | 22864 |
| CVS CAREMARK CORP - 533 SHS | 23953 | 25771 |
| DEVON ENERGY CORP NEW - 49 SHS | 3535 | 2550 |
| DIRECTV - 167 SHS | 8291 | 8377 |
| DISCOVER FINL SVCS - 254 SHS | 8217 | 9792 |
| EMC CORP - 1089 SHS | 30688 | 27552 |
| EXXON MOBIL CORP - 182 SHS | 15769 | 15752 |
| FEDEX CORP - 133 SHS | 12359 | 12199 |
| FREEPORT-MCMORAN COPPER & GOLD - 536 SHS | 20512 | 18331 |
| GENERAL ELEC CO - 1185 SHS | 23290 | 24873 |
| GOOGLE INC - 30 SHS | 18451 | 21221 |
| HESS CORP - 240 SHS | 15126 | 12710 |
| HOME DEPOT INC - 197 SHS | 10395 | 12184 |
| INTERNATIONAL BUSINESS MACHS - 82 SHS | 16726 | 15707 |
| JPMORGAN CHASE & CO - 283 SHS | 12380 | 12443 |
| JOHNSON &JOHNSON - 241 SHS | 16764 | 16894 |
| JOHNSON CONTROLS INC - 170 SHS | 5444 | 5214 |
| MARATHON PETE CORP - 244 SHS | 10769 | 15372 |
| METLIFE INC - 337 SHS | 12919 | 11101 |
| MONSANTO CO - 130 SHS | 10279 | 12305 |
| OCCIDENTAL PETE CORP DEL - 193 SHS | 19293 | 14786 |
| ORACLE CORP - 523 SHS | 15468 | 17426 |
| PFIZER INC - 701 SHS | 17000 | 17581 |
| PNC FINL SVCS GROUP INC - 262 SHS | 17108 | 15277 |
| PPL CORP - 381 SHS | 10834 | 10908 |
| QUALCOMM INC - 485 SHS | 31432 | 30002 |
| SCHLUMBERGER LTD - 115 SHS | 8584 | 7969 |
| STARBUCKS CORP - 221 SHS | 11357 | 11852 |
| SUNTRUST BKS INC - 414 SHS | 9877 | 11737 |
| TIME WARNER CABLE INC - 190 SHS | 15433 | 18466 |
| TJX COS INC NEW - 372 SHS | 14216 | 15791 |
| UNION PAC CORP - 179 SHS | 19714 | 22504 |
| UNITED PARCEL SVC INC CL B - 176 SHS | 13796 | 12976 |
| WAL-MART STORES INC - 204 SHS | 12513 | 13919 |
| WELLS FARGO & CO - 455 SHS | 14922 | 15552 |
| ADT CORP - 68 SHS | 2438 | 3161 |
| AGCO CORP - 47 SHS | 2207 | 2309 |
| AMPHENOL CORP NEW - 126 SHS | 7223 | 8152 |
| ASHLAND INC - 105 SHS | 7306 | 8443 |
| AVNET INC - 95 SHS | 3427 | 2908 |
| CA INC - 266 SHS | 7240 | 5847 |
| CARLISLE COS INC - 100 SHS | 5251 | 5876 |
| CELANESE CORP - 66 SHS | 2370 | 2939 |
| CLIFFS NAT RES INC - 70 SHS | 2885 | 2700 |
| COCA-COLA ENTERPRISES INC - 729 SHS | 20270 | 23131 |
| COSAN LTD - 191 SHS | 2765 | 3306 |
| CULLEN / FROST BANKERS INC - 45 SHS | 2520 | 2442 |
| D R HORTON INC - 437 SHS | 8897 | 8644 |
| DAVITA HEALTHCARE PARTNERS INC - 81 SHS | 7073 | 8953 |
| DOLLAR TREE INC - 184 SHS | 8604 | 7463 |
| EASTMAN CHEM CO - 155 SHS | 8090 | 10548 |
| FAMILY DLR STORES INC - 99 SHS | 6677 | 6278 |
