OCLC INC: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- OCLC INC (EIN 31-0734115)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-05-14
- IRS object ID
- 201311349349304096
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-14T13:26:49-05:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 310734115 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OCLC ONLINE COMPUTER LIBRARY CENTER INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | OCLC | NameControl |
| Phone | 6147646000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6565 KILGOUR PLACE | AddressLine1 |
| City | DUBLIN | City |
| State | OH | State |
| ZIP Code | 43017 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RICK J SCHWIETERMAN | Name |
| Title | EXEC VP & CFO | Title |
| Phone | 6147646000 | Phone |
| Date Signed | 2013-05-14 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | RICK J SCHWIETERMAN | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6565 KILGOUR PLACE | AddressLine1 |
| City | DUBLIN | City |
| State | OH | State |
| ZIP Code | 43017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 391642150 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | OCLC.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1967 | YearFormation |
| State Legal Domicile | OH | StateLegalDomicile |
| Activity Or Mission Description | ESTABLISH, MAINTAIN AND OPERATE A COMPUTERIZED LIBRARY NETWORK AND TO (CONTINUED ON SCHEDULE O) PROMOTE THE EVOLUTION OF LIBRARY USE, OF LIBRARIES THEMSELVES AND OF LIBRARIANSHIP, AND TO PROVIDE PROCESSES AND PRODUCTS FOR THE BENEFIT OF LIBRARY USERS AND LIBRARIES, INCLUDING SUCH OBJECTIVES AS INCREASING AVAILABILITY OF LIBRARY RESOURCES TO INDIVIDUAL LIBRARY PATRONS AND REDUCING THE RATE-OF-RISE OF LIBRARY PER-UNIT COSTS, ALL FOR THE FUNDAMENTAL PUBLIC PURPOSE OF FURTHERING EASE OF ACCESS TO AND USE OF THE EVER-EXPANDING BODY OF WORLDWIDE SCIENTIFIC, LITERARY AND EDUCATIONAL KNOWLEDGE AND INFORMATION. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 16 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 15 | NbrIndependentVotingMembers |
| Total Nbr Employees | 951 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 84657 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 75291 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 2538297 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 1695065 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 169378044 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 165038864 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 19843398 | InvestmentIncomePriorYear |
| Investment Income Current Year | 19007687 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 3334081 | OtherRevenuePriorYear |
| Other Revenue Current Year | 2366902 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 195093820 | TotalRevenuePriorYear |
| Total Revenue Current Year | 188108518 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 192395 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 183611 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 90665977 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 85825322 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 93479001 | OtherExpensePriorYear |
| Other Expenses Current Year | 91083664 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 184337373 | TotalExpensesPriorYear |
| Total Expenses Current Year | 177092597 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 10756447 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 11015921 | RevenuesLessExpensesCY |
| Total Assets BOY | 366090416 | TotalAssetsBOY |
| Total Assets EOY | 351228746 | TotalAssetsEOY |
| Total Liabilities BOY | 126428063 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 114545032 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 239662353 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 236683714 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | ESTABLISH, MAINTAIN AND OPERATE A COMPUTERIZED LIBRARY NETWORK AND TO PROMOTE THE EVOLUTION OF LIBRARY USE, OF LIBRARIES THEMSELVES AND OF LIBRARIANSHIP, AND TO PROVIDE PROCESSES AND PRODUCTS FOR THE BENEFIT OF LIBRARY USERS AND LIBRARIES, INCLUDING SUCH OBJECTIVES AS INCREASING AVAILABILITY OF LIBRARY RESOURCES TO INDIVIDUAL LIBRARY PATRONS AND REDUCING THE RATE-OF-RISE OF LIBRARY PER-UNIT COSTS, ALL FOR THE FUNDAMENTAL PUBLIC PURPOSE OF FURTHERING EASE OF ACCESS TO AND USE OF THE EVER-EXPANDING BODY OF WORLDWIDE SCIENTIFIC, LITERARY AND EDUCATIONAL KNOWLEDGE AND INFORMATION. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 162871146 | Expense |
| Revenue | 165710117 | Revenue |
| Description | OCLC ONLINE COMPUTER LIBRARY CENTER IS A NONPROFIT MEMBERSHIP, COMPUTER LIBRARY SERVICE AND RESEARCH COOPERATIVE DEDICATED TO THE PUBLIC PURPOSES OF FURTHERING ACCESS TO THE WORLD'S INFORMATION AND REDUCING LIBRARY COSTS. IT WAS FOUNDED IN 1967 BY THE OHIO COLLEGE ASSOCIATION AND INITIALLY PROVIDED SERVICES TO 54 OHIO ACADEMIC LIBRARIES. SINCE THEN, OVER 74,000 LIBRARIES IN 170 COUNTRIES HAVE USED OCLC SERVICES TO LOCATE, ACQUIRE, CATALOG, LEND, PRESERVE AND MANAGE LIBRARY MATERIALS. RESEARCHERS, STUDENTS, FACULTY, SCHOLARS, PROFESSIONAL LIBRARIANS AND OTHER INFORMATION SEEKERS USE OCLC SERVICES TO OBTAIN BIBLIOGRAPHIC, ABSTRACT AND FULL-TEXT INFORMATION WHEN AND WHERE THEY NEED IT.OCLC AND ITS MEMBER LIBRARIES COOPERATIVELY PRODUCE AND MAINTAIN THE WORLDCAT BIBLIOGRAPHIC DATABASE. WORLDCAT IS ESSENTIALLY THE MERGED CATALOGS OF PARTICIPATING LIBRARIES AROUND THE WORLD. EACH RECORD IN THIS DATABASE DESCRIBES A SINGLE ITEM OR WORK AND A LIST OF INSTITUTIONS THAT HOLD THE ITEM. SINCE 1971, LIBRARIES HAVE CONTRIBUTED OVER 273 MILLION RECORDS AND MORE THAN 1.8 BILLION LOCATION LISTINGS TO THE DATABASE, WHICH SPANS MORE THAN 6,000 YEARS OF RECORDED KNOWLEDGE AND GROWS STEADILY, A NEW RECORD IS ADDED EVERY SECOND. LIBRARIES USE WORLDCAT FOR CATALOGING, ACQUISITIONS, INTERLIBRARY LOAN AND REFERENCE. THE GENERAL PUBLIC CAN NOW ACCESS WORLDCAT FROM THE INTERNET AND BE DIRECTED TO INDIVIDUAL LIBRARY CATALOGS FROM THEIR SEARCHES.IN 2011, OCLC BEGAN PROVIDING ITS NEW WORLDSHARE MANAGEMENT SERVICES, AN INTEGRATED SYSTEM OF LIBRARY SERVICES PROVIDED IN THE INTERNET CLOUD. ALL OCLC SERVICES ARE DESIGNED TO INCREASE THE AVAILABILITY OF LIBRARY RESOURCES AND LOWER THE RATE OF RISE OF LIBRARY COSTS. FOR THE FISCAL YEAR ENDED JUNE 30, 2012, LIBRARIES USED OCLC SERVICES TO:CATALOG 423.9 MILLION ITEMS ONLINE AND VIA BATCHLOAD ADD 37.9 MILLION RECORDS TO THE WORLDCAT DATABASEARRANGE 9.2 MILLION INTERLIBRARY LOANSPERFORM 58 MILLION END-USER REFERENCE SEARCHES ON THE OCLC FIRSTSEARCH SERVICEPERFORM 231.3 MILLION CLICK-THROUGHS FROM PARTNER SITES ON THE WEB TO THE WORLDCAT.ORG LANDING PAGEADD 21.7 MILLION RECORDS TO WORLDCAT FOR DIGITAL OBJECTS VIATHE WORLDCAT DIGITAL COLLECTION GATEWAY.IN ADDITION, OCLC PUBLISHES THE DEWEY DECIMAL CLASSIFICATION, THE WORLD'S MOST WIDELY USED LIBRARY CLASSIFICATION SYSTEM. NOW IN ITS 23RD EDITION SINCE IT WAS FIRST PUBLISHED IN 1876, THE CLASSFICIATION IS USED BY MORE THAN 200,000 LIBRARIES IN 138 COUNTRIES.OCLC RESEARCH IS ONE OF THE WORLD'S LEADING ORGANIZATIONS DEDICATED TO EXPLORING INNOVATIVE USES OF LIBRARY DATA AND INFORMATION SYSTEM TECHNOLOGY, FOR THE PUBLIC PURPOSES OF PROMOTING THE EVOLUTION OF LIBRARY USE, OF LIBRARIES THEMSELVES, AND OF LIBRARIANSHIP. THAT EFFORT INCLUDES THE OCLC RESEARCH LIBRARY PARTNERSHIP, WHICH PROVIDES A VENUE FOR RESEARCH INSTITUTIONS TO ENGAGE WITH OCLC TO WORK COOPERATIVELY ON MAKING OPERATIONAL PROCESSES MORE EFFICIENT AND SHAPING NEW SCHOLARLY SERVICES BY DIRECTLY ENGAGING SENIOR MANAGERS. CURRENTLY, THERE ARE 160 MEMBERS IN THE PARTNERSHIP.OCLC IS ONE OF THE FOUNDING ORGANIZATIONS OF THE VIRTUAL INTERNATIONAL AUTHORITY FILE CONSORTIUM, A COOPERATIVE UNDERTAKING OF 20 NATIONAL LIBRARIES AND OTHER ORGANIZATIONS IN 16 COUNTRIES. VIAF COMBINES MULTIPLE NAME AUTHORITY FILES INTO A SINGLE NAME AUTHORITY SERVICE. OCLC IS WORKING WITH WIKIPEDIA TO PROVIDE LINKS BETWEEN NAMES APPEARING IN WIKIPEDIA ARTICLES AND LIBRARY RESOURCES. | Description |