| FOOT LOCKER INC - 211 SHS | 6213 | 6777 |
| GNC HLDGS INC - 70 SHS | 2591 | 2330 |
| GOODYEAR TIRE & RUBR CO - 506 SHS | 5608 | 6988 |
| HARTFORD FINL SVCS GROUP INC - 51 SHS | 1101 | 1144 |
| HELMERICH & PAYNE INC - 54 SHS | 3241 | 3025 |
| HERBALIFE LTD - 52 SHS | 2650 | 1713 |
| HOLOGIC INC - 131 SHS | 2360 | 2621 |
| HUBBELL INC - 34 SHS | 2702 | 2877 |
| HUNT J B TRANS SVCS INC - 51 SHS | 2728 | 3045 |
| HUNTINGTON BANCSHARES INC - 366 SHS | 2304 | 2339 |
| INGREDION INC - 105 SHS | 5877 | 6765 |
| INVESCO LTD - 577 SHS | 14999 | 15054 |
| LEAR CORP - 70 SHS | 3181 | 3279 |
| LENNAR CORP - 98 SHS | 3524 | 3790 |
| LINCOLN NATL CORP IND - 108 SHS | 2637 | 2797 |
| MICROS SYS INC - 51 SHS | 2791 | 2164 |
| MONSTER BEVERAGE CORP - 79 SHS | 4276 | 4174 |
| NEUSTAR INC - 65 SHS | 2286 | 2725 |
| NU SKIN ENTERPRISES INC - 86 SHS | 3611 | 3186 |
| OIL STS INTL INC - 58 SHS | 4338 | 4149 |
| PARKER HANNIFIN CORP - 128 SHS | 11459 | 10888 |
| PATTERSON-UTI ENERGY INC - 160 SHS | 2994 | 2981 |
| POLARIS INDS INC - 43 SHS | 3525 | 3618 |
| REINSURANCE GROUP AMER INC - 86 SHS | 5025 | 4603 |
| RPM INTL INC - 189 SHS | 4960 | 5549 |
| SM ENERGY CO - 283 SHS | 13962 | 14775 |
| SYNOPSYS INC - 81 SHS | 2493 | 2579 |
| TERADATA CORP - 106 SHS | 7215 | 6560 |
| TEREX CORP NEW - 251 SHS | 5703 | 7056 |
| TIMKEN CO - 70 SHS | 3714 | 3348 |
| TRW AUTOMOTIVE HLDGS CORP - 32 SHS | 1508 | 1716 |
| UNITED RENTALS INC - 178 SHS | 7290 | 8103 |
| UNUM GROUP - 133 SHS | 3214 | 2769 |
| WESTAR ENERGY INC - 88 SHS | 2469 | 2519 |
| ACTUANT CORP - 93 SHS | 2697 | 2596 |
| AEGION CORP - 300 SHS | 5633 | 6657 |
| ANDERSONS INC - 273 SHS | 12570 | 11712 |
| APPLIED INDL TECHNOLOGIES INC - 32 SHS | 1314 | 1344 |
| ASBURY AUTOMOTIVE GROUP INC - 122 SHS | 3622 | 3908 |
| ATLAS AIR WORLDWIDE HLDGS INC - 115 SHS | 6081 | 5097 |
| CABOT CORP - 71 SHS | 3066 | 2825 |
| COOPER TIRE & RUBR CO - 323 SHS | 6368 | 8191 |
| CSG SYS INTL INC - 116 SHS | 1885 | 2109 |
| DANA HLDG CORP - 191 SHS | 2433 | 2982 |
| DFC GLOBAL CORP - 143 SHS | 2385 | 2648 |
| ENERSYS - 79 SHS | 2836 | 2973 |
| FULLER H B CO - 116 SHS | 3472 | 4039 |
| GREENBRIER COS INC - 183 SHS | 2848 | 2959 |
| H & E EQUIP SVCS INC - 188 SHS | 2430 | 2833 |
| HANGER INC - 95 SHS | 2169 | 2599 |
| HAWAIIAN HLDGS INC - 896 SHS | 4772 | 5887 |
| HERCULES TECHNOLOGY GROWTH CAP - 237 SHS | 2589 | 2638 |