| Total Program Service Expense | 162871146 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 1 | ReportOtherAssets |
| Report Other Liabilities | 1 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 0 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 1 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 1 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 1 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 1 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 1 | TaxExemptBonds |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBonds |
| Escrow Account | 0 | EscrowAccount |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuer |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 1 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 1 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transaction Related Entity | 1 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 176 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 951 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 1 | UnrelatedBusinessIncome |
| Form990-T Filed | 1 | Form990-TFiled |
| Foreign Financial Account | 1 | ForeignFinancialAccount |
| Name Of Foreign Country | CA | NameOfForeignCountry |
| Name Of Foreign Country | MX | NameOfForeignCountry |
| Name Of Foreign Country | CH | NameOfForeignCountry |
| Name Of Foreign Country | CJ | NameOfForeignCountry |
| Name Of Foreign Country | NL | NameOfForeignCountry |
| Name Of Foreign Country | FR | NameOfForeignCountry |
| Name Of Foreign Country | GM | NameOfForeignCountry |
| Name Of Foreign Country | SZ | NameOfForeignCountry |
| Name Of Foreign Country | UK | NameOfForeignCountry |
| Name Of Foreign Country | AS | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 16 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 15 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 1 | MembersOrStockholders |
| Election Of Board Members | 1 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 1 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 1 | InvestmentInJointVenture |
| Written Policy Or Procedure | 1 | WrittenPolicyOrProcedure |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | IN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| Own Website | X | OwnWebsite |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RICK J SCHWIETERMAN | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 6147646000 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6565 KILGOUR PLACE | AddressLine1 |
| City | DUBLIN | City |
| State | OH | State |
| ZIP Code | 43017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (37 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|
| LARRY P ALFORD | ||||||||
| CHAIR | 15.00 | X | 65750 | 0 | 0 | |||
| ED BARRY | ||||||||
| VICE CHAIR | 11.00 | X | 33000 | 0 | 0 | |||
| MARY M FARRELL | ||||||||
| TRUSTEE | 9.00 | X | 42000 | 0 | 0 | |||
| ANTHONY FERGUSON | ||||||||
| TRUSTEE | 5.00 | X | 28996 | 0 | 0 | |||
| BERNADETTE GRAY-LITTLE | ||||||||
| TRUSTEE | 6.00 | X | 19996 | 0 | 0 | |||
| CINDY HILSHEIMER | ||||||||
| TRUSTEE | 5.00 | X | 2833 | 0 | 0 | |||
| KATHLEEN IMHOFF | ||||||||
| TRUSTEE | 9.00 | X | 34163 | 0 | 0 | |||
| DAVID LAUER | ||||||||
| TRUSTEE | 6.00 | X | 31496 | 0 | 0 | |||
| JAMES NEAL | ||||||||
| TRUSTEE | 6.00 | X | 37333 | 0 | 0 | |||
| BRUCE NEWELL | ||||||||
| TRUSTEE | 5.00 | X | 31333 | 0 | 0 | |||
| ELISABETH NIGGEMANN | ||||||||
| TRUSTEE | 6.00 | X | 27330 | 0 | 0 | |||
| JOHN R PATRICK | ||||||||
| TRUSTEE | 8.00 | X | 35000 | 0 | 0 | |||
| DAVID ROSELLE | ||||||||
| TRUSTEE | 5.00 | X | 30830 | 0 | 0 | |||
| BRIAN SCHOTTLAENDER | ||||||||
| TRUSTEE | 8.00 | X | 34500 | 0 | 0 | |||
| LIZABETH A WILSON | ||||||||
| TRUSTEE | 8.00 | X | 36436 | 0 | 0 | |||
| SANDRA YEE | ||||||||
| TRUSTEE | 10.00 | X | 40250 | 0 | 0 | |||
| ROBERT L JORDAN | ||||||||
| PRESIDENT & CEO | 55.00 | X | 1406024 | 0 | 51285 | X | ||
| RICK J SCHWIETERMAN | ||||||||
| EXECUTIVE VP AND CFO | 55.00 | 548921 | 0 | 50703 | X | |||
| JAMES T HOUFEK | ||||||||
| VP & GENERAL COUNSEL | 45.00 | 284974 | 0 | 33574 | X | |||
| BRUCE CROCCO | ||||||||
| VP LIBR SVCS FOR AMERICA | 45.00 | 210443 | 0 | 32652 | X | |||
| LORCAN DEMPSEY | ||||||||
| VP RESEARCH & STRATEGIST | 40.00 | 314388 | 0 | 46826 | X | |||
| CATHERINE DE ROSA | ||||||||
| VP GLOBAL MARKETING | 40.00 | 308709 | 0 | 45886 | X | |||
| JIM MICHALKO | ||||||||
| VP RLG PROGRAMS | 40.00 | 265180 | 0 | 41297 | X | |||
| ROBIN MURRAY | ||||||||
| VP, GLOBAL PRODUCT MGMT | 40.00 | 0 | 276957 | 11486 | X | |||
| GEORGE NEEDHAM | ||||||||
| VP GLOBAL COUNCILS | 25.00 | 94849 | 0 | 25688 | X | |||
| WILLIAM NILGES | ||||||||
| VP BUSINESS DEVELOPMENT | 40.00 | 240502 | 0 | 37643 | X | |||
| GENE OLIVER | ||||||||
| VP INFORMATION TECHNOLOGY | 50.00 | 188257 | 0 | 43774 | X | |||
| TAMMI SPAYDE | ||||||||
| VP, HUMAN RESOURCES | 50.00 | 236991 | 0 | 39682 | X | |||
| MICHAEL TEETS | ||||||||
| VP ENTERPRISE ARCHITECTURE | 50.00 | 237467 | 0 | 41022 | X | |||
| ANDREW WANG | ||||||||
| VP, OCLC ASIA PACIFIC | 50.00 | 249166 | 0 | 34253 | X | |||
| GREG ZICK | ||||||||
| VP, GLOBAL ENGINEERING | 40.00 | 298604 | 0 | 46206 | X | |||
| DANIEL BOIVIN | ||||||||
| EXEC DIR, CANADA & LATIN AMERICA | 50.00 | 176133 | 0 | 13645 | X | |||
| ANDY BUSH | ||||||||
| EXEC DIRECTOR US LIBR SERVICES | 45.00 | 184893 | 0 | 33059 | X | |||
| TOM HICKEY | ||||||||
| CHIEF SCIENTIST | 40.00 | 206139 | 0 | 35985 | X | |||
| SONDRA KOWALUK | ||||||||
| CORPORATE CONTROLLER | 45.00 | 198840 | 0 | 38852 | X | |||
| MARTY WITHROW | ||||||||
| DIRECTOR DEVELOPMENT | 40.00 | 175672 | 0 | 28834 | X | |||
| KAREN CALHOUN | ||||||||
| FORMER OFFICER | 0.00 | 141241 | 0 | 6909 | X | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 6498639 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 276957 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 739261 | TotalOtherCompensation |
| Number Individuals GT100 K | 179 | NumberIndividualsGT100K |
| Formers Listed | 1 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| ADOBE SYSTEMS INCORPORATED | |||||
| 75 REMITTANCE DRIVE SUITE 1025 | CHIAGO | IL | 60675 | SOFTWARE CONSULTING | 430851 |
| WILLIE NEUMANN COMPANY LLC | |||||
| P O BOX 21368 | COLUMBUS | OH | 43221 | SOFTWARE CONSULTING | 290250 |
| INDEX DATA LLC | |||||
| 8 FANEUIL HALL MARKETPLACE 3RD FLO | BOSTON | MA | 02109 | SOFTWARE CONSULTING | 274219 |
| HEIDRICK AND STRUGGLES | |||||
| 1133 PAYSPHERE CIRCLE | CHICAGO | IL | 60674 | RECRUITING SERVICES | 230884 |
| ACCELEBRATE INC | |||||