| IRIDIUM COMMUNICATIONS INC - 342 SHS | 3088 | 2298 |
| KOPPERS HLDGS INC - 63 SHS | 2189 | 2403 |
| MAIDEN HLDGS LTD - 348 SHS | 3054 | 3198 |
| MENTOR GRAPHICS CORP - 623 SHS | 9403 | 10603 |
| PENSKE AUTOMOTIVE GROUP INC - 97 SHS | 2985 | 2919 |
| STAGE STORES INC - 104 SHS | 2394 | 2577 |
| TENNECO INC - 85 SHS | 2369 | 2984 |
| TEXTAINER GROUP HLDGS LTD - 91 SHS | 3114 | 2863 |
| THOR INDS INC - 55 SHS | 1986 | 2059 |
| TITAN INTL INC - 142 SHS | 2586 | 3084 |
| TRINITY INDS INC - 76 SHS | 2356 | 2722 |
| UNIFIRST CORP MASS - 33 SHS | 2221 | 2420 |
| ZHONGPIN INC - 1705 SHS | 16581 | 21892 |
| ACCENTURE PLC - 242 SHS | 15114 | 16093 |
| ACE LTD - 308 SHS | 22421 | 24578 |
| ACTELION LTD - 249 SHS | 10407 | 11841 |
| AEON MALL CO LTD - 441 SHS | 10820 | 10792 |
| AERCAP HOLDINGS NV - 555 SHS | 6514 | 7615 |
| AGRIUM INC - 108 SHS | 9437 | 10786 |
| ALIMENTATION COUCHE TARD INC - 440 SHS | 14531 | 21414 |
| ANRITSU CORP - 571 SHS | 7365 | 6736 |
| ARCADIS NV - 491 SHS | 10442 | 11581 |
| AZIMUT HOLDING SPA - 1062 SHS | 10103 | 15192 |
| BANCA GENERALI S PA - 1129 SHS | 12448 | 19216 |
| BARCLAYS PLC - 1026 SHS | 2671 | 4375 |
| BARRICK GOLD CORP - 625 SHS | 22318 | 21881 |
| BAYER MOTOREN WERK - 234 SHS | 19246 | 22499 |
| BHP BILLITON PLC - 168 SHS | 10615 | 11822 |
| BNP PARIBAS SA - 72 SHS | 2639 | 4042 |
| BP P L C - 407 SHS | 17729 | 16947 |
| CAMECO CORP - 214 SHS | 4468 | 4220 |
| CANADIAN IMPERIAL BK COMM - 54 SHS | 4158 | 4353 |
| CANADIAN NATURAL RESOURCES LTD - 192 SHS | 6852 | 5543 |
| CANADIAN PAC RY LTD - 75 SHS | 6090 | 7622 |
| CAPCOM CO LTD - 397 SHS | 7530 | 6016 |
| CHICAGO BRDG & IRON CO N V - 242 SHS | 8903 | 11217 |
| CNP ASSURANCES - 258 SHS | 2564 | 3947 |
| COMPUGROUP MED AG - 838 SHS | 12297 | 16180 |
| ENDESA SA - 363 SHS | 7621 | 8074 |
| ENERGIA DE PORTUGAL SA - 5291 SHS | 13721 | 15974 |
| FONCIERE DES REGIONS - 237 SHS | 16803 | 19779 |
| FRANSHION PROPERTIES CHINA LTD - 2815 SHS | 873 | 1013 |
| GERRESHEIMER AG - 112 SHS | 4983 | 5920 |
| GRIFOLS SA - 396 SHS | 10253 | 13762 |
| GRIFOLS SA-WARRANTS - 396 SHS | 0 | 0 |
| HEROUX DEVTEK INC - 982 SHS | 8688 | 8843 |
| HSBC HLDGS - 1399 SHS | 12458 | 14709 |
| JAPAN TOBACCO INC - 344 SHS | 10248 | 9629 |
| JX HLDGS INC - 2462 SHS | 13031 | 13753 |
| KDDI CORP - 146 SHS | 10986 | 10239 |
| KWG PROPERTY HOLDING LTD - 29111 SHS | 16441 | 21859 |
| LANCASHIRE HLDGS LTD - 1453 SHS | 17775 | 18304 |
| LASERTEC CORP - 451 SHS | 7730 | 8102 |
| LAWSON INC - 140 SHS | 10487 | 9463 |
| LONGFOR PROPERTIES - 5728 SHS | 8961 | 11218 |
| LVMH MOET HENNESSY LOUIS VUITTON - 89 SHS | 2546 | 3257 |
| MEDIOLANUM SPA - 809 SHS | 2642 | 4089 |
| NORMA GROUP - 403 SHS | 8915 | 11158 |
| POHJOLA BK PLC - 428 SHS | 5077 | 6359 |
| PRADA SPA - 1499 SHS | 10411 | 14302 |
| QUEBECOR INC - 439 SHS | 16113 | 17255 |
| RECKITT BENCKISER GROUP PLC - 290 SHS | 16042 | 18281 |
| RIO TINTO - 201 SHS | 9526 | 11471 |
| ROGERS COMMUNICATIONS INC CL B - 116 SHS | 4619 | 5280 |
| ROYAL & SUN ALLIANCE GROUP PLC - 6021 SHS | 10715 | 12293 |
| SCOR SE - 396 SHS | 10846 | 10656 |
| SHERRITT INT'S CORP - 1449 SHS | 8556 | 8266 |
| SHIP HEALTHCARE HOLDINGS INC - 313 SHS | 6081 | 8308 |
| SIEMENS AG - 135 SHS | 11273 | 14630 |
| SUNCOR ENERGY INC - 340 SHS | 11511 | 11213 |
| TAG IMMOBILIEN AG - 1872 SHS | 17910 | 23434 |
| TE CONNECTIVITY LTD - 259 SHS | 9426 | 9614 |
| TGS NOPEC GEOPHYSICAL CO ASA - 101 SHS | 2694 | 3294 |
| TIANNENG POWER INT'S LTD - 9992 SHS | 6410 | 6420 |
| TORONTO DOMINION BK ONTARIO - 151 SHS | 11808 | 12734 |
| TOTAL SA - 403 SHS | 17822 | 20727 |
| TRYG NS - 145 SHS | 8073 | 10928 |
| TYCO INTL LTD - 137 SHS | 3755 | 4007 |
| UNITED INTERNET AG REG SHARE - 419 SHS | 7648 | 9010 |
| VALOR CO LTD - 779 SHS | 12129 | 12235 |
| VODAFONE GROUP PLC - 0 SHS | 0 | 0 |
| VOLKSWAGEN AG - 39 SHS | 6490 | 8368 |
| WHARF(HLDGS) - 1074 SHS | 7099 | 8397 |
| ADVANCED INFO SVC PUB CO LTD - 1678 SHS | 9694 | 10477 |
| AMERICA MOVIL S A B DE C V - 101 SHS | 2443 | 2337 |
| BANK OF CHINA LTD - H - 36194 SHS | 14399 | 16157 |
| CHINA COMMUNICATIONS CONST CO LTD - 6563 SHS | 6365 | 6334 |
| COCA-COLA FEMSA S A DEC V - 115 SHS | 12279 | 17140 |
| CORPORACION GEO SAB DE CV SER B - 14600 SHS | 19582 | 16954 |
| DESARROLLADORA HOMEX SAB DE CV - 6980 SHS | 15898 | 14271 |
| ECOPETROL S A - 50 SHS | 3018 | 2984 |
| EMBRAER S A - 348 SHS | 10142 | 9921 |
| EMPRESAS ICA SAB DE CV - 6427 SHS | 14479 | 15699 |
| GOLD FIELDS LTD - 1232 SHS | 16575 | 15388 |
| GRUPO MEXICO SA DE CV - 5334 SHS | 17714 | 19582 |
| INDO TAMBANGRAYA MEGAH PT - 801 SHS | 3677 | 3453 |
| MEXICHEM SAB DE CV - 3555 SHS | 17648 | 20130 |
| OIL CO LUKOIL - 94 SHS | 6114 | 6155 |