| 9258 PEACHTREE STREET NE PMB 378 | ATLANTA | GA | 30309 | TRAINING SERVICES | 220120 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 16 | NumberOfContractorsGT100K |
| All Other Contributions | 1695065 | AllOtherContributions |
| Total Contributions | 1695065 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (4 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| METADATA SERVICES | 519100 | 81556506 | 81556506 |
| RESOURCE SHARE SVCS | 519100 | 48534364 | 48534364 |
| REFERENCE SERVICES | 519100 | 21565022 | 21565022 |
| DIGITAL SERVICES | 519100 | 4543448 | 4543448 |
Total Oth Program Service Revenue TotalOthProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 8839524 | TotalRevenueColumn |
| Related Or Exempt Function Income | 8839524 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 165038864 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 11137268 | TotalRevenueColumn |
| Exclusion | $11,137,268 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 207579276 | Securities |
| Other | 2602252 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 202294625 | Securities |
| Other | 16484 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 5284651 | Securities |
| Other | 2585768 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 7870419 | TotalRevenueColumn |
| Exclusion | $7,870,419 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | 1893776 | GrossSalesOfInventory |
| Cost Of Goods Sold | 1222523 | CostOfGoodsSold |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 671253 | TotalRevenueColumn |
| Related Or Exempt Function Income | 671253 | RelatedOrExemptFunctionIncome |
Other Revenue Misc OtherRevenueMisc (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | ExclusionExclusionAmount | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| SPACE RENTALS | 531120 | 1610992 | $1,610,992 | |
| WEB LINKING COMMISSION | 900099 | 84657 | 84657 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 1695649 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 188108518 | TotalRevenueColumn |
| Related Or Exempt Function Income | 165710117 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 84657 | UnrelatedBusinessRevenue |
| Exclusion | $20,618,679 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 95878 | Total |
| Program Services | 95878 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 87733 | Total |
| Program Services | 87733 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6045132 | Total |
| Program Services | 2742174 | ProgramServices |
| Management And General | 3302958 | ManagementAndGeneral |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 65242623 | Total |
| Program Services | 60021798 | ProgramServices |
| Management And General | 5220825 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5644837 | Total |
| Program Services | 5316075 | ProgramServices |
| Management And General | 328762 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3262947 | Total |
| Program Services | 2313519 | ProgramServices |
| Management And General | 949428 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5629783 | Total |
| Program Services | 5217872 | ProgramServices |
| Management And General | 411911 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 453406 | Total |
| Program Services | 7409 | ProgramServices |
| Management And General | 445997 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 321525 | Total |
| Management And General | 321525 | ManagementAndGeneral |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1051734 | Total |
| Management And General | 1051734 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6507018 | Total |
| Program Services | 6300759 | ProgramServices |
| Management And General | 206259 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 139503 | Total |
| Program Services | 139503 | ProgramServices |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2232432 | Total |
| Program Services | 2178444 | ProgramServices |
| Management And General | 53988 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4647541 | Total |
| Program Services | 4332273 | ProgramServices |
| Management And General | 315268 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4551239 | Total |
| Program Services | 4551239 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4821890 | Total |
| Program Services | 4136640 | ProgramServices |
| Management And General | 685250 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4338168 | Total |
| Program Services | 3915825 | ProgramServices |
| Management And General | 422343 | ManagementAndGeneral |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 536200 | Total |
| Program Services | 527914 | ProgramServices |
| Management And General | 8286 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1664535 | Total |
| Program Services | 1664535 | ProgramServices |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 20973481 | Total |
| Program Services | 20970230 | ProgramServices |
| Management And General | 3251 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 438342 | Total |
| Program Services | 403228 | ProgramServices |
| Management And General | 35114 | ManagementAndGeneral |
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices |
|---|---|---|
| IFM LENDING CREDITS | 14195010 | 14195010 |
| PROGRAM INCENTIVES | 13280369 | 13280369 |
| MARKETING | 5076491 | 5076491 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5854780 | Total |
| Program Services | 5396228 | ProgramServices |
| Management And General | 458552 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 177092597 | Total |
| Program Services | 162871146 | ProgramServices |
| Management And General | 14221451 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3771 | BOY |
| EOY | 3002 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 19412326 | BOY |
| EOY | 14446907 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1044370 | BOY |
| EOY | 255624 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26246671 | BOY |
| EOY | 36041638 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 50000 | BOY |
| EOY | 50000 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 439869 | BOY |
| EOY | 321526 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3615532 | BOY |
| EOY | 3142147 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5686755 | BOY |
| EOY | 5472475 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 114428195 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 76580670 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 41044952 | BOY |
| EOY | 37847525 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 182235822 | BOY |
| EOY | 178105126 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11761572 | BOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 54879364 | BOY |
| EOY | 57053698 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 19669412 | BOY |
| EOY | 18489078 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 366090416 | BOY |
| EOY | 351228746 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 17381122 | BOY |
| EOY | 18073236 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 26196584 | BOY |
| EOY | 26173926 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 45918007 | BOY |
| EOY | 37888622 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 36932350 | BOY |
| EOY | 32409248 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 126428063 | BOY |
| EOY | 114545032 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Do Not Follow SFAS117 | X | DoNotFollowSFAS117 |
Cap Stck Trst Prin Current Funds CapStckTrstPrinCurrentFunds
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Paid In Cap Srpls Land Bldg Eqp Fund PaidInCapSrplsLandBldgEqpFund
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Retained Earnings Endowment Etc RetainedEarningsEndowmentEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 239662353 | BOY |
| EOY | 236683714 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 239662353 | BOY |
| EOY | 236683714 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 366090416 | BOY |
| EOY | 351228746 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 11015921 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -13994560 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | X | PubliclySupportedOrg509a2 |
Gifts Grants Contrib Received509 GiftsGrantsContribReceived509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 14129999 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 6906824 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 5266183 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 2538297 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1695065 | CurrentTaxYear |
| Total | 30536368 | Total |
Gross Receipts From Admissions GrossReceiptsFromAdmissions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 196988335 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 201302146 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 191009715 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 172428836 | CurrentTaxYearMinus1Year |
| Current Tax Year | 166932640 | CurrentTaxYear |
| Total | 928661672 | Total |
Total509 Total509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 211118334 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 208208970 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 196275898 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 174967133 | CurrentTaxYearMinus1Year |
| Current Tax Year | 168627705 | CurrentTaxYear |
| Total | 959198040 | Total |
Amts Recd From Disqual Persons AmtsRecdFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 12462867 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 6372377 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 4939971 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1680595 | CurrentTaxYearMinus1Year |
| Current Tax Year | 920565 | CurrentTaxYear |
| Total | 26376375 | Total |
Amts From Subst Contributors AmtsFromSubstContributors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 6331650 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 4461101 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 4603165 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 5125208 | CurrentTaxYearMinus1Year |
| Current Tax Year | 4111746 | CurrentTaxYear |
| Total | 24632870 | Total |
Support From DQ Ps Etc SupportFromDQPsEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 18794517 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 10833478 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 9543136 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 6805803 | CurrentTaxYearMinus1Year |
| Current Tax Year | 5032311 | CurrentTaxYear |
| Total | 51009245 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | 908188795 | PublicSupportTotal509 |
Gross Investment Income509 GrossInvestmentIncome509
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 5915373 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 7472163 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7421518 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 8299466 | CurrentTaxYearMinus1Year |
| Current Tax Year | 12748260 | CurrentTaxYear |
| Total | 41856780 | Total |
Post1975 UBTI Post1975UBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year | 62442 | CurrentTaxYear |
| Total | 62442 | Total |
Investment Income And UBTI InvestmentIncomeAndUBTI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 5915373 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 7472163 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7421518 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 8299466 | CurrentTaxYearMinus1Year |
| Current Tax Year | 12810702 | CurrentTaxYear |
| Total | 41919222 | Total |
Total Support Total TotalSupportTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 217033707 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 215681133 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 203697416 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 183266599 | CurrentTaxYearMinus1Year |
| Current Tax Year | 181438407 | CurrentTaxYear |
| Total | 1001117262 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Percentage509 | 0.90720 | PublicSupportPercentage509 |
| Prior Year Support Percentage | 0.91020 | PriorYearSupportPercentage |
| Investment Income Percentage | 0.04190 | InvestmentIncomePercentage |
| Prior Yr Invest Income Percentage | 0.03380 | PriorYrInvestIncomePercentage |
| Thirty Three Percnt Tests CY509 | X | ThirtyThreePercntTestsCY509 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 11005874 | OtherCostOrOtherBasis |
| Book Value | 11005874 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 56582011 | OtherCostOrOtherBasis |
| Depreciation | 38188622 | Depreciation |
| Book Value | 18393389 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 978590 | OtherCostOrOtherBasis |
| Depreciation | 642322 | Depreciation |
| Book Value | 336268 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 45861720 | OtherCostOrOtherBasis |
| Depreciation | 37749726 | Depreciation |
| Book Value | 8111994 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 37847525 | TotalOfBookValueLandBuildings |
Other Assets OtherAssets (2 entries)
| DescriptionDescription | Book ValueBookValue |
|---|---|
| OTHER ASSETS | 5971649 |
| INVESTMENT IN AFFILIATES | 12517429 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 18489078 | TotalBookValueOtherAssets |
Other Liabilities OtherLiabilities (4 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| DEFERRED RETIREMENT | $1,269,929 |
| POST RETIREMENT BENEFITS | $6,933,955 |
| MEMBERS SUBSCRIPTION BALANCES | $20,642,018 |
| OTHER LIABILITIES | $3,563,346 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 32409248 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | Identifier |
| Return Reference | PART X: | ReturnReference |
| Explanation | INFORMATION REQUIRED IN SCH D, PART X REGARDING THE FINANCIAL STATEMENT FOOTNOTE FOR LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 (FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES). THIS IS NOW CODIFIED AS ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10. THE TEXT OF THE FOOTNOTE IN OCLC'S CONSOLIDATED FINANCIAL STATEMENTS AS AUDITED BY OCLC'S INDEPENDENT AUDITOR, DELOITTE & TOUCHE, IS AS FOLLOWS: OCLC EVALUATED ITS TAX POSITIONS AT JUNE 30, 2012 AND 2011, IN ACCORDANCE WITH ASC 740-10. BASED ON THIS EVALUATION, OCLC DETERMINED THAT THERE WAS NO MATERIAL IMPACT TO THE CORPORATION'S CONSOLIDATED FINANCIAL STATEMENTS AS A RESULT OF THE ADOPTION OF ASC 740-10. | Explanation |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 1 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable (8 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| EAST ASIA AND THE PACIFIC | 1 | 4 | PROGRAM SERVICES | REPRESENTATIVE OFFICE PROVIDING INFORMATION ABOUT OCLC SERVICES TO LIBRARIES IN CHINA | 195970 |