| PT BK MANDIRI - 5626 SHS | 4091 | 4728 |
| TAIWAN SEMICONDUCTOR MFG LTD - 257 SHS | 3638 | 4410 |
| TAM BANG BATUBARA BUKIT - 1877 SHS | 3388 | 2941 |
| TELEFONICA BRASIL SA - 59 SHS | 1805 | 1420 |
| UNIVERSAL ROB INA CORP - 10804 SHS | 15596 | 22062 |
| VALE S A - 83 SHS | 1958 | 1740 |
| ZOOMLION HEAVY INDUSTRY SCIENCE - 11343 SHS | 14324 | 16713 |
| APOLLO COML REAL ESTATE FIN INC - 155 SHS | 2453 | 2516 |
| SIMON PPTY GROUP INC NEW - 76 SHS | 12308 | 12015 |
| TWO HBRS INVT CORP - 774 SHS | 8102 | 8576 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (7 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| PERMANENT PORTFOLIO HEDGE FUND - 4277.921 SHS | AT COST | 208750 | 208078 |
| PIMCO GLOBAL MULTI-ASSET FUND - 26901.678 SHS | AT COST | 307500 | 308293 |
| COHEN & STEERS REALTY MAJORS - 1400 SHS | AT COST | 109388 | 109956 |
| POWERSHARES DB COMMODITY INDEX - 2500 SHS | AT COST | 69005 | 69450 |
| ENTERPRISE PRODS PARTNERS L P - 295 SHS | AT COST | 15499 | 14774 |
| KKR & CO L P DEL - 480 SHS | AT COST | 6963 | 7310 |
| SUNOCO LOGISTICS PARTNERS L P - 59 SHS | AT COST | 2256 | 2934 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | URBAN HOMEWORKS LLC - LOAN | Description |
| BOY Book Value | 100000 | BOYBookValue |
| EOY Book Value | 90000 | EOYBookValue |
| EOYFMV | 90000 | EOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (7 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| BROKERAGE / BANK/ADR FEES | 10068 | 10068 | 0 | 0 |
| MINNESOTA ATTORNEY GENERAL | 25 | 0 | 0 | 25 |
| US TREASURY - FORM 8802 APPLICATION FEE | 85 | 85 | 0 | 0 |
| ENTERPRISE PARTNERS K-1 | 0 | 21 | 0 | 0 |
| ENTERPRISE PARTNERS - K-1 INV INT EXP | 0 | 835 | 0 | 0 |
| KKR SCH K-1 - INV INTEREST EXP | 0 | 9 | 0 | 0 |
| KKR SCH K-1 - PORTFOLIO DEDUCTIONS | 0 | 19 | 0 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| URBAN HOMEWORKS - INTEREST PYMT ON NOTE | 4736 | 4736 | |
| FEDERAL EXCISE TAX REFUND - 2009 | 2343 | 2343 | 0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| LIMITED PARTNERSHIPS CASH DISTRIBUTIONS | $924 |
| BASIS ADJUSTMENT BY BROKER | $122 |
| RETURN OF CAPITAL | $2,637 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | Category |
| Amount | $26,374 | Amount |
| Net Investment Income | 26374 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Comments