| NORTH AMERICA (OUTSIDE USA) | 2 | 8 | PROGRAM SERVICES | OFFICES PROVIDING INFORMATION ABOUT OCLC SERVICES TO LIBRARIES | 1032174 |
| NORTH AMERICA (OUTSIDE USA) | 1 | 34 | PROGRAM SERVICES | PROVIDING TECHNICAL SERVICES TO LIBRARIES | 2542204 |
| EAST ASIA AND THE PACIFIC | 0 | 0 | ONE TRUSTEE ATTENDED AN OCLC REGIONAL COUNCILMEETING | 1000 | |
| EUROPE | 0 | 0 | TWO TRUSTEES ATTENDEDAN OCLC REGIONAL COUNCIL MEETING | 3000 | |
| EAST ASIA AND THE PACIFIC | 0 | 0 | GOVERNANCE (REGIONAL COUNCIL MEETING) | 10000 | |
| EUROPE | 0 | 0 | GOVERNANCE (REGIONAL COUNCIL MEETING) | 118000 | |
| SEE SCHEDULE R FOR EXCLUDED AFFILIATES OUTSIDE THE US |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 4 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 46 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 4 | TotalNumberOfOffices |
| Total Number Of Employees | 46 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 3902348 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 3902348 | TotalAmountSpent |
Grants To Orgs Outside US GrantsToOrgsOutsideUS (3 entries)
| RegionRegion | Purpose Of GrantPurposeOfGrant | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement |
|---|---|---|---|
| NORTH AMERICA | LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT | 14362 | CHECK |
| NORTH AMERICA | OPERATING SUPPORT FOR UNIVERSITY CONFERENCES | 7020 | CHECK |
| EUROPE (INCLUDING ICELAND & GREENLAND) | LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT | 15000 | CHECK |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of501c3 Orgs | 3 | TotalNumberOf501c3Orgs |
Grants To Ind Outside US GrantsToIndOutsideUS (2 entries)
| Type Of AssistanceTypeOfAssistance | RegionRegion | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement | Amount Of Non Cash AssistanceAmountOfNonCashAssistance | Description Of Non Cash AssistanceDescriptionOfNonCashAssistance | Method Of ValuationMethodOfValuation |
|---|---|---|---|---|---|---|---|
| FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES | SUB-SAHARAN AFRICA | 3 | 1200 | CASH STIPEND OF $100 PER WEEK | 23310 | TRAVEL, LODGING AND MEALS TO VISIT OCLC'S OFFICES IN THE US AND VARIOUS LIBRARIES IN THE US SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION | ACTUAL COSTS EXPENDED |
| FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES | SOUTH ASIA | 2 | 800 | CASH STIPEND OF $100 PER WEEK | 16219 | TRAVEL, LODGING AND MEALS TO VISIT OCLC'S OFFICES IN THE US AND VARIOUS LIBRARIES IN THE US SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION | ACTUAL COSTS EXPENDED |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfer To Foreign Corp | 0 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 1 | OwnForeignCorp |
| Passive Foreign Invest Co | 1 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 1 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: | Identifier |
| Explanation | SCHEDULE F, PART I, LINE 2: OCLC PROVIDED A GRANT TO HELP UNDERWRITE THE COST OF A UNESCO CONFERENCE SPONSORED BY A UNIVERSITY OUTSIDE THE UNITED STATES. IN ADDITION, OCLC PROVIDED LIBRARY AND INFORMATION SCIENCE RESEARCH GRANTS TO TWO LIBRARIES OUTSIDE THE UNITED STATES. THE GRANTEES ARE REQUIRED TO FURNISH A FINAL PROJECT REPORT WHICH IS NONPROPRIETARY AND IN THE PUBLIC DOMAIN. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (4 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| AMERICAN LIBRARY ASSOCIATION | |||||||
| 50 EAST HURON STREET | CHICAGO | IL | 60611 | 362166947 | 501(C)(3) | 9150 | OPERATING SUPPORT AND FUNDING FOR THE MANN AND DEWEY AWARDS |
| ASSOCIATION OF RESEARCH LIBRARIES | |||||||
| 21 DUPONT CIRCLE SUITE 800 | WASHINGTON | DC | 20036 | 520784198 | 501(C)(3) | 7500 | OPERATING SUPPORT |
| SIMMONS COLLEGE | |||||||
| 300 THE FENWAY | BOSTON | MA | 02115 | 042103629 | 501(C)(3) | 14797 | LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT |
| UNITED WAY OF CENTRAL OHIO | |||||||
| 360 SOUTH THIRD STREET | COLUMBUS | OH | 43215 | 314393712 | 501(C)(3) | 10075 | OPERATING SUPPORT |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 4 | TotalNbrOf501C3AndGovtGrants |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT PROGRAM (LISRG): FACULTY IN SCHOOLS OF LIBRARY SCIENCE ARE ELIGIBLE TO APPLY. OCLC SENDS OUT AN ANNUAL CALL FOR PROPOSALS TO ELIGIBLE SCHOOLS. APPLICANTS COMPLETE AN LISRG COVER PAGE TOGETHER WITH A RESEARCH PROPOSAL, A DETAILED BUDGET AND SUPPORTING MATERIALS SUCH AS CURRICULA VITAE, STAFFING AND LETTERS OF SUPPORT. PROPOSALS ARE REVIEWED BY SELECTED OCLC STAFF AND THEN SUBMITTED TO A REVIEW PANEL FOR FURTHER EVALUATION AND RECOMMENDATION TO THE VICE PRESIDENT OF THE OCLC OFFICE OF RESEARCH WHO MAKES A FINAL DECISION. RESEARCH RESULTS ARE FURNISHED TO OCLC IN A FINAL PROJECT REPORT WHICH MUST BE NONPROPRIETARY AND IN THE PUBLIC DOMAIN. OTHER CONTRIBUTIONS ARE MADE FOR THE GENERAL OPERATING SUPPORT OF VARIOUS PUBLIC CHARITIES AND GOVERNMENT ORGANIZATIONS. MANY OF THESE ARE NATIONAL OR REGIONAL LIBRARY ASSOCIATIONS BUT SOME ARE COMMUNITY ORGANIZATIONS IN LOCALES WHERE OCLC HAS OFFICES. THESE INCLUDE ARTS ORGANIZATIONS AS WELL AS THE UNITED WAY AND SIMILAR CHARITABLE ORGANIZATIONS SERVING THE COMMUNITY. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Discretionary Spending Account | X | DiscretionarySpendingAccount |
| Payments For Use Of Residence | X | PaymentsForUseOfResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 1 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 1 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 1 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 1 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 1 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (21 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROBERT L JORDAN | |||||||||||||
| 724464 | 0 | 579400 | 0 | 102160 | 0 | 34818 | 0 | 16467 | 0 | 1457309 | 0 | 0 | 0 |
| RICK J SCHWIETERMAN | |||||||||||||
| 292178 | 0 | 202719 | 0 | 54024 | 0 | 32325 | 0 | 18378 | 0 | 599624 | 0 | 0 | 0 |
| JAMES T HOUFEK | |||||||||||||
| 158701 | 0 | 84681 | 0 | 41592 | 0 | 23897 | 0 | 9677 | 0 | 318548 | 0 | 0 | 0 |
| BRUCE CROCCO | |||||||||||||
| 146725 | 0 | 59992 | 0 | 3726 | 0 | 13391 | 0 | 19261 | 0 | 243095 | 0 | 0 | 0 |
| LORCAN DEMPSEY | |||||||||||||
| 171899 | 0 | 87150 | 0 | 55339 | 0 | 25935 | 0 | 20891 | 0 | 361214 | 0 | 0 | 0 |
| CATHERINE DE ROSA | |||||||||||||
| 198613 | 0 | 95175 | 0 | 14921 | 0 | 26264 | 0 | 19622 | 0 | 354595 | 0 | 0 | 0 |
| JIM MICHALKO | |||||||||||||
| 186298 | 0 | 49101 | 0 | 29781 | 0 | 25607 | 0 | 15690 | 0 | 306477 | 0 | 0 | 0 |
| ROBIN MURRAY | |||||||||||||
| 0 | 210853 | 0 | 66104 | 0 | 0 | 0 | 10913 | 0 | 573 | 0 | 288443 | 0 | 0 |
| GEORGE NEEDHAM | |||||||||||||
| 67093 | 0 | 10725 | 0 | 17031 | 0 | 8580 | 0 | 17108 | 0 | 120537 | 0 | 0 | 0 |
| WILLIAM NILGES | |||||||||||||
| 142287 | 0 | 74619 | 0 | 23596 | 0 | 19041 | 0 | 18602 | 0 | 278145 | 0 | 0 | 0 |
| GENE OLIVER | |||||||||||||
| 139866 | 0 | 41326 | 0 | 7065 | 0 | 17068 | 0 | 26706 | 0 | 232031 | 0 | 0 | 0 |
| TAMMI SPAYDE | |||||||||||||
| 156916 | 0 | 67945 | 0 | 12130 | 0 | 19702 | 0 | 19980 | 0 | 276673 | 0 | 0 | 0 |
| MICHAEL TEETS | |||||||||||||
| 159971 | 0 | 76113 | 0 | 1383 | 0 | 18920 | 0 | 22102 | 0 | 278489 | 0 | 0 | 0 |
| ANDREW WANG | |||||||||||||
| 148945 | 0 | 69480 | 0 | 30741 | 0 | 19951 | 0 | 14302 | 0 | 283419 | 0 | 0 | 0 |
| GREG ZICK | |||||||||||||
| 199569 | 0 | 80073 | 0 | 18962 | 0 | 26736 | 0 | 19470 | 0 | 344810 | 0 | 0 | 0 |
| DANIEL BOIVIN | |||||||||||||
| 134981 | 0 | 38920 | 0 | 2232 | 0 | 10259 | 0 | 3386 | 0 | 189778 | 0 | 0 | 0 |
| ANDY BUSH | |||||||||||||
| 113438 | 0 | 52061 | 0 | 19394 | 0 | 13763 | 0 | 19296 | 0 | 217952 | 0 | 0 | 0 |
| TOM HICKEY | |||||||||||||
| 132683 | 0 | 33282 | 0 | 40174 | 0 | 20268 | 0 | 15717 | 0 | 242124 | 0 | 0 | 0 |
| SONDRA KOWALUK | |||||||||||||
| 118286 | 0 | 40379 | 0 | 40175 | 0 | 18505 | 0 | 20347 | 0 | 237692 | 0 | 0 | 0 |
| MARTY WITHROW | |||||||||||||
| 129048 | 0 | 34550 | 0 | 12074 | 0 | 15141 | 0 | 13693 | 0 | 204506 | 0 | 0 | 0 |
| KAREN CALHOUN | |||||||||||||
| 54426 | 0 | 59743 | 0 | 27072 | 0 | 5836 | 0 | 1073 | 0 | 148150 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (5 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| PART I, LINE 1A | TRAVEL FOR COMPANIONS: LORCAN DEMPSEY, VICE PRESIDENT, PROGRAMS, RESEARCH & CHIEF STRATEGIST, IS PROVIDED AN ALLOWANCE FOR OCCASIONAL, PERSONAL TRAVEL TO AND FROM HIS HOME IN THE UNITED KINGDOM FOR HIMSELF AND HIS FAMILY. THIS ALLOWANCE IS FULLY INCLUDED IN TAXABLE COMPENSATION. DISCRETIONARY SPENDING ACCOUNT: ROBERT L. JORDAN, PRESIDENT AND CEO, RECEIVES A $10,000 TAX PREPARATION/FINANCIAL PLANNING ALLOWANCE AND A $14,400 AUTOMOBILE ALLOWANCE FOR WHICH HE IS NOT ACCOUNTABLE TO THE ORGANIZATION AND BOTH ARE FULLY INCLUDED IN TAXABLE INCOME. ALL FULL TIME, US VICE PRESIDENTS EXCEPT LORCAN DEMPSEY RECEIVE A DISCRETIONARY TAX RETURN PREPARATION/FINANCIAL PLANNING ALLOWANCE OF $600 TO BE USED AS THEY DESIRE. ALL THESE ALLOWANCES ARE INCLUDED IN TAXABLE COMPENSATION. PAYMENTS FOR BUSINESS USE OF PERSONAL RESIDENCE: ANDY BUSH, DIRECTOR OF US LIBRARY SERVICES, TRAVELS EXTENSIVELY ON BEHALF OF OCLC AND USES HIS PERSONAL RESIDENCE OUTSIDE OF OHIO AS HIS HOME BASE. HE RECEIVES AN ALLOWANCE OF $3,600 ANNUALLY FOR BUSINESS USE OF HIS PERSONAL RESIDENCE. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. HEALTH OR SOCIAL CLUB DUES: ROBERT L. JORDAN, PRESIDENT AND CEO AND RICK J. SCHWIETERMAN, EXECUTIVE VICE PRESIDENT AND CFO EACH HAVE COUNTRY CLUB MEMBERSHIPS. FOR MR. JORDAN, DUES ARE EITHER PAID DIRECTLY BY OCLC OR PAID BY MR. JORDAN AND REIMBURSED BY OCLC. BUSINESS EXPENSES INCURRED ARE REIMBURSED UNDER AN ACCOUNTABLE PLAN. DUES PAID OR REIMBURSED BY OCLC ARE REPORTED AS TAXABLE COMPENSATION TO THE EXTENT OF REPORTED PERSONAL USE BY MR. JORDAN. FOR MR. SCHWIETERMAN, OCLC PAYS PERSONAL CHARGES AND DUES UP TO $12,000 ANNUALLY. AN ALLOCABLE PORTION OF THE DUES BASED ON PERSONAL USE PLUS ACTUAL PERSONAL CHARGES ARE REPORTED AS TAXABLE COMPENSATION. BUSINESS EXPENSES INCURRED ARE REIMBURSED UNDER AN ACCOUNTABLE PLAN. | |
| PART I, LINE 5 | OCLC MAINTAINS THREE DIFFERENT INCENTIVE COMPENSATION PLANS THAT ARE BASED IN PART ON THE GLOBAL PERFORMANCE OF OCLC AND ITS SUBSIDIARIES. SUBSIDIARY REVENUES AND EXPENSES ARE NOT INCLUDED IN THIS RETURN. THE PLANS ARE THE SALES INCENTIVE PLAN (SIP), THE MANAGEMENT INCENTIVE PLAN (MIP) AND THE LONG-TERM INCENTIVE PLAN (LTIP). OFFICERS ARE PARTICIPANTS IN BOTH THE MIP AND THE LTIP. ALL PERFORMANCE AWARDS FOR THE CEO AND ALL OTHER OFFICERS ARE APPROVED BY THE OCLC BOARD OF TRUSTEES. ALL INCENTIVE PLANS ARE REGULARLY REVIEWED BY OUTSIDE COMPENSATION CONSULTANTS, THE LAST SUCH OCCURRING DURING THE FISCAL YEAR THAT IS THE SUBJECT OF THIS REPORT. THE SIP IS FOR EMPLOYEES RESPONSIBLE FOR THE LIBRARY SALES PROGRAM AND IS BASED ON ACHIEVING SPECIFIC PRODUCT-LINE SALES TARGETS. THE MIP IS A PERFORMANCE-BASED COMPENSATION PROGRAM AVAILABLE FOR MANAGEMENT PERSONNEL (TOTAL OF 99) AND IS BASED ON A WEIGHTED AVERAGE OF PERFORMANCE OBJECTIVES. ALL PARTICIPANTS HAVE AT LEAST A 20 % WEIGHTING FOR COOPERATIVE-WIDE OBJECTIVES FOR REVENUE AND EARNINGS (EXCESS OF REVENUES OVER EXPENSES) AND 10 % FOR INCLUSION. SOME MIP PARTICIPANTS MAY ALSO HAVE A WEIGHTING FOR REVENUES AND EARNINGS OF SPECIFIC PRODUCT SEGMENTS OF OCLC FOR WHICH THEY HAVE RESPONSIBILITY. ALL PARTICIPANTS HAVE UP TO A 70 % WEIGHTING FOR SPECIFIC INDIVIDUAL OBJECTIVES FOR THE PLAN YEAR. THE AMOUNT OF COMPENSATION FOR NON-OFFICER PARTICIPANTS MEETING THESE INDIVIDUAL OBJECTIVES ARE RECOMMENDED BY THE SUPERVISING MANAGEMENT AND APPROVED BY THE CEO. THE LTIP IS A PERFORMANCE-BASED COMPENSATION PROGRAM FOR OFFICERS. THE OCLC BOARD OF TRUSTEES ESTABLISHES THE PLAN FINANCIAL AND NON-FINANCIAL PERFORMANCE MEASURES. FINANCIAL GOALS INCLUDE LONG-TERM REVENUE. NON-FINANCIAL GOALS ARE STRATEGIC IN NATURE AND ALIGN WITH ORGANIZATION MISSION AND ENTERPRISE STRATEGY. THE LTIP PROGRAM INCLUDES A PLAN GATE WHEREBY A MINIMUM FINANCIAL CONTRIBUTION MUST BE ACHIEVED BEFORE PERFORMANCE ON OTHER PLAN OBJECTIVES IS CONSIDERED. GOALS IN THE LTIP PLAN ARE GENERALLY ESTABLISHED THREE YEARS BEFORE THE PERFORMANCE MEASUREMENT DATE. PLAN ACHIEVEMENT IS BASED ON THE AUDITED RESULTS FOR OCLC AND ITS 100 % OWNED SUBSIDIARIES. | |
| PART I, LINE 6 | SEE EXPLANATION FOR LINE 5 | |
| PART I, LINE 7 | SEE EXPLANATION FOR LINE 5 | |
| PART III | DESCRIPTION OF OCLC MANAGEMENT SAVINGS PLAN EFFECTIVE JULY 1, 1997, AND EXTENDING THROUGH APRIL 30, 2002, CERTAIN EMPLOYEES AND TRUSTEES ELECTED TO PARTICIPATE IN THE OCLC MANAGEMENT SAVINGS PLAN (THE PLAN), A NON-QUALIFIED INCENTIVE BENEFIT PROGRAM FOR CERTAIN EMPLOYEES AND TRUSTEES WHO CONTRIBUTED TO THE SUCCESS OF OCLC. EFFECTIVE MAY 1, 2002, THE PLAN WAS FROZEN AND NO ADDITIONAL CONTRIBUTIONS HAVE BEEN, OR WILL BE, ACCEPTED. EARNINGS ON EXISTING BALANCES ARE DISTRIBUTED ANNUALLY TO PARTICIPANTS AND INCLUDED ON W-2S AND 1099S IN THE YEAR OF DISTRIBUTION. UNDER THE PLAN, PARTICIPANTS RECEIVE THE RIGHT TO PURCHASE MUTUAL FUND SHARES FOR A FIXED PRICE. SUCH RIGHT CAN, GENERALLY, BE EXERCISED AT ANY TIME WITHIN A 20-YEAR PERIOD FOLLOWING THE DATE OF GRANT. HOWEVER, IN THE CASE OF A PARTICIPANTS DEATH, RIGHTS HELD BY SUCH PARTICIPANT MUST BE EXERCISED WITHIN SIX MONTHS FROM THE DATE OF DEATH, AND IN THE CASE OF TERMINATION OF EMPLOYMENT (EXCEPT FOR RETIREMENT) RIGHTS HELD BY THE TERMINATED PARTICIPANT MUST BE EXERCISED WITHIN SIX MONTHS OF THE DATE OF TERMINATION (UNLESS EXTENDED BY THE PRESIDENT). COMPENSATION INCOME ATTRIBUTABLE TO RIGHTS GRANTED UNDER THE PLAN, FOR TAX REPORTING PURPOSES, IS NEITHER DETERMINABLE AT THE TIME OF GRANT THEREOF, NOR AT OCLCS FISCAL YEAR END, IF STILL OUTSTANDING. MORE SPECIFICALLY, IT IS ONLY UPON EXERCISE OF ONE OF THESE RIGHTS THAT A PARTICIPANT MUST RECOGNIZE COMPENSATION INCOME, FOR TAX REPORTING PURPOSES. DURING THE CALENDAR YEAR FALLING WITHIN THE FISCAL YEAR THAT IS THE SUBJECT OF THIS INFORMATION RETURN, NONE OF THE PARTICIPANTS WHO ARE REPORTED IN THIS INFORMATION RETURN EXERCISED RIGHTS GRANTED UNDER THE PLAN. OTHER THAN EARNINGS ON EXISTING BALANCES WHICH HAVE BEEN DISTRIBUTED, NO OTHER INCOME IS REFLECTED IN THE SCHEDULE PROVIDED ABOVE, WITH RESPECT TO THOSE INDIVIDUALS LISTED THEREIN WHO ARE PARTICIPANTS IN THE PLAN. ANY FUTURE COMPENSATION AMOUNTS ULTIMATELY REALIZED FROM EXERCISE OF RIGHTS GRANTED UNDER THE PLAN, WILL BE APPROPRIATELY DISCLOSED AS COMPENSATION IN OCLC'S INFORMATION RETURN FOR THE YEAR OF EXERCISE. PARTICIPANTS IN THE PLAN REPORTED ON THIS RETURN: LIZABETH A WILSON TRUSTEE ROBERT L JORDAN PRESIDENT & CEO RICK J SCHWIETERMAN EXECUTIVE VP AND CFO JAMES T HOUFEK VP & GENERAL COUNSEL LORCAN DEMPSEY VP, RESEARCH & STRATEGIST CATHERINE DE ROSA VP, GLOBAL MARKETING GEORGE NEEDHAM VP, GLOBAL COUNCIS | SUPPLEMENTAL INFORMATION |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| COUNTY OF FRANKLIN OHIO | |||||||
| 316400067 | 353202DZ4 | 2003-04-03 | 26223310 | TO REFUND BONDS ISSUED 5/6/1993, IMPROVE REAL PROPERTY, ACQUIRE EQUIPMENT | 0 | 0 | 0 |
| COLUMBUS-FRANKLIN COUNTY FINANCE AUTHORITY | |||||||
| 571239430 | 2008-05-23 | 20000000 | TO FINANCE THE ACQUISITION OF OFFICE SYSTEMS, EQUIPMENT, AND DATABASES | 0 | 0 | 0 | |
| COLUMBUS-FRANKLIN COUNTY FINANCE AUTHORITY | |||||||
| 571239430 | 2009-08-10 | 30000000 | TO REFUND BONDS ISSUED 12/19/1998,ACQUIRE OFFICE SYSTEMS,EQUIPMENT | 0 | 0 | 0 | |
Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)
| Amount RetiredAmountRetired | Total ProceedsTotalProceeds | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Capital ExpendituresCapitalExpenditures | Other Spent ProceedsOtherSpentProceeds | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|
| 18935000 | 26223310 | 233016 | 8599384 | 17390910 | 2003 | 1 | 0 | 1 | 1 |
| 10876412 | 20012780 | 20012780 | 2008 | 0 | 0 | 1 | 1 | ||
| 7299966 | 30000000 | 161760 | 12314796 | 17523444 | 2009 | 1 | 0 | 1 | 1 |
Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
| 0 | 0 | 0 | 0 | 0.00000 | 0.00000 | 0.00000 | 1 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 0 | 1 |
| 0 | 0 | 0 | 0 | 0 | 1 |
Form990 Schedule K Part VI Form990ScheduleKPartVI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE K, PART I AND II | Identifier |
| Return Reference | ITEM B | ReturnReference |
| Explanation | THE DIFFERENCE BETWEEN THE ISSUE PRICE IN PART I, LINE B AND THE TOTAL PROCEEDS IN PART II, LINE 3, COLUMN B IS DUE TO INVESTMENT EARNINGS. | Explanation |
Schedule L IRS990ScheduleL
Loan Table LoanTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | LORCAN DEMPSEY | NamePerson |
| Purpose Of Loan | LOAN TO ASSIST WITH PURCHASE OF PRINCIPAL RESIDENCE - SEE DETAILS BELOW | PurposeOfLoan |
| Loan From Organization | X | LoanFromOrganization |
| Original Principal | $50,000 | OriginalPrincipalAmount |
| Balance Due | 50000 | BalanceDue |
| Default | 0 | Default |
| Approved By Board | 0 | ApprovedByBoard |
| Written Agreement | 1 | WrittenAgreement |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 50000 | TotalBalanceDue |
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| CLAIRE COCCO | |||
| DAUGHTER OF OFFICER | 131566 | EMPLOYMENT FAMILY MEMBER OF AN OCLC OFFICER | 0 |
| SONYA OLIVER | |||
| SPOUSE OF OFFICER | 91784 | EMPLOYMENT FAMILY MEMBER OF AN OCLC OFFICER | 0 |
Form990 Schedule L Part V Form990ScheduleLPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE L, PART II | Identifier |
| Return Reference | LOAN TO LORCAN DEMPSEY | ReturnReference |
| Explanation | OCLC LOANED FUNDS TO THIS OFFICER TO FACILITATE HIS RELOCATION TO OCLC'S HEADQUARTERS IN DUBLIN, OHIO DURING A PRIOR FISCAL YEAR. THESE FUNDS WERE USED TO FINANCE A NEW PRINCIPAL RESIDENCE. THE LOAN IS THE RESULT OF ARMS-LENGTH NEGOTIATION AND PROVIDES FOR A BALLOON REPAYMENT AT THE END OF THE TERM. INTEREST IMPUTED ON THIS LOAN AS DESCRIBED IN SECTION 7872 OF THE INTERNAL REVENUE CODE IS REPORTED IN PART VII AND SCHEDULE J OF THIS RETURN. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (12 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 1 | THE BOARD OF TRUSTEES MAY DESIGNATE THREE (3) OR MORE TRUSTEES, INCLUDING THE PRESIDENT AND THE CHAIR OF THE BOARD, TO CONSTITUTE AN EXECUTIVE COMMITTEE, WHICH COMMITTEE SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES IN THE MANAGEMENT OF THE AFFAIRS OF THE CORPORATION WHEN THE BOARD OF TRUSTEES IS NOT IN SESSION. | |
| FORM 990, PART VI, SECTION A, LINE 2 | TWO CURRENT TRUSTEES (EDWARD BARRY AND JOHN PATRICK) ARE BOTH BOARD MEMBERS OF KNOVEL, INC. | |
| FORM 990, PART VI, SECTION A, LINE 6 | MEMBERSHIP IN OCLC IS OPEN TO ANY LIBRARY OR OTHER MEMORY INSTITUTION THAT EMBRACES THE OCLC VALUES OF COLLABORATION AND SHARING. INSTITUTIONS WORLDWIDE BECOME MEMBERS BY CONTRACTUALLY AGREEING TO CONTRIBUTE INTELLECTUAL CONTENT OR SHARE RESOURCES. MEMBERS MAY INCLUDE LIBRARIES, MUSEUMS, ARCHIVES, HISTORICAL SOCIETIES, OR SIMILAR INSTITUTIONS. OCLC MEMBERS IN EACH OF THREE WORLDWIDE REGIONS ORGANIZE INTO REGIONAL COUNCILS. EACH REGIONAL COUNCIL ELECTS DELEGATES TO THE OCLC GLOBAL COUNCIL. THIS BODY CONSISTS OF 48 MEMBER DELEGATES AND IT ARTICULATES THE VARIOUS INTERESTS OF THE OCLC MEMBERS TO THE OCLC BOARD OF TRUSTEES. | |
| FORM 990, PART VI, SECTION A, LINE 7A | THE OCLC GLOBAL COUNCIL ELECTS SIX MEMBERS OF THE OCLC BOARD OF TRUSTEES. | |
| FORM 990, PART VI, SECTION A, LINE 7B | THE OCLC GLOBAL COUNCIL RATIFIES CHANGES TO THE ARTICLES OF INCORPORATION OR THE CODE OF REGULATIONS IN ORDER FOR THE CHANGES TO TAKE EFFECT. | |
| FORM 990, PART VI, SECTION B, LINE 11 | THE 990 RETURN IS PREPARED AND SUPPORTING DATA IS REVIEWED INTERNALLY BY OCLC FINANCE STAFF, IN CONSULTATION WITH APPROPRIATE MANAGEMENT PERSONNEL INCLUDING THE CHIEF FINANCIAL OFFICER, THE GENERAL COUNSEL AND THE CORPORATE CONTROLLER. THE RETURN IS REVIEWED BY THE CORPORATE CONTROLLER. THE RETURN IS THEN REVIEWED BY DELOITTE TAX LLP. FINALLY, A COPY OF THE 990 IN ELECTRONIC FORM IS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO SIGNATURE BY THE CHIEF FINANCIAL OFFICER AND FILING. | |
| FORM 990, PART VI, SECTION B, LINE 12C | ALL EMPLOYEES ARE REQUIRED TO CERTIFY THEIR KNOWLEDGE OF, AND COMPLIANCE WITH, THE POLICY ON AN ANNUAL BASIS BY SIGNING A STATEMENT. IF IT IS UNCLEAR IF A CONFLICT EXISTS, THE EMPLOYEE CAN CONTACT THE GENERAL COUNSEL FOR CLARIFICATION. THE EMPLOYEE CAN ALSO FILE A WRITTEN REQUEST FOR A RULING WITH HIS OR HER VICE PRESIDENT OR DIVISION DIRECTOR WHO MAY REJECT OR APPROVE THE APPLICATION. IF APPROVED, THE REQUEST IS SENT TO THE PRESIDENT FOR A FINAL APPROVAL. A WRITTEN RESPONSE IS PROVIDED TO THE EMPLOYEE INDICATING WHETHER THE ACTIVITY CAN BE UNDERTAKEN OR IF IT VIOLATES THE CONFLICT OF INTEREST POLICY AND CANNOT BE UNDERTAKEN. IN ADDITION TO THE GENERAL POLICY FOR ALL EMPLOYEES, MEMBERS OF THE OCLC BOARD OF TRUSTEES AND THE STRATEGIC LEADERSHIP TEAM ARE REQUIRED TO ANSWER MORE DETAILED QUESTIONS IN WRITING ON AN ANNUAL BASIS AND ALL RESPONSES ARE REVIEWED BY THE AUDIT COMMITTEE OF THE OCLC BOARD OF TRUSTEES. | |
| FORM 990, PART VI, SECTION B, LINE 15 | FOR ALL EXECUTIVES, THE PERSONNEL AND COMPENSATION COMMITTEE OF THE OCLC BOARD OF TRUSTEES REVIEWS THE PROPOSED COMPENSATION AND AN ANALYSIS OF COMPENSATION IN THE MARKETPLACE FOR COMPARABLE POSITIONS PREPARED BY AN OUTSIDE CONSULTANT. ONCE APPROVED BY THE COMMITTEE, THE ENTIRE BOARD OF TRUSTEES (EXCEPT FOR THE CEO) MEETS IN EXECUTIVE SESSION TO REVIEW AND VOTE ON THE COMPENSATION PACKAGES. THE COMMITTEE AND THE FULL BOARD CONSIST ONLY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO SETTING THE COMPENSATION FOR THE EXECUTIVES. WRITTEN MINUTES OF ALL BOARD COMMITTEES AND BOARD OF TRUSTEE MEETINGS ARE PREPARED. MORE INFORMATION ABOUT OCLC EXECUTIVE COMPENSATION CAN BE FOUND ON THE OCLC WEBSITE AT THE FOLLOWING LINK: WWW.OCLC.ORG/US/EN/ABOUT/TRUSTEES/COMPENSATION/EXECUTIVE_COMPENSATION.HTM | |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ARTICLES OF INCORPORATION AND THE ANNUAL AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE OCLC WEBSITE: WWW.OCLC.ORG/US/EN/COUNCILS/DOCUMENTS/ WWW.OCLC.ORG/NEWS/PUBLICATIONS/FINANCIAL/. A DESCRIPTION OF THE CONFLICT OF INTEREST POLICY IS CONTAINED IN OCLCS CODE OF CONDUCT DOCUMENT WHICH IS ALSO AVAILABLE ON THE OCLC WEBSITE. WWW.OCLC.ORG/US/EN/ABOUT/CODE/CODE_OF_CONDUCT_EN.PDF IN ADDITION, THE ANNUAL REPORT (INCLUDING CONDENSED FINANCIAL STATEMENTS) IS PROVIDED TO THE DIRECTORS OF ALL GOVERNING MEMBERS. THE ANNUAL REPORT IS ALSO AVAILABLE ON THE OCLC WEBSITE. WWW.OCLC.ORG/US/EN/NEWS/PUBLICATIONS/ANNUALREPORTS/DEFAULT.HTM | |
| PART VII, COLUMN B | THE FOLLOWING FIVE OFFICERS DEVOTED TIME TO RELATED ORGANIZATIONS. THE AVERAGE HOURS PER WEEK IS SPECIFIED. ROBERT L JORDAN 8 RICK J SCHWIETERMAN 4 ROBIN MURRAY 2 TAMMI SPAYDE 1 GREG ZICK 3 | HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS |
| FORM 990, PART XI, LINE 5: | NET UNREALIZED LOSSES ON INVESTMENTS: -11,508,666. FOREIGN CURRENCY TRANSLATION -1,205,628. UNREALIZED GAIN POST RETIREMENT PLAN 2,899,911. INCOME ON INVESTMENT IN SUBSIDIARIES 91,926. SUBPART F INCOME INCLUDED IN INVESTMENT INCOME BUT NOT ON BOOKS -4,272,103. TOTAL TO FORM 990, PART XI, LINE 5: -13,994,560. | CHANGES IN NET ASSETS OR FUND BALANCES: |
| SINCE 1979, THE OCLC BOARD OF TRUSTEES HAS DETERMINED THAT COMPENSATION FOR TRUSTEE SERVICE IS APPROPRIATE IN ORDER TO ATTRACT AND RETAIN THE MOST QUALIFIED AND ABLE INDIVIDUALS, TO PROMOTE ECONOMIC DIVERSITY BY PROVIDING AN OPPORTUNITY TO CONTRIBUTE TO THE WORK OF THE BOARD BY THOSE WHO MIGHT OTHERWISE BE UNABLE TO DO SO, AND TO PROVIDE TANGIBLE COMPENSATION FOR THE CONSIDERABLE TIME AND EFFORT OF TRUSTEES IN SUPPORT OF OCLC'S MISSION. BECAUSE OF THE SIGNIFICANT TIME COMMITMENT INVOLVED IN BOARD SERVICE, MANY TRUSTEES MUST LIMIT CONSULTING AND OTHER ACTIVITIES FOR WHICH THEY WOULD BE COMPENSATED. COMPENSATION WILL BE PROVIDED TO NON-EMPLOYEE TRUSTEES, BY ACTION OF THE BOARD, AT LEVELS CONSISTENT WITH THOSE PROVIDED BY OTHER NON-PROFIT ORGANIZATIONS THAT ALSO COMPENSATE THEIR BOARD MEMBERS/TRUSTEES (WITH MARKET DEFINED BY DATA FROM 990 FILINGS, SUPPLEMENTED BY NON-PROFIT PUBLISHED SURVEY DATA). COMPENSATION LEVELS ARE ALSO REVIEWED FROM TIME TO TIME BY INDEPENDENT COMPENSATION CONSULTANTS FOR BENCHMARKING AGAINST OTHER NON-PROFIT ORGANIZATIONS. BOARD COMPENSATION CONSISTS OF CASH PAYMENTS STRUCTURED AS A COMBINATION OF RETAINERS AND MEETING FEES, WITH HIGHER COMPENSATION AMOUNTS FOR CHAIRS OF THE BOARD AND BOARD COMMITTEES REFLECTING THE ADDITIONAL TIME REQUIREMENTS OF THESE POSITIONS. FROM TIME TO TIME, THERE MAY ALSO BE ADDITIONAL TRUSTEE COMPENSATION FOR SPECIAL PROJECTS/ASSIGNMENTS AS DETERMINED BY THE BOARD, DEPENDING ON DURATION AND ADDITIONAL TIME REQUIREMENTS. MORE INFORMATION ABOUT OCLC BOARD COMPENSATION CAN BE FOUND ON THE OCLC WEBSITE AT THE FOLLOWING LINK: WWW.OCLC.ORG/US/EN/ABOUT/TRUSTEES/COMPENSATION/COMPENSATION_Q_AND_A.HTM | PHILOSOPHY STATEMENT ON BOARD OF TRUSTEES COMPENSATION |
Schedule R IRS990ScheduleR
Form990 Schedule R Part IV Form990ScheduleRPartIV (7 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership | Address Line1AddressForeign/AddressLine1 | CityAddressForeign/City | CountryAddressForeign/Country | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Share Of Total IncomeShareOfTotalIncome |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| OCLC INFORMATION DISTRIBUTION INC | |||||||||||||||
| 6565 KILGOUR PLACE | DUBLIN | OH | 43017 | 870374788 | INFORMATION SERVICES | OH | OCLC ONLINE COMPUTER LIBRARY CENTER INC | C | 214037 | 1.00000 | |||||
| DIMEMA INC | |||||||||||||||
| 220 WEST MERCER ST W-200 | SEATTLE | WA | 98119 | 912129115 | INFORMATION SERVICES | WA | OCLC INFORMATION DISTRIBUTION INC | C | 1.00000 | ||||||
| OCLC EMEA BV | |||||||||||||||
| 981065403 | HOLDING COMPANY | OCLC ONLINE COMPUTER LIBRARY CENTER INC | C | 13274286 | 1.00000 | SCHIPHOLWEG 99 2300 AW | LEIDEN | NL | NL | 2635628 | |||||
| OCLC BV | |||||||||||||||
| 981065524 | INFORMATION SERVICES | OCLC EMEA BV | C | 12068822 | 1.00000 | SCHIPHOLWEG 99 2300 AW | LEIDEN | NL | NL | 17123486 | |||||
| OCLC GMBH | |||||||||||||||
| 981063976 | INFORMATION SERVICES | OCLC EMEA BV | C | 8596021 | 1.00000 | GRUNWALDER WEG 28G | 82041 OBERHACHING | GM | GM | 17274157 | |||||
| OCLC AG | |||||||||||||||
| INFORMATION SERVICES | OCLC GMBH | C | 467966 | 1.00000 | ST JAKOB-STRASSE 96 | CH-4052 BASEL | SZ | SZ | 613813 | ||||||
| OCLC (UK) LIMITED | |||||||||||||||
| 981067510 | INFORMATION SERVICES | OCLC EMEA BV | C | 5536435 | 1.00000 | 8 ST MARYS GATE | SHEFFIELD S1 4LW | UK | UK | 12570736 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 1 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 1 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 1 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 1 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (8 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| OCLC EMEA BV | ||
| K | 570310 | COST |
| OCLC BV | ||
| L | 1660097 | COST PLUS |
| OCLC GMBH | ||
| L | 1869177 | COST PLUS |
| OCLC (UK) LIMITED | ||
| L | 3902552 | COST PLUS |
| OCLC (UK) LIMITED | ||
| N | 83684 | COST |
| OCLC (UK) LIMITED | ||
| O | 137400 | COST |
| OCLC BV | ||
| P | 69120 | COST |
| OCLC (UK) LIMITED | ||
| P | 336669 | COST |
Form990 Schedule R Part VII Form990ScheduleRPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Reference | FORM 990, SCHEDULE R, PART IV | ReturnReference |
| Explanation | THE FOLLOWING NON-U.S. CORPORATIONS ARE 100 % OWNED BY OCLC ONLINE COMPUTER LIBRARY CENTER, INC. AND ARE REPORTED IN PART IV OF SCHEDULE R BECAUSE THEY ARE CONSIDERED TAXABLE ORGANIZATIONS IN THEIR RESPECTIVE COUNTRIES. HOWEVER, THEY ARE OWNED BY A NONPROFIT ORGANIZATION EXEMPT FROM U.S. TAXES UNDER SECTION 501(C)(3). ALL OF THESE ORGANIZATIONS ENGAGE IN PROVIDING COMPUTERIZED SERVICES TO LIBRARIES IN THEIR REGIONS. THOSE SERVICES PROVIDE THE SAME FUNCTIONAL SUPPORT TO LIBRARIES THAT OCLC PROVIDES TO U.S. LIBRARIES. THE PURPOSE AND MISSION OF THESE NON-U.S. CORPORATIONS IS THE SAME AS OCLC. WHILE THE COUNTRIES WHERE THESE CORPORATIONS RESIDE CONSIDER THEM SUBJECT TO INCOME TAX UNDER LOCAL LAW, THOSE SAME ACTIVITIES PERFORMED BY OCLC HAVE BEEN DEEMED EXEMPT BY THE INTERNAL REVENUE SERVICE. AS SUCH, THESE NON-U.S. CORPORATIONS MEET THE OPERATIONAL TEST FOR U.S. EXEMPTION. IN ADDITION, SINCE THE NON-U.S. CORPORATIONS ARE 100% OWNED BY OCLC, ALL EARNINGS AND ASSETS OF THOSE CORPORATIONS ARE FULLY CONTROLLED BY, AND A BENEFIT TO, A U.S. NONPROFIT ORGANIZATION. BASED ON THIS, OCLC CONSIDERS THESE NON-U.S. CORPORATIONS TO BE DE FACTO EXEMPT ORGANIZATIONS UNDER U.S. LAW. HOWEVER, SINCE THESE NON-U.S. CORPORATIONS HAVE NO PERMANENT ESTABLISHMENTS OR BUSINESS OPERATIONS IN THE U.S., THERE IS NO U.S. REPORTING REQUIRED AND THEY ARE, THEREFORE, NOT INCLUDED WITH THIS INFORMATION REPORT. OCLC EMEA BV THE NETHERLANDS OCLC BV THE NETHERLANDS OCLC GMBH GERMANY OCLC AG SWITZERLAND OCLC (UK) LIMITED UNITED KINGDOM | Explanation |
